1st Amendment 03/09/2007
Amendment 001
CONTRACT AA-729
Page 1
THIS AMENDMENT is entered into between the All lance for Aging, Inc. herei nafter referred
to as the "Alliance", and Monroe County Social Services.
The purpose of this amendment is to change the maximum units of services and service unit
rate under contract, as well as to incorporate Attachments I and II to the original agreement.
Total contract amount $504,595.
The Budget Summary by Title is as follows:
Title III B: $ 107,100
Title C1: $ 158,600
Title C2: $ 184,789
Title III E: $ 54,105
1. The Alliance shall make payment to the provider for provision of services up to a maximum
number of units of service and at the rate(s) stated below:
Service Maximum Maximum
Service(s) to be Provided Unit Rate Units of Dollars
Service
Homemaker $33.89 1,849 $62,649
Personal Care $40.41 1,100 $44,451
Con oreoate Meals $9.56 16,271 $155,547
Nutrition Education C 1 $381.63 8 $3,053
Home Delivered Meals $6.14 30,034 $184,407
Nutrition Education C2 $381.63 1 $381.63
In Home Resaite $29.81 224 $6,677
FacilllV Resoite $9.70 4,889 $47,428
2. This amendment shall begin on January 1,2007 or the date it has been signed by both
parties, whichever is earlier.
All provisions in the contract and any attachments thereto in conflict with this amendment
shall be and are hereby changed to conform with this amendment.
All provisions not in conflict with this amendment are still in effect and are to be pe rformed at
thE' level specified in th e contract are hereby amended to conform with this amendment.
This amendment and all its attachments are hereby made a part of the contract.
IN WITNESS WHEREOF, the parties hereto have caused this amendment to be executed by their
undersigned officials as duly authorized.
PROViDER:
SIGNED 8:Y:
"'Ionroe County Social
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ALLIANCE FOR AGING, INC.
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President & CEO
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Amendment 001
CONTRACT AA-729
Page 2
A TT ACHMENT I
OLDER AMERICA."IS ACT PROGRAM
I. STATEMENT OF PURPOSE
The Older Americans Act (OM) Program is a federal program that provides assistance to older persons
and caregivers.
To enhance the provision of services at the local level, the Department is charged with dividing the state
into distmct planning and service areas (PSAs) and designating an Area Agency on Aging (AM) for each
of them. The Alliance is responsible for assessing the needs of older persons within PSA-ll.
The OA.'\ Program is the only federal supportive services program directed solely toward improvmg the
lives of older people. The Alliance fosters the development and implementation of comprehensive and
coordinated systems to serve older individuals. Under current law, all service providers funded under part
B of the Act must follow priorities established by the Alliance and approved by the Department of Elder
Affairs for serving the elderly, providing assurances that preference will be given to those with the greatest
economic and social need, with particular attention to low-income minority older individuals residing in
rural areas.
The Older Americans Act provides a framework for a partnership among the different levels of government
and the public and private sectors with a common objective - improving the quality oflife for all older
Americans by helping them to remain independent and productive.
II. SERVICES TO BE PROVIDED
A. Sel~vices:
The recipient's service application for the calendar year 2007 and any revisions thereto approved by
the Alliance and located in the grant manager's file, are incorporated by reference in this agreement
between the Alliance and the recipient and prescribe the manner in which the recipient will meet the
requirements of the Older Americans Act as amended in 2006.
B. Ma.nner and Service Provision:
Th(~ services will be provided in a manner consistent with and described in the recipient's service
provider application for the calendar year 2007. the Department of Elder Affairs Home and
Community-Based Services Handbook dated 1/03, the Department of Elder Affairs National Family
Caregiver Support Program Guidelines, and the Department of Health and Human Services, Office of
Assistant Secretary, Administration on Aging, Program Instruction, AoA-PI-01-02. In the event the
manual or guidelines are revised, such revision will automatically be incorporated into the agreement
and the recipient will be given a copy of the revisions. The recipient agrees to perform the services of
the agreement in accordance with all federaL state, and local laws, rules, regulations and poliCIes that
pertain to Older Americans Act funds.
III. :\lETHOD OF PAYME;O\T
A. The method of payment in this agreement includes advances and fixed rate for all other services. The
recipient must ensure all costs and fixed rates include only those costs which are in accordance WIth
all applicable state and federal statutes and regulations and are bastd on historical l;.'Ost5 Jnd Judlted
historical costs when applicable. All requests for payment and expenditure reports submitted to
support requests for payment shall be on DOEA forms 106A. 105A and 106E.
Amendment 001
CONTRACT AA-729
Page 3
This agreement is subject to those Federal cost principles applicable to the particular organization
concerned [Office of Management and Budget (OMB) circulars A-87, A-I22, A-21, 45 CFR part 74,
and 48 CFR part 31],
B. The recipient shall maintain documentation to support payment requests which shall be available to
the Alliance. the Department of Elder Affairs staff or the Comptroller for the State of Florida upon
r"quest
C. The due date for the request for payment and expenditure reports shall be on the 5th day of the month
following the month being reported,
D. The Alliance shall make payment to the recipient for a total dollar amount stated in the contract,
subject to the availability of funds, Unit rates listed in Paragraph E are the Alliance's share not to
exceed 90% of the gross cost per unit of service.
E. If applicable, recipient may implement a Modified Spending Authority for these servIces. WITHIN
THEIR RESPECTIVE TITLES.
Under this Modified Spending Authority. the total units of service and maximum dollar amount
projected by the recipient and included in the Service Grid may tluctuate based on consumers'
service plans. Additional budget revisions/amendments will not be required in order to move funding
among services within any given funding title, with the exception of Screening/Assessment Case
Aide, and Case Management The total agreement amount per funding title cannot be exceeded
without prior approval and an agreement amendment.
F. The recipient may request a monthly advance for each of the first two months of the agreement
period, based on immediate anticipated cash needs. Detailed documentation justifying cash needs for
advances must be submitted with the signed agreement, approved by the Alliance. and maiinained in
the grant manager's file. For-profit organizations cannot receive advance funds. All payment
requests for the third through the twelfth months shall be based on the submission of monthly actual
expenditure reports beginning With the first month of the agreement The schedule for submission of
invoices is ATTACHMENT II to this agreement ReconciliatIOn and recouping of advances made
under this agreement are to be completed by the time the final payment is made. All payments are
subject to the availability of funds.
G, A Iflnal receipt and expenditure report (closeout report) will be forwarded to the Alliance within sixty
(60) days after the agreement ends or is terminated. All monies which have been paid to the reCipIent
and not used to retire outstanding obligations of the agreement being closed out must be refunded to
the Alliance along with the final receipt and expenditure report.
H. Int,,.ested Earned on General Revenue and Federal Funds: All interest income earned on the advance
of general revenue and federal funds must be separately identified and returned to the Alliance,
together with the payment and expenditure reports. Advances on Federal funds must be maintained
in interest-bearing accounts in accordance with 45 CFR 74.22 (k). Interest amounts earned on
Federal funds up to $250.00 per year may be retained by the recipient for administrative expenses.
J. Any payment due by the Alliance under the terms of this agreement may be withheld pcnding the
receIpt and approval by the Alliance of all financial programmatIc reports due from the recipIent and
any adjustments thereto, including any disallowance not resolved as outlined in Section 1.1. of the
."'laster Agreement.
J. The recipient agrees to implement the distribution of funds as detailed in the service applicatIOn and
the Budget Summary, ATTACHMENT III to thIS agreement. Any changes in the "mounts of
federal funds identified on the Budget Summary fOlm require an agrl:cmcnt amendment.
Amendment 001
CONTRACT AA-729
Page 4
K. Financial Reports: The recipient agrees to provide an accurate. complete and current disclosure of the
financial results of this agreement as follows:
I. To submit all requests for payment and expenditure reports according to the format. schedule and
requirements specified in A TT ACHMENT I.
2. The completed manual units of service portions of the Older Americans Act Annual Report. if
applicable. are due to the grant manager on the date established by the Alliance. The Department
of Elder Affairs will obtain the remaining Report sections from the Consumer InformatIOn.
Registration and Tracking System (CIRTS).
IV. SPECIAL PROVISIONS
A. Match
The recipient will assure a match requirement of at least 10 percent of the cost for all services funded
through this agreement. The recipient's match will be made in the form of cash and/or in-kind
resources. At the end of the agreement period. all Older Americans Act funds expended must be
properly matched.
B. Consumer Contributions and Co-payments for Services
I) The recipient assures compliance with Section 315 of the Older Americans Act as amended in
2006, in regard to consumer contributions. Recipients may charge co-payments to those persons
able to pay part or all of the cost of services only for services not paid for with Older Americans
Act funds.
2) Voluntary contributions are not to be used for cost sharing or matching. (See Title 45, chapter
XIII, Part 1321.67, CFR.)
3) Accumulated voluntary contributions are to be used prior to requesting Federal reimbursement.
(See Title 45, Chapter XIII, Part 1321.67. CFR.)
4) Voluntary contributions and related interest earned are program income and must be used to
expand services.
C. Title III Funds
The recipient assures compliance with Section 306 of the Older Americans Act as amended in 2006.
that funds received under Title III will not be used to pay any part ofa cost (including an
administrative cost) incurred by the recipient to carry out an agreement or commercial relationship
thaI IS not carried out to implement Title Ill.
D, Cany Forward Funds
Carry forward funds must be identified on the computation of carry forward report submItted with the
closeout report and requests for award of carry forward funds must be justified by the recipient and
appmved by the Alliance. All OAA carry forward funds must be budgeted in the same title as
originally awarded.
E. Prioritization for Service Delivery
The recipient shall develop and implement policies and procedures consistent vv'ith Older Americans
Act targeting criteria.
Amendment 001
CONTRACT AA-729
Page 5
F. S,ervice Cost Reports
The recipient will submit semi-annual service cost reports which reflect actual costs of providing each
s"rvice by program. This report provides information for planning and negotiating unit rates.
G. Caregiver Forums
The recipient will collaborate with the Alliance in supporting a Statewide Caregiver Forum
coordinated by the Department of Elder Affairs. The Alliance will sponsor the attendance ofa
minimum of ten caregivers and contribute $1,000.00 toward the expense of speakers and
miscellaneous training expenses using agreement funds. Sponsorship of caregivers includes
providing funds for all expenses related to caregivers attending this event; to include registration,
travel, and local respite services. Recipients are also encouraged to help the Alliance plan and
conduct local caregiver forums utilizing Title III-E funds. Caregiver Forums are defined in the
Department of Elder Affairs Title lll-E National FamIly Caregiver Support Guidelines.
Amendment 001
CONTRACT AA-729
Page 6
ATTACH'VIENT II
AGREEMENT REPORT CALENDAR
ADV A,,,.CE BASIS AGREEMENT
TITLE III
I Report Submit To I
Based On Alliance On
I Number Montb Tbis Date
I
j I January Advance ... January I
2 February Advance >Ie January I
3 March January Expenditure Report February 5
4 April February Expenditure Report March 5
5 Mav March Expenditure Report April 5
6 June April Expenditure Report Mav 5
7 Julv May Expenditure Report June 5
8 Auoust June Expenditure Report July 5
9 September July Expenditure Report Auoust 5
10 October August Expenditure Report September 5
II November September Expenditure Report October 5
12 December October Expenditure Report November 5
13 November Expenditure Report December 5
14 December Expenditure Report January 5
15 Final Pavment Request February 14
16 Closeout Package February 28
Legend: "
Advance based on projected cash need.
Submission of expenditure reports mayor may not generate a payment request. Iffinal
expenditure report reflects funds due back to the AllIance. payment is to accompany the
report.
Note #1:
Reports #1 and #2 for Advance Basis Agreements cannot be submitted to the AllIance until
the agreement with the Alliance has been executed.
Note #2:
The last two months of the recIpient's fiscal reports covering actual expenditures shall reflect
an adjustment repaying advances for the first two months of the agreement. If advances have
not been recouped.