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06/03/1980 . ,. <. ( ~'. . .,-:--( '.'1 ( . " O~,-;) I 1 This document has important legal consequences; consultation with an attorney is encouraged with respect to its completion or modification. ~, ., STANDARD FORM OF AGREEMENT BETWEEN OWNER AND ENGINEER FOR PROFESSIONAL SERVICES Prepared by ENGINEERS' JOINT CONTRACT DOCUMENTS COMMIITEE and Issued and Published Jointly by I PROFESSIONAL ENGINEERS IN PRIVATE PRACTICE A practice division of the NATIONAL SOCIETY OF PROFESSIONAL ENGINEE.RS and by AMERICAN CONSULTING ENGINEERS COUNCIL and by AMERICAN SOCIETY OF CIVIL ENGINEERS 1910-1 (1979 Edition) ..' r ~. Copyright 1979 National Society of Professional Engineers 2029 K Street, N. W., Washington, DC 20006 American Consulting Engineers Council 1155 15th Street, N.W., Washington, DC 20005 American Society of Civil Engineers 345 East 47th Stre~t, New York, NY 10017 TABLE OF CONTENTS Page No. ..- ., IDE N TI FI C A TI 0 N 0 F TH E PAR TI E S ................................................. 1 DESCRIPTION OF THE PROJECT. . . . . . . . . . . . . . . . . . . . . . . . . · · · · · · · · · · · · · · · · · · · · · · · · · · .. 1 ~ J SECT ION 1- BAS I C S E R V ICE S 0 F EN G IN E E R .................................................... 1 \ I. 1. General .......................................................................... · 1.2. Study and Report Phase . . . . . . . . . . . . . · · · · · · · · · · · · · · · · · · · · · · · · · · · · · · · · · · · · · · · · · · · · · .. I 1.3. Preliminary Design Phase .......................................................... 2 1.4. Final Design Phase ................................................................ 2 1.5. Bidding or Negotiating Phase ....................................................... 2 1.6. Construction Phase. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . · . · . . · · · · .. 3 SECTION 2-ADDITIONAL SERVICES OF ENGINEER. . . . . . . . .'. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 4 2. 1. General .......................................................................... 4 2.2. Resident Services During Construction .............................................. S SECTION 3-OWNER~S RESPONSIBILITIES.. .... .. .. ............ .... .. .. .......... ............... 6 S E CTI 0 N 4 - PE RIO D 0 F S E R V ICE ...................... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . · . · · · · .. 7 SECTION 5-PAYMENTS TO ENGINEER.......................................................... 9 5.1. Methods of Payment for Services and Expenses of Engineer. . . . . . . . . . . . . . . . . . . . . . . . . . .. 9 S.2. Times of Payment ................................................................. 9 S.3. Other Provisions Concerning Payments .............................................. 9 5.4. Definitions .......................................................................1 0 SECTION 6-CONSTRUCTION COSTS AND OPINIONS OF COST. . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . .11 6.1. Construction Cost . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . · · .11 6.2. Opinions of Cost ................................................................. .11 SECTION 7-GENERAL CONSIDERATIONS ....... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12 7.1. Termination ..................................................................... .12 7.2. Reuse of Documents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12 7 . 3 . Co n t ro II in g Law . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12 7.4. Successors and Assigns ........................................................... .12 7. S. Arbitration ...................................................................... .13 SECTION 8-SPECIAL PROVISIONS, EXHIBITS AND SCHEDULES ................................ If 14 This document has important legal consequences; consultation with an attorney is encouraged with respect to its completion or modification. ; . ~ STANDARD FORM OF AGREEMENT BETWEEN OWNER AND ENGINEER FOR PROFESSIONAL SERVICES :.- ; THIS IS AN AGREEMENT made as of June 3, , 19~ between The County of Monroe. A Political Subdivision of the ~t~t~ of FlnTid~) acting by and through the Board of County Commissioners of Monroe County (OWNER) and Connell Metcalf & Eddy, Inc. (ENGINEER). OWNER intends to Expand Customs Ramp (2800 + SQ. vds): Acquire Crash Fire & Re~cup (CFR) Vehicle.. 1500 gal capacity water/foam,inc.luding ;ll1xilary equipment ancl- three (3) proximity suits; acquire CFR Vphirlp, quick .response, skid mountpd ~nn pnllqd capacity, dry chemical! includin~ auxiliary equipment; grade runway safety ~TP~~ between runway and parallel taxiway (fill di~ches)*E~nd Air r~rri~r R~mp(~606 ~ sn yd) (hereinafter called the Project). OWNE.R and ENGINEER in consideration of their mutual covenants herein agree in respect of the performance of professional engineering services by ENGINEER and the payment for those services by OWNER as set forth below. ENGINEER shall provide professional engineering services for OWNER in all phases of the Project to which this Agreement applies, serve as OWNER"s professional engineering representative for the Project as set forth below and shan give professional engineering consultation and advice to OWNER during the performance of services hereunder. SECTION I-BASIC SERVICES OF ENGINEER 1.2. Study and Report Phase. After written authorization to proceed" ENGINEER shall: 1.1. General. 1.1.1. ENGINEER shall perform professional ser- vices as hereinafter stated which include customary civil, structural, mechanical and electrical engineering services and customary architectural services inciden- tal thereto. 1.2.1. Consult with OWNER to clarify and define OWNER's requirements for the Project and review available data. 1.2.2. Advise OWNER as to the necessity of OWNER's providing or obtaining from others data or Page 1 of _'-'?__pages services of the types described in paragraph 3.3, and act as OWNER.s representative in connection with any sue h services. 1,2.3. Provide analyses ofOWNER.s needs, planning s~rveys, site evaluations and comparative studies of prospective sites and solutions. 1.2.4. Provide a general economic analysis of OWNER.s requirements applicable to various alter- natives. 1.2.S. Prepare a Report containing schematic layouts, sketches and conceptual design criteria with appropri- ate exhibits to indicate clearly the considerations in- volved and the alternative solutions available to OWNER and setting forth ENGINEER.s findings and recommendations with opinions. of probable costs for the Project, including Construction Cost, contingen- cies, . allowances for charges of all professionals and consultants, allowances for the cost of land and rights- of-way, compensation for or damages to properties and interest and financing charges (all of which are herein- after called uProject Costs"'). 1.2.6. Furnish five copies of the Report and present and review it in person with OWNER. The duties and responsibilities of ENGINEER during the Study and Report Phase are amended and supple- mented as indicated in paragraph 2 of Exhibit A ..Fur- ther Description of Basic Engineering Services and Related Matters". 1.3. Preliminary Design Phase. After written authorization to proceed with the Prelim- inary Design Phase, ENGINEER shall: 1.3.1. In consultation with OWNER and on the basis of the accepted Report, determine the extent of the Project. 1.3.2: Prepare preliminary design documents consist- ing of final design criteria, preliminary drawings and outline specifications. 1.3.3. Based on the information contained in the pre- liminary design documents, submit a revised opinion of probable Project Costs. 1.3.4. Furnish five copies of the above preliminary design documents and present and review them in per- son with OWNER. The duties and responsibilities of ENGINEER during the Preliminary Design Phase are amended and supple- mented as indicated in paragraph 3 of Exhibit A .'Fur- ther Description of Basic Engineering Services and Related Matters". 1.4. Final Design Phase. After written authorization to proceed with the Final Design Phase, ENGINEER shaD: 1.4.1. On the basis of the accepted preliminary design documents and the revised opinion of probable Project Cost, prepare for incorporation in the Contract Docu- ments final drawings to show the character and extent of the Project (hereinafter called "Drawings..) and Specifications. 1.4.2. Furnish to OWNER such documents and de- sign data as may be required for, and assist in the preparation of, the required documents so that OWNER may apply for approvals of such govel;ninen- tal authorities as have jurisdiction over design criteria applicable to the Project, and assist in obtaining such approvals by participating in submissions to and ne- gotiations with appropriate authorities. 1.4.3. Advise OWNER of any adjustments to the lat- est opinion of probable Project Cost caused by changes in extent or design requirements of the Project or Con- struction Costs and furnish a revised opinion of prob- able Project Cost based on the Drawings and Specifi- cations. 1.4.4. Prepare for review and approval by OWNER, his legal counsel and other advisors contract agreement forms, general conditions and supplementary condi- tions, and (where appropriate) bid forms, invitations to bid and instructions to bidders, and assist in the preparation of other related documents. 1.4.5. Furnish five copies of the above documents and present and review them in person with OWNER. The duties and responsibilities of ENGINEER during the Final Design Phase are amended and supplemented as indicated in paragraph 4 of Exhibit A ..Further De- scription of Basic Engineering Services and Related Matters~' . I \ \ 1.5. Bidding or Negotiating Phase. After written authorization to proceed with the Bidding or Negotiating Phase, ENGINEER shall: Page 2 of -'~_pages I.S.I. Assist OWNER in obtaining bids or negotiating proposals for each separate prime contract for con- struction, materials, equipment and services. I.S.r2. Consult with and advise OWNER as to the acceptability of subcontractors and other persons and organizations proposed by the prime contractor(s) (hereinafter called UContractor(s)..) for those portions of the work as to which such acceptability is required by tbe bidding documents. I.S.3. Consult with and advise OWNER as to the acceptability of substitute materials and equipment proposed by Contractor(s) when substitution prior to the award of contracts is allowed by the bidding doc- uments. 1.'s.4. Assist OWNER in evaluating bids or proposals and in assembling and awarding contracts. The du.ties and responsibilities of ENGINEER during the Bidding or Negotiating Phase are amended and supplemented as indicated in paragraph S of Exhibit A .. Further Description of Basic Engineering Services and Related Matters.' . 1.6. Construction Phase. During the Construction Phase ENGINEER shall: 1.6.1. Consult with and advise OWNER and act as his representative as provided in Articles 1 through 17, inclusive, of the Standard General Conditions of the Construction Contract No. 1910-8, (1978 edition). The extent and limitations of the duties, responsibilities and authority of ENGINEER as assigned in said Standard General Conditions shall not be modified, except to the extent provided in paragraph 6 of Exhibit A "Further Description of Basic Engineering Services and Related Matters" and except as ENGINEER may otherwise agree in writing. All of OWNER's instructions to Con- tractor(s) will be issued through ENGINEER who will ha ve authority to act on behalf of OWNER to the extent provided in said Standard General Conditions except as oth.~fwise provided in writing. 1.6.2. Make visits to the site at intervals appropriate to the various stages of construction to observe as an experienced and qualified design professional the prOI- ress and quality of the executed work of Contractor(s) and to determine in general if such work is proceeding in accordance with the Contract Documents. ENGI- NEER shan not be required to make exhaustive or continuous on-site inspections to check the quality or quantity of such work. ENGINEER shall not be re- sponsibJe for the means, methods, techniques, se- quences or procedures of construction selected by Contractor(s) or the safety pr~cautions and programs incident to the work of Contractor(s). ENGINEER"s efforts will be directed toward providing a greater de- gree of confidence for OWNER that the completed work of Contractor(s) will conform to the Contract Documents, but ENGINEER shall not be responsible for the .failure of Contractor(s) to perform the work in accordance with the Contract Documents. During such visits and on the basis of on-site observations ENGI- NEER shan keep OWNER informed of the progress of the work, shall endeavor to guard OWNER against defects and deficiencies in such work and may disap- prove or reject work failing to conform to the Contract Documents. 1.6.3. Review and approve (or take other appropriate action in respect 00 Shop Drawings (as that term is defined in the aforesaid Standard General Conditions) and samples, the results of tests and inspections and other data which each Contractor is required to submit, but only for conformance with the design concept of the Project and compliance with the information given in the Contract Documents (but such review and ap- proval or other action shall not extend to means, meth- ods, sequences, techniques or procedures of construc- tion or to safety precautions and programs incident thereto); determine the acceptability of substitute ma- terials and equipment proposed by Contractor(s); and receive and review (for general content as required by tbe Specifications) maintenance and operating instruc- tions, schedules, guarantees, bonds and certificates of inspection which are to be assembled by Contractor(s) in accordance with the Contract Documents. 1.6.4. Issue all instructions of OWNER to Contrac- tol'(s); issue necessary interpretations and clarifications of the Contract Documents and in connection therewith prepare change orders as required; have authority, as OWNER's representative, to require special inspection or testing of the work; act as initial interpreter of the requirements of the Contract Documents and judge of the acceptability of the work thereunder and make de- cisions on all claims of OWNER and Contractor(s) relating to the acceptability of the work or the inter- pretation of the requirements of the Contract Docu- ments pertaining to the execution and progress of the work; but ENGINEER shall not be liable for the results of any such interpretations or decisions rendered by him in good faith. 1.6.5. Based on ENGINEER"s on-site observations as an experienced and qualified design professional and on review of applications for payment and the accom- Page 3 of _'~_pages .. l . . ..:- --=-: .,~~ panying data and schedules, determine the amounts owing to Contractor(s) and recommend in writing pay- ments to eontractor(s) in such amounts; such recom- mendations of payment will constitute a representation to OWNER. based on such observations and review, that the work has progressed to the point indicated, tbat, to the best of ENGINEER's knowledge, infor- mation and belief, the quality of such work is in accor- dance with the Contract Documents (subject to an eval- uation of such work as a functioning Project upon Sub- stantial Completion, to the results of any subsequent tests called for in the Contract Documents, and to any qualifications stated in his recommendation), and that payment of the amount recommended is due Con- tractor(s); but by recommending any payment ENGI- NEER will not thereby be deemed to have represented that continuous or exhaustive examinations have been made by ENGINEER to check th.e quality or quantity of the work or to review the means, methods, se- quences, techniques or procedures of construction or safety precautions or programs incident thereto or that ENGINEER has. made an examination to ascertain how or for what purposes any Contractor has used the moneys paid on account of the Contract Price, or that title to any of the work, materials or equipment has passed to OWNER free and clear of any lien, claims, "-_-".BCurity"Jriterests or encumbrances, or that Contrac- tor(s) have completed their work exactly in accordance with the Contract Documents. 1.6.6. Conduct an inspection to determine if the Proj- ect is substantially complete and a final inspection to determine if the work has been completed in accor- dance with the Contract Documents and if each Con- tractor has fulfilled all of his obligations thereunder so that ENGINEER may recommend, in writing, final payment to each Contractor and may give written no- tice to OWNER and the Contractor(s) that the work is acceptable (subject to any conditions therein ex- pressed), but any such recommendation and notice shall be subject to the limitations expressed in para- graph 1.6.5. 1.6.7-: ENGINEER shall not be responsible for the acts or omissions of any Contractor, or subcontractor, or any of the Contractor(s)' or subcontractors' agents or employees or any other persons (except ENGI- NEER's own employees and agents) at the site or oth- erwise performing any of the Contractor(s)' work; how- ever, nothing contained in paragraphs 1.6.1 thru 1.6.', inclusive, shan be construed to release ENGINEER from liability for failure to properly perform duties un- dertaken by him in the Contract Documents. SECTION 2-ADDITIONAL SERVICES OF ENGINEER 2.1. Cenenl Ifauthorized in writing by OWNER, ENGINEER shall furnish or obtain from others Additional Services of the following types which are not considered normal or customary Basic Services except to the extent pro- vided otherwise in Exhibit A "Further Description of Basic Engineering Services and Related MattersH; these win be paid for by OWNER as indicated in Sec- tion s. 2.1.1. Preparation of applications and supporting documents for governmental grants, loans or advances in connection with the Project; preparation or review of environmental assessments and impact statements; review and evaluation of the effect on the design re- quirements of the Project of any such statements and documents prepared by others; and assistance in ob- taining approvals of authorities ha vingjurisdiction over the anticipated environmental impact of the Project. 2.1.2. Services to make measured drawings of or to investigate existing conditions or facilities, or to verify the accuracy of drawings or other information fur- nished by OWNER. 2.1.3. Services resulting from significant changes in extent of the Project or its design including, but not limited to, changes in size, complexity, OWNER's schedule, or character of construction or method of financing; and revising previously accepted studies, reports, design documents or Contract Documents when such revisions are due to causes beyond ENGI- NEER'ls control. 2.1.4. Providing renderings or models for OWNER"s use. 2.1.5. Preparing documents for alternate bids re- quested by OWNER for Contractor(s)" work which is not executed or documents for out-of-sequence work. 2.1.6. Investigations involving detailed consideration of operations, maintenance and overhead expenses; providing Value Engineering during the course of de- sign; the preparation of feasibility studies, cash flow and economic evaluations, rate schedules and apprais- als; assistance in obtaining financing for the Project; evaluating processes available for licensing and assist- ing OWNER in obtaining process licensing: detailed quantity surveys of material, equipment and labor; and Page 4 of _I.?_ _ pages audits or inventories required in connection with con- struction performed by OWNER. 2.1.7. Furnishing the services of special consultants for other than the normal civil, structural. mechanical and electrical engineering and norma) architectural de- si~n incidental thereto, such as consultants for interior design, furniture, furnishings, communications, acous- tics, kitchens and landscaping; and providing data or services of the types described in paragraph 3.3 when OWNER authorizes ENGINEER to provide such data or services in lieu of furnishing the same in accordance with paragraph 3.3. 2.1.8. Services resulting from the award of more sep- arate prime contracts for construction, materials, equipment or services for the Project than are contem- plated by paragraph 5.1.1.2, and services resulting from the arranging for performance by persons other than the principal prime contractors of services for the OWNER and administering OWNER's contracts for such services. 2.1.9. Providing any type of field surveys for design purposes and engineering surveys and staking to enable Contractor(s) to proceed with their work; and providing other special field surveys. 2.1.10. Services in connection with change orders to reflect changes requested by OWNER if the resulting change in compensation for Basic Services is not com- mensurate with the additional services rendered, ser- vices after the award of each contract in evaluating substitutions proposed by Contractor(s), and in making revisions to Drawings and Specifications occasioned thereby, and services resulting from significant delays, changes or. price increases occurring as a direct or indirect result of material, equipment or energy short- age s. 2.1.11. Services during out-of-town travel required of ENGINEER other than visits to the site as required by Section 1. 2.1.12. Preparing for OWNER, on request, a set of reproducible record prints of Drawings showing those changes made during the construction process, based on the marked-up prints, drawings and other data fur- nished by Contractor(s) to ENGINEER and which EN- GINEER considers significant. 2.1.13. Additional or extended services during con- struction made necessary by (1) work damaged by fire or other cause during construction, (2) a significant amount of defective or neglected work of Contractor(s), (3) prolongation of the contract time of any prime con- tract by more than sixty days, (4) acceleration of the progress schedule involving services beyond norma) working hours, and (5) default .by Contractor( s). 2.1.14. Preparation of operating and maintenance manuals; protracted or extensive assistance in the uti- lization of any equipment or system (such as initial startup, testing, adjusting and balancing); and training personnel for operation and maintenance. 2.1.15. Services after completion of the Construction Phase, such as inspections during any guarantee period and reporting observed discrepancies under guarantees ca1Jed for in any contract for the Project. 2.1. 16. Preparing to serve or serving as a consultant or witness for OWNER in any litigation, public hearing or other legal or administrative proceeding involving the Project (except as agreed to under Basic Services). 2.1.17. Additional services in connection with the Project, including services normally furnished by OWNER and services not otherwise provided for in this Agreement. 2.2. Resident Services During Construction. 2.2.1. If requested by OWNER or recommended by ENGINEER and agreed to in writing by the other, a Resident Project Representative will be furnished. and will act as directed by ENGINEER in order to assist ENGINEER in observing performance of the work of Contractor(s). Such services will be paid for by OWNER as indicated in paragraph 5.1.2.4. 2.2.2. The duties and responsibilities and the limita- tions on the authority of the Resident Project Repre- sentative and assistants will be set forth in Exhibit B which is to be identified. attached to and made a part of this Agreement before such services begin. 2.2.3. Through more extensive on-site observations of the work in progress and field checks of materials and equipment by the Resident Project Representative (if furnished) and assistants, ENGINEER shall en- deavor to provide further protection for OWNER against defects and deficiencies in the work of Con- tractor(s); but the furnishing of such resident Project representation will not make ENGINEER responsible for construction means, methods, techniques, se- quences or procedures or for safety precautions or programs, or for Contractor(s)" failure to perform their work in accordance with the Contract Documents. Page 5 of _I~_pages 2.2.4. If OWNER designates another person to rep- resent OWNER at the Project site who is not ENGI- NEER.s agent or employee, the duties, responsibilities and limitations of authority of such other person and the effect thereof on the duties and responsibilities of E;NGINEER under this Agreement will be set forth in an exhibit that is to be identified, attached to and made a: part of this Agreement before such services begin. SECTION 3-OWNER'S RESPONSIBILITIES OWNER shall: 3.1. Provide all criteria and full information as to OWNER's requirements for the Project, including de- sign objectives and constraints, space, capacity and performance requirements, flexibility and expandabil- ity, and any budgetary limitations; and furnish copies of all design and construction standards which OWNER will require to be included in the Drawings and Specifications. 3.2. Assist ENGINEER by placing at his disposal all available information pertinent to the Project including previous reports and any other data relative to design or construction of the Project. 3.3. Furnish to ENGINEER, as required for perfor- mance of ENGINEER's Basic Services (except to the extent provided otherwise in Exhibit A "Further De- scription of Basic Engineering Services and Related MattersU), data prepared by or services of others, in- cluding without limitation core borings, probings and subsurface explorations, hydrographic surveys, labo- ratory tests and inspections of samples, materials and equipment; appropriate professional interpretations of aU of the foregoing; environmental assessment and im- pact statements; property, boundary, easement, right- of-way, topographic and utility surveys; property de- scriptions; zoning, deed and other land use restriction; and o"fber special data or consultations not covered in Section 2; all of which ENGINEER may rely upon in performing his services. 3.4. Provide field control surveys and establish ref- erence points and base lines (except to the extent pro- vided otherwise in Exhibit A 6.Further Description of Basic Engineering Services and Related MattersU) to enable Contractor(s) to proceed with the layout of the work. 3.S. Arrange for access to and make all provisions for ENGIN EER to enter upon public and private prop- erty as required for ENGI~NEER to perform his services. 3.6. Examine all studies, reports, sketches, Draw- ings, Specifications, proposals and other documents presented by ENGINEER, obtain advice of an attor- ney, insurance counselor and other consultants as OWNER deems appropriate for such examination and render in writing decisions pertaining thereto within a reasonable time so as not to delay the services of ENGINEER. 3.7. Furnish approvals and permits from all govern- mental authorities having jurisdiction over the Project and such approvals and consents from others as may be necessary for completion of the Project. 3.8. Provide such accounting, independent cost esti- mating and insurance counseling services as may be required for the Project, such legal services as OWNER may require or ENGINEER may reasonably request with regard to legal issues pertaining to the Project including any that may be raised by Contractor(s), such auditing service as OWNER may require to ascertain how or for what purpose any Contractor has used the moneys paid to him under the construction contract, and such inspection services as OWNER may require to ascertain that Contractor(s) are complying with any law, rule or regulation applicable to their performance of the work. 3.9. Designate in writing a person to act as OWNER's representative with respect to the services to be ren- dered under this Agreement. Such person shall have complete authority to transmit instructions, receive in- formation, interpret and define OWNER'Is policies and decisions with respect to materials, equipment, ele- ments and systems pertinent to ENGINEER'Is ser- vices. 3.10. Give prompt written notice to ENGINEER whenever OWNER observes or otherwise becomes aware of any development that affects the scope or timing of ENGINEER's services, or any defect in the work of Contractor(s). 3.11. Furnish, or direct ENGINEER to provide, nec- essary Additional Services as stipulated in Section 2 of this Agreement or other services as required. 3.12. Bear all costs incident to compliance with the requirements of this Section 3. Page 6 of _~ _ pages SECTION 4-PERIOD OF SERVICE 4.1. The provisions of this Section 4 and t~e various rates ofcompcnsation for ENGINEER"s services pro- vided for elsewhere in this Agreement have been agreed to i~ anticipation of the orderly and continuous prog- ress of the Project through completion of the Construc- tion Phase. ENGIN EER"s obligation to render services hereunder will extend for a period which may reason- ably be required for the design, award of contracts and construction of the Project including extra work and required extensions thereto. 4.2. The services called for in the Study and Report Phase will be completed and the Report submitted within the stipulated period indicated in paragraph 2 of Exhibit A ..Further Description of Basic Engineering Services and Related Matters.. after authorization to proceed with that phase of services. 4.3. After acceptance by OWNER of the Study and Report Phase documents indicating any specific mod- ifications or changes in the extent of the Project desired by OWNER, and upon written authorization from OWNER, ENGINEER shall proceed with the perfor- mance of the services called for in the Preliminary Design Phase, and shall submit preliminary design doc- uments and a revised opinion of probable Project Cost within tbe stipulated period indicated in paragraph 3 of Exhibit A U Further Description of Basic Engineering Services and Related Matters.. after authorization to proceed with that phase of services. 4.4. After acceptance by OWNER of the Preliminary Design 'Phase documents and revised opinion of prob- able Project Cost, indicating any specific modifications or changes in the extent of the Project desired by OWNER, and upon written authorization from OWNER, ENGINEER shall proceed with the perfor- mance of the services called for in the Final Design Phase; and shall deliver Contract Documents and a revised opinion of probable Project Cost for all work of Contractor(s) on the Project within the stipulated period indicated in paragraph 4 of Exhibit A U Further Description of Basic Engineering Services and Related Matters.. after authorization to proceed with that phase of services. 4.5. ENGINEER"s services under the Study and Re- port Phase, Preliminary Design Phase and Final Design Phase shall each be considered complete at the earlier of (1) the date when the submissions for that phase have been accepted by OWNER or (2) thirty days after the date when such submissions are delivered to OWNER for final acceptance, plus such additional time as may be considered reasonable for obtaining approval of governmental authorities having jurisdiction over design criteria applicable to the "Project. 4.6. After acceptance by OWNER of the ENGI- NEER"s Drawings, Specifications and other Final De- sign Phase documentation including the most recent opinion of probable Project Cost and upon written au- .thorization to proceed, ENGINEER shan proceed with performance of the services called for in the Bidding or Negotiating Phase. This Phase shall terminate and the services to be rendered thereunder shan be consid- ered complete upon commencement of the Construc- tion Phase or upon cessation of the negotiations with prospective Contractor(s) (except as may be otherwise required to complete the services caned for in para- graph 6.2.2.S). 4.7. The Construction Phase will commence with the execution of the first prime contract to be executed for the work of the Project or any part thereof, and will terminate upon written approval by ENGINEER of final payment on the last prime contract to be com- pleted. Construction Phase services may be rendered at different times in respect of separate prime contracts if the Project involves more than one prime contract. 4.8. If OWNER has requested significant modifica- tions or changes in the extent of the Project, the time of performance of ENGINEER"s services and his var- ious rates of compensation shall be adjusted appropri- ately. 4.9. If OWNER fails to give prompt written authori- zation to proceed with any phase of services after com- pletion of the immediately preceding phase, or if the Construction Phase has not commenced within 60 calendar days (plus such additional time as may be required to complete the services caned for under para- graph 6.2.2.5) after completion of the Final Design Phase, ENGINEER may, after giving seven days" writ- ten notice to OWNER, suspend services under this Agreement. 4.10. If ENGINEER's services for design or during construction of the Project are. delayed or suspended in whole or in part by OWNER for more than three months for reasons beyond ENGINEER.s control, ENGINEER shaD on written demand to OWNER (but without termination of this Agreement) be paid as pro- vided in paragraph 5.3.2. If such del'ay or suspension extends for more than one year for reasons beyond ENGINEER's control, or if ENGINEER for any rea- son is required to render services more than one year Page 7 of _I~ _ pages after Substantial Completion, the various rates of com- pensation provided for elsewhere in this Agreement shall be subject to renegotiation. 4.11. In the event that the work designed or specified by ENGINEER is to be performed under more than 6ne prime contract, OWNER and ENGINEER shall, prior to commencement of the Final Design Phase, develop a schedule for performance of ENGINEER's services during the Final Design, Bidding or Negoti- ating and Construction Phases in order to sequence and coordinate properly such services as applicable to the work under such separate contracts. This schedule is to be prepared whether or.oot the work under such contracts is to proceed concurrently and is to be in- cluded in Exhibit A "Further Description of Basic En- gineering Services and Related Matters," and the pro- visions of paragraphs 4.4 through 4.10 inclusive, will be modified accordingly. [The remainder of this page was left blank intentionally.] Page 8 of _'~_pages -.. LUMP SUM METHOD OF PAYMENT SECTION S-PA YMENTS TO ENGINEER 5.1): Methods of Pa)'ment for Services and Expenses or , ENGINEER. '; 5.1.1. For Basic Services. OWNER shall pay EN- GINEER for Basic Services rendered under Section 1 (as amended and supplemented by Exhibit A UFurther Description of Basic Engineering Services and Related Matters..) as follows: ] :5 ~ I: Q ..a: ~ ~ ~ E t:S ~ ~ ~ t:S ~ ~ ~ ~ ~ ..S:: 9 5.1.1.1. One Prime Contract. If only one prime contract is awarded for construction, materials, equipment and services for the entire Project, a lump sum fee of $ N/ A ; but, if the prime con- tract contains cost-plus or incentive savings provi- sions for Contractor(s). basic compensation, a lump sum fee of$ N/ A 5.1.1.2. Several Prime Contracts. If more than one but less than 4 separate prime contracts are awarded for construction, materials, equipment and services for the entire Project, a lump sum fee of $ 26. 100 ; but, if any prime contract con- tains cost-plus or incentive savings provisions for Contractor(s)" basic compensation, a lump sum fee of $ N / A . 5.1.2. . For Additional Services. OWNER shall pay ENGINEER for Additional Services rendered under Section 2 as follows: - ~ :s ~ I: ':: '" Cc l::: := Cc I: .s 5.1.2.1. General. For Additional Services ren- dered under paragraphs 2.1.1 through 2.1.17, inclu- sive (except services covered by paragraph 2.1.7 and services as a consultant or witness under paragraph 2.1. 16), on the basis of Payroll Costs times a factor of 2 . 10 for services rendered by principals and employees assigned to the Project. 5.1.2.2. Special Consultants. For services and reimbursable expenses of special consultants em- ploy6d by ENGINEER pursuant to paragraph 2.1.7 or 2.1.17, the amount billed to ENGINEER therefor times a factor of --L1.Q_. ~ ~ t:S .~ l ~ .~ ~ ~ 9: S.I.2.3. Serving as a Witness. For the services rendered by principals and employees as consultants or witnesses in any litigation, hearing or proceeding in accordance with paragraph 2.1.16, at the rate of $ 500.00 per day or any portion thereof (but com- pensation for time spent in preparing to appear in any such litigation, hearing or proceeding wi)) be on the basis provided in paragraph 5.1.2.1). 5.1.2.4. Resident Project Services. For resident services during construction furnished under para- graph 2.2.1, on the basis of Payron Costs times a factor of JY~_ for services rendered by princi- pals and employees assigned to field offices in con- nection with resident Project representation. 5.1.3. For Reinlbursable Expenses. In addition to payments provided for in paragraphs 5.1.1 and 5.1.2, OWNER shall pay ENGINEER the actual costs of all Reimbursable Expenses incurred in connection with all Basic and Additional Services. 5.1.4. The terms "Payroll Costs" and "Reimbursable Expenses.' will have the meanings assigned to them in paragraph 5.4 which appears on the reverse side of this page. 5.2. Times of Pa)'ments. 5.2.1. ENGINEER shall submit monthly statements for Basic and Additional Services rendered and for Reimbursable Expenses incurred. The statements will be based upon ENGINEER'ls estimate of the propor- tion of the total services actually completed at the time of billing. OWNER shall make prompt monthly pay- ments in response to ENGINEER'ls monthly state- ments. 5.3. Other Provisions Concerning Payments. 5.3.1. If OWNER fails to make any payment due EN- GINEER for services and expenses within sixty days after receipt of ENGINEER.s bill therefor, the amounts due ENGINEER shall include a charge at the rate of 1 ~ per month from said sixtieth day, and in addition, ENGINEER may, after giving seven days" written notice to OWNER" suspend services under this Agreement until he has been paid in full all amounts due him for services and expenses. 5.3.2. In the event of termination by OWNER under paragraph 7.1 upon the completion of any phase of the Basic Services, progress payments due ENGINEER for services rendered through such phase shall consti- tute total payment for such services. In the event of such termination by OWNER during any phase of the Basic Services, ENGINEER wi)) be paid for services rendered during that phase on the basis of Payroll Costs times a factor of 2 · 10 for services rendered dur- Page 9 of _12 _ pages ing that phase to date of termination by principals and employees assigned to the Project. In the event of any such termination, ENGINEER will be paid for all un- paid Additional Services and unpaid Reimbursable Ex- penses, plus all termination expenses. Termination ex- penses mean Reimbursable Expenses directly attrib- utable to termination, which shaD include an amount computed as a percentage of total compensation for Basic Services earned by ENGINEER to the date of termination, as follows: 20% if termination occurs after commencement of the Preliminary Design Phase but prior to com- mencement of the Final Design Phase; or 10% if termination occurs after commencement of the Final Design Phase. 5.4. Definitions. S.4.1. The Payroll Costs used as a basis for payment mean salaries and wages (basic and incentive) paid to all personnel engaged directly on the Project, including, but not limited to, engineers, architects, surveyors, designers, draftsmen, specification writers, estimators, other technical personnel, stenographers, typists and clerks; plus the cost of customary and statutory bene- fits including, but not limited to, social security contri- butions, unemployment, excise and payroll taxes, workers' compensation, health and retirement bene- fits, sick leave, vacation and holiday pay applicable thereto. For the purposes of this Agreement, the prin- cipals of ENGINEER and their hourly payrolJ costs are: Thomas S. Rooney. President $60.00 per hour The amount of customary and statutory benefits of all other personnel will be considered equal to 35 % of salaries and wages. .5.4.2. Reimbursable Expenses mean the actual ex- penses incurred directly or indirectly in connection with the Project for: transportation and subsistence incidental thereto; obtaining bids or proposals from Contractor(s); furnishing and maintaining field office facilities; subsistence and transportation of Resident Project Representatives and their assistants; toll tele- phone calls and telegrams; reproduction of reports, Drawings, Specifications, and similar Project-related items in addition to those required under Section 1; and, if authorized in advance by OWNER, overtime work requiring higher than regular rates. [The remainder of this page was left blank intentionally.] Page 10 of _L~_pages .. SECTION 6--CONSTRUCTION COST AND OPINIONS OF COST 6.1.. Construction Cost. r~ The construction cost of the entire Project (herein re- ferred to as "Construction CostU) means the total cost of the entire Project to OWNER, but it will not include ENGINEER's compensation and expenses, the cost of land, rights-of-way, or compensation for or damages to, properties unless this Agreement so specifies, nor will it include OWNER's legal, accountins, insurance counseling or auditing services, or interest and financ- ing charges incurred in connection with the Project. [Construction Cost is one of the items comprising Proj- ect Costs which is defined in paragraph 1.2.5.] When Construction Cost is used as a basis for payment it will be based on one of tbe foUowing sources with prece- dence in the order listed for work designed or specified by ENGINEER: 6.1.1. For completed construction work the total costs of all work performed as designed or specified by ENGINEER. 6.1.2. For work designed or specified but Dot con- structed, tbe lowest bona fide bid received from a qual- ified bidder for such work; or, if the work is not bid, the lowest bona fide negotiated proposal for such work. 6.1.3. For work designed or specified but Dot con- structed upon which DO such bid or proposal is re- ceived, the most recent estimate of Construction Cost, Of, if Done is available, ENGINEER's most recent opinion of probable Construction Cost. Labor furnished by OWNER for the Project will be included in the Construction Cost at current market rates including a reasonable allowance for overhead and profit. Materials and equipment furnished by OWNER will be included at current market prices. No deduction is to be made from ENGINEER's compen- sation on account of any penalty, liquidated damages, or othe~_amounts withheld from payments to Contrac- tOI(5). . ... 6.2. Opinions or Cast. 6.2.1. Since ENGINEER has no control over the cost of labor, materials, equipment or services furnished by others, or over the Contractor(s)' methods of deter- mining prices, or over competitive bidding or market conditions, his opinions of probable Project Cost and Construction Cost provided for herein are to be made on the basis of his experience and qualifications and represent his best judgment as an experienced and qual- ified professional engineer t falT!iliar with the construc- tion industry; but ENGINEER cannot and does not luarantee that proposals, bids Of actual Project or Con- struction Cost wiD not vary from opinions of probable cost prepared by him. If prior to the Bidding or Nego- tiating Phase OWNER wishes greater assurance as to Project or Construction Cost he shan employ an inde- pendent cost estimator as provided in paragraph 3.8. 6.2.2. If a Construction Cost limit is established by written agreement between OWNER and ENGI- NEER, the following wiD apply: 6.2.2. I. The acceptance by OWNER at any time during the Basic Services of a revised opinion of probable Project or Construction Cost in excess of the then established cost limit will constitute a cor- responding revision in the Construction Cost limit to the extent indicated in such revised opinion. 6.2.2.2. Any Construction Cost limit so established will include a contingency of ten percent unless an- other amount is agreed upon in writing. 6.2.2.3. ENGINEER will be permitted to deter- mine what materials, equipment, component sys- tems and types of construction are to be included in the Drawings and Specifications and to make reason- able adjustments in the extent of the Project to bring it within the cost limit. 6.2.2.4. If the Bidding or Negotiating Phase has not commenced within six months after completion of the Final Design Phase, the established Construction Cost limit will not be binding on ENGINEER, and OWNER shall consent to an adjustment in such cost limit commensurate with any applicable change in the general level of prices in the construction indus- try between the date of completion of the Final De- sign Phase and the date on which proposals or bids are sougbt. 6.2.2.5. If the lowest bona fide proposal or bid ex- ceeds the established Construction Cost limit, OWNER shall (I) give written approval to increase such cost limit, (2) authorize negotiating or rebidding the Project within a reasonable time, or (3) cooperate in revising the Project's extent or quality. In the case of (3), ENGINEER shan, without additional charge, modify the Contract Documents as necessary to bring the Construction Cost within the cost limit. The providing of such service will be the limit of ENGINEER's res'ponsibility in this regard and, bav- Page II of _L~_pages ins done so, ENGINEER shall be entitled to pay- ment for his services in accordance with this Agree- ment. SECTION 7-GENERAL CONSIDERATIONS 7.1. Termination. The obligation to provide further services under this Agreement may be terminated by either party upon seven days' written notice in the event of substantial failure by the other party to perform in accordance with the terms hereof through no fault of the terminat- ing party. 7.1. Reuse of Documents. All documents including Drawings and Specifications prepared by ENGINEER pursuant to this Agreement are instruments of service in respect of the Project. They are not intended or represented to be suitable for reuse by OWNER or others on extensions of the Proj- ect or on any other project. Any reuse without written verification or adaptation by ENGINEER for the spe- cific purpose intended will be at OWNER'ls sole risk and without liability or legal exposure to ENGINEER; and OWNER shall indemnify and hold harmless EN- GINEER from all claims, damages, losses and ex- penses including attorneys' fees arising out of or re- sulting therefrom. Any such verification or adaptation will entitle ENGINEER to further compensation at rates to be agreed upon by OWNER and ENGINEER. 7.3. Controlling Law. This Agreement is to be governed by the law of the principal place of business of ~NGIN EER. 7.4. Successors and Assigns. 7.4.1. OWNER and ENGINEER each binds himself and his partners, successors, executors, administra- tors, assigns and legal representatives to the other party to this Agreement and to the partners, successors, ex- ecutors, administrators, assigns and legal representa- tives of such other party, in respect to all covenants, agreements and obligations of this Agreement. 7.4.2. Neither OWNER nor ENGINEER shall as- sign, sublet or transfer any rights under or interest in (including, but without limitation, moneys that may become due or moneys that are due) this Agreement without the written consent of the other, except as stated in paragraph 7.4.1 and except to the extent that the effect of this limitation may be restricted by law. Unless specifically stated to the contrary in any written consent to an assignment, no assignment will release or discharge the assignor from any duty or responsi- bility under this Agreement. Nothing contained in this paragraph shall prevent ENGINEER from employing such independent consultants, associates and subcon- tractors as he may deem appropriate to assist him in the performance of services hereunder. 7.4.3. Nothing herein shall be construed to give any rights or benefits hereunder to anyone other than OWNER and ENGINEER. [The remainder of this page was left blank intentionally.] Page 12 of J.? - - pages ti 7.5. Arbitration 7.5.1. AIJ claims, counterclaims, disputes and other matters in question between the parties hereto arising out of or relating to this Agreement or the breach thereof will be decided by arbitration in accordance with the Construction Industry Arbitration Rules of the American Arbitration Association then obtaining, sub- ject to the limitations and restrictions stated in para- graphs 7.5.3 and 7.5.4 below. This Agreement so to arbitrate and any other agreement or consent to arbi- trate entered into in accordance herewith as provided in this paragraph 7.5 will be specifically enforceable under the prevailing arbitration law of any court having jurisdiction. 7.5.2. Notice of demand for arbitration must be filed in writing with the other parties to this Agreement and with the American Arbitration Association. The de- mand must be made within a reasonable time after the claim, ~ispute or other matter in question bas arisen. In no event may the demand for arbitration be made after institution of legal or equitable proceedings based on such claim, dispute or other matter in question would be barred by the applicable statute of limitations. 7.5.3. All demands for arbitration and all answering statements thereto which include any monetary claim must contain a statement that the total sum or value in controversy as alleged by the party making such demand or answering statement is not more than $200,000 (exclusive of interest and costs). The arbitra- tors will not have jurisdiction, power or authority to consider, or make findings (except in denial of their own jurisdiction) concerning, any claim: counterclaim, dispute or other matter in question where the amount in controversy thereof is more than $200,000 (exclusive of interest and costs) or to render a monetary award in response thereto against any party which totals more than $200,000 (exclusive of interest and costs). 7.5.4. No arbitration arising out of, or relating to, this Agreement may include, by consolidation, joinder or in any other manner, any person or entity who is not a party to this Agreement. 7.5.5. By written consent signed by all the parties to this Agreement and containing a specific reference hereto, the limitations and restrictions contained in paragraphs 7.5.3 and 7.5.4 may be waived in whole or in part as to any claim, counterclaim, dispute or other matter specifically described in such consent. No con- sent to arbitration in respect of a specifically described claim, counterclaim, dispute or other matter in question will constitute consent to arbitrate any other claim, counterclaim, dispute or other matter in question which is not specifically described in such consent or in which the sum or value in controversy exceeds $200,000 (ex- clusive of interest and costs) or which is with any party not specifically described therein. 7.5.6. The award rendered by the arbitrators will be final, not subject to appeal and judgment may be en- tered upon it in any court having jurisdiction thereof. [The remainder of this page was left blank intentionally.] Page 13 of l~__pages Revised 4/10/79 S~TION 8-SPB:IAL PR:>VISIONS, EXHIBITS and SCHEDULES. 8.1. This Agreement is subject to the following special provisions. 8.1.1. Article 2.1.1 is modified by the deletion of the following: Preparation of applications and supporting documents for Governmental grants, loans or advances in connection with the project. The above work deleted from Article 2.1.1 is included as a part of the basic services under the Lump Sum Fee. 8.1.2. In accordance with Article 3.9, Mr. George B. Hoagland, Director of Airport~ is hereby designated as the OWNER'S Representative with respect to the services to be rendered under this agreement. 8.1.3. Articles 4.2, 4.3 and 4.4 are amended as follows. Due to the critically short time schedule for this project the ENGINEER is authorized to proceed with the study and report, preliminary design and final design phases upon execution of this agreement and approval by the Federal Aviation Administration. 8.1.4. Article 5.1.1.1 is deleted. 8.1.5. The provisions for resident project services in Article 5.1.2.4 of this agreement are deleted and the following provisions substituted therefor: For resident services during construction furnished under this Agreement, payment to the ENGINEER will be based on a per diem rate of 170 per eacy day during which resident services are performed by one representative, for a period not exceeding eight (8) hours. Overtime in excess of the eight (8) hour day will be payable at a rate of$23 per hour. Reimbursable expenses shall be payable as provided for in Article 5.1.3. If more than one resident project representative is required, additional compensation shall be negotiated. 8.1.6. Article 5.2.1 is amended by the deletion of the word "monthly" wherever it appears. 8.1.7. Delete "field surveys for design purposes" from Article 2.1.9. For this project the ENGINEER will perform field surveys for design purposes as part of the' basic services under the Lump Sum FEE. 8.2. The following Exhibits are attached to and made a part of this Agreement: 8.2.1. Exhibit A "Further Description of Basic Engineering Services and Related Matters" consisting of 1 page. Page 14 of /5 pages 8.2.2. Exhibit B "Duties, Responsibilities and Limitations of Authority of Resident Project Representative consisting of 2 pages. 8.3 This Agreement (consisting of pages 1 to 15 , inclusive), together with the Exhibits and schedules identified above constitute the entire agreement between OWNER and ENGINEER and supersede all prior written or oral understandings. This Agreement and said Exhibits and schedules may only be amended, supplemented, modified or cancelled by a duly executed written instrument. IN WITNESS WHEREOF, the parties hereto have made and executed this Agreement as of the day and year first above written. OWNER: l." mOMAS S ROOi/E;Y I? E:~ ~eSJDEN"- I \.~~ APMOVED AS TO FORM AND 469AL SUFFICIENCY. d~ .~ . .~.;; BV .." .:- c" " - II AttOl'ney'. 0IIIt>> Page 15 of /5 pages EXHIBIT A TO AGREEMENT BETWEEN OWNER AND ENG INEER FOR PROFESS IONAL SERVICES dated , 19___ (for use with No. 1910-1, 1979 Edition). Further Description of Basic Engineering Services and Related Matters 1. This is an exhibit attached to, made a part of and incorporated by reference into the Agreement made on , 19___ between MONROE COUNTY (Owner) and (Engineer) providing for professional engineering services. The Basic Services of Engineer as described in Section 1 of the Agreement are amended or supplemented as indicated below and the time periods for the performance of certain services as indicated in Section 4 of the Agreement are stipulated as indicated below. 2. Study and Report Phase. The Study and Report Phase Services will be completed and the Report submitted within 20 calendar days following written authorization from OWNER to ENGINEER to proceed with that phase of services. 3. Preliminary Design Phase. The Preliminary Design Phase Services will be completed and the Report submitted within 20 calendar days following written authorization from OWNER to ENGINEER to proceed with that phase of services. 4. Final Design Phase. Delete Article 1.4.5 and substitute the following therefore: 1.4.5 Furnish 10 copies of the above documents. The Final Design Phase Services will be completed and Contract Documents and ENGINEER's opinion of costs submitted within 40 calendar days following written authorization from OWNER to ENGINEER to proceed 'with that phase of services. .. j i Exhibit B to Agreement Between Owner and Engineer for Professional Services, dated .., 19 (for use with No. 1910-1; 1979 Edition). t~ ~ Duties, Responsibilities and Limitations of Authority of Resident Project Representative A. General. Resident Project Representative is ENGINEER's Agent, will act as directed by and under th~ supervision of ENGI- NEER, and will confer with ENGINEER regarding his actions. Resident Project Representative's dealings in matters pertaining to the on-site Work shall in general be only with ENGINEER and CONTRACTOR, and dealings with subcontractors shall only be through or with the fuU knowledge of CONTRACTOR. Written communication with OWNER will be only through or as- directed by ENGINEER. J B. Duties and ResponslblUtles. Resident Project Representative wil: 1. Schedules: Review the progress schedule, schedule of Shop Drawing submissions and schedule of values prepared by CONTRACTOR and consult with ENGINEER concerning their acceptability. 2. Conferences: Attend preconstruction conferences. Arrange a schedule of progress meetings and other job conferences as required in consultation with ENGINEER and notify those expected to attend in advance. Attend meetings, and maintain and circulate copies of minutes thereof. .J. Liaison: a. Serve as ENGINEER's liaison with CONTRACTOR, working principally through CONTRACTOR's superinten- dent and assist him in understanding the intent of the Contract Documents. Assist ENGINEER in serving as OWNER's liaison with CONTRACTOR when CONTRACTOR's operations affect OWNER's on-site operations. b. As requested by ENGINEER, assist in obtaining from OWNER additional details or information, when required at the job site for proper execution of the Work. 4. Shop Drawings and Samp/~l: a. Receive and record date of receipt of Shop Drawings and samples, receive samples which are furnished at the site by CONTRACTOR, and notify ENGINEER of their availability for examination. b. Advise ENGINEER and CONTRACTOR or its superintendent immediately of the commencement of any Work requiring a Shop Drawing or sample submission if the submission has not been approved by ENGINEER. 5. Review of Work, Rejection of Def.ective Work, Inspections and Tests: a. Conduct on-site observations of the Work in progress to assist ENGINEER in determining if the Work is proceeding in accordance with the Contract Documents and that completed Work will conform to the Contract Documents. b. Report to ENGINEER whenever he believes that any Work is unsatisfactory, faulty or defective or does not conform to the Contract Documents, or does not meet the requirements of any inspections, tests or approval required ~ -.. to be made or has been damaged prior to final payment; and advise ENGINEER when he believes Work should be corrected or rejected or should be uncovered for observa~ion, or requires special testing, inspection or approval. c. Verify that tests, equipment and systems startups and operating and maintenance instructions are conducted as required by the Contract Documents and in presence of the required personnel, and that CONTRACTOR maintains adequate records thereof; observe, record and report to ENGINEER appropriate details relative to the test procedures and startups. d. Accompany visiting inspectors representing public or other agencies having jurisdiction over the Project. record the outcome of these inspections and report to ENGINEER. \ @ 1979 by National Society of Professional Engineers, 2029 K St., N.W., Washington, D.C. 20006 NSPEI ACEC/ ASCE Publication No. 1910-1-A 1979 Edition -.. r 6. Interpretation o/Contract Documents: Transmit to CONTRACTOR ENGINEER's clarifications and interpretations of the Contract Documents. .. 1. Modifications: Consider and evaluate CONTRACTOR's suggestions for modifications in Drawings or Specifications .. and report them with recommendations to ENGINEER. :. j 8. Records: ~ 1 a. Maintain at the job site orderly files for correspondence, reports of job conferences, Shop Drawings and samples , ~ submissions, reproductions of original Contract Documents including all addenda, change orders, field orders, addi- ': tional Drawings issued subsequent to the execution of the Contract, ENGINEER's clarifications and interpretations 'of the Contract Documents, progress reports, and other Project related documents. b. Keep a diary or log book, recording hours on the job site, weather conditions, data relative to questions of extras or deductions, list of visiting officials and representatives of manufacturers, fabricators, suppliers and distributoR, daily activities, decisions, observations in general and specific observations in more detail as in the case of observing test procedures. Send copies to ENGINEER. c. Record names, addresses and telephone numbers of all CONTRACTORS, subcontractors and major suppliers of materials and equipment. 9. Reports: a. Furnish ENGINEER periodic rePorts as required ofprogress of the Work and CONTRACTOR's compliance with the approved progress schedule and schedule of Shop Drawing submissions. b. Consult with ENGINEER in advance of scheduled m~or tests, inspections or start of important phases of the work. c. Report immediately to -ENGINEER upon the occurrence of any accident. 10. Payment Requisitions: Review applications for payment with CONTRACTOR for compliance with the established procedure for their submission and forward them with recommendations to ENGINEER, noting particularly their relation to the schedule of values, Work completed and materials and equipment delivered at the site but not incor- porated in the Work. 11. Certificates, Maintenance and Operation Manuals: During the course of the Work, verify that certificates, maintenance and operation manuals and other data required to be assembled and furnished by CONTRACTOR are applicable to the items actually installed; and deliver this material to ENGINEER for his review and forwarding to OWNER prior to final acceptance of the Work. 12. Completion: 8. Before ENGINEER issues a Certificate of Substantial Completion, submit to CONTRACTOR a list of observed items requiring completion or correction. - b. Conduct final inspection in the company of ENGINEER, OWNER and CONTRACTOR and prepare a final list of items to, be completed or corrected. c. Verify that all items on final list have been completed or corrected and make recommendations to ENGINEER concerning acceptance. C. Limitations of Authority. Except upon written instructions of ENGINEER, Resident Project Representative: 1. Shall not authorize any deviation from the Contract Documents or approve any substitute materials or equipment. 2. Shall not exceed limitations on ENGINEER's authority as set forth in the Contract Documents. J. Shall not undertake any of the responsibilities of CONTRACTOR, subcontractors or CONTRACTOR's superintendent, or expedite the Work. 4. Shan not advise on or issue directions relative to any aspect of the means, methods, techniques, sequences or procedures of construction unless such is specifically called for in the Contract Documents. 5. Shall not advise on or issue directions as to safety precautions and programs in connection with the Work. 6. Shall not authorize OWNER to occupy the Project in whole or in part. 1. Shall not participate in specialized field or laboratory tests. . , Prepared by Eqineen. Joint Contl1lct Documents Committee , Publishedjointly by: ProCessional Enaineers in Private Practice.. practice division oftbe National Society oCProCessional Enaineen; American Consuhin. Enaineen CouncU; American Society of Civil Eqioeen