SFY2000 09/08/1999 1
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HOME AND COMMUNITY BASED WAIVER
REFERRAL Al
This Referral Agreement, made this 15 day of July, 1999, shall be in effect for the period of
July 30, 1999 to June 30, 2000 between Alliance for Age, the Area Agency on Aging for
Planning and Service Area 11; Monroe County In
and HOME CARE MEDICAL SERVICES � Rome Services, the case mamgement agency;
agreement is to promote the develo meat of a Smite Provider Agency. The Pub of this
aged or P meted service ��' system to meet the
needs of the a
g disabled adults who are at risk of premature institutionalization.
I. Objectives
1. To maintain a climate of cooperation and consultation with and between a encies
efficiency and effectiveness.
in order to achieve maximum e g
ctiveness.
2. To participate together by means of shared information in the development and
expansion of services.
3. To promote programs and activities designed to prevent the premature
institutionalization of elders and disabled adults.
4. The parties of this Agreement will technical assistance and consultation to
each other on matters pertaining to actual service delivery and share f appropriate
assessment information and care P
Plans so duplication may not occur.
H. Under this Agreement, the Service provider Agency agrees to the following
1. To accept referrals for the 1915c Home and Community
Medicaid Waiver from only the above designated case l3ased �� (HCBS)
management agency.
2. To provide quality service(s) specified in Section V to the waiver participant.
Provision of service(s) is subject to
quality monitoring and/or observation by the
case management agency and/or the Area Agency on Aging.
3. To provide only those services specifically outlined in the Plan of Care or service
authorization submitted by the above designated case management agency.
4. To attach documentation regarding provider
to provide, as qualifications to this agreement; and
requested, any information regarding Medicaid Waiver biting, -
payment, or waiver participant information, to the Case Management Agency or
Area Agency on Aging. Provider late increases /decreases must be forwarded to
the Case Management Agency and Area Agency
• ' for any increase. H additional s g �' on Aging along with justification
services are to be added to this agreement, a
written
request to do so must be received by the Area Agency on Aging and an
amendment must be prepared by the Area Agency on Aging listing the added
necessary documentation service(s). The regarding lam' 1 ` Ill for the
a ditionalII services will be signed, attached to the ., ; ,:: ( . :.r ded to the
Agency on Aging. , , i r
90 : I , Rd 8 I AON 66
080338 803 0311.3
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• 5. To maintain the waiver participant's confidentiality according to 42 CF
431.301.
6. To immediately report any changes in the waiver
designs tea Case Management Agency.
crpaut�s the
7. To maintain enrolled provider status h
�` g applicable licensnre,
certification, contract, and/or refeaal agreements.
8. Include its name, unit rate, and other appropriate information on a -list of all
enrolled providers which will be shown to recipient during development
individualized plan of care understanding
times to a choice of enrolled providers that the recipient reserves the rig ght t
at all
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9. To immediately notify the Case Management Agency of staffing shortfalls which
will negatively impact provision of service to Medicaid Waiver recipients.
10. To submit claim data for billing to the Medicaid fiscal agent within 60 days after
services have been provided or document reasons for delayed submission of
claims. Such documentation shall be available for review by the area agency on
agency or by the Department of Elder Affairs, upon request.
• 11. To submit claims for billing to the Medicaid fiscal agent at the agency's usual and
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customary rate. It is a violation of federal regulation to bill Medicaid more than
the agency's usual and customary rate.
12. The service provider agency hereby agrees that it will develop and implement a
policy to ensure that its employees, board members, and management, will avoid
any conflict of interest or the appearance of a conflict of interest when disbursing
or using the funds described in this agreement or when contracting with another
entity which will be paid by the fiords described in this agreement A cantlict of
interest includes, but is not limited b, receiving, or agreeing to receive, a direct
or indirect benefit, or anything of value from a service provider, client, vendor,
or any person wishing to benefit from the use or disbursement of funds. To avoid
a conflict of interest, the service provider agency must ensure that all individuals
• make a disclosure to the Area Agency on Aging of any relationship which may be
a conflict of interest, within thirty (30) days of an individual's original
appointment or placement on a board, or if the individual is serving as an
incumbent, within thirty (30) days of the commencement of the contract.
III. Under this Agreement, the Area Agency on Aging agrees to the following:
1. To facilitate the enrollment of providers with die Medicaid Fiscal Agent.
2. To provide technical assistance and training to Service Providers.
3. To determine that the case management agency is conducting monitoring of its
service providers.
4. To regularly monitor the Service Providers in accordance with requirements
• specified by the Department of Elder Affairs.
IV. Under this Agreement, the Case Management Agency agrees to the following:
1 . The case management agency shag submit written referral to service provider
agency with at least 24 hours notice. The case management agency may refer
recipients to any qualified service provider agency. The referral will contain, at a
minimum:
a. Name
b. Address (with directions if note sly accessible)
c. Pertinent information regarding recipient's health or disabilities and living
situation.
d. Detailed service authorization including frequency, duration, and specific tasks
• to be performed.
2. Maintain case records in accordance with the Aged and Disabled Adult Medicaid
Waiver Coverage and Limitations Handbook.
3. Evaluate quality of services and sevvice documentation as provided by service
provider agency.
4. Accept financial responsibility for service claims found out of compliance if they
are the result of a failure by the Case Management Agency to update, renew, or
terminate the service authorization.
5. To monitor service provider agencies billings to ensure spending is within
allocated spending limits.
6. To monitor service provider agencies for adherence to authorized case plans and
with in authorized rates.
7. The case management agency hereby agrees that it will develop and implement a
policy to ensure that its employees, board members, and management, will avoid
• any conflict of interest or the appearance of a conflict of interest when disbursing
or using the funds described in this agreement or when contracting with another
entity which will be paid by the fiords described in this agreement. A conflict of
interest includes, but is not limited to, receiving, or agreeing to receive, a direct
or indirect benefit, or anything of value from a service provider, client, vendor,
or any person wishing to benefit from the use or disbursement of funds. To avoid
a• conflict of interest, the case management agency must ensure that all individuals
• make a disclosure to the Area Agency on Aging of any relationship which may be
• a conflict of interest, within thirty (30) days of an individual's original
appointment or placement on a board, or if the individual is serving as an
incumbent, within thirty (30) days of the commencement of the contract.
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V. Under this . -
agreement, the following services will be delivered by the Service
Provider Agency in accordance with the plan of care or service alit her ization:
Service Unit Rate Cannty/Region
Served
1. ALL b•A..7 _
3. ` Milk 4. v
Li i 1 " •
W. Termination
In the event this agreement is terminated, the case management g agency and the service provider
agency agree to submit, at the time notice of intent to terminate is delivered, a plan which
identifies procedures to ensure services to clients will not be interrupted or suspended by the
termination.
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1. Termination at Will
This went may be terminated by any party _upon no less than thirty (30)
calendar days notice, without cause, unless a lesser time is mutually agreed upon
by both parties, in writing. Said notice shall be delivered by certified mail, return
receipt requested, or in person with proof of delivery.
2 . Termination Because of Lack of Fimds
In the event funds to finance this agreement become unavailable, the area agency
may terminate this agreement upon no less than twenty -four (24) hours notice in
writing to the other party. Said notice shall be delivered by certified mail, return
receipt requested, or in person with proof of delivery. The area agency shall be
• the final authority as to the availability of funds.
3. Termination for Breach
Unless a breach is waived by the area agency in writing, or the parties fail to cure
• the breach within the time specified by the area agency, the area agency may, by
• written notice to the parties, terminate the agreement upon no less than twenty-
• four (24) hours notice. Said notice shall be delivered by certified mail, return
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receipt requested, or in person with proof of delivery.
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VII. In witness whereof, the parties have caused this five page agreement to be executed
by their undersigned officials as duly authorized.
Case Management Agency ` Provider Agency
signature
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