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Item R8 BOARD OF COUNTY COMMISSIONERS AGENDA ITEM SUMMARY Meeting Date: December 16. 2009 Division: County Attorney Bulk Item: Yes No .-X..... Staff Contact Person: Natileene Cassel Phone #: 292-3470 AGENDA ITEM WORDING: Approval of the Settlement Agreement in the matter of The Tower Group. Inc. v. Monroe County Board of County Commissioners and the Counterclaim of Monroe County Commissioners v. The Tower Group and Travelers Casualty and Surety Company of America, Case No. 2007-CA-1428K ITEM BACKGROUND: The Tower Group, Inc. (TTG) was the general contractor on the Freeman Justice Center in Key West. TTG filed suit against the County and the County filed a counterclaim against TTG and its surety. The dispute between the parties include claims of project inefficiencies. delays, project completion, breach of contract, claims for additional work, and claims by the County for credits. On October 19. 2009, representatives ofthe Tower Group and the County met and came to an agreement for settlement. The Settlement Agreement attached is the final written agreement. The agreement calls for the County to receive a credit of $833,944.25 in a deductive change order, and for TTGto receive an additive change order in the amount of $510,000. After the execution of the additive change order and the deductive change order the revised contract'price will be $15,620,506.08. To date the County has paid $13,552,572.61 to TTG leaving a balance of $2,067.933.47 to be paid on the revised contract price. The County is holding enough funds in retainage and budgeted funds to cover the amount owed on the revised contract price. This settlement does not include any claims the County has pending against Jose Gonzalez or Gonzalez Architects. PREVIOUS RELEVANT BOCC ACTION: The contract with TTG was entered into on June 16, 2004. On October 10, 2007 TIG filed suit against the County. The County filed its answer and counterclaim in November 2007. The parties met and reached a verbal settlement in October of 2009. The terms of the settlement were presented to the BOCC on October 21,2009, in closed session. CONTRACT/AGREEMENT CHANGES: none STAFF RECOMMENDATIONS: Approval. TOTAL COST: $2.067.933.47 Indirect Cost: BUDGETED Yes COST TO COUNTY: $562,092.07 SOURCE OF FUNDS: Fund 307 and Retainage $1.505.841.40 Retainage DIFFERENTIAL OF LOCAL PREFERENCE: N/A REVENUE PRODUCING: Yes NolL AMOUNTPERMONTH_ Year APPROVED BY: County Atty ~ U o~urcbasing _ Risk Managemertl'{\b- DOCUMENTATION: Included Not Required_ DIsPosmON: AGENDA ITEM # FREEMAN JUSTICE CENTERlfOWER CONSTRUCTION CONTRACT CJ~OSE~OUT AGREEMENT This Freeman Justice Centerrrower Construction Contract Close~Out Agreement (the IIAgreement") is made and entered into this _ day of . 20091' by and between the Monroe County Board of County Commissioners (I'Owner" and The Tower Group. Inc., a Florida corporation (UTower''). located at 405 SW 148th Avenue. Suite I. Davie. Florida 33325, and Travelers Casualty & Surety Company of America, a Connecticut corporation ("Travelers"); RECITALS~ A. Owner is a political subdivision ofthe State of Florida located in Monroe County. Florida. B. Tower is a Florida corporation and a licensed general contractor in the State of Florida. having its principal office in Miami.Dade County. Florida. C. Travelers is a Connecticut corporation authorized to do business in the State of Florida and who did issue that certain PubSic Construction Bond to the Owner pUl'Suant Section 255.05, Florida Statutes. bearing bond #104335331 (the '~Bond"). wherein Tower is the principal on the Bond and Travelers is the surety on the Bond. D. This Agreement concerns a construction project located in Key Wcstt Monroe County, Florida commonly known as the Freeman Justioe Center (the "Project"). E. On June 16.2004, the Owner and Tower entered into a Contract (the "Contl1lct'~ wherein Tower was to provide alllaboFt supervision, engineering (required to be performed by Tower under the Contract or actually performed in connection with the Project by Tower, its subcontractors. suppliers or materialmen). materials. supplies, equipment. tools, transportation, surveying,lay-out and protection for the proper execution and completion of the Proj~t. \1'MI.o.nIWllOOtlZ'I.I"'<<lIJ>l F. There are disputes between tbe Owner and Tower regarding completion of the Project, Project inefficiencies, delays to the Project, claims of additional work, claims of defective work, and the Owner's claims for credits, among other things (the ('Disputes"), G. In October of 2007, Tower filed suit against the Owner in Case No, 07-CA-327 M in the Circuit Court of the Sixteenth Judicial Circuit in and for Monroe County, Florida (the "Litigationn). The Owner answered, asserted affinnative defenses and a Counterclaim and joined Travelers. H. In addition. Monroe County. in a separate action, sued Gonzalez Architects and Jose Gonzalez who, at onc time. were the initial Project Architects, in Case No. 2008-CA-458 K, in the Circuit Court of the Sixteenth Judicial Circuit in and for'Monroe County. Florida (the clOonzalez Litigation"). On August 6.2008, the Monroe County Circuit Cowt entered an Order consolidating the Litigation and tbe Gonzalez Litigation. I. Since the filing of the Litigation. the Project has achieved substantial completion and the Owner enjoys beneficial use of the Project. J. The parties have now met and with the advice of counsel, have agreed to resolve the Disputes and the Litigation. The objective of1his Agreement is to memorialize the tenns and conditions of that resolution and to close out the Project. To achieve this objective, the panies have pledged continued cooperation and their good faith efforts to faithfully carry out the requirements of this Agreement. WHEREFORE, in consideration of the monies to be paid and the mutual covenants exchanged between the parties aU as described herein. the receipt and sufficiency of which ore hereby acknowledged. the parties hereto agree as follows: 1. The recitals above are true and correct and are incorporated herein by reference. 2 \\\l.D. ml~.I<<l~h' 2. The present total contract price. including all previously approved change orders. is equal to $15,944.450.33 (t e "Present Contract Pricen). The Owner will issue an additive resent Contract Price as aforesaid by $S1O,OOO.OO (the "Additive lt ncludes 5254.000 in satisfaction of Tower's claims for ced attributable to Gonzalez Architects and Jose Gonzalez. The Owner will issue a new deductive change order decreasing the Present Contract Price by $833.944.25 (the "Deductive Change Order") which amount includes credits to the Owner for work removed from Tower's scope of work. Tower agrees to the Additive Change Or attached hereto as Exhibit A, and the Deductive Change Order. attached hereto as Exhibit agrees to execute suoh change orders. After execution of the AClditive Change Order and the Deductive Change Order, the revised total contract price will be $15,620,506.08 (the "Revised Contract Price'>). The Owner and Tower agree the Owner has paid Tower $13.552)572.61, leaving a balance of the Revised Contract Price in the amount $2.067,933,47(the "Revised Contract Price Balance"). 3. Except for those persons identified in the Final Affidavit referenced in paragraph 5 below) Tower represents it has delivered to Owner releases of liens "and claims from an subcontractors. sub-subcontractors. suppliers and materialmen who provided labor. services or materials to the Project and as identified in the attachments to Exhibit "Fit attached heret<> and made a part hereof. 4. Subject to approval of this Agreement by the Monroe County Board of County Commissioners at an open public meeting. the execution by the parties of (i) this Agreement. (ii) the Additive Change Order, and (iii) the Deductive ChMge Order, and subject to the terms and conditions contained herein. Owner shall pay Tower an amount equal to the Revised Contract 3 \\'J.II.O:1B'lMX>OO1~.I(_'" Price Balance ~ the total of all amounts clnlmed by Tower subcontractors, sub-subcontractors, suppliers and materialmen (the "Identified Claims") identified in the Contractor's Final Affidavit (rhe "Pinal Affidavit Amount"). The amount payable to Tower pursuant to this paragraph 3 shall hereafter be referred to as the "Settlement Proceeds." 5. Payment to Tower of the Settlement Proceeds shan be subject to the satisfaction by Tower of each and every of the following conditions: a. Tower shall complete, execute and deliver to Owner the Contractor's Final Affidavit of Payment of Debts and Claims (the "Final Affidavit"). the fonn ofwhicb is attached hereto and made a part hereof as Exhibit "C." b. Travelers shaU complete, execute and deliver to Owner a Consent of Surety consenting absolutely to the tenns of tbis Agreement and to all payments mnde or to be made hereunder, a copy of which is attached hereto as Exhibit "D" and made. a part hereof (the nConsent"). c. Tower shan complete, execute and deliver the Contractor's affidavit of release of liens (the I~Release Affidavit"), a copy of which is attached hereto as Exhibit uFn and made a part hereof. d. Delivery by Tower to Owner of all ~~as-buUt" drawings and close-out documents available to Tower. The Parties acknowledge such l<as-built" drawings and closeout documents are in many instances incomplete. Tower's delivery of such "as-built" drawings and close out documents satisfies all of Tower's closeout requirements under the contract documents. e. The Owner and Tower shall have executed the mutual release, the fonn of which is attached as EKhibit "(Y' (the "Mutual Release") releasing each other from all claims each has against the other except claims for Project latent defects, and claims arising, directly or 4 \"MU.017~4.1.4(6Z\? indirectly, out ofthis Agreement. and preserving Tower's defenses to any such claims for Project latent defects arising under the Contract f. Approval of this Agreement by the Momoc COlmty Board of County Conunissioners at an open public meeting. 6. Subject to the satisfaction by Tower of each and every one of the conditions contained in paragraph 5 above, the Owner shall pay Tower the Settlement Proceeds as soon as reasonably practical but in any event within 21 days following the last of said conditions to be satisfied by Tower. 7, The Owner shall retain from the Revised Contract Price Balance the Final Affidavit Amount in a separate encumbered account and shall disburse them subject to the terms and conditions contained in paragraph 8 below, 8. Payment of the Final Affidavit Amount shall be made by Owner subject to the following: a. From time to time Tower shall deliver to the Owner, in the form attached hereto as Exhibit l'E,n duly executed releases and waivers of claims against the Bond from one or more of the Identified Claims(the "Claim Release)'} . b. Upon receipt of a Claim Release the Owner shan pay Tower as soon as reasonably practical but within 21 days an amount equal to the amount set forth in the Pinal Affidavit attributable to the Identified Claim from whom the Claim Release has been received (Lbe "Claim Payment"). c. The Owner shall make Claim Payment(s) upon receiving Clalm Releases until such time as the Final Affidavit Amount is exhausted. 5 \11M1. 01119101000014. l<l<<n y) d. The Owner shall not seek to interplead all or any part of the Final Affidavit Amount except upon the first to occur of (i) a lawsuit or other dispute resolution proceeding initiatedt directly or indirectly. against the Owner seeking, direotly or indirectly, in whole or in partt the recovery of said funds; or (ii) July 1) 20 I O. The parties acknowledge that upon the happening of either (I) or (ii) above the Owner is authorized. but is not required, to initiate interpleader proceedings in a court of competent jurisdiction in Monroe County, Florida. 9. Nothing contained in this Agreement shall ever be construed to require or obligate the Owner to pay Tower, or any person or combination of persons, an amount which. in the aggregate. exceeds the Revised Contract Price Balance. 10. Upon approval of this Agreement by the Board of COlmly Commissioners of Monroe County, Florida, and execution of same by the parties hereto, Tower shan dismiss, with prejudice. Us Amended Complaint filed in the Litigation, and Owner shall dismiss, with prejudice, its Counterclaim filed in the Litigation. and Tower and Owner agree to bear their own costs and attorney's fees incurred in the Litigation whether at the pre-filing or post filing stage. Nothing <:ontained herein shall be construed to require or shall act as a dismissal of the Gonzalez Litigation. 11. This Agreement constitutes the entire understanding between the Owner and Tower regarding the close-out of the Project and the resolution of the claims and Disputes arising in connection with the Project and the Litigation. and there are no other agreements pertaining to the subject matter hereof> except as set forth herein. Any amendment or modification of this Agreement shall be in Wl'iting and signed by the Owner and Tower. 12. In _he event it becomes necessary to enforce or interpret this Agreement venue for any litigation or dispute resolution proceeding brought for those or any other purposes shall lie 6 \I\M1.emu_t. t~&2YJ exclusively in Monroe County, Florida. The prevailing party in any such litigation or dispute resolution proceeding shall be entitled to recover from the non-prevailing party its costs and a reasonable attorney fee at the trial and appellate levels. 13. This Agreement may be signed in counterparts and delivered via facsimile 01' otherwise, each such counterpart (whether delivered via facsimile or otherwise), when executed, shall be deemed an original and aU of which together constitute one and the same Agreement. Facsimile signatures of the Parties shall be deemed to constitute original signatures, and execute~ facsimile copies hereof shall be deemed to constitute duplicate originals. e Vice President STATE OF FLORIDA COUNTY OF ~DUVAL On the '- date of NDV~ ~ > 2009, before me personally appeared and is to me known to be person(s) named herein and who executed the foregoing Close-Out Agreement and acknowledged to me that he/she voluntarily executed same. My terms expires ~. 2. 20.61L ~.~ ~f ~.l.rJ,~DLA~J Notary Publlc DAWNSCHARNOW.sELlERB MY COMMISSION J DD 6&9022 EXPIRES: Stplembel2, 20\1 ~1lwt/o',&ryf'llblloUlmrv.talrJ Attest: Danny L. Kolhage, Clerk BOARD OF COUNTY COMMISSIONERS OF MONROE COUNTY, FLORIDA By: .oRtghl~S, Mayor 6';= /f!(}flf/L CaJItJ'l Date: I By: Deputy Clerk ~v:GHROE COUNTY ATTORi'.jEY p~~~ ~ATILEENE 'IV. CASSEL ASSISTAJT 3/NTY ATTORNEY Oat8~. ~ Mor~.oE CQ.UN~ ATTORNEY APPRoWo ~O~ORM: 7 \\IMI.W1B96IQllOOl~. 144462\'3 .!FRA VELERS CASUALTY & SURETY OO~~ By: As its 1'11~~ V STATEOFCO~& COUNTY OF On the ~("d... date ~f ~ 2009) S01UJb l:UMff' before me personally appell1'ed and is to me known to be person{s) named herein and who executed the foregoing Close-Out Agreement llnd acknowledged to me that he/she voluntl'rlIy executed same. Mt(lOlllli\l'6I~ Ellpll'01l DtMmbir31, 2012: \01880114\2.11 n3:J41 vI 8 \\~u.~m~lt.lumo} TRAVELERff' ~_....-..g,~ ~. -.b...aIU ~ ~ ~""1 .I!" 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E:J:hibit A Additive Change Order MONROE COUN'IY / PROJECT MANAGEMENT ADDITIVE CHANGE ORDER (CHANGE ORDER #40) PROJECT TITLE: Freeman Justice Center Jackson Square CONTRACT DATE: June 16, 2004 TO CONTRACTOR: The Tower Group 405 SW 14Slh Avenue Suite One Davie, FL 33325 The Contract is changed as follows: Tile original Contract Sum .......n m no .................. ..................... ............ ...... .......... $13,804,000.00 Net change by previously authorized Change Orders ... ............ ........................ ......... $ 2,140,450.33 The Contract Sum will be increased by tills Change Order... .............--- --- --- n.............. $ 510,000.00 The new Contract Sum including this Change Order is ...................'nmu..................... $16,454,450.33 Detailed description of change order and justification: As Drovided In the Freeman Justice Centerffower Construction Contract Close-Out Aareement $254.000.00 as comnensation 10 Tower for claimed delavs and inefficiencies attributable to the aets or omissions oftJJe initial oroiect architect: $105.000.00 for additional or extra work: and $161.000.00 for tl,e resolution of dlslJuted claims. This chan e order Is 3.69% ofthe ori Inal contract rice. CONTRACTOR: BOARD OF COUNTY COMMISSIONERS OF MONROE COUNTY, FLORIDA (SEAL) ATTES~ DANNY L.KOUHAGE, CLERK By By Mayor/Chairman Deputy Clerk 9 \\\M1-1l21ll9610G002iI.IMoI62 yJ Exhibit B Deductive Change Order MONROE COUNTY / PROJECT MANAGEMENT DEDUCTIVE CHANGE ORDER (CHANGE ORDER #41) PROJECT TITLE: Freeman Justice Center Jackson Square CONTRACT DATE: June 16, 2004 TO CONTRACTOR: The Tower Group 405 SW 1481h Avenue Suite One Davie, FL 33325 The Contract is changed as follows: The original Contract Sum ....n...... ...... ............... ..................... ............................ $13,604,000.00 Net change by previously authorized Change Orders .n no." ............... ......... .......... ..... $ 2,650,450,33 The Contract Sum will be decreased by this Change Order.................. ........................$ (833,944.25) The Final Contract Sum including this Change Order is on... ......... n.'............ ...... ..........$ 15,620.506.06 Detailed description of change order and justification: As provided In the Freeman Justice Centerffower COnstruction Contract Close.OutAareement $514.000.00 for exterior claddinn deleted from the orialnal scope of work: $306.000.00 for the Exter/or Finish Insulation SVstem (EFtS) deleted from the or/ulnal scone of work: and $14.944.26 for miscellaneous credits throuahout the nroreet. CONTRACTOR: BOARD OF COUNTY COMMISSIONERS OF MONROE COUNTY, FLORIDA (SEAL) ATTEST: DANNYL.KOLHAGE,CLERK By Mayor/Chainnan By Deputy Clerk 10 \\\I\Il.02'/ll961OOOOl4 .IMW v3 CONTRACTOR'S AFFIDAVIT OF PAYMENT OF DEBTS AND CLAIMS TO OWNER: Monroe County Board of County Commissioners CONTRACT FOR: ConslructioJl of Freeman Justice Center CONTRACT DAlE: June 16,2004 PROJECT: Freeman Justice Center State of: Florida COlmty of: Mt....~ Dvl/ Ov i The undersigned, pursuant to Article 9 of the Geneml Conditions of the Contract for Construction, hereby certifics that, e},.""Cept as listed below. it bas paid in full or lIas otherwise satisfied all obligations for all materials and equipment furnished, for all work. labor, and services performed, and for aU known indebtedness and claims against the Contractor for damages ariSblg in any manner in connection with tbe performance of the Contract referenced above for which the Owner or its property might in any way be held responsible. See the list of exceptions set forth all Annex A, attaclled herelo and made a part heroof' by this reference. />+- ROGERCWISl'AlN !i'(COMMISSlON D 00??oo36 EXl'IRES: August 16, 2013 ilalIdeIllfw /Iolal)'!'ubi; 1/lideflI1I',(r,l \W.ll.lU7ll9&'OOOOZ4 - J44111 vi Exhibit D CO)lsent of Surety CONSEJI}T Q~ SURETY to CLOSE-OUT AGREEMENT.1NCLUD1NG-JI'INAL PA YMEJ'IT. PROJECT: J1reemtm Jtlstioo Ccn1cF OWNER: CONTRACfOR: Key West, Florida The BOllnl of County Commissioners of Monroe County, Florida The Tower OrotlP, !no. In accordance with the provisions of the Contract between the OWNER and the CONTRACTOR as indloated abovo, Tl'tlv(llers Cnsunl1y & Surety Company of Amerioo) SURETY COMPANY, on 1hllt cCl1aln bond of the CONTRACTOR., beal'lng bond t# 104335331 (the ('BONDIt)hereby appJ'Oves that certmn Freeman Justice Centel'JTower Construction Conlmct Close-Out Agreement, made by find between the CONTRACTOR and the OWNER, as of the _ day of October, 20G9. inoluding Ihe torms of the final payment to the CONTRACTOR, referenced therein, and agl'e~ that payment to tho CONTRACI'OR shall not relieve the SURETY COMPANY of any of its obligation to the OWNER~ as set fol'th in the BOND. r) IN WITNESS WHEREOF) the SURETY COMPANY has h6rmmto set its band this ~ day ofAbI&tth/ . ty Company of America, 13 \1\\n.~m~ll.l_h) Exhibit E Form of FinRI Releases of LieDS Bnd Claims against the Bond FINAL RELEASE OF LIEN AND CLAIMS KNOW ALL MEN BY THESE PRESENTS, that for and consideration of the slim of Ten Donars ($JO.OO). receipt of which is hereby acknowledged. do (does) hereby release and quit claim to the Owner. Monroe County. Florida, the Contractor, The Tower Group, Inc.} the Surety, Travelers Cnsua1ty & Surety Company of America, their successors or assigns. all liens, lien rights. claims or demands of (lilY kind whatsoever which the Wldersigned has (have) or might have against the Owner. the Contractor and the Swety, including, but not limited to claims against Bond #104335331 issued by the Surety or against the Owner's property. buildings, or improvements, on accoWlt of lahor performed, material furnished. or for any incidental expense for the construction of: The Freeman Justice Center, Key West, Florida. IN WITNESS WHEREOF THIS day of .2009. Witness Name of company Witness Signature, Title STATE OF FLORIDA COUNTY OF MONROE On the date of . 2009, before me personally appeared and is to me known to be person(s) named herein and who executed the foregoing Final Release of Lien and acknowledged to me that he voluntarily executed same. My tenus expires 200_ Notary Public 14 I\'Ml.OZlC9UOOOOU.I~4#lY} Exhibit F Contractor's Affidavit or Release of Liens and Claims against the Bond Project Name: Freeman Justice Center CONTRACfOR1S AFFIDAVIT OF RELEASE OF' CLAIMS AGAINST THE BOND TO OWNER: (Name and address) CONTRACf FOR: CONTRACf DATED: PROJECT: (Name and address) State of Florida: Ccunly of Monroe: The undersIgned lIereby cenlfles that to the best of the undcl'5igncd's knowledge. Information and belief, except as listed below, the Releases or Walvcrs of Claims against the Bond attached lierelo Include aU Subeonlrnclor.;. all suppliers of materials and equipment, and all performers of Work, Jabor or sorviccs who have or may have claims against the Bond Dr tho. right to asser! claim! against the Bond or against any property of the Owner arising in In)' manner out oftbe performance of1he Contract referenced above. except as stt forth below. Tlte "Bond" means Chat certain statutory bond for Che Project, pursuant to SectIon 255.05, Florida Statutes. issued by Travelers Insurance Company bearing bond H l0433533 I. See lisl of exceptions set forth on Annex A attached hereto. and made a part hereof as AMeli A CONTRACTOR; (Name and address) By: (SIgnature of arllhorJ"d representative) (hin/ed name Qnd Title) Subscribed and sworn to befoTe me this dilt6: Notal)' Public: My Commission BKplres: 15 "'\I>fI.G:l1n_4.14_~ Exldbit G Mutual Release For TEN DOLLARS ($10.00) and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged. the undersigned Parties for themselves, their officers, directors, agents, employees, attorneys, parent companies, subsidiaIy companies, sureties, affiliates and elected officials do hereby release and forever discharge, each other, and each other's officers, directors, agents, employees. attomeysJ parent companies, subsidiary companies, sureties, affiliates and elected officials from any and all claims. demands, I1ctions, causes of action, and judgments of every kind or description that the Parties had, bave now or may have in the future. arising as a result of. or in connection with, the Project, wbich claims were or could bave been brought in the Litigation, This Release shall not extend to and shall not be construed to: (i) release any claim against Tower. its officers, directors. agents. employees, attorneys, parent companies, subsidillI}' companies. or affiliates arising as a result of or in connection with Project latent defects or constnIction defects which are unknown to Owner as of rhe date of this Release, or waive any defense of Tower, its officers, directors, agenf;8. employees. attorneys, parent companies! 8ubsidia1y companies. or affiliates arising WIder the Contract. or (ii) release claims arising out of and obligations created by The Freeman Justice Centerffower Construction Contract Close-Out Agreement between Tower and Monroe County (the nAgreement"). made by and between the Owner and the Contractor, dated as of the _ day of October. 2009. For purposes of this Release capitalized teans shaH have the same meaning assigned to said tenns as set forth in tbe Agreement. THE TOWER GROUP, INC. By As its STA TE OF FLORIDA COUNTY OF BROW ARD W.MJ.onl_~4.1_.J On the date of t 2009. before me personally appeared and is to me known to be person(s) named herein and who executed the foregoing Release and acknowledged to me that he/she voluntarily executed same. My tenns expires 200_ Notary Public Attest: Danny L. Kolhage, Clerk BOARD OF COUNTY COMMISSIONERS O}' MONROE COUNTY, FLORIDA By: Deputy Clerk By: S8eEge Ntluge9l1 Mayor ~.(" u......,.. ~ C Ol,u,o. Date: STATE OF FLORJDA COUNTY OF MONROE On the date of I 2009. before me personally appeared and is to me known to be person(s) named herein a.nd who executed the foregoing Release and acknowledged to me tbat he voJuntarHy executed same. My terms expires 200_ Notary Public 17 \\\MI- WII'YOOQOU. 1<<f~<4 IN THE CIRCUIT COURT OF THE SIXTEENTH JUDICIAL CIRCUIT IN AND FOR MONROE COUNTY, FLORIDA THE TOWER GROUP, INC., a Florida Corporation, P laintiff/Counter- Defendant, v. Case No.: 07-CA-1428K MONROE COUNTY BOARD OF COUNTY COMMISSIONERS, a Subdivision of Monroe County, Florida. Defendant/Counter- Plaintiff. / MONROE COUNTY BOARD OF COUNTY COMMISSIONERS, a political subdivision of the State of Florida Counter-Plaintiff v. THE TOWER GROUP, INC.. a Florida Corporation, and TRAVELERS CASUALTY and SURETY COMPANY Of AMERICA, a Connecticut corporation Counter-Defendants / DEFENDANT/COUNTER-PLAINTIFF, MONROE COUNTY BOARD OF COUNTY COMMISSIONER'S, ANSWER, AFFIRMATIVE DEFENSES. AND COUNTERCLAIM TO AMENDED COMPLAINT AND DEMAND FOR JURY TRIAL Defendant, MONROE COUNTY BOARD OF COUNTY COMMISSIONERS ("MONROE COUNTY"), by and through its undersigned attorneys, hereby files its Answer, \488004\2 - # 557476 vI 1 Affirmative Defenses, and Counterclaim to Plaintiff's Amended Complaint, and states as follows: NATURE OF THE ACTION 1. Admitted thaj Pl~intiffhas asserted at? action for b~ea:ch of contract; otherwise MONROE COUNTY denies it h~t's committed any breach bfthe contract. .J 2. Admitted for jurisdictional purposes only; otherwise denied. 3. Admitted. 4. Admitted. 5. Admitted. 6. Admitted. 7. Denied. 8. Without knowledge, therefore denied. COUNT I-BREACH OF CONTRACT 9. MONROE COUNTY realleges and incorporates by reference its answers to paragraphs 1-8 of Plaintiff's Amended Complaint-as if fully set forth herein. 10. Admitted that on or about June 16, 2004. Plaintiff and Defendant entered into a Contract pursuant to which Plaintiff would provide all labor, supervision, engineering, materials, supplies, equipment. tools, transportation, surveying, layout, and protection for the proper execution and completion of the facility known as the Freeman Justice Center (the "Project") per Article 2 of the Contract and the Scope of Work specified in Section 00300 ofthe Project Manual for this Project. 11. Admitted that the Contract provided the Construction Manager and Architect will be the Owners' representatives. \488004\2 - # 557476 vI 2 12. Admitted. 13. Denied. 14. Denied. 15. . Denied. 16. Denied. 17. Denied. 18. Denied. 19. Without knowledge. 20 Denied. 21. Denied. 22. Denied. AFFIRMATIVE DEFENSES First Affirmative Defense Defendant is entitled to a setoff in this action in the amount of the cost to correct defective and nonconforming work performed by Plaintiff as well as the costs of delays caused by Plaintiff. Second Affirmative Defense Section 8.3 of the Contract required any claims for extension oftime to be made in writing within seventy-two (72) hours after commencement of the delay or else the claim for delay would be waived. Plaintiff failed to,make such timely written claims for delay and Defendant justifiably relied upon said lack of delay claims. Accordingly, Plaintiff has waived or is estopped from asserting claims based upon alleged delays caused by Defendant. Third Affirmative Defense \4&&004\2 - # 557476 vI 3 Section 8.3 of the Contract required any claims for extension oftime to be made in writing within seventy-two (72) hours after commencement of the delay or else the claim for delay would be waived. Plaintiff failed to make such timely written claims for delay and 'Defendant justifiably relied upon said lack of delay claims. Accordingly Plaintiff's claim is barred by sO~6reign immunity. Fourth Affirmative Defense Section 8.3 of the Contract prohibits any claim for an increase in the Contract sum for any extension oftime or other changes in the Construction Schedules; accordingly, Plaintiffs claims for increased costs due to delays are precluded by th~ Contract. Fifth Affirmative Defenses Plaintiff failed to make timely written notice of claims for additional costs as required by Section 4.7 of the Contract, and Defendant justifiably relied on the lack of such claims. Therefore Plaintiff is estopped from asserting claims for additional costs. Sixth Affirmative Defense Plaintiff failed to make timely written notice of claims for additional costs as required by Section 4.7 of the Contract. Accordingly, Plaintiff's claims are barred by sovereign immunity. Seventh Affirmative Defense Plaintiff is in prior material breach of the Contract by virtue of the delays it caused to the construction of the Project. Eig:hth Affirmative Defense Plaintiff's claim for breach of contract fails as a matter of law because Plaintiff has suffered no damage as a result of any action or omission by Defendant. \488004\2 . # 557476 vl 4 Ninth Affirmative Defense Defendant is entitled to sovereign immunity for Plaintiffs claims for delay damages as the legislature's waiver of such immunity is limited to claims for breach of the express terms of the Contract. Tenth Affirmative Defense Any delays of which Plaintiff complains were caused by unanticipated, extraordinary weather events impacting construction materials delivery, permitting, materials and labor shortages, and the stopping and starting of work for storm preparation and protection, as well as the actions and omissions of Plaintiffs subcontractors, materialmen, suppliers, and consultants. Eleventh Affirmative Defense Plaintiff is barred from recovery pursuant to its own unclean hands and/or wrongful conduct, such as failing to timely and fully apprise Defendant of the need for additional work and the cost of same and the need for extensions oftime and the costs related to such extensions, as wen as failing to report problems with subcontractors, materialmen, suppliers, and consultants. Twelfth Affirmative Defense To the extent Plaintiffs claims are premised, in whole or in part, upon any actions or omissions of Defendant that allegedly caused or contributed to one of Plaintiffs subcontractors entering into Chapter 11 bankruptcy proceedings, Defendant is not liable in contract or in tort as the bankruptcy is the result of intervening or superseding causes beyond the control of Defendant, is not within the ambit of the contract between the parties and therefore the Defendant owed no duty to the subject subcontractor, and camot be attributed to any acts or omissions of Defendant. \488004\2 - # 557476 vI 5 DEFENDANT RESERVES THE RIGHT TO AMEND AND/OR SUPPLEMENT ITS AFFIRMATIVE DEFENSES IN THE COURSE OF DISCOVERY COUNTERCLAIM DefendantlCounter-PlaintiffMONROE COUNTY BOARD OF COUNTY pl. COMMISSIONERS ("MONROE COUNTY"), by and through its undersigned attorney, sues THE TOWER GROUP, INC. ("TOWER") and TRAVELERS CASUALTY and SURETY COMP ANY of AMERICA ("TRAVELERS") and alleges: 1. This is an action for breach of contract and on a performance bond pursuant to Section 255.05 F.S. in which the amount in controversy exceeds Fifteen Thousand Dollars ($15,000.00), exclusive of interest or costs. 2. Venue is proper in the Key West Division of the Circuit Court in Monroe County, Florida. 3. MONROE COUNTY is a political subdivision of the State of Florida located in Monroe County, Florida. 4. TOWER is a Florida corporation having its principal office in Broward County, Florida, but who at all material times entered into a contract in Monroe County, Florida for the constr)lction of an improvement to real property located in Monroe County, Florida. 5. TRAVELERS is a Connecticut corporation who is authorized to and did issue a Public Construction Bond ("the Bond")(Exhibit "A") to MONROE COUNTY pursuant to Section 255.05 F.S. wherein TOWER is the Principal on the bond and TRAVELERS is the Surety. \488004\2 . # 557476 vI 6 6. This claim concerns a construction project located in Key West. Monroe County, Florida commonly known as The Freeman Justice Center which will hereafter be referred to as "The Project." 7. The Project is incomplete but ongoing and accordingly. MONROE COUNTY reserves the right to amend this Counterclaim to incorporate additional claims resulting from The Project. 8. On or about June 16,2004, MONROE COUNTY and TOWER entered into a contract (the "Contract") wherein the County retained TOWER to provide all labor, supervision, engineering. materials, supplies, equipment, tools, transport~tion, surveying, layout, and protection for the proper execution and completion of the facility known as the Freeman Justice Center (the "Project") per Article 2 of the Contract and the Scope of Work specified in Section 00300 ofthe Project Manual for this Project. The Contract between the parties consists of numerous documents referred to as the Contract Documents. The Contract Documents are too voluminous to attach to this Counterclaim, but the parties hereto each have, or should have, a complete set of same. 9. According to the Contract, TOWER was to have achieved substantial completion of The Project not later than 548 calendar days from November 8; 2004, the date of the notice to proceed, or May 10, 2006. 10. By Change Order, the parties agreed to extend the substantial completion date to and including January 25. 2007. A copy of the Change Order is attached hereto as Exhibit "B." 11 . All conditions precedent to the maintenance ofthis action have been performed or have been waived. \488004\2 . # 557476 vI 7 12. MONROE COUNTY has retained the undersigned and is obligated to pay said attorney a reasonable fee for its services rendered in this litigation. COUNT I - BREACH OF CONTRACT (DE LA Y) 13. MONROE COUNTY realleges the all~gations of paragraphs 1 through 12 above. " ~~ , 14. TOWER failed to achieve substantial completion on or before January 25,2007 and, as of the date of this Counterclaim, has still not achieved substantial completion. 15. As a result of TOWER's failure to achieve substantial completion in accordance with the Contract, TOWER is in breach. 16. For every day after January 25, 2007 that TOWER fails to achieve substantial completion, TOWER is obligated to pay MONROE COUNTY liquidated damages based upon a daily rate as set forth on Exhibit "c" attached hereto and made a part hereof. 17. TOWER has failed and refused to acknowledge its obligation for delay. WHEREFORE, MONORE COUNTY demands judgment against TOWER for damages. interest, costs, a reasonable attorney fee and such other and further relief as the Court deems appropriate. COUNT II - FOR DECLARATORY RELIEF 18. MONROE COUNTY realleges paragraphs 1 through 12 above 19 Article 7 of the Contract governs changes in the Work and provides for adjustments to the Contract Sum as a result of additions or deletions in the Work. 20. MONROE COUNTY and TOWER have agreed to certain deletions from TOWER'S scope of work for which a credit is required pursuant to Paragraph 7.2.3 of the General Conditions of the Contract which is part of the Contract Documents (the "General Conditions"). \488004\2 -# 557476 vI 8 21. Paragraph 7.2.3 of the General Conditions provides in pertinent part as follows: "The amount of credit to be allowed by the Contractor for any deletion or change, which results in a net decrease in the Contract Sum, will be the amount of the actual net cost as confirmed by the Construction Manager." 22. There is a dispute between TOWER and MONROE COUNTY concerning the proper manner of calculating credits for de letions from the scope of TO WER' S work. 23. TOWER contends any such credit should be equal to the amount of the net actual cost to TOWER. MONORE COUNTY contends the amount of the credit should be a sum equal to the actual net cost to MONROE COUNTY. 24. MONROE COUNTYis in doubt about its rights and respol\sibilities under Paragraph 7.2.3 of the General Conditions. 25. As such. the declaration prayed for deals with a present, ascertainable state of facts in a present controversy as to the stated facts as described above. MONROE COUNTY has an actual. present, adverse and antagonistic interest in the subject matter, both in law and in fact, which is before the Court by proper process. 26. The relief sought by MONROE COUNTY is not merely the giving of legal advice by the Court. As such, MONROE COUNTY is in need of a declaration of its rights under the Contract. 27. MONROE COUNTY requests a declaration from this Court that MONROE COUNTY is entitled to credits for work deleted from TOWER'S scope of work equal to the net actual cost to MONROE COUNTY for the deleted work. WHEREFORE. MONROE COUNTY demands the following: \4&8004\2 - # 557476 vI 9 a. A declaration by this Court that MONROE COUNTY is entitled to a credit for deleted work in an amount equal to the net actual cost to MONORE COUNTY, b. Supplemental relief in the form of a quantification of the credits to which MONROE COUNTY is entitled as a result of work deleted from TOWER'S scope of work. c. A judgment for the amount determined as aforesaid. d. An award of costs. e. An award of a reasonable attorney fee. f. Such other and further relief as this Court deems appropriate COUNT III - BREACH OF CONTRAC~,(CLAIM FOR CREDITS) 28. MONROE COUNTY realleges paragraphs 1 through 12 above 29 Article 7 of the Contract governs changes in the Work and provides for adjustments to the Contract Sum as a result of additions or deletions in the Work. 30. MONROE COUNTY and TOWER have agreed to certain deletions from TOWER'S scope of work for which a credit is required pursuant to Paragraph 7.2.3 oHhe General Conditions of the Contract which is part ofthe Contract Documents (the "General Conditions"). 31. Paragraph 7.2.3 of the General Conditions provides in pertinent part as follows: "The amount of credit to be allowed by the Contractor for any deletion or change, which results in a net decrease in the Contract Sum, will be the amount of the actual net cost as confirmed by the Construction Manager." 32. MONROE COUNTY has demanded credits from TOWER equal to the net actual cost to MONROE COUNTY for the deleted work, but TOWER has refused to issue said credits. \488004\2 . # 557476 vI 10 33. TOWER is in breach of contract and MONROE COUNTY has been damaged thereby in an amount equal to the credits to which it is entitled under the Contract. WHEREFORE, MONROE COUNTY demands judgment against TOWER for damages, costs. a reasonable attorney fee and such other and further relief as the Court deems appropriate. . ' COUNT IV -TO RECOVER ON THE PERFORMANCE BOND 34. MONROE COUNTY realleges paragraphs 1 through 12 above 35. TOWER has failed to perform under the Contract and has failed to pay MONROE COUNTY for delay and other damages as aforesaid. 36. TRAVELERS is indebted to MONROE COUNTY on the Bond. WHEREFORE. MONROE COUNTY demands judgment against TRAVELERS for its damages. expenses, costs and attorney fees incurred as a result of TOWER'S BREACH and for such other and further relief as the Court deems appropriate. \488004\2 ./1 557476 vI 11 CERTIFICATE OF SERVICE I HEREBY CERTIFY that a true and correct copy of the foregoing has been furnished by regular U.S. Mail and facsimile this 28th day of February, 2008 to: David R. Elder, Esquire, Elder & Lewis, P.A.. Bayview Executive Plaza. 3225 Aviation Avenue. Suite 301, Coconut Grove, Florida 33133. GRAVYG ...., MARK N. ILLER, ESQUIRE Fla. Bar No. 239216 KRISTIE HATCHER-BOLIN, ESQUIRE Fla. Bar No. 52,1388 S. BRAXTON WIGGS, ESQUIRE Fla. Bar No. 20198 One Lake Morton Drive Post Office Box 3 Lakeland, FL 33802 (863) 284-2251 Telephone (863) 683-7462 Facsimile Attorney for Defendant, Monroe County & NATILEENE W. CASSEL, ESQUIRE Fla. Bar No. 0365785 Assistant County Attorney Monroe County P.O. Box 1026 Key West. Florida 33041-1026 (305) 292-3470 telephone (305) 292-3516 facsimile \488004\2 - # 557476 vI 12 IYII1mWMqNROE COUNiV lNI'-1muCJIOrUfANAGEMENT JU1L4 -~ - RECEIV!D 8'6 .." FREEMAN JUSTICE CENTER SECTION 00501 PUBLIC CONSTRUCTION BOND Bond No. 104335331 BY THIS BOND, We The Tower Group. rnc .,.... ,as Principal and ~~~p~~~r~fC'l~~~Hl and ::iurety , a corporation, as Surety, are bound to Monroe County. Florida , herein callee! Owner, in the sum of $ 13.804.000.00 for payment of which we bind ourselves, or heirs, personal representatives, successors, and assigns, jointly and severally. THE CONDITION OF THIS BOND is that If Principal: 1. Performs the contract dated June 16 20 04 between , -' Principal and Owner for construction of Freeman Justice Center the contract being made a part of this bond by reference; at the times and in the manner prescribed in the contract; and 2. Promptly makes payment to all claimants, as defined in Section 255.05(1), Florida Statutes, supplying Principal with labor, materials, or supplies, used directly or indirectly by Principal in the prosecution of the work provided for in the contract and; 3. Pays Owner all losses, damages, including damages for delay, expenses, costs, and attorney's fees, including appellate proceedings, that Owner sustains because of a default by Principal under the contract; and 4. Performs the guarantee of all work and materials furnished under the contract for the time specified in the contract, then this bond is void; otherwise it remains in full force. Any changes in or under the contract documents and compliance with an~' formalities connected with the contract or the changes does not affect Surety's 'obligation under this bond. DATED ON July 6 2004 ,-' The Tower Group, Inc. BY (NAME OF PRINCIPAL) (AS ATTORNEY-IN~FACT) Travelers Casualty and Surety Company of America l. . (NAME OF SURETY) By: ~.is7L/ Charles J. N~ son, Attorney-in-Fact 3/22/2004 2:48 PM PUBLIC CONSTRUCTION BOND 00501-1 ,$>I!qq1!l TRAVEl ..I CASUALTY AND SURETY COMPANY OF MCA TRAVELERS CASUALTY AND SURETY COMPAh.... FARMINGTON CASUALTY COMPANY Hartford, Connecticut 06183-9062 POWER OF ATTORNEY AND CERTIFICATE OF AUTHORITY OF ATTORNEY (S)-IN-FACT KNOW ALL PERSONS BY THESE PRESENTS, THAT TRAVELERS CASUALTY AND SURETY COMPANY OF AMERICA, TRAVELERS CASUALTY AND SURETY COMPANY and FARMINGTON CASUALTY COMPANY, corporatioP5 du1y organized pnder the laWli of the State of Connecticut, and having their principal offices in the City of Hartford, County of Hartford, State of Connecticut, (hereinafter the "Companies") hath -made, constitUted and appoint~ and do by these presents make, constitute and appoint: CharlesD. Nielson, Charles J. Nielson, Laura Lee Clymer, Mary C. Aceves, Warren M. Al~i; of Miami Lakei, Florida, their ,true and lawful Attorney(s)-in-Fact, with full pow.er and authority hereby conferred to sign, execute and acknowledge, at any plaCe within the United States, the following instnnm:nt(s): by hislher sole signature and act, any and all bo'nds, recogiUzances, contracts of indemnity, and other writings obligatory in the nature of a bond, recognizance, or conditional undertaking and any and all consents incident thereto and to bind the Companies, thereby as funy and to the same extent as if the sj3,IDe were signed py ~e duly authorized officers of the Companies, and all the acts of said Attorney(s)-in-Fact, pursuant to' the authoritY he~ given. are hereby ratifi,ed and confirmed; {. r: r~ This appointment is made under and by authority of the following Standing Resolutions of said Companies, which Resolutions are now in full force and effect: VOTED: That the C~ the Pre~ident, any Vice ChainnaIi;any Executive Vice President, any Senior Vice President, any Vice President, any Second Vicc'President; the Treasurer, any Assistant Treasurer, the Corporate Secretary or liUY Assistant Secretary may appoint AttorneyS~in-Fac.t and Agents to act for and on bt::hnlf of the comPany and may-give such appointee such authority as his or her c.e'rtificate of authority may prescribe to. sign with the Company's name and seal with the Company's seal bonds, recognizances, contracts of indemnity, and ofuer writings obligatory in fue'iiature of a bond, recognizance, or conditional undertaking, and MY of said officers or the Board of Directors at any time may remove any such appointee and revoke the power given him or her. VOTED: That the Chairman, the President, MY Vice Chairman., any Executive Vice President, any Senior Vice President or any Vice President may delegate all or any part of the fOJ:egoing authority to one or more officers or employees of this Company. Jlrovided that eaeh such delegation is in writing and a copy thereof is filed in the- office of the Secretary. . -'... . .. c..-'. '.' '. ' VOTED: That any bond, re~gniz.Eiilce, ~tract of indemnity, or writing obligatory in the nature of a bond, recognixance, or conditional undertaking shall be valid and ~inding-.upon ,~e Company when (8) signed.?y the President, any Vice Chairman, any Executive Vice President, any Senior Vice President or any Vice f'resi#t, any Second Vice President; the Treasurer, any Assistant Treasurer, the Corporate Secretmy or any Assistant Secretary and duly ll.tteirted..~,d..sealed with the Company's seal by a Secretary or Assistant Secretary, or (b) duly executed (under seal, if required) by one or more Attorneys-in~Fac.t and Agents pursuant to the power prescribed-in his or her certificate or their certificates of authority or by one or more Company officers pursuant to 8 written delegation of authority, , . ' This Power of Attorney and Certificate of Authority is signed and sealed by facSimile (mechanical or printed) under and by aiIthority of'the foilowing Standing R,esolution voted by the Boards of Directors of TRAVELERS CA5,UAL TY AND .SURETY COMPANY OF AMERICA, TRAVELERs.CASUAL1.:Y AND SURETY COMPANY and FARMINGTON CASUALTY COMPANY. whkhResolution is now in fuH force and. effect:, VOTED: That fue ~igIl1lture of each of the follo::vmg officers: President, any Executive Vice President, any Senior Vice President, any Vice President, any Assistant Vice President, any Secretary, any Assistant Secretllry, and the seal of the Company may be affixed by facsimile to any power of attorney or to any certificate relating thereto appointing Resident Vice Presidents, Resident Assistant Secretaries or Attorneys-in-Fact for purposes only of executing and attesting bonds and undertakings and other writings obligatoI)' in the :n1J.ture thereof, ll1ld any such power of attorney or certificate bearing such facsimile signature or facsimile seal. shall be valid and binding upon the Company and any such power 50 executed and certified by suCh fae_e signature and ,facsimile se:al shall be valid and binding upon the Company in the future with respect to any bond or undertaking to which it is attached. . " , ' (11-00 Standllrd) . f ~.. Travelers ~ IMPORTANT DISCLOSURE NOTICE OF TERRORISM INSURANCE COVERAGE ) On November 261 2002, President Bush signed into law the Terrorism Risk Insurance Act of 2002 (the IIAct"). The Act . establishes a short-term program under which the, Federal Gov~rnme8t will share in the payment of covered losses caused by certain acts, of international terrorism';'.;'We are providing you with this notice to inform you of the key fe.atures of ~he Act, and to let you know what effect, if anYI the Act will have on your premium. Under th.~ Act, insurers are required to provide coverage for certain losses caused by international acts' of terrorism as defined in. the Act. The Act further provides that the Federal Government will pay a share of such 'losses. Specifically, the Federal Government will pay 90% of the amoUnt of covered losses caused by certain acts of . terrorism which is in excess of TravelersJ statutorily' established .. deductible for that year. The ,Act also caps the amount ,of terrorism- related Io.$ses for which the Federal Government or an insurer can be responsible at $100.000,,000,000.001 provided that the insurer has met its deductible. Please note that passage of the Act does not result in any change in coverage under the attached policy or bond (or the policy or bond being quoted)., Please also note that no separate additional premium. charge has been made for the terrorism coverage required by the Act. The premium charge that is allocable to such coverage is inseparable from and imbedded in your overall premium, and is no more than one percent of your premium. ll..T-I018 (2103) MONROE COUNTY / ENGINEERING /FA ClLITlES DEVELOPMENT CONTRA CT CHANGE ORDER PROJECT TITLE: (Name and address) Freeman Justice Center CHANGE ORDER NO: INITIATION DATE: CONTRACT DATE: TO CONTRACTOR: l'he Tower Group, Inc, 405 SW 148t~ Avenue Suite One Davie. FL 33325 ;:. Cl o "P' ~("")~ 0(-"- APril19~~~ On...... ~C: June 16,~' ::;"'oC. 0;<;-\;' -n c') r . p-, J> ~ ~ ::J: ~ , N ~ d) .. r:- CD -n ~ -=' ""1"\ o ~ ;0 m C""J' '=' 2? The Contract is changed as follows: The original (Contract Sum) (Guaranteed Maximum Price) .................................... $13,804,000.00 ~ Net change by previously authorized Change Orders .......................... --........ ....... 311 ,340.19 The (Contract Sum) (Guaranteed Maximum Price) prior to this Change Order was ........14,115,340.19 The (Contract Sum) (Guaranteed Maximum Price) will be (increased) 5?;2. $;29.9,)' by this Change Ord~r ............................$&04,434.81 / The new (Contract Sum) (Guaranteed Maximum Price") including this Change Order is $'14;11S,77S.00' 11 , PI/ t-r9'/"~ ?O'/r The Contract Time wil1 be increased by 0.. ......... ...... .. ................. ............. ........ ..... nO... ....21 0 days The date of substantial Completion as of the date of this Change Order is .... 00... .......J anuary 25, 2007 Detailed description of change order and justification: r<evislons to Buildino Security Eauipment, Doors. Walls and Ceilinas. and the addition of Fire Rated Doors and Hardware. Securit revisions are re uested b the Sheriffs Office and the 16m Judiciarv. The pnce paid for security eQuioment and fire doors will be that shown in the backup documentation included with this C.O. or that stated on the actual invoice from the supplier which ever is less. After June 29. 2006. (the substantial completion date before this Chanoe Order), Monroe County will provide Builders Risk Insurance for this project. Monroe County can purchase Builders Risk Insurance at a much reduced rate. This time extension is inclusive of an dela on this ro'ect u to and includin A ril19 2006. The TOvLE r Grou , Inc. reserves its ri hts to see com result of the additional 210 calendar days Contract Time Extension at the project as referenced above. ARCHITECT: N/A CUrri.f;~~Uila. ArcMeclJ; CONTRACTOR: .......J!D.~ The Tower Group BOARD OF COUN OF MONROE CO By n Dllte Date 4f 1 *th ate e .'. "BI~:':'.'\',~;:.; \. ....",-i\E~a . ,)1'" .' t'::,'..'.i.: '".',.:,:!_:i'-.~~,,\ ~.......J ".,,,, ','. . , i_",: ~,---:1 .,.", > .~,_;,u', :-" ~ " < ... -~". . .; ',",' FREEMAN JUSTICE CENTER SECTION 00350 MILESTONE SCHEDULE/LlQUIDA TED DAMAGES This section contains the project milestone schedule. The contractor is required to determine his proposed schedul~ to meet these milestone dates: The Contractor is to note the following special milestone dates. 1. Bid Documents Available ... .......... .......... ..... ....................................29 March 2004 2. Pre~Bid Conference .................................................................... 8 April 2004 3. Bid Due Date.. ..................................... .............. ....... ..... ..................... 13 May 2004 4. Award Date (Anticipated) ............ ....................................................... 18 May 2004 5. Notice to Proceed and Pre-Construction Meeting (AntiCipated) ......... 25 May 2004 6. Final Completion ...................................................................... 05 December 2005 Contract completion within 548 days from the notice to proceed. LIQUIDATED DAMAGES Conditions Under Which Liquidated Damages are Imposed-The time or times stipulated in the contract for completion of the work of the contract or of specified phases of the contract shall be the calendar date or dates listed in the milestone schedule. Liquidated damages will be based on the Substantial Completion Date for all work, modified by all approved extensions in time as set forth by the Construction Manager's signature of approval on the Certificate of Substantial Completion. The liquidated damages table below shall be utilized to determine the amount of liquidated damages. CONTRACT AMOUNT Under 50,000.00 $50,000.00-99,999.00 $100,000.00-499,999.00 $500,000.00 and Up FIRST 15 DAYS $50.00/Day 100.00/Day 200.DO/Day 500.0D/Day SECOND 15 DAYS $100.00/Day 200.DOlDay 500.001Day 1,OOO.00/Day 31ST DAY & THEREAFTER $250.00/Day 750.001Day 2,OOa.DO/Day 3,5DO.001Day The Contractors recovery of damages, and sole remedy for any delay caused by the Owner shall be an extension of time on the Contract. END OF SECTION 00350 3/22/2004 2:48 PM MILESTONE SCHEDULE/liQUIDATED DAMAGES 00350-1 . . ,-. , ':\) . B' , 19' IN THE CIRCUIT COURT JUDICIAL CIRCUIT, IN MONROE COUNTY, FLORIDA Of THE AND 16TH FOR CIVIL DIVISION CASE NO.: o~~~'7rY) THE TOWER GROUP, INC., A Florida corporation, Plaintiff, ~:";~~~ 116:it1;}?'~;~~r~c~t)' C1':!'i!iL'i:~ \. ..~',' ~ . "=-'~~'N,--,-l.U~'::d., vs. MONROE COUNTY BOARD OF COUNTY COMMISSIONERS, a Subdivision of Monroe County, Florida, Defendant. / COMPLAINT AND DEMAND FOR JURY TRIAL Plainti ff, THE TOWER GROUP, INC., (hereinafter "TOWER"), by and through undersigned counsel, herein sues Defendant, MONROE COUNTY BOARD OF COUNTY COMMISSIONERS, (hereinafter "COUNTY") and in support states as follows: NATURE OF THE ACTION 1. This is an action for Breach of Contract. 2 . This is an action for damages in excess of $15,000.00, exclusive of interest and costs, and therefore this Court has jurisdiction over the subject matter of this action pursuant to Section 26.012, Florida Statutes. 3. Venue is proper ln Monroe County I Florida pursuant to Section 47.011, Florida Statutes, as the Project, which is the ELDER & LEWIS, P.A. BAYV'IEW EXECUTIVE PlAZA SUITC 301.3225 AVIATION AVE., COCONUT GROVE, FL 33133 r-^'V I ""1'CI C\ 1')-"1.11 ':;'0;., . \I\JCCCITC. ........... .....1....I........I.........i.... .....n....... subject matter of this litigation, is located In Monroe County, Florida; Plaintiff and Defendants conduct substantial business in Monroe County, Florida; and the payments for construction serVlces rendered are due and payable in Monroe County, Florida. 4. Plaintiff TOWER lS a Florida Corporation with its principal place of business in Broward County, Florida and is duly licensed to conduct business in the State of Florida. 5. Defendant COUNTY is a public body,under the direction of and located in Monroe County. 6. Defendant COUNTY entered into a Design Professional Contract with Gonzalez and Associates. 7. TOWER has performed all conditions precedent to the bring ing of this action, or such conditions have been waived or otherwise excused. COUNT I - BREACH OF CONTRACT 9. TOWER incorporates Paragraphs 1 through 7 above as if fully set forth herein. 10. On or about June 16, 2004, TOWER entered into a Contract Agreement with COUNTY pursuant to which TOWER would provide all labor, materials, equipment and services necessary for the construction of a facility commonly known as the 2 ELDER & LE\'" IS~ P.A. BAYVIEW EXECUTIVE PLAZA. SUITE 301, 3225 AVIATION AVE.. COCONUT GROVE. FL 33133 freeman Justice Center (hereinafter "PROJECTU). Defendant has a copy of the Contract, which is too voluminous to attach. 11 . The Contract Agreement stated that the Owner's Representative at the Project was the Architect. 12. The Contract between TOWER and COUNTY contained general conditions and terms, which included a "no-damages- for-delayu clause. 13. The COUNTY'S conduct from the outset of the work to the completion of the proj ect, however, amounted to active owner interference with TOWER's right to proceed with the work in a timely fashion. During the performance of the work, TOWER's progress was delayed as a consequence of the following actions or inactions of COUNTY and its representatives: a. Providing ambiguous plans and specifications to TOWER; b. Failing to respond timely to requests for information and clarifications submitted by TOWER; c. Failing to respond timely to -requests for change orders submitted by TOWER; d. Failing to attend project meetings required by the Contract; e. Failing to provide mechanical plans free of errors and omissions and ambiguties to TOWER; 3 ET JDF.R & l.lEWIS~ P.A. BAYVIEW EXECUTIVE PLAZA - SUITE 301. 3225 AVIATION AVE., COCONUT GROVE. FL 33133 f. Failing to provide electrical plans to TOWER compatible with the security system directed by the owner and its design representatives to be installed; g. Failing to respond to shop drawings in a timely fashion; and h. Failing to obtain a substitute contractor for the exterior cladding of the building after deleting that scope of work from TOWER{S agreement. 14. The actions of the COUNTY and its representatives transcend mere bureaucratic lethargy and bungling, and include but are not limited to the following: a. Permitting design and inspection professionals months of indifference to repeated and continued Requests regarding for Information submitted by TOWER and ambiguities in the plans speci fications wi th regard to structure, remedial, and electrical work which impacted the scheduling critical path; b. Permitting months to lapse before providing revised electrical plans to TOWER compatible with the security system selected by the Owner for installation; 4 ELDER & LEWIS~ P.A. 6AYV1EW EXECUTIVE PLAZA. SUITE 301. 3225 AVIATION AVE., COCONUT GROVE; IOL 3; 133 c. Permitting months to lapse before providing mechanical plans to TOWER compatible with the fire codes of Monroe County; d . Permitting months to lapse before reviewing subcontractor shop drawings for electrical and mechanical work; e. Permitting months to lapse before entering into a substi tute contract with an independent contractor, after deleting the exterior, cladding from TOWER'S scope of work and therein delaying waterproofing and completion work for months. 15. As a consequence of the active interference of the COUNTY, TOWER encountered delays and inefficiencies which caused the following damages; a. TOWER has experienced extended site general condi tions costs and extended home office overhead costs which are continuing damages; b. TOWER has experienced escalation of construction costs; c. TOWER'S electrical subcontractor, months after the electrical work was scheduled for completion, entered Chapter 11 bankruptcy proceedings, and TOWER was forced to incur substitute electrical work 5 F,l,nl?R & 1 ,F,WlS. P. A. BAYVIEW EXECUTIVE PLAZA - SUITE 301,3225 AVIATION AVE,. COCONUT GROVE, FL 33133 expenses far in excess of the contract sum of the original electrical subcontractor; and d. TOWER has incurred the loss of interest on retainage sums which have been withheld by MONROE COUNTY as a result of delays. 16. TOWER has submitted claims for extended general conditions and home office overhead, claims for escalations in construction costs, claims for additional costs for electrical work, all arising from justifiable qelay and active owner interference, and COUNTY In breach of the contract, has denied those claims. 17. Moreover, COUNTY has breached the contract by wrongfully attempting to apply the schedule of values as the measuring device for determining the credit for deleted brick and stone work on the exterior cladding. The contract specifically states: "The amount of credit to be allowed by the Contractor for any deletion or change, which resul ts in a net decrease in the Contract Sum, will be the amount of the actual net cost as confirmed by the Construction Manager.n Article 7.2.3 \\ I f deductions are ordered the credit shall be the net cost.n Article 7.2.4 18. In accordance with provisions 7.2.3 and 7.2.4, TOWER submi tted the actual costs of the exterior cladding work to 6 ELDER & LEWIS~ P~A. BAYVIEW EXECUTIVE PLAZA - SUITE 301, 3225 AVIATION AVE.. COCONUT GROVE. Fl 33133 the COUNTY and the COUNTY has wrongfully denied the actual costs as the measuring device for the deleted work. 19. TOWER anticipates reaching substantial completion of the PROJECTr despite the delaysr ln the calendar year 2007. 20. While the COUNTY is ln material breach of the Agreement, TOWER is waiving that breach solely to the extent of progressing the work to substantial completion, which the breach otherwise excuses. The damages incurred, and that continue to be incurred, are not waived~ 21. Moreover r in the event COUNTY takes actions In the upcoming weeks and prior to substantial completion that further impedes TOWER'S efforts to achieve substantial completion, the additional and unforeseen impediment may excuse TOWER from further site performance. 22. As a direct result of the COUNTyrs breachesr TOWER has suffered damages, which are continuing, in excess of two million ($2,OOO,OOOr) dollars. WHEREFORE, Plaintiff THE TOWER GROUP, INC. demands judgment for damages be entered against MONROE COUNTY BOARD OF COUNTY COMMISSIONERS, inclusive of interest and costs. PLAINTIFF'S DEMAND FOR JURY TRIAL Plaintiff, by and through its undersigned counsel, herein demands a jury trial of all issues so triable. 7 ELDER & LEWIS, P.A. BAWIEW EXECUTIVE PLAZA - SUITE 301, 3225 AVIATION AVE., COCONUT GROVE. FL 33133 I. J.,.,"'- Dated thisl~ day of October, 2007. ELDER & LEWIS, P.A. Attorneys for Defendant Bayview Executive Plaza 3225 Aviation Avenue Suite 301 Coconut Grove, FL 33133 (786) 314-5155 (786) 314-5811 Fax . By: ~ ~~~ DA R: ELDER FLA. BAR NO. 272442 LISA N. BALKIN F~A. BAR NO. 016347 8 ELDER & LEWIS, P.A. BAYV1EW EXECUTIVE PLAZA - SUITE 301,3225 AVIATION AVE.. COCONUT GAOVE.L 33133 .Jo..."I. ,...,nt""\ ......... r...c.:c: _ t:^y. f"'~t:;.\ ~"')I_~~"'l:1 .. \"t-e:::~~IT;-:. UJ\1II1U\.1 r::>Lrlp,.I'IAltc:: r.nm IN THE CIRCUIT COURT OF THE 16TH JUDICIAL CIRCUIT, IN AND FOR MONROE COUNTY, FLORIDA CIVIL DIVISION CASE NO.: c::n~'l(Y) t.... ; t:' ''';;:> ~::;, _-J THE TOWER GROUP, INC., A Florida corporation, " {..- (;:) C") --l '-.1 \- - ,,1 !- "' ," , r - , o C) ~ :) Plaintiff, ~ ,. :.. vs. ::.--:'"~ "" "" .. ---.., ~ :.. ...:,0'\.. MONROE COUNTY BOARD OF COUNTY COMMISSIONERS, a Subdivision of Monroe County, Florida, ......'1 f-' I;! :.,~.. C;? ~- Defendant. / COMPLAINT AND DEMAND FOR JURY TRIAL Plaintiff, THE TOWER GROUP, INC., (hereinafter "TOWER"), by and through undersigned counsel, herein sues Defendant, MONROE COUNTY BOARD OF COUNTY COMMISSIONERS, (hereinafter "COUNTY") and in support states as follows: NATURE OF THE ACTION 1. This is an action for Breach of Contract. 2. This is an action for damages in excess of $15,000.00, exclusive of interest and costs, and therefore this Court has jurisdiction over the subject matter of this action pursuant to Section 26.012, Florida Statutes. 3. Venue is proper in Monroe County, Florida pursuant to Section 47.011, Florida Statutes, as the Project, which is the \ ELDER & LEWIS, P.A. BAYVIEW EXECUTIVE PLAZA SUITE 301. 3225 AVIATION AVE.. COCONUT GROVE:l':~ MAIN: (786) 314-5155 . FAX: (786) 314-5811 . WEBSITE: www.elderlewls_com subject matter of this litigation, is located in Monroe County, Florida; Plaintiff and Defendants conduct substantial business in Monroe County, Florida; and the payments for construction services rendered are due and payable in Monroe County, Florida. 4. Plaintiff TOWER 1S a Florida Corporation with its principal place of business in Broward County, Florida and is duly licensed to conduct business in the State of Florida. 5. Defendant COUNTY is a public body under the direction of and located in Monroe County. 6. Defendant COUNTY entered into a Design Professional Contract with Gonzalez and Associates. 7. TOWER has performed all conditions precedent to the bringing of this action, or such conditions have been waived or otherwise excused. COUNT I - BREACH OF CONTRACT 9. TOWER incorporates Paragraphs 1 through 7 above as if fully set forth herein. 10. On or about June 16, 2004, TOWER entered into a Contract Agreement with COUNTY pursuant to which TOWER would provide all labor, materials, equipment and services necessary for the construction of a facility commonly known as the 2 ELDER & LEWIS, P.A. BAYVIEW EXECUTIVE PLAZA - SUITE 301. 3225 AVIATION AVE.. COCONUT GROVE, FL 33133 MAIN: (786) 314-5155 . FAX: {78G} 314-5811 . WEBSITE: www.elderlewls.com Freeman Justice Center (hereinafter "PROJECT"). Defendant has a copy of the Contract, which is too voluminous to attach. 11. The Contract Agreement stated that the Owner's Representative at the Project was the Architect. 12. The Contract between TOWER and COUNTY contained general conditions and terms, which included a "no-damages- for-delay" clause. 13. The COUNTY'S conduct from the outset of the work to the completion of the proj ect, however, amounted to active owner interference with TOWER's right to proceed with the work in a timely fashion. During the performance of the work, TOWER's progress was delayed as a consequence of the following actions or inactions of COUNTY and its representatives: a. Providing ambiguous plans and specifications to TOWER; b. Failing to respond timely to requests for information and clarifications submitted by TOWER; c. Failing to respond timely to requests for change orders submitted by TOWER; d. Failing to attend project meetings required by the Contract; e. Failing to provide mechanical plans free of errors and omissions and arnbiguties to TOWER; 3 ELDER & LEWIS, P.A. BAYVIEW EXECUTIVE PLAZA - SUITE 301. 3225 AVIATION AVE.. COCONUT GROVE. FL 33133 MAIN: (786) 314-5155 . FAX; (786) 314-5811 . WEBSITE: www.elderlewls.com f. Failing to provide electrical plans to TOWER compatible with the security system directed by the owner and its design representatives to be installed; g. Failing to respond to shop drawings in a timely fashion; and h. Failing to obtain a substitute contractor for the exterior cladding of the building after deleting that scope of work from TOWER'S agreement. \. 14. The actions of the COUNTY and its representatives transcend mere bureaucratic lethargy and bungling, and include but are not limited to the following: a. Permitting design and inspection professionals months of indifference to repeated and continued Requests for Information submitted by TOWER regarding ambiguities in the plans and specifications with regard to structure, remedial, and electrical work which impacted the scheduling critical path; b. Permitting months to lapse before providing revised electrical plans to TOWER compatible with the security system selected by the Owner for installation; 4 ELDER & LEWIS, P.A. BAYVIEW EXECUTIVE PLAZA - SUITE 301, 3225 AVIATION AVE.. COCONUT GROVE FL 33133 MAIN: (786) 314-5155 . FAX: (786) 314-581, . WEBSITE: www.elde"lewis.com c. Permitting months to lapse before providing mechanical plans to TOWER compatible with the fire codes of Monroe County; d. Permitting months to lapse before reviewing subcontractor shop drawings for electrical and mechanical work; e. Permitting months to lapse before entering into a substi tute contract with an independent contractor, after deleting the exterior cladding from TOWER'S scope of work and therein delaying waterproofing and completion work for months. 15. As a consequence of the active interference of the COUNTY, TOWER encountered delays and inefficiencies which caused the following damages: a. TOWER has experienced extended site general condi tions costs and extended home office overhead costs which are continuing damages; b. TOWER has experienced escalation of construction costs; c. TOWER'S electrical subcontractor, months after the electrical work was scheduled for completion, entered Chapter 11 bankruptcy proceedings, and TOWER was forced to incur substitute electrical work 5 ELDER & LEWIS, P.A. BAYVIEW EXECUTIVE PLAZA - SUITE 301, 3225 AVIATION AVE., COCONUT GROVE. FL 33133 MAIN: (786) 314-5155 . FAX: (786) 314-5811 . WEBSITE: www.elderlewls.com expenses far in excess of the contract sum of the original electrical subcontractor; and d. TOWER has incurred the loss of interest on retainage sums which have been withheld by MONROE COUNTY as a result of delays. 16. TOWER has submitted claims for extended general conditions and home office overhead, claims for escalations in , construction costs, claims for additional costs for electrical work, all arising from justifiable delay and active owner interference, and COUNTY in breach of the contract, has denied those claims. 17. Moreover, COUNTY has breached the contract by wrongfully attempting to apply the schedule of values as the measuring device for determining the credit for deleted brick and stone work on the exterior cladding. The contract specifically states: "The amount of credit to be allowed by the Contractor for any deletion or change, which results in a net decrease in the Contract Sum, will be the amount of the actual net cost as confirmed by the Construction Manager." Article 7.2.3 "If deductions are ordered the credit shall be the net cost." Article 7.2.4 18. In accordance with provisions 7.2.3. and 7.2.4, TOWER submi tted the actual costs of the exterior cladding work to 6 ELDER & LEWIS, P.A. BAYVIEW EXECUTIVE PLAZA - SUITE 301. 3225 AVIATION AVE.. COCONUT GROVE, FL 33133 MAIN: (786) 314-5155 . FAX: (786) 314-5811 . WEBSITE: www.elderlewls.com the COUNTY and the COUNTY has wrongfully denied the actual costs as the measuring device for the deleted work. 19. TOWER anticipates reaching substantial completion of the PROJECT, despite the delays, in the calendar year 2007. 20. While the COUNTY is in material breach of the Agreement, TOWER is waiving that breach solely to the extent of progressing the work to substantial completion, which the breach otherwise excuses. The damages incurred, and that continue to be incurred, are not waived. 21. Moreover, in the event COUNTY takes actions in the upcoming weeks and prior to substantial completion that further impedes TOWER'S efforts to achieve substantial completion, the additional and unforeseen impediment may excuse TOWER from further site performance. 22. As a direct result of the COUNTY's breaches, TOWER has suffered damages, which are continuing, ln excess of two million ($2,000,000,) dollars. WHEREFORE, Plaintiff THE TOWER GROUP, INC. demands judgment for damages be entered against MONROE COUNTY BOARD OF COUNTY COMMISSIONERS, inclusive of interest and costs. PLAINTIFF'S DEMAND FOR JURY TRIAL Plaintiff, by and through its undersigned counsel, herein demands a jury trial of all issues so triable. 7 ELDER & LE\VIS, P.A. BAYVIEW EXECUTIVE PLAZA - SUITE 301. 3225 AVIATION AVE., COCONUT GROVE, FL 33133 MAIN: (786) 314-5155 . FAX: (786) 314-5811 . WEBSITE: www.elderlewls.com /.).,.'v- Dated thi~ day of October, 2007. ELDER & LEWIS, P.A. Attorneys for Defendant Bayview Executive Plaza 3225 Aviation Avenue Suite 301 Coconut Grove, FL 33133 (786) 314-5155 (786) 314-5811 Fax By: "Jr. ~ ~ DA r-fu :R: ELDER FLA. BAR NO. 272442 LISA N. BALKIN F~A. BAR NO. 016347 8 ELDER & LEWIS, P.A. BAYVIEW EXECUTIVE PlAZA - SUITE 301, 3225 AVIATION AVE., COCONUT GROVE, ,'L 33133 MAIN: (786) 314-5155 . FAX: (786) 314-5811 . WEBSlTE: www.elderl ,wls.com