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2008-RSAT-MONR-1-Q8-004 09/19/2007 MEMORANDUM From: pl Dave Owens, Grants Management rrl . \,;V Isabel DeSantis, Deputy Clerk y/ September 25, 2007 1,S G' To: Date: -~--------~--------~----~----------~---- At the BOCC meeting of September 19, 2007 the BOCC granted approval and authorized execution ofthe following item: Certificate of Acceptance of Sub-Grant Award for the Monroe County Jail Incarceration Program, using funds provided under the Residential Substance Abuse Treatment Grant, for the period from September 1, 2007 through August 31, 2008. Should you have any questions concerning this matter, please do not hesitate to contact my office. Cc: County Attorney Finance File,,// State of Florida Office of Criminal Justice Grants Florida Department of Law Enforcement 2331 Phillips Road Tallahassee, Florida 32308 CERTIFICATION OF ACCEPTANCE OF SUBGRANT AWARD The subgrantee, through its authorized representative, acknowledges receipt and acceptance of subgrant award number 2008-RSA T -MONR-1-Q8-004, in the amount of $ 50,000.00, for a project entitled, MONROE COUNTY JAIL INCARCERATION PROGRAM, for the period of 09/01/2007 through 08/31/2008, in accordance with the statement of work contained in the subgrant application, and subject to the Florida Department of Law Enforcement's Conditions of Agreement and any special conditi overning this subgra \ Signature of Subgrantee's Aut rized Official Mayor Mario DiGennaro Typed Name and Title of Official 69-IQ-07 Date of Acceptance MONROE COUNTY ATTORNEY A ROVEP AS IO F RM: ..... ::r: = -q 0 = C> ..... z :P en , -','" '-'I ;;:J ",. 1'"'1 oo=~. -::::; :rt' 0-',' -0 . :;It:.'" '" C"n c-" c' <=- ("'') 0"' .-.- ~ """ .--! :x . - -, .." ., r" r , 0 :P 0'\ FCLE Florida Department of Office of Criminal Justice Grants Law Enforcement Post Office Box 1489 Tallahassee, Florida 32302-1489 Gerald M. Bailey (850) 617-1250 Commissioner www.fdle.state.fl.us Charlie Crist, Governor Bill McCollum, Attorney General Alex Sink, Chief Financial Officer Charles H. Bronson, Commissioner of A9riculture Aue -1 2001 Sbct~ AUG 2 2007 /- . . T. iRECEI\.EDI I ,\I./G 0 9 2007 ! lPJT '" WI e, The Honorable Mario Di Gennaro Mayor Monroe County Board of Commissioners County Administration Office 1100 Simonton Street Key West, FL 33040 Re: Contract No. 2008-RSAT-MONR-1-Q8-004 Dear Mayor Di Gennaro: The Florida Department of Law Enforcement is pleased to award a Residential Substance Abuse Treatment for State Prisoners grant in the amount of $ 50,000.00 to your unit of government. A copy of the approved subgrant application with the referenced contract number is enclosed for your file. All correspondence with the Department should always refer to the project number and title. Your attention is directed to the Standard Conditions of the subgrant. These conditions should be reviewed carefully by those persons responsible for project administration to avoid delays in project completion and costs reimbursements. The enclosed Certification of Acceptance should be completed and returned to the Department within 30 calendar days from the date of award. This certificate constitutes official acceptance of the award and must be received by the Department prior to the reimbursement of any project expenditures. Committed to Service. Integrity. Respect. Quality The Honorable Mario Oi Gennaro Page Two We look forward to working with you on this project. If we can be of further assistance, please contact Martha McWilliams at 850/410-8700. Sincerely, ~~~Jld~~ Administrator CHW/MKM/dh Enclosures State of Florida Office of Criminal Justice Grants Florida Department of Law Enforcement 2331 Phillips Road Tallahassee, Florida 32308 CERTIFICATION OF ACCEPTANCE OF SUBGRANT AWARD The subgrantee, through its authorized representative, acknowledges receipt and acceptance of subgrant award number 2008-RSAT-MONR-1-Q8-004, in the amount of $ 50,000.00, for a project entitled, MONROE COUNTY JAIL INCARCERATION PROGRAM, for the period of 09/01/2007 through 08/31/2008, in accordance with the statement of work contained in the subgrant application, and subject to the Florida Department of Law Enforcement's Conditions of Agreement and any special conditions governing this subgrant. Signature of Subgrantee's Authorized Official Typed Name and Title of Official Date of Acceptance State of Florida Office of Criminal Justice Grants Florida Department of Law Enforcement 2331 Phillips Road Tallahassee, Florida 32308 SUBGRANT AWARD CERTIFICATE Subgrantee: Monroe County Board of Commissioners Date of Award: &, /- D '} Grant Period: From: 09/01/2007 TO: 08/31/2008 Project Title: MONROE COUNTY JAIL INCARCERATION PROGRAM Grant Number: 2008-RSAT-MONR-1-Q8-004 Federal Funds: $ 50,000.00 BGMTF Funds: State Agency Match: Local Agency Match: $ 16,667.00 Total Project Cost: $ 66,667.00 Program Area: 0001 : Residential Substance Abuse Treatment Award is hereby made in the amount and for the period shown above of a grant under Title IV of the Violent Crime Control and Law Enforcement Act of 1994, P.L 103-322, as amended, to the above mentioned subgrantee and subject to any attached standards or special conditions. This award is subject to all applicable rules, regulations, and conditions as contained in the Financial and Administrative Guide for Grants, Office of Justice Programs, Common Rule for State and Local Governments and A-87, or OMB Circulars A-110 and A-21, in their entirety. II is also subject to such further rules, regulations and policies as may be reasonably prescribed by the State or Federal Government consistent with the purposes and authorization of P.L. 103-322, as amended. SUBGRANT AWARD CERTIFICATE (CONTINUED) This grant shall become effective on the beginning date of the grant period provided that within 30 days from the date of award, a properly executed Certification of Acceptance! Request for Payment is returned to the department. CP~ AI M~tllJ Authorized fficial . Clayton H. Wilder Administrator Date t- )- D 7 ( ) This award is subject to special conditions (attached). Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment Subgrant Recipient Organization Name: Monroe County Board of Commissioners County: Monroe Chief Official Name: Title: Address: City: State: Phone: Fax: Suncom: Email: Mario Di Gennaro Mayor County Administration Office 1100 Simonton Street Key West FL Zip: 33040 305-289-6000 Ext: 305-289-6306 boccdis4@monroecounty-fl.gov Chief Financial Officer Name: Danny Kolhage Title: Clerk Address: 500 Whitehead Street City: Key West State: FL Zip: 33040 Phone: 305-292-3550 Ext: Fax: 305-295-3663 Suncom: Email: dkolhage@monroe-c1erk.com Application Ref # Contract 2008-RSAT-36 2008-RSA T-MONR-1-Q8-004 Section #1 Page 1 of 2 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment --a Implementing Agency Organization Name: County: Chief Official Name: Title: Address: City: State: Phone: Fax: Suncom: Email: Monroe County Board of Commissioners Monroe Mario Di Gennaro Mayor County Administration Office 1100 Simonton Street Key West FL Zip: 33040 305-289-6000 Ext: 305-289-6306 boccdis4@monroecounty-fl.gov Project Director Name: David Owens Title: Grants Administrator Address: 1100 Simonton Street City: Key West State: FL Zip: 33040 Phone: 305-292-4482 Ext: Fax: 305-292-4515 Suncom: Email: owens-david@monroecounty-fl.gov Application Ref # Contract 2008-RSAT-36 2008-RSA T-MONR-1-Q8-004 Section #1 Page 2 of 2 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment General Project Information Project Title: MONROE COUNTY JAIL INCARCERATION PROGRAM Project Sequence No: 1 Subgrant Recipient: Monroe County Board of Commissioners Implementing Agency: Monroe County Board of Commissioners Project Start Date: 9/1/2007 End Date: 8/31/2008 Problem Identification NIA (as specified in instructions) Project Summary The Jail Incarceration Program is an in house substance abuse treatment program housed in the Monroe County Detention Center. It began in 1997 and has served approximately 1,000 inmates with an overall recidivism rate of thirty five percent compared to a seventy percent recidivism rate for the general population. It provides administrative and case management services as mandated by Florida Administrative code 10-E16. The last Department of Children and Families Audit reported the program being at Best Practice Standards. This year the program will serve approximately 150 inmates. The inmates are housed separately from the general population in Dorm Golf the dorm has 54 beds in it. The majority of clients are court ordered by the Drug Court Judges in Monroe County. The program has established a positive reputation, working closely with the Judges, Prosecutors and Lawyers to offer treatment to those who find themselves in the criminal justice system due to their addiction. New features are constantly added. One such addition is the Prochaska and DiCLemente stages of Change. Each client is tracked as to which stage of change they are in and treatment is addressed appropriately. All participants have individualized treatment plans that are reviewed monthly and adjustments are made as needed. An equity of access policy was adopted this year, that makes admission polices welcoming to individuals with co-occuring disorders, inmates with learning disabilities, illiteracy and Spanish speaking inmates. This policy exists to allow access to services for all who might otherwise be denied treatment. The program is working toward CARF (Commission on Accreditation of Rehabilitative Facilities) accreditation and has implemented strangth-based, client-centered treatment. Individualized treatment plans capitalize on the clients' strengths and look at times in their lives that things were under control and the inherent qualities they posess to aid them in recovery. The program includes: MORAL RECONATION THERAPY (MRT) - evidence based systematic step-by-step treatment strategy designed to enhance self-image and promote positive productive identity. COMMUNICATION SKILLS - based on a program developed for prison populations called Touchstones Discussion Project. Inmates discuss relevant topics that have pros and Application Ref # Contract 2008-RSAT-36 -RSAT-MONR- -- Section #2 Page 1 of 3 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment cons. ART AND MUSIC THERAPY - Inmates use creative sources of visual art and music to enhance cognitive functioning. JOB SKillS TRAINING - Assessment of basic needs for education, Job searches, resume writing, addressing a felony in an interview, completing employment applications, basic budgeting. STEP GROUP - The core ideas of the first three steps of AA and NA RELATIONSHIP SKillS GROUP - The is a program from Hazelden Publishing, created for inmates, that concentrates on understanding skills to maintain healthy relationships. DRUG EDUCATION - Inmates learn and explore chemical dependency, how it impacts their lives, and the biopsychosocial nature of the disease. CRIMINAL AND ADDICTIVE THINKING - This is a cognitive behavioral class that assists inmates to identify criminal and addictive thinking that keep them in behavior patterns that return them to jail. RELAPSE PREVENTION - Presents identifying triggers, cravings, and high-risk situations that can lead to relapse. RATIONAL EMOTIVE THERAPY - Developed by Albert Ellis they learn the ABC method, A being the event, B being our beliefs about the event, and C which leads to our reaction to the event. PARENTING - An optional class that is recognized by the Dept. of Children and Families for those who have case plans. UNDERSTANDING GRIEF - An optional class on understanding how unresolved grief can manifest itself in long-term depression, addiction, Post Traumatic Stress Disorder and ambivalence. ANGER MANAGEMENT - An Optional class about the responsibility of choices when angry. INDIVIDUAL COUNSELING - At intake all inmates are assigned an Primary Counselor. This counselor follows the inmate through the program. Counselors are responsible for progress notes and summaries for the courts. Inmates' individual needs are assessed and monthly treatment plans are created to accommodate them. The primary counselor makes referrals to medical, psychiatric services, GED class, and literacy. They are a liaison for release plans including supportive housing, clothing vouchers, food vouchers, bus tickets to return to their home towns, referrals to mental health agencies for aftercare services, and connections to NA and AA meetings. The detention center continues to operate a farm and petting zoo that is maintained by the JIP clients. The clients get no tangible reward for their work on the farm, which is part of the treatment expectation to give back to the community. Another example of this is their participation in presenting to the Department of Juvenile Justice Jail Tour. Monthly DJJ brings juveniles who are in the system and are at risk for further sanctions. JIP inmates tell their stories in hopes of preventing these young adults from following the Application Ref # Contract 2008-RSAT-36 -RSAT-MONR- -- Section #2 Page 2 of 3 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment same path they have. Treatment is a minimum of six months with the possibility of lasting one year. Aftercare is six months and is provided by the Care Center for Mental Health in Key West and the Upper Keys and The Guidance Clinic of the Middle Keys in Marathon. Arrangements are made when clients are returning to their hometowns with agencies that provide aftercare. This creates difficulty in reporting aftercare due to the geographic location of Key West. OBJECTIVES: The number of inmates expected to complete the program is 100. 70% of the inmates served will complete an aftercare program 97% of the inmates served in the program will remain drug free while participating 70% of the inmates in the aftercare program will not test positive for drugs/alcohol 75% of the inmates will not violate probation during aftercare 70% of the inmates served will not return to jail during the first year after release. The program will have an administrative coordinator who also serves as a counselor. There will be two additional full time counselors and one part time counselor. Due to budget restraints additional staff cannot be hired unless additional funding can be found. All staff will have a strong background in substance abuse counseling and mental health with appropriate certification. Staff expertise has a direct impact on the program efficiency. Random Drug Testing is conducted weekly with all JIP clients. Positive drug tests are sent to lock for 30 days and return to court to face the sentencing judge. A possible outcome could be a violation of probation. The program coordinator evaluates the programs effectiveness by tracking the inmates who have completed probation and checks for any new arrests within the year after completion. A data base has been kept with this information since 2003. For recidivism purposes, a sample of the programs inmates is compared to a random sample of inmates who receive no treatment. Additional programs from outside agencies available to the JIP clients include "Street Smarts" an HIV/AIDS prevention program, and "Healthy Heart" a diet nutrition, blood pressure and health program. Application Ref # Contract 2008-RSAT-36 -RSAT-MONR- - - Section #2 Page 3 of 3 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment General Performance Info: Performance Reporting Frequency: Quarterly Federal Purpose Area: 0001 - Residential Substance Abuse Treatment State Purpose Area: 0001 - Residential Substance Abuse Treatment Activity Description Activity: Cognitive Restructuring Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Monroe County Detention Center 5525 College Road Key West, FL 33040 Activity Description Activity: 12-Step Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Monroe County Detention Center 5525 College Road Key West, FL 33040 Activity Description Activity: Aftercare Services Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Application Ref # Contract 2008-RSA T -36 -RSAT-MONR- -- Section #3 Page 1 of 11 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment Monroe County Detention Center 5525 College Road Key West, FL 33040 Activity Description Activity: Community Service Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Monroe County Detention Center 5525 College Road Key West, FL 33040 Activity Description Activity: Drug Testing Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Monroe County Detention Center 5525 College Road Key West, FL 33040 Activity Description Activity: Educational Programs Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Monroe County Detention Center 5525 College Road Key West, FL 33040 Application Ref # Contract 2008-RSAT-36 -RSAT-MONR- -- Section #3 Page 2 of 11 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment Activity Description Activity: Group Counseling Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Monroe County Detention Center 5525 College Road Key West, FL 33040 Activity Description Activity: Financial Management Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Monroe County Detention Center 5525 College Road Key West, FL 33040 Activity Description Activity: Impulse/Anger Control Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Monroe County Detention Center 5525 College Road Key West, FL 33040 Activity Description Activity: Job Placement Target Group: Adult Males Geographic Area: State of Florida Application Ref # Contract 2008-RSAT-36 -RSAT-MONR- -- Section #3 Page 3 of 11 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment Location Type: Jail Address(es) : Monroe County Detention Center 5525 College Road Key West, FL 33040 Activity Description Activity: Leadership Training Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Monroe County Detention Center 5525 Coliege Road Key West, FL 33040 Activity Description Activity: Individual Counseling Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Monroe County Detention Center 5525 College Road Key West, FL 33040 Activity Description Activity: Mental Health Counseling Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Application Ref # Contract 2008-RSA T -36 -RSAT-MONR- -- Section #3 Page 4 of 11 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment Monroe County Detention Center 5525 College Road Key West, FL 33040 Activity Description Activity: Mentoring Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Monroe County Detention Center 5525 College Road Key West, FL 33040 Activity Description Activity: Other Drug Treatment Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Monroe County Detention Center 5525 College Road Key West, FL 33040 Activity Description Activity: Pharmacotherapy Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Monroe County Detention Center 5525 College Road Key West, FL 33040 Application Ref # Contract 2008-RSAT-36 -RSAT-MONR- -- Section #3 Page 5 of 11 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment Activity Description Activity: Parenting Training Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Monroe County Detention Center 5525 College Road Key West, FL 33040 Activity Description Activity: Work Activities Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Monroe County Detention Center 5525 College Road Key West, FL 33040 Activity Description Activity: Therapeutic Community Target Group: Adult Males Geographic Area: State of Florida Location Type: Jail Address(es) : Monroe County Detention Center 5525 College Road Key West, FL 33040 Objectives and Measures Objective: 0001 - To continue to fund previously funded RSA T beds during this grant cycle. Measure: 0001 Application Ref # Contract 2008-RSA T -36 -RSAT-MONR- -- Section #3 Page 6 of 11 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment Specify the number of previously funded RSAT beds continued during this grant cycle. Goal: 54 Objective: 0003 - To enhance RSAT treatment beds previously funded through other sources. Measure: 0003 Specify the number of treatment beds previously funded through other sources to be enhanced with RSA T during this grant cycle. Goal: 0 Objective: 0004 - To maintain adequate sentencing so that a minimum of 6 months and a maximum of 12 months of residential treatment is provided to each participant during this grant cycle. Measure: 0004 State the anticipated average length of stay (in days) for those who will complete the residential program during this grant cycle. Goal: 182 Objective: 0005 - To provide a minimum of six months and a maximum of 12 months of residential treatment services to each participant during this grant period. Measure: 0005 Specify the number of days residential treatment services are to be provided during the grant period. Goal: 260 Objective: 0006 - To make aftercare treatment available to offenders completing the RSAT program. Measure: 0006 Specify the anticipated number of days aftercare will be provided to offenders completing the RSAT program. Goal: 130 Objective: 0007 - To enroll adult male offenders into the RSAT program during the grant cycle. Measure: 0007 Specify the anticipated number of adult male offenders who will enter the RSA T program during the grant cycle. Goal: 150 Application Ref # Contract 2008-RSAT-36 -RSAT-MONR- - - Section #3 Page 7 of 11 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment Objective: 0011 - To enroll adult male RSAT completions into an aftercare program during this grant cycle. Measure: 0011 Specify the anticipated number of adult male RSA T completions to enter an aftercare program during the grant cycle. Goal: 70 Objective: 0015 - To successfully treat RSAT paticipants enrolled in the residential program during the grant cycle. Measure: 0015 Specify the anticipated number of successful RSA T completions during the grant cycle. Goal: 100 Objective: 0016 - To maintain records of offenders that dropped out of the residential program during the grant cycle. Measure: 0016 Specify the anticipated number of offenders who will drop out of the residential program during the grant cycle. Goal: 30 Objective: 0017 - To maintain records of offenders that were terminated from the residential program during the grant cycle. Measure: 0017 Specify the anticipated number of offenders who will be terminated from the residential program during the grant cycle. Goal: 20 Objective: 0018 - For RSAT completions to successfully complete the aftercare program. Measure: 0018 Specify the anticipated number of RSA T completions who will successfully compiete the aftercare program during the grant cycle. Goal: 50 Objective: 0020 - To maintain a reasonable and consistent average cost per day for the RSA T program during the grant cycle. Measure: 0020 State the anticipated average cost per day for the RSA T prgram during the grant cycle. Goal: 366.30 Application Ref # Contract 2008-RSAT-36 -RSAT-MONR- - - Section #3 Page 8 of 11 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment Objective: 0022 - For RSAT completions to remain drug-free during the residential program. Measure: 0022 Of the number of RSAT completions, specify the anticipated number who will remain drug-free during the residential program. Goal: 145 Objective: 0025 - To fund RSA T beds during the grant cycle. Measure: 0025 Specify the number of RSAT beds to be funded during this grant cycle. Goal: 54 Objective: 0026 - To keep RSAT participants separate and apart from the general population of the facility. Measure: 0026 Specify the manner in which the RSA T participants are to be kept separate and apart from the general population of the facility during the grant cycle. Goal: RSAT participants are housed in a separate dormitory within the detention center. Objective: 0027 - To provide adequate treatment activities to be carried out during the grant period. Measure: 0027 List the treatment activities to be carried out during the grant cycle. Goal: Treatments include Moral Reconation Therapy, Communication Skills, Art and Music Therapy, Job Skills, Step Group, Relationship Skills Group, Drug Education, Criminal and Addictive Thinking, Relapse Prevention, Parenting Skills, Rational Emotive Therapy, Understanding Grief, Anger Management, and Individual Counseling. Objective: 0028 - To make aftercare treatment available to RSAT completions during the grant cycle. Measure: 0028 Specify the aftercare provider and services to be rendered during the grant cycle. If no aftercare is provided, state the reason. Goal: The local aftercare provider is the Care Center for Mental Health. The program includes relapse prevention, individual counseling, and psychiatric services. Many participants move out of Monroe County after completing the program; arrangements are made for them to enroll in an aftercare progam in their destination city or town. Application Ref # Contract 2008-RSA T -36 -RSAT-MONR- -- Section #3 Page 9 of 11 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment Objective: 0029 - To develop criteria to be used to assign offenders to the RSAT program. Measure: 0029 Specify the criteria to be used to assign offenders to the RSA T program during the g rant cycle. Goal: Criteria from the Diagnostic and Statistical Manual of Mental Disorders (specifically DSM-IV) are used to select eligible ciients. SASSI (Substance Abuse Subtle Screening Inventory) is also utilized in the selection of clients. Objective: 0030 - To be in accordance with federal and state licensure iaws. Measure: 0030 Specify the entity issuing licensure for RSAT services rendered during the grant cycle. Goal: State of Florida, Department of Children and Families. Objective: 0031 - To maintain notable progress throughout the life of the grant. Measure: 0031 Specify the progress anticipated to occur in the RSAT program during the grant cycle. Goal: Successful completion of program. Few or no relapses. Employment after release. Improved attitude. Objective: 0032 - To employ an adequate number of sufficiently trained and licensed staff to render RSAT services during the grant cycle. Measure: 0032 Specify the title(s) and anticipated date of hire for each grant funded position to be filled during the grant cycle. Goal: Program Director/Counselor - on board as of Sept. 1 Substance Abuse Counselors (3, not all funded by RSA T) - on board as of Sept. 1 Objective: 0033 - To perform drug testing of all RSA T participants during the grant cycle. Measure: 0033 Specify the frequency and type of drug testing to be performed during the grant cycle. State the sanction imposed for positive tests. Goal: Random urine testing will be conducted on all participants. The sanction imposed for a positive test will be "lock-up" for thirty days and an appearance before the Judge. Application Ref # Contract 2008-RSAT-36 -RSAT-MONR- - - Section #3 Page lOaf 11 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment Application Ref # Contract 2008-RSAT-36 -RSAT-MONR- -- Section #3 Page 11 of 11 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment General Financial Info: Note: All financial remittances will be sent to the Chief Financial Officer of the Subgrantee Organization. Financial Reporting Frequency for this Subgrant: Quarterly Is the subgrantee a state agency?: No SAMAS t Vendor Number: 596000749 Budget: Budget Category Federal Match Total Salaries and Benefits $0.00 $0.00 $0.00 Contractual Services $50,000.00 $16,667.00 $66,667.00 Expenses $0.00 $0.00 $0.00 Operating Capital $0.00 $0.00 $0.00 Outlay Indirect Costs $0.00 $0.00 $0.00 -- Totals -- $50,000.00 $16,667.00 $66,667.00 Percentage 74.9996 25.0003 100.0 Project Generated Income: Will the project earn project generated income (PGI) ? No Application Ref # Contract 2008-RSAT-36 2008-RSA T -MONR-1-Q8-004 Section #4 Page 1 of 3 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment Budget Narrative: CONTRACTUAL SERVICES $66,667.00 BUDGET SUB-CATEGORIES: SALARIES AND BENEFITS: $64,867.00 Substance Abuse Counselors approx. 1.50 FTE = 57,470.00 FICA @ 7.65% = 4,397.00 Health Insurance @ 250.00/month = 3,000.00 Total = 64,867.00 EXPENSES: $1800.00 Items such as workbooks, videos, program materials, office supplies, operating supplies, and licensure of staff. GRAND TOTAL: $66,667.00 Matching funds will come from the Monroe County Fine and Forfeiture Fund. The Other Capital Outlay (OCO) threshold is $1,000.00. Indirect costs are not included. Services will be provided by the Care Center for Mental Health pursuant to a contract with Monroe County; a copy will be provided. Application Ref # Contract 2008-RSA T -36 2008-RSA T -MONR-1-Q8-004 Section #4 Page 2 of 3 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment Section Questions: Question: Identify specific sources of matching funds. Answer: Monroe County Fine and Forfeiture Fund Question: Indicate the Operating Capital Outlay (OCO) dollar threshold established by the subgrantee. Answer: 1000 Question: Are indirect costs included in the budget? If so, has a copy of the subgrantee's Indirect Cost Plan approved by the cognizant federal agency, been submitted to the OCJG? Answer: Indirect costs are not included Question: If a contract for contractual services will be executed by the subgrantee, has a copy been received by the OCJG? Answer: Copies have been provided in prior years, and a copy will be sent with our application. Question: If salaries and benefits are included in the budget, is there a net increase in personnel? Answer: No Question: Will the project earn Program Generated Income? Answer: No Question: Will the applicant be requesting an advance of federal funds? Answer: No Application Ref # Contract 2008-RSA T -36 2008-RSA T-MONR-1-Q8-004 Section #4 Page 3 of 3 Standard Conditions Conditions of agreement requiring compliance by units of local government (subgrant recipients), implementing agencies and state agencies upon signed acceptance of the subgrant award appear in this section and will become binding upon approval of this subgrant. Failure to comply with provisions of this agreement will result in required corrective action up to and including project costs being disallowed. All persons involved in or having administrative responsibility for the subgrant must read these conditions. This Section must be returned as part of the completed application. Definitions: "Department", unless otherwise stated, refers to the Florida Department of Law Enforcement. "Recipient" refers to the governing body of a county that performs criminal justice functions as determined by the U.S. Secretary of the Interior, and includes an "Implementing Agency" which is a subordinate agency of a county or an agency under the direction of an elected official (for example, Sheriff). 1. Reports A. Project Progress Reports: Regardless of whether project activities occur or not, the recipient must submit Quarterly Project Progress Reports to the Office of Criminal Justice Grants (OCJG) by February 1, May 1, August 1, and November 1 covering subgrant activities occurring during the previous calendar quarter. In addition, if the subgrant award period is extended beyond the "original" project period, additional Quarterly Project Progress Reports shall be submitted. B. Financial Reports: (1) The recipient shall have the choice of submitting either Monthly or Quarterly Reimbursement Requests to the OCJG. All Reimbursement Requests are due thirty-one (31) days after the end of the reporting period. A final Reimbursement Request and a Criminal Justice Contract (Financial) Closeout Package shall be submitted to the OCJG within forty- five (45) days of the subgrant end date. Such Reimbursement Requests shall be distinctly identified as "final". (2) Regardless of whether costs are incurred or not, all claims for reimbursement of recipient costs shall be submitted on the Reimbursement Request forms prescribed and provided by the OCJG. A recipient shall submit either monthly or quarterly reimbursement requests in order to report current project costs. Reports are to be submitted even when no reimbursement is being requested. (3) Before the "final" Reimbursement Request will be processed, the recipient must submit to the OCJG all outstanding project performance reports and Section #5 Page 1 of 15 must have satisfied all special conditions. Failure to comply with the above provisions shall result in forfeiture of reimbursement. (4) The recipient shall submit Quarterly Project Generated Income Reports to the OCJG by February 1, May 1, August 1, and November 1, covering subgrant project generated income and expenditures occurring during the previous quarter. C. Other Reports: The recipient shall submit other reports as may be reasonably required by the OCJG. 2. Fiscal Control and Fund Accounting Procedures A. The recipient shall establish fiscal control and fund accounting procedures that assure proper disbursement and accounting of subgrant funds and required non- federal expenditures. All funds spent on this project shall be disbursed according to provisions of the project budget as approved by the OCJG. B. All expenditures and cost accounting of funds shall conform to the requirements of the Office of Justice Programs' Financial Guide, U.S. Department of Justice Common Rule for State and Local Governments, and those specified in the federal Office of Management and Budget (OM B) Circulars A-21, A-87, A-110 or A-102, as applicable, in their entirety. C. All funds not spent according to this agreement shall be subject to repayment by the recipient. 3. Compliance with "Consultant's Competitive Negotiation Act" The recipient, when applicable, agrees to satisfy all requirements provided in Section 287.055, F.S., known as the "Consultant's Competitive Negotiation Act". 4. Approval of Consultant Contracts The OCJG shall review and approve in writing all consultant contracts prior to employment of a consultant. Approval shall be based upon the contract's compliance with requirements found in the Office of Justice Programs' Financial Guide and in applicable state statutes. The OCJG's approval of the recipient agreement does not constitute approval of consultant contracts. 5. Allowable Costs Allowance for costs incurred under the subgrant shall be determined according to "General Principles of Allowability and Standards for Selected Cost Items" set forth in the Office of Justice Program's Financial Guide and federal OMB's Circular No. A-87, "Cost Principles for State and Local Governments", or OMB's Circular No. A-21, "Cost Principles for Educational Institutions". All procedures employed in the use of federal funds to procure services, supplies or equipment, shall be according to U.S. OMB's Common Rule for State and Local Section #5 Page 2 of 15 Governments, or OMB Circular No. A-110 or A-102 as applicable and Florida Law to be eligible for reimbursement. 6. Delegation of Signature Authority When a chief officer or elected official of a subgrant recipient designates some other staff person signature authority for him/her, the chief officer or elected official must submit to the OCJG a letter or resolution indicating the staff, person given signature authority. The letter indicating delegation of signature authority must be signed by the chief officer or elected official and the person receiving signature authority. 7. Personnel Changes Upon implementation of the project, in the event there is a change in Chief Executive Officers for the Subgrantee or Implementing Agency, Project Director, or Contact Person, the OCJG must be notified in writing with documentation to include appropriate signatures. 8. Travel and Training A. All travel reimbursement for out-of-state or out-of-grant-specified work area shall be based upon written approval of the OCJG prior to commencement of actual travel. Recipients shall obtain written approval from the OCJG for reimbursement of training costs and related travel prior to commencement of training, if the specific training was not listed in the approved budget. B. The cost of all travel shall be reimbursed according to local regulations, but not in excess of provisions in Section 112.061, F.S. C. All bills for any travel expenses shall be submitted according to provisions in Section 112.061, F.S. 9. Written Approval of Changes in this Approved Agreement Recipients must request in writing any significant changes to the agreement and receive approval from OCJG. These include, but are not limited to: Changes in project activities, designs or research plans set forth in the approved agreement; A. Budget deviations that do not meet the following criterion. That is, a recipient may transfer funds between budget categories as long as the total amount of transfer does not exceed ten (10) percent of the total approved budget and the transfer is made to an approved budget line item; or, B. Transfers of funds above the ten (10) percent cap shall be made only if the Department approves a revised budget. C. Under no circumstances can transfers of funds increase the total budgeted award. Transfers do not allow for increasing the quantitative number of items documented in any approved budget line item. (For example, equipment items in Section #5 Page 3 of 15 Operating Capital Outlay or Expense categories or staff positions in the Salaries and Benefits category.) 10.Reimbursement Subject to Available Funds The obligation of the State of Florida to reimburse recipients for incurred costs is subject to the availability of federal funds authorized under the Residential Substance Abuse Treatment for State Prisoners Formula Grant Program. 11. Procedures for Reimbursement Request All requests for reimbursement of recipient costs shall be submitted on the form prescribed and provided by the Department. A recipient shall submit reimbursement requests on a monthly or quarterly basis, as specified in Section G, Item 1 b of this agreement, in order to report project costs incurred during the specified reporting period. All requests for reimbursement shall be submitted in sufficient detail for proper pre- audit and post-audit. 12.Advance Funding Advance funding is authorized up to twenty-five (25) percent of the federal award for each project according to Section 216.181(15)(b), F.S. and the Office of Justice Programs' Financial Guide. Advance funding shall be provided to a recipient upon a written request to the Department justifying the need for such funds. This request, including the justification, shall be enclosed with the subgrant application. 13.Commencement of Project If a project has not begun within sixty (60) days after acceptance of the subgrant award, the recipient shall send a letter to the OCJG requesting approval of a new project starting date. The letter must outline steps to initiate the project, explain reasons for delay, and specify an anticipated project starting date. If a project has not begun within ninety (90) days after acceptance of the subgrant award, the recipient shall send another letter to the OCJG, again explaining reasons for delay and requesting approval of a revised project starting date. Upon receipt of the ninety (90) day letter, the OCJG shall determine if the reason for delay is justified or shall, at its discretion, unilaterally terminate this agreement and re-obligate subgrant funds to other projects approved by the Department. If warranted by extenuating circumstances, the Department may extend the starting date of the project beyond the ninety (90) day period, but only by execution of a formal written amendment to this agreement. 14.Extension of a Contract for Contractual Services Extension of a contract for contractual services between the recipient and a Section #5 Page 4 of 15 contractor (which includes all project budget categories) shall be in writing for a period not to exceed six (6) months and is subject to the same terms and conditions set forth in the initial contract. Only one extension of the contract shall be acceptable, unless failure to complete the contract is due to events beyond the control of the contractor. 15.Excusable Delays Except with respect to defaults of consultants, the recipient shall not be in default by reason of any failure in performance of this agreement according to its terms (including any failure by the recipient to make progress in the execution of work hereunder which endangers such performance) if such failure arises out of causes beyond the control and without the fault or negligence of the recipient. Such causes include but are not limited to acts of God or of the public enemy, acts of the government in either its sovereign or contractual capacity, fires, floods, epidemics, quarantine restrictions, strikes, freight embargoes, and unusually severe weather, but in every case the failure to perform shall be beyond the control and without the fault or negligence of the recipient. If failure to perform is caused by failure of a consultant to perform or make progress, and if such failure arises out of causes beyond the control of recipient and consultant, and without fault or negligence of either of them, the recipient shall not be deemed in default, unless: A. Supplies or services to be furnished by the consultant were obtainable from other sources, B. The Department ordered the recipient in writing to procure such supplies or services from other sources, and C. The recipient failed to reasonably comply with such order. Upon request of the recipient, the OCJG shall ascertain the facts and the extent of such failure, and if the OCJG determines that any failure to perform was occasioned by one or more said causes, the delivery schedule shall be revised accordingly. 16.0bligation of Recipient Funds Recipient funds shall not under any circumstances be obligated prior to the effective date or subsequent to the termination date of the grant period. Only project costs incurred on or after the effective date and on or prior to the termination date of the recipient's project are eligible for reimbursement. A cost is incurred when the recipient's employee or consultant performs required services, or when the recipient receives goods, notwithstanding the date of order. 17.Program Income (also known as Project Generated Income) The term "program income" or "project generated income" means the gross income earned by the recipient during the subgrant period, as a direct result of the subgrant award. Program income shall be handled according to the Office of Justice Section #5 Page 5 of 15 Programs' Financial Guide and the U.S. Department of Justice's Common Rule for State and Local Governments. The recipient shall submit Project Generated Income Reports in accordance with Section G, Paragraph 1.b. 18. Performance of Agreement Provisions In the event of default, non-compliance or violation of any provision of this agreement by the recipient, the recipient's consultants and suppliers, or both, the Department shall impose sanctions it deems appropriate including withholding payments and cancellation, termination or suspension of the agreement in whole or in part. In such event, the Department shall notify the recipient of its decision thirty (30) days in advance of the effective date of such sanction. The recipient shall be paid only for those services satisfactorily performed prior to the effective date of such sanction. 19. Retention of Records The recipient shall maintain all records and documents for a minimum of five (5) years from the date of the project completion as provided by the Florida Department of State, General Schedule for Local Government GS1-L, and be available for audit and public disclosure upon request of duly authorized persons. 20.Access To Records The Florida Department of Law Enforcement, Auditor General of the State of Florida, the U.S. Department of Justice, the U.S. Comptroller General or any of their duly authorized representatives, shall have access to books, documents, papers and records of the recipient, Implementing Agency and contractors for the purpose of audit and examination according to the Office of Justice Program's Financial Guide. The Department reserves the right to unilaterally terminate this agreement if the recipient, Implementing Agency or contractor refuses to allow public access to all documents, papers, letters, or other materials subject to provisions of Chapter 119, F.S., and made or received by the recipient or its contractor in conjunction with this agreement. 21.Audit A. Subgrant recipients that expend $500,000 or more in a year in Federal awards shall have a single or program-specific audit conducted for that year. The audit shall be performed in accordance with the federal OMB's Circular A-133 and other applicable federal law. The contract for this agreement shall be identified with the subject audit in The Schedule of Federal Financial Assistance. The contract shall be identified as federal funds passed-through the Florida Department of Law Enforcement and include the contract number, CFDA number, award amount, contract period, funds received and disbursed. When applicable, the subgrant recipient shall submit an annual financial audit which meets the requirements of Chapters 11.45 and 215.97, Florida Statutes; and, Chapters 10.550 and 10.600, Rules of the Florida Auditor General. Section #5 Page 6 of 15 B. A complete audit report which covers any portion of the effective dates of this agreement must be submitted within 30 days after its completion, but no later than nine (9) months after the audit period. In order to be complete, the submitted report shall include any management letters issued separately and management's written response to all findings, both audit report and management letter findings. Incomplete audit reports will not be accepted by the Department and will be returned to the subgrant recipient. C. The subgrant recipient shall have all audits completed by an independent public accountant (IPA). The IPA shall be either a Certified Public Accountant or a Licensed Public Accountant. The subgrant recipient shall take appropriate corrective action within six (6) months of the issue date of the audit report in instances of noncompliance with federal laws and regulations. D. The subgrant recipient shall ensure that audit working papers are made available to the Department, or its designee, upon request for a period of three (3) years from the date the audit report is issued, unless extended in writing by the Department. E. Subgrant recipients that expend less than $500,000 in Federal awards during a fiscal year are exempt from the audit requirements of OMB Circular A-133 for that fiscal year. In this case, written notification shall be provided to the Department by the Chief Financial Officer, or designee, that the subgrant recipient is exempt. This notice shall be provided to OCJG no later than March 1 following the end of the fiscal year. F. If this agreement is closed out without an audit, the Department reserves the right to recover any disallowed costs identified in an audit completed after such closeout. G. The completed audit reports should be sent to the following address: Florida Department of Law Enforcement Office of Criminal Justice Grants 2331 Phillips Road Tallahassee, Florida 32308 22. Ownership of Data and Creative Material Ownership of material, discoveries, inventions, and results developed, produced, or discovered subordinate to this agreement is governed by the terms of the Office of Justice Program's Financial Guide and the federal OMS Circular A-11 0 or A-1 02, as applicable. 23. Property Accountability The recipient agrees to use all non-expendable property for criminal justice purposes during its useful life or request Department disposition. The recipient shall establish and administer a system to protect, preserve, use, maintain and dispose of any property furnished to it by the Department or purchased Section #5 Page 7 of 15 pursuant to this agreement according to federal property management standards set forth in the Office of Justice Programs' Financial Guide and the federal OMB Circular A-110 or A-102, as applicable. This obligation continues as long as the recipient retains the property, notwithstanding expiration of this agreement. 24. Disputes and Appeals The Department shall make its decision in writing when responding to any disputes, disagreements or questions of fact arising under this agreement and shall distribute its response to all concerned parties. The recipient shall proceed diligently with the performance of this agreement according to the Department's decision. If the recipient appeals the Department's decision, it also shall be made in writing within twenty-one (21) calendar days to the Department's agency clerk. The recipient's right to appeal the Department's decision is contained in Chapter 120, F.S., and in procedures set forth in Chapters 28-5 and 9-5, FAC. Failure to appeal within this time frame constitutes a waiver of proceedings under Chapter 120, F.S. 25. Conferences and Inspection of Work Conferences may be held at the request of any party to this agreement. At any time, a representative of the Bureau, of the U.S. Department of Justice's Bureau of Justice Assistance or both have the privilege of visiting the project site to monitor, inspect and assess work performed under this agreement. 26. Publication or Printing of Reports The recipient shall submit one copy of all reports and proposed publications resulting from the agreement twenty (20) days prior to public release. Any publications (written, visual, or sound), whether published at the recipient's or government's expense, shall contain the following statement: (NOTE: This excludes press releases, newsletters, and issue analysis.) 'This project was supported by Grant No. 2001-RT -BX-0044 awarded by the Bureau of Justice Assistance, Office of Justice Programs, U.S. Department of Justice. Points of view in this document are those of the author and do not necessarily represent the official position of policies of the U.S. Department of Justice." 27. Equal Employment Opportunity (EEO) All recipients are required to comply with statutes that govern programs or activities funded by the Office of Justice Programs (OJP) (Section 809(c), Omnibus Crime Control and Safe Streets Act of 1968, as amended, 42 U. S. C. 3789d, which prohibit such discrimination, as follows: No person in any State shall on the grounds of race, color, religion, national origin, sex [or disability]' be excluded from participation in, be denied the benefits of, be subjected to discrimination under, or denied employment in connection with any program or activity funded in whole or in part with funds made available under this title. Section #5 Page 8 of 15 'Section 504 of the Rehabilitation Act of 1973 prohibits identical discrimination on the basis of disability. The recipient acknowledges, by completing and signing the attached EEO Certification Letter (Appendices I), that failure to submit an acceptable Equal Employment Opportunity Plan approved by the Office for Civil Rights (if recipient is required to submit one pursuant to 28 CFR 42.302), is a violation of its certified assurances and may result in suspension of funding obligation authority. Submission of this certification letter is a prerequisite to entering into this agreement. This certification is a material representation of fact upon which reliance was placed when this agreement was made. If the recipient or implementing agency meet Act criteria but have not formulated, implemented and maintained such a current written EEO Program, they have 120 days after the date of this agreement to comply with the Act or face loss of federal funds subject to the sanctions in the Justice System Improvement Act of 1979, Pub. L. 96-157, 42 U.S.C. 3701, et seq. (Reference Section 803 (a) of the Act, 42 U.S.C. 3783 (a) and CFR'Section 42.207 Compliance Information; Title VI of the Civil Rights Act of 1964, as amended; and Department of Justice regulation 28 CFR Part 42, Subparts C, D, E; Reference Title /I of the Americans with Disabilities Act and Department of Justice regulation 28 CFR Part 42, Part 35; and Title IX of Education Amendments of 1972 and Department of Justice Regulation 28 CFR Part 54.) If any court or administrative agency makes a finding of discrimination on the grounds of race, color, religion, national origin, gender, disability or age against a recipient of funds, the recipient must agree to forward a copy of the findings to the OJP Office for Civil Rights. The subgrantee will comply and assure the compliance of all contractors, with the non-discrimination requirements of the Victims of Crime Act (as appropriate); Title VI of the Civil Rights Act of 1964, as amended; Section 504 of the Rehabilitation Act of 1973, as amended; Subtitle A, Title II of the Americans With Disabilities Act (ADA) (1990) ; Title IX of the Education Amendments of 1972; the Age Discrimination Act of 1975; Department of Justice Non-Discrimination Regulation, 28 CFR Part 42, Subparts C,D,E and G; and Department of Justice regulation on disability discrimination, 28 CFR Parts 35 and 39. 28. Payment Contingent on Appropriation The State of Florida's performance and obligation to pay under this agreement is contingent upon an annual appropriation by the Florida Legislature. 29. Certifications Regarding Lobbying; Debarment, Suspension and other Responsibility Matters; and Drug-Free Workplace Requirements Applicants should refer to the regulations cited below to determine the certification to which they are required to attest. Applicants should also review the instructions for certification included in the regulations before completing this form. Signature of this form provides for compliance with certification requirements under 28 CFR Part 69, "New Restrictions on Lobbying" and 28 CFR Part 67, "Government-wide Debarment Section #5 Page 9 of 15 and Suspension (Nonpro-curement) and Government-wide Requirements for Drug- Free Workplace (Grants)." The certifications shall be treated as a material representation of fact upon which reliance will be placed when the Department of Justice determines to award the covered transaction, grant, or cooperative agreement. 1. LOBBYING As required by Section 1352, Title 31 of the U.S. Code, and implemented at 28 CFR Part 69, for persons entering into a grant or cooperative agreement over $100,000, as defined at 28 CFR Part 69, the applicant certifies that: (a) No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for in-f1uencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in con-nection with the making of any Federal grant, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal grant or cooperative agreement; (b) If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal grant or cooperative agreement, the undersigned shall complete and submit Standard Form - LLL, "Disclosure of Lobbying Activities," in accordance with its instructions; (c) The undersigned shall require that the language of this cer-tification be included in the award documents for all subawards at all tiers (including subgrants, contracts under grants and cooperative agreements, and subcontracts) and that all sub- recipients shall certify and disclose accordingly. 2. DEBARMENT, SUSPENSION, AND OTHER RESPONSIBILITY MATTERS (DIRECT RECIPIENT) As required by Executive Order 12549, Debarment and Suspension, and implemented at 28 CFR Part 67, for prospective participants in primary covered transactions, as defined at 28 CFR Part 67, Section 67.510 A. The applicant certifies that it and its principals: (a) Are not presently debarred, suspended, proposed for debarment, declared ineligible, sentenced to a denial of Federal benefits by a State or Federal court, or voluntarily excluded from covered transactions by any Federal department or agency; (b) Have not within a three-year period preceding this application been convicted of or had a civil judgment rendered against them for commission of fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a public (Federal, State, or local) transaction or contract under a public transaction; violation of Federal or State antitrust statutes or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen property; (c) Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity (Federal, State, or local) with commission of any of the offenses enumerated in paragraph (1 )(b) of this certification; and (d) Have not Section #5 Page 10 of 15 within a three-year period preceding this application had one or more public transactions (Federal, State, or local) terminated for cause or default; and B. Where the applicant is unable to certify to any of the statements in this certification, he or she shall attach an explanation to this application. 3. DRUG-FREE WORKPLACE (GRANTEES OTHER THAN INDIVIDUALS) As required by the Drug-Free Workplace Act of 1988, and implemented at 28 CFR Part 67, Subpart F, for grantees, as defined at 28 CFR Part 67 Sections 67.615 and 67.620 A. The applicant certifies that it will or will continue to provide a drug-free workplace by: (a) Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance is prohibited in the grantee's workplace and specifying the actions that will be taken against employees for violation of such prohibition; (b) Establishing an on-going drug-free awareness program to inform employees about (1) The dangers of drug abuse in the workplace; (2) The grantee's policy of maintaining a drug-free workplace; (3) Any available drug counseling, rehabilitation, and employee assistance programs; and (4) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace; (c) Making it a requirement that each employee to be engaged in the performance of the grant be given a copy of the statement required by paragraph (a); (d) Notifying the employee in the statement required by paragraph (a) that, as a condition of employment under the grant, the employee will (1) Abide by the terms of the statement; and (2) Notify the employer in writing of his or her conviction for a violation of a criminal drug statute occurring in the workplace no later than five calendar days after such conviction; (e) Notifying the agency, in writing, within 10 calendar days after receiving notice under subparagraph (d)(2) from an employee or otherwise receiving actual notice of such convic-tion. Employers of convicted employees must provide notice, including position title, to: Department of Justice, Office of Justice Programs, ATTN: Control Desk, 633 Indiana Avenue, N.W., Washington, D.C. 20531. Notice shall include the identification number(s) of each affected grant; (f) Taking one of the following actions, within 30 calendar days of receiving notice under subparagraph (d)(2), with respect to any employee who is so convicted Section #5 Page 11 of IS (1) Taking appropriate personnel action against such an employee, up to and including termination, consistent with the requirements of the Rehabilitation Act of 1973, as amended; or (2) Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation program approved for such purposes by a Federal, State, or local health, law enforcement, or other appropriate agency; (g) Making a good faith effort to continue to maintain a drug-free workplace through implementation of paragraphs (a), (b), (c), (d), (e), and (f). As the duly authorized representative of the applicant, I hereby certify that the applicant will comply with the above certifications. If a state agency, the recipient agrees to comply with Section 319 of Public Law 101-121 set forth in "New Restrictions on Lobbying; Interim Final Rule," published in the February 26, 1990, Federal Register. Each person shall file the most current edition of this Certification And Disclosure Form, if applicable, with each submission that initiates agency consideration of such person for award of federal contract, grant, or cooperative agreement of $1 00,000 or more; or federal loan of $150,000 or more. This certification is a material representation of fact upon which reliance was placed when this agreement was made. Submission of this certification is a prerequisite to entering into this agreement subject to conditions and penalties imposed by Section 1352, Title 31, U.S.C. Any person who fails to file the required certification is subject to a civil penalty of not less than $10,000 and not more than $100,000 for each failure to file. The undersigned certifies, to the best of his or her knowledge and belief, that: A. No federally appropriated funds have been paid or shall be paid to any person for influencing or attempting to influence an officer or employee of any federal agency, a member of congress, an officer or employee of congress, or an employee of a member of congress in connection with the awarding of any federal loan, the entering into of any renewal, amendment, or modification of any federal contract, grant, loan or cooperative agreement. B. If any non-federal funds have been paid or shall be paid to any person for influencing or attempting to influence an officer or employee of congress, or an employee of a member of congress in connection with this federal contract, grant loan, or cooperative agreement, the undersigned shall complete and submit the standard form, Disclosure of Lobbying Activities, according to its instructions. C. The undersigned shall require that the language of this certification be included in award documents for all subgrant awards at all tiers and that all recipients shall certify and disclose accordingly. 30. State Restrictions on Lobbying In addition to the provisions contained herein, the expenditure of funds for the purpose of lobbying the legislature or a state agency is prohibited under this contract. Section #5 Page 12 of 15 31. Project Closeout Project funds which have been properly obligated by the end of the subgrant funding period will have forty-five 45) days in which to be liquidated (expended). Any funds not liquidated at the end of the 45-day period will lapse and revert to the Department. A subgrant-funded project will not be closed out until the recipient has satisfied all closeout requirements in one final subgrant closeout package. All refunds or repayments to be made to the Department under this Agreement are to be made payable to the order of "Florida Department of Law Enforcement", and mailed directly to the Department at the following address: Florida Department of Law Enforcement Office of Criminal Justice Grants 2331 Phillips Road Tallahassee, FL 32308 32. Background Check It is strongly recommended that all programs targeting juveniles, implemented by other than a sworn law enforcement officer or program licensed by the Department of Children and Family Services, conduct background checks on all personnel providing direct services. 33. Purchase of American-Made Equipment and Products To the greatest extent practicable, all equipment and products purchased with program funds should be American-made. 34. Eligibility for Employment in the United States The State of Florida will not intentionally award publicly-funded contracts to any contractor who knowingly employs unauthorized alien workers, constituting a violation of the employment provisions contained in 8 U.S.C. Section 1324A(e) [Section 274A(e) of the Immigration and Nationality Act ("INA")]. The Department shall consider the employment by any contractor of unauthorized aliens a violation of Section 274A(e) of the INA. Such violation by the recipient of the employment provisions contained in Section 274A(e) of the INA shall be grounds for unilateral cancellation of this Agreement by the Department. 35. National Environmental Policy Act (NEPA) A. The subgrantee agrees to assist FDLE in complying with the NEPA and other Section #5 Page 13 of 15 related federal environmental impact analyses requirements in the use of subgrant funds by the subgrantee. This applies to the following new activities whether or not they are being specifically funded with these subgrant funds. That is, it applies as long as the activity is being conducted by the subgrantee or any third party and the activity needs to be undertaken in order to use these subgrant funds, (1) New construction; (2) Minor renovation or remodeling of a property either (a) listed on or eligible for listing on the National Register of Historic Places or (b) located within a 1 OO-year flood plain; (3) A renovation, lease, or any other proposed use of a building or facility that will either (a) result in a change in its basic prior use or (b) significantly change its size; and, (4) Implementation of a new program involving the use of chemicals other than chemicals that are (a) purchased as an incidental component of a funded activity and (b) traditionally used, for example, in office, household, recreational, or educational environments. B. For any of a subgrantee's existing programs or activities that will be funded by these subgrant, the subgrantee, upon specific request from the Department and the Bureau of Justice Assistance (BJA), agrees to cooperate with BJA in any preparation by BJA of a national or program environmental assessment of that funded program or activity. 36 Assurance of Political Activities Limitations The subgrantee assures that it will comply with provisions of Federal law which limit certain political activities of State or local government employees whose principal employment is in connection with an activity financed in whole or part by Federal grants (5USe 1501, et seq.) 37. Environmental Protection Agency's (EPA) list of Violating Facilities The subgrantee assures that the facilities under its ownership, lease or supervision which shall be utilized in the accomplishment of the Program Purpose are not listed on the EPA's list of Violating Facilities and that it will notify the FDLE of the receipt of any communication from the Director of the EPA Office of Federal Activities indicating that a facility to be used in the project is under consideration for listing by the EPA. 38. Flood Disaster Protection Act The subgrantee will comply with Section 1 02(a) of the Flood Disaster Protection Act of 1973, Public Law 93-234, 87 Stat. 975, requiring that the purchase of flood insurance in communities where such insurance is available as a condition of the receipt of any federal financial assistance for construction or acquisition purposes for use in any area that has been identified as an area having special flood hazards. 39. National Historic Preservation Act The subgrantee will assist the FDLE in its compliance with Section 106 of the National Historic Preservation Act of 1966 as amended (16 use 470), Executive Section #5 Page 14 of 15 Order 11593, and the Archeological and Historical Preservation Act of 1966 (16 USC 569a-1 et seq.) by (a) consulting with the State Historic Preservation Officer as necessary, to identify properties listed in or eligible for inclusion in the National Register of Historic Places that are subject to adverse effects (see 36 CFR Part 800.8) by the activity, and notifying the FDLE of the existence of any such properties and by (b) complying with all requirements established by the Federal grantor agency to avoid or mitigate adverse effects upon such properties. 40. The Coastal Barrier Resources Act The subgrantee will comply and assure the compliance of all contractors with the provisions of the Coastal Barrier Resources Act (P.L. 97-348) dated October 19,1982 (16 USC 3501 et seq.) which prohibit the expenditure of most new Federal funds within the units of the Coastal Barrier Resources System. 41. "Pay to Stay" The subrecipient agrees that funds provided under this award may not be used to operate a "pay-to-stay" program in any local jail. The subrecipient further agrees not to subaward funds to local jails which operate "pay-to-stay" programs. 42. If a Governmental Entity: it will comply with the requirements of the Uniform Relocation Assistance and Real property Acquisitions Act of 1970 (42 U.S.C. 94601 et seq.), which govern the treatment of persons displaced as a result of federal and federally-assisted programs; and it will comply with requirements of 5 U.S.C. 99 1501-08 and 99 7324- 28, which limit certain political activities of State or local government employees whose principal employment is in connection with an activity financed in whole or in part by federal assistance. Section #5 Page 15 of 15 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment Insert Certifications and Authorizations here. Application Ref # Contract Section #7 Page 1 of 1 2008-RSAT-36 -RSAT-MONR- - - Residential Substance Abuse Treatment Program Florida Department of Law Enforcement @O PROGRAM CERTIFICATION LETTERS CERTlFICA TION OF COMPLIANCE WITH EQUAL EMPLOYMENT OPPORTUNITY IEEO) PROGRAM REQUIREMENTS Each unit of government (subgrant recipient) and each criminal justice agency that is the implementing agency of the subgrant, whether or not it is required to have a written Equal Employment Opportunity (EEO) Program according to provisions of the Federal Omnibus Crime Control and Safe Streets Act of 1968 as amended, must enclose signed EEO Certification Letters with subgrant applications. A copy of the 28 Code of Federal Regulations (CFR) Part 42, Subparts C, D, E, F, G and H can be accessed at the following internet site: http://www.access.gpo.gov/nara/cfr/cfr-table-search.html If you have additional questions, please contact the program staff of the Office of Criminal Justice Grants at 850/410-8700 or SUNCOM 270-8700. Section #7 EEO Certifications Page 1 of 3 Residential Substance Abuse Treatment Program Florida Department of Law Enforcement EEO Certification LeUer - Subgrant Recipient Mr. Clayton H. Wilder Community Program Administrator Office of Criminal Justice Grants Florida Department of Law Enforcement 2331 Phillips Road Tallahassee, Florida 32308 Re: Compliance with Equal Employment Opportunity (EEO) Program Requirements -- Subgrant Recipient Dear Mr. Wilder: I, the undersigned authorized official, certify that according to Section 501 of the Omnibus Crime Control and Safe Streets Act of 1968 as amended, I have read the Act criteria set forth in the Subarant Aoolication Packaae and Instructions. I understand that if the subgrant recipient meets these criterion, it must formulate, implement and maintain a written EEO Program relating to employment practices affecting minority persons and women. I also affirm that the subgrant recipient (Initial one of the following): xx Does meet Act Criteria and does have a current EEO Program Plan. _ Does meet Act Criteria and does not have a current EEO Program Plan. Does not meet Act Criteria. I further affirm that if the recipient meets the Act criteria and does not have a current written EEO Program, federal law requires it to formulate, implement, and maintain such a program within 120 days after a subgrant application for federal assistance is approved or face loss of federal funds. Requires signature of authorized official: By' Date: ~I :>/07 Name of Subgrantee Organization: Monroe County Board of County Commissioners Section #7 EEO Certifications Page 2 of 3 Residential Substance Abuse Treatment Program Florida Department of Law Enforcement EEO Certification Letter -Implementing Agency Mr. Clayton H. Wilder Community Program Administrator Office of Criminal Justice Grants Florida Department of Law Enforcement 2331 Phillips Road Tallahassee, Florida 32308 Re: Compliance with Equal Employment Opportunity (EEO) Program Requirements -- Implementing Agency Dear Mr. Wilder: I, the undersigned authorized official, certify that according to Section 501 of the Omnibus Crime Control and Safe Streets Act of 1968 as amended, I have read the ACT criteria set forth in the Suborant Aoolication Packaoe and Instructions. I understand that if the Implementing Agency meets these criterion, it must participate in the subgrant recipient's EEO Program or formulate, implement and maintain its own written EEO Program relating to employment practices affecting minority persons and women. 1 also affirm that the Implementing Agency (Initial one of the following): xx Does meet Act Criteria and does have a current EEO Program Plan. __ Does meet Act Criteria and does not have a current EEO Program Plan. Does not meet Act Criteria. I further affirm that if the implementing agency meets the Act criteria and does not participate in the subgrant recipient's EEO Program or does not have its own written EEO Program, federal law requires it to participate in such a program or formulate, implement, and maintain its own program within 120 days after a subgrant application is approved or face loss of federal funds. Requires signature of authorized official: Date: (p/~107 By: Name of Implementing Agency: Monroe County Board of County Commissioners Section #7 EEO Certifications Page 3 of 3 Application for Funding Assistance Florida Department of Law Enforcement Residential Substance Abuse Treatment In witness whereof, the parties affirm they each have read and agree to the conditions set forth in this agreement, have read and understand the agreement in its entirety and have executed this agreement by their duty authorized officers on the date, month and year set out below. Corrections on this page, including Strikeovers, whiteout, etc. are not acceptable. Signature: 0"74. J./.. l-/.jAiJ~uJ 1':,.,.-1"" !l Wi'''er,llrlministrator Typed Name and Title: Date: 8'- fA () ? County Commissioners -- Typed Name and Date: fR /';-/0 7 . Mario DiGennaro, Mayor Signature: Typed Name and Date: oj,;( 07 Mayor, Mario DiGennaro Application Ref # Contract 200B.RSAT.36 -RSAT-MONR. -. Section #6 Page 1 of 1