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01/29/2011 AgreementAGREEMENT FOR PROFESSIONAL SERVICES THIS AGREEMENT is made as of this 19th day of January, 2011, between Monroe County Board of County Commissioners ( "COUNTY "), a political subdivision of the State of Florida, whose address is 1100 Simonton Street, Key West, Florida 33040 and Carr, Riggs, & Ingram LLC ("CRI "/"CON SU LTANT") with principal offices at 2111 Drew Street, Clearwater, FL 33765, for professional and consulting services in connection with the litigation involving Stand Up for Animals, Inc., (Case No.:CA -K -10- 1050 ( "Litigation ") and investigation of possible misuse of public funds; WHEREAS, COUNTY desires to retain CONSULTANT to provide professional services and consulting services related to accounting, auditing and in compliance with the Statements of Standards for consulting Services of the American Institute of Certified Public Accountants, which will include but not be limited to an assessment of the situation and facts identified by the COUNTY, a risk assessment, as well as substantive and forensic procedures in those and other areas, as deemed appropriate and as needed in connection with the Litigation; and WHEREAS, CONSULTANT desires to render these Services as described in SECTION 1, Scope of Services; NOW, THEREFORE, COUNTY and CONSULTANT in consideration of the mutual covenants contained herein, agree as follows: SECTION I. SCOPE OF SERVICES CONSULTANT will provide its partner, Charles W. Whetstone, who shall provide professional services related to the Litigation and investigation regarding misuse of public funds as directed by the County and in compliance with Statements on Standards for Consulting Services of the American Institute of Certified Public Accountants, which will include but not be limited to an assessment of the situation and facts, a fraud risk assessment, as well as substantive and forensic procedures in those and other areas, as deemed appropriate. The COUNTY will provide and/or subpoena financial records from Stand Up for Animals, Inc. (SUFA), the not - for - profit corporation, financial records of related businesses owned or control by the not - for - profit corporation and personal financial records as required. The CONSULTANT understands that the COUNTY may supply certain information and material that may be protected by attorney /client privilege or work product privilege, accountant /client privilege and that that CONSULTANT may develop certain information and material regarding those matters. CONSULTANT understands that the work perform will be confidential, constitution a portion of the COUNTY's work product, and is to be regarded as being covered by the accountant - client, attorney- client and attorney work product privileges. CONSULTANT will take appropriate steps to segregate all material related to the work performed pursuant to this agreement from other files in CONSULTANT's office. If request or subpoenas of any information or material related to this agreement which is in CONSULTANT's custody is sought, CONSULANT will notify the COUNTY. Should the COUNTY seek protection against disclosure of information or material, including legal action, the COUNTY will represent or retain legal counsel regarding the request or subpoena. It may be necessary for the CONSULTANT to prepare written reports presenting findings. These reports are to be used only in connection with the matters discussed and may not be used or published in any other manner without the written consent of the CONSULTANT. In accordance with Florida's Public Records Law, Chapter 119, certain records may be subject to disclosure. SECTION H. COMPENSATION Compensation for CONSULTANT'S Services under this Agreement shall be as follows: • Hourly Rates by professional level are as follows: o Partner: $185 o Senior Associate $110 -$135 o Para - Professional $60 CONSULTANT will be compensated for any time and expense, including fees and expenses of legal counsel that may be incurred in considering or responding to discovery request or other request for documents or information, or in participating as a witness or otherwise in any legal, regulatory or other proceeding, as a result of CONSULTANT's performance under this agreement. SECTION III. PAYMENT Consultant shall be reimbursed for expenses only to the extent and in the amounts authorized by Section 112.061, Florida Statutes and the Monroe County Code, payment will be made periodically, but no more frequently than monthly, in arrears. Expenses shall be submitted by CONSULTANT and authorized by the COUNTY in writing with backup documentation as required by the Clerk of Court. The COUNTY'S performance and obligation to pay under this Agreement is contingent upon an annual appropriation by the Board of County Commissioners and the approval of the Board members at the time of contract initiation and its duration. If the CONSULTANT'S duties, obligations and responsibilities are materially changed by written amendment to this Agreement after execution of this Agreement, compensation due to the CONSULTANT shall be equitably adjusted, either upward or downward. SECTION IV. PERIOD OF SERVICE This Agreement shall become effective upon signature by all parties and shall continue in effect until the services are completed or terminated. This Agreement may be terminated by either party, with or without cause, upon seven days written notice to the other party. SECTION V. NON - WAIVER OF IMMUNITY AND HOLD HARMLESS COUNTY and CONSUTLANT acknowledge that COUNTY does not waive immunity nor does COUNTY agree to hold the Consultant harmless; notwithstanding the provisions of Sec. 768.28, Florida Statutes, the participation of the CONSULTANT and the COUNTY in this Agreement and the acquisition of any commercial liability insurance coverage, self - insurance coverage, or local government liability insurance pool coverage shall not be deemed a waiver of immunity to the extent of liability coverage, nor shall any contract entered into by the COUNTY be required to contain any provision for waiver. SECTION VI. CONTROLLING LAW This Agreement is to be governed by the laws of the State of Florida. Venue shall be in Monroe County. SECTION VII. SEVERABILITY If any provision of this Agreement is held invalid or unenforceable, the remaining provisions shall be valid and binding upon the parties. One or more waivers by either party of any provision, term or condition shall not be construed by the other party as a waiver of any subsequent breach of the same provision, term or condition. SECTION VIM NONDISCRIMINATION CONSULTANT and COUNTY agree that there will be no discrimination against any person, and it is expressly understood that upon a determination by a court of competent jurisdiction that discrimination has occurred, this Agreement automatically terminates without any further action on the part of any party, effective the date of the court order. CONSULTANT or COUNTY agrees to comply with all Federal and Florida statutes, and all local ordinances, as applicable, relating to nondiscrimination. These include but are not limited to: 1) Title VI of the Civil Rights Act of 1964 (PL 88 -352) which prohibits discrimination on the basis of race, color or national origin; 2) Title IX of the Education Amendment of 1972, as amended (20 USC ss. 1681 -1683, and 1685 - 1686), which prohibits discrimination on the basis of sex; 3) Section 504 of the Rehabilitation Act of 1973, as amended (20 USC s. 794), which prohibits discrimination on the basis of handicaps; 4) The Age Discrimination Act of 1975, as amended (42 USC ss. 6101 -6107) which prohibits discrimination on the basis of age; 5) The Drug Abuse Office and Treatment Act of 1972 (PL 92 -255), as amended, relating to nondiscrimination on the basis of drug abuse; 6) The Comprehensive Alcohol Abuse and Alcoholism Prevention, Treatment and Rehabilitation Act of 1970 (PL 91 -616), as amended, relating to nondiscrimination on the basis of alcohol abuse or alcoholism; 7) The Public Health Service Act of 1912, ss. 523 and 527 (42 USC ss. 690dd -3 and 290ee -3), as amended, relating to confidentiality of alcohol and drug abuse patent records; 8) Title VIII of the Civil Rights Act of 1968 (42 USC s. et seq.), as amended, relating to nondiscrimination in the sale, rental or financing of housing; 9) The Americans with Disabilities Act of 1990 (42 USC s. 1201 Note), as maybe amended from time to time, relating to nondiscrimination on the basis of disability; 10) Monroe County Code Chapter 13, Article VI, which prohibits discrimination on the basis of race, color, sex, religion, national origin, ancestry, sexual orientation, gender identity or expression, familial status or age; 11) Any other nondiscrimination provisions in any Federal or state statutes which may apply to the parties to, or the subject matter of, this Agreement. SECTION IX. NOTICE Any notices sent by the parties shall be deemed to have been duly served if delivered in person to the individuals and addresses listed below, or if delivered or sent by first class mail, certified, return receipt, or by courier with proof of delivery. All written correspondence to the COUNTY shall be dated and signed by an authorized representative of the CONSULTANT. The correspondence shall be directed to: FOR COUNTY: Mr. Robert Shillinger Chief Assistant County Attorney P.O. Box 1026 Key West, Florida 33041 FOR CONSULTANT: Mr. Charles W. Whetstone CARR, RIGGS & INGRAM, LLC 2111 Drew Street Clearwater, Florida, 33765 SECTION X. NO THIRD PARTY BENEFICIARIES Nothing contained herein shall create any relationship, contractual or otherwise, with or any rights in favor of, any third party. SECTION XI. BINDING EFFECT The terms, covenants, conditions, and provisions of this Agreement shall bind and inure to the benefit of the COUNTY and CONSULTANT and their respective legal representatives, successors, and assigns. 4 SECTION XH. AUTHORITY Each party represents and warrants to the other that the execution, delivery and performance of this Agreement have been duly authorized by all necessary County and corporate action, as required by law. SECTION XHI. COVENANT OF NO INTEREST CONSULTANT and COUNTY covenant that neither presently has any interest, and shall not acquire any interest, which would conflict in any manner or degree with its performance under this Agreement, and that only interest of each is to perform and receive benefits as recited in this Agreement. SECTION XIV. CODE OF ETHICS COUNTY agrees that officers and employees of the COUNTY recognize and will be required to comply with the standards of conduct for public officers and employees as delineated in Section 112.313, Florida Statutes, regarding, but not limited to, solicitation or acceptance of gifts; doing business with one's agency; unauthorized compensation; misuse of public position, conflicting employment or contractual relationship; and disclosure or use of certain information. SECTION XV. EXECUTION This Agreement, including any exhibits included herein, constitutes the entire Agreement between CONSULTANT and COUNTY, and supersedes and controls over all prior written or oral understandings. This Agreement may be amended, supplemented or modified only by a written instrument duly executed by the parties. SECTION XVL ATTESTATION. Consultant agrees to execute such documents as the County may reasonably require, to include a Public Entity Crime Statement, an Ethics Statement, Non - Collusion Affidavit and a Drug Free Workplace Statement. REMAINDER OF PAGE INTENTIONALLY LEFT BLANK. 5 IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the day , wear first written above L. KOLHAGE, Clerk MONROE C0a :f-7 Y ATTOI AP P RqVED TO FORM: - A C H RISTI ' i - f 7 - - - 1qE'N1.1!t-,3ER ASSISTANT ATT ORNEY J �Q& —Y ATT Date a4h CD C= - TI C 7 C _ CM C:) rrl C M C:� CA C) Deputy Clerk Date: J2 2-0if 0 BOARD OF COUNTY COMMISSIONERS OF MONROE COUNTY, FLORIDA By: &ayoWhairman Date: CARR RIGGS, & INGRAM, LLC By: C P'4 Title: Date: I I 0