044-2011 Construct Terminal Building 09/08/2011 DANNY L. KOLHAGE
CLERK OF THE CIRCUIT COURT
DATE: October 26, 2011
TO: Peter Horton, Director
of Airports
Attn: April Pearson • I ,
FROM: Isabel C. DeSantis D.C. '
At the October 19, 2011 Board of County Commissioners meeting, the Board approved
the following:
Item C 11 Ratification of the previously executed Federal Aviation Administration Grant
#3-12-0037-044-2011 providing funding to "Construct Terminal Building" at the Key West
International Airport.
Item C12 Ratification of the previously executed Federal Aviation Administration Grant
#3-12-0037-045-2011 providing funding to "Conduct Noise Compatibility Plan Study(Part 150
Noise Study)"at the Key West International Airport.
Item C 13 Ratification of the previously executed Federal Aviation Administration Grant
#3-12-0044-029-2011 providing funding to "Acquire Emergency Generator and Remove
Obstructions (Runway 25 Protection Zone)"at The Florida Keys Marathon Airport.
Enclosed are photo copies of the above-mentioned for your handling. Should you have
any questions, please feel free to contact our office.
cc: County Attorney, memo only
Finance
File
Orlando Airports District Office
U.S. Department 5950 Hazeltine National Dr., Suite 400
of Transportation Orlando, FL 32822 -5003
Federal Aviation Phone: (407) 812-6331
Administration Fax: (407) 812 -6978
September 6, 2011
Mr. Peter Horton
Director of Airports
3491 S. Roosevelt Boulevard
Key West, Florida 33040
Dear Mr. Horton:
RE: Key West International Airport; Key West, FL
AIP Number 3 -12- 0037 - 044 -2011
Grant Offer
We are enclosing the original and one copy of a Grant Offer for AIP Project No. 3 -12- 0037 - 044 -2011 for
Key West International Airport, in response to your Application for Federal Assistance dated June 23,
2011. Your acceptance of this Offer will constitute a Grant Agreement by which the government will
participate in the allowable costs of the project amounting to $1,998,474 (Federal share).
Once the authorized official has executed the Agreement and the official's signature has been notarized
and sealed /stamped, the attorney for the Monroe County Board of County Commissioners must certify
that the Sponsor's acceptance complies with local and state law and constitutes a legal and binding
obligation on the part of the Sponsor. Please note that the Agreement is not legal unless the attorney
signs it AFTER the Sponsor.
If the terms of this Offer are satisfactory, please execute the document as soon as possible, but not later
than September 13, 2011. To assist us in administrative reporting requirements you are requested to
notify this office by emailing a PDF of signature page of the grant immediately upon executing the grant.
Only the original executed grant needs to be returned to this office. The remaining copy is for your
file.
Please allow approximately 30 days after returning final executed grant to this office before attempting
any drawdowns from the letter -of- credit account. If a drawdown is necessary before this time, please
contact the Orlando Airports District Office prior to initiating the draw.
Sincerely
(c)
W. Dean Stringer
Manager
2 Enclosures
cc: w /enclosure (grant)
Dionne Henry, FDOT /6
JEP - 7 2011
J .
copyfia
GRANTAGREEMENT
U. S.Department
of Transportation
Federal Aviation
Administration or -1
,
Date of Offer: September 6,2011 - o r-ri
(7) cj
Project Number: 3-12-0037-044-2011 G ��
Recipient: Monroe County Board of County Commissioners(Herein called Sponsor)
Airport: Key West International �?
ry n
OFFER
n
THE FEDERAL AVIATION ADMINISTRATION, FOR AND ON BEHALF OF THE UNITED STATES, HEREBY OFFERS AND AGREES
to pay, as the United States'share, ninety-five percent(95%)of the allowable costs incurred in accomplishing the project consisting of the
following:
"Construct Terminal Building"
as more particularly described in the Project Application dated June 23,2011.
The maximum obligation of the United States payable under this Offer shall ber898,47414 airport development authorized under The
Airport and Airway Extension Act of 2010, Part IV, and appropriated under the terms of The Continuing Appropriations and Surface
Transportation Extensions Act, 2011.
This offer is made in accordance with and for the purpose of carrying out the applicable provisions of the Federal Aviation Act of 1958, as
amended, codified at Title 49 of the United States Code. Acceptance and execution of this offer sh I comprise a Grant Agreement, as
provided by Title 49 of the United States Code,constituting the contractual obligati s and rights of th nited States and the Sponsor.
UNITED STATES OF AMERICA `
FEDERAL AVIATION ADMINISTRATION anager irports District Office
ACCEPTANCE
The Sponsor agrees to accomplish the project in compliance with the terms and conditions contained herein and in the document"Terms
and Conditions of Apcepting Airport Improvement Program Grants"dated March 22,2011.
Executed this a*4, +. ,20 II MON ka U t•ST 1
(Seal) Name of Sponsor
Attest Signature of S nsor's D signated Official Representative
Title Title
n CERTIFICATE OF SPONSOR'S ATTORNEY
Pl t ( `� ,acting as Attorney for the Sponsor do hereby certify:
That in my opinion the Sponsor is empowered to enter into the foregoing Grant Agreement under the laws of the State of Florida. Further, I
have examined the foregoing Grant Agreement, and the actions taken by said Sponsor relating thereto, and find that the acceptance
thereof by said Sponsor and Sponsor's official representative has been duly authorized and that the execution thereof is in all respects due
and proper and in accordance with the laws of the said State and the applicable provisions of the Federal Aviation Act of 1958, as
amended, codified at Title 49 of the United States Code. In addition, for grants involving projects to be carried out on property not owned
by the Sponsor, there are no legal impediments that will prevent full performance by the Sponsor. Further, it is my opinion that the said
Grant Agr ment constitutes a legal an binding oblig f the Sponsor in accordance with the terms thereof.
I '�/1/
Signature of Sponsor' Date
MONATTO f
VEDu S TO FO EY
PEDRO J. ME Y TTOR
ASSIST. N EY /t(
Date 0p "/
•
U. S. Department • March 22, 2011
of Transportation •
Federal Aviation
Administration
Terms and Conditions
of Accepting Airport Improvement Program Grants
This document was compiled from multiple government source documents.
This document contains the terms and conditions of accepting Airport Improvement Program (AIP) grants from
the Federal Aviation Administration (FAA) for the purpose of carrying out the provisions of Title 49, United States
Code. These terms and conditions become applicable when the Sponsor accepts a Grant Offer from the FAA
that references this document. The FAA may unilaterally amend the terms and conditions by notification in
writing, and such amendment will only apply to grants accepted after notification.
DEFINITIONS
A. Sponsor — An agency that is legally, financially, and otherwise able to assume and carry out the
certifications, representations, warranties, assurances, covenants and other obligations required in this
document and in the accepted Grant Agreement.
B. Project —Work as identified in this grant Agreement.
C. Primary Airport—A commercial service airport the Secretary of Transportation determines to have more
than 10,000 passengers boarding each year.
D. "this grant" — In this document the term "this grant" refers to the applicable grant agreement or grant
agreements that incorporate(s) these Terms and Conditions as part of the grant agreement.
II. CERTIFICATIONS
Title 49, United States Code, section 47105(d), authorizes the Secretary to require certification from the
Sponsor that it will comply with statutory and administrative requirements in carrying out a project under the
AIP. The following list of certified items includes major requirements for this aspect of project implementation.
However, the list is not comprehensive, nor does it relieve sponsors from fully complying with all applicable
statutory and administrative standards. In accepting this grant, the Sponsor certifies that each of the following
items was or will be complied with in the performance of grant agreements. If a certification cannot be met for
a specific project, the Sponsor must fully explain in an attachment to the project application.
A. Sponsor Certification for Selection of Consultants. General standards for selection of consultant
services within Federal grant programs are described in Title 49, Code of Federal Regulations (CFR), and
Part 18.36. Sponsors may use other qualifications -based procedures provided they are equivalent to
specific standards in 49 CFR 18 and Advisory Circular 150/5100 -14, Architectural, Engineering, and
Planning Consultant Services for Airport Grant Projects.
1. Solicitations were (will be) made to ensure fair and open competition from a wide area of interest.
2. Consultants were (will be) selected using competitive procedures based on qualifications, experience,
anc disadvantaged enterprise requirements with the fees determined through negotiations.
3. A record of negotiations has been (will be) prepared reflecting considerations involved in the
establishment of fees, which are not significantly above the Sponsor's independent cost estimate.
4. If engineering or other services are to be performed by Sponsor force account personnel, prior
approval was (will be) obtained from the FAA.
5. The consultant services contracts clearly establish (will establish) the scope of work and delineate the
division of responsibilities between all parties engaged in carrying out elements of the project.
6. Costs associated with work ineligible for AIP funding are (will be) clearly identified and separated from
eligible items in solicitations, contracts, and related project documents.
7. Mandatory contact provisions for grant- assisted contracts have been (will be) included in consultant
services contracts.
8. The cost - plus - percentage -of -cost methods of contracting prohibited under Federal standards were
not (will not be) used.
9. If the services being procured cover more than the single grant project referenced in this certification,
the scope of work was (will be) specifically described in the advertisement; and future work will not be
initiated beyond five years.
R Cnnncnm f`.,.ta:...a: _ s__ n__ -_ - _ __
. D. Sponsor Certification for Real Property Acquisition. General requirements on real property
acquisition and relocation assistance are in Title 49, CFR, Part 24 and the Uniform Relocation Assistance
and Real Property Acquisition Policies Act of 1970 (Uniform Act).
1. The Sponsor's attorney or other official has (will have) good and sufficient title and title evidence on
property in the project.
2. If defects and /or encumbrances exist in the title that adversely impact the Sponsor's intended use of
property in the project, they have been (will be) extinguished, modified, or subordinated.
3. If property for airport development is (will be) leased, the following conditions have been (will be) met:
a. The term is for 20 years or the useful life of the project;
b. The lessor is a public agency; and
c. The lease contains no provisions that prevent full compliance with this grant agreement.
4. Property in the project is (will be) in conformance with the current Exhibit "A" property map, which is
based on deeds, title opinions, land surveys, the approved airport layout plan, and project
documentation.
5. For any acquisition of property interest in noise sensitive approach zones and related areas, property
interest was (will be) obtained to ensure land is used for purposes compatible with noise levels
associated with operation of the airport.
6. For any acquisition of property interest in runway protection zones and areas related to 14 CFR 77
surfaces, property interest was (will be) obtained for the following:
a. The right of flight;
b. The right of ingress and egress to remove obstructions; and
c The right to restrict the establishment of future obstructions.
7. Appraisals prepared by qualified real estate appraisers hired by the Sponsor include (will include) the
following:
a. Valuation data to estimate the current market value for the property interest acquired on each
parcel; and
b. Verification that an opportunity has been provided the property owner or representative to
accompany appraisers during inspections.
8. Each appraisal has been (will be) reviewed by a qualified review appraiser to recommend an amount
for the offer of just compensation, and the written appraisals and review appraisal are (will be)
available to FAA for review.
9. A written offer to acquire each parcel was (will be) presented to the property owner for not less than
the approved amount of just compensation.
10. Effort was (will be) made to acquire each property through the following negotiation procedures:
a. No coercive action was (will be) taken to induce agreement; and
b. Supporting documents for settlements are (will be) included in the project files.
11. If a negotiated settlement is not reached, the following procedures were (will be) used:
a. Condemnation was (will be) initiated and a court deposit not less than the just compensation was
(will be) made prior to possession of the property; and
b. Supporting documents for awards were (will be) included in the project files.
12. If displacement of persons, businesses, farm operations, or non - profit organizations is involved, a
relocation assistance program was (will be) established, with displaced parties receiving general
information on the program in writing, including relocation eligibility, and a 90 -day notice to vacate.
13. Relocation assistance services, comparable replacement housing, and payment of necessary
relocation expenses were (will be) provided within a reasonable time period for each displaced
occupant in accordance with the Uniform Act.
E. Sponsor Certification for Construction Project Final Acceptance. General requirements for final
acceptance and closeout of Federally funded construction projects are in Title 49, CFR, Part 18.50. The
Sponsor shall determine that project costs are accurate and proper in accordance with specific
requirements of this grant Agreement and contract documents.
1. The personnel engaged in project administration, engineering supervision, construction inspection,
and testing were (will be) determined to be qualified as well as competent to perform the work.
2. Daily construction records were (will be) kept by the resident engineer /construction inspector as
follows:
a. Work in progress
b. Quality and quantity of materials delivered
c. Test locations and results
d. Instructions provided the contractor
e. Weather conditions
f. Equipment use
g. Labor requirements
6. One of the following actions will be taken within 30 calendar days of receiving a notice under item 4b
above with respect to any employee who is so convicted:
a. Take appropriate personnel action against such an employee, up to and including termination,
consistent with the requirements of the Rehabilitation Act of 1973, as amended; or
b. Require such employee to participate satisfactorily in a drug abuse assistance or rehabilitation
program approved for such purposes by a Federal, State, or local health, law enforcement, or
other appropriate agency.
7. A good faith effort will be made to continue to maintain a drug -free workplace through implementation
of items 1 through 6 above.
III GENERAL CONDITIONS
A. The allowable costs of the project shall not include any costs determined by the FAA to be ineligible for
consideration under Title 49 U.S.C.
B Payrnent of the United States' share of the allowable project costs will be made pursuant to and in
accordance with the provisions of such regulations and procedures as the Secretary shall prescribe.
Final determination of the United States' share will be based upon the final audit of the total amount of
allowable project costs, and settlement will be made for any upward or downward adjustments to the
Federal share of costs.
C The Sponsor shall carry out and complete the Project(s) without undue delays and in accordance with the
terms hereof, and such regulations and procedures as the Secretary shall prescribe.
D. The FAA reserves the right to unilaterally terminate this grant if the Sponsor does not make at least one
draw down of funds under their Letter of Credit or submit at least one written Request for Reimbursement,
as applicable, in each twelve month period after grant acceptance.
E. The Sponsor agrees to monitor progress on the work to be accomplished by this grant. For engineering
services, the Sponsor agrees to make payment only for work that has been satisfactorily completed and
that ten percent (10 %) of the total value of the engineering services contract will not be paid to the
Engineer until acceptable final project documentation is provided.
F. The Sponsor agrees to submit final grant closeout documents to the FAA within 60 days after physical
completion of the project(s), but no greater than four (4) years from the date of the grant, unless
otherwise agreed to by the FAA.
G. The FAA reserves the right to amend or withdraw this grant offer at any time prior to its acceptance by the
Sponsor.
H. This grant offer will expire, and the United States shall not be obligated to pay any part of the costs of the
project unless this grant offer has been accepted by the Sponsor on or before 30 days after this grant
offer but no later than September 30 of the federal fiscal year this grant offer was made, or such
subsequent date as may be prescribed in writing by the FAA.
I. The Sponsor shall take all steps, including litigation if necessary, to recover Federal funds spent
fraudulently, wastefully, or in violation of Federal antitrust statutes, or misused in any manner in any
project upon which Federal funds have been expended. For the purposes of this grant agreement, the
term "Federal funds" means funds however used or disbursed by the Sponsor that were originally paid
pursuant to this or any other Federal grant agreement. It shall obtain the approval of the Secretary as to
any determination of the amount of the Federal share of such funds. It shall return the recovered Federal
share, including funds recovered by settlement, order or judgment, to the Secretary. It shall furnish to the
Secretary, upon request, all documents and records pertaining to the determination of the amount of the
Federal share or to any settlement, litigation, negotiation, or other efforts taken to recover such funds. All
settlements or other final positions of the Sponsor, in court or otherwise, involving the recovery of such
Federal share shall be approved in advance by the Secretary.
J. The United States shall not be responsible or liable for damage to property or injury to persons that may
arise from, or be incident to compliance with this grant agreement.
K. If, during the life of the project, the FAA determines that this grant amount exceeds the expected needs of
the Sponsor by $5,000 or five percent (5 %), whichever is greater, this grant amount can be unilaterally
reduced by letter from FAA advising of the budget change. Conversely, with the exception of planning
projects, if there is an overrun in the eligible project costs, FAA may increase this grant to cover the
amount of the overrun not to exceed the statutory fifteen (15 %) percent limitation for primary airports or
either by not more than fifteen percent (15 %) of the original grant amount or by an amount not to exceed
twenty -five percent (25 %) of the total increase in allowable project costs attributable to the acquisition of
and or interests in land, whichever is greater, based on current credible appraisals or a court award in a
condemnation proceeding for non - primary airports. FAA will advise the Sponsor by letter of the increase.
Planning projects will not be increased above the planning portion of the maximum obligation of the
United States shown in this grant agreement. Upon issuance of either of the aforementinnerl lettarc tha
types of distress, their locations, and remedial action, scheduled or performed, must be
documented. The minimum information to be recorded is listed below:
a. Inspection date;
b. Location;
c. Distress types; and
d. Maintenance scheduled or performed.
For drive -by inspections, the date of inspection and any maintenance performed must be recorded.
4. Information Retrieval. An airport Sponsor may use any form of record keeping it deems
appropriate so long as the information and records produced by the pavement survey can be
retrieved to provide a report to the FAA as may be required.
5. Reference. Refer to Advisory Circular 150/5380 -6, "Guidelines and Procedures for
Maintenance of Airport Pavements," for specific guidelines and procedures for maintaining
airport pavements and establishing an effective maintenance program. Specific types of
distress, their probable causes, inspection guidelines, and recommended methods of repair
are presented.
P. Takeover of Instrument Landing System and Associated Equipment in Project. If this grant includes
an instrument landing system and associated equipment and the FAA has agreed to takeover the system
and equipment, the Sponsor must check the facility prior to its commissioning to assure it meets the
operational standards. The Sponsor must also remove, relocate, or lower each obstruction on the
approach, or provide for the adequate lighting or marking of the obstruction if any aeronautical study
conducted under FAR part 77 determines that to be acceptable, and mark and light the runway, as
appropriate.
Q. Airport- Owned Visual or Electronic NAVAIDS In Project. If this grant includes a visual or electronic
navigational aid, the Sponsor must provide for the continuous operation and maintenance of any
navigational aid funded under the AIP during the useful life of the equipment and check the facility prior to
its cormissioning to assure it meets the operational standards. The Sponsor must also remove, relocate,
or lower each obstruction on the approach or provide for the adequate lighting or marking of the
obstruction if any aeronautical study conducted under FAR Part 77 determines that to be acceptable, and
mark and light the runway, as appropriate. The FAA will not take over the ownership, operation, or
maintenance of any sponsor- acquired equipment other than an AIP- funded instrument landing system
and associated equipment where FAA agrees to take over the system and equipment.
R. Non -AIP Work in Application. It is understood and agreed by and between the parties hereto that
notwithstanding the fact that a Project Application may include therein the construction of work not
included in this grant agreement project description, said work shall not be a part of this project and, if or
to the extent accomplished by the Sponsor, such accomplishment shall be without any participation in the
costs thereof by the United States under this project. It is further understood and agreed that, in the
event the work which is excluded from the project is accomplished by the Sponsor, the Sponsor shall
maintain as a portion of the cost records covering this project, separable cost records pertaining to the
above - identified work excluded from Federal participation under this project, which records shall be made
available for inspection and audit by the FAA to the end that the cost of the excluded work may be
definitely determined.
It is further understood and agreed that the Sponsor will submit a Program Statement/cost estimate
depicting the excluded costs or a cost estimate depicting only those costs eligible for Federal participation
in this project.
S. Utility Relocation in Project. It is understood and agreed by and between the parties hereto that the
United States shall not participate in the cost of any utility relocation unless and until the Sponsor has
submitted evidence satisfactory to the FAA that the Sponsor is legally responsible for payment of such
costs. FAA participation will be limited to those utilities located on private right -of -way or utilities that
exclusively serve the Airport.
T Revenue from Real Property — Land in Project. The Sponsor agrees that all net revenues produced
from real property purchased in part with Federal funds in this grant shall be used on the airport for airport
planning, development or operating expenses, except that all income from real property purchased for
noise compatibility purposes or for future aeronautical use be used only to fund projects which would be
eligible for grants under the Act. Income from noise or future use property may not be used for the
Sponsor's matching share of any airport grant. Airport fiscal and accounting records shall clearly identify
actual sources and uses of these funds.
U. Future Development Land. If this grant includes acquisition of land for future development, the Sponsor
agrees to implement within five years of such grant the airport development that requires this land
acquisition, unless the FAA agrees to a different duration. Furthermore, the Sponsor agrees not to
dispose of the land by sale or lease without prior consent and approval of the FAA. In the event the land
is not used within ten years for the purpose for which it was acquired, the Sponsor will refund the Federal
Assurances
Airport Sponsors
March 2011
A. General.
1. These assurances shall be complied with in the performance of grant agreements for airport
development, airport planning, and noise compatibility program grants for airport sponsors.
2. These assurances are required to be submitted as part of the project application by sponsors requesting
funds under the provisions of Title 49, U.S.C., subtitle VII, as amended. As used herein, the term "public
agency sponsor' means a public agency with control of a public -use airport; the term "private sponsor"
means a private owner of a public -use airport; and the term "Sponsor" includes both public agency
sponsors and private sponsors.
3. Upon acceptance of this grant offer by the Sponsor, these assurances are incorporated in and become
part of this grant agreement.
B. Duration and Applicability.
1 Airport development or Noise Compatibility Program Projects Undertaken by a Public Agency
Sponsor. The terms, conditions and assurances of this grant agreement shall remain in full force and
effect throughout the useful life of the facilities developed or equipment acquired for an airport
development or noise compatibility program project, or throughout the useful life of the project items
installed within a facility under a noise compatibility program project, but in any event not to exceed
twenty (20) years from the date of acceptance of a grant offer of Federal funds for the project. However,
there shall be no limit on the duration of the assurances regarding Exclusive Rights and Airport Revenue
so long as the airport is used as an airport. There shall be no limit on the duration of the terms,
conditions, and assurances with respect to real property acquired with federal funds. Furthermore, the
duration of the Civil Rights assurance shall be specified in the assurances.
2. Airport Development or Noise Compatibility Projects Undertaken by a Private Sponsor. The
preceding paragraph 1 also applies to a private sponsor except that the useful life of project items
installed within a facility or the useful life of the facilities developed or equipment acquired under an
airport development or noise compatibility program project shall be no less than ten (10) years from the
date of acceptance of Federal aid for the project.
3. Airport Planning Undertaken by a Sponsor. Unless otherwise specified in this grant agreement, only
Assurances 1, 2, 3, 5, 6, 13, 18, 30, 32, 33, and 34 in section C apply to planning projects. The terms,
conditions, and assurances of this grant agreement shall remain in full force and effect during the life of
the project.
C. Sponsor Certification. The Sponsor hereby assures and certifies, with respect to this grant that:
1. General Federal Requirements. it will comply with all applicable Federal laws, regulations, executive
orders, policies, guidelines, and requirements as they relate to the application, acceptance and use of
Federal funds for this project including but not limited to the following:
Federal Legislation
a. Title 49, U.S.C., subtitle VII, as amended.
b. Davis -Bacon Act - 40 U.S.C. 276(a), et seq.'
c. Federal Fair Labor Standards Act - 29 U.S.C. 201, et seq.
d. Hatch Act — 5 U.S.C. 1501, et seq.`
e. Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 Title 42 U.S.C.
4601, et seq.' 2
f. National Historic Preservation Act of 1966 - Section 106 - 16 U.S.C. 470(f).
g. Archeological and Historic Preservation Act of 1974 - 16 U.S.C. 469 through 469c.
h. Native Americans Grave Repatriation Act - 25 U.S.C. Section 3001, et seq.
i. Clean Air Act, P.L. 90 -148, as amended.
j. Coastal Zone Management Act, P.L. 93 -205, as amended.
k. Flood Disaster Protection Act of 1973 - Section 102(a) - 42 U.S.C. 4012a.
1. Title 49, U.S.C., Section 303, (formerly known as Section 4(f))
m. Rehabilitation Act of 1973 - 29 U.S.C. 794.
n. Civil Rights Act of 1964 - Title VI - 42 U.S.C. 2000d throuah d-4.