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Item N2* 1:30 P.M. TIME CERTAIN * BOARD OF COUNTY COMMISSIONERS AGENDA ITEM SUMMARY Meeting Date: February 16, 2011 Division: County Attorney Bulls Item: Yes No X Staff Contact Person /Phone #: Bob Shilliner, x3470 AGENDA ITEM WORDING: Discussion of charter government and possible direction to staff regarding steps, if any, to be taken. ITEM BACKGROUND: See attached memo and background materials. PREVIOUS RELEVANT BOCC ACTION: 1/19/11 BOCC continued to 2/16/2011 BOCC meeting in Key Largo, FL CONTRACT /AGREEMENT CHANGES: None. STAFF RECOMMENDATIONS: None; however, there are four (4) potential outcomes of the discussion: Option 1 — take no further action. Option 2 — research specific questions as directed by the Commission and report back later. Option 3 — direct staff to draft resolution creating charter commission Option 4 — direct staff to draft a charter ordinance TOTAL COST: Unknown INDIRECT COST: Unknown BUDGETED: No DIFFERENTIAL OF LOCAL PREFERENCE: N/A COST TO COUNTY: Unknown SOURCE OF FUNDS: General fiend and possible donations REVENUE PRODUCING: ** Yes No AMOUNT PER MONTH Year ** Possibly. APPROVED BY: County Atty OMB /Purchasing Risk Management DOCUMENTATION: Included X Not Required DISPOSITION: AGENDA ITEM # Revised 1/09 C UNTYSMONROE KEY WEST FLORIDA 33040 (305) 294 -4641 Suzanne A. Hutton, County Attorney" Robert B. Shillinaer, Chief Assistant Countv Attorney ** Pedro J. Mercado, Assistant Count' Attornev ** Susan M. Grimslev, Assistant Countv Attornev ** Natileene W. Cassel, Assistant Countv Attornev_ Cynthia L. Hall, Assistant Count' Attornev Christine Limbert - Barrows, Assistant Countv Attornev_ Derek V. Howard, Assistant Countv Attornev_ Lisa Granaer, Assistant Countv Attornev * * Board Certified in Citv, Countv & Local Govt. Law To: Mayor and Commissioners Thru: Suzanne Hutton, County Attorney From: Bob Shillinger Chief Assistant County Attorney Date: January 4, 2011 re: Charter Government 101 INTRODUCTION n {r Memo BOARD OF COUNTY Mayor Heather Carruthers, District 3 Mayor Pro Tem David Rice, District 4 Kim Wigington, District 1 George Neugent, District 2 Sylvia 3. Murphy, District 5 Office of the County Attorney 1111 12 Street, Suite 408 Kev West, FL 33040 (305) 292 -3470 — Phone (305) 292 - 3516 — Fax The defeat of Amendment 4 during the November 2010 election despite garnering a majority of votes in Monroe County, combined with the new Governor's statements that suggest a future loosening of state oversight of development by the Department of Community Affairs, has kindled an interest in adopting measures that could make it more difficult for a simple majority of the Commission to enact sweeping changes to the County's comprehensive plan. One such mechanism would be a county charter that includes provisions requiring voter approval before any changes to the comprehensive plan could be implemented. This memo is intended to provide an introduction to charter government by outlining the charter process, the differences between charter and non - charter counties, and the options to be considered should the charter process go forward. Additional background information has been collected from various sources including the Florida Association of Counties. Of particular note is a chapter from the Florida County Government Guide on the structure of county government, which was written by Aubrey Jewett, a political science professor at UCF. A series of charts summarizing how other charter counties have addressed various issues has also been included. The FAC website also includes a link' to all 20 county charters should you desire to read further. Information has been provided from Escambia County which recently went through an effort to consolidate their government functions with those of Pensacola and another city in that county. Information from St. Johns County has also been provided as that county recently considered but did not adopt a charter. Florida's 67 counties fall into one of two general categories: charter and non- charter .2 The non - charter form of county government is the default version of local government established by the State Constitution. The essential difference between a charter and non - charter county is that a charter county enjoys all the powers of local government not pre - empted by state law whereas a non - charter county must look for the authority to act in state law. In other words, charter counties already possess all powers of local governance not pre - empted by the state whereas non - charter counties 1 http:/ / -,A- -,A- -,A-.fl- counties.com/Pa� /About Floridas Counties /Charter Comity Information.asps 2 Article VIII, § 1 of the State Constitution authorizes both charter and non - charter counties, so any use of the term "constitutional" to distinguish a non - charter form of county government from a charter county is misleading. can only act if the Legislature has authorized them to act. Some key examples of this distinction will be discussed below. In the words of the Fifth District Court of Appeal, under Article VIII, § 1(a) of Florida's Constitution, "the state is divided into political subdivisions called counties, .. . so that much of the state's police power' can be controlled and exercised at the community level. Generally, the constitution provides for non - charter counties, which are permitted to exercise only those powers expressly authorized by the Legislature through general or special laws, Article VI 11, § 1(f), Florida Constitution, and charter counties, which are broadly granted 'all powers of local self - government' not inconsistent with general or special law." Article VIII, § 1(g) To date, 20 of Florida's 67 counties have adopted charters. Of those 20, 18 have populations larger than Monroe. Columbia (69,000) and Wakulla (33,000) are the two charter counties that have populations which are smaller than Monroe (73,000). Historically, larger counties have adopted charters. Of the 14 most populous counties in Florida, 13 are charter counties. According to the Census Bureau's population estimates of July 1, 2009, 74.47% of Floridians (13,806,121 of 18,537,969) live in a charter county. Charter counties average 690,306 residents; non - charter counties average 100,677. However, that trend appears to have shifted during the last decade since both Wakulla and Columbia counties adopted charters since 2002. THE CHARTER PROCESS There are generally three methods by which a county can propose a charter for consideration by the voters. First, a charter commission can be created either by 3 DemilWs v. Orange Coulio) Citizens Review Board, 15 So.3d 604, 606 (Fla. S ri ' DCA 2009). 3 resolution of the County Commission or upon receipt of a petition of at least fifteen percent of the registered voters in the County. Second, the County Commission can adopt a proposed charter by ordinance and submit it to the voters for approval. Finally, the Legislature can create a charter commission to pursue consolidation of county government with at least one municipality. Regardless of the option chosen, final approval of a charter rests with the voters through a binding referendum. Option 1 — Charter Commission Under F.S. 125.60 through 125.64, counties are authorized to create charter commissions to draft proposed charters. The charter commission may be created in one of two ways: by resolution of the BOCC or by citizens' initiative via petition. F.S. 125.61(1). To become effective, a citizens' petition to the county commission must be signed by at least fifteen percent of the qualified electors in the county. F.S. 125.61(1). The charter commission must be appointed within 30 days upon adoption of such a resolution or presentation of a citizens' petition. Id. Charter commission members shall be appointed by the BOCC unless the citizen's petition directs that the County's Legislative delegation make the appointments. F.S. 125.61(2). The charter commission must contain 11, 13, or 15 members. Id. County commissioners and members of the Florida Legislature are not eligible to serve on a charter commission. Id. 4 The statute does not address how the delegation shall resolve conflicts among itself if it cannot agree on committee members. 4 A local citizen has launched a petition drive calling on the County's legislative delegation, i.e., Representative Ron Saunders and Senator Larcenia Bullard, to form a charter commission. While F.S. 125.61(1) is silent on the issue of the date when the number of registered voters are measured so as to establish the threshold number of signatures required in order for the petition drive to be successful, general election law principles would measure the number of voters eligible to vote in the last general election. The Supervisor of Elections Office reports that the number of eligible voters for the November 2010 election was 51,261. Accordingly, a charter commission would have to be created if 7,690 registered voters sign petitions calling for its creation, assuming the last general election date is the operative date for establishing the [iRMMT91ro1 The statute sets forth the organizational requirements of the charter commission. F.S. 125.62(1). The statute also authorizes the expenditure of public funds and the employment of staff, consultants and experts to assist the commission in its duties. F.S. 125.62(2). Donations from public and private entities to help offset those expenses are authorized. Id. To date, no studies have been found which indicate the operational costs of charter commissions. While it may be possible to garner that information through public records requests for counties that have gone through the process, such an effort would likely require the expenditure of funds. Therefore, no such efforts will be made by staff unless directed by the Commission. Given the unique issues associated with each community's efforts to convert to charter government, it is questionable whether such s data would be a useful guide for what the charter commission expenses would be in Monroe County. Adopting a charter via a charter commission is not a quick process. The statute imposes a requirement upon that panel to "conduct a comprehensive study of the operation of county government and of the ways in which the conduct of county government might be improved or reorganized." F.S. 125.63. The statute contemplates that the charter commission will present a proposed charter in draft form to the county commission within 18 months from the date of its first meeting unless that time period has been extended by resolution of the BOCC. Id. After the draft is presented to the BOCC, the charter commission must hold three public hearings spaced between 10 and 20 days from each other to accept public comment on the proposed charter. Id. At the final public hearing, the charter commission shall vote on a final version of the proposed charter and forward that document to the BOCC so the BOCC may call a referendum of the voters for consideration. Id. Upon receipt of the proposed charter from the charter commission, the BOCC is obligated to schedule a special election that must be held between 45 and 90 days after the date when the BOCC receives the proposed charter. F.S. 125.64(1). Neither the BOCC nor the leaders of the citizens' petition drive will control what elements are included in a charter proposed under this option as that decision rests with the appointed members of the charter commission. In other words, once the "charter commission fuse is lit" by either the BOCC or fifteen percent of county electors, those appointed to serve on the charter commission will decide what to include in the charter. To be sure, the BOCC and the petition drive leaders may have input, but the final decision on what to include in the final draft will rest with members of the charter commission. Ultimate approval of the charter commission's work product rests with the voters. If approved by a simple majority vote of the electors, the charter shall take effect on the following January 1 St or upon such time as the charter provides. F.S. 125.64(2). After adoption, the charter may only be amended or repealed by referendum. Id. If rejected by the voters, no new charter referendum may be held during the next two years. F.S. 125.64(3). Upon acceptance or rejection of the charter by the voters, the charter commission will be dissolved and all property of the charter commission will become property of the county by operation of law. F.S. 125.64(4). Option 2. Charter by Ordinance Florida law also authorizes county commissions to propose their own charters, which must be proposed by ordinance and approved by the voters through a referendum. See, F.S. 125.82. Under this option, there would be no charter commission to formally vet the proposed charter other than the BOCC commission through its normal legislative process. Under this option, the BOCC would be able to exercise greater control over the expenses associated with the process as well as complete control over the text of the document submitted to the voters for consideration. Additionally, there are no strict time limits under this option so it would be possible to wait beyond the 90 day period that is required under the "charter commission" option before scheduling the referendum. Under the "charter by ordinance" option, it is therefore possible to schedule the referendum on the proposed rA charter at the next regularly scheduled election instead of having to call a special election. See, F.S. 125.82(1). The ability to avoid holding a county -wide special election represents a savings of approximately $165,000.00 to the general fund, according to estimates provided by the Supervisor of Elections office. Option 3 — Municipal Consolidation The third method for adopting a charter is through the process of consolidation with at least one municipality. See, Article VIII, § 3 of Florida Constitution (1968). In 1936, the Florida Constitution of 1885 was amended to create a provision establishing a process whereby Monroe County and the City of Key West could be consolidated. That provision is currently found at Article VIII, section 10 of the 1968 Constitution. Consolidation could be pursued with one or more of the other municipalities under Article VIII, § 3, not just Key West. Consolidation with a municipality requires the Legislature to create a charter commission. Escambia County is the most recent county to consider consolidation but that effort stalled in early 2010. According to the staff analysis for House Bill 1431 (2009), which created the Escambia County Charter Commission, "[n]o successful consolidation activity in Florida has occurred since the consolidation of Duval County and the City of Jacksonville in 1967." See Staff Analysis for H1431, p. 5. According to that report, voters have rejected consolidation efforts 15 times since the consolidation of Duval County and the City of Jacksonville in 1967. Additionally, consolidation efforts in six counties, other than Escambia, have stopped short of the ballot during that same time period. Id. 9 Given the difficulties involved in consolidation in other communities as well as the geography and history of Monroe County, this option seems the least likely to be invoked. Accordingly, no further analysis will be done on this option unless directed to do so by the BOCC. CHARTER POWERS CREATED BY STATE LAW State law vests charter counties with certain powers simply because of their status as charter counties. The two most noteworthy are the power to recall officials elected under the charter and the power to levy certain taxes. Under F.S. 101.361(11) & (12), a county commissioner elected by a charter county can be recalled regardless of whether the charter authorizes a recall or not. The Legislature has spelled out the process for recall elections and the charter cannot deviate from that process. By its terms, the statute is limited to the governing body of the charter county so other charter officers would not be subject to recall under the statute. Should the charter abolish a constitutional office and replace it with a charter office, the charter would have to provide for the recall of the charter office holder. As the FAC chart indicates, recalls have only occurred in one of the twenty charter counties. However, recalls have occurred multiple times in Miami -Dade County including one that is in process now. Additionally, recalls have happened in various cities, which by law must operate under a charter. 5 In 1983, the Fourth District Court of Appeals held that a prior version of this statute was to be narrowly construed. Ellison v. Galt, 435 So.2d 407 (Fla. 4 DCA 1983). It does not appear that the Legislature has amended the statute since to provide for a broader construction. Thus, if the charter establishes charter officers other than commissioners, the charter also has to provide for their recall. In addition to recall elections, charter counties have the power to levy municipal utility taxes under F.S. 166.231 and transportation taxes under F.S. 212.055. Under F.S. 166.231, a charter county "may levy a tax on the purchase of electricity, metered natural gas, liquefied gas either metered or bottled, manufactured gas either metered or bottled, and water service." In short, "charter counties are deemed to be equivalent to municipalities" under the Florida Constitution, at least as to the ability to levy taxes. See Stork v. Bellsouth Corp., 847 So.2d 1098, 1099 (Fla. 4 DCA 2003). OPTIONAL CHARTER PROVISIONS As the Florida Association of Counties' chart comparing the provisions of the 20 different charter counties indicates, the scope and treatment of subjects covered in charters differ from county to county. Generally, however, the main issues to be decided when proposing a charter include whether: a) the Constitutional Officers remain independent as set forth in Article VIII or are some or all of the positions abolished and the respective functions transferred to new Charter Officers whose duties, qualifications, and independence are spelled out in the Charter; b) county ordinances preempt municipal ordinances, or whether the cities maintain the ability to "opt out" of some or all county ordinances; c) county commissioners are elected in single member or at -large districts or some combination thereof; 10 d) there are specific requirements, limitations, or conditions placed upon those running for and /or holding charter offices such as term limits, campaign finance limits, and partisan or non - partisan elections; e) citizens can initiate changes to the charter and county code via the initiative process and if so, whether that power is limited with respect to any particular subject matter; f) there will be a residency requirement for some or all appointed officers; and g) there will be different requirements for municipal annexation than provided for under state law. The courts have weighed in on some of these issues. See, e.g., Browning v. Sarasota Alliance for Fair Elections, 968 So.2d 637 (Fla. 2007); Cook v. Jacksonville, 823 So.2d 86 (Fla. 2002); Broward County v. Ft. Lauderdale, 480 So.2d 631 (Fla. 1985); Demings v. Orange County Citizens Review Board, 15 So.3d 604 (Fla. 4 DCA 2009); Elected County Mayor Political Committee, Inc. v. Shirk, 939 So.2d 1267 (Fla. 2d DCA 2008); Pinellas County v. City of Largo, 964 So.2d 847 (Fla. 2d DCA 2007); and Seminole County v. City of Winter Springs, 935 So.2d 521 (Fla. 5 DCA 2006). The most controversial of these issues will be addressed below. Constitutional Officers In "charter counties, the electorate has an option of either maintaining these independent constitutional offices or abolishing them and transferring their responsibilities to the board of the charter county or to local offices created by the 11 charter. [Art. VIII, § 1(d)] However, the constitution does not allow for the piecemeal transfer of responsibilities from an independent constitutional officer." Demings, 15 So.3d at 606. In other words, if the drafters of a charter wish to modify or alter the election criteria and /or duties for any of the five constitutional officers, the proposed charter would have to completely eliminate the constitutional office and assign those duties to an entity created under the charter. The decision to replace a constitutional officer with a charter officer is not irrevocable. In 1996, Orange County voters re- established three of its constitutional offices four years after voting to create charter offices. See, § 703, Orange County Charter; see also, Demings, 15 So.3d at 606. As the FAC comparative chart reveals, some counties have replaced constitutional officers with charter officers but others have not. Others, such as Miami- Dade and Osceola counties, have abolished some constitutional offices and transferred their duties to departments subordinate to the County Commission or County Administrator. Because the issue of infringing on the independence of constitutional officers has proven so controversial, some counties have left those offices untouched in their original "starter charters ", only to return to the issue during the charter review and /or amendment process. While it is important to note that the materials being put forth by the citizens' group advocating charter government lobby for leaving the constitutional officers as they are now, there is no guarantee that the charter commission appointed by the Legislative delegation will ultimately include such a provision in the charter. As mentioned above, the proposed charter that is ultimately submitted to the voters for consideration will be 12 the work product of the charter commission, not the Legislators or County Commissioners appointing members to that panel or the citizens' group advocating for charter government through the petition process. Municipal Pre - emption A second optional provision that may prove controversial is whether County ordinances will pre -empt those adopted by municipalities located within the county. In a non - charter county, a county may enact ordinances having county -wide application provided that the ordinance is not in conflict with general or special law but that ordinance is not effective within a municipality if the municipality adopts an ordinance in conflict with the county ordinance. See, Art. VIII, § 1(f). However, in a charter county, the "charter shall provide which shall prevail in the event of conflict between county and municipal ordinances." Art. VIII, § 1(g). It is not necessarily an "all or nothing" proposition because some county charters limit the subject matter in which the County code prevails over municipal ordinances, while others permit the County to set the minimum standards for a particular subject matter but allow the cities to have stricter rules. Not surprisingly, this issue has led to litigation between cities and counties over the interpretation of the relevant charter's pre - emption provision. See, e.g., Seminole County v. City of Winter Springs, 935 So.2d 521; and Broward County v. Ft. Lauderdale, 480 So.2d 631. 6 An example of a state general law that prohibits a county from adopting an ordinance that is effective county -1vide would be F.S. 163.3171(1) &(2), which limits a county's ability to regulate zoning ivid" the territorial limits of a municipality. 13 Qualifications and Limits for Candidates and Officers A charter can impose additional qualifications or limits on candidates for office and official holders elected to positions created under a charter that are different than in a non - charter county. The key issue here is whether the office in question is created by the charter or by the State Constitution. A county charter cannot alter the requirements office set forth in the State Constitution for a constitutional office but it can set its own requirements for charter offices. For example, county charters can impose term limits on charter officers, but not on constitutional officers left unaffected by the charter. See, Cook, 823 So.2d 86. In that case, the Supreme Court struck down term limits for constitutional officers in Duval County ( "the Consolidated City of Jacksonville ") and Pinellas County since the respective charters left the constitutional officers in place and did not replace them with charter officers. Had the relevant offices been created under the charter, the term limit provisions would have been upheld. In Voiusia County v. Quinn, the Fifth District upheld a charter provision requiring certain charter officers to run in non - partisan as opposed to partisan elections. 700 So.2d 474 (Fla. 5 DCA 1997). Several counties have adopted charter provisions making certain charter offices non - partisan. A similar provision could be included for county commissioners. The Leon County Charter expressly limits the amount that can be donated to a candidate for any County office to $250 per election. This provision was adopted in November 2010 so it remains to be seen if it will sustain any court challenges. 14 Citizen's Initiative and Binding Referendums Citizens in non - charter counties do not have the ability to bypass their elected county commissions and place items on the ballot for consideration of the voters in a binding referendum. In short, the State Constitution vests the legislative power in a non - charter county with the County Commission and state law does not contain a provision which authorizes a County to adopt an ordinance or otherwise delegate that legislative power to the electorate. In fact, in the absence of specific statutory authority, the Commission can only seek input from county voters through a non - binding referendum as provided for at F. S. 125.01(1)(y). County charters may include a citizens' initiative provision, but one is not required. As the FAC materials make clear, this issue has been addressed in a variety of methods by the 20 charter counties. If such a provision is to be included, issues to be addressed include the threshold number of petitioners necessary to trigger the provision; whether any time limits have been imposed on gathering signatures on petitions; and whether the BOCC must act on the petition or hold a referendum within a certain period of time or, alternatively, whether the referendum can wait until the next county -wide general election. Given the expense associated with holding a county -wide special election, this latter issue could have significant financial repercussions. MANDATORY CHARTER PROVISIONS State law requires that charters contain certain provisions regarding a) the process of amending and revising the charter; b) requirements for holding elective charter office; c) determining vacancies in charter office positions; d) salaries for charter 15 officers; e) the transfer of functions from non - charter government to charter government; and f) the form of government that the county will adopt under the charter, including the executive and legislative functions. These issues can be explored in greater depth if the Commission desires further information. OTHER CONSIDERATIONS: The adoption of a charter could form the basis for other reforms to local governance. For example, the charter could include a civil service mechanism to replace the Monroe County Career Service Council, which was created by Special Act of a the Legislature and which provides civil service type protections for most employees of the BOCC, the FKAA, the Mosquito Control District, and Keys Energy Services. A charter could set forth the parameters for consolidating independent districts such as the FKAA, Mosquito Control, and the Key Largo Wastewater Treatment District into a more unified county government. However, since those districts are creations of the Legislature, any consolidation of these agencies would require the approval of the Legislature and could not be done merely by adopting a county charter or amending one in the future. Additionally, a charter could provide for a different mechanism for delivery of services currently being provided by the County in one form or another. For example, the charter could create a charter office of County Prosecutor, elected by the voters and charged with enforcing the County Code. Currently, the county code is enforced in a 16 variety of ways. Animal control violations are prosecuted by the animal control contractors who may employ a lawyer of the contractor's choosing. Often the contractors have been assisted by attorneys volunteering their time. Second, civil and administrative violations of the County Code are prosecuted through the Code Compliance Department and the County Attorney's office. Finally, the State Attorney prosecutes criminal violations of the County Code. Some or all of these functions could be consolidated into a charter office. This example has been included for illustrative purposes only, to highlight the possibilities that a charter creates, not to suggest that the current service providers are lacking in any way or to advocate for the creation of such an office. The foregoing examples would be subjects for consideration by a charter commission. Whether any of these examples are worthy of being included within a charter is a matter far beyond the scope of this memo. CONCLUSION Becoming a charter county represents a fundamental paradigm shift in local governance. The process can be expensive and time consuming, especially if the decision is made to appoint a charter commission. The Commission and ultimately the voters will have to decide whether the perceived benefits of a charter outweigh the costs associated with seeking one. 17 Attachments 1. Charts prepared by CAY using 2009 Census estimates highlighting the populations of charter and non - charter counties. a. Florida Counties sorted by population b. Florida Counties sorted alphabetically 2. Florida Association of Counties materials a. Basic Differences Between Charter & Non - Charter Counties b. Florida Charter Counties, one sheet overview c. Detailed comparison of Charter Counties by topic i. Legislative Body ii. Constitutional Officers iii. Executive Branch /County Executive /Manager iv. County Attorney v. Pre - emption of Municipal Ordinances vi. Ethics and Elections vii. Recall Elections Held viii. Initiatives and County Ordinances ix. Amending Charter by Petition x. Amending Charter by Charter Review Commission A. Amending Charter by County Commission d. County Government Structure in Florida by Aubrey Jewett 3. Escambia County Materials a. Background memo b. January 8, 2010 news article Government Consolidation Plan Hits Roadblock: Escambia Withdraws Support for 2010 Vote c. House Bill 1431 Staff Analysis on Escambia Consolidation Bill d. Taxes in Florida Medium -Sized Charter and Non - charter Counties, by Wynn Teasley and Donald Steacy, University of West Florida. 4. St. Johns County Materials a. Background memo b. 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County Government Structure in Florida Aubrey Jewett, University of Central Florida Aubrey Jewett i .'i A county government's structure refers to the political institutions and processes created by the state to legally operate a county, the formal role and authority of the various county officials who must abide by those processes and operate within those institutions, and the methods used to select those officials. The structure of county goverment sets the level of independence a county has from the state in making and implementing policy. The structure delineates who is responsible for making policy in a county (the legislative function) and who is responsible for overseeing the implementation of policy (the executive function). The structure also affects how well county residents are represented by their elected county officials, whether or not they are allowed to exercise local direct democracy (voting on initiatives, referenda and recall), the types of services provided by their county, and how efficiently those county services are delivered. In Florida there are three basic structures affecting county government: charter status; form of government; and districting plan. The first question is whether a county has decided to adopt a charter or not. Florida's 20 charter counties have more freedom in making decisions than the 47 non - charter counties.' Charter status also affects the form of county government that can be chosen, the districting plan that can be chosen, and how the form and plan can be changed. The second structure is the actual form of goverment used to organize a county. Florida has three options for form of goverment: the traditional county commission used in some variation by ten counties; the commission - administrator (or manager) used by 54 counties; and the commission - executive used by three counties. Two of the executive counties, Duval and Miami -Dade, have additional unique county structures: consolidated city-county government and federated government respectively. The third structure is the districting plan used to select county commissioners including the number of commission seats. In Florida, counties use three basic schemes for elections: single member districts in operation in 23 counties; at -large district residency systems employed by 38 counties; and mixed systems found in the other six counties. After a brief review of the evolution of county government structure in the United States and in Florida, this chapter examines each of these three basic county government structures in Florida. THE EVOLUTION OF COUNTY GOVERNMENT STRUCTURE All states but Connecticut and Rhode Island have operational county governments, although Alaska calls their county-type government boroughs and Louisiana calls them parishes. Historically rural county government was the most important type of local government in the southern, Midwestern and wester United States (New England relied more heavily on town government). By the early to mid 1800s counties acted as the primary administrative arm of state government in these areas. Florida County Government Guide TRADITIONAL STRUCTURE OF COUNTY GOVERNMENT Most counties had a similar government structure —the traditional county commission form of government. Under this form, county residents elected a number of officials to oversee administration of specified state responsibilities (often called "row" officers around the country because the office labels usually occurred in a row on the ballot). County residents might elect a sheriff and judge to maintain public order (and a county coroner for when public order failed), a county clerk to keep public records, and a tax assessor and tax collector to bring in revenue. County residents also elected a board of county commissioners (known by various names in different states) who would, in the limited fashion allowed by the state, both make and implement some additional policies for the county (one of the only types of government in the U.S. that violates the doctrine of separation of powers for the legislative and executive branch). The legal doctrine known as Dillon's Rule meant that states could (and usually did) treat their local governments, including counties, as "creatures of the state," heavily regulating their goverment structures and rarely allowing them to take independent action. The historical relationship between Florida and its counties (and cities) unfolded in much the same way. And so by 1949 -1950 in Florida the structure of local goverment was virtually identical across its 67 counties. Under the traditional commission form of government, the residents of each county elected a county commission (that would select a chairman from its members), county judge, county court clerk, sheriff, tax assessor, tax collector, and registration supervisor. Florida counties were tightly controlled by the state legislature under the philosophy of Dillon's Rule. Under this rule, local governments were prevented from doing anything not specifically authorized by state laws. Counties who wanted even small changes in their structure or responsibilities had to petition the legislature to pass a special act —a statute drafted specifically naming a city or county and not applicable to the entire state like a general act. Consequently hundreds of special acts were passed by the Florida legislature each year in a very cumbersome and inefficient process of micromanagement. The flaws in this unwieldy system became more exposed as growth in Florida accelerated by two to three million people a decade in the 1950s and 1960s. Florida's counties could not take innovative action on the myriad problems caused by massive sustained growth unless specifically authorized to do so by the legislature . REFORMING THE STRUCTURE OF COUNTY GOVERNMENT However, as states across the country became more urban in the 20 th century, progressive y granted more power and independent responsibility reformers called for change and counties were slowly for local governance. Fast growing urban counties began to provide a larger number of services in addition to their traditional responsibilities. Counties began to experience variations of home rule and some counties even began getting charters from their state granting expressed powers of self - government. As expectations for counties grew, many states and communities began to look at changing county government structure to try and provide more professional, efficient and effective service to citizens. Thus the traditional county commission form of government began to give way to the commission - manager form or even the commission - executive form. All these trends were evident in Florida by the 1950s as state and local officials and academics began to question the effectiveness of the traditional commission form of county government in fast - growing counties and began to advocate and allow structures with more independence from the state and with more professional administration or stronger political leadership. Finally in the late 1960s and early 1970s Florida made specific constitutional and legal changes to reform county government structure. The state adopted a new Constitution in 1968. Article VIII Section lc of the new Florida Constitution ve ga counties the option of adopting a charter to establish their government. And under Section 1 g charter counties gained significant powers of home rule that allow them to do anything not specifically prohibited by state law. Article VIII also set up a system of government for non - charter counties establishing county officers and commissioners and even providing for a more limited version of home rule for these counties as spelled out by state law. Following up on these constitutional changes and to clarify and overcome r[orrda County Government Guide resistance to home rule, state lawmakers passed legislation in 1971 (the County Home Rule Act), 1973 (Municipal Home Rule Powers Act), and 1974 (the County Administration Law and Optional County Charter Law) setting up a code of county powers that exNanded home rule for non - charter counties and repealed a number of laws that narrowed county power. While these changes did provide counties with more home rule flexibility, the legislature continues to restrain counties in two major ways." First the Florida legislature retains strict control over the revenue sources a county can adopt and caps the level of taxes a county can charge. And second, lawmakers continue to pass unfunded mandates that require counties to take on additional administrative and policy responsibilities without providing money to pay for them. While not providing absolute home rule, the new constitutional provisions and state statutes in Florida have given counties more independence than they once had (although with charter counties still having somewhat more discretion than non - charter counties) and have given counties more choices for structure and form of government. CHARTER AND NON - CHARTER COUNTIES One of the most important structural variations for Florida county government is whether or not a county has adopted a charter. Counties that adopt a charter are called charter counties and the ones that have not are called non - charter counties. While reforms to county government in Florida have given all counties more independence, charter counties do differ in significant ways from non - charter counties. As of 2010, 20 counties in the Sunshine State have adopted a charter allowing significant home rule (see Table 2.1). The other 47 counties have not adopted a charter, but could do so following the procedures outlined in the Constitution and state statute. Table 2.1. Florida's Charter Counties and the Dates Chartered. TI Alachua 1987 Miami -Dade 1957 Brevard 1994 Orange 1986 Broward 1975 Osceola 1992 Charlotte 1986 Palm Beach 1985 Clay 1991 Pinellas 1980 Columbia 2002 Polk 1998 Duval 1967 Sarasota 1971 Hillsborough 1983 Seminole 1989 Lee 1996 Volusia 1971 Leon 2002 Wakulla 2008 Florida Association of Counties. COUNTY CHARTERS j tin Ldp A county charter is a state grant of authority that sets forth governmental boundaries, powers and functions, structure and organization, methods of finance, and means of electing or appointing local officials. In other words, a charter may be thought of as a type of local government constitution. Figure 3.1 displays the contents of the Orange County Charter, which lays out the general powers of Orange County government, creates the legislative branch (the county commission) and executive branch (an elected mayor and appointed administrator), sets up administrative divisions, a commission and board for planning and zoning and zoning adjustment, grants direct democracy to county residents, and establishes a number of general provisions including the process for amending the charter, the establishment of Florida County Government Guide 9 Figure 2.1. Orange County Charter. P��BLE PAGE ARTICLE I POWERS OF GOVERNMENT I 101. Body corporate and politic. 1 102. Name and boundaries. 1 103. General powers of the county. 1 104. Special powers of the county. 1 105. Transfer of powers. 2 106. Security of the citizens. 2 107. Casino gambling. 2 108. Division of powers. 3 109. Construction. 4 110. Severability. 4 ARTICLE 11 LEGISLATIVE BRANCH: BOARD OF COUNTY COMMISSIONERS 4 201. Board of County Commissioners. 5 202. Commission districts. 5 203. Structure of board. 5 204. Terms of county commissioners. 5 205. Compensation. 5 206• Vacancies; incapacity or absence due to military service. 6 207. Power and duties. 6 208. Organization. 7 209. Meetings. 7 210. Enactment of ordinances and resolutions. 7 211. Code of ordinances. 8 212. Noninterference. 8 ARTICLE III 213. Temporary Succession Plan. EXECUTIVE BRANCH 8 8 301. County administration. 10 302. County mayor. 10 303. County administrator. ARTICLE IV ADMINISTRATIVE DIVISIONS, OFFICERS AND AGENCIES 10 12 401. General provisions. 13 402. Initial divisions and administrative regulations. ARTICLE V PLANNING AND ZONING COMMISSION AND BOARD 13 13 OF ZONING ADJUSTMENT 501. Creation of Orange County Planning and Zoning Commission. 14 502. Creation of board of zoning adjustment. 14 503. Review ofplanning and zoning commission's and board of zoning adjustment's decisions. 505. Voluntary annexation. 15 ARTICLE VI INITIATIVE, REFERENDUM AND RECALL 15 601. Initiative and referendum. 17 602. Procedure for initiative and referendums. 17 603. Limitation. 17 604. Power Of recall. 18 605. Nonpartisan elections. ARTICLE VII GENERAL PROVISIONS 18 18 701. Charter amendment by board 20 702. Charter review commission. 20 703. County officers. 20 704. Conflict of county ordinances with municipal ordinances; 21 705. Bonds. 21 706• Legal actions involving county. 23 707. Code of ethics. 23 708. Existing contracts. 23 709. Uniform budget procedure. 23 710. Effect on special acts. 24 711. Home Rule Charter transition. 24 712. Audits of county officers. ARTICLE VIII CITIZEN REVIEW BOARD 24 24 801. Citizen review board. ARTICLE IX ORANGE COUNTY / CITY OF ORLANDO CONSOLIDATION 25 25 OF SERVICES STUDY COMMISSION 901. Orange County / City of Orlando Consolidation of Services Study Commission. 26 Source: Orange County Supervisor of Elections as edited by the author. Florida County Government Guide 10 i i d�t i q F, r, county officers (the traditional five found in most Florida counties), and the resolution of conflict between county ordinances and municipal ordinances in the thirteen cities and towns within the border of Orange v County. ADOPTING AND REVISING A CHARTER Two counties, Miami Dade and Duval, have charters that were originally established by a special act of the legislature followed by a referendum. These charters were "grandfathered" into the 1968 Constitution and have since been significantly revised. Since that time Article VIII, Section 1(c), of the Florida Constitution states that county government may be established by charter but that the charter can only be adopted, revised or repealed by a vote of county residents in a special election. Chapter 125 of the Florida Statutes spells out the detailed procedures. In brief the county commission must set up a charter commission by resolution or upon receiving a petition from 15% of the county voters. Charter commission members are selected by the county commissioners (or, if a petition specifies, by the legislative delegation). The charter commission must then conduct a comprehensive study of county government and within 18 months of first meeting report back to the county commissioners and present a proposed charter. Three public hearings must be held so that the charter can be revised based on citizens input. The county commission must then set up a special election between 45 and 90 days from date of final proposal and the charter is adopted if a majority of county voters approve. Once adopted the revision process is governed by the charter. Frequently amendments can be proposed by petition of the county residents, or the board of commissioners or a charter review committee that might be assigned to meet periodically under the terms of the charter. Regardless of how an amendment is proposed, all changes must be approved by the voters in a referendum election. The most common types of proposed changes have to do with duties of local officials, charter review ratification, charter language (usually getting rid of out -of -date language), and financial matters. 12 CHARTER AND NON - CHARTER COUNTIES The general underlying difference between charter and non - charter counties is the extent of home rule and freedom from state control. The Florida Constitution states that charter counties "shall have all powers of local self - government not inconsistent with general law..." and that non - charter counties "shall have the power of self - government as is provided by general or special law." This is a subtle difference but in essence means that charters counties can do what they wish as long as it does not conflict with state law while non - charter counties can only do what state statute allows them to do. A number of important differences between charter and non - charter counties are displayed in Table 2.2. In addition to more general powers of self - government, charter counties have a structure of government specified in the charter and approved by county residents tailored to meet county needs whereas non - charter counties must use a structure specified in state law and those options could only be changed by the Florida Constitution or legislature. Charter counties can provide direct democracy for their residents while non - charter counties do not. County charters can require an administrative code detailing regulations, policies and procedures while state statutes do not require an administrative code for non - charter counties. Non - charter counties cannot levy a utility tax in the unincorporated areas while a county charter can provide for a "municipal utility tax" to be levied in the unincorporated area. And county ordinances do not apply within municipalities in non - charter counties while a charter can decide which ordinance would prevail in the case of conflict. Florida County Government Guide 11 Non - Charter Counties. CHARTER Structure of county government specified in State Coon and Florida statutes. Only amending the State Constitution or state law can change structure. Counties have powers of self - government as prescribed by the state legislature. State statutes do not provide for initiative or referendum, or recall of county officers. State statutes do not require an Administrative Code. County cannot levy a utility tax in th unincorporated area. County ordinance will not apply in a municipality if in conflict with a municipal ordinance. Structure of county government specified in charter as approved by the electorate. Structure can be tailored by the local electorate to meet the needs of the county. Counties have all powers of self - government unless they are inconsistent with the Constitution or state law. County charter may provide for initiative, referendum and recall at the county level. County charter can require an Administrative Code detailing all regulations, policies and procedures. County charter can provide that a "municipal utility tax" is levied in the unincorporated area. When there is a conflict between a county ordinance and a municipal ordinance the charter will provide for the resolution. Source: Florida Association of Counties as supplemented by the author. THREE FORMS OF COUNTY GOVERNMENT There are three basic forms of county government in use in Florida. The traditional commission form, the commission - administrator or manager form, and the commission or council- executive form. These forms are also typically found in most counties across the country. The primary difference between these three forms is who is responsible for implementing policy. In the commission form, policy implementation is handled by the board of commissioners. However in the commission - administrator or manager form an administrator or manager appointed by the commission oversees implementation of policy. And in the commission - executive form an elected executive (typically a mayor) oversees policy implementation. In all three forms a board of county commissioners meets and makes policy for the county. In addition, regardless of government form, almost all counties have five other county officers that are popularly elected by county voters. These row officers are called constitutional officers in Florida since their existence at the county level is mandated in Article VIII, Section 1(d), of the state constitution. These constitutional officers perform a variety of administrative duties and policy functions for the state and county. OPTIONS FOR CHARTER AND NON - CHARTER COUNTIES Charter and non - charter counties have different options for structure of government. When a county drafts and adopts a charter it can pick the manager form or the executive form as a model and modify substantially based on local needs (and in fact state statute actually gives a third choice to charter counties: the county chair - administrator plan which is not currently in use in the state). If a charter county wants to change its form of government then it must revise its charter. Non - charter counties may simply stay with their existing commission form of government (with some slight modifications allowed) Florida County Government Guide 12 V. Source: Data collected by the author. Note: Date of adoption for non - charter counties is the year the commission adopted the county administrator law into the county code (dates for Baker and Glades are estimates). For charter counties it is the year of charter adoption (or for Miami -Dade the year of charter revision ofform ofgovernment). *These four counties employ a county coordinator who performs some of the duties of an administrator for the commission but have not adopted the county administrator form ofgovernment into county code. Florida County Government Guide 13 k 3 or choose the commission - administrator form. 14 If a non - charter county wants to change its form of government it has two options. It may simply choose the county administrator form of government by Table 2.3. Three Forms of County Government in Florida with Date of Adoption of New Form. Charter Counties in Italics Commission Administrator or Manager Executive (Terms used interchangeably in Florida) Administrator Manager (mayor County Date County Date County Date County Date Calhoun N/A Baker 1990 Alachua 1987 Duval 1968 Franklin N/A Broward 1975 Bay 1987 Miami Dade 2007 Hamilton* N/A Charlotte 1986 Bradford 1993 Orange 1986 Jefferson* N/A Citrus 1999 Brevard 1994 Lafayette N/A Desoto 1987 Clay 1991 Levy* N/A Escambia 1985 Collier 1993 Liberty N/A Flagler 1995 Columbia 2002 Madison* N/A Gadsen 1989 Dixie 7 Suwannee N/A Gilchrist 2004 Glades 1995 Union N/A Gulf 1993 Hardee 2001 Hendry 1978 Lake 1990 Hernando 1983 Lee 1996 Highlands 1991 Nassau 1986 Hillsborough 1983 Osceola 1992 Holmes 2006 Polk 1998 Indian River 1990 Seminole 1989 Jackson 1984 Volusia 1971 Leon 2002 Manatee 1991 Marion 1983 Martin 1981 Monroe 1977 Okaloosa 1993 Okeechobee 1992 Palm Beach 1985 Pasco 1974 Pinellas 1980 Putnam 1990 Santa Rosa 1989 Sarasota 1971 St. Johns 1990 St. Lucie 1959 Sumter 1983 Taylor 2003 Wakulla 2008 Walton 1984 Washington 1991 V. Source: Data collected by the author. Note: Date of adoption for non - charter counties is the year the commission adopted the county administrator law into the county code (dates for Baker and Glades are estimates). For charter counties it is the year of charter adoption (or for Miami -Dade the year of charter revision ofform ofgovernment). *These four counties employ a county coordinator who performs some of the duties of an administrator for the commission but have not adopted the county administrator form ofgovernment into county code. Florida County Government Guide 13 passing an ordinance eXpressly adopting the County Administration law of 1974 (per Ch. 125.70, Florida Statu ses) or it can choose to become a charter county and adopt a charter as described above. Current ten Florida non - charter counties still use some variation of the traditional county commission form counti es (both charter and non - charter) employ the county manager or admini strator f and three charter counties have elected to m i the tuional officers are chosen Table Charter and even abolishing the also have the flexibility counties ° as long changing how the co rig as t positions long as the duties assigned° option state w ell, butwould need to get special la charter counties technically have this w passed by the legislature first and then approved by county voters. 'r .ADMONAL COUNTy COMMISSION FORM sion form of government has been in existence nationally since the The traditional county late 19'� cen It is characterized by two major features: (1) the existence of a plural executive (county constitutional officers plus the board of county mm, executive functions. It t is a system m � board of with county commissioners) that performs both legislative d executive splintered executive authority that was � � � bi bosses" and corrupt greatly cal pout c�ans):1'here is no single officials (the era of machine politics vv� g person responsible for the administration o mmissioners The organizational chart for the county commi heads report directly to the board of system used in Franklin County is shown in Figure Florida counties�that co continue e in� some variation of this Waal population, it is not surprising that all th form are smaller counties located in the Florida Panhandle. And while technically Florida still has 10 non - charter counties that have not adopted the County Administration Law by local ordinance and changed to the commission - administrator form of government, four of these counties fH�amialtmoe duties as a formal oounty �sadministrathr or d a�"ca� "county coordinator" that performs many Figure 2.2. Traditional Commission Form of Government, Franklin County, Florida. oar o Supervisor of Property County Tax Collector Clerk of Cou County Sheriff Appraiser i Elections Extension Mosquito Parks & Planning & Public Public veteran Animal FMngmnt. mergency Library Works Services An Control S ervice Control Recreation Building Source: Franklin County website, organizational chart designed by the author. CONSTITUTIONAL OFFICERS The five constitutional officers who are elected county-wide on a partisan ballot with no term limits in all Florida non - charter counties and almost all charter counties include: the clerk of courts, property appraiser, tax collector, supervisor of elections and sheriff. While several charter counties have 14 Florida County Government Guide made small changes to this arrangement (for instance a non - partisan supervisor of election in Leon or a board of county commissioner auditor in Osceola), only one, Miami -Dade, has made significant alterations. Under their county charter the county officers are appointed and there is no agency called a "sheriff's" office. 15 Each of the five constitutional officers administers his or her own office, although each must obtain budgets and facilities from the board of commissioners. The sheriff usually submits the largest single budget request, covering countywide law enforcement and the operations of the county jail. It is not uncommon for sheriffs to press their county commissioner for sizable budget increases, more deputies, and larger jails. County commissioners may risk appearing "soft on crime" if they continually oppose the sheriff's requests. However, if they do and the sheriff believes it is insufficient, under Florida Statutes, the sheriff has the right to appeal the commission's budget decision to the state Administration Commission (governor and the cabinet). 16 Constitutional officers perform many essential tasks for the state and the county: • Sheriff. oversees law enforcement, public safety and often corrections for the county. • Property appraiser: assesses the fair value of all property so that property taxes can be computed. 6 ! V • Tax collector: receives property tax and other payments for both the county and state. • Supervisor of elections: registers voters and organizes all elections in the county. • Clerk of the courts: maintains public records and is clerk to the county commission. 17 DUTIES OF THE BOARD OF COUNTY COMMISSIONERS Florida law lays out a large number of specific duties for commissioners in non - charter counties. Some of the more important commission duties in Ch. 125.01 of the Florida Statutes include: • Adopt an annual budget to control county fiscal year expenditures. • Levy taxes and special assessments; borrow and expend money; issue bonds, revenue certificates and other obligations. • Adopt county ordinances, resolutions, and rules of procedure, prescribing fines and penalties for violations of ordinances. • Provide for the prosecution and defense of legal causes on behalf of the county. • Provide and maintain county buildings. • Prepare and enforce comprehensive plans for development of the county. • Establish, coordinate and enforce zoning and business regulations necessary for public protection. • Place issues on the ballot at any primary, general, or special election. • Provide services related to the health and welfare of citizens, such as fire protection, parks and recreation, and waste collection/disposal. • Appoint members to and create Boards, Authorities, Committees and Commissions as required by law. Commissioners in charter counties are given a shorter list of specific responsibilities because their charters can be modified to add additional responsibilities. Chapter 125.86 of Florida Statutes lists these eight duties: lorida County Government Guide 15 • Advise and consent to all appointments by the executive for which board confirmation is specified. • Adopt or enact, in accordance with the procedures provided by general law, ordinances and resolutions it deems necessary and proper for the good governance of the county. • Appoint a clerk to the board who shall serve at its pleasure and keep the records and minutes of the board. • Approve the annual operating and capital budgets and any long -term capital or financial program. • Conduct continuing studies in the operation of county programs and services and take action on programs for improvement of the county and the welfare of its residents. • Adopt, and amend as necessary, a county administrative code to govern the operation of the county. • Adopt, pursuant to the provisions of the charter, such ordinances of countywide force and effect as are necessary for the health, safety, and welfare of the residents. It is the specific legislative intent to recognize that a county charter may properly determine that certain governmental areas are more conducive to uniform countywide enforcement and may provide the county' government powers in relation to those areas as recognized and as may be amended from time to time by the people of that county. • All other powers of local self - government not inconsistent with general law as recognized by the Constitution and laws of the state and which have not been limited by the county charter. COMMISSION MEETINGS One of the main responsibilities of any county commission in Florida is to meet regularly as a group and make policy. Most county commissions select a Chair and a Vice Chair to help run the meetings (some even select a 2" or 3` Vice Chair). The Broward County Commission selects a Mayor and Vice Mayor from the Board, although they are functionally equivalent to Chairs and Vice Chairs and not to be confused with elected mayors wielding executive power. Commission meetings must be announced ahead of time and the agenda for the meeting must be made available ahead of time as well. County residents must be given an opportunity to speak and bring up issues they are concerned about. Minutes must be kept of board actions and made available to the public. COMMISSION - ADMINISTRATOR OR MANAGER FORM By far the most popular form of government in Florida today is the commission - administrator or manager form of government. Fifty -four counties have chosen this form of government. All but one of the counties with this form of government adopted it since the reforms of the late 1960s and early 1970s. St. Lucie County, a non - charter county, got a special act of the legislature passed in 1959 granting permission to create a commission - administrator form of government. Figure 2.3 shows the organizational chart for St. Lucie county government. The key difference between this form and the traditional commission form is the separation of powers between making policy and executing policy. The board of commissioners passes ordinances but hires an administrator or manager to execute the policy and oversee the various departments under the Florida County Government Guide 16 board's control. Technically under Florida's County Administration Law the proper term for the person hired to implement policy and oversee day to day operations in a non - charter county is "administrator." And technically the proper term for that person in charter counties is "manager" according to the Optional County Charter Law. However, as Table 2.3 shows, the terms are used interchangeably by charter and non - charter counties. So as a practical matter in Florida a commission - administrator form of government is equivalent to a commission - manager form of government. Figure 2.3. Commission - Administrator Form of Government, St. Lucie County, Florida. Clerk of County Property County Supervisor Tax Courts Sheriff Appraiser Commission of Elections Collector Assistant County Administrator Community W Environmental Services County County Administrator Attorney I Media I Relations iagement & Human Budget I I Resources Public Safety & Parks & Ffl Mosq uito Cntrl, Recreation & Coastal Mgt. Planning & Public Works Development Source: St. Lucie County website; organizational chart adapted by the author. Again, the meaningful difference is between charter and non - charter counties. Regardless of what the person is called, in charter counties the duties are largely governed by the county charter. Specifically Chapter 125.84, Florida Statutes, succinctly says: "The county manager shall be appointed by, and serve at the pleasure of, the board and shall exercise the executive responsibilities assigned by the charter." Conversely in non - charter counties the duties are largely governed by state law (Chapter 125.74, Florida Statutes) and administrators are legally kept on a fairly short leash: "It is the intent of the Legislature to grant to the county administrator only those powers and duties which are administrative or ministerial in nature and not to delegate any governmental power imbued in the board of county commissioners..." The duties assigned by the legislature include: El � • Administer and carry out the directives and policies of the board of county commissioners and enforce all orders, resolutions, ordinances, and regulations of the board to assure that they are faithfully executed. Florida County Government Guide 17 • Report to the board on action taken pursuant to any directive or policy and provide an annual report to the board. • Provide the board with data or information concerning county goverment and advice and recommendations on county government operations. • Prepare and submit to the board an annual operating budget, a capital budget, and a capital program. • Establish the schedules and procedures to be followed by all county departments. • Prepare and submit to the board after the end of each fiscal year a complete report on finances. • Supervise the care and custody of all county property. • Recommend to the board a current position classification and pay plan for all county positions. • Develop, install, and maintain centralized budgeting, personnel, legal, and purchasing procedures. • Organize the work of county departments and review the departments, administration, and operation of the county and make recommendations pertaining to reorganization by the board. • Select, employ, and supervise all personnel and fill all vacancies under the jurisdiction of the board. However, the employment of all department heads shall require confirmation by the board. • Suspend, discharge, or remove any employee under the jurisdiction of the board pursuant to procedures adopted by the board. • Negotiate leases, contracts, and other agreements for the county, subject to approval of the board. • See that all terms and conditions in all leases, contracts, and agreements are performed and notify the board of any noted violation thereof. • Attend all meetings of the board with authority to participate in the discussion of any matter. • Perform such other duties as may be required by the board of county commissioners. Statutes make clear that managers and administrators are not to engage in policy making. Instead they must only faithfully execute the decisions made by the commission. Of course, what is on paper is not always the way things work in real life. And so managers and administrators often have great say over what ordinances the county commissioners adopt, what decisions they make, and what budgets they pass. The managers and administrators are full -time employees and have a large information advantage over their commissioners, particularly in small- and medium -sized counties where the commission y ers ma have other full- or part-time jobs. Managers bring problems to the attention of the board, which allows them to help set the agenda. They also propose budgets and do research on policy problems and so can help steer the board to their desired course of action. Of course, county administrators or managers have a tough and tricky job and they have to be careful not to obviously exceed their authority or anger the commissioners. Because if they do, the same commissions that hire managers or administrators can also fire them! COMMISSION - EXECUTIVE FORM Only three charter counties have adopted the commission - executive form of government (technically called the "county executive form" in Florida Statutes): Duval; Miami -Dade; and Orange. Florida County Government Guide 18 Like the commission - administrator form, the commission - executive form differs from the traditional commission form in that there are separate roles for making policy and implementing policy. However, it differs from the commission - administrator form, as well, because the person responsible for the executive role (the mayor in the case of these three Florida charter counties) is elected by the county voters rather than appointed by the board of commissioners. And unlike an administrator or manager, the mayor in this form of government is expected to help formulate policy. In each of those three counties, the mayor is expected to suggest policy to the board and influence what is actually passed. In Orange County, the elected mayor actually chairs the commission meetings and has an equal vote with the other six commissioners. In Miami -Dade and Duval, the mayors can veto commission actions (subject to override by the commission). And, of course, since the office is elected, the mayor is also expected to politically lead county residents and speak publically and to the press about the direction of local policy and even, on occasion, state and national party politics. These are activities that are strictly forbidden for county managers and administrators and would almost certainly lead to termination. The mayors in all three of these counties are similar to the administrators and managers in one way, however, since the mayor is also legally responsible for the administration of county government and executing the laws that the commission passes. In fact, Chapter 125.85, Florida Statutes, lists twelve specific administrative duties that charter county executives must undertake in addition to whatever else the charter contains (they are not listed separately here as most of them duplicate the administrative functions required of county managers and administrators in state statute). The specific duties and expectations for the mayors beyond the administrative ones required by the state are set out in the charter of each county. Of course all three of these county mayors employ a full time administrator to oversee day to day operations because of the size of their counties and the enormous workload they carry. Of the three charters, Orange County has the one that might be considered the "average" example of a county executive form of government found in other states. The charters of Miami -Dade and Duval each have an interesting and unique twist on county government structure in Florida. Each was designed to help mitigate the problem of metropolitan fragmentation —the existence of many local governments in one region trying to coordinate and offer citizens services efficiently. CONSOLIDATED GOVERNMENT IN JACKSONVILLE/DUVAL COUNTY The Florida Constitution allows for the merger of local governments, including city-county consolidation, by special legislative act "if approved by vote of the electors of the county, or of the county and municipalities affected.s The logic behind consolidation is to ease fragmentation and competition between cities and counties and increase efficiency by creating one local government to replace two or more. Jacksonville and Duval County residents voted to merge in 1967, following allegations of widespread corruption in the city government, a weakening tax base, and deteriorating public schools. 1 But consolidation proposals have been repeatedly rejected by voters elsewhere in the state. Often incumbent officials and public employees fear loss of their positions; racial minorities fear dilution of their power; and other voters fear larger, more expensive, and less responsive government. Nonetheless, consolidation did replace separate Jacksonville/Duval County governments with one consolidated government. And so the legislative body for the county is called the Jacksonville City Council and the chief executive of the county is called the Mayor of Jacksonville. Figure 2.4 displays the county executive form of government for Jacksonville/Duval County. Florida County Government Guide 19 Figure 2.4. Council - Executive Form of Government, Jacksonville/Duval County, Florida. Clerk of Sheriff Property Mayor Courts Appraiser Chief Administrative Officer City Sup. of Tax Council Elections Collector Sustainable Recreation & Central Economic Information Communities Public Works Community O erations F Development Services p Commission Technology Source: City of Jacksonville website; organizational chart adapted by the author. FEDERATED GOVERNMENT IN MIAMI -DARE Another attempt to coordinate service delivery and mitigate the problems of metropolitan fragmentation is the creation of a federated local government. The Florida Constitution established home rule in 1956 and a special federated government was created in Dade County in 1957. (Dade County officially changed its name to Miami -Dade County in 1997). Interestingly, before the voters of Dade county were able to hold a referendum, the entire state got to vote on approval for this new form of government in 1956 as it was proposed as an amendment to the state constitution (subsequently it was carried forward in the new constitution of 1968). Unlike consolidation, federated government sets up a two -tier system of governance (much like the U.S. federal system sets up a structure with national and state governments). The 35 municipalities in Miami -Dade make up the lower tier of government and provide police and fire protection, zoning and code enforcement, and other typical city services paid for by city taxes. The county is the higher tier of government and provides services that are more regional in nature such as emergency management, airport and seaport operations, public housing, health care, transportation, and environmental services, which are funded by county taxes on all incorporated and unincorporated areas. The original charter changed the form of government from the traditional commission form to a county manager form. However, in 2007 the voters of Miami -Dade revised their charter creating the current commission - executive form of government. ASSESSING FORMS OF GOVERNMENT All three basic forms of county government can work effectively. However, each is designed for a certain type of county. The primary factor in having a good fit between the county and the form of government is population size. Table 2.4 shows the average population size of the counties that have each form of government. The ten non - charter counties with commission forms of government average a little less than 19,000 people. The 54 counties that have county- manager or administrator forms of government average a little over 260,000. And the three charter counties that have adopted an executive form of government average almost 1.5 million people. Florida County Government Guide 20 Table 2.4. Form of Government by Avera County Population (2009). Form of Government Average County Population Commission 18,969 Manager/Administrator 260,723 Executive 1,493,914 Source: Data collected by author. Emil There is logic to this self - sorting. The traditional county commission structure was designed for small rural counties with fairly homogenous population. Citizen expectations for services are fairly low and political conflict is rare. County commissioners can handle both making and overseeing policy and many key state functions are handled by the separately elected constitutional officers. However, as the population grows and becomes more diverse, more political conflict is bound to occur and citizens begin to expect more services. Having the county commission make and implement policy becomes difficult and inefficient —and violates the cherished political doctrine of separation of powers inherent in national and state government. Thus counties begin to gravitate towards the county manager or administrator form of government to allow a professional administrator to oversee day to day operations of county government and allow the commission to focus on making policy. Finally, as the county grows even larger and more diverse there is a need for political leadership and an elected executive. Political disagreements between diverse factions can best be overcome by strong political leadership, something a manager or administrator is ill- equipped to provide and legally cannot provide. Executive mayors that are forced to campaign, talk to voters, lay out plans for the future, and help work out compromises that various factions can live with help make large urban counties fimction. COMMISSION DISTRICT STRUCTURES There are basically two issues involved when examining the structure of commission districts in Florida: the number of commissioners and type of district. Charter status is the primary determining factor for size, although even non - charter counties have two options. Generally most counties in Florida have five districts although several charter counties (and one non - charter) have larger numbers. Federal civil rights concerns are a significant factor in the type of district that some counties use. The three basic types of districts found in Florida and across the country are: single member districts in operation in 23 counties; at -large district residency systems employed by 38 counties; and mixed systems (a combination of single member and at- large) found in the other six counties (see Table 2.5). The number and type of commission districts for non - charter counties is governed by the Florida Constitution and Chapter 124, Florida Statutes. The charter designates the number of commissioners and type of system in the charter counties. AT- LARGE, DISTRICT RESIDENCY SYSTEM Article VIII, section 1(e), of the Florida Constitution requires that county commission districts in all counties be redrawn after each decennial census and be of "contiguous territory as nearly equal in population as practicable." Additionally it states that non - charter counties will have five or seven commissioners serving four -year staggered terms (so as to keep some experienced members on the commission after each election) and that one member residing in each commission district will be elected as provided by law. Chapter 124.01, Florida Statutes, sets up an election system called an at- large, district residency system. Specifically, the county is divided into five equally populated, geographically defined districts. A r� Florida County Government Guide 21 candidate runs to represent the district he or she lives in (e.g., District 1), but all voters in the county get to vote on who shall represent that district. Thirty-eight counties, including seven charter counties, use this system and have five districts. For non - charter counties it is the default system if they do not choose something different. I SINGLE - MEMBER AND MIXED DISTRICTS Chapter 124.011, Florida Statutes, gives two more alternatives for non - charter counties: five single - member districts or a seven - member mixed system —both with staggered terms. In either case, for a non - charter county to adopt either of these systems a proposition to do so must be placed before the voters by resolution of the commission or by a petition signed by at least 10% of the county's registered voters. The single- member district plan is fairly straightforward: "each commissioner shall be nominated and elected only by the qualified electors who reside in the same county commission district as the commissioner." Twenty-three counties have single- member district elections with four charter and 15 non -charter counties having five members and four charter counties deciding on larger commissions (Orange, 6, Palm Beach, 7, Broward, 9, and Miami -Dade, 13). Table 2.5. County Commission Elections Districts: Type and Number. Charter Counties in Italics Single Member At- Large, District Residency Mixed (Single /At- Large) County # County # County # County # Bradford 5 Alachua 5 Liberty 5 Duval 19(14/5) Brevard 5 Baker 5 Marion 5 Hillsborough 7(4/3) Broward 9 Bay 5 Martin 5 Leon 7(5/2) Calhoun 5 Charlotte 5 Monroe 5 Manatee 7(5/2) Clay 5 Citrus 5 Nassau 5 Pinellas 7(4/3) Collier 5 Desoto 5 Okaloosa 5 Volusia 7(5/2) Columbia 5 Dixie 5 Okeechobee 5 Escambia 5 Flagler 5 Pasco 5 Franklin 5 Gilchrist 5 Polk 5 Gadsen 5 Glades 5 Putnam 5 Gulf 5 Hardee 5 Santa Rosa 5 Hamilton 5 Hernando 5 Sarasota 5 Hendry 5 Highlands 5 Seminole 5 Jackson 5 Holmes 5 St. Johns 5 Jefferson 5 Indian River 5 St. Lucie 5 Madison 5 Lafayette 5 Sumter 5 Miami -Dade 13 Lake 5 Wakulla 5 Orange* 6 Lee 5 Walton 5 Osceola 5 Levy 5 Washington 5 Palm Beach 7 Suwannee 5 Taylor 5 Union 5 Source: Data collected by the author. * Orange County actually has 7 voting members on the commission since the executive mayor elected countywide also has a vote. For the seven - member mixed system, five members are elected from single member districts as just described. The other two run at- large—candidates for these two seats can live in any part of the county and all county electors are eligible to vote in those elections. Manatee County is the only non- Florida County Government Guide 22 charter county currently using this system, but two charter counties, Leon and Volusia, do as well. Two other charter counties (Hillsborough and Pinellas) also have seven members but have four single members and three at- large. Finally Duval County/Jacksonville uses a mixed system and has the largest commission/council in the state at 19 total members: 14 from single member districts and five elected at- large. EVALUATING DISTRICTING PLANS �J Each of the three types of districting plan has some advantages and disadvantages. At -large district residency plans require commission members to be spread out geographically through the county to ensure that all areas receive representation, but allow all residents to have a vote for all commissioners. Theoretically, at -large elections keep commissioners focusing on the good of the whole county rather than the concerns of one area. However, at -large systems can make it more difficult for minority residents to elect a minority to the commission. If most residents vote along racial or ethnic lines, even a county with 49% minority population may not elect any members to the commission. In fact, a number of Florida counties have been forced to abandon at -large elections and replace them with single member districts because of legal action by the U.S. Justice Department and federal courts enforcing the Voting Rights Act. These include Escambia, Miami -Dade and more recently Osceola. In each case Black or Hispanic residents complained that they were not able to elect minority members to their commission despite having a fairly high percentage of minority residents in the county. In each case the switch to single member districts increased the number of minorities on the commission and gave needed representation to minority groups in the community. One of the big advantages of single member districts is that they allow for greater diversity and representation on the commission. Single member districts can also lead each commissioner to have a narrow view of issues and lose sight of what is in the best interest of the county as a whole. Thus proponents of mixed systems promote them precisely because they allow some commissioners to bring a countywide perspective to matters before the board of county commissioners but allow other district - based commissioners to represent specific areas of the county. A REVIEW OF COUNTY GOVERNMENT STRUCTURE IN FLORIDA Florida county government structure has come a long way since the 1950s. The options provided to the counties by the state have given counties more home rule and flexibility to deal with larger urban Populations and citizen demand for increasing county services. There are three main structures that affect all counties in the state: charter status; form of government; and type of commission district. The first and most important structural question faced by Florida counties is whether or not to adopt a charter. Charter counties have more independence from the state in determining how to set up and operate their county government although even non - charter counties have many more options and much more independence than they used to. It is somewhat surprising that only 20 counties have chosen to become charter counties in the last 40 years. It would not be surprising if more select this option in the coming decades. Florida counties are using three different forms of government —with all but one county also having five elected constitutional officers. Some smaller counties still use the traditional county commission system that combines the legislative and executive function in the county commission. Only ten counties are still using this system in Florida and four of those are already phasing into a county administrator system by employing a county coordinator to act as an administrator over day to day activities. Over time it is likely that all but two or three of the smallest counties in Florida will eventually Florida County Government Guide 23 N Ji rd } choose to abandon the county commission system. By far the most popular form of government is the county administrator or manager form of government. The vast maj ority of counties have chosen this system. By separating policy making and policy implementation between the commission and a manager or administrator appointed by the commission, residents get more efficient effective governance. Just three of the largest counties in Florida have chosen an executive form. This form requires a mayor to be elected. The mayor can then provide political leadership to the county, work with the commission to make policy, execute county decisions, and manage the bureaucracy. Of these three counties, Duval County's consolidation with Jacksonville and Miami - Dade's system of federated government provide two more interesting structures to try and deal with the problem of metropolitan fragmentation in urban areas. Several other large Florida counties will likely consider an executive form Florida). of government or consolidation in the future (although consolidation attempts have not fared well in Finally, the last structure is number and type of commission district. Almost all non - charter counties have five commission members (although they can have seven and one does). Charter counties can and do have larger commissions with the number determined by the charter. The three types of election districts are available to both charter and non - charter counties alike (although e method of county). At -large district residency systems are the th adopting them is somewhat different for each type of most prevalent in Florida and allow commissioners to focus on wider county concerns. However, they also make it more difficult for minorities to win seats on the commission and thus a number of counties ingl have switched (voluntarily or through legal action) to single member districts. Increasing use of s e member districts increases diversity of county commissions and allows district concerns to be addressed iew of their job. The mixed system that but also encourages commission members to take a very narrow v combines single member and at -large districts is perhaps a good compromise that utilizes the best features of each. NOTES t Current information on the structure of all Florida counties was compiled by the author from a survey of the websites of the Florida Association of Counties, the Municipal Code Corporation, and the 67 individual counties in Florida. Follow up phone calls and a -mails were also made to a number of counties where weta was unavailable or unclear. Z Terry Christensen and Tom Hogen -Each, Local Politics: A Practical Guide to Governing at the Grassroots 2° (Armonk, NY: M.E. Sharpe, 2006), p. 79. ed. 3 This brief history is adapted from "History of County Government part I" authored by the National Association of a Counties, http: / /www.naco.org/ Counties / Pages/ HistoryofCountyGovemmentPartLaspx (accessed June 2010). For an excellent concise overview of the history and current status of local government in Florida see John Wesley White, "Local Government," in Allen Morris and Joan Perry Morris, eds., The Florida Handbook, 2007 -2008 (Tallahassee: The Peninsular Publishing Company, 2007), pp. 236 -245. S See Allen Moms, The Florida Handbook, 1949 -1950 (Tallahassee: The Peninsular publishing Company, 1949), pp. 233 -235 for a list of Florida County Officers from those years. 6 John DeGrove and Robyne Turner "Local Government in Florida: Coping with Massive Sustained Growth," in Robert J. Huckshorn ed., Government and Politic 223. s in Florida (Gainesville: Florida University Press, 1991), pp. 213- 7 Thomas R. Dye and Susan A. MacManus, Politics in States and Communities, 13 ed. (Upper Saddle River, NJ: Pearson Prentice Hall, 2009), pp. 350 -356. a Robert Benedetti, "Local Government in Florida: An Introduction" in Manning J. Dauer ed., Florida's Politics and Government (Gainesville, FL: University Press of Florida, 1980), pp. 192 -200. Florida County Government Guide 24 9 See Article VIII, Florida Constitution, online at: http : / /www.leg. state.fl.us/ Statutes / index .cfin ?Mode=Constitution &Submenu =3 &Tab = statutes &CFID = 75235441 &C FTOKEN= 10950934#A08 10 See Chapter 125, Florida Statutes, online at: http: / /www.leg. state. fl. us / Statutes /index.cfm? App_ mode = Display_ Statute& URL=ChOl25 /tidOI25.htm &StatuteYea r =2009& Title- %2D %3E2009 %2D %3EChapter%20125 k l�Sd4s�s 1 S Nk� a# ,x 11 Frank P. Sherwood, County Government in Florida, (Lincoln, NE: iUniverse, 2008) p.9. 12 Thomas K Dye, Aubrey Jewett and Susan MacManus, Politics in Florida (Tallahassee: Florida Institute of Government Press, 2007), p. 236. 13 Chapter 125.84, Florida Statutes, County Charters; Optional Forms. 14 Chapter 125.70, Florida Statutes, County Administration Law of 1974. 15 Miami -Dade County is the only county without an elective sheriff or an agency titled "Sheriffs Office." Instead the equivalent agency is known as the Miami -Dade Police Department, and its leader is known as the Metropolitan Sheriff and Director of the Miami -Dade Police Department. 16 Pursuant to section 129.03, Florida Statutes, on or before June 1 of each year, sheriffs are required to submit a tentative budget to the board of county commissioners for the operation of the sheriffs office for the ensuing fiscal year. Along with the tentative budget, Section 30.49, Florida Statutes, requires the sheriff to submit a sworn certificate that the proposed expenditures are `reasonable and necessary for the proper and efficient operation of the office for the ensuing year." The board of commissioners is to review the budget request and may require changes made as it deems necessary. Section 30.49, Florida Statutes, allows the sheriff, within 30 days, to file an appeal to the Administration Commission regarding the approved budget. The Executive Office of the Governor is required to provide a budget hearing to allow both parties to present their case. Upon the findings and recommendations of the Executive Office of the Governor, the Administration Commission may amend the budget if it finds that any aspect of the budget is unreasonable. The budget as approved, amended or changed by the Administration Commission is final. 17 The clerk also has some audit and fiscal responsibility over the commission. Charter counties may appoint a different person to be their clerk. la Although in Florida there is little practical distinction between commission - manager and commission - administrator forms of government, this is not the case in all states. Some states, like Georgia, view county administrator as a more constrained position than a count manager which is viewed as more expansive. See Bernard H. Ross and Myron A. Levine, Urban Politics 7 ed. (Belmont, CA: Thomson Wadsworth, 2006), pp. 426- 427. 19 G. Ross Stephens and Nelson Wikstrom, Metropolitan Government and Governance (New York: Oxford University Press, 2000) pp. 75 -81 and 88 -95. "Article VIII, Section 3, Florida Constitution, "Consolidation" 21 For a good description, see James B. Crooks, Jacksonville: The Consolidation Story, from Civil Rights to the Jaguars (Gainesville, FL: University Press of Florida, 2004). 22 Areas that have rejected city-county consolidation include Tampa - Hillsborough in 1967, 1970, and 1972; Pensacola- Escambia in 1970; Fort Pierce -St. Lucie in 1972; Tallahassee -Leon in 1973, 1976, and 1993; Gainesville - Alachua in 1975, 1976, and 1990; and Okeechobee City and County in 1979 and 1989. 23 See http :// www. miamidade .gov /infolgovernment.asp. For an early look at the establishment of federated government in Miami -Dade see Edward Sofen, The Aflami Metropolitan Experience (Garden City, NY: Anchor Books, 1966). Florida County Government Guide 25 Part Three Escambia County Materials 3. a. Escambia County Background Memo Escambia Countv Charter Commission Structure or Form of County Government The Florida Constitution provides for each non - chartered county to be governed by a board of county commissioners composed of five or seven members serving staggered terms of four years. Florida Statues allow Boards of County Commissioners in non-chartered counties to appoint a county administrator to administer the affairs of the county. Non - chartered counties also elect five county officers for terms of four years: a sheriff, a tax collector, a property appraiser, a supervisor of elections, and a clerk of the circuit court. Escambia County, as a non-chartered county, is governed by a board of county commissioners composed of five members serving staggered terms of four years. Because Escambia County's system of at large elections for its county commissioners was declared to be in violation of the Voting Rights Act by the Federal Court, the county commissioners are elected from five single member districts. In 1985, the Board of County Commissioners enacted an ordinance creating the position of county administrator, and Escambia County presently has an appointed County Administrator. Pursuant to the Florida Constitution, Escambia County also elects the county constitutional officers of sheriff, tax collector, property appraiser, supervisor of elections, and clerk of the circuit court for four -year terms. The current Escambia County Charter Commission was appointed by the Board of County Commissioners pursuant to Chapter 125, Part H of the Florida Statutes, to conduct a comprehensive study of the operation of county government and of the ways in which the conduct of county government might be improved or reorganized. No parameters are set by statute for the structure or form of the reorganized government, if the Charter Commission were to conclude that it should be reorganized. Chapter 125, Part IV of the Florida Statutes, known as the "Optional County Charter Law," which allows a Board of County Commissioners to propose a charter by ordinance, does limit the form of government to be proposed to one of three structures: (1). COUNTY EXECUTIVE FORM. The county executive form shall provide for governance by an elected board of commissioners and an elected county executive and such other officers as may be duly elected or appointed pursuant to the charter. (2). COUNTY MANAGER FORM. The county manager form shall provide for governance by an elected board of county commissioners and an appointed county manager and such other officers as may be duly elected or appointed pursuant to the charter. (3). COUNTY CHAIR - ADMINISTRATOR PLAN. The county chair - administrator plan shall provide for governance by an elected board of county commissioners presided over by an elected chair that shall vote only in case of a tie, and an appointed county administrator and such other officers as may be duly elected or appointed pursuant to the charter. Under the County Executive Form of government, the elected county executive is not a member of the Board of County Commissioners, but may veto ordinances enacted by the Board, subject to override by a two- thirds vote of the Board. This form of government is found in the Miami -Dade charter and in the charter for the City of Jacksonville. Miami- Dade has a Board of County Commissioners composed of thirteen members elected from single member districts, and a Mayor elected county -wide. The Mayor serves as the Chief Executive and appoints a County Manager, subject to the Board's approval. The City of Jacksonville has a City Council composed of nineteen members, fourteen of whom are elected from single member districts, and five, of whom are elected count} -wide. The Mayor serves as the Chief Executive of the government and appoints a Chief Administrative officer, subject to approval by the City Council. Under the County Manager form of government, the County Manager is appointed by and serves at the pleasure of the Board of County Commissioners. The County Manager exercises the executive responsibilities assigned to that office by the charter. The form of government in Escambia County is a Commission/Manager form of government. Those non-chartered counties, which have appointed a county administrator, pursuant to state statute, also operate under a Commission/Manager form of government. There are nineteen counties in the State of Florida which have adopted charters. The charters for Miami -Dade and the City of Jacskonville were proposed by special acts of the Florida Legislature. The remaining seventeen charters are county charters drafted pursuant to Chapter 125 of the Florida Statutes. Sixteen of these seventeen charters provide for the County Manager form of government. The remaining county, Orange County, has adopted the County Chair - Administrator Plan of government. Orange County has a Board of County Commissioners composed of six members elected from single member districts and a chairman elected count} -wide. The County Chairman is a member of the Board of County Commissioners; he presides over the meetings of the Board and has a vote. The County Chairmen also serves as Chief Executive of the government and appoints the County Administrator, subject to approval by the Board. The form of government that is best for Escambia County is a matter of opinion. The Escambia County Charter Commission is very interested in hearing the opinions of the citizens on the form of government that they believe would be best for Escambia County. 3. b. January 8, 2010 news article Government Consolidation Plan Hits Roadblock: Escambia Withdraws Support for 2010 Vote Government Consolidation Plan Hits Roadblock: Escambia Withdraws Support For 2010 ... Page 2 of 7 Government Consolidation Plan Hits Roadblock: Escambia Withdraws Support For 2010 Vote January 8, 2010 On a split vote, the Escambia County Commission has pulled support for a 2010 vote on a government consolidation plan, delaying any possible consolidation referendum until 2012 at the earliest. Escambia became the second of three entities to withdraw support; Century pulled their support in January of last year. motion by Commissioner Wilson Robertson to ask the Escambia County legislative delegation to delay any consolidation vote until no earlier than November 2012 passed 3 -2. Commissioners Robertson, Kevin White and Gene Valentino voted for the delay, while Commissioners Marie Young and Grover Robinson voted against. mhtml: file: //C:\ Users\ shillinger- bob\AppData\Local\Microsofl \Windows \Temporary Interne... 1/4/2011 Government Consolidation Plan Hits Roadblock: Escambia Withdraws Support For 2010 ... Page 3 of 7 The Escambia County Consolidation Study Commission's proposal to unify the three governments is due by January 15, but it is still not complete. The group has three meetings remaining, including one on January 14, in which it planned to hammer out a final proposal. That schedule, Robertson said, was simply not acceptable to allow for full review of the plan. "There is no rush, and there is plenty of time to do this," Attorney Kenneth Bell told the commision. Bell, who chairs the consolidation committee, said that the actual bill in legislature does not have to be filed until February 15. "I was given my task under the bill agreed to by this commission, the City of Pensacola, the Town of Century and other folks ... And the deadline we were given was January 15, and we are on task to reach that deadline." Bell said he was disappointed that there "would be an attempt to the pull the rug out of this process ". things that Mr. Robertson has put in his letter are simply not true," he said. He encourage the commission to wait until the final consolidation commission meeting on January 14, or "at the latest" January 21 for final proposal that he said the commission had worked thousands of hours to draft. "I think it is incredibly disrespectful." "I didn't think you could make it," Robertson said. "I was very concerned about seeing this document so we could decide if we wanted to continue to support it." "I don't want to have a document that has been approved by the delegation," he said, "that all I am going to be able to debate for the next 10 months before it goes to election is whether I am for it or against it. I want a document that has been worked out, that has been hammered out, refined, that's went out to the community, that's been discussed." "I am not trying to kills this. Get it on the 2012 ballot. Why does it have to be 2010?" Robertson said. "I do support some form of consolidation. I've referred to it as ice cream that comes in 20 flavors — which one are you talking about ?" Commissioner Gene Valentino said. "There is no judgement being passed here — directly or indirectly — on consolidation." The Town of Century also pulled their support for the plan altogether. In December 2008, the Century Town Council voted to support a consolidation study, but a few weeks later, Century withdrew their support with council members saying they were misled by the group Escambia All For One. If the 25- member Escambia County Consolidation Study Commission finishes their proposal by January 15, it will still go to the Northwest Florida Legislative Delegation. The delegation will usually not send an item to the full legislature if it does to have the full support of the local governments involved. Pictured top inset: Commissioner Wilson Robertson at Thursday night's BOCC meeting. Pictured bottom inset: Kenneth Bell. mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 3. c. House Bill 1431 Staff Analysis on Escambia Consolidation Bill HOUSE OF REPRESENTATIVES LOCAL BILL STAFF ANALYSIS BILL #: CS/1-113 1431 City of Pensacola, Town of Century, and Escambia County SPONSOR(S): Military & Local Affairs Policy Committee; Evers TIED BILLS: IDEN. /SIM. BILLS: REFERENCE ACTION ANALYST STAFF DIRECTOR 1) Military & Local Affairs Policy Committee 14 Y, 0 N, As CS Nelson Hoagland 2) Economic Development & Community Affairs Policy Council 3) Finance & Tax Council 4) 5) Langston SUMMARY ANALYSIS Section 3, Art. VIII of the State Constitution provides that city/county consolidations may take place pursuant to a "consolidation plan... proposed only by special law, which shall become effective if approved by vote of the electors of the county, or of the county and municipalities affected...." This bill creates a commission for the purpose of developing a consolidation plan for the City of Pensacola, Town of Century, and Escambia County. The bill provides for: the membership of the commission; special advisory committees and membership; meetings; sources of funding; private contributions; clerical, technical and legal assistance; dissolution of the commission and reversion of commission property to the county. While the Economic Impact Statement does not describe a fiscal impact, it indicates that the proposed consolidation would provide for lower taxes, and have a positive impact on economic development. The bill is effective upon becoming law. 14 Y, 0 N Nelson Tinker 11 Y, 0 N Wilson This document does not reflect the Intent or official position of the bill sponsor or House of Representatives. STORAGE NAME: h1431e.FTC.doc DATE: 4/13/2009 HOUSE PRINCIPLES Members are encouraged to evaluate proposed legislation in light of the following guiding principles of the House of Representatives: • Balance the state budget. • Create a legal and regulatory environment that fosters economic growth and job creation. • Lower the tax burden on families and businesses. • Reverse or restrain the growth of government. • Promote public safety. • Promote educational accountability, excellence, and choice. • Foster respect for the family and for innocent human life. • Protect Florida's natural beauty. FULL ANALYSIS I. SUBSTANTIVE ANALYSIS A. EFFECT OF PROPOSED CHANGES: Present Situation History of City /County Consolidations Consolidation involves combining city and county governments so that the boundaries of the county and an affected city or cities become the same. Consolidation can be total or partial. Total consolidation occurs where all independent governmental units within a county are assimilated into the consolidated government. When some of the governmental units remain independent, the consolidation is partial. All jurisdictions need not participate in a consolidation effort, and consolidation does not automatically preclude the later formation of new cities or special districts. When the consolidated government of Jacksonville /Duval County was formed, for example, four cities retained their identity (Neptune Beach, Baldwin, Atlantic Beach and Jacksonville Beach), but four special districts were eliminated and 12 more were consolidated into two dependent districts. Since that time, at least one new independent special district has been created within the geographic boundaries of the consolidated government. Few successful city - county consolidations have occurred in the United States. Of the nearly 3,066 county governments in the United States, only 36 are combined city /county governments.' The Florida Constitution & Consolidation Prior to 1934, the 1885 State Constitution was silent on the subject of consolidation. This lack of constitutional direction left many questions unanswered about the authority of the Legislature to enact statutes consolidating city and county governments. Consequently, to avoid potential legal challenges, the Legislature began specifically authorizing consolidation efforts by proposing constitutional amendments. The 1933 Legislature passed a joint resolution to amend the Constitution declaring its own power to establish a municipal corporation consolidating the governments of Duval County and any of the municipalities within its boundaries, subject to referendum approval of the ' Research Division, National Association of Counties, Washington, D.C. STORAGE NAME: h1431e.FTC.doe PAGE: 2 DATE: 4/13/2009 affected voters. The electorate of Florida adopted this amendment in 1934. However, the voters of the City of Jacksonville and Duval County did not adopt a municipal charter pursuant to this constitutional provision until 1967. In 1935, the Legislature enacted a joint resolution to amend the Constitution, adopted by the Florida electorate in 1936, establishing similar legislative authority, subject to voter approval, with respect to Key West and Monroe County. The citizens of Key West and Monroe County have not voted to utilize this authority and enact consolidated government. In 1965, the Legislature passed a constitutional amendment, adopted by the Florida electorate in 1966, authorizing consolidation in Hillsborough County in a slightly different manner. This constitutional provision directly authorizes the electors of Hillsborough County to adopt a county charter, conditioned upon the consolidation of the governments of the City of Tampa and the county. This authority has not been utilized. Hillsborough County, however, became a charter county pursuant to general law in 1983. Presently, only Duval County and the City of Jacksonville have taken advantage of the specific constitutional authority to consolidate. However, the enabling amendments to the 1885 Constitution for the consolidation of the City of Key West and Monroe County, and the consolidation of the City of Tampa and Hillsborough County, remain a part of the State Constitution, adopted by reference in Article VIII, section 6(e) of the State Constitution. The 1955 Legislature authorized the voters of Dade County to enact a home rule charter through an amendment to the 1885 State Constitution.' This constitutional provision did not authorize consolidation as authorized for the other three counties. It did empower the electors of Miami -Dade County through their charter to: 1) create a central metropolitan government; 2) merge, consolidate and abolish all municipal corporations, county, or district governments in the county; and 3) provide a method by which any and all of the functions or powers of any municipal corporation or other governmental entity in Miami - Dade County may be transferred to the board of county commissioners. General authority for consolidation is provided in Article VIII, section 3 of the State Constitution. Under this section, city/county consolidations may only occur through a consolidation plan passed by special act of the Legislature and subject to approval of the electorate. Voter approval may be obtained via a single countywide referendum or through a separate referendum election held in each affected political jurisdiction. The consolidation plan cannot require new residents to be responsible for old debts, unless they benefit from the facility or service for which the indebtedness was incurred. Florida Statutes Specifically Addressing Consolidated Governments Several general laws uniquely affect consolidated governments. These statutes fall into three broad categories: retirement and pension rights, taxation and finance, and export trade. These statutes apply to the consolidated government of Jacksonville /Duval County and, in some cases, Miami -Dade County. However, these provisions could apply to any other governments that consolidate. 2 Section 9, Art. VIII of the State Constitution of 1885 as referenced in s. 6, Art. VIII of the State Constitution. 3 Jacksonville Ordinance Code, Volume III (containing the Charter and Related Laws of the City of Jacksonville, Florida), (Tallahassee, Florida: Municipal Code Corporation, 1991), C -1. 4 Section 10, Art. VIII of the State Constitution of 1885, as referenced in s. 6, Art. VIII of the State Constitution. . 5 Section 24, Art. VIII of the State Constitution of 1885 as referenced s. 6, Art.VIII of the State Constitution. 6 Home Rule Charter for Hillsborough County Florida, (Tampa, Florida: Hillsborough County Board of County Commissioners, September 1983), Introduction. ' Section 11, Art. VIII of the State Constitution of 1885 as referenced in s. 6, Art. VIII of the State Constitution. STORAGE NAME: h1431e.FTC.doc PAGE: 3 DATE: 4/13/2009 Retirement and Pension Rights Section 112.0515, F.S., protects the rights of all public employees in any retirement or pension fund. Public employees' benefits or other pension rights may not be diminished, impaired or reduced by reason of city /county consolidation or other types of governmental reorganization. In addition to protecting pension and retirement benefits, the law in ss.121.081 (f) and (g), F.S., details the conditions under which past service or prior service may be claimed and credited for purposes of calculating retirement benefits. For officers and employees of any county or city involved in a consolidation, the following conditions apply: • Employees participating in a local retirement system of any county or city involved in a consolidation may, if eligible, elect to switch over to the Florida Retirement System. Employer contributions must continue at required rates. • Past - service credit must be given. • Membership in a state retirement system will be protected for officers or employees of a consolidated government enrolled in the system on May 15, 1976. Taxation and Finance There are several statutes that financially affect consolidated governments. These laws relate generally to: • millage determination; • local option taxes; and • revenue sharing. For purposes of the determination of their millage rates for ad valorem taxing purposes, the governments of Miami -Dade County and the consolidated government of Jacksonville /Duval County are defined as county govemments. Except for voted levies, cities and counties are constitutionally limited to a millage cap of 10 mills for municipal purposes and 10 mills for county purposes. However, since consolidated governments provide both municipal and county services, s. 200.141, F.S, grants Miami -Dade and consolidated Jacksonville /Duval Counties the right to levy a millage up to 20 mills on the dollar of assessed valuation. When these counties consider their assessed millage rates based upon city and county services, they must balance their tax levies so that the millage rate for city /county services taken together is no more than 20 mills. In terms of local option taxes, consolidated governments may levy most taxes other local governments are authorized to levy. They also are specifically authorized to levy a convention development tax on transient rentals by passage of an ordinance. Revenues generated by such a tax must be used to build or improve /enlarge publicly owned convention centers, including stadiums, exhibition halls, arenas, coliseums or auditoriums. Also, the 1985 Legislature authorized the transit system surtax subject to voter referendum or charter amendment for counties which adopted a charter prior to January 1, 1984. Export Trade Section 125.025, F.S., provides that each county that operates under a government consolidated with one or more municipalities in the county has the power to: • own, maintain, operate and control export trading companies and foreign sales corporations as provided by the laws of the United States; e See, s. 200.001(8), F.S. STORAGE NAME: h1431e.FTC.doc PAGE: 4 DATE: 4/13/2009 • own, maintain, operate and control cargo clearance centers and customs clearance facilities and corporations established for the purpose of providing or operating such facilities; • maintain the confidentiality of trade information to the degree provided by the Export Trading Company Act of 1982, Pub. L. No. 97 -290, as it is amended from time to time; • maintain the confidentiality of trade information and data pursuant to the patent laws of the United States, the patent laws of foreign nations (to the extent that they are enforced by the courts of the United States), the copyright laws of the United States, the copyright laws of foreign nations (to the extent that they are enforced by the courts of the United States), and the trade secrets doctrine; and • authorize airport and port employees to serve as officers and directors of export trading companies, foreign sales corporations, and customs and cargo clearance corporations. Florida Consolidation Activity No successful consolidation activity in Florida has occurred since the consolidation of Duval County and the City of Jacksonville in 1967. Despite the perceived benefits of streamlining governmental processes, and the Legislature's attempts to simplify the process, Floridians have consistently rejected consolidation proposals at the polls. Below is a list of failed attempts at consolidation in Florida since 1967, along with a vote count, where data is available. 1967 Tampa /Hillsborough County (County: 11,400 for /28,800 against) 1970 Pensacola/Escambia County (County: 4,550 for /22,600 against; City: 5,350 for /7,700 against) 1970 Tampa /Hillsborough County (County: 37,250 for/51,550 against) 1971 Tallahassee /Leon County (County: 10,400 for/14,750 against) 1972 Ft. Pierce /St. Lucie County (County: 3,000 for /6,500 against; City: 2,050 for /2,250 against) 1972 Tampa /Hillsborough County (County: 54,700 for /74,900 against) 1973 Tallahassee /Leon County (County: 11,050 for/12,850 against) 1975 Gainesville /Alachua County (County: 5,100 for /15,100 against) 1976 Gainesville /Alachua County (County: 6,300 for/13,250 against) 1976 Tallahassee /Leon County (County: 20,350 for/24,850 against) STORAGE NAME: h1431e.FTC.doc PAGE: 5 DATE: 4/13/2009 1979 Okeechobee /Okeechobee County (County: 1,150 for /2,350 against) 1985 Halifax area/Volusia County (County: 19,050 for/23,450 against) 1989 Okeechobee /Okeechobee County (County: 1,350 for /3,100 against) 1990 Gainesville /Alachua County (County: 11,000 for /21,800 against) 1991 Tallahassee /Leon County (County: 36,800 for /55,800 against) In addition to the consolidation attempts that went to referendum, there have been efforts that stopped short of the ballot in Brevard, Charlotte, Columbia, Hardee, Highlands and St. Lucie Counties. Effect of Proposed Changes HB 1431 creates the Escambia County Consolidation Study Commission to develop a consolidation plan or a plan for unification of administrative services for the City of Pensacola, Town of Century, and Escambia County, in whole or in part. The bill provides for submission of any proposed consolidation plan to the local legislative delegation by January 15, 2010, to seek support for a special act that would be submitted to the 2010 Legislature. If approved, the plan will be submitted to the qualified electors of Escambia County. The membership of the commission may not exceed 25 persons, and must be appointed by July 1, 2009, as follows: • The Escambia County Commission appoints five members. Each commissioner appoints one member who is required to reside, work, or own property in the appointing commissioner's district. • The Mayor and the Town Council of the Town of Century appoint one member who is required to be a resident of the Town of Century. • The Pensacola City Council appoints two members who are residents of the City of Pensacola. • The following organizations each appoint one member: • Escambia County branch of the NAACP; • Escambia County Taxpayers' Association; • League of Women Voters of Pensacola Bay Area; • Pensacola Young Professionals; • Pensacola Ministerial Alliance; • Escambia County Farm Bureau; and • Home Builders Association of West Florida. • The President of the University of West Florida appoints one member who has expertise in local government matters. • Each of the following Escambia County constitutional officers appoints one member: STORAGE NAME: M431e.FTC.doc PAGE: B DATE: 4/13/2009 • sheriff; • tax collector, • property appraiser; • clerk of court and • supervisor of elections. • The Chief Judge of the First Judicial Circuit appoints two members who are members of the Florida Bar with legal expertise in local government matters. • The Escambia County School Board appoints one member by a majority vote of the board. • The Emerald Coast Utilities Authority appoints one member. The bill also creates several advisory committees that are required to meet no later than 30 days after the effective date of the act. The committees must elect a chairperson and report to the chairperson of the commission. These committees are as follows: A Special Advisory Committee on Public Safety to provide advice and counsel to the commission on the integration of public safety services in the consolidation plan. Each of the following may serve as a member of the committee or appoint a representative: • The Sheriff of Escambia County. • The Chief of Police of the City of Pensacola. • The Escambia County Community Corrections Bureau. • The Escambia County Public Safety Bureau Chief. • The Fire Chief of the City of Pensacola. • The Fire Chief of Escambia County. • The Escambia County Medical Director. • The chairperson of the Escambia County Fire Services Advisory Board. • The Police Benevolent Association of the City of Pensacola. • The Police Benevolent Association of Escambia County. • The Chapter of the International Association of Firefighters of the City of Pensacola. • The Escambia County Professional Firefighters. A Special Advisory Committee on Economic Development to provide advice and counsel to the commission. Each of the following may appoint a member to the committee: • Pensacola Junior College. • The Pensacola Bay Area Chamber of Commerce. • The Perdido Key Chamber of Commerce. • The Pensacola Downtown Improvement Board. • The Gulf Coast African American Chamber of Commerce. • The local chapter of the Florida Black Chamber of Commerce. • Florida's Great Northwest. • The Town of Century Chamber of Commerce. • The Ruritan Club of Walnut Hill. • The Pensacola Beach Chamber of Commerce. • Women for Responsible Legislation. A Special Advisory Committee on Health Care to provide advice and counsel to the commission. Each of the following may appoint a member to the committee: STORAGE NAME: M431e.FTC.doc PAGE: 7 DATE: 4/13/2009 • Baptist Health Care. • Sacred Heart Health System. • West Florida Hospital. • The Escambia County Health Department. • The Escambia Medical Society. All members serve without compensation. The failure of any person or organization to appoint a member or the failure of a member to serve does not affect the validity of the recommendations of the commission or any special advisory committee. The appointing person or entity may replace any member who resigns or fails to serve. Failure to attend any two meetings without good cause constitutes failure to serve. A member may not be an elected state, county, or municipal official or a constitutional officer. A majority of the duly appointed members of the commission constitute a quorum. All meetings and records of the commission are public, with meetings to be held throughout Escambia County. The commission or a committee may visit local governments outside of Escambia County to observe their operations. The commission is required to elect a chairperson at its first meeting. The commission meets at the call of the chair or upon the call of any three members at least once a month from July 1, 2009, through January 15, 2010. The commission is required to compile and present a status report on its progress and tentative findings by November 30, 2009. This status report will be presented to the board, the City of Pensacola, the Town of Century, and the legislative delegation. The commission is required to submit any proposed consolidation plan to the legislative delegation no later than January 15, 2010. Neither the state nor any governmental entity of the state has an obligation to fund the commission. However, the commission may solicit and receive private contributions limited to $3,000 from any individual or for - profit entity and may solicit and receive public contributions in support of its study. The Commission is required to maintain a detailed accounting of all funds received and the expenditure of such funds. The board or other governmental entities may furnish the commission with such services, office space, and supplies as may be requested by the commission and approved by the board or other governmental entities. The City of Pensacola, Town of Century, and Escambia County may provide reasonable technical, legal and clerical assistance to the commission. The consolidation of the governments of the City of Pensacola, the Town of Century, and Escambia County will become effective only by approval of a majority vote of those electors of Escambia County voting in a referendum. The referendum must be held, after approval of the consolidation plan by the Legislature, at the next general election, in accordance with the provisions of law relating to elections. In a referendum on consolidation, it is necessary for a majority of the electors in Escambia County to approve the consolidation, as well as a majority of electors in the City of Pensacola, in order for the governments of those two entities to be consolidated. Likewise, it is necessary for a majority of the electors in Escambia County to approve consolidation, as well as a majority of electors in the Town of Century, in order for the governments of those two entities to be consolidated. The Escambia County Consolidation Study Commission is required to dissolve by July 1, 2010, at which time all property of the commission becomes property of the county. The bill provides an effective date of upon becoming a law. STORAGE NAME: M431e.FTC.doc PAGE: 8 DATE: 4/13/2009 B. SECTION DIRECTORY: Section 1: Provides for definitions. Section 2: Provides for creation of the Escambia County Consolidation Study Commission. Section 3: Provides for Commission membership. Section 4: Provides for meetings, records and reports. Section 5: Provides for funding and expenses. Section 6: Provides for clerical, technical and legal assistance. Section 7: Provides for a referendum. Section 8: Provides for disposition of property. Section 9: Provides for an effective date. II. NOTICEIREFERENDUM AND OTHER REQUIREMENTS A. NOTICE PUBLISHED? Yes [x] No IF YES, WHEN? January 30, 2009 WHERE? The Pensacola News Journal, a daily newspaper of general circulation published in Escambia County, Florida. B. REFERENDUM(S) REQUIRED? Yes No [x] IF YES, WHEN? C. LOCAL BILL CERTIFICATION FILED? Yes, attached [x] No D. ECONOMIC IMPACT STATEMENT FILED? Yes, attached [x] No a While the Economic Impact Statement does not describe a fiscal impact, it indicates that the proposed consolidation would provide for lower taxes, and have a positive impact on economic development. III. COMMENTS A. CONSTITUTIONAL ISSUES: Section 3, art.Vlll of the Florida Constitution provides as follows: The government of a county and the government of one or more municipalities located therein may be consolidated into a single government which may exercise any and all powers of the county and the several municipalities. The consolidation plan may be proposed only by special law, which shall become effective if approved by vote of the electors of the county, or of the county and municipalities affected, as may be provided in the plan. Consolidation shall not extend the territorial scope of taxation for the payment of pre - existing debt except to areas whose residents receive a benefit from the facility or service for which the indebtedness was incurred. STORAGE NAME: h1431e.FTC.doe PAGE: 9 DATE: 4/13/2009 The Florida Supreme Court previously has noted, when considering the issue of consolidation, that "... it is clear from the language of the Constitution that the term 'special law' means an enactment of the Florida Legislature." 9 B. RULE - MAKING AUTHORITY: None. C. DRAFTING ISSUES OR OTHER COMMENTS: None. IV. AMENDMENTS /COUNCIL OR COMMITTEE SUBSTITUTE CHANGES At its meeting on March 18, 2009, the Military & Local Affairs Policy Committee adopted a strike -all amendment which makes technical changes to the bill. This analysis is drafted to the Committee Substitute for the bill. 9 See, Sarasota County v. Town of Longboat Key 355 So. 2d 1197(Fla. 1978), citing Davis V. Gronemeyer 251 1 (Fla. 1971.) STORAGE NAME: h1431e.FTC.doc PAGE: 10 DATE: 4/13/2009 3. d. Taxes in Florida Medium -Sized Charter and Non - charter Counties Wynn Teasley and Donald Steacy, University of West Florida The Charter Commission Taxes in Florida Medium -Sized Charter and Non- charter Counties By Wynn Teasleyand Donald Steacy Whitman Center for Public Service University of West Florida Page 1 of 7 The Florida Association of Court Clerks (FACC) published an often quoted pamphlet which showed that, for the fiscal it 1999, Florida counties with charter governments had higher tax burdens than non - charter counties. One problem with I broad brush report is that most of the larger counties are chartered, including two that are consolidations with the cities Aiami and Jacksonville. By analogy, that would be similar to saying that Escambia residents inside the City of Pensacola more taxes than residents outside the city's limits. Nineteen counties in Florida are now chartered and they represent hty per cent of the slate's population. So, the remaining twenty percent of Florida's population resides in the 48 non - irtered counties. The charter counties in the FACC study had an average population size of 694,803 while the non - irtered counties had an average size of 83,415. That would be too much like comparing apples and oranges to produce d results. counter this problem, we selected a sample of fourteen Florida counties with populations between 200,000 and 500,000 !dents in the year 2000. So, they all fit within that medium -sized county category, with charter counties having an !rage size of 393,356 and the non - charter counties' average size being 266,207. By 2000, half of those fourteen counties re chartered and half were non - chartered, which offered a good comparison. The seven chartered counties were chua, Brevard, Lee, Polk, Sarasota, Seminole, and Volusia. The seven non - chartered counties were Collier, Escambia, ce, Leon, Manatee, Marion and Pasco, The two questions that we sought to answer were: 1) do charter counties have a her tax burden than non - charter counties, and 2) do counties raise taxes after becoming chartered? Do charter counties have a higher tax burden than non - charter counties? To answer this question, we compared those fourteen counties -seven chartered and seven non - chartered —with regard to property taxes and total taxes per capita and the amount of taxes raised per thousand dollars of personal income during the decade from 1993 to 2002. Obviously, property taxes are just one type of tax a county may impose. It can also impose a sales tax and charter counties are authorized a utility tax, like chartered municipalities. Looking at the amount of taxes raised as a function of personal income reveals the tax burden on an ability -to -pay basis. For eight of those ten years, the amount of property taxes raised was nearly identical. (See Figure One and Table One Attached) In the fiscal years 1999 and 2000, charter counties did raise more property taxes per capita, but in 2001 and 2002 non - charter counties charged a slightly higher rate. Residents in non - charter counties were charged an average of about five dollars more in property taxes per person than residents in charter counties in fiscal year 2002. Figure One Property Taxes per Capita Sources: Fla. Dept. of Financial Services and U.S. Bureau of the Census The second indicator that we looked at (See Figure Two and Table Two) was the total taxes raised. Charter counties, unlike non - charter counties, can raise a public service or utility tax, While both types of counties have access to extra sales tax revenues, non - charter counties tend to make more use of this revenue source, Similar to the findings about property taxes, the total taxes raised per person was nearly identical for all years, with citizens in chartered counties paying only slightly more total taxes in the years 1999 and 2000. Apparently, the greater difference that was found for property taxes during those particular years was reduced somewhat in total taxes by other tax revenues being raised by non charter counties. Again, except for the year 2000, there is almost no difference between charter and non - charter counties in total taxes raised per capita, Citizens in charter counties paid about two dollars more per person in total taxes in 2002. Figure Two mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 The Charter Commission Total Tax Dollars Per Capita Sources: Fla. Dept. of Financial Services and U.S. Bureau of the Census Page 2 of 7 Finally, we looked at lax burden as a function of total taxes raised per $1,000 of personal income. Figure Three (see Table Two) shows that during most of the years, citizens in non - charter counties paid more of their personal income in taxes, charter county residents paid more in 1999 and 2000, but there was no significant difference in the years 2001 and 2002. Non - charter county residents were charged about two cents more in total taxes from personal income in 2002, Figure Three Tax Dollars per $K of Income 15 14 t_ s 0 13 12 11 � K �� Sources: Fla. Dept. of Financial Services and U.S. Bureau of the Census The overall conclusion from this analysis of the last decade of county tax burdents in the fourteen charter and non - charter counties reviewed here is that it is a virtual dead heat. There Is no significant difference between the taxes Imposed on citizens in these charter and non - charter counties based on whether or not they were chartered, Perhaps the most striking observation from these figures is really how similar the trends were for both chartered and non - chartered counties of similar size during the last ten years. 2. Do counties raise taxes after adopting charter? Even if chartered counties had no higher tax burdens than non - chartered counties, it is still reasonable to ask if citizens under charter government Incurred tax increases immediately after adopting a charter. In order to answer this question, we looked at the seven chartered counties reviewed above during the time period five years before a county's particular charter was adopted and five years afterwards. We examined the millage rates as well as the total operating taxes levied before and after charter was adopted. Those seven counties adopted charters over twenty -seven years ranging from 1971 (Sarasota and Volusia) to 1998 (Polk), Therefore, we adjusted all the dollar figures to 1993 constant dollars. Otherwise, when a county adopted a charter would have an impact on the total tax dollars raised in a given year based on variations of the dollar's value or inflation. These charts show the year charter was adopted in the middle, -5 indicates the time period five years before charter was passed and +5 indicates the time period five years after charter was passed. The actual charter year, of course, varied between 1971 and 1998 and the mid -point on the graph (between - -1 and +1) represents each charter county's particular adoption dale. Figure Four (see Table Three Attached) shows that in these charter counties, millage rates were rising steadily before charter was passed as well as for the first year after charter was adopted. The millage rates for the first year after charter adoption was probably set by the previous non - charter county commission. Those millage rates had risen from less than six mills to nearly seven mills until charter was passed. In subsequent years after the passage of charter, however, the average millage rate for charter counties fell back to under six mills. Figure Four mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 The Charter Commission Millage Rates PrelPost Charter • 8 - - - - - -- 6666_ b !Y • 6 a b 5 4 -5 -4 -3 -2 -1 +1 +2 +3 +4 +5 Years Pre( -) and Post( +) Charter Adoption Source: Fla. Dept. of Revenue Page 3 of 7 The second indicator of charter government behavior with regard to taxes is reported in Figure Five (see Table Three Attached). The taxes levied could have actually increased even though miilage rates decreased if the overall property assessments increased. This chart shows the trend in total operating taxes levied before and after charter in 1993 constant dollars adjusted for inflation. The results in Figure Five are consistent with the millage rates results reported previously. Specifically, taxes per capita increased steadily prior to the adoption of charter, but then they began declining after charter was adopted. Sources: Fla. Dept. of Revenue and the U.S. Bureau of the Census First, the results of this analysis show that there is currently no significant difference between the tax burdens found In the fourteen Florida charter and non - charter counties today and there was no significant difference over the last decade. In 2002, the average citizen in a non - charter county paid about five dollars more in property taxes, the average charter county resident was charged about two dollars more in total taxes, and there was only two cents difference in total taxes raised per thousand dollars of personal income. Moreover, the trend analysis of the last decade shows that for most of those ten years there was no discernable difference in average taxes paid by residents in chartered and non - chartered counties. Second, the dramatic differences found in the FACC study were not found here. Studies based on only one fiscal year, e.g., 1999 or 2000, may yield a different picture if that year did not follow the general trend. We believe, however, that the main difference between the results of this study of medium -sized counties and those found in the previous study of all Florida counties is that the FACC compared the taxing and spending patterns of mainly large, urban counties (chartered) with mainly smaller rural counties (non - chartered). mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temnorary Interne... 1/4/2011 Figure Five Naahua 1.61 1.61 1.4 14 1.41 13', 11 2 1! I 11 braaard 11 1.11 1.1 1 U 1.L i 1_11 11 `s U.U' U.9 j U U Lee 1.1 ° 1.01 1.0 10 1.0 1 0.3 0.61 0.0 0 0 09 Polk 1.0 1.0 1.L' U 9 U � Ud U: 1.11 U U u b Sarasota 1.5 4. '.S 40 311 331 3.Ei 3.3 3 Semrole 1.41 1.4 1 'c 1 J 1 s 1.2 1.1 p 1' 1 U y 1 U Vdrsia 4.61 4.4 i L 4 0 3,E 33 � 31 3.3 3.0 27 AIBChUa 11:0.b 11' AJI 1/4.11 1tlr.45 -W-* L4.b _ELI -* A1.1.421 VA 1l:1.1:1 Bnaard i 16g27 1E2!8k 16731 161..0 14131; 136 .41� 131.341 1:081' 128821 126.C7 Lea :M.la :'yU.Uti[ JWJ4' 2b 1.c9 E49Jti '1O 21bJtl 1:1 b2; 29b 12 cLllsti po8r av -_06_-7 .12.32 I 2127E 221.43 22337 i 217.021 216.2C 214.10 E 23084 :32.00 serasota 1tlti.0 1`Jl.11( C6 S: Zlu.tu 24JCc? 24 / .W t 241At 21bbi 1119Stl; 11 8_ seminob 1'7.32 140.121 140771 16/.67 180.1: 104.431 108a*^CI 1.6.1 1 161071 176.78 VoluaB 04.2 tit JI tU4.111 12 131.JtI 1JS.b'S Iluil 1`J y5' 1tJ5f 1 1b2.49 Avg ; 1'3.40 170.61 k 18041 I i 100..4 10336 6 I 203 .421 1073E t I 167531 10786 106.10 ;AlaehOa j JS.1 ib f Jti t Ja L 4L.11 4UJ Q,t 4'.e! 41.1 U 1 39 l Braaard 33.6 34.61 33 .4 1 318 30.61 385 2 j 27.6 2 260 Lea E tiO.U, b1. /) b1i.�a 54y 5<. y S /.Ji b Uk ti'.lii b4.3 ;11 TOM 45.21 46.01' 47.Cj '81 401E 465 47.0 60.11 40.6; 503 baranate Jd.0 421 QU, 514 51. /{ Si.l 511 46A 4U.5 Jtl/ serriroln 25.01 20.7 32.41 338 3�.E 413 42.2, 40.0i 38.21 381 Votusal 1J.0 l.ti L.t :'dU Lr./ X1.1 'L5.s� 2U.f J4.v :1'JU AvgTaa/Ceplte j 3721 38.31 40.3E 4010 4134 43.43 425C 4230; 1 2 291 42.40 I -5, -4 2 -11 +1 +2 +3! +4 +5 Sources: Fla. Dept. of Revenue and the U.S. Bureau of the Census First, the results of this analysis show that there is currently no significant difference between the tax burdens found In the fourteen Florida charter and non - charter counties today and there was no significant difference over the last decade. In 2002, the average citizen in a non - charter county paid about five dollars more in property taxes, the average charter county resident was charged about two dollars more in total taxes, and there was only two cents difference in total taxes raised per thousand dollars of personal income. Moreover, the trend analysis of the last decade shows that for most of those ten years there was no discernable difference in average taxes paid by residents in chartered and non - chartered counties. Second, the dramatic differences found in the FACC study were not found here. Studies based on only one fiscal year, e.g., 1999 or 2000, may yield a different picture if that year did not follow the general trend. We believe, however, that the main difference between the results of this study of medium -sized counties and those found in the previous study of all Florida counties is that the FACC compared the taxing and spending patterns of mainly large, urban counties (chartered) with mainly smaller rural counties (non - chartered). mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temnorary Interne... 1/4/2011 The Charter Commission Page 4 of 7 Third, while there has been much concern voiced that once a county is chartered it would raise the tax burden on its citizens the medium -sized charter counties studied here did not exhibit a pattern of raising the tax burden on their particular property owners and residents after the adoption of charter government. Rather, the average millage and tax rates rose consistently before charter was adopted and they subsequently declined during the five years after charter was implemented. In sum. counties of comparable size apparently impose virtually identical tax burdens on their citizens without regard to whether their government is chartered or not, and those charter counties in this study tended to reduce the millage and tax rates after charter government was adopted. For them, charter government may have actually reduced rising local tax burdens, perhaps, by using more non -tax revenues or more revenues available from other levels of government. 3. Does Escambia County have a higher tax burden than other medium -sized counties? A third question we ask is: How does the tax burden in Escambia compare with those of other medium -sized counties in Florida? Using the same data, we can compare the tax burden in Escambia with the other medium -sized counties. In this analysis, Escambia is viewed separately but it is still included with the other six non - charter counties. The data for all the charter and non - charter counties remain the same as reported in the first two figures (Tables One and Two) in this analysis.. Figure Six Property Taxes per Capita In Medium -Sized Florida Counties 400 300 _ __.A 200 •- _ ._ ,„ 0 100 0 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 Sources: Fi. Dept. of Financial Services and U.S. Bureau of Census Figure Six simply shows that Escambia County collects fewer property taxes per capita than other medium -sized counties, whether they are chartered or not. This is likely the result of lower property values in this county that even having one of the highest millage rates cannot overcome. Figure Seven Total Taxes per Capita in Medium - Sized Florida Counties 500 400 300 200 100 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 Sources: Fl. Dept. of Financial Services and U.S. Bureau of Census Figure Seven reports similar data comparing the collection of total taxes in Escambia and in other medium -sized counties in Florida. What this figure shows is that Escambia, relying mainly on property taxes through 1993 still had lower total taxes per capita than its cohort counties in the State of Florida. Beginning in 1994, after additional sales taxes were approved by county voters, Escambia began to slightly exceed the average total taxes collected for the other counties, which it did in 2002 by a little more than ten dollars per person. Figure Eight mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 The Charter Commission Total Taxes per $1000 of Income in Medium -Sized Florida Counties 20 _ _...... _.._. __.._ 15 0 10 5 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 I + Charter Non- Charter - * -- Escambia Sources: Fl. Dept. of Financial Services and U.S. Bureau of Census Page 5 of 7 Figure Eight depicts the trends in total taxes collected per $1,000 dollars of personal income in the fourteen medium - sized Florida counties. What this chart illustrates is that when the extra sales taxes were collected in Escambia in 1994, the tax burden in Escambia county not only reached parity with its cohort counties, it markedly exceeded them for the remaining years in the decade in tax burden as a percentage of income. Over that decade (1993 to 2002). Escambia County had a 98.6% increase in property taxes collected. That increase exceeded the average increase for both charter (75.2 %) and non - charter (88.5 %) counties. Correspondingly, the increased property taxes per capita for Escambia County was 78.9 %, while the corresponding average increases in the other counties was 45.7% (charter counties) and 49.9% (non - charter counties). Perhaps one reason that the increase is greater per capita in Escambia is that the populations in the other counties grew more rapidly. The additional sales lax adopted in Escambia County gave it the highest percentage increase in "other taxes" raised by the counties in this study, with a threefold increase. Resultingly, while the other counties' total taxes per capita were increasing modestly at about fifty percent or about 5% per year, the increase in total taxes per capita in Escambia was 132.8% -more than double the rate of increase for the other counties on average, but most of that difference occurred with the sales tax increase in 1994. The average total taxes collected per thousand dollars of personal income was about $14.64 on average for both charter and non - charter counties in 2002, it was $18.19 in Escambia. In 1993, Escambia had lower tax per income than the average for the other counties, but during the decade, Escambia's increase in tax burden per dollar of income increased 742 %, while the average increases for the other medium -sized counties was under ten percent. By 2002, Escambia was collecting more than 24% more in taxes out of every dollar of its residents' personal income. Conclusions: Escambia County grew the least in population (about 11 %) from 1993 to 2002 of the counties in this study. in addition, Escambia is, economically speaking, a relatively poor county in terms of both personal incomes and property values when compared with other similar size counties in Florida. These factors help explain why Escambia grew more in taxes per capita and taxes per dollar of personal income. in addition, Escambia added the highest rate of sales tax charges at 1.5 percent. When relying predominantly on ad valorem taxes, Escambia has a lower property tax burden than the average for both charter or non - charter medium -sized counties in Florida. Once the extra sales tax revenues were added to Escambia County's resources in 1994 however, it slightly exceeded the other medium -sized counties in Florida in total taxes per capita, and it exceeded them by a much larger percent in terms of ability to pay as a proportion of personal income. In that sense, Escambia County has a higher tax burden than the average for the other medium -sized Florida counties. Table One Property Taxes in Medium -sized Charter and Non - Charter Counties and Escambia Counties from 1993 to 2002 mhtml:file://C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 Charter Counties Alachua 176.94 187.04 197.92 206.43 214.02 218.48 230.75 243.28 268.36 283.40 Brevard 144.67 138.64 13.54 137.31 138.18 138.75 136.41 140.53 153.88 171.69 Lee 280.28 301.21 261.41 258.72 289.13 300.87 324.45 338.16 374.20 170.37 Polk 203.26 205.26 218.90 224.05 240.73 245.77 244.93 247.41 262.19 257.06 Sarasota 203.46 209.60 217.32 230.01 238.81 258.74 301.85 319.78 345.73 370.37 Seminole 173.66 173.11 174.98 181.81 189.94 197.50 201.73 210.79 224.12 237.31 Volusla 175.09 179.36 188.66 198.41 209.64 214.16 220.50 229.52 241.48 238.79 Non - Charter Counties Collier 312.23 305.53 300.01 327.09 334.18 334.49> 357.89 386.81 489.89 556.00 Escambla 171.18 173.69 178.17 181.38 185.83 212.80 218.58 236.67 251.06 262.32 Lake 138.86 145.39 145.53 146.88 147.73 154.19 164.56 205.12 196.96 241.47 mhtml:file://C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 The Charter Commission 1994 1995 1996 1997 1998 1999 2000 2001 Page 6 of 7 Leon 202.56 207.99 218.04 228.08 238.95 248.99 257.41 267.45 276.70 287.58 Manatee 281.70 289.64 262.48 311.56 319.08 333.58 347.34 368.71 405.11 466.11 Marion 142.75 138.46 130.83 143.92 159.29 166.03 174.89 184.33 198.37 211.29 Pasco 207.57 207.19 218.93 216.46 225.72 209.41 232.84 261.13 284.58 295.29 Property Taxes per Capita 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 Charter 219.79 223.45 228.74 232.72 236.63 249.91 276.88 295.91 289.96 320.21 Non - Charter 217.16 226.41 228.47 231.85 238.89 245.93 252.48 266.74 292.64 325.49 Escambia 171.18 173.69 178.17 181.38 185.83 212.80 218.58 236.67 251.06 262.32 Sources: Florida Department of Financial Services and U.S Bureau of the Census Table Two Other and Total Taxes per Capita and Income in Medium -sized Charter and Non- Charter Counties and Escambia County from 1993 to 2002 1995 1996 1997 1998 Other Taxes Per Capita 2000 2001 2002 Charter 289.39 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 Charter counties 69.60 74.85 78.32 83.50 83.57 89.98 53.59 82.16 105.68 95.97 Non - Charter Counties 58.76 78.06 84.67 89.51 91.48 93.96 72.03 99.43 100.72 88.87 Escambla 40.87 117.22 142.28 161.89 163.63 159.21 137.76 162.80 168.76 172.16 Total Taxes per capita 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 Charter 289.39 298.29 307.06 316.21 320.20 339.90 330.47 378.08 395.54 416.19 Non - Charter 275.92 304.47 313.14 321.36 330.37 339.90 324.52 366.17 393.37 414.36 Escambla 183.79 290.72 322.26 338.03 341.98 344.35 348.39 384.74 410.09 427.83 Taxes Per $K Income 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 Charter 14.04 13.90 13.73 13.55 13.08 13.18 12.63 13.82 14.19 14.63 Non - Charter 13.47 14.33 14.05 13.80 13.51 13.24 12.35 13.43 14.16 14.65 Escambla 10.44 16.15 17.33 17.07 16.68 16.24 16.05 17.02 17.78 18.19 Sources: Florida Department of Flnanclal Services and U.S. Bureau of the Census Table Three Average Millage Rates Before and After Charter Passage in Seven Charter Counties with Populations between 200,000 and 500,000 Year Pre /Post Charter -5 -4 -3 -2 -1 +1 +2 +3 +4 +5 Average Millage 5.631 5.937 6.220 6.379 6.608 6.688 6.934 6.599 5.723 5.968 Source: Florida Department of Revenue Table Four Total Taxes per Capita Before and After Charter Passage in Seven Charter Counties with Populations between 200,000 and 500,000 in Real 1993 $Dollars mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 Year Before and After Charter Passage County -5 -4 -3 -2 -1 +1 +2 +3 +4 +5 Alachua 163.87 171.43 174.12 187.45 208.99 224.28 200.38 200.42 194.33 188.61 Brevard 159.27 162.48 157.31 151.50 141.81 135.44 134.04 129.91 128.82 125.07 Lee 297.75 290.86 303.04 257.39 249.08 269.21 276.76 291.62 296.72 320.26 mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 The Charter Commission Page 7 of 7 Polk 205.27 212.32 212.76 221.43 223.67 217.92 215.20 224.10 230.84 232.00 Sarasota 186.07 197.11 225.55 238.89 243.22 247.03 241.95 216.53 189.58 178.51 Seminole 117.32 140.12 149.77 154.97 160.12 194.43 498.53 186.17 181.07 175.78 VOlusia 84.27 82.23 104.87 124.94 130.36 135.65 119.01 133.95 163.57 152.49 Avg. 173.40 197.51 189.63 190.94 193.89 203.42 197.98 197.53 197.85 196.10 Sources: Florida Department of Revenue and U.S. Bureau of the Census 11000 University Parkway I Bldg 53 Pensacola. FL 32514 mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 Part Four St. Johns County Materials Background Memo Comparison Chart The Proposed St. Johns County Home Rule Charter Government To create a more responsive and effective county government What is a Charter? A charter is a constitution for a county or city government. Like the U.S. Constitution, a charter establishes the structure and function of the local government. A charter provides for local self - government. While the local government must function within the general laws of the State of Florida, a charter provides flexibility for local governments to adopt provisions to meet specific local needs. A charter also reserves certain rights to its citizens. What rights does a charter reserve for citizens that are not currently available to St. Johns County citizens? • A charter allows citizens to propose changes to the charter that are decided by referendum • A charter allows citizens the right to recall elected officials • A charter requires voter approval to make any changes to the charter • A charter allows adoption of term limits, residency requirements, campaign finance reforms, and flexibility to adopt the form of government and the ordinances needed to meet specific local needs. What will the proposed St. Johns County Charter do? • Empower the voters of St. Johns County to determine the type of county commission and form of government that will meet the needs of St. Johns County now and in the future. • Limit the terms of office of County Commissioners to two 4 -year terms and require them to reside in their districts when they qualify to run for office. • Empower the voters of the County to recall County Commissioners if warranted by their performance. • Establish Campaign Finance Reforms • Reduce from $500 to $250 the amount any individual, corporation or PAC can contribute to the campaign of a candidate for County Commission. • Require enhanced electronic campaign finance reporting by candidates for County Commission. • Require approval of the majority of voters of the county to approve the Charter and any future amendments. • Allow the voters of the County to propose changes to the Charter. • Exempts constitutional officers from provisions of the charter. How is the Charter adopted or amended? • The charter may be adopted, amended or repealed only by the voters of St. Johns County • A Charter Commission composed of fifteen citizens of the County will be created to review the Charter within three years and every seven years thereafter and to propose any changes that may be needed. Are charter governments common? • Yes, over 80% of the population of Florida lives under a charter form of government. • All cities & municipalities operate under a charter form of government. • Charter governments track growing populations, urbanization, and complexity of issues. • Charter government creates a government more accountable to citizens. 1 A Comparison of Current Government with the Proposed Charter Government The Florida Constitution, Article XII, Sec. 1(g) allows local self - determination of county government, called Charter Government. For more information, contact Karen Pan, Public Affairs Specialist, St. Johns County, (904) 209- 0549, kpan@sjcfl.us Analysis by Roger Van Ghent rogervg@mac.com (904) 797 -5997 Issue Current SJC Government Proposed SJC Charter Ability to Change Public initiative not allowed Public initiative may amend County Government charter and laws, subject to voter approval Recall of County Citizen recall provisions not Citizens may initiate recall Commissioners available procedure; subject to voter approval Constitutional Officers Elected every four years Sheriff They manage their office and Clerk of Courts funds independently. No change Tax Assessor Duties are defined by Florida Tax Collector constitution and general law Supervisor of Elections Municipalities /Cities All are independent and have Does not pre -empt municipal SA, SA Beach, there own charters ordinances Hastings, Marineland Campaign Reform Candidate for commissioner must Candidate for commission must reside in district after election reside in district at time of ualif in to run Campaign contribution limit $500 Campaign contribution limit per election cycle (primary & $250 per election cycle g eneral ) Campaign finance reports: filed Campaign finance reports filed manually; available only after electronically (same as state filing and processing requirement); eliminates delay; quick and timely availabilit Term Limits No term limit Amendment 1: Charter commissioners are term limited to two consecutive four year terms Non - partisan elections All county commission elections Amendment 2: are partisan. Charter commissioners are A last- minute partisan or write -in non - partisan, primary is open candidate disenfranchises voters to all voters in a one p rty prima 2 C UNTY oMONROE KEY WEST FLORIDA 33040 (305)294 -4641 Suzanne A. Hutton, County Attorney" Robert B. Shillinger, Chief Assistant County Attorney ** Pedro J. Mercado, Assistant County Attorney ** Susan M. Grimsley, Assistant County Attorney ** Natileene W. Cassel, Assistant County Attorney Cynthia L. Hall, Assistant County Attorney Christine Limbert- Barrows, Assistant County Attorney Derek V. Howard, Assistant County Attorney Lisa Granger, Assistant County Attorney ** Board Certified in City, County & Local Govt. law To: Mayor and Commissioners Thru: Suzanne Hutton, County Attorney From: Bob Shillinger Chief Assistant County Attorney Date: January 4, 2011 re: Charter Government 101 INTRODUCTION Memo BOARD OF COUNTY Mayor Heather Carruthers, District 3 Mayor Pro Tem David Rice, District 4 10m Wigington, District 1 George Neugent, District 2 Sylvia I Murphy, District 5 Office of the County Attorney 1111 12 th Street, Suite 408 Key West, FL 33040 (305) 292 -3470 — Phone (305) 292 -3516 v Fax The defeat of Amendment 4 during the November 2010 election despite gamering a majority of votes in Monroe County, combined with the new Governor's statements that suggest a future loosening of state oversight of development by the Department of Community Affairs, has kindled an interest in adopting measures that could make it more difficult for a simple majority of the Commission to enact sweeping changes to the County's comprehensive plan. One such mechanism would be a county charter that includes provisions requiring voter approval before any changes to the comprehensive plan could be implemented. This memo is intended to provide an introduction to charter government by outlining the charter process, the differences between charter and non - charter counties, and the options to be considered should the charter process go forward. Additional background information has been collected from various sources including the Florida Association of Counties. Of particular note is a chapter from the Florida County Government Guide on the structure of county government, which was written by Aubrey Jewett, a political science professor at UCF. A series of charts summarizing how other charter counties have addressed various issues has also been included. The FAC website also includes a link' to all 20 county charters should you desire to read further. Information has been provided from Escambia County which recently went through an effort to consolidate their government functions with those of Pensacola and another city in that county. Information from St. Johns County has also been provided as that county recently considered but did not adopt a charter. Florida's 67 counties fall into one of two general categories: charter and non- charter .2 The non - charter form of county government is the default version of local government established by the State Constitution. The essential difference between a charter and non - charter county is that a charter county enjoys all the powers of local government not pre - empted by state law whereas a non - charter county must look for the authority to act in state law. In other words, charter counties already possess all powers of local governance not pre - empted by the state whereas non - charter counties 1 httu: / /www.fl- counties.com/Pages /About Floridas Counties /Charter County Information asm 2 Article VIII, § 1 of the State Constitution authorizes both charter and non - charter counties, so any use of the term "constitutional" to distinguish a non - charter form of county government from a charter county is misleading. can only act if the Legislature has authorized them to act. Some key examples of this distinction will be discussed below. In the words of the Fifth District Court of Appeal, under Article VI I I, § 1(a) of Florida's Constitution, "the state is divided into political subdivisions called counties, .. . so that much of the state's 'police power can be controlled and exercised at the community level. Generally, the constitution provides for non - charter counties, which are permitted to exercise only those powers expressly authorized by the Legislature through general or special laws, Article VI I I, § 1(f), Florida Constitution, and charter counties, which are broadly granted 'all powers of local self - government' not inconsistent with general or special law." Article VIII, § 1(g) To date, 20 of Florida's 67 counties have adopted charters. Of those 20, 18 have populations larger than Monroe. Columbia (69,000) and Wakulla (33,000) are the two charter counties that have populations which are smaller than Monroe (73,000). Historically, larger counties have adopted charters. Of the 14 most populous counties in Florida, 13 are charter counties. According to the Census Bureau's population estimates of July 1, 2009, 74.47% of Floridians (13,806,121 of 18,537,969) live in a charter county. Charter counties average 690,306 residents; non - charter counties average 100,677. However, that trend appears to have shifted during the last decade since both Wakulla and Columbia counties adopted charters since 2002. THE CHARTER PROCESS There are generally three methods by which a county can propose a charter for consideration by the voters. First, a charter commission can be created either by 3 Demings v. Orange County Citizens Review Board, 15 So.3d 604, 606 (Fla. 5` DCA 2009). resolution of the County Commission or upon receipt of a petition of at least fifteen of the registered voters in the County. Second, the County Commission can adopt a proposed charter by ordinance and submit it to the voters for approval. Finally, the Legislature can create a charter commission to pursue consolidation of county government with at least one municipality. Regardless of the option chosen, final approval of a charter rests with the voters through a binding referendum. Option 1 — Charter Commission Under F.S. 125.60 through 125.64, counties are authorized to create charter commissions to draft proposed charters. The charter commission may be created in one of two ways: by resolution of the BOCC or by citizens' initiative via petition. F.S. 125.61(1). To become effective, a citizens' petition to the county commission must be signed by at least fifteen percent of the qualified electors in the county. F.S. 125.61(1). The charter commission must be appointed within 30 days upon adoption of such a resolution or presentation of a citizens' petition. Id. Charter commission members shall be appointed by the BOCC unless the citizen's petition directs that the County's Legislative delegation make the appointments. F.S. 125.61(2). The charter commission must contain 11, 13, or 15 members. Id. County commissioners and members of the Florida Legislature are not eligible to serve on a charter commission. Id. 4 The statute does not address how the delegation shall resolve conflicts among itself if it cannot agree on committee members. 4 A local citizen has launched a petition drive calling on the County's legislative delegation, i.e., Representative Ron Saunders and Senator Larcenia Bullard, to form a charter commission. While F.S. 125.61(1) is silent on the issue of the date when the number of registered voters are measured so as to establish the threshold number of signatures required in order for the petition drive to be successful, general election law principles would measure the number of voters eligible to vote in the last general election. The Supervisor of Elections Office reports that the number of eligible voters for the November 2010 election was 51,261. Accordingly, a charter commission would have to be created if 7,690 registered voters sign petitions calling for its creation, assuming the last general election date is the operative date for establishing the threshold. The statute sets forth the organizational requirements of the charter commission. F.S. 125.62(1). The statute also authorizes the expenditure of public funds and the employment of staff, consultants and experts to assist the commission in its duties. F.S. 125.62(2). Donations from public and private entities to help offset those expenses are authorized. Id. To date, no studies have been found which indicate the operational costs of charter commissions. While it may be possible to gamer that information through public records requests for counties that have gone through the process, such an effort would likely require the expenditure of funds. Therefore, no such efforts will be made by staff unless directed by the Commission. Given the unique issues associated with each community's efforts to convert to charter government, it is questionable whether such data would be a useful guide for what the charter commission expenses would be in Monroe County. Adopting a charter via a charter commission is not a quick process. The statute imposes a requirement upon that panel to "conduct a comprehensive study of the operation of county government and of the ways in which the conduct of county government might be improved or reorganized." F.S. 125.63. The statute contemplates that the charter commission will present a proposed charter in draft form to the county commission within 18 months from the date of its first meeting unless that time period has been extended by resolution of the BOCC. Id. After the draft is presented to the BOCC, the charter commission must hold three public hearings spaced between 10 and 20 days from each other to accept public comment on the proposed charter. Id. At the final public hearing, the charter commission shall vote on a final version of the proposed charter and forward that document to the BOCC so the BOCC may call a referendum of the voters for consideration. Id. Upon receipt of the proposed charter from the charter commission, the BOCC is obligated to schedule a special election that must be held between 45 and 90 days after the date when the BOCC receives the proposed charter. F.S. 125.64(1). Neither the BOCC nor the leaders of the citizens' petition drive will control what elements are included in a charter proposed under this option as that decision rests with the appointed members of the charter commission. In other words, once the "charter commission fuse is lit" by either the BOCC or fifteen percent of county electors, those appointed to serve on the charter commission will decide what to include in the charter. To be sure, the BOCC and the petition drive leaders may have input, but the final decision on what to include in the final draft will rest with members of the charter commission. Ultimate approval of the charter commission's work product rests with the voters. If approved by a simple majority vote of the electors, the charter shall take effect on the following January 1 St or upon such time as the charter provides. F.S. 125.64(2). After adoption, the charter may only be amended or repealed by referendum. Id. If rejected by the voters, no new charter referendum may be held during the next two years. F.S. 125.64(3). Upon acceptance or rejection of the charter by the voters, the charter commission will be dissolved and all property of the charter commission will become property of the county by operation of law. F.S. 125.64(4). Option 2. Charter by Ordinance Florida law also authorizes county commissions to propose their own charters, which must be proposed by ordinance and approved by the voters through a referendum. See, F.S. 125.82. Under this option, there would be no charter commission to formally vet the proposed charter other than the BOCC commission through its normal legislative process. Under this option, the BOCC would be able to exercise greater control over the expenses associated with the process as well as complete control over the text of the document submitted to the voters for consideration. Additionally, there are no strict time limits under this option so it would be possible to wait beyond the 90 day period that is required under the "charter commission" option before scheduling the referendum. Under the "charter by ordinance" option, it is therefore possible to schedule the referendum on the proposed charter at the next regularly scheduled election instead of having to call a special election. See, F.S. 125.82(1). The ability to avoid holding a county -wide special election represents a savings of approximately $165,000.00 to the general fund, according to estimates provided by the Supervisor of Elections office. Option 3 — Municipal Consolidation The third method for adopting a charter is through the process of consolidation with at least one municipality. See, Article VIII, § 3 of Florida Constitution (1968). In 1936, the Florida Constitution of 1885 was amended to create a provision establishing a process whereby Monroe County and the City of Key West could be consolidated. That provision is currently found at Article VIII, section 10 of the 1968 Constitution. Consolidation could be pursued with one or more of the other municipalities under Article VIII, § 3, not just Key West. Consolidation with a municipality requires the Legislature to create a charter commission. Escambia County is the most recent county to consider consolidation but that effort stalled in early 2010. According to the staff analysis for House Bill 1431 (2009), which created the Escambia County Charter Commission, "[n]o successful consolidation activity in Florida has occurred since the consolidation of Duval County and the City of Jacksonville in 1967." See Staff Analysis for H1431, p. 5. According to that report, voters have rejected consolidation efforts 15 times since the consolidation of Duval County and the City of Jacksonville in 1967. Additionally, consolidation efforts in six counties, other than Escambia, have stopped short of the ballot during that same time period. Id. Given the difficulties involved in consolidation in other communities as well as the geography and history of Monroe County, this option seems the least likely to be invoked. Accordingly, no further analysis will be done on this option unless directed to do so by the BOCC. CHARTER POWERS CREATED BY STATE LAW State law vests charter counties with certain powers simply because of their status as charter counties. The two most noteworthy are the power to recall officials elected under the charter and the power to levy certain taxes. Under F.S. 101.361(11) & (12), a county commissioner elected by a charter county can be recalled regardless of whether the charter authorizes a recall or not. The Legislature has spelled out the process for recall elections and the charter cannot deviate from that process. By its terms, the statute is limited to the governing body of the charter county so other charter officers would not be subject to recall under the statute. Should the charter abolish a constitutional office and replace it with a charter office, the charter would have to provide for the recall of the charter office holder. As the FAC chart indicates, recalls have only occurred in one of the twenty charter counties. However, recalls have occurred multiple times in Miami -Dade County including one that is in process now. Additionally, recalls have happened in various cities, which by law must operate under a charter. 5 In 1983, the Fourth District Court of Veals held that a prior version of this statute was to be narrowly construed. Ellison v. Galt, 435 So.2d 407 (Fla. 4 DCA 1983). It does not appear that the Legislature has amended the statute since to provide for a broader construction. Thus, if the charter establishes charter officers other than commissioners, the charter also has to provide for their recall. In addition to recall elections, charter counties have the power to levy municipal utility taxes under F.S. 166.231 and transportation taxes under F.S. 212.055. Under F.S. 166.231, a charter county "may levy a tax on the purchase of electricity, metered natural gas, liquefied gas either metered or bottled, manufactured gas either metered or bottled, and water service." In short, "charter counties are deemed to be equivalent to municipalities" under the Florida Constitution, at least as to the ability to levy taxes. See Stork v. Bellsouth Corp., 847 So.2d 1098, 1099 (Fla. 0 DCA 2003). OPTIONAL CHARTER PROVISIONS As the Florida Association of Counties' chart comparing the provisions of the 20 different charter counties indicates, the scope and treatment of subjects covered in charters differ from county to county. Generally, however, the main issues to be decided when proposing a charter include whether: a) the Constitutional Officers remain independent as set forth in Article VIII or are some or all of the positions abolished and the respective functions transferred to new Charter Officers whose duties, qualifications, and independence are spelled out in the Charter; b) county ordinances preempt municipal ordinances, or whether the cities maintain the ability to "opt out" of some or all county ordinances; c) county commissioners are elected in single member or at -large districts or some combination thereof; FL7 d) there are specific requirements, limitations, or conditions placed upon those running for and /or holding charter offices such as term limits, campaign finance limits, and partisan or non - partisan elections; e) citizens can initiate changes to the charter and county code via the initiative process and if so, whether that power is limited with respect to any particular subject matter; f) there will be a residency requirement for some or all appointed officers; and g) there will be different requirements for municipal annexation than provided for under state law. The courts have weighed in on some of these issues. See, e.g., Browning v. Sarasota Alliance for Fair Elections, 968 So.2d 637 (Fla. 2007); Cook v. Jacksonville, 823 So.2d 86 (Fla. 2002); Broward County v. Ft. Lauderdale, 480 So.2d 631 (Fla. 1985); Demings v. Orange County Citizens Review Board, 15 So.3d 604 (Fla. 4 DCA 2009); Elected County Mayor Political Committee, Inc. v. Shirk, 939 So.2d 1267 (Fla. 2d DCA 2008); Pinellas County v. City of Largo, 964 So.2d 847 (Fla. 2d DCA 2007); and Seminole County v. City of Winter Springs, 935 So.2d 521 (Fla. 5 DCA 2006). The most controversial of these issues will be addressed below. Constitutional Officers In "charter counties, the electorate has an option of either maintaining these independent constitutional offices or abolishing them and transferring their responsibilities to the board of the charter county or to local offices created by the 11 charter. [Art. VIII, § 1(d)] However, the constitution does not allow for the piecemeal transfer of responsibilities from an independent constitutional officer." Demings, 15 So.3d at 606. In other words, if the drafters of a charter wish to modify or alter the election criteria and /or duties for any of the five constitutional officers, the proposed charter would have to completely eliminate the constitutional office and assign those duties to an entity created under the charter. The decision to replace a constitutional officer with a charter officer is not irrevocable. In 1996, Orange County voters re- established three of its constitutional offices four years after voting to create charter offices. See, § 703, Orange County Charter; see also, Demings, 15 So.3d at 606. As the FAC comparative chart reveals, some counties have replaced constitutional officers with charter officers but others have not. Others, such as Miami- Dade and Osceola counties, have abolished some constitutional offices and transferred their duties to departments subordinate to the County Commission or County Administrator. Because the issue of infringing on the independence of constitutional officers has proven so controversial, some counties have left those offices untouched in their original "starter charters ", only to return to the issue during the charter review and /or amendment process. While it is important to note that the materials being put forth by the citizens' group advocating charter government lobby for leaving the constitutional officers as they are now, there is no guarantee that the charter commission appointed by the Legislative delegation will ultimately include such a provision in the charter. As mentioned above, the proposed charter that is ultimately submitted to the voters for consideration will be 12 the work product of the charter commission, not the Legislators or County Commissioners appointing members to that panel or the citizens' group advocating for charter government through the petition process. Municipal Pre - emption A second optional provision that may prove controversial is whether County ordinances will pre -empt those adopted by municipalities located within the county. In a non - charter county, a county may enact ordinances having county -wide application provided that the ordinance is not in conflict with general or special law but that ordinance is not effective within a municipality if the municipality adopts an ordinance in conflict with the county ordinance. See, Art. VI 11, § 1(f). However, in a charter county, the "charter shall provide which shall prevail in the event of conflict between county and municipal ordinances." Art. VI 11, § 1(g). It is not necessarily an "all or nothing" proposition because some county charters limit the subject matter in which the County code prevails over municipal ordinances, while others permit the County to set the minimum standards for a particular subject matter but allow the cities to have stricter rules. Not surprisingly, this issue has led to litigation between cities and counties over the interpretation of the relevant charter's pre - emption provision. See, e.g., Seminole County v. City of Winter Springs, 935 So.2d 521; and Broward County v. Ft. Lauderdale, 480 So.2d 631. 6 An example of a state general law that prohibits a county from adopting an ordinance that is effective county-wide would be F.S. 163.3171(1) &(2), which limits a county's ability to regulate zoning within the territorial limits of a municipality. 13 Qualifications and Limits for Candidates and Officers A charter can impose additional qualifications or limits on candidates for office and official holders elected to positions created under a charter that are different than in a non - charter county. The key issue here is whether the office in question is created by the charter or by the State Constitution. A county charter cannot alter the requirements office set forth in the State Constitution for a constitutional office but it can set its own requirements for charter offices. For example, county charters can impose term limits on charter officers, but not on constitutional officers left unaffected by the charter. See, Cook, 823 So.2d 86. In that case, the Supreme Court struck down term limits for constitutional officers in Duval County ( "the Consolidated City of Jacksonville ") and Pinellas County since the respective charters left the constitutional officers in place and did not replace them with charter officers. Had the relevant offices been created under the charter, the term limit provisions would have been upheld. In Volusia County v. Quinn, the Fifth District upheld a charter provision requiring certain charter officers to run in non - partisan as opposed to partisan elections. 700 So.2d 474 (Fla. 5 DCA 1997). Several counties have adopted charter provisions making certain charter offices non - partisan. A similar provision could be included for county commissioners. The Leon County Charter expressly limits the amount that can be donated to a candidate for any County office to $250 per election. This provision was adopted in November 2010 so it remains to be seen if it will sustain any court challenges. Citizen's Initiative and Binding Referendums Citizens in non - charter counties do not have the ability to bypass their elected county commissions and place items on the ballot for consideration of the voters in a binding referendum. In short, the State Constitution vests the legislative power in a non - charter county with the County Commission and state law does not contain a provision which authorizes a County to adopt an ordinance or otherwise delegate that legislative power to the electorate. In fact, in the absence of specific statutory authority, the Commission can only seek input from county voters through a non - binding referendum as provided for at F.S. 125.01(1)(y). County charters may include a citizens' initiative provision, but one is not required. As the FAC materials make clear, this issue has been addressed in a variety of methods by the 20 charter counties. If such a provision is to be included, issues to be addressed include the threshold number of petitioners necessary to trigger the provision; whether any time limits have been imposed on gathering signatures on petitions; and whether the BOCC must act on the petition or hold a referendum within a certain period of time or, alternatively, whether the referendum can wait until the next county -wide general election. Given the expense associated with holding a county -wide special election, this latter issue could have significant financial repercussions. MANDATORY CHARTER PROVISIONS State law requires that charters contain certain provisions regarding a) the process of amending and revising the charter; b) requirements for holding elective charter office; c) determining vacancies in charter office positions; d) salaries for charter 1 officers; e) the transfer of functions from non - charter government to charter government; and f) the form of government that the county will adopt under the charter, including the executive and legislative functions. These issues can be explored in greater depth if the Commission desires further information. OTHER CONSIDERATIONS: The adoption of a charter could form the basis for other reforms to local governance. For example, the charter could include a civil service mechanism to replace the Monroe County Career Service Council, which was created by Special Act of a the Legislature and which provides civil service type protections for most employees of the BOCC, the FKAA, the Mosquito Control District, and Keys Energy Services. A charter could set forth the parameters for consolidating independent districts such as the FKAA, Mosquito Control, and the Key Largo Wastewater Treatment District into a more unified county government. However, since those districts are creations of the Legislature, any consolidation of these agencies would require the approval of the Legislature and could not be done merely by adopting a county charter or amending one in the future. Additionally, a charter could provide for a different mechanism for delivery of services currently being provided by the County in one form or another. For example, the charter could create a charter office of County Prosecutor, elected by the voters and charged with enforcing the County Code. Currently, the county code is enforced in a V variety of ways. Animal control violations are prosecuted by the animal control contractors who may employ a lawyer of the contractor's choosing. Often the contractors have been assisted by attorneys volunteering their time. Second, civil and administrative violations of the County Code are prosecuted through the Code Compliance Department and the County Attorney's office. Finally, the State Attorney prosecutes criminal violations of the County Code. Some or all of these functions could be consolidated into a charter office. This example has been included for illustrative purposes only, to highlight the possibilities that a charter creates, not to suggest that the current service providers are lacking in any way or to advocate for the creation of such an office. The foregoing examples would be subjects for consideration by a charter commission. Whether any of these examples are worthy of being included within a charter is a matter far beyond the scope of this memo. CONCLUSION Becoming a charter county represents a fundamental paradigm shift in local governance. The process can be expensive and time consuming, especially if the decision is made to appoint a charter commission. The Commission and ultimately the voters will have to decide whether the perceived benefits of a charter outweigh the costs associated with seeking one. 17 Attachments 1. Charts prepared by CAY using 2009 Census estimates highlighting the populations of charter and non - charter counties. a. Florida Counties sorted by population b. Florida Counties sorted alphabetically 2. Florida Association of Counties materials a. Basic Differences Between Charter & Non - Charter Counties b. Florida Charter Counties, one sheet overview c. Detailed comparison of Charter Counties by topic i. Legislative Body ii. Constitutional Officers iii. Executive Branch /County Executive /Manager iv. County Attorney v. Pre - emption of Municipal Ordinances vi. Ethics and Elections vii. Recall Elections Held viii. Initiatives and County Ordinances ix. Amending Charter by Petition x. Amending Charter by Charter Review Commission A. Amending Charter by County Commission d. County Government Structure in Florida by Aubrey Jewett 3. Escambia County Materials a. Background memo b. January 8, 2010 news article Government Consolidation Plan Hits Roadblock: Escambia Withdraws Support for 2010 Vote c. House Bill 1431 Staff Analysis on Escambia Consolidation Bill d. Taxes in Florida Medium -Sized Charter and Non - charter Counties, by Wynn Teasley and Donald Steacy, University of West Florida. 4. St. Johns County Materials a. Background memo b. 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County Government Structure in Florida Aubrey Jewett, University of Central Florida Aubrey Jewett i .'i A county government's structure refers to the political institutions and processes created by the state to legally operate a county, the formal role and authority of the various county officials who must abide by those processes and operate within those institutions, and the methods used to select those officials. The structure of county goverment sets the level of independence a county has from the state in making and implementing policy. The structure delineates who is responsible for making policy in a county (the legislative function) and who is responsible for overseeing the implementation of policy (the executive function). The structure also affects how well county residents are represented by their elected county officials, whether or not they are allowed to exercise local direct democracy (voting on initiatives, referenda and recall), the types of services provided by their county, and how efficiently those county services are delivered. In Florida there are three basic structures affecting county government: charter status; form of government; and districting plan. The first question is whether a county has decided to adopt a charter or not. Florida's 20 charter counties have more freedom in making decisions than the 47 non - charter counties.' Charter status also affects the form of county government that can be chosen, the districting plan that can be chosen, and how the form and plan can be changed. The second structure is the actual form of goverment used to organize a county. Florida has three options for form of goverment: the traditional county commission used in some variation by ten counties; the commission - administrator (or manager) used by 54 counties; and the commission - executive used by three counties. Two of the executive counties, Duval and Miami -Dade, have additional unique county structures: consolidated city-county government and federated government respectively. The third structure is the districting plan used to select county commissioners including the number of commission seats. In Florida, counties use three basic schemes for elections: single member districts in operation in 23 counties; at -large district residency systems employed by 38 counties; and mixed systems found in the other six counties. After a brief review of the evolution of county government structure in the United States and in Florida, this chapter examines each of these three basic county government structures in Florida. THE EVOLUTION OF COUNTY GOVERNMENT STRUCTURE All states but Connecticut and Rhode Island have operational county governments, although Alaska calls their county-type government boroughs and Louisiana calls them parishes. Historically rural county government was the most important type of local government in the southern, Midwestern and wester United States (New England relied more heavily on town government). By the early to mid 1800s counties acted as the primary administrative arm of state government in these areas. Florida County Government Guide TRADITIONAL STRUCTURE OF COUNTY GOVERNMENT Most counties had a similar government structure —the traditional county commission form of government. Under this form, county residents elected a number of officials to oversee administration of specified state responsibilities (often called "row" officers around the country because the office labels usually occurred in a row on the ballot). County residents might elect a sheriff and judge to maintain public order (and a county coroner for when public order failed), a county clerk to keep public records, and a tax assessor and tax collector to bring in revenue. County residents also elected a board of county commissioners (known by various names in different states) who would, in the limited fashion allowed by the state, both make and implement some additional policies for the county (one of the only types of government in the U.S. that violates the doctrine of separation of powers for the legislative and executive branch). The legal doctrine known as Dillon's Rule meant that states could (and usually did) treat their local governments, including counties, as "creatures of the state," heavily regulating their goverment structures and rarely allowing them to take independent action. The historical relationship between Florida and its counties (and cities) unfolded in much the same way. And so by 1949 -1950 in Florida the structure of local goverment was virtually identical across its 67 counties. Under the traditional commission form of government, the residents of each county elected a county commission (that would select a chairman from its members), county judge, county court clerk, sheriff, tax assessor, tax collector, and registration supervisor. Florida counties were tightly controlled by the state legislature under the philosophy of Dillon's Rule. Under this rule, local governments were prevented from doing anything not specifically authorized by state laws. Counties who wanted even small changes in their structure or responsibilities had to petition the legislature to pass a special act —a statute drafted specifically naming a city or county and not applicable to the entire state like a general act. Consequently hundreds of special acts were passed by the Florida legislature each year in a very cumbersome and inefficient process of micromanagement. The flaws in this unwieldy system became more exposed as growth in Florida accelerated by two to three million people a decade in the 1950s and 1960s. Florida's counties could not take innovative action on the myriad problems caused by massive sustained growth unless specifically authorized to do so by the legislature . REFORMING THE STRUCTURE OF COUNTY GOVERNMENT However, as states across the country became more urban in the 20 th century, progressive y granted more power and independent responsibility reformers called for change and counties were slowly for local governance. Fast growing urban counties began to provide a larger number of services in addition to their traditional responsibilities. Counties began to experience variations of home rule and some counties even began getting charters from their state granting expressed powers of self - government. As expectations for counties grew, many states and communities began to look at changing county government structure to try and provide more professional, efficient and effective service to citizens. Thus the traditional county commission form of government began to give way to the commission - manager form or even the commission - executive form. All these trends were evident in Florida by the 1950s as state and local officials and academics began to question the effectiveness of the traditional commission form of county government in fast - growing counties and began to advocate and allow structures with more independence from the state and with more professional administration or stronger political leadership. Finally in the late 1960s and early 1970s Florida made specific constitutional and legal changes to reform county government structure. The state adopted a new Constitution in 1968. Article VIII Section lc of the new Florida Constitution ve ga counties the option of adopting a charter to establish their government. And under Section 1 g charter counties gained significant powers of home rule that allow them to do anything not specifically prohibited by state law. Article VIII also set up a system of government for non - charter counties establishing county officers and commissioners and even providing for a more limited version of home rule for these counties as spelled out by state law. Following up on these constitutional changes and to clarify and overcome r[orrda County Government Guide resistance to home rule, state lawmakers passed legislation in 1971 (the County Home Rule Act), 1973 (Municipal Home Rule Powers Act), and 1974 (the County Administration Law and Optional County Charter Law) setting up a code of county powers that exNanded home rule for non - charter counties and repealed a number of laws that narrowed county power. While these changes did provide counties with more home rule flexibility, the legislature continues to restrain counties in two major ways." First the Florida legislature retains strict control over the revenue sources a county can adopt and caps the level of taxes a county can charge. And second, lawmakers continue to pass unfunded mandates that require counties to take on additional administrative and policy responsibilities without providing money to pay for them. While not providing absolute home rule, the new constitutional provisions and state statutes in Florida have given counties more independence than they once had (although with charter counties still having somewhat more discretion than non - charter counties) and have given counties more choices for structure and form of government. CHARTER AND NON - CHARTER COUNTIES One of the most important structural variations for Florida county government is whether or not a county has adopted a charter. Counties that adopt a charter are called charter counties and the ones that have not are called non - charter counties. While reforms to county government in Florida have given all counties more independence, charter counties do differ in significant ways from non - charter counties. As of 2010, 20 counties in the Sunshine State have adopted a charter allowing significant home rule (see Table 2.1). The other 47 counties have not adopted a charter, but could do so following the procedures outlined in the Constitution and state statute. Table 2.1. Florida's Charter Counties and the Dates Chartered. TI Alachua 1987 Miami -Dade 1957 Brevard 1994 Orange 1986 Broward 1975 Osceola 1992 Charlotte 1986 Palm Beach 1985 Clay 1991 Pinellas 1980 Columbia 2002 Polk 1998 Duval 1967 Sarasota 1971 Hillsborough 1983 Seminole 1989 Lee 1996 Volusia 1971 Leon 2002 Wakulla 2008 Florida Association of Counties. COUNTY CHARTERS j tin Ldp A county charter is a state grant of authority that sets forth governmental boundaries, powers and functions, structure and organization, methods of finance, and means of electing or appointing local officials. In other words, a charter may be thought of as a type of local government constitution. Figure 3.1 displays the contents of the Orange County Charter, which lays out the general powers of Orange County government, creates the legislative branch (the county commission) and executive branch (an elected mayor and appointed administrator), sets up administrative divisions, a commission and board for planning and zoning and zoning adjustment, grants direct democracy to county residents, and establishes a number of general provisions including the process for amending the charter, the establishment of Florida County Government Guide 9 Figure 2.1. Orange County Charter. P��BLE PAGE ARTICLE I POWERS OF GOVERNMENT I 101. Body corporate and politic. 1 102. Name and boundaries. 1 103. General powers of the county. 1 104. Special powers of the county. 1 105. Transfer of powers. 2 106. Security of the citizens. 2 107. Casino gambling. 2 108. Division of powers. 3 109. Construction. 4 110. Severability. 4 ARTICLE 11 LEGISLATIVE BRANCH: BOARD OF COUNTY COMMISSIONERS 4 201. Board of County Commissioners. 5 202. Commission districts. 5 203. Structure of board. 5 204. Terms of county commissioners. 5 205. Compensation. 5 206• Vacancies; incapacity or absence due to military service. 6 207. Power and duties. 6 208. Organization. 7 209. Meetings. 7 210. Enactment of ordinances and resolutions. 7 211. Code of ordinances. 8 212. Noninterference. 8 ARTICLE III 213. Temporary Succession Plan. EXECUTIVE BRANCH 8 8 301. County administration. 10 302. County mayor. 10 303. County administrator. ARTICLE IV ADMINISTRATIVE DIVISIONS, OFFICERS AND AGENCIES 10 12 401. General provisions. 13 402. Initial divisions and administrative regulations. ARTICLE V PLANNING AND ZONING COMMISSION AND BOARD 13 13 OF ZONING ADJUSTMENT 501. Creation of Orange County Planning and Zoning Commission. 14 502. Creation of board of zoning adjustment. 14 503. Review ofplanning and zoning commission's and board of zoning adjustment's decisions. 505. Voluntary annexation. 15 ARTICLE VI INITIATIVE, REFERENDUM AND RECALL 15 601. Initiative and referendum. 17 602. Procedure for initiative and referendums. 17 603. Limitation. 17 604. Power Of recall. 18 605. Nonpartisan elections. ARTICLE VII GENERAL PROVISIONS 18 18 701. Charter amendment by board 20 702. Charter review commission. 20 703. County officers. 20 704. Conflict of county ordinances with municipal ordinances; 21 705. Bonds. 21 706• Legal actions involving county. 23 707. Code of ethics. 23 708. Existing contracts. 23 709. Uniform budget procedure. 23 710. Effect on special acts. 24 711. Home Rule Charter transition. 24 712. Audits of county officers. ARTICLE VIII CITIZEN REVIEW BOARD 24 24 801. Citizen review board. ARTICLE IX ORANGE COUNTY / CITY OF ORLANDO CONSOLIDATION 25 25 OF SERVICES STUDY COMMISSION 901. Orange County / City of Orlando Consolidation of Services Study Commission. 26 Source: Orange County Supervisor of Elections as edited by the author. Florida County Government Guide 10 i i d�t i q F, r, county officers (the traditional five found in most Florida counties), and the resolution of conflict between county ordinances and municipal ordinances in the thirteen cities and towns within the border of Orange v County. ADOPTING AND REVISING A CHARTER Two counties, Miami Dade and Duval, have charters that were originally established by a special act of the legislature followed by a referendum. These charters were "grandfathered" into the 1968 Constitution and have since been significantly revised. Since that time Article VIII, Section 1(c), of the Florida Constitution states that county government may be established by charter but that the charter can only be adopted, revised or repealed by a vote of county residents in a special election. Chapter 125 of the Florida Statutes spells out the detailed procedures. In brief the county commission must set up a charter commission by resolution or upon receiving a petition from 15% of the county voters. Charter commission members are selected by the county commissioners (or, if a petition specifies, by the legislative delegation). The charter commission must then conduct a comprehensive study of county government and within 18 months of first meeting report back to the county commissioners and present a proposed charter. Three public hearings must be held so that the charter can be revised based on citizens input. The county commission must then set up a special election between 45 and 90 days from date of final proposal and the charter is adopted if a majority of county voters approve. Once adopted the revision process is governed by the charter. Frequently amendments can be proposed by petition of the county residents, or the board of commissioners or a charter review committee that might be assigned to meet periodically under the terms of the charter. Regardless of how an amendment is proposed, all changes must be approved by the voters in a referendum election. The most common types of proposed changes have to do with duties of local officials, charter review ratification, charter language (usually getting rid of out -of -date language), and financial matters. 12 CHARTER AND NON - CHARTER COUNTIES The general underlying difference between charter and non - charter counties is the extent of home rule and freedom from state control. The Florida Constitution states that charter counties "shall have all powers of local self - government not inconsistent with general law..." and that non - charter counties "shall have the power of self - government as is provided by general or special law." This is a subtle difference but in essence means that charters counties can do what they wish as long as it does not conflict with state law while non - charter counties can only do what state statute allows them to do. A number of important differences between charter and non - charter counties are displayed in Table 2.2. In addition to more general powers of self - government, charter counties have a structure of government specified in the charter and approved by county residents tailored to meet county needs whereas non - charter counties must use a structure specified in state law and those options could only be changed by the Florida Constitution or legislature. Charter counties can provide direct democracy for their residents while non - charter counties do not. County charters can require an administrative code detailing regulations, policies and procedures while state statutes do not require an administrative code for non - charter counties. Non - charter counties cannot levy a utility tax in the unincorporated areas while a county charter can provide for a "municipal utility tax" to be levied in the unincorporated area. And county ordinances do not apply within municipalities in non - charter counties while a charter can decide which ordinance would prevail in the case of conflict. Florida County Government Guide 11 Non - Charter Counties. CHARTER Structure of county government specified in State Coon and Florida statutes. Only amending the State Constitution or state law can change structure. Counties have powers of self - government as prescribed by the state legislature. State statutes do not provide for initiative or referendum, or recall of county officers. State statutes do not require an Administrative Code. County cannot levy a utility tax in th unincorporated area. County ordinance will not apply in a municipality if in conflict with a municipal ordinance. Structure of county government specified in charter as approved by the electorate. Structure can be tailored by the local electorate to meet the needs of the county. Counties have all powers of self - government unless they are inconsistent with the Constitution or state law. County charter may provide for initiative, referendum and recall at the county level. County charter can require an Administrative Code detailing all regulations, policies and procedures. County charter can provide that a "municipal utility tax" is levied in the unincorporated area. When there is a conflict between a county ordinance and a municipal ordinance the charter will provide for the resolution. Source: Florida Association of Counties as supplemented by the author. THREE FORMS OF COUNTY GOVERNMENT There are three basic forms of county government in use in Florida. The traditional commission form, the commission - administrator or manager form, and the commission or council- executive form. These forms are also typically found in most counties across the country. The primary difference between these three forms is who is responsible for implementing policy. In the commission form, policy implementation is handled by the board of commissioners. However in the commission - administrator or manager form an administrator or manager appointed by the commission oversees implementation of policy. And in the commission - executive form an elected executive (typically a mayor) oversees policy implementation. In all three forms a board of county commissioners meets and makes policy for the county. In addition, regardless of government form, almost all counties have five other county officers that are popularly elected by county voters. These row officers are called constitutional officers in Florida since their existence at the county level is mandated in Article VIII, Section 1(d), of the state constitution. These constitutional officers perform a variety of administrative duties and policy functions for the state and county. OPTIONS FOR CHARTER AND NON - CHARTER COUNTIES Charter and non - charter counties have different options for structure of government. When a county drafts and adopts a charter it can pick the manager form or the executive form as a model and modify substantially based on local needs (and in fact state statute actually gives a third choice to charter counties: the county chair - administrator plan which is not currently in use in the state). If a charter county wants to change its form of government then it must revise its charter. Non - charter counties may simply stay with their existing commission form of government (with some slight modifications allowed) Florida County Government Guide 12 V. Source: Data collected by the author. Note: Date of adoption for non - charter counties is the year the commission adopted the county administrator law into the county code (dates for Baker and Glades are estimates). For charter counties it is the year of charter adoption (or for Miami -Dade the year of charter revision ofform ofgovernment). *These four counties employ a county coordinator who performs some of the duties of an administrator for the commission but have not adopted the county administrator form ofgovernment into county code. Florida County Government Guide 13 k 3 or choose the commission - administrator form. 14 If a non - charter county wants to change its form of government it has two options. It may simply choose the county administrator form of government by Table 2.3. Three Forms of County Government in Florida with Date of Adoption of New Form. Charter Counties in Italics Commission Administrator or Manager Executive (Terms used interchangeably in Florida) Administrator Manager (mayor County Date County Date County Date County Date Calhoun N/A Baker 1990 Alachua 1987 Duval 1968 Franklin N/A Broward 1975 Bay 1987 Miami Dade 2007 Hamilton* N/A Charlotte 1986 Bradford 1993 Orange 1986 Jefferson* N/A Citrus 1999 Brevard 1994 Lafayette N/A Desoto 1987 Clay 1991 Levy* N/A Escambia 1985 Collier 1993 Liberty N/A Flagler 1995 Columbia 2002 Madison* N/A Gadsen 1989 Dixie 7 Suwannee N/A Gilchrist 2004 Glades 1995 Union N/A Gulf 1993 Hardee 2001 Hendry 1978 Lake 1990 Hernando 1983 Lee 1996 Highlands 1991 Nassau 1986 Hillsborough 1983 Osceola 1992 Holmes 2006 Polk 1998 Indian River 1990 Seminole 1989 Jackson 1984 Volusia 1971 Leon 2002 Manatee 1991 Marion 1983 Martin 1981 Monroe 1977 Okaloosa 1993 Okeechobee 1992 Palm Beach 1985 Pasco 1974 Pinellas 1980 Putnam 1990 Santa Rosa 1989 Sarasota 1971 St. Johns 1990 St. Lucie 1959 Sumter 1983 Taylor 2003 Wakulla 2008 Walton 1984 Washington 1991 V. Source: Data collected by the author. Note: Date of adoption for non - charter counties is the year the commission adopted the county administrator law into the county code (dates for Baker and Glades are estimates). For charter counties it is the year of charter adoption (or for Miami -Dade the year of charter revision ofform ofgovernment). *These four counties employ a county coordinator who performs some of the duties of an administrator for the commission but have not adopted the county administrator form ofgovernment into county code. Florida County Government Guide 13 passing an ordinance eXpressly adopting the County Administration law of 1974 (per Ch. 125.70, Florida Statu ses) or it can choose to become a charter county and adopt a charter as described above. Current ten Florida non - charter counties still use some variation of the traditional county commission form counti es (both charter and non - charter) employ the county manager or admini strator f and three charter counties have elected to m i the tuional officers are chosen Table Charter and even abolishing the also have the flexibility counties ° as long changing how the co rig as t positions long as the duties assigned° option state w ell, butwould need to get special la charter counties technically have this w passed by the legislature first and then approved by county voters. 'r .ADMONAL COUNTy COMMISSION FORM sion form of government has been in existence nationally since the The traditional county late 19'� cen It is characterized by two major features: (1) the existence of a plural executive (county constitutional officers plus the board of county mm, executive functions. It t is a system m � board of with county commissioners) that performs both legislative d executive splintered executive authority that was � � � bi bosses" and corrupt greatly cal pout c�ans):1'here is no single officials (the era of machine politics vv� g person responsible for the administration o mmissioners The organizational chart for the county commi heads report directly to the board of system used in Franklin County is shown in Figure Florida counties�that co continue e in� some variation of this Waal population, it is not surprising that all th form are smaller counties located in the Florida Panhandle. And while technically Florida still has 10 non - charter counties that have not adopted the County Administration Law by local ordinance and changed to the commission - administrator form of government, four of these counties fH�amialtmoe duties as a formal oounty �sadministrathr or d a�"ca� "county coordinator" that performs many Figure 2.2. Traditional Commission Form of Government, Franklin County, Florida. oar o Supervisor of Property County Tax Collector Clerk of Cou County Sheriff Appraiser i Elections Extension Mosquito Parks & Planning & Public Public veteran Animal FMngmnt. mergency Library Works Services An Control S ervice Control Recreation Building Source: Franklin County website, organizational chart designed by the author. CONSTITUTIONAL OFFICERS The five constitutional officers who are elected county-wide on a partisan ballot with no term limits in all Florida non - charter counties and almost all charter counties include: the clerk of courts, property appraiser, tax collector, supervisor of elections and sheriff. While several charter counties have 14 Florida County Government Guide made small changes to this arrangement (for instance a non - partisan supervisor of election in Leon or a board of county commissioner auditor in Osceola), only one, Miami -Dade, has made significant alterations. Under their county charter the county officers are appointed and there is no agency called a "sheriff's" office. 15 Each of the five constitutional officers administers his or her own office, although each must obtain budgets and facilities from the board of commissioners. The sheriff usually submits the largest single budget request, covering countywide law enforcement and the operations of the county jail. It is not uncommon for sheriffs to press their county commissioner for sizable budget increases, more deputies, and larger jails. County commissioners may risk appearing "soft on crime" if they continually oppose the sheriff's requests. However, if they do and the sheriff believes it is insufficient, under Florida Statutes, the sheriff has the right to appeal the commission's budget decision to the state Administration Commission (governor and the cabinet). 16 Constitutional officers perform many essential tasks for the state and the county: • Sheriff. oversees law enforcement, public safety and often corrections for the county. • Property appraiser: assesses the fair value of all property so that property taxes can be computed. 6 ! V • Tax collector: receives property tax and other payments for both the county and state. • Supervisor of elections: registers voters and organizes all elections in the county. • Clerk of the courts: maintains public records and is clerk to the county commission. 17 DUTIES OF THE BOARD OF COUNTY COMMISSIONERS Florida law lays out a large number of specific duties for commissioners in non - charter counties. Some of the more important commission duties in Ch. 125.01 of the Florida Statutes include: • Adopt an annual budget to control county fiscal year expenditures. • Levy taxes and special assessments; borrow and expend money; issue bonds, revenue certificates and other obligations. • Adopt county ordinances, resolutions, and rules of procedure, prescribing fines and penalties for violations of ordinances. • Provide for the prosecution and defense of legal causes on behalf of the county. • Provide and maintain county buildings. • Prepare and enforce comprehensive plans for development of the county. • Establish, coordinate and enforce zoning and business regulations necessary for public protection. • Place issues on the ballot at any primary, general, or special election. • Provide services related to the health and welfare of citizens, such as fire protection, parks and recreation, and waste collection/disposal. • Appoint members to and create Boards, Authorities, Committees and Commissions as required by law. Commissioners in charter counties are given a shorter list of specific responsibilities because their charters can be modified to add additional responsibilities. Chapter 125.86 of Florida Statutes lists these eight duties: lorida County Government Guide 15 • Advise and consent to all appointments by the executive for which board confirmation is specified. • Adopt or enact, in accordance with the procedures provided by general law, ordinances and resolutions it deems necessary and proper for the good governance of the county. • Appoint a clerk to the board who shall serve at its pleasure and keep the records and minutes of the board. • Approve the annual operating and capital budgets and any long -term capital or financial program. • Conduct continuing studies in the operation of county programs and services and take action on programs for improvement of the county and the welfare of its residents. • Adopt, and amend as necessary, a county administrative code to govern the operation of the county. • Adopt, pursuant to the provisions of the charter, such ordinances of countywide force and effect as are necessary for the health, safety, and welfare of the residents. It is the specific legislative intent to recognize that a county charter may properly determine that certain governmental areas are more conducive to uniform countywide enforcement and may provide the county' government powers in relation to those areas as recognized and as may be amended from time to time by the people of that county. • All other powers of local self - government not inconsistent with general law as recognized by the Constitution and laws of the state and which have not been limited by the county charter. COMMISSION MEETINGS One of the main responsibilities of any county commission in Florida is to meet regularly as a group and make policy. Most county commissions select a Chair and a Vice Chair to help run the meetings (some even select a 2" or 3` Vice Chair). The Broward County Commission selects a Mayor and Vice Mayor from the Board, although they are functionally equivalent to Chairs and Vice Chairs and not to be confused with elected mayors wielding executive power. Commission meetings must be announced ahead of time and the agenda for the meeting must be made available ahead of time as well. County residents must be given an opportunity to speak and bring up issues they are concerned about. Minutes must be kept of board actions and made available to the public. COMMISSION - ADMINISTRATOR OR MANAGER FORM By far the most popular form of government in Florida today is the commission - administrator or manager form of government. Fifty -four counties have chosen this form of government. All but one of the counties with this form of government adopted it since the reforms of the late 1960s and early 1970s. St. Lucie County, a non - charter county, got a special act of the legislature passed in 1959 granting permission to create a commission - administrator form of government. Figure 2.3 shows the organizational chart for St. Lucie county government. The key difference between this form and the traditional commission form is the separation of powers between making policy and executing policy. The board of commissioners passes ordinances but hires an administrator or manager to execute the policy and oversee the various departments under the Florida County Government Guide 16 board's control. Technically under Florida's County Administration Law the proper term for the person hired to implement policy and oversee day to day operations in a non - charter county is "administrator." And technically the proper term for that person in charter counties is "manager" according to the Optional County Charter Law. However, as Table 2.3 shows, the terms are used interchangeably by charter and non - charter counties. So as a practical matter in Florida a commission - administrator form of government is equivalent to a commission - manager form of government. Figure 2.3. Commission - Administrator Form of Government, St. Lucie County, Florida. Clerk of County Property County Supervisor Tax Courts Sheriff Appraiser Commission of Elections Collector Assistant County Administrator Community W Environmental Services County County Administrator Attorney I Media I Relations iagement & Human Budget I I Resources Public Safety & Parks & Ffl Mosq uito Cntrl, Recreation & Coastal Mgt. Planning & Public Works Development Source: St. Lucie County website; organizational chart adapted by the author. Again, the meaningful difference is between charter and non - charter counties. Regardless of what the person is called, in charter counties the duties are largely governed by the county charter. Specifically Chapter 125.84, Florida Statutes, succinctly says: "The county manager shall be appointed by, and serve at the pleasure of, the board and shall exercise the executive responsibilities assigned by the charter." Conversely in non - charter counties the duties are largely governed by state law (Chapter 125.74, Florida Statutes) and administrators are legally kept on a fairly short leash: "It is the intent of the Legislature to grant to the county administrator only those powers and duties which are administrative or ministerial in nature and not to delegate any governmental power imbued in the board of county commissioners..." The duties assigned by the legislature include: El � • Administer and carry out the directives and policies of the board of county commissioners and enforce all orders, resolutions, ordinances, and regulations of the board to assure that they are faithfully executed. Florida County Government Guide 17 • Report to the board on action taken pursuant to any directive or policy and provide an annual report to the board. • Provide the board with data or information concerning county goverment and advice and recommendations on county government operations. • Prepare and submit to the board an annual operating budget, a capital budget, and a capital program. • Establish the schedules and procedures to be followed by all county departments. • Prepare and submit to the board after the end of each fiscal year a complete report on finances. • Supervise the care and custody of all county property. • Recommend to the board a current position classification and pay plan for all county positions. • Develop, install, and maintain centralized budgeting, personnel, legal, and purchasing procedures. • Organize the work of county departments and review the departments, administration, and operation of the county and make recommendations pertaining to reorganization by the board. • Select, employ, and supervise all personnel and fill all vacancies under the jurisdiction of the board. However, the employment of all department heads shall require confirmation by the board. • Suspend, discharge, or remove any employee under the jurisdiction of the board pursuant to procedures adopted by the board. • Negotiate leases, contracts, and other agreements for the county, subject to approval of the board. • See that all terms and conditions in all leases, contracts, and agreements are performed and notify the board of any noted violation thereof. • Attend all meetings of the board with authority to participate in the discussion of any matter. • Perform such other duties as may be required by the board of county commissioners. Statutes make clear that managers and administrators are not to engage in policy making. Instead they must only faithfully execute the decisions made by the commission. Of course, what is on paper is not always the way things work in real life. And so managers and administrators often have great say over what ordinances the county commissioners adopt, what decisions they make, and what budgets they pass. The managers and administrators are full -time employees and have a large information advantage over their commissioners, particularly in small- and medium -sized counties where the commission y ers ma have other full- or part-time jobs. Managers bring problems to the attention of the board, which allows them to help set the agenda. They also propose budgets and do research on policy problems and so can help steer the board to their desired course of action. Of course, county administrators or managers have a tough and tricky job and they have to be careful not to obviously exceed their authority or anger the commissioners. Because if they do, the same commissions that hire managers or administrators can also fire them! COMMISSION - EXECUTIVE FORM Only three charter counties have adopted the commission - executive form of government (technically called the "county executive form" in Florida Statutes): Duval; Miami -Dade; and Orange. Florida County Government Guide 18 Like the commission - administrator form, the commission - executive form differs from the traditional commission form in that there are separate roles for making policy and implementing policy. However, it differs from the commission - administrator form, as well, because the person responsible for the executive role (the mayor in the case of these three Florida charter counties) is elected by the county voters rather than appointed by the board of commissioners. And unlike an administrator or manager, the mayor in this form of government is expected to help formulate policy. In each of those three counties, the mayor is expected to suggest policy to the board and influence what is actually passed. In Orange County, the elected mayor actually chairs the commission meetings and has an equal vote with the other six commissioners. In Miami -Dade and Duval, the mayors can veto commission actions (subject to override by the commission). And, of course, since the office is elected, the mayor is also expected to politically lead county residents and speak publically and to the press about the direction of local policy and even, on occasion, state and national party politics. These are activities that are strictly forbidden for county managers and administrators and would almost certainly lead to termination. The mayors in all three of these counties are similar to the administrators and managers in one way, however, since the mayor is also legally responsible for the administration of county government and executing the laws that the commission passes. In fact, Chapter 125.85, Florida Statutes, lists twelve specific administrative duties that charter county executives must undertake in addition to whatever else the charter contains (they are not listed separately here as most of them duplicate the administrative functions required of county managers and administrators in state statute). The specific duties and expectations for the mayors beyond the administrative ones required by the state are set out in the charter of each county. Of course all three of these county mayors employ a full time administrator to oversee day to day operations because of the size of their counties and the enormous workload they carry. Of the three charters, Orange County has the one that might be considered the "average" example of a county executive form of government found in other states. The charters of Miami -Dade and Duval each have an interesting and unique twist on county government structure in Florida. Each was designed to help mitigate the problem of metropolitan fragmentation —the existence of many local governments in one region trying to coordinate and offer citizens services efficiently. CONSOLIDATED GOVERNMENT IN JACKSONVILLE/DUVAL COUNTY The Florida Constitution allows for the merger of local governments, including city-county consolidation, by special legislative act "if approved by vote of the electors of the county, or of the county and municipalities affected.s The logic behind consolidation is to ease fragmentation and competition between cities and counties and increase efficiency by creating one local government to replace two or more. Jacksonville and Duval County residents voted to merge in 1967, following allegations of widespread corruption in the city government, a weakening tax base, and deteriorating public schools. 1 But consolidation proposals have been repeatedly rejected by voters elsewhere in the state. Often incumbent officials and public employees fear loss of their positions; racial minorities fear dilution of their power; and other voters fear larger, more expensive, and less responsive government. Nonetheless, consolidation did replace separate Jacksonville/Duval County governments with one consolidated government. And so the legislative body for the county is called the Jacksonville City Council and the chief executive of the county is called the Mayor of Jacksonville. Figure 2.4 displays the county executive form of government for Jacksonville/Duval County. Florida County Government Guide 19 Figure 2.4. Council - Executive Form of Government, Jacksonville/Duval County, Florida. Clerk of Sheriff Property Mayor Courts Appraiser Chief Administrative Officer City Sup. of Tax Council Elections Collector Sustainable Recreation & Central Economic Information Communities Public Works Community O erations F Development Services p Commission Technology Source: City of Jacksonville website; organizational chart adapted by the author. FEDERATED GOVERNMENT IN MIAMI -DARE Another attempt to coordinate service delivery and mitigate the problems of metropolitan fragmentation is the creation of a federated local government. The Florida Constitution established home rule in 1956 and a special federated government was created in Dade County in 1957. (Dade County officially changed its name to Miami -Dade County in 1997). Interestingly, before the voters of Dade county were able to hold a referendum, the entire state got to vote on approval for this new form of government in 1956 as it was proposed as an amendment to the state constitution (subsequently it was carried forward in the new constitution of 1968). Unlike consolidation, federated government sets up a two -tier system of governance (much like the U.S. federal system sets up a structure with national and state governments). The 35 municipalities in Miami -Dade make up the lower tier of government and provide police and fire protection, zoning and code enforcement, and other typical city services paid for by city taxes. The county is the higher tier of government and provides services that are more regional in nature such as emergency management, airport and seaport operations, public housing, health care, transportation, and environmental services, which are funded by county taxes on all incorporated and unincorporated areas. The original charter changed the form of government from the traditional commission form to a county manager form. However, in 2007 the voters of Miami -Dade revised their charter creating the current commission - executive form of government. ASSESSING FORMS OF GOVERNMENT All three basic forms of county government can work effectively. However, each is designed for a certain type of county. The primary factor in having a good fit between the county and the form of government is population size. Table 2.4 shows the average population size of the counties that have each form of government. The ten non - charter counties with commission forms of government average a little less than 19,000 people. The 54 counties that have county- manager or administrator forms of government average a little over 260,000. And the three charter counties that have adopted an executive form of government average almost 1.5 million people. Florida County Government Guide 20 Table 2.4. Form of Government by Avera County Population (2009). Form of Government Average County Population Commission 18,969 Manager/Administrator 260,723 Executive 1,493,914 Source: Data collected by author. Emil There is logic to this self - sorting. The traditional county commission structure was designed for small rural counties with fairly homogenous population. Citizen expectations for services are fairly low and political conflict is rare. County commissioners can handle both making and overseeing policy and many key state functions are handled by the separately elected constitutional officers. However, as the population grows and becomes more diverse, more political conflict is bound to occur and citizens begin to expect more services. Having the county commission make and implement policy becomes difficult and inefficient —and violates the cherished political doctrine of separation of powers inherent in national and state government. Thus counties begin to gravitate towards the county manager or administrator form of government to allow a professional administrator to oversee day to day operations of county government and allow the commission to focus on making policy. Finally, as the county grows even larger and more diverse there is a need for political leadership and an elected executive. Political disagreements between diverse factions can best be overcome by strong political leadership, something a manager or administrator is ill- equipped to provide and legally cannot provide. Executive mayors that are forced to campaign, talk to voters, lay out plans for the future, and help work out compromises that various factions can live with help make large urban counties fimction. COMMISSION DISTRICT STRUCTURES There are basically two issues involved when examining the structure of commission districts in Florida: the number of commissioners and type of district. Charter status is the primary determining factor for size, although even non - charter counties have two options. Generally most counties in Florida have five districts although several charter counties (and one non - charter) have larger numbers. Federal civil rights concerns are a significant factor in the type of district that some counties use. The three basic types of districts found in Florida and across the country are: single member districts in operation in 23 counties; at -large district residency systems employed by 38 counties; and mixed systems (a combination of single member and at- large) found in the other six counties (see Table 2.5). The number and type of commission districts for non - charter counties is governed by the Florida Constitution and Chapter 124, Florida Statutes. The charter designates the number of commissioners and type of system in the charter counties. AT- LARGE, DISTRICT RESIDENCY SYSTEM Article VIII, section 1(e), of the Florida Constitution requires that county commission districts in all counties be redrawn after each decennial census and be of "contiguous territory as nearly equal in population as practicable." Additionally it states that non - charter counties will have five or seven commissioners serving four -year staggered terms (so as to keep some experienced members on the commission after each election) and that one member residing in each commission district will be elected as provided by law. Chapter 124.01, Florida Statutes, sets up an election system called an at- large, district residency system. Specifically, the county is divided into five equally populated, geographically defined districts. A r� Florida County Government Guide 21 candidate runs to represent the district he or she lives in (e.g., District 1), but all voters in the county get to vote on who shall represent that district. Thirty-eight counties, including seven charter counties, use this system and have five districts. For non - charter counties it is the default system if they do not choose something different. I SINGLE - MEMBER AND MIXED DISTRICTS Chapter 124.011, Florida Statutes, gives two more alternatives for non - charter counties: five single - member districts or a seven - member mixed system —both with staggered terms. In either case, for a non - charter county to adopt either of these systems a proposition to do so must be placed before the voters by resolution of the commission or by a petition signed by at least 10% of the county's registered voters. The single- member district plan is fairly straightforward: "each commissioner shall be nominated and elected only by the qualified electors who reside in the same county commission district as the commissioner." Twenty-three counties have single- member district elections with four charter and 15 non -charter counties having five members and four charter counties deciding on larger commissions (Orange, 6, Palm Beach, 7, Broward, 9, and Miami -Dade, 13). Table 2.5. County Commission Elections Districts: Type and Number. Charter Counties in Italics Single Member At- Large, District Residency Mixed (Single /At- Large) County # County # County # County # Bradford 5 Alachua 5 Liberty 5 Duval 19(14/5) Brevard 5 Baker 5 Marion 5 Hillsborough 7(4/3) Broward 9 Bay 5 Martin 5 Leon 7(5/2) Calhoun 5 Charlotte 5 Monroe 5 Manatee 7(5/2) Clay 5 Citrus 5 Nassau 5 Pinellas 7(4/3) Collier 5 Desoto 5 Okaloosa 5 Volusia 7(5/2) Columbia 5 Dixie 5 Okeechobee 5 Escambia 5 Flagler 5 Pasco 5 Franklin 5 Gilchrist 5 Polk 5 Gadsen 5 Glades 5 Putnam 5 Gulf 5 Hardee 5 Santa Rosa 5 Hamilton 5 Hernando 5 Sarasota 5 Hendry 5 Highlands 5 Seminole 5 Jackson 5 Holmes 5 St. Johns 5 Jefferson 5 Indian River 5 St. Lucie 5 Madison 5 Lafayette 5 Sumter 5 Miami -Dade 13 Lake 5 Wakulla 5 Orange* 6 Lee 5 Walton 5 Osceola 5 Levy 5 Washington 5 Palm Beach 7 Suwannee 5 Taylor 5 Union 5 Source: Data collected by the author. * Orange County actually has 7 voting members on the commission since the executive mayor elected countywide also has a vote. For the seven - member mixed system, five members are elected from single member districts as just described. The other two run at- large—candidates for these two seats can live in any part of the county and all county electors are eligible to vote in those elections. Manatee County is the only non- Florida County Government Guide 22 charter county currently using this system, but two charter counties, Leon and Volusia, do as well. Two other charter counties (Hillsborough and Pinellas) also have seven members but have four single members and three at- large. Finally Duval County/Jacksonville uses a mixed system and has the largest commission/council in the state at 19 total members: 14 from single member districts and five elected at- large. EVALUATING DISTRICTING PLANS �J Each of the three types of districting plan has some advantages and disadvantages. At -large district residency plans require commission members to be spread out geographically through the county to ensure that all areas receive representation, but allow all residents to have a vote for all commissioners. Theoretically, at -large elections keep commissioners focusing on the good of the whole county rather than the concerns of one area. However, at -large systems can make it more difficult for minority residents to elect a minority to the commission. If most residents vote along racial or ethnic lines, even a county with 49% minority population may not elect any members to the commission. In fact, a number of Florida counties have been forced to abandon at -large elections and replace them with single member districts because of legal action by the U.S. Justice Department and federal courts enforcing the Voting Rights Act. These include Escambia, Miami -Dade and more recently Osceola. In each case Black or Hispanic residents complained that they were not able to elect minority members to their commission despite having a fairly high percentage of minority residents in the county. In each case the switch to single member districts increased the number of minorities on the commission and gave needed representation to minority groups in the community. One of the big advantages of single member districts is that they allow for greater diversity and representation on the commission. Single member districts can also lead each commissioner to have a narrow view of issues and lose sight of what is in the best interest of the county as a whole. Thus proponents of mixed systems promote them precisely because they allow some commissioners to bring a countywide perspective to matters before the board of county commissioners but allow other district - based commissioners to represent specific areas of the county. A REVIEW OF COUNTY GOVERNMENT STRUCTURE IN FLORIDA Florida county government structure has come a long way since the 1950s. The options provided to the counties by the state have given counties more home rule and flexibility to deal with larger urban Populations and citizen demand for increasing county services. There are three main structures that affect all counties in the state: charter status; form of government; and type of commission district. The first and most important structural question faced by Florida counties is whether or not to adopt a charter. Charter counties have more independence from the state in determining how to set up and operate their county government although even non - charter counties have many more options and much more independence than they used to. It is somewhat surprising that only 20 counties have chosen to become charter counties in the last 40 years. It would not be surprising if more select this option in the coming decades. Florida counties are using three different forms of government —with all but one county also having five elected constitutional officers. Some smaller counties still use the traditional county commission system that combines the legislative and executive function in the county commission. Only ten counties are still using this system in Florida and four of those are already phasing into a county administrator system by employing a county coordinator to act as an administrator over day to day activities. Over time it is likely that all but two or three of the smallest counties in Florida will eventually Florida County Government Guide 23 N Ji rd } choose to abandon the county commission system. By far the most popular form of government is the county administrator or manager form of government. The vast maj ority of counties have chosen this system. By separating policy making and policy implementation between the commission and a manager or administrator appointed by the commission, residents get more efficient effective governance. Just three of the largest counties in Florida have chosen an executive form. This form requires a mayor to be elected. The mayor can then provide political leadership to the county, work with the commission to make policy, execute county decisions, and manage the bureaucracy. Of these three counties, Duval County's consolidation with Jacksonville and Miami - Dade's system of federated government provide two more interesting structures to try and deal with the problem of metropolitan fragmentation in urban areas. Several other large Florida counties will likely consider an executive form Florida). of government or consolidation in the future (although consolidation attempts have not fared well in Finally, the last structure is number and type of commission district. Almost all non - charter counties have five commission members (although they can have seven and one does). Charter counties can and do have larger commissions with the number determined by the charter. The three types of election districts are available to both charter and non - charter counties alike (although e method of county). At -large district residency systems are the th adopting them is somewhat different for each type of most prevalent in Florida and allow commissioners to focus on wider county concerns. However, they also make it more difficult for minorities to win seats on the commission and thus a number of counties ingl have switched (voluntarily or through legal action) to single member districts. Increasing use of s e member districts increases diversity of county commissions and allows district concerns to be addressed iew of their job. The mixed system that but also encourages commission members to take a very narrow v combines single member and at -large districts is perhaps a good compromise that utilizes the best features of each. NOTES t Current information on the structure of all Florida counties was compiled by the author from a survey of the websites of the Florida Association of Counties, the Municipal Code Corporation, and the 67 individual counties in Florida. Follow up phone calls and a -mails were also made to a number of counties where weta was unavailable or unclear. Z Terry Christensen and Tom Hogen -Each, Local Politics: A Practical Guide to Governing at the Grassroots 2° (Armonk, NY: M.E. Sharpe, 2006), p. 79. ed. 3 This brief history is adapted from "History of County Government part I" authored by the National Association of a Counties, http: / /www.naco.org/ Counties / Pages/ HistoryofCountyGovemmentPartLaspx (accessed June 2010). For an excellent concise overview of the history and current status of local government in Florida see John Wesley White, "Local Government," in Allen Morris and Joan Perry Morris, eds., The Florida Handbook, 2007 -2008 (Tallahassee: The Peninsular Publishing Company, 2007), pp. 236 -245. S See Allen Moms, The Florida Handbook, 1949 -1950 (Tallahassee: The Peninsular publishing Company, 1949), pp. 233 -235 for a list of Florida County Officers from those years. 6 John DeGrove and Robyne Turner "Local Government in Florida: Coping with Massive Sustained Growth," in Robert J. Huckshorn ed., Government and Politic 223. s in Florida (Gainesville: Florida University Press, 1991), pp. 213- 7 Thomas R. Dye and Susan A. MacManus, Politics in States and Communities, 13 ed. (Upper Saddle River, NJ: Pearson Prentice Hall, 2009), pp. 350 -356. a Robert Benedetti, "Local Government in Florida: An Introduction" in Manning J. Dauer ed., Florida's Politics and Government (Gainesville, FL: University Press of Florida, 1980), pp. 192 -200. Florida County Government Guide 24 9 See Article VIII, Florida Constitution, online at: http : / /www.leg. state.fl.us/ Statutes / index .cfin ?Mode=Constitution &Submenu =3 &Tab = statutes &CFID = 75235441 &C FTOKEN= 10950934#A08 10 See Chapter 125, Florida Statutes, online at: http: / /www.leg. state. fl. us / Statutes /index.cfm? App_ mode = Display_ Statute& URL=ChOl25 /tidOI25.htm &StatuteYea r =2009& Title- %2D %3E2009 %2D %3EChapter%20125 k l�Sd4s�s 1 S Nk� a# ,x 11 Frank P. Sherwood, County Government in Florida, (Lincoln, NE: iUniverse, 2008) p.9. 12 Thomas K Dye, Aubrey Jewett and Susan MacManus, Politics in Florida (Tallahassee: Florida Institute of Government Press, 2007), p. 236. 13 Chapter 125.84, Florida Statutes, County Charters; Optional Forms. 14 Chapter 125.70, Florida Statutes, County Administration Law of 1974. 15 Miami -Dade County is the only county without an elective sheriff or an agency titled "Sheriffs Office." Instead the equivalent agency is known as the Miami -Dade Police Department, and its leader is known as the Metropolitan Sheriff and Director of the Miami -Dade Police Department. 16 Pursuant to section 129.03, Florida Statutes, on or before June 1 of each year, sheriffs are required to submit a tentative budget to the board of county commissioners for the operation of the sheriffs office for the ensuing fiscal year. Along with the tentative budget, Section 30.49, Florida Statutes, requires the sheriff to submit a sworn certificate that the proposed expenditures are `reasonable and necessary for the proper and efficient operation of the office for the ensuing year." The board of commissioners is to review the budget request and may require changes made as it deems necessary. Section 30.49, Florida Statutes, allows the sheriff, within 30 days, to file an appeal to the Administration Commission regarding the approved budget. The Executive Office of the Governor is required to provide a budget hearing to allow both parties to present their case. Upon the findings and recommendations of the Executive Office of the Governor, the Administration Commission may amend the budget if it finds that any aspect of the budget is unreasonable. The budget as approved, amended or changed by the Administration Commission is final. 17 The clerk also has some audit and fiscal responsibility over the commission. Charter counties may appoint a different person to be their clerk. la Although in Florida there is little practical distinction between commission - manager and commission - administrator forms of government, this is not the case in all states. Some states, like Georgia, view county administrator as a more constrained position than a count manager which is viewed as more expansive. See Bernard H. Ross and Myron A. Levine, Urban Politics 7 ed. (Belmont, CA: Thomson Wadsworth, 2006), pp. 426- 427. 19 G. Ross Stephens and Nelson Wikstrom, Metropolitan Government and Governance (New York: Oxford University Press, 2000) pp. 75 -81 and 88 -95. "Article VIII, Section 3, Florida Constitution, "Consolidation" 21 For a good description, see James B. Crooks, Jacksonville: The Consolidation Story, from Civil Rights to the Jaguars (Gainesville, FL: University Press of Florida, 2004). 22 Areas that have rejected city-county consolidation include Tampa - Hillsborough in 1967, 1970, and 1972; Pensacola- Escambia in 1970; Fort Pierce -St. Lucie in 1972; Tallahassee -Leon in 1973, 1976, and 1993; Gainesville - Alachua in 1975, 1976, and 1990; and Okeechobee City and County in 1979 and 1989. 23 See http :// www. miamidade .gov /infolgovernment.asp. For an early look at the establishment of federated government in Miami -Dade see Edward Sofen, The Aflami Metropolitan Experience (Garden City, NY: Anchor Books, 1966). Florida County Government Guide 25 Part Three Escambia County Materials 3. a. Escambia County Background Memo Escambia Countv Charter Commission Structure or Form of County Government The Florida Constitution provides for each non - chartered county to be governed by a board of county commissioners composed of five or seven members serving staggered terms of four years. Florida Statues allow Boards of County Commissioners in non-chartered counties to appoint a county administrator to administer the affairs of the county. Non - chartered counties also elect five county officers for terms of four years: a sheriff, a tax collector, a property appraiser, a supervisor of elections, and a clerk of the circuit court. Escambia County, as a non-chartered county, is governed by a board of county commissioners composed of five members serving staggered terms of four years. Because Escambia County's system of at large elections for its county commissioners was declared to be in violation of the Voting Rights Act by the Federal Court, the county commissioners are elected from five single member districts. In 1985, the Board of County Commissioners enacted an ordinance creating the position of county administrator, and Escambia County presently has an appointed County Administrator. Pursuant to the Florida Constitution, Escambia County also elects the county constitutional officers of sheriff, tax collector, property appraiser, supervisor of elections, and clerk of the circuit court for four -year terms. The current Escambia County Charter Commission was appointed by the Board of County Commissioners pursuant to Chapter 125, Part H of the Florida Statutes, to conduct a comprehensive study of the operation of county government and of the ways in which the conduct of county government might be improved or reorganized. No parameters are set by statute for the structure or form of the reorganized government, if the Charter Commission were to conclude that it should be reorganized. Chapter 125, Part IV of the Florida Statutes, known as the "Optional County Charter Law," which allows a Board of County Commissioners to propose a charter by ordinance, does limit the form of government to be proposed to one of three structures: (1). COUNTY EXECUTIVE FORM. The county executive form shall provide for governance by an elected board of commissioners and an elected county executive and such other officers as may be duly elected or appointed pursuant to the charter. (2). COUNTY MANAGER FORM. The county manager form shall provide for governance by an elected board of county commissioners and an appointed county manager and such other officers as may be duly elected or appointed pursuant to the charter. (3). COUNTY CHAIR - ADMINISTRATOR PLAN. The county chair - administrator plan shall provide for governance by an elected board of county commissioners presided over by an elected chair that shall vote only in case of a tie, and an appointed county administrator and such other officers as may be duly elected or appointed pursuant to the charter. Under the County Executive Form of government, the elected county executive is not a member of the Board of County Commissioners, but may veto ordinances enacted by the Board, subject to override by a two- thirds vote of the Board. This form of government is found in the Miami -Dade charter and in the charter for the City of Jacksonville. Miami- Dade has a Board of County Commissioners composed of thirteen members elected from single member districts, and a Mayor elected county -wide. The Mayor serves as the Chief Executive and appoints a County Manager, subject to the Board's approval. The City of Jacksonville has a City Council composed of nineteen members, fourteen of whom are elected from single member districts, and five, of whom are elected count} -wide. The Mayor serves as the Chief Executive of the government and appoints a Chief Administrative officer, subject to approval by the City Council. Under the County Manager form of government, the County Manager is appointed by and serves at the pleasure of the Board of County Commissioners. The County Manager exercises the executive responsibilities assigned to that office by the charter. The form of government in Escambia County is a Commission/Manager form of government. Those non-chartered counties, which have appointed a county administrator, pursuant to state statute, also operate under a Commission/Manager form of government. There are nineteen counties in the State of Florida which have adopted charters. The charters for Miami -Dade and the City of Jacskonville were proposed by special acts of the Florida Legislature. The remaining seventeen charters are county charters drafted pursuant to Chapter 125 of the Florida Statutes. Sixteen of these seventeen charters provide for the County Manager form of government. The remaining county, Orange County, has adopted the County Chair - Administrator Plan of government. Orange County has a Board of County Commissioners composed of six members elected from single member districts and a chairman elected count} -wide. The County Chairman is a member of the Board of County Commissioners; he presides over the meetings of the Board and has a vote. The County Chairmen also serves as Chief Executive of the government and appoints the County Administrator, subject to approval by the Board. The form of government that is best for Escambia County is a matter of opinion. The Escambia County Charter Commission is very interested in hearing the opinions of the citizens on the form of government that they believe would be best for Escambia County. 3. b. January 8, 2010 news article Government Consolidation Plan Hits Roadblock: Escambia Withdraws Support for 2010 Vote Government Consolidation Plan Hits Roadblock: Escambia Withdraws Support For 2010 ... Page 2 of 7 Government Consolidation Plan Hits Roadblock: Escambia Withdraws Support For 2010 Vote January 8, 2010 On a split vote, the Escambia County Commission has pulled support for a 2010 vote on a government consolidation plan, delaying any possible consolidation referendum until 2012 at the earliest. Escambia became the second of three entities to withdraw support; Century pulled their support in January of last year. motion by Commissioner Wilson Robertson to ask the Escambia County legislative delegation to delay any consolidation vote until no earlier than November 2012 passed 3 -2. Commissioners Robertson, Kevin White and Gene Valentino voted for the delay, while Commissioners Marie Young and Grover Robinson voted against. mhtml: file: //C:\ Users\ shillinger- bob\AppData\Local\Microsofl \Windows \Temporary Interne... 1/4/2011 Government Consolidation Plan Hits Roadblock: Escambia Withdraws Support For 2010 ... Page 3 of 7 The Escambia County Consolidation Study Commission's proposal to unify the three governments is due by January 15, but it is still not complete. The group has three meetings remaining, including one on January 14, in which it planned to hammer out a final proposal. That schedule, Robertson said, was simply not acceptable to allow for full review of the plan. "There is no rush, and there is plenty of time to do this," Attorney Kenneth Bell told the commision. Bell, who chairs the consolidation committee, said that the actual bill in legislature does not have to be filed until February 15. "I was given my task under the bill agreed to by this commission, the City of Pensacola, the Town of Century and other folks ... And the deadline we were given was January 15, and we are on task to reach that deadline." Bell said he was disappointed that there "would be an attempt to the pull the rug out of this process ". things that Mr. Robertson has put in his letter are simply not true," he said. He encourage the commission to wait until the final consolidation commission meeting on January 14, or "at the latest" January 21 for final proposal that he said the commission had worked thousands of hours to draft. "I think it is incredibly disrespectful." "I didn't think you could make it," Robertson said. "I was very concerned about seeing this document so we could decide if we wanted to continue to support it." "I don't want to have a document that has been approved by the delegation," he said, "that all I am going to be able to debate for the next 10 months before it goes to election is whether I am for it or against it. I want a document that has been worked out, that has been hammered out, refined, that's went out to the community, that's been discussed." "I am not trying to kills this. Get it on the 2012 ballot. Why does it have to be 2010?" Robertson said. "I do support some form of consolidation. I've referred to it as ice cream that comes in 20 flavors — which one are you talking about ?" Commissioner Gene Valentino said. "There is no judgement being passed here — directly or indirectly — on consolidation." The Town of Century also pulled their support for the plan altogether. In December 2008, the Century Town Council voted to support a consolidation study, but a few weeks later, Century withdrew their support with council members saying they were misled by the group Escambia All For One. If the 25- member Escambia County Consolidation Study Commission finishes their proposal by January 15, it will still go to the Northwest Florida Legislative Delegation. The delegation will usually not send an item to the full legislature if it does to have the full support of the local governments involved. Pictured top inset: Commissioner Wilson Robertson at Thursday night's BOCC meeting. Pictured bottom inset: Kenneth Bell. mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 3. c. House Bill 1431 Staff Analysis on Escambia Consolidation Bill HOUSE OF REPRESENTATIVES LOCAL BILL STAFF ANALYSIS BILL #: CS/1-113 1431 City of Pensacola, Town of Century, and Escambia County SPONSOR(S): Military & Local Affairs Policy Committee; Evers TIED BILLS: IDEN. /SIM. BILLS: REFERENCE ACTION ANALYST STAFF DIRECTOR 1) Military & Local Affairs Policy Committee 14 Y, 0 N, As CS Nelson Hoagland 2) Economic Development & Community Affairs Policy Council 3) Finance & Tax Council 4) 5) Langston SUMMARY ANALYSIS Section 3, Art. VIII of the State Constitution provides that city/county consolidations may take place pursuant to a "consolidation plan... proposed only by special law, which shall become effective if approved by vote of the electors of the county, or of the county and municipalities affected...." This bill creates a commission for the purpose of developing a consolidation plan for the City of Pensacola, Town of Century, and Escambia County. The bill provides for: the membership of the commission; special advisory committees and membership; meetings; sources of funding; private contributions; clerical, technical and legal assistance; dissolution of the commission and reversion of commission property to the county. While the Economic Impact Statement does not describe a fiscal impact, it indicates that the proposed consolidation would provide for lower taxes, and have a positive impact on economic development. The bill is effective upon becoming law. 14 Y, 0 N Nelson Tinker 11 Y, 0 N Wilson This document does not reflect the Intent or official position of the bill sponsor or House of Representatives. STORAGE NAME: h1431e.FTC.doc DATE: 4/13/2009 HOUSE PRINCIPLES Members are encouraged to evaluate proposed legislation in light of the following guiding principles of the House of Representatives: • Balance the state budget. • Create a legal and regulatory environment that fosters economic growth and job creation. • Lower the tax burden on families and businesses. • Reverse or restrain the growth of government. • Promote public safety. • Promote educational accountability, excellence, and choice. • Foster respect for the family and for innocent human life. • Protect Florida's natural beauty. FULL ANALYSIS I. SUBSTANTIVE ANALYSIS A. EFFECT OF PROPOSED CHANGES: Present Situation History of City /County Consolidations Consolidation involves combining city and county governments so that the boundaries of the county and an affected city or cities become the same. Consolidation can be total or partial. Total consolidation occurs where all independent governmental units within a county are assimilated into the consolidated government. When some of the governmental units remain independent, the consolidation is partial. All jurisdictions need not participate in a consolidation effort, and consolidation does not automatically preclude the later formation of new cities or special districts. When the consolidated government of Jacksonville /Duval County was formed, for example, four cities retained their identity (Neptune Beach, Baldwin, Atlantic Beach and Jacksonville Beach), but four special districts were eliminated and 12 more were consolidated into two dependent districts. Since that time, at least one new independent special district has been created within the geographic boundaries of the consolidated government. Few successful city - county consolidations have occurred in the United States. Of the nearly 3,066 county governments in the United States, only 36 are combined city /county governments.' The Florida Constitution & Consolidation Prior to 1934, the 1885 State Constitution was silent on the subject of consolidation. This lack of constitutional direction left many questions unanswered about the authority of the Legislature to enact statutes consolidating city and county governments. Consequently, to avoid potential legal challenges, the Legislature began specifically authorizing consolidation efforts by proposing constitutional amendments. The 1933 Legislature passed a joint resolution to amend the Constitution declaring its own power to establish a municipal corporation consolidating the governments of Duval County and any of the municipalities within its boundaries, subject to referendum approval of the ' Research Division, National Association of Counties, Washington, D.C. STORAGE NAME: h1431e.FTC.doe PAGE: 2 DATE: 4/13/2009 affected voters. The electorate of Florida adopted this amendment in 1934. However, the voters of the City of Jacksonville and Duval County did not adopt a municipal charter pursuant to this constitutional provision until 1967. In 1935, the Legislature enacted a joint resolution to amend the Constitution, adopted by the Florida electorate in 1936, establishing similar legislative authority, subject to voter approval, with respect to Key West and Monroe County. The citizens of Key West and Monroe County have not voted to utilize this authority and enact consolidated government. In 1965, the Legislature passed a constitutional amendment, adopted by the Florida electorate in 1966, authorizing consolidation in Hillsborough County in a slightly different manner. This constitutional provision directly authorizes the electors of Hillsborough County to adopt a county charter, conditioned upon the consolidation of the governments of the City of Tampa and the county. This authority has not been utilized. Hillsborough County, however, became a charter county pursuant to general law in 1983. Presently, only Duval County and the City of Jacksonville have taken advantage of the specific constitutional authority to consolidate. However, the enabling amendments to the 1885 Constitution for the consolidation of the City of Key West and Monroe County, and the consolidation of the City of Tampa and Hillsborough County, remain a part of the State Constitution, adopted by reference in Article VIII, section 6(e) of the State Constitution. The 1955 Legislature authorized the voters of Dade County to enact a home rule charter through an amendment to the 1885 State Constitution.' This constitutional provision did not authorize consolidation as authorized for the other three counties. It did empower the electors of Miami -Dade County through their charter to: 1) create a central metropolitan government; 2) merge, consolidate and abolish all municipal corporations, county, or district governments in the county; and 3) provide a method by which any and all of the functions or powers of any municipal corporation or other governmental entity in Miami - Dade County may be transferred to the board of county commissioners. General authority for consolidation is provided in Article VIII, section 3 of the State Constitution. Under this section, city/county consolidations may only occur through a consolidation plan passed by special act of the Legislature and subject to approval of the electorate. Voter approval may be obtained via a single countywide referendum or through a separate referendum election held in each affected political jurisdiction. The consolidation plan cannot require new residents to be responsible for old debts, unless they benefit from the facility or service for which the indebtedness was incurred. Florida Statutes Specifically Addressing Consolidated Governments Several general laws uniquely affect consolidated governments. These statutes fall into three broad categories: retirement and pension rights, taxation and finance, and export trade. These statutes apply to the consolidated government of Jacksonville /Duval County and, in some cases, Miami -Dade County. However, these provisions could apply to any other governments that consolidate. 2 Section 9, Art. VIII of the State Constitution of 1885 as referenced in s. 6, Art. VIII of the State Constitution. 3 Jacksonville Ordinance Code, Volume III (containing the Charter and Related Laws of the City of Jacksonville, Florida), (Tallahassee, Florida: Municipal Code Corporation, 1991), C -1. 4 Section 10, Art. VIII of the State Constitution of 1885, as referenced in s. 6, Art. VIII of the State Constitution. . 5 Section 24, Art. VIII of the State Constitution of 1885 as referenced s. 6, Art.VIII of the State Constitution. 6 Home Rule Charter for Hillsborough County Florida, (Tampa, Florida: Hillsborough County Board of County Commissioners, September 1983), Introduction. ' Section 11, Art. VIII of the State Constitution of 1885 as referenced in s. 6, Art. VIII of the State Constitution. STORAGE NAME: h1431e.FTC.doc PAGE: 3 DATE: 4/13/2009 Retirement and Pension Rights Section 112.0515, F.S., protects the rights of all public employees in any retirement or pension fund. Public employees' benefits or other pension rights may not be diminished, impaired or reduced by reason of city /county consolidation or other types of governmental reorganization. In addition to protecting pension and retirement benefits, the law in ss.121.081 (f) and (g), F.S., details the conditions under which past service or prior service may be claimed and credited for purposes of calculating retirement benefits. For officers and employees of any county or city involved in a consolidation, the following conditions apply: • Employees participating in a local retirement system of any county or city involved in a consolidation may, if eligible, elect to switch over to the Florida Retirement System. Employer contributions must continue at required rates. • Past - service credit must be given. • Membership in a state retirement system will be protected for officers or employees of a consolidated government enrolled in the system on May 15, 1976. Taxation and Finance There are several statutes that financially affect consolidated governments. These laws relate generally to: • millage determination; • local option taxes; and • revenue sharing. For purposes of the determination of their millage rates for ad valorem taxing purposes, the governments of Miami -Dade County and the consolidated government of Jacksonville /Duval County are defined as county govemments. Except for voted levies, cities and counties are constitutionally limited to a millage cap of 10 mills for municipal purposes and 10 mills for county purposes. However, since consolidated governments provide both municipal and county services, s. 200.141, F.S, grants Miami -Dade and consolidated Jacksonville /Duval Counties the right to levy a millage up to 20 mills on the dollar of assessed valuation. When these counties consider their assessed millage rates based upon city and county services, they must balance their tax levies so that the millage rate for city /county services taken together is no more than 20 mills. In terms of local option taxes, consolidated governments may levy most taxes other local governments are authorized to levy. They also are specifically authorized to levy a convention development tax on transient rentals by passage of an ordinance. Revenues generated by such a tax must be used to build or improve /enlarge publicly owned convention centers, including stadiums, exhibition halls, arenas, coliseums or auditoriums. Also, the 1985 Legislature authorized the transit system surtax subject to voter referendum or charter amendment for counties which adopted a charter prior to January 1, 1984. Export Trade Section 125.025, F.S., provides that each county that operates under a government consolidated with one or more municipalities in the county has the power to: • own, maintain, operate and control export trading companies and foreign sales corporations as provided by the laws of the United States; e See, s. 200.001(8), F.S. STORAGE NAME: h1431e.FTC.doc PAGE: 4 DATE: 4/13/2009 • own, maintain, operate and control cargo clearance centers and customs clearance facilities and corporations established for the purpose of providing or operating such facilities; • maintain the confidentiality of trade information to the degree provided by the Export Trading Company Act of 1982, Pub. L. No. 97 -290, as it is amended from time to time; • maintain the confidentiality of trade information and data pursuant to the patent laws of the United States, the patent laws of foreign nations (to the extent that they are enforced by the courts of the United States), the copyright laws of the United States, the copyright laws of foreign nations (to the extent that they are enforced by the courts of the United States), and the trade secrets doctrine; and • authorize airport and port employees to serve as officers and directors of export trading companies, foreign sales corporations, and customs and cargo clearance corporations. Florida Consolidation Activity No successful consolidation activity in Florida has occurred since the consolidation of Duval County and the City of Jacksonville in 1967. Despite the perceived benefits of streamlining governmental processes, and the Legislature's attempts to simplify the process, Floridians have consistently rejected consolidation proposals at the polls. Below is a list of failed attempts at consolidation in Florida since 1967, along with a vote count, where data is available. 1967 Tampa /Hillsborough County (County: 11,400 for /28,800 against) 1970 Pensacola/Escambia County (County: 4,550 for /22,600 against; City: 5,350 for /7,700 against) 1970 Tampa /Hillsborough County (County: 37,250 for/51,550 against) 1971 Tallahassee /Leon County (County: 10,400 for/14,750 against) 1972 Ft. Pierce /St. Lucie County (County: 3,000 for /6,500 against; City: 2,050 for /2,250 against) 1972 Tampa /Hillsborough County (County: 54,700 for /74,900 against) 1973 Tallahassee /Leon County (County: 11,050 for/12,850 against) 1975 Gainesville /Alachua County (County: 5,100 for /15,100 against) 1976 Gainesville /Alachua County (County: 6,300 for/13,250 against) 1976 Tallahassee /Leon County (County: 20,350 for/24,850 against) STORAGE NAME: h1431e.FTC.doc PAGE: 5 DATE: 4/13/2009 1979 Okeechobee /Okeechobee County (County: 1,150 for /2,350 against) 1985 Halifax area/Volusia County (County: 19,050 for/23,450 against) 1989 Okeechobee /Okeechobee County (County: 1,350 for /3,100 against) 1990 Gainesville /Alachua County (County: 11,000 for /21,800 against) 1991 Tallahassee /Leon County (County: 36,800 for /55,800 against) In addition to the consolidation attempts that went to referendum, there have been efforts that stopped short of the ballot in Brevard, Charlotte, Columbia, Hardee, Highlands and St. Lucie Counties. Effect of Proposed Changes HB 1431 creates the Escambia County Consolidation Study Commission to develop a consolidation plan or a plan for unification of administrative services for the City of Pensacola, Town of Century, and Escambia County, in whole or in part. The bill provides for submission of any proposed consolidation plan to the local legislative delegation by January 15, 2010, to seek support for a special act that would be submitted to the 2010 Legislature. If approved, the plan will be submitted to the qualified electors of Escambia County. The membership of the commission may not exceed 25 persons, and must be appointed by July 1, 2009, as follows: • The Escambia County Commission appoints five members. Each commissioner appoints one member who is required to reside, work, or own property in the appointing commissioner's district. • The Mayor and the Town Council of the Town of Century appoint one member who is required to be a resident of the Town of Century. • The Pensacola City Council appoints two members who are residents of the City of Pensacola. • The following organizations each appoint one member: • Escambia County branch of the NAACP; • Escambia County Taxpayers' Association; • League of Women Voters of Pensacola Bay Area; • Pensacola Young Professionals; • Pensacola Ministerial Alliance; • Escambia County Farm Bureau; and • Home Builders Association of West Florida. • The President of the University of West Florida appoints one member who has expertise in local government matters. • Each of the following Escambia County constitutional officers appoints one member: STORAGE NAME: M431e.FTC.doc PAGE: B DATE: 4/13/2009 • sheriff; • tax collector, • property appraiser; • clerk of court and • supervisor of elections. • The Chief Judge of the First Judicial Circuit appoints two members who are members of the Florida Bar with legal expertise in local government matters. • The Escambia County School Board appoints one member by a majority vote of the board. • The Emerald Coast Utilities Authority appoints one member. The bill also creates several advisory committees that are required to meet no later than 30 days after the effective date of the act. The committees must elect a chairperson and report to the chairperson of the commission. These committees are as follows: A Special Advisory Committee on Public Safety to provide advice and counsel to the commission on the integration of public safety services in the consolidation plan. Each of the following may serve as a member of the committee or appoint a representative: • The Sheriff of Escambia County. • The Chief of Police of the City of Pensacola. • The Escambia County Community Corrections Bureau. • The Escambia County Public Safety Bureau Chief. • The Fire Chief of the City of Pensacola. • The Fire Chief of Escambia County. • The Escambia County Medical Director. • The chairperson of the Escambia County Fire Services Advisory Board. • The Police Benevolent Association of the City of Pensacola. • The Police Benevolent Association of Escambia County. • The Chapter of the International Association of Firefighters of the City of Pensacola. • The Escambia County Professional Firefighters. A Special Advisory Committee on Economic Development to provide advice and counsel to the commission. Each of the following may appoint a member to the committee: • Pensacola Junior College. • The Pensacola Bay Area Chamber of Commerce. • The Perdido Key Chamber of Commerce. • The Pensacola Downtown Improvement Board. • The Gulf Coast African American Chamber of Commerce. • The local chapter of the Florida Black Chamber of Commerce. • Florida's Great Northwest. • The Town of Century Chamber of Commerce. • The Ruritan Club of Walnut Hill. • The Pensacola Beach Chamber of Commerce. • Women for Responsible Legislation. A Special Advisory Committee on Health Care to provide advice and counsel to the commission. Each of the following may appoint a member to the committee: STORAGE NAME: M431e.FTC.doc PAGE: 7 DATE: 4/13/2009 • Baptist Health Care. • Sacred Heart Health System. • West Florida Hospital. • The Escambia County Health Department. • The Escambia Medical Society. All members serve without compensation. The failure of any person or organization to appoint a member or the failure of a member to serve does not affect the validity of the recommendations of the commission or any special advisory committee. The appointing person or entity may replace any member who resigns or fails to serve. Failure to attend any two meetings without good cause constitutes failure to serve. A member may not be an elected state, county, or municipal official or a constitutional officer. A majority of the duly appointed members of the commission constitute a quorum. All meetings and records of the commission are public, with meetings to be held throughout Escambia County. The commission or a committee may visit local governments outside of Escambia County to observe their operations. The commission is required to elect a chairperson at its first meeting. The commission meets at the call of the chair or upon the call of any three members at least once a month from July 1, 2009, through January 15, 2010. The commission is required to compile and present a status report on its progress and tentative findings by November 30, 2009. This status report will be presented to the board, the City of Pensacola, the Town of Century, and the legislative delegation. The commission is required to submit any proposed consolidation plan to the legislative delegation no later than January 15, 2010. Neither the state nor any governmental entity of the state has an obligation to fund the commission. However, the commission may solicit and receive private contributions limited to $3,000 from any individual or for - profit entity and may solicit and receive public contributions in support of its study. The Commission is required to maintain a detailed accounting of all funds received and the expenditure of such funds. The board or other governmental entities may furnish the commission with such services, office space, and supplies as may be requested by the commission and approved by the board or other governmental entities. The City of Pensacola, Town of Century, and Escambia County may provide reasonable technical, legal and clerical assistance to the commission. The consolidation of the governments of the City of Pensacola, the Town of Century, and Escambia County will become effective only by approval of a majority vote of those electors of Escambia County voting in a referendum. The referendum must be held, after approval of the consolidation plan by the Legislature, at the next general election, in accordance with the provisions of law relating to elections. In a referendum on consolidation, it is necessary for a majority of the electors in Escambia County to approve the consolidation, as well as a majority of electors in the City of Pensacola, in order for the governments of those two entities to be consolidated. Likewise, it is necessary for a majority of the electors in Escambia County to approve consolidation, as well as a majority of electors in the Town of Century, in order for the governments of those two entities to be consolidated. The Escambia County Consolidation Study Commission is required to dissolve by July 1, 2010, at which time all property of the commission becomes property of the county. The bill provides an effective date of upon becoming a law. STORAGE NAME: M431e.FTC.doc PAGE: 8 DATE: 4/13/2009 B. SECTION DIRECTORY: Section 1: Provides for definitions. Section 2: Provides for creation of the Escambia County Consolidation Study Commission. Section 3: Provides for Commission membership. Section 4: Provides for meetings, records and reports. Section 5: Provides for funding and expenses. Section 6: Provides for clerical, technical and legal assistance. Section 7: Provides for a referendum. Section 8: Provides for disposition of property. Section 9: Provides for an effective date. II. NOTICEIREFERENDUM AND OTHER REQUIREMENTS A. NOTICE PUBLISHED? Yes [x] No IF YES, WHEN? January 30, 2009 WHERE? The Pensacola News Journal, a daily newspaper of general circulation published in Escambia County, Florida. B. REFERENDUM(S) REQUIRED? Yes No [x] IF YES, WHEN? C. LOCAL BILL CERTIFICATION FILED? Yes, attached [x] No D. ECONOMIC IMPACT STATEMENT FILED? Yes, attached [x] No a While the Economic Impact Statement does not describe a fiscal impact, it indicates that the proposed consolidation would provide for lower taxes, and have a positive impact on economic development. III. COMMENTS A. CONSTITUTIONAL ISSUES: Section 3, art.Vlll of the Florida Constitution provides as follows: The government of a county and the government of one or more municipalities located therein may be consolidated into a single government which may exercise any and all powers of the county and the several municipalities. The consolidation plan may be proposed only by special law, which shall become effective if approved by vote of the electors of the county, or of the county and municipalities affected, as may be provided in the plan. Consolidation shall not extend the territorial scope of taxation for the payment of pre - existing debt except to areas whose residents receive a benefit from the facility or service for which the indebtedness was incurred. STORAGE NAME: h1431e.FTC.doe PAGE: 9 DATE: 4/13/2009 The Florida Supreme Court previously has noted, when considering the issue of consolidation, that "... it is clear from the language of the Constitution that the term 'special law' means an enactment of the Florida Legislature." 9 B. RULE - MAKING AUTHORITY: None. C. DRAFTING ISSUES OR OTHER COMMENTS: None. IV. AMENDMENTS /COUNCIL OR COMMITTEE SUBSTITUTE CHANGES At its meeting on March 18, 2009, the Military & Local Affairs Policy Committee adopted a strike -all amendment which makes technical changes to the bill. This analysis is drafted to the Committee Substitute for the bill. 9 See, Sarasota County v. Town of Longboat Key 355 So. 2d 1197(Fla. 1978), citing Davis V. Gronemeyer 251 1 (Fla. 1971.) STORAGE NAME: h1431e.FTC.doc PAGE: 10 DATE: 4/13/2009 3. d. Taxes in Florida Medium -Sized Charter and Non - charter Counties Wynn Teasley and Donald Steacy, University of West Florida The Charter Commission Taxes in Florida Medium -Sized Charter and Non- charter Counties By Wynn Teasleyand Donald Steacy Whitman Center for Public Service University of West Florida Page 1 of 7 The Florida Association of Court Clerks (FACC) published an often quoted pamphlet which showed that, for the fiscal it 1999, Florida counties with charter governments had higher tax burdens than non - charter counties. One problem with I broad brush report is that most of the larger counties are chartered, including two that are consolidations with the cities Aiami and Jacksonville. By analogy, that would be similar to saying that Escambia residents inside the City of Pensacola more taxes than residents outside the city's limits. Nineteen counties in Florida are now chartered and they represent hty per cent of the slate's population. So, the remaining twenty percent of Florida's population resides in the 48 non - irtered counties. The charter counties in the FACC study had an average population size of 694,803 while the non - irtered counties had an average size of 83,415. That would be too much like comparing apples and oranges to produce d results. counter this problem, we selected a sample of fourteen Florida counties with populations between 200,000 and 500,000 !dents in the year 2000. So, they all fit within that medium -sized county category, with charter counties having an !rage size of 393,356 and the non - charter counties' average size being 266,207. By 2000, half of those fourteen counties re chartered and half were non - chartered, which offered a good comparison. The seven chartered counties were chua, Brevard, Lee, Polk, Sarasota, Seminole, and Volusia. The seven non - chartered counties were Collier, Escambia, ce, Leon, Manatee, Marion and Pasco, The two questions that we sought to answer were: 1) do charter counties have a her tax burden than non - charter counties, and 2) do counties raise taxes after becoming chartered? Do charter counties have a higher tax burden than non - charter counties? To answer this question, we compared those fourteen counties -seven chartered and seven non - chartered —with regard to property taxes and total taxes per capita and the amount of taxes raised per thousand dollars of personal income during the decade from 1993 to 2002. Obviously, property taxes are just one type of tax a county may impose. It can also impose a sales tax and charter counties are authorized a utility tax, like chartered municipalities. Looking at the amount of taxes raised as a function of personal income reveals the tax burden on an ability -to -pay basis. For eight of those ten years, the amount of property taxes raised was nearly identical. (See Figure One and Table One Attached) In the fiscal years 1999 and 2000, charter counties did raise more property taxes per capita, but in 2001 and 2002 non - charter counties charged a slightly higher rate. Residents in non - charter counties were charged an average of about five dollars more in property taxes per person than residents in charter counties in fiscal year 2002. Figure One Property Taxes per Capita Sources: Fla. Dept. of Financial Services and U.S. Bureau of the Census The second indicator that we looked at (See Figure Two and Table Two) was the total taxes raised. Charter counties, unlike non - charter counties, can raise a public service or utility tax, While both types of counties have access to extra sales tax revenues, non - charter counties tend to make more use of this revenue source, Similar to the findings about property taxes, the total taxes raised per person was nearly identical for all years, with citizens in chartered counties paying only slightly more total taxes in the years 1999 and 2000. Apparently, the greater difference that was found for property taxes during those particular years was reduced somewhat in total taxes by other tax revenues being raised by non charter counties. Again, except for the year 2000, there is almost no difference between charter and non - charter counties in total taxes raised per capita, Citizens in charter counties paid about two dollars more per person in total taxes in 2002. Figure Two mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 The Charter Commission Total Tax Dollars Per Capita Sources: Fla. Dept. of Financial Services and U.S. Bureau of the Census Page 2 of 7 Finally, we looked at lax burden as a function of total taxes raised per $1,000 of personal income. Figure Three (see Table Two) shows that during most of the years, citizens in non - charter counties paid more of their personal income in taxes, charter county residents paid more in 1999 and 2000, but there was no significant difference in the years 2001 and 2002. Non - charter county residents were charged about two cents more in total taxes from personal income in 2002, Figure Three Tax Dollars per $K of Income 15 14 t_ s 0 13 12 11 � K �� Sources: Fla. Dept. of Financial Services and U.S. Bureau of the Census The overall conclusion from this analysis of the last decade of county tax burdents in the fourteen charter and non - charter counties reviewed here is that it is a virtual dead heat. There Is no significant difference between the taxes Imposed on citizens in these charter and non - charter counties based on whether or not they were chartered, Perhaps the most striking observation from these figures is really how similar the trends were for both chartered and non - chartered counties of similar size during the last ten years. 2. Do counties raise taxes after adopting charter? Even if chartered counties had no higher tax burdens than non - chartered counties, it is still reasonable to ask if citizens under charter government Incurred tax increases immediately after adopting a charter. In order to answer this question, we looked at the seven chartered counties reviewed above during the time period five years before a county's particular charter was adopted and five years afterwards. We examined the millage rates as well as the total operating taxes levied before and after charter was adopted. Those seven counties adopted charters over twenty -seven years ranging from 1971 (Sarasota and Volusia) to 1998 (Polk), Therefore, we adjusted all the dollar figures to 1993 constant dollars. Otherwise, when a county adopted a charter would have an impact on the total tax dollars raised in a given year based on variations of the dollar's value or inflation. These charts show the year charter was adopted in the middle, -5 indicates the time period five years before charter was passed and +5 indicates the time period five years after charter was passed. The actual charter year, of course, varied between 1971 and 1998 and the mid -point on the graph (between - -1 and +1) represents each charter county's particular adoption dale. Figure Four (see Table Three Attached) shows that in these charter counties, millage rates were rising steadily before charter was passed as well as for the first year after charter was adopted. The millage rates for the first year after charter adoption was probably set by the previous non - charter county commission. Those millage rates had risen from less than six mills to nearly seven mills until charter was passed. In subsequent years after the passage of charter, however, the average millage rate for charter counties fell back to under six mills. Figure Four mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 The Charter Commission Millage Rates PrelPost Charter • 8 - - - - - -- 6666_ b !Y • 6 a b 5 4 -5 -4 -3 -2 -1 +1 +2 +3 +4 +5 Years Pre( -) and Post( +) Charter Adoption Source: Fla. Dept. of Revenue Page 3 of 7 The second indicator of charter government behavior with regard to taxes is reported in Figure Five (see Table Three Attached). The taxes levied could have actually increased even though miilage rates decreased if the overall property assessments increased. This chart shows the trend in total operating taxes levied before and after charter in 1993 constant dollars adjusted for inflation. The results in Figure Five are consistent with the millage rates results reported previously. Specifically, taxes per capita increased steadily prior to the adoption of charter, but then they began declining after charter was adopted. Sources: Fla. Dept. of Revenue and the U.S. Bureau of the Census First, the results of this analysis show that there is currently no significant difference between the tax burdens found In the fourteen Florida charter and non - charter counties today and there was no significant difference over the last decade. In 2002, the average citizen in a non - charter county paid about five dollars more in property taxes, the average charter county resident was charged about two dollars more in total taxes, and there was only two cents difference in total taxes raised per thousand dollars of personal income. Moreover, the trend analysis of the last decade shows that for most of those ten years there was no discernable difference in average taxes paid by residents in chartered and non - chartered counties. Second, the dramatic differences found in the FACC study were not found here. Studies based on only one fiscal year, e.g., 1999 or 2000, may yield a different picture if that year did not follow the general trend. We believe, however, that the main difference between the results of this study of medium -sized counties and those found in the previous study of all Florida counties is that the FACC compared the taxing and spending patterns of mainly large, urban counties (chartered) with mainly smaller rural counties (non - chartered). mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temnorary Interne... 1/4/2011 Figure Five Naahua 1.61 1.61 1.4 14 1.41 13', 11 2 1! I 11 braaard 11 1.11 1.1 1 U 1.L i 1_11 11 `s U.U' U.9 j U U Lee 1.1 ° 1.01 1.0 10 1.0 1 0.3 0.61 0.0 0 0 09 Polk 1.0 1.0 1.L' U 9 U � Ud U: 1.11 U U u b Sarasota 1.5 4. '.S 40 311 331 3.Ei 3.3 3 Semrole 1.41 1.4 1 'c 1 J 1 s 1.2 1.1 p 1' 1 U y 1 U Vdrsia 4.61 4.4 i L 4 0 3,E 33 � 31 3.3 3.0 27 AIBChUa 11:0.b 11' AJI 1/4.11 1tlr.45 -W-* L4.b _ELI -* A1.1.421 VA 1l:1.1:1 Bnaard i 16g27 1E2!8k 16731 161..0 14131; 136 .41� 131.341 1:081' 128821 126.C7 Lea :M.la :'yU.Uti[ JWJ4' 2b 1.c9 E49Jti '1O 21bJtl 1:1 b2; 29b 12 cLllsti po8r av -_06_-7 .12.32 I 2127E 221.43 22337 i 217.021 216.2C 214.10 E 23084 :32.00 serasota 1tlti.0 1`Jl.11( C6 S: Zlu.tu 24JCc? 24 / .W t 241At 21bbi 1119Stl; 11 8_ seminob 1'7.32 140.121 140771 16/.67 180.1: 104.431 108a*^CI 1.6.1 1 161071 176.78 VoluaB 04.2 tit JI tU4.111 12 131.JtI 1JS.b'S Iluil 1`J y5' 1tJ5f 1 1b2.49 Avg ; 1'3.40 170.61 k 18041 I i 100..4 10336 6 I 203 .421 1073E t I 167531 10786 106.10 ;AlaehOa j JS.1 ib f Jti t Ja L 4L.11 4UJ Q,t 4'.e! 41.1 U 1 39 l Braaard 33.6 34.61 33 .4 1 318 30.61 385 2 j 27.6 2 260 Lea E tiO.U, b1. /) b1i.�a 54y 5<. y S /.Ji b Uk ti'.lii b4.3 ;11 TOM 45.21 46.01' 47.Cj '81 401E 465 47.0 60.11 40.6; 503 baranate Jd.0 421 QU, 514 51. /{ Si.l 511 46A 4U.5 Jtl/ serriroln 25.01 20.7 32.41 338 3�.E 413 42.2, 40.0i 38.21 381 Votusal 1J.0 l.ti L.t :'dU Lr./ X1.1 'L5.s� 2U.f J4.v :1'JU AvgTaa/Ceplte j 3721 38.31 40.3E 4010 4134 43.43 425C 4230; 1 2 291 42.40 I -5, -4 2 -11 +1 +2 +3! +4 +5 Sources: Fla. Dept. of Revenue and the U.S. Bureau of the Census First, the results of this analysis show that there is currently no significant difference between the tax burdens found In the fourteen Florida charter and non - charter counties today and there was no significant difference over the last decade. In 2002, the average citizen in a non - charter county paid about five dollars more in property taxes, the average charter county resident was charged about two dollars more in total taxes, and there was only two cents difference in total taxes raised per thousand dollars of personal income. Moreover, the trend analysis of the last decade shows that for most of those ten years there was no discernable difference in average taxes paid by residents in chartered and non - chartered counties. Second, the dramatic differences found in the FACC study were not found here. Studies based on only one fiscal year, e.g., 1999 or 2000, may yield a different picture if that year did not follow the general trend. We believe, however, that the main difference between the results of this study of medium -sized counties and those found in the previous study of all Florida counties is that the FACC compared the taxing and spending patterns of mainly large, urban counties (chartered) with mainly smaller rural counties (non - chartered). mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temnorary Interne... 1/4/2011 The Charter Commission Page 4 of 7 Third, while there has been much concern voiced that once a county is chartered it would raise the tax burden on its citizens the medium -sized charter counties studied here did not exhibit a pattern of raising the tax burden on their particular property owners and residents after the adoption of charter government. Rather, the average millage and tax rates rose consistently before charter was adopted and they subsequently declined during the five years after charter was implemented. In sum. counties of comparable size apparently impose virtually identical tax burdens on their citizens without regard to whether their government is chartered or not, and those charter counties in this study tended to reduce the millage and tax rates after charter government was adopted. For them, charter government may have actually reduced rising local tax burdens, perhaps, by using more non -tax revenues or more revenues available from other levels of government. 3. Does Escambia County have a higher tax burden than other medium -sized counties? A third question we ask is: How does the tax burden in Escambia compare with those of other medium -sized counties in Florida? Using the same data, we can compare the tax burden in Escambia with the other medium -sized counties. In this analysis, Escambia is viewed separately but it is still included with the other six non - charter counties. The data for all the charter and non - charter counties remain the same as reported in the first two figures (Tables One and Two) in this analysis.. Figure Six Property Taxes per Capita In Medium -Sized Florida Counties 400 300 _ __.A 200 •- _ ._ ,„ 0 100 0 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 Sources: Fi. Dept. of Financial Services and U.S. Bureau of Census Figure Six simply shows that Escambia County collects fewer property taxes per capita than other medium -sized counties, whether they are chartered or not. This is likely the result of lower property values in this county that even having one of the highest millage rates cannot overcome. Figure Seven Total Taxes per Capita in Medium - Sized Florida Counties 500 400 300 200 100 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 Sources: Fl. Dept. of Financial Services and U.S. Bureau of Census Figure Seven reports similar data comparing the collection of total taxes in Escambia and in other medium -sized counties in Florida. What this figure shows is that Escambia, relying mainly on property taxes through 1993 still had lower total taxes per capita than its cohort counties in the State of Florida. Beginning in 1994, after additional sales taxes were approved by county voters, Escambia began to slightly exceed the average total taxes collected for the other counties, which it did in 2002 by a little more than ten dollars per person. Figure Eight mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 The Charter Commission Total Taxes per $1000 of Income in Medium -Sized Florida Counties 20 _ _...... _.._. __.._ 15 0 10 5 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 I + Charter Non- Charter - * -- Escambia Sources: Fl. Dept. of Financial Services and U.S. Bureau of Census Page 5 of 7 Figure Eight depicts the trends in total taxes collected per $1,000 dollars of personal income in the fourteen medium - sized Florida counties. What this chart illustrates is that when the extra sales taxes were collected in Escambia in 1994, the tax burden in Escambia county not only reached parity with its cohort counties, it markedly exceeded them for the remaining years in the decade in tax burden as a percentage of income. Over that decade (1993 to 2002). Escambia County had a 98.6% increase in property taxes collected. That increase exceeded the average increase for both charter (75.2 %) and non - charter (88.5 %) counties. Correspondingly, the increased property taxes per capita for Escambia County was 78.9 %, while the corresponding average increases in the other counties was 45.7% (charter counties) and 49.9% (non - charter counties). Perhaps one reason that the increase is greater per capita in Escambia is that the populations in the other counties grew more rapidly. The additional sales lax adopted in Escambia County gave it the highest percentage increase in "other taxes" raised by the counties in this study, with a threefold increase. Resultingly, while the other counties' total taxes per capita were increasing modestly at about fifty percent or about 5% per year, the increase in total taxes per capita in Escambia was 132.8% -more than double the rate of increase for the other counties on average, but most of that difference occurred with the sales tax increase in 1994. The average total taxes collected per thousand dollars of personal income was about $14.64 on average for both charter and non - charter counties in 2002, it was $18.19 in Escambia. In 1993, Escambia had lower tax per income than the average for the other counties, but during the decade, Escambia's increase in tax burden per dollar of income increased 742 %, while the average increases for the other medium -sized counties was under ten percent. By 2002, Escambia was collecting more than 24% more in taxes out of every dollar of its residents' personal income. Conclusions: Escambia County grew the least in population (about 11 %) from 1993 to 2002 of the counties in this study. in addition, Escambia is, economically speaking, a relatively poor county in terms of both personal incomes and property values when compared with other similar size counties in Florida. These factors help explain why Escambia grew more in taxes per capita and taxes per dollar of personal income. in addition, Escambia added the highest rate of sales tax charges at 1.5 percent. When relying predominantly on ad valorem taxes, Escambia has a lower property tax burden than the average for both charter or non - charter medium -sized counties in Florida. Once the extra sales tax revenues were added to Escambia County's resources in 1994 however, it slightly exceeded the other medium -sized counties in Florida in total taxes per capita, and it exceeded them by a much larger percent in terms of ability to pay as a proportion of personal income. In that sense, Escambia County has a higher tax burden than the average for the other medium -sized Florida counties. Table One Property Taxes in Medium -sized Charter and Non - Charter Counties and Escambia Counties from 1993 to 2002 mhtml:file://C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 Charter Counties Alachua 176.94 187.04 197.92 206.43 214.02 218.48 230.75 243.28 268.36 283.40 Brevard 144.67 138.64 13.54 137.31 138.18 138.75 136.41 140.53 153.88 171.69 Lee 280.28 301.21 261.41 258.72 289.13 300.87 324.45 338.16 374.20 170.37 Polk 203.26 205.26 218.90 224.05 240.73 245.77 244.93 247.41 262.19 257.06 Sarasota 203.46 209.60 217.32 230.01 238.81 258.74 301.85 319.78 345.73 370.37 Seminole 173.66 173.11 174.98 181.81 189.94 197.50 201.73 210.79 224.12 237.31 Volusla 175.09 179.36 188.66 198.41 209.64 214.16 220.50 229.52 241.48 238.79 Non - Charter Counties Collier 312.23 305.53 300.01 327.09 334.18 334.49> 357.89 386.81 489.89 556.00 Escambla 171.18 173.69 178.17 181.38 185.83 212.80 218.58 236.67 251.06 262.32 Lake 138.86 145.39 145.53 146.88 147.73 154.19 164.56 205.12 196.96 241.47 mhtml:file://C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 The Charter Commission 1994 1995 1996 1997 1998 1999 2000 2001 Page 6 of 7 Leon 202.56 207.99 218.04 228.08 238.95 248.99 257.41 267.45 276.70 287.58 Manatee 281.70 289.64 262.48 311.56 319.08 333.58 347.34 368.71 405.11 466.11 Marion 142.75 138.46 130.83 143.92 159.29 166.03 174.89 184.33 198.37 211.29 Pasco 207.57 207.19 218.93 216.46 225.72 209.41 232.84 261.13 284.58 295.29 Property Taxes per Capita 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 Charter 219.79 223.45 228.74 232.72 236.63 249.91 276.88 295.91 289.96 320.21 Non - Charter 217.16 226.41 228.47 231.85 238.89 245.93 252.48 266.74 292.64 325.49 Escambia 171.18 173.69 178.17 181.38 185.83 212.80 218.58 236.67 251.06 262.32 Sources: Florida Department of Financial Services and U.S Bureau of the Census Table Two Other and Total Taxes per Capita and Income in Medium -sized Charter and Non- Charter Counties and Escambia County from 1993 to 2002 1995 1996 1997 1998 Other Taxes Per Capita 2000 2001 2002 Charter 289.39 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 Charter counties 69.60 74.85 78.32 83.50 83.57 89.98 53.59 82.16 105.68 95.97 Non - Charter Counties 58.76 78.06 84.67 89.51 91.48 93.96 72.03 99.43 100.72 88.87 Escambla 40.87 117.22 142.28 161.89 163.63 159.21 137.76 162.80 168.76 172.16 Total Taxes per capita 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 Charter 289.39 298.29 307.06 316.21 320.20 339.90 330.47 378.08 395.54 416.19 Non - Charter 275.92 304.47 313.14 321.36 330.37 339.90 324.52 366.17 393.37 414.36 Escambla 183.79 290.72 322.26 338.03 341.98 344.35 348.39 384.74 410.09 427.83 Taxes Per $K Income 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 Charter 14.04 13.90 13.73 13.55 13.08 13.18 12.63 13.82 14.19 14.63 Non - Charter 13.47 14.33 14.05 13.80 13.51 13.24 12.35 13.43 14.16 14.65 Escambla 10.44 16.15 17.33 17.07 16.68 16.24 16.05 17.02 17.78 18.19 Sources: Florida Department of Flnanclal Services and U.S. Bureau of the Census Table Three Average Millage Rates Before and After Charter Passage in Seven Charter Counties with Populations between 200,000 and 500,000 Year Pre /Post Charter -5 -4 -3 -2 -1 +1 +2 +3 +4 +5 Average Millage 5.631 5.937 6.220 6.379 6.608 6.688 6.934 6.599 5.723 5.968 Source: Florida Department of Revenue Table Four Total Taxes per Capita Before and After Charter Passage in Seven Charter Counties with Populations between 200,000 and 500,000 in Real 1993 $Dollars mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 Year Before and After Charter Passage County -5 -4 -3 -2 -1 +1 +2 +3 +4 +5 Alachua 163.87 171.43 174.12 187.45 208.99 224.28 200.38 200.42 194.33 188.61 Brevard 159.27 162.48 157.31 151.50 141.81 135.44 134.04 129.91 128.82 125.07 Lee 297.75 290.86 303.04 257.39 249.08 269.21 276.76 291.62 296.72 320.26 mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 The Charter Commission Page 7 of 7 Polk 205.27 212.32 212.76 221.43 223.67 217.92 215.20 224.10 230.84 232.00 Sarasota 186.07 197.11 225.55 238.89 243.22 247.03 241.95 216.53 189.58 178.51 Seminole 117.32 140.12 149.77 154.97 160.12 194.43 498.53 186.17 181.07 175.78 VOlusia 84.27 82.23 104.87 124.94 130.36 135.65 119.01 133.95 163.57 152.49 Avg. 173.40 197.51 189.63 190.94 193.89 203.42 197.98 197.53 197.85 196.10 Sources: Florida Department of Revenue and U.S. Bureau of the Census 11000 University Parkway I Bldg 53 Pensacola. FL 32514 mhtml: file: //C:\ Users\ shillinger- bob\AppData \Local\Microsoft \Windows \Temporary Interne... 1/4/2011 Part Four St. Johns County Materials Background Memo Comparison Chart The Proposed St. Johns County Home Rule Charter Government To create a more responsive and effective county government What is a Charter? A charter is a constitution for a county or city government. Like the U.S. Constitution, a charter establishes the structure and function of the local government. A charter provides for local self - government. While the local government must function within the general laws of the State of Florida, a charter provides flexibility for local governments to adopt provisions to meet specific local needs. A charter also reserves certain rights to its citizens. What rights does a charter reserve for citizens that are not currently available to St. Johns County citizens? • A charter allows citizens to propose changes to the charter that are decided by referendum • A charter allows citizens the right to recall elected officials • A charter requires voter approval to make any changes to the charter • A charter allows adoption of term limits, residency requirements, campaign finance reforms, and flexibility to adopt the form of government and the ordinances needed to meet specific local needs. What will the proposed St. Johns County Charter do? • Empower the voters of St. Johns County to determine the type of county commission and form of government that will meet the needs of St. Johns County now and in the future. • Limit the terms of office of County Commissioners to two 4 -year terms and require them to reside in their districts when they qualify to run for office. • Empower the voters of the County to recall County Commissioners if warranted by their performance. • Establish Campaign Finance Reforms • Reduce from $500 to $250 the amount any individual, corporation or PAC can contribute to the campaign of a candidate for County Commission. • Require enhanced electronic campaign finance reporting by candidates for County Commission. • Require approval of the majority of voters of the county to approve the Charter and any future amendments. • Allow the voters of the County to propose changes to the Charter. • Exempts constitutional officers from provisions of the charter. How is the Charter adopted or amended? • The charter may be adopted, amended or repealed only by the voters of St. Johns County • A Charter Commission composed of fifteen citizens of the County will be created to review the Charter within three years and every seven years thereafter and to propose any changes that may be needed. Are charter governments common? • Yes, over 80% of the population of Florida lives under a charter form of government. • All cities & municipalities operate under a charter form of government. • Charter governments track growing populations, urbanization, and complexity of issues. • Charter government creates a government more accountable to citizens. 1 A Comparison of Current Government with the Proposed Charter Government The Florida Constitution, Article XII, Sec. 1(g) allows local self - determination of county government, called Charter Government. For more information, contact Karen Pan, Public Affairs Specialist, St. Johns County, (904) 209- 0549, kpan@sjcfl.us Analysis by Roger Van Ghent rogervg@mac.com (904) 797 -5997 Issue Current SJC Government Proposed SJC Charter Ability to Change Public initiative not allowed Public initiative may amend County Government charter and laws, subject to voter approval Recall of County Citizen recall provisions not Citizens may initiate recall Commissioners available procedure; subject to voter approval Constitutional Officers Elected every four years Sheriff They manage their office and Clerk of Courts funds independently. No change Tax Assessor Duties are defined by Florida Tax Collector constitution and general law Supervisor of Elections Municipalities /Cities All are independent and have Does not pre -empt municipal SA, SA Beach, there own charters ordinances Hastings, Marineland Campaign Reform Candidate for commissioner must Candidate for commission must reside in district after election reside in district at time of ualif in to run Campaign contribution limit $500 Campaign contribution limit per election cycle (primary & $250 per election cycle g eneral ) Campaign finance reports: filed Campaign finance reports filed manually; available only after electronically (same as state filing and processing requirement); eliminates delay; quick and timely availabilit Term Limits No term limit Amendment 1: Charter commissioners are term limited to two consecutive four year terms Non - partisan elections All county commission elections Amendment 2: are partisan. Charter commissioners are A last- minute partisan or write -in non - partisan, primary is open candidate disenfranchises voters to all voters in a one p rty prima 2