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Fiscal Year 2015MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS FINANCIAL STATEMENTS As of and for the Year Ended September 30, 2015 And Report of Independent Auditor `0 Cherry Bekaert' MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Financial Statements For The Fiscal Year Ended September 30, 2015 TABLE OF CONTENTS PAGE Table of Contents A-1 - A-3 Basic Financial Statements Report of Independent Auditor B-1 - B-2 Fund Financial Statements: Balance Sheet - Governmental Funds C-1 - C-2 Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds C-3 - C-4 Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual Major Governmental Funds: General Fund C-5 - C-9 Fine and Forfeiture Fund C-10 - C-11 Governmental Grants Fund C-12 - C-14 Statement of Net Position - Proprietary Funds C-15 - C-18 Statement of Revenues, Expenses and Changes in Net Position - Proprietary Funds C-19 - C-20 Statement of Cash Flows - Proprietary Funds C-21 - C-24 Statement of Fiduciary Net Position - Fiduciary Funds C-25 Statement of Changes in Fiduciary Net Position - Fiduciary Funds C-26 Notes to the Statements D-1 - D-53 Required Supplementary Information: Florida Retirement System Schedule of the Board Proportionate Share of Net Pension Liability - Florida Retirement System E-1 Schedule of the Board Contributions - Florida Retirement System E-2 Schedule of the Board Proportionate Share of Net Pension Liability - Health Insurance Subsidy Program E-3 Schedule of the Board Contributions Health Insurance Subsidy Program E-4 Pension Plan for Volunteer Firefighters and Emergency Medical Services Schedule of Changes in the Board Net Pension Liability and Related Ratios E-5 Schedule of Employer Contributions E-6 - E-7 Combining and Individual Fund Statements and Schedules: Schedules of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual One Cent Infrastructure Surtax Capital Project Fund F-1 Big Coppitt Wastewater Capital Projects Fund F-2 Cudjoe Regional Wastewater Capital Projects Fund F-3 All Debt Service Funds F-4 - F-5 (Continued) A-1 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Financial Statements For The Fiscal Year Ended September 30, 2015 TABLE OF CONTENTS - Continued Combining and Individual Fund Statements and Schedules (Continued): Combining Balance Sheet - NonMajor Governmental Funds Combining Statement of Revenues, Expenditures and Changes in Fund Balances - NonMajor Governmental Funds Schedules of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual Special Revenue Funds: Affordable Housing Programs Tourist Development, All Districts, Two Cent Tourist Development, Administration and Promotional, Two Cent Tourist Development, District #One Tourist Development, District #Two Tourist Development, District #Three Tourist Development, District #Four Tourist Development, District #Five Impact Fees - Roadways Impact Fees - Parks and Recreation Impact Fees - Libraries Impact Fees - Solid Waste Impact Fees - Police Facilities Impact Fees - Fire and EMS Impact Fees - Employee Fair Share Housing Fire and Ambulance, District #1 - Lower and Middle Keys Upper Keys Health Care Special Taxing District Unincorporated Area Service District - Parks and Recreation Unincorporated Area Service District - Planning, Building & Zoning Municipal Policing 911 Enhancement Fees Duck Key Security District Local Housing Assistance Boating Improvement Miscellaneous Special Revenue Environmental Restoration Law Enforcement Trust PAGE G-1 - G-10 G-11 - G-20 G-21 G-22 G-23 G-24 G-25 G-26 G-27 G-28 G-29 G-30 G-31 G-32 G-33 G-34 G-35 G-36 G-37 G-38 G-39 - G-40 G-41 G-42 G-43 G-44 G-45 G-46 - G-47 G-48 G-49 (Continued) A-2 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Financial Statements For The Fiscal Year Ended September 30, 2015 TABLE OF CONTENTS - Continued Combining and Individual Fund Statements and Schedules (Continued): PAGE Court Facility Fees G-50 Drug Abuse Trust G-51 Marathon Municipal Service Taxing Unit G-52 Bay Point Municipal Service Taxing Unit G-53 Big Coppitt Municipal Service Taxing Unit G-54 Key Largo Municipal Service Taxing Unit G-55 Stock Island Wastewater G-56 Cudjoe-Sugarloaf Municipal Service Taxing Unit G-57 Conch Key Municipal Service Taxing Unit G-58 Long Key -Layton Municipal Service Taxing Unit G-59 Duck Key Municipal Service Taxing Unit G-60 Building Fund G-61 Road and Bridge Fund G-62 Combining Statement of Net Position - Internal Service Funds H-1 - H-2 Combining Statement of Revenues, Expenses and Changes in Net Position - Internal Service Funds H-3 - H-4 Combining Statement of Cash Flows - Internal Service Funds H-5 - H-8 COMPONENT UNIT Comprehensive Plan Land Authority - Statement of Net Position 1-1 Comprehensive Plan Land Authority - Statement of Activities 1-2 OTHER REPORTS Report of Independent Auditor on Internal Control over Financial Reporting and on Compliance and other matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards J-1 - J-4 Independent Auditors' Management Letter J-5 - J-8 Report of Independent Accountant on Compliance with Local Government Investment J-9 Policies A-3 on ` % Cherry Bekaert` so CFAs & Advisors Report of Independent Auditor To the Clerk Ex Officio, Mayor and Board of County Commissioners of Monroe County, Florida: Report on the Financial Statements We have audited the accompanying financial statements of each major fund, the discretely presented component unit, and the aggregate remaining fund information of the Monroe County, Florida Board of County Commissioners (the "Board") as of and for the year ended September 30, 2015, and the related notes to the financial statements, which collectively comprise the Board's basic financial statements as listed in the table of contents. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor's Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor's judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the Board's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Board's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of each major fund, the discretely presented component unit, and the aggregate remaining fund information of the Board as of September 30, 2015, and the respective changes in financial position and, where applicable, cash flows thereof, and the respective budgetary comparison for the General Fund, Fine and Forfeiture Fund and Governmental Grants Fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. B-1 Emphasis of Matter Change in Accounting Principle As discussed in Note 23 to the basic financial statements, effective October 1, 2014, the Board adopted Governmental Accounting Standards ("GASB") Board Statement No. 68, Accounting and Financial Reporting for Pensions — an Amendment of GASB Statement No. 27, and Statement No. 71, Pension Transition for Contributions Made Subsequent to the Measurement Date — an amendment of GASB Statement 68. Our opinions are not modified with respect to this matter. Other Information As described in Note 1, the financial statements referred to are not intended to be a complete presentation of the financial position, changes in financial position and cash flows, where applicable, of the Board. Additionally, the financial statements present only the Board and are not intended to present the financial position and the changes in financial position and cash flows, where applicable, of Monroe County, Florida, taken as a whole. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the Required Supplementary Information as listed in the table of contents be presented to supplement the financial statements. Such information, although not a part of the financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the financial statements, and other knowledge we obtained during our audit of the financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Supplementary and Other Information Our audit was conducted for the purpose of forming opinions on the financial statements of the Board taken as a whole. The combining and individual fund statements and schedules, as listed in the table of contents, are presented for purposes of additional analysis and are not a required part of the financial statements. The accompanying information is the responsibility of management and was derived from and relate directly to the underlying accounting and other records used to prepare the financial statements. Such information has been subjected to the auditing procedures applied in the audit of the financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the financial statements or to the financial statements themselves, and other additional procedures in accordance with accounting standards generally accepted in the United States of America. In our opinion, this information is fairly stated, in all material respects, in relation to the financial statements as a whole. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated May 24, 2016 on our consideration of the Board's internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the Board's internal control over financial reporting and compliance. Orlando, Florida May 24, 2016 B-2 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS BALANCE SHEET GOVERNMENTALFUNDS SEPTEMBER 30, 2015 Assets Cash and Cash Equivalents Investments Accounts Receivable, Net Assessments Receivable Due from Other Funds Due from Other Governmental Units Due from Constitutional Officers Mortgages/Notes Receivable Allowance for Mortgages/Notes Receivable Advances to Other Governments Interest Receivable Inventory Total Assets Liabilities, Deferred Inflows of Resources and Fund Balances Liabilities: Accounts Payable Retainage Payable Accrued Wages and Benefits Payable Due to Other funds Due to Other Governmental Units Due to Constitutional Officers Unearned Revenues Other Current Liabilities Deposits in Escrow Total Liabilities Deferred Inflows of Resources: Advances from Other Governments Unavailable Revenues Total Deferred Inflows of Resources Fund Balances: Nonspendable Restricted Committed Assigned Unassigned Total Fund Balances Total Liabilities, Deferred Inflows of Resources and Fund Balances Fine & Governmental General Forfeiture Grants $ 9,402,561 $ 3,102,206 $ 1,188, 476 18,026,534 8,642,513 - 102,399 334,695 11 4,981,502 2,826,966 - 554,694 180,866 3,671,117 5,365,681 1,577,497 - - - 474,478 - - (474,478) 40,806 68,203 3,383 3,870 - - $ 38,478,047 $ 16,732,946 $ 4,862,987 $ 1,114, 056 $ 118,595 $ 581,482 - - 442,318 701,647 91,992 49,878 4,737 2,135,915 114,570 536,182 - 85,159 99,145 15,297 - 7,014 - - 5,669 - - 5,410 - - 2,473,860 2,361,799 1,273,407 - - 135,973 - 28,560 2,918,134 - 28,560 3,054,107 3,870 - - - 14,342,587 535,473 10, 000, 000 - - 12,293,875 - - 13, 706, 442 - - 36,004,187 14,342,587 535,473 $ 38,478,047 $ 16,732,946 $ 4,862,987 The notes to the financial statements are an integral part of these statements. C-1 One Cent Big Coppitt Cudjoe Regional Nonmajor Total Infrastructure Wastewater Wastewater All Governmental Governmental Surtax Project Project Debt Service Funds Funds $ 9,648,012 $ 860,503 $ 12,024,544 $ 1,372,230 $ 36,006,694 $ 73,605,226 16,806,062 1,687,561 2,826,971 1,310,687 57,667,526 106,967,854 - - - - 62,212 499,317 - 2,959,369 - - 929,370 3,888,739 - - - - 76,813 7,885,281 1,668,281 - 16,930,373 - 887,527 23,892,858 - 995 2,487 - 5,369,879 12,316,539 - - - - 8,482,749 8,957,227 - - - - (8,482,749) (8,957,227) - - 1,329,630 - 150,659 1,480,289 21,432 3,681 5,495 2,818 94,728 240,546 - - - - - 3,870 $ 28,143, 787 $ 5,512,109 $ 33,119, 500 $ 2,685, 735 $ 101,245,408 $ 230, 780, 519 $ 919,024 $ 4,495 $ 9,749 $ - $ 2,384,185 $ 5,131, 586 215,971 - - - 408,642 1,066,931 39,954 362 4,445 - 1,048,498 1,936,776 - - 2,860,425 - 1,563,318 6,678,965 - - - - 367,232 988,573 - - - - 282,216 396,658 - - 12,099,658 - - 12,106,672 - - - - - 5,669 - - - - 77,922 83,332 1,174, 949 4,857 14, 974, 277 - 6,132, 013 28, 395,162 - - - - 30,271 166,244 - 2,898,187 - - 923,763 6,768,644 - 2,898,187 - - 954,034 6,934,888 - - - - - 3,870 26,968,838 2,609,065 18,145,223 2,685,735 85,300,438 150,587,359 - - - - 2,579,388 12,579,388 - - - - 6,282,834 18,576,709 - - - - (3,299) 13,703,143 26,968,838 2,609,065 18,145,223 2,685,735 94,159,361 195,450,469 $ 28,143,787 $ 5,512,109 $ 33,119,500 $ 2,685,735 $ 101,245,408 $ 230,780,519 C-2 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2015 Fine & Governmental General Forfeiture Grants Revenues: Taxes $ 23,066,692 $ 41,025,389 $ - Licenses and Permits - - - Intergovernmental 8,739,756 75,949 4,786,792 Charges for Services 668,123 4,398,517 - Fines and Forfeitures 9,913 99,105 - Investment Income 240,972 473,870 5,713 Miscellaneous 734,280 1,211 21,165 Total Revenues 33,459,736 46,074,041 4,813,670 Expenditures: Current: General Government 26,566,255 515,771 - Public Safety 1,314,346 46,313,744 439,234 Physical Environment 331,883 - 633,007 Transportation 92,174 - 5,553,132 Economic Environment 601,621 - 355,710 Human Services 6,779,228 - 1,555,220 Culture and Recreation 3,030,864 - 113,338 Court Related 3,229,783 1,789,751 - Capital Projects - - - Debt Service: Principal -Refunded Bonds - - - Principal - - - Interest - - - Total Expenditures 41,946,154 48,619,266 8,649,641 Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Transfers from Other Funds Transfers to Other Funds Refunding Bonds Issued Issuance of Debt Transfers from Constitutional Officers Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances -October 1 Fund Balances -September 30 (8,486,418) (2,545,225) (3,835,971 4,968,379 - 1,509,594 (247,783) (15,746) - 4,242,644 1,554,151 - 8,963,240 1,538,405 1,509,594 476,822 (1,006,820) (2,326,377) 35,527,365 15,349,407 2,861,850 $ 36,004,187 $ 14,342,587 $ 535,473 The notes to the financial statements are an integral part of these statements. C-3 One Cent Infrastructure Surtax Big Coppitt Wastewater Project Cudjoe Regional Wastewater All Project Debt Service Nonmajor Governmental Funds Total Governmental Funds $ 20,161,451 $ 362 $ 330 $ - $ 53,398,267 $ 137,652,491 - 253,419 - - 4,728,452 4,981,871 - - 15,566,220 - 9,467,274 38,635,991 - - - - 8,641,739 13,708,379 - - - - 1,279,897 1,388,915 71,755 105,781 642,903 6,579 264,103 1,811,676 3,702,441 39,346 72,166 - 543,096 5,113,705 23,935,647 398,908 16,281,619 6,579 78,322,828 203,293,028 - - - - 3,387,778 30,469,804 - - - - 24,074,355 72,141,679 - - - - 1,774,333 2,739,223 - - - - 5,093,450 10,738,756 - - - - 30,370,522 31,327,853 - - - - 453,333 8,787,781 - - - - 1,580,178 4,724,380 - - - - 348,379 5,367,913 9,339,129 34,540 54,474,414 - 582,764 64,430,847 - - - 7,060,000 - 7,060,000 - - - 4,032,352 - 4,032,352 - - - 1,062,792 - 1,062,792 9,339,129 34,540 54,474,414 12,155,144 67,665,092 242,883,380 14,596,518 364,368 (38,192,795) (12,148,565) 10,657,736 (39,590,352) - - 16,000,000 5,510,919 2,000 27,990,892 (5,107,409) (681,938) - - (20,564,180) (26,617,056) - - - 7,120,000 - 7,120,000 - - 32,523,263 - 25,765,000 58,288,263 - 995 2,487 - 1,191,464 6,991,741 (5,107,409) (680,943) 48,525,750 12,630,919 6,394,284 73,773,840 9,489,109 (316,575) 10,332,955 482,354 17,052,020 34,183,488 17,479,729 2,925,640 7,812,268 2,203,381 77,107,341 161,266,981 $ 26,968,838 $ 2,609,065 $ 18,145,223 $ 2,685,735 $ 94,159,361 $ 195,450,469 C-4 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS GENERALFUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Taxes Intergovernmental Charges for Services Fines and Forfeitures Investment Income Miscellaneous Total Revenues EXPENDITURES: Current: General Government: Board of County Commissioners Admin Clerk to BOCC-Financial Package Gov't Enterprise Management System Clerk Comm & Fees-TDC Clerk Comm & Fees-Noncourt Insurances -Supervisor of Elections Promotional Advertising Value Adjustment Board Tax Increment Payment Employee Suggestion Plan Lobbyist County Administrator Technical Services Technology Grants Administration Office of Management & Budget Purchasing Personnel Public Works Management Public Works Facilities Maintenance ADA Compliance County Attorney Tax Collector Property Appraiser Supervisor of Elections Quasi External Services Total General Government Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 23,567,492 $ 23,567,492 $ 23,066,692 $ (500,800) 7,192,138 7,192,138 8,739,756 1,547,618 760,050 786,120 668,123 (117,997) 11,250 11,250 9,913 (1,337) 83,650 83,650 240,972 157,322 515,700 563,434 734,280 170,846 32,130,280 32,204,084 33,459,736 1,255,652 1,709,398 1,699,289 1,534,025 165,264 5,000 5,000 - 5,000 100,000 100,000 29,827 70,173 159,495 159,495 159,495 - 2,721,874 2,721,874 2,650,296 71,578 135,489 129,165 107,174 21,991 5,000 5,000 2,218 2,782 35,000 35,001 31,503 3,498 300,000 250,000 244,646 5,354 10,000 10,000 - 10,000 100,000 103,700 103,605 95 974,683 1,014,682 1,006,661 8,021 1,781,379 1,768,590 1,634,266 134,324 325,230 325,230 237,908 87,322 116,705 116,706 113,633 3,073 550,751 548,245 448,275 99,970 202,264 202,264 154,814 47,450 443,983 459,803 387,376 72,427 94,384 93,429 83,221 10,208 6,562,739 6,350,295 5,787,934 562,361 10,000 10,000 3,802 6,198 1,679,462 1,670,821 1,375,715 295,106 4,422,768 4,615,852 4,601,589 14,263 4,092,380 4,392,380 4,218,802 173,578 1,475,714 1,475,714 1,475,714 - 125,000 174,000 173,756 244 28,138,698 28,436,535 26,566,255 1,870,280 (Continued) The notes to the financial statements are an integral part of these statements. C-5 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS GENERALFUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED FOR THE YEAR ENDED SEPTEMBER 30, 2015 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) Public Safety: Emergency Management 242,199 239,404 207,739 31,665 Marathon Emer Operations Center 79,049 79,049 24,392 54,657 Medical Examiner 648,212 655,778 643,520 12,258 Fire Academy 463,017 463,017 438,695 24,322 Total Public Safety 1,432,477 1,437,248 1,314,346 122,902 Physical Environment: Extension Service 225,012 223,403 216,920 6,483 Sustainability 470,634 470,634 114,963 355,671 Total Physical Environment 695,646 694,037 331,883 362,154 Transportation: County Engineer 294,295 292,022 92,174 199,848 Total Transportation 294,295 292,022 92,174 199,848 Economic Environment: Literacy Volunteers of America 18,000 18,000 18,000 - Veteran's Affairs 468,165 465,785 458,525 7,260 Veteran's Affairs Transportation 133,956 133,956 125,096 8,860 Total Economic Environment 620,121 617,741 601,621 16,120 Human Services: Middle Keys Guidance Clinic 41,434 41,434 36,562 4,872 Older Americans Volunteer Program 500 500 - 500 Domestic Abuse Shelter 30,000 30,000 30,000 - Hospice of the Florida Keys 141,000 141,000 141,000 - Florida Keys Outreach Coalition 70,000 70,000 70,000 - Samuel's House 95,000 95,000 95,000 - Womankind 95,000 95,000 95,000 - Grace Jones 40,000 40,000 40,000 - AIDS Help 35,000 35,000 35,000 - Good Health Clinic 60,000 60,000 60,000 - Monroe Cty Assn for Retarded Citizens 160,000 160,000 160,000 - Florida Keys Children's Shelter 153,000 153,000 153,000 - Wesley House 157,000 157,000 155,195 1,805 Florida Keys Area 45,000 45,000 45,000 - Rural Health Network 300,000 300,000 300,000 - SHAL 5,000 5,000 3,810 1,190 The Heron 35,000 35,000 35,000 - (Continued) The notes to the financial statements are an integral part of these statements. C-6 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS GENERALFUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED FOR THE YEAR ENDED SEPTEMBER 30, 2015 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) Kids Come First - FL Keys 24,000 24,000 24,000 - First Baptist Church 2,600 2,600 - 2,600 FL Keys Healthy Start Coalition 30,000 30,000 30,000 - Keys Area Interdenominational Resources 25,000 25,000 25,000 - Star of the Sea Foundation 65,000 65,000 65,000 - Independence Cay 25,000 25,000 25,000 - Anchors Aweigh 8,000 8,000 8,000 - Baker Act LKMC FS 394.463 83,334 83,334 83,333 1 GCC Baker Act Transp 145,000 145,000 124,041 20,959 GCC SamH FS 394.76 657,066 657,066 657,066 - GCC Jail Inhouse Program 116,617 116,617 102,428 14,189 Historic FI Keys Foundation 29,500 29,500 29,500 - Animal Shelters 1,150,876 1,150,876 1,062,087 88,789 Welfare Administration 547,998 544,029 516,378 27,651 Welfare Services 888,440 999,294 955,999 43,295 Health Care Respite Act 31,585 6,585 1,287 5,298 Bayshore Manor 876,845 859,222 741,363 117,859 Social Service Transportation 935,617 919,060 874,179 44,881 Total Human Services 7,105,412 7,153,117 6,779,228 373,889 Culture and Recreation: Fine Arts Council 63,000 63,000 63,000 - Lower Keys AARP 4,500 4,500 3,114 1,386 Middle Keys AARP 4,500 4,500 3,091 1,409 Big Pine Key AARP 4,500 4,500 4,475 25 Upper Keys AARP 4,500 4,500 3 4,497 Boys and Girls Club 99,000 99,000 99,000 - Heart of the Keys Recreation 35,000 35,000 35,000 - Higgs Beach Maintenance 95,550 94,839 92,384 2,455 Library Admin Support 746,373 741,638 713,053 28,585 Library Key West 765,687 749,321 660,961 88,360 Library Key West Donations 1,000 133,694 43,514 90,180 Library Marathon 347,739 338,893 315,197 23,696 Library Marathon Donations 500 11,920 3,232 8,688 Library Islamorada 312,718 305,702 257,531 48,171 Library Islamorada Donations 250 1,514 - 1,514 Library Key Largo 430,921 420,377 401,204 19,173 Library Key Largo Donations 500 2,705 968 1,737 Library Big Pine Key 363,877 359,337 333,545 25,792 Library Big Pine Key Donations 500 12,032 1,592 10,440 Total Culture and Recreation 3,280,615 3,386,972 3,030,864 356,108 (Continued) The notes to the financial statements are an integral part of these statements. C-7 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS GENERALFUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED FOR THE YEAR ENDED SEPTEMBER 30, 2015 Court Related: Law Library Guardian Ad Litem Clerk of the Court - General Mgt Clerk of the Court - Jury Management Clerk Records Management Clerk of the Circuit Court - Criminal Clerk of the Circuit Court - Civil Clerk of the Circuit Court - Family Clerk of the Circuit Court - Juvenile Clerk of the Circuit Court - Probate Clerk County Court - Criminal Clerk County Court - Civil Clerk County Court - Traffic State Attorney Public Defender Court Administration Court Admin-Judicial Support Ct. Admin-Other Circuit Court Juvenile Court Admin-Family Ct Case Mgmt Court Admin-Circuit Ct Reporter Svcs Court Admin-Circuit Drug Court Court Admin-Pretrial Release Ct. Admin-Pretrial Svcs Drug Diversion Court Admin-Information Systems Total Court Related Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) 69,630 69,630 63,758 5,872 197,007 197,007 135,189 61,818 13,671 13,671 15,141 (1,470) 12,667 12,667 14,250 (1,583) 41,905 41,905 46,356 (4,451) 118,430 118,430 133,088 (14,658) 86,863 86,863 97,909 (11,046) 22,236 22,236 25,056 (2,820) 14,438 14,438 16,071 (1,633) 16,361 16,361 18,451 (2,090) 101,182 101,182 113,861 (12,679) 38,696 38,696 43,458 (4,762) 112,114 112,114 126,500 (14,386) 336,450 334,995 239,345 95,650 616,681 614,100 566,420 47,680 3,538 3,519 2,874 645 136,889 134,980 141,640 (6,660) 47,488 47,281 35,126 12,155 157,130 156,445 155,182 1,263 1,675 1,675 1,074 601 392,510 390,787 394,587 (3,800) 530,389 528,282 491,837 36,445 159,990 159,990 154,615 5,375 213,201 212,421 197,995 14,426 3,441,141 3,429,675 3,229,783 199,892 (Continued) The notes to the financial statements are an integral part of these statements. C-8 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS GENERALFUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED FOR THE YEAR ENDED SEPTEMBER 30, 2015 Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Reserve for Contingencies Reserve for Cash Balance Transfers from Other Funds Transfers to Other Funds Transfers from Constitutional Officers Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) 45,008,405 45,447,347 41,946,154 3,501,193 (12,878,125) (13,243,263) (8,486,418) 4,756,845 (515,303) (148,171) - 148,171 (8,580,441) (8,580,435) - 8,580,435 4,868,881 4,868,881 4,968,379 99,498 (250,533) (252,533) (247,783) 4,750 3,950,000 3,950,000 4,242,644 292,644 (527,396) (162,258) 8,963,240 9,125,498 (13,405,521) (13,405,521) 476,822 13,882,343 13,405,521 13,405,521 35,527,365 22,121,844 $ 36,004,187 $ 36,004,187 The notes to the financial statements are an integral part of these statements. C-9 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS FINE AND FORFEITURE SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2015 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Taxes $ 43,051,586 $ 43,051,586 $ 41,025,389 $ (2,026,197) Intergovernmental - - 75,949 75,949 Charges for Services 3,950,000 3,950,000 4,398,517 448,517 Fines and Forfeitures 80,750 80,750 99,105 18,355 Investment Income 59,000 59,000 473,870 414,870 Miscellaneous 3,150 3,150 1,211 (1,939) Total Revenues 47,144,486 47,144,486 46,074,041 (1,070,445) EXPENDITURES: Current: General Government: Tax Increment Payment 550,000 550,000 515,771 34,229 Total General Government 550,000 550,000 515,771 34,229 Public Safety: Sheriff Law Enforcement 20,469,567 20,469,567 20,186,600 282,967 Sheriff Corrections 21,548,789 21,548,789 21,004,588 544,201 Bond Refunds 25,000 25,000 284 24,716 LEEA Funds 75,000 75,000 75,000 - Correction Facilities 1,941,563 1,941,563 1,729,494 212,069 Medical Air Transport 2,817,348 2,817,348 2,769,303 48,045 Interagency Communications 394,165 394,165 371,684 22,481 Juvenile Detention Cost Share 269,039 269,039 176,791 92,248 Total Public Safety 47,540,471 47,540,471 46,313,744 1,226,727 Court Related: Sheriff Extradition 50,000 50,000 25,874 24,126 Sheriff Court Security 1,806,605 1,806,605 1,763,877 42,728 Total Court Related 1,856,605 1,856,605 1,789,751 66,854 Total Expenditures 49,947,076 49,947,076 48,619,266 1,327,810 Excess/Deficiency of Revenues Over/(Under) Expenditures (2,802,590) (2,802,590) (2,545,225) 257,365 (Continued) The notes to the financial statements are an integral part of these statements. C-10 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS FINE AND FORFEITURE SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED FOR THE YEAR ENDED SEPTEMBER 30, 2015 Other Financing Sources/(Uses): Reserve for Contingencies Reserve for Cash Balance Transfers to Other Funds Transfers from Constitutional Officers Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) (610,840) (610,840) - 610,840 (6,259,807) (6,259,807) - 6,259,807 (16,667) (16,667) (15,746) 921 1,475,000 1,475,000 1,554,151 79,151 (5,412,314) (5,412,314) 1,538,405 6,950,719 (8,214,904) (8,214,904) (1,006,820) 7,208,084 8,214,904 8,214,904 15,349,407 7,134,503 $ 14,342,587 $ 14,342,587 The notes to the financial statements are an integral part of these statements. C-11 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS GOVERNMENTAL GRANTS SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2015 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) Revenues: Intergovernmental $ 100,000 $ 37,441,758 $ 4,786,792 $ (32,654,966) Investment Income - - 5,713 5,713 Miscellaneous - 5,020 21,165 16,145 Total Revenues 100,000 37,446,778 4,813,670 (32,633,108) Expenditures: Current: Public Safety: Emergency Management Base Grant - 211,612 100,141 111,471 Federal Emergency Base Grant - 47,748 29,266 18,482 Federal Emergency Base Grant - 66,477 44,266 22,211 Radiological Emerg Preparedness - 149,746 136,599 13,147 EMS Award Grant - 37,268 25,848 11,420 MCSO/Emg Mgmt UASI 13 Grant - 40,000 40,000 - DOJ DC Medical Director Initiative - 17,921 16,900 1,021 FKOC Sa Ed & Relap Prev - 8,845 8,845 - Go Solar Pgm ILA - 150,000 - 150,000 SHSGP 14DS-L5-11-54-01 - 18,815 18,619 196 SHSGP 14DS-P5-11-54-01 - 40,000 18,750 21,250 UASI 14 Grant - 96,925 - 96,925 Total Public Safety - 885,357 439,234 446,123 Physical Environment: Canal Demonstration - 100,000 99,980 20 MC Canal Mstr Pln Edu Pgm - 175,000 155,456 19,544 Exotic Plt Rmvl FK-121 - 135,000 134,610 390 Land Exotic Rmvl FK-126 - 85,000 84,991 9 FWC Rmvl Derelict Vessel - 158,800 118,000 40,800 FWC Buoy Rplcmt Whate Har - 51,250 39,970 11,280 Total Physical Environment - 705,050 633,007 72,043 Transportation: Old SR940 Leg A Bridge Repair - 46,034 - 46,034 No Name Key Brdg #904320 - 6,355,229 2,834,498 3,520,731 Card Sound Bridge Repair - 5,429,053 15,700 5,413,353 Transp Planning Prog 2012 - 502,912 236,380 266,532 Pigeon Key Ferry Service - 404,212 231,249 172,963 US 1 Bayside Shared Use - 2,066,342 2,066,342 - Scenic Highway Overlooks - 1,229,527 102,974 1,126,553 Ped Brg Ovr M Adams Wtrwy - 475,000 - 475,000 Garrison Bight Bridge - 260,000 - 260,000 Pgn Key Ferry Ramp Repair 100,000 186,448 65,989 120,459 Total Transportation 100,000 16,954,757 5,553,132 11,401,625 (Continued) The notes to the financial statements are an integral part of these statements. C-12 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS GOVERNMENTAL GRANTS SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED FOR THE YEAR ENDED SEPTEMBER 30, 2015 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) Economic Environment: Disaster Recovery CDBG - 153,536 - 153,536 Small Cities CDBG 2010 - 549,812 135,056 414,756 CBDG DR 2008 DREF - 221,766 220,654 1,112 Total Economic Environment - 925,114 355,710 569,404 Human Services: Residential Substance Abuse Treatment - 66,667 62,986 3,681 GCC Male Jail inhouse Program - 37,331 32,956 4,375 Title IIIC1 Congregate Meals -2014 - 40,764 39,177 1,587 Title IIIC2 Home Delivered Meals-2014 - 72,467 49,225 23,242 Title III-E Caregiver Support Svc-2014 - 11,417 5,397 6,020 Low Income Home Energy Prog - 65,562 62,432 3,130 Alzheimer's Disease Initiative 13/14 - 189,327 51,536 137,791 Alzheimer's Disease Initiative 14/15 - 161,881 39,240 122,641 Community Care Disabled Adults - 53,341 17,439 35,902 Community Care Disabled Adults - 339,906 81,974 257,932 Community Care for the Elderly 13/14 - 335,641 247,726 87,915 Community Care for the Elderly 14/15 - 456,667 105,027 351,640 Home Care for the Elderly 13/14 - 12,273 8,801 3,472 Home Care for the Elderly 14/15 - 11,802 2,003 9,799 ESG KPZ06 13/14 - 3,000 - 3,000 ESG KPZ06 14/15 - 113,536 78,951 34,585 SHIP to WAP - 30,681 19,744 10,937 Weather Asst Prgm 02 - 17,957 17,620 337 Title IIIB Supportive Services - 2015 - 16,856 9,511 7,345 Title IIIC1 Congregate Meals - 2015 - 167,720 137,715 30,005 Title IIIC2 Home Delivered Meals-2015 - 248,534 183,121 65,413 Title III-E Caregiver Support Svc-2015 - 64,246 49,622 14,624 Sh Crt Mand Crm/ Sub Abuse - 18,000 13,875 4,125 GCC Heron Reduce Crime - 20,345 20,345 - Low Income Home Energy Prog 03 - 212,598 125,912 86,686 Weather Asst Prgm 03 - 13,131 10,357 2,774 COC Homeless Prevention - 17,713 17,080 633 ESG KPZ27 EMG Solutions - 67,563 65,448 2,115 Total Human Services - 2,866,926 1,555,220 1,311,706 Culture and Recreation: State Aid to Libraries - 131,391 96,188 35,203 Lower Keys Scenic VW Area - 100,000 17,150 82,850 HFKF MC Cult Res - 39,100 - 39,100 Rowell's Marina Sc Overlook - 130,000 - 130,000 Total Culture and Recreation - 400,491 113,338 287,153 (Continued) The notes to the financial statements are an integral part of these statements. C-13 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS GOVERNMENTAL GRANTS SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED FOR THE YEAR ENDED SEPTEMBER 30, 2015 Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Transfers from Other Funds Transfers to Other Funds Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) 100,000 22,737,695 8,649,641 14,088,054 - 14,709,083 (3,835,971) (18,545,054 - 4,434, 990 1,509,594 (2,925,396) - (19,144, 073) - 19,144, 073 - (14,709,083) 1,509,594 16,218,677 - - (2,326,377) (2,326,377) - - 2,861,850 2,861,850 $ - $ - $ 535,473 $ 535,473 The notes to the financial statements are an integral part of these statements. C-14 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS STATEMENT OF NET POSITION PROPRIETARY FUNDS SEPTEMBER 30, 2015 ASSETS Current Assets: Cash and Cash Equivalents Investments Accounts Receivable, Net Due from Other Governmental Units Due from Constitutional Officers Interest Receivable Total Current Assets Noncurrent Assets: Restricted Cash and Cash Equivalents Restricted Accounts Receivable Land and Other Nondepreciable Assets Capital Assets, Net of Accum. Depreciation Total Noncurrent Assets Total Assets DEFERRED OUTFLOWS OF RESOURCES Related to Pensions LIABILITIES Current Liabilities: Accounts Payable Retainage Payable Accrued Wages and Benefits Payable Claims and Judgments Payable Due to Other Funds Due to Other Governmental Units Due to Constitutional Officers Accrued Comp. Absences Payable Unearned Revenues Deposits in Escrow Total Current Liabilities Business -type Activities Enterprise Funds Major Funds Municipal Card Key Svc District Sound West Waste Bridge Airport $ 3,832,986 $ 1,708,395 $ 3,346,098 9,498,724 4,844,746 1,474,783 421,475 - 949,129 102,429 - 173,385 3,979 - 171,459 16,453 8,393 1,325 13,876,046 6,561,534 6,116,179 1,750,629 - 3,629,620 50,000 1,167,487 371,360 7,429,884 60,891,506 5,751,609 7,479,884 62,058,993 19,627,655 14,041,418 68,175,172 81,463 50,691 266,199 1,198,657 18,001 323,645 60,702 39,240 134,722 335 99 1,205,584 2,992 744 11,542 - 626 - 17,943 13,423 33,924 90,909 - 9,800 50,615 - 8,000 1,422,153 72,133 1,727,217 The notes to the financial statements are an integral part of these statements. C-15 Governmental Major Funds Activities Internal PFC & Oper Marathon Service Restrictions Airport Total Funds $ - $ 680,218 $ 9,567,697 $ 10,107,910 - 615,371 16,433,624 14,724,237 - 34,749 1,405,353 11,829 231,010 300,363 807,187 98,324 - - 175,438 262,280 - 2,118 28,289 35,845 231,010 1,632,819 28,417,588 25,240,425 4,770,107 156,668 6,677,404 - 402,174 - 402,174 - - 2,529,963 7,377,070 54,000 - 9,090,923 77,783,673 941,871 5,172,281 11,777,554 92,240,321 995,871 5,403,291 13,410,373 120,657,909 26,236,296 - 29,931 428,284 118,003 228,743 108,789 1,877,835 1,900,220 97,492 117,538 215,030 - - 20,547 255,211 99,129 - - - 2,034,497 - 93 1,206,111 205 - 38,383 53,661 276 - - 626 - - 4,886 70,176 29,258 - 18,597 119,306 - - 6,306 64,921 - 326,235 315,139 3,862,877 4,063,585 (Continued) C-16 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS STATEMENT OF NET POSITION - CONTINUED PROPRIETARY FUNDS SEPTEMBER 30, 2015 Noncurrent Liabilities: Payable from restricted assets -Landfill closure/post closure costs Accrued Comp. Absences Payable Claims & Judgments Payable OPEB Liability Net Pension Liability Total Noncurrent Liabilities Total Liabilities DEFERRED INFLOWS OF RESOURCES Related to Pensions NET POSITION Net investment in capital assets Restricted for: Passenger Facility Charges Landfill Customs Service Operations Unrestricted Total Net Position Business -type Activities Enterprise Funds Major Funds Municipal Card Key Svc District Sound West Waste Bridge Airport 173,965 - 71,772 53,691 135,697 129,632 - - 540,000 311,000 564,000 511,149 322,287 1,508,800 1,426,518 686,978 2,208,497 2,848,671 759,111 3,935,714 79,434 48,246 304,901 4,000,980 7,479,884 62,058,993 1,750,629 - 11,029,404 5,804,868 2,141,763 $ 16,781,013 $ 13,284,752 $ 64,200,756 The notes to the financial statements are an integral part of these statements. C-17 Major Funds PFC & Oper Marathon Restrictions Airport Total - 173,965 Governmental Activities Internal Service Funds - 19,542 280,702 117,037 - - 129,632 - - 362,000 1,777,000 922,000 - 185,733 2,527,969 750,429 - 567,275 4,889,268 1,789,466 326,235 882,414 8,752,145 5,853,051 - 29,772 462,353 112,264 - 11,620,886 85,160,743 995,871 5,077,056 - 5,077,056 - - - 1,750,629 - - 156,668 156,668 - 750,564 19,726,599 19,393,113 $ 5,077,056 $ 12,528,118 $ 111,871,695 $ 20,388,984 C-18 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2015 Operating Revenues: Franchise Fees Charges for Services Fines and Forfeitures Miscellaneous Total Operating Revenues Operating Expenses: Personnel Services Operations Depreciation and Amortization Asserted and Paid Claims Total Operating Expenses Operating Income/(Loss) Nonoperating Revenues/(Expenses): Operating Grants Grants and Donations - Other Sources Capital Grants and Contributions Investment Income Insurance Recoveries Gain (Loss) on Disposition of Assets Total Non -Operating Revenues/(Expenses) Income/(Loss) Before Contributions and Transfers Transfers from Other Funds Transfers to Other Funds Transfers from Constitutional Officers Fixed Asset Transfer from Governmental Funds Change in Net Position Total Net Position -October 1 Adjustments to Net Position -October 1 Net Position -October 1 (as Restated) Total Net Position -September 30 Business -type Activities Enterprise Funds Major Funds Municipal Card Key Svc District Sound West Waste Bridge Airport $ 484,741 $ - $ - 17,811,080 1,071,150 6,689,106 - - 1,051 100,039 51 1,115 18, 395, 860 1,071,201 6,691,272 1,093,686 834,863 2,125,463 16,174,106 128,271 4,781,466 69,907 386,725 2,459,218 17,337,699 1,349,859 9,366,147 1,058,161 (278,658) (2,674,875) - - 423,854 467,270 - - 51,333 18,101 56,230 518,603 18,101 480,084 1,576,764 (260,557) (2,194,791) - - 4,525,358 (263,190) (149,693) (332,330) 3,979 - - 1,317,553 (410,250) 1,998,237 15,996,370 14,028,865 63,857,717 (532,910) (333,863) (1,655,198) 15,463,460 13,695,002 62,202,519 $ 16,781,013 $ 13,284,752 $ 64,200,756 The notes to the financial statements are an integral part of these statements. C-19 Governmental Major Funds Activities Internal PFC & Oper Marathon Service Restrictions Airport Total Funds $ - $ - $ 484,741 $ - - 885,399 26,456,735 20,740,143 - - 1,051 - - 360 101,565 32,489 - 885,759 27,044,092 20,772,632 - 391,557 4,445,569 1,723,654 - 418,521 21,502,364 4,980,606 - 594,596 3,510,446 65,609 - - - 17, 577, 200 1,404,674 29,458,379 24,347,069 - (518,915) (2,414,287) (3,574,437) 4,177,885 911,883 5,513,622 - - 16,000 483,270 - 1,298,509 63,691 1,362,200 - 4,001 4,291 133,956 73,634 - - - 1,431,697 - - - (9,682 5,480,395 995,865 7,493,048 1,495,649 5,480,395 476,950 5,078,761 (2,078,788) - 210,429 4,735,787 - (4,734,737) (50,153) (5,530,103) (579,520) - - 3,979 - - - - 89,265 745,658 637,226 4,288,424 (2,569,043) 4,331,398 12,085,594 110,299,944 23,735,325 - (194,702) (2,716,673) (777,298) 4,331,398 11,890,892 107,583,271 22,958,027 $ 5,077,056 $ 12,528,118 $ 111,871,695 $ 20,388,984 C-20 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2015 Operating Activities: Cash received for services Cash rec'vd from other funds for goods and svcs Cash received from insurance recoveries Cash payments to suppliers for goods and svcs Cash payments for employee services Cash payments to other funds Cash payments for claims Other operating revenue Net Cash Provided by/(Used in) Operating Activities Noncapital Financing Activities: Operating grants received Transfers from other funds Transfers to other funds Transfers from Constitutional Officers Net Cash Provided/(Used) by Noncapital Financing Activities Capital and Related Financing Activities: Proceeds from capital grants Acquisition of capital assets Net Cash Provided/(Used) by Capital and Related Financing Activities Investing Activities: Investment income Proceeds from sales and maturities of investments Purchase of investment securities Net Cash Provided/(Used) in Investing Activities Net Increase/(Decrease) in Cash and Cash Equivalents Cash and Cash Equivalents: October 1 September 30 Business -type Activities Enterprise Funds Major Funds Municipal Card Key Svc District Sound West Waste Bridge Airport $ 18, 423, 800 $ 1,071,150 $ 6,520,083 (3,722) - 895,993 (16,543,833) (112,993) (5,216,021) (1,112,004) (806,647) (2,156,927) (28,626) 220 1,201,184 100,039 51 2,166 835,654 151,781 1,246,478 - - 423,854 - - 4,525,358 (263,190) (149,693) (332,330) 3,979 - - (259,211) (149,693) 4,616,882 (81,433) (1,053) (4,629,504) (81,433) (1,053) (4,629,504) 51,333 18,101 56,230 4,433,268 2,262,063 - (5,467,658) (2,788,946) (793,236) (983,057) (508,782) (737,006) (488,047) (507,747) 496,850 6,071,662 2,216,142 2,849,248 $ 5,583,615 $ 1,708,395 $ 3,346,098 The notes to the financial statements are an integral part of these statements. C-21 Governmental Major Funds Activities Internal PFC & Oper Marathon Service Restrictions Airport Total Funds $ (251, 371) $ 891,488 $ 26,655,150 $ 20,737,157 (231,010) (188,261) 473,000 (130,898) - - - 1,431,697 326,235 (201,629) (21,748,241) (5,091,924) - (356,204) (4,431,782) (1,561,352) - 36,266 1,209,044 475 - - - (17,990,859) - 360 102,616 32,489 (156,146) 182,020 2,259,787 (2,573,215) 4,177,885 927,883 5,529,622 - - 210,429 4,735,787 - (4,734,737) (50,153) (5,530,103) (579,520) - - 3,979 - (556,852) 1,088,159 4,739,285 (579,520) 1,298,509 63,691 1,362,200 - - (1,674,649) (6,386,639) (4,738) 1,298,509 (1,610,958) (5,024,439) (4,738) 4,001 4,291 133,956 73,634 - 993,032 7,688,363 13,812,340 - (518,929) (9,568,769) (10,095,091) 4,001 478,394 (1,746,450) 3,790,883 589,512 137,615 228,183 633,410 4,180,595 699,271 16,016,918 9,474,500 $ 4,770,107 $ 836,886 $ 16,245,101 $ 10,107,910 (Continued) C-22 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS STATEMENT OF CASH FLOWS -CONTINUED PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2015 Reconciliation of operating income/(loss) to net cash provided by/(used in) operating activities: Operating income/(loss) Adjustments to reconcile operating income/(loss) to net cash provided by/(used in) operating activities: Depreciation and Amortization Nonoperating Income -Insurance Recoveries Change in Assets and Liabilities: (Increase)/Decrease in Accounts receivable (Increase)/Decrease in Due from other gov't units (Increase)/Decrease in Due fm constitutional ofcrs Increase/(Decrease) in Accounts payable Increase/(Decrease) in Retainage payable Increase/(Decrease) in Accrued wages/benefits Increase/(Decrease) in Claims/judgments payable Increase/(Decrease) in Due to other funds Increase/(Decrease) in Due to other gov't units Increase/(Decrease) in Due to constitutional ofcrs Increase/(Decrease) in Comp. absences payable Increase/(Decrease) in Deposits in escrow Increase/(Decrease) in Landfill Closure Costs Increase/(Decrease) in Unearned revenue Increase/(Decrease) in OPEB liability Increase/(Decrease) in Pension liability Increase/(Decrease) in Deferred outflows Increase/(Decrease) in Deferred inflows Total adjustments Net Cash Provided by/(Used in) Operating Activities Noncash investing, capital, and financing activities: Transfer of Fixed Assets Gain (Loss) on disposition of assets Forgiveness of capital lease amount Change in fair value of investments Cash Reconciliation: Unrestricted Restricted Total Business -type Activities Enterprise Funds Major Funds Municipal Card Key Svc District Sound West Waste Bridge Airport $ 1,058,161 $ (278,658) $ (2,674,875) 69,907 386,725 2,459,218 37,070 - (157,419) (3,480) - 996,826 (242) - (100,833) (358,324) 15,278 (392,699) (15,305) - (41,856) 23,185 23,725 89,332 335 99 1,205,584 (28,961) 744 (4,400) - (623) - (20,930) (75) (33,676) 1,500 - - 2,402 - - 90,909 - (11,604) 3,217 18,587 20,576 152,397 93,567 546,505 (35,767) (22,299) (115,202) (140,420) (85,289) (538,999) (222, 507) 430,439 3,921,353 $ 835,654 $ 151,781 $ 1,246,478 $ - $ - $ (1,050) $ - $ (2,900) $ - $ 467,270 $ - $ - $ 22,605 $ 11,530 $ 2,714 $ 3,832,986 $ 1,708,395 $ 3,346,098 1,750,629 - - $ 5,583,615 $ 1,708,395 $ 3,346,098 The notes to the financial statements are an integral part of these statements. C-23 Governmental Major Funds Activities Internal PFC & Oper Marathon Service Restrictions Airport Total Funds $ - $ (518,915) $ (2,414,287) $ (3,574,437) - 594,596 3,510,446 65,609 - - - 1,431,697 (251,371) 6,379 (365,341) (2,986) (231,010) (188,261) 574,075 (67,134) - - (101,075) (63,764) 228,743 99,354 (407,648) (111,318) 97,492 117,538 157,869 - 11,456 147,698 63,788 - - - (413,659) - 93 1,206,111 205 - 36,173 3,556 270 - - (623) - - 1,656 (53,025) (5,107) - - 1,500 - - - 2,402 - - (290) 79,015 - - 31,369 73,749 136,229 - 56,619 849,088 217,759 - (13,119) (186,387) (51,911) - (52,628) (817,336) (198,456) (156,146) 700,935 4,674,074 1,001,222 $ (156,146) $ 182,020 $ 2,259,787 $ (2,573,215) $ - $ 1,050 $ - $ 89,265 $ - $ - $ (2,900) $ - $ - $ - $ 467,270 $ - $ - $ 2,145 $ 38,994 $ 41,737 $ - $ 680,218 $ 9,567,697 $ 10,107,910 4,770,107 156,668 6,677,404 - $ 4,770,107 $ 836,886 $ 16,245,101 $ 10,107,910 C-24 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS STATEMENT OF FIDUCIARY NET POSITION FIDUCIARY FUND SEPTEMBER 30, 2015 Fire and EMS Pension Trust Fund ASSETS Cash and Cash Equivalents $ 231,506 Investments: US Treasury Notes 281,223 Federal Agency Bonds/Notes 352,381 Interest Receivable 1,111 Total Assets 866,221 Accounts Payable LIABILITIES NET POSITION Held in Trust for Pension Benefits and Other Purposes 330 $ 865,891 The notes to the financial statements are an integral part of these statements. C-25 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS STATEMENT OF CHANGES IN FIDUCIARY NET POSITION FIDUCIARY FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 Fire and EMS Pension Trust Fund Additions: Employer Contributions $ 25,547 Investment Income 2,333 Total Additions 27,880 Deductions: Pension Benefits (28,321) Total Deductions (28,321) Change in Net Position (441) Total Net Position- October 1 866,332 Total Net Position- September 30 $ 865,891 The notes to the financial statements are an integral part of these statements. C-26 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The following summary of the more significant accounting policies of the Monroe County, Florida Board of County Commissioners (Board) is presented to assist the reader in interpreting these financial statements and should be viewed as an integral part of this report. Reporting Entity Monroe County, Florida (County) is a Non -Charter County established as provided by Article VIII Section 1 of the Florida Constitution and Section 125 of the Florida Statutes. The primary government of the County is comprised of the Board of County Commissioners and five "constitutional officers" as follows: Clerk of the Circuit Court, Property Appraiser, Sheriff, Supervisor of Elections and Tax Collector. Entity status for financial reporting purposes is governed by Statement No. 14, as amended, of the Governmental Accounting Standards Board (GASB) and Rules of the Auditor General, State of Florida. The GASB is the standard -setting body for the establishment of accounting principles generally accepted in the United States of America (GAAP) for governmental entities. The financial statements of the Board, when combined with all of its blended component units and the constitutional officers, constitute the "primary government" of Monroe County according to GAAP. The primary government constitutes the complete GAAP basis financial reporting entity of the County which is presented in the Monroe County, Florida Comprehensive Annual Financial Report. These financial statements include all funds of the Board and its "blended" component units, if material. "Component units" are legally separate entities for which operational or financial responsibility rests with the Board or for which the nature and significance of their relationship to the Board is such that exclusion would cause the financial statements to be misleading or incomplete. Since this report excludes the constitutional officers, these Board financial statements do not purport to reflect the financial position or the results of operations of Monroe County, Florida taken as a whole. Rather, they have been prepared to provide information at this level of detail greater than what is available in the County's financial statements. The Board of County Commissioners, composed of five members, is the legislative body for Monroe County and as such budgets and provides funding used by the separate Constitutional Offices with the exception of fees collected by the Clerk of the Circuit Court and the Tax Collector. Under the direction of the Clerk of the Circuit Court, the Monroe County Finance Department maintains the accounting system for the Board's operations, but excluding those of the Property Appraiser, Sheriff, Tax Collector, Clerk of the Circuit Court and Supervisor of Elections, each of which maintains its own accounting system. Services provided by the Board and accounted for within these financial statements include police services for unincorporated areas of the County; health and social services; emergency medical services; cultural and recreational programs; solid waste services and other governmental services. D-1 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - (continued) Blended component units are legally separate entities that are in substance part of the Board's operation, as they either have governing bodies that are substantively the same as the Board or they provide their services exclusively or almost exclusively to the Board. The financial transactions of the component unit are merged in with similar transactions of the Board as part of the primary government. The blended component unit of the Board is as follows: Monroe County Industrial Development Authority (MCIDA) - The MCIDA was created by Monroe County, Florida Resolution pursuant to Florida Statute 159. The MCIDA serves to assist in financing and refinancing capital projects, which will foster economic development in the County. The Monroe County Board of County Commissioners serves as the governing board and provides services exclusively to the County. Therefore, the MCIDA for financial reporting purposes is considered a blended component unit of Monroe County, Florida. The MCIDA is not legally required to adopt a budget; however, the Board must authorize the issuance of bonded debt. Neither the MCIDA nor the Board has any legal obligation for repayment of the revenue bonds of the MCIDA. As an issuer of "conduit" debt obligations, the MCIDA has no assets or liabilities. Discretely -presented component units are legally separate entities which do not meet the criteria for blending. They are reported in a separate column to emphasize that they are legally separate from the Board. The following is a discretely -presented component unit of the Board: Monroe County, Florida Comprehensive Plan Land Authority (MCLA) - The MCLA was created by Monroe County, Florida Ordinance 031-1986 pursuant to Florida Statute 380 and is considered a legally separate entity from Monroe County. Its purpose is to operate a land acquisition program in Monroe County, to implement the Monroe County Comprehensive Plan and address issues created by it. The Monroe County Board of County Commissioners serves as the governing board but there is no financial benefit or burden relationship. Therefore, the MCLA, for financial reporting purposes, is considered a discretely -presented component unit of Monroe County, Florida and is presented as a separate column in the County's financial statements. Complete financial statements for MCLA can be obtained from MCLA's administrative office at 1200 Truman Avenue, Suite 207, Key West, Florida 33040. D-2 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - (continued) Basis of Presentation: The Board's financial statements are prepared in accordance with Chapter 10.550, Rules of the Auditor General Local Governmental Entity Audits (the "Rules"), which do not require separate financial statements for the Board but which specify certain requirements if such financial statements are presented. Requirements include presentation of fund -level and component unit financial statements. Government -wide financial statements, related disclosures and management's discussion and analysis are not required by the Rules and are not presented. As such, these statements present information about the Board's funds, including fiduciary funds, but do not present a complete presentation of the Board's financial position and changes in financial position. Separate columns are presented for each major governmental fund and for each major enterprise fund. The following are reported as major governmental funds: General Fund - The General Fund is the general operating fund of the Board. All general tax revenues and other receipts that are not required either legally or by accounting principles generally accepted in the United States of America to be accounted for in other funds are accounted for in the General Fund. Fine and Forfeiture Special Revenue Fund - The Fine and Forfeiture Fund is used to account for revenues received from fines and forfeitures imposed from the commission of statutory offenses, ad valorem taxes that are transferred to the Sheriff and to account for operations of the County's court support system. Governmental Grants Special Revenue Fund - The Governmental Grant Fund is used to account for operating revenues and expenditures for governmental activity of federal and state grants. One Cent Infrastructure Surtax Capital Project Fund - The One Cent Infrastructure Surtax Fund is used to account for capital improvements funded by the One Cent Infrastructure Surtax. Big Coppitt Wastewater Capital Project Fund - The Big Coppitt Wastewater Capital Project Fund is used to account for the revenues and expenditures for the wastewater infrastructure for the Big Coppitt, Geiger Key, Shark Key and Rockland Key areas of Monroe County. Cudj oe Regional Wastewater Capital Project Fund - The Cudj oe Regional Wastewater Capital Project Fund is used to account for the revenues and expenditures for the wastewater infrastructure for the Cudj oe Regional area of Monroe County. All Debt Service Fund — The All Debt Service Fund is used to account for accumulation of resources for, and payment of, interest and principal on the long-term debt incurred in the issuance of various revenue bonds and notes. D-3 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - (continued) The following are reported as major enterprise funds: Municipal Service District -Waste - The Municipal Service District -Waste Fund is used to account for the operations of solid waste collection, disposal and recycling activities, as well as the closure and post closure of the landfills. Card Sound Bridge - The Card Sound Bridge Fund is used to account for the operations of Monroe County's Card Sound Toll Bridge. Key West Airport - The Key West Airport Fund is used to account for the operations of Monroe County's Key West International Airport. PFC Operations & Restrictions - The Passenger Facility Charge Operations & Restrictions Fund is used to collect passenger finance charges to be used for capital expenditures related to Monroe County's Key West International and Marathon Airports. Marathon Airport - The Marathon Airport Fund is used to account for the operations of Monroe County's Marathon Airport. The Board also reports the following fund types: Internal Service Funds - Internal service funds are used to account for the financing of worker's compensation insurance, health insurance, general liability insurance and fleet maintenance services provided by one department to other departments of the Board or to other governmental units on a cost reimbursement basis. Pension Trust Fund - The fiduciary pension trust fund is used to account for assets held by the Board in a trustee capacity for a volunteer firefighters and emergency services length of service award plan; and therefore, not available to support Board programs. Measurement Focus and Basis of Accounting: Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized when they become susceptible to accrual; that is, when they become both "measurable" and "available" to finance expenditures of the current period. The Board considers amounts collected within 60 days after year end to be available and thus recognizes them as revenues of the current year, except for property taxes since such taxes are collected to finance expenditures of the subsequent period. MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - (continued) Expenditures are recognized in the accounting period in which the related fund liability is incurred, if measurable. Principal and interest on general long-term debt are recorded as fund liabilities when due or when amounts have been accumulated in the debt service fund for payments to be made early in the following year. In addition, expenditures related to compensated absences are recorded only when leave has been taken. Revenues of the Board, which are susceptible to accrual under the modified accrual basis of accounting, include property taxes, gas taxes, sales taxes, interest revenue, and charges for services. In applying the susceptibility -to -accrual concept to intergovernmental revenues, the legal and contractual requirements of the numerous individual programs are used as guidance. There are, however, essentially two types of these revenues. In one, monies must be expended for the specific purpose or project before any amounts will be paid to the Board; therefore, revenues are recognized based upon the expenditures recorded. In the other, monies are virtually unrestricted as to purpose of expenditure and substantially irrevocable; i.e., revocable only for failure to comply with prescribed compliance requirements, such as with equal employment opportunity. These resources are reflected as revenues at the time of receipt or earlier if they meet the availability criterion. If revenues are expected to be received later than 60 days following the end of the fiscal year, then a receivable is recorded, along with deferred inflows of resources. Once the funds are received, revenue and cash are recorded and the receivable and deferred inflows of resources are eliminated. The proprietary fund and pension trust fund financial statements use a flow of economic resources measurement focus and the accrual basis of accounting. Revenues are recognized when earned and expenses are recognized when incurred, regardless of when the related cash flows take place. Non -exchange transactions, in which the board gives (or receives) value without directly receiving (or giving) equal value in exchange, include grants. On an accrual basis, revenue from grants is recognized in the fiscal year in which all eligibility requirements have been satisfied. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the Board's enterprise funds are charges to customers for sales and services. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. Use of Estimates - The presentation of financial statements in conformity with accounting principles generally accepted in the United States of America, as applicable to governmental units, requires management to make use of estimates that affect the reported amounts in the financial statements. Actual results could differ from estimates. D-5 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - (continued) Budgets and Budgetary Data - The following are the statutory procedures followed by the Board of County Commissioners in establishing the budget for Monroe County: 1) On or before June 1 of each year the Sheriff, the Clerk of the Circuit Court, the Tax Collector, and the Supervisor of Elections shall each submit to the Board a tentative budget for their respective offices for the ensuing fiscal year. 2) Within fifteen days after certification of the ad valorem tax roll by the Property Appraiser, the County Budget Officer submits to the Board a proposed budget for the fiscal year commencing the following October 1. The budget includes proposed expenditures and the means of financing them. 3) By Board resolution, a tentative budget is submitted to the public. Public hearings are held to obtain taxpayer comments. 4) Fifteen days after adoption of the tentative budget, a final budget is submitted for review and adoption at a final public hearing. 5) Prior to, or on September 30, the Board's budget is legally enacted through passage of a resolution. Accordingly all fund types have an adopted budget as required by Florida Statute 129.03. All funds have legally adopted budgets. 6) During the year, the Office of Management and Budget acts on intradepartmental budget changes that do not alter the total revenue or expenditures budgeted to a cost center. A cost center represents a particular area of Board operations or a department. All other budget changes (whether they are transfers between cost centers or alterations of total revenues and expenditure in a fund) are approved by the Board. Supplemental appropriations were necessary and the budgetary data presented herein was amended by the Board during the year. 7) Florida Statute 129, Section 7, as amended in 1978, provides that only expenditures in excess of total fund budgets are unlawful. However, because the Board acts on all budget changes between cost centers, this becomes the level of control. 8) Budgeted to actual expenditure reports are employed as a management control device during the year for all fund types. 9) Budgets for all funds are adopted on a basis consistent with accounting principles generally accepted in the United States of America (GAAP) for that fund type. 10) All appropriations lapse at year end. Encumbrances - Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of moneys are recorded in the restricted, committed or assigned fund balance classifications, and is employed as an extension of the statutorily required budgetary process. Under Florida Statutes, appropriations, even if encumbered, lapse at fiscal yearend. It is the Board's intention to substantially honor these encumbrances under authority provided in the subsequent year's budget. MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - (continued) Cash and Cash Equivalents — Cash balances from the majority of funds are pooled for investment purposes. Earnings from such investments are allocated to the respective funds based on applicable cash participation by each fund. The investment pools are managed such that all participating funds have the ability to deposit and withdraw cash as if they were demand deposit accounts, and therefore all balances representing participants' equity in the investment pools are classified as cash equivalents for purposes of these statements. For investments, which are held separately from the pools, those, which are highly liquid (including restricted assets) with an original or remaining maturity of 90 days or less, are considered to be cash equivalents. Investments - Florida Statute 218.415 authorizes local governments to invest its funds pursuant to a written investment plan, which allows investment of surplus funds in the following: 1) The Florida Local Government Surplus Funds Trust Fund Investment Pool (SBA). 2) United States Government Securities — Negotiable direct obligations or obligation, the principal and interest of which are unconditionally guaranteed by the United States Government. 3) United States Government Agencies — Bonds, debentures, notes, callables and fixed rate mortgage -backed securities issued or guaranteed by United States Government Agencies, provided such obligations are backed by the full faith and credit of the United States. 4) Federal Instrumentalities (United States Government -sponsored agencies) — senior obligations, which include bonds, debentures, notes, callables and fixed rate mortgage -backed securities issued or guaranteed by United States government -sponsored agencies (Federal Instrumentalities). These are limited to the following: • Federal Farm Credit Bank (FFCB) • Federal Home Loan Bank or its County banks (FHLB) • Federal National Mortgage Association (FNMA) • Federal Home Loan Mortgage Corporations (Freddie -Macs) including Federal Home Loan Mortgage Corporation participation certificates. 5) Interest -bearing Time Deposit or Savings Account — Non-negotiable interest -bearing time certificates of deposit or savings accounts in financial institutions organized under the laws of this State and/or in national financial institutions organized under the laws of the United States and doing business and situated in the State of Florida, provided that any such deposits are secured by the Florida Security for Public Deposits Act, Chapter 280, Florida Statutes. Additionally, the financial institution shall not be listed with any recognized credit watch information service. 6) Registered Investment Companies (Money Market Mutual Funds) — Shares in open-end and no- load Money Market Mutual Funds provided such funds are registered under the Federal Investment Company Act of 1940 and operate in accordance with 17 C.F.R. 270.2a-7, which stipulates that money market funds must have an average weighted maturity of 90 days or less. In addition, the share value of the money market funds must equal to $1.00. D-7 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - (continued) 7) Intergovernmental Investment Pool — Intergovernmental Investment Pools that are authorized pursuant to the Florida Interlocal Cooperation Act, as provided in Section 163.01, Florida Statutes. All investments are stated at fair value. Accounts Receivable - Amounts due from private individuals, organizations, or other governments, which pertain to charges for services rendered by Board departments, are reported as accounts receivable. Receivables are reviewed periodically to establish or update the provisions for uncollectible amounts. These provisions are estimated based on an analysis of the age of the various accounts. Interfund Balances and Activity - During the course of normal operations, the Board has numerous transactions between funds. Examples of these transactions include providing services, constructing assets, matching grants or servicing debt. These transactions are generally recorded as interfund transfers, except for internal service fund charges, which are reflected as revenues to internal service funds and expenses/expenditures to the funds receiving the services. Additionally, short-term interfund loans are recorded from time to time as cash flow needs arise. As of fiscal year-end, any unpaid amounts related to these transactions are reported as "due from other funds" or "due to other funds" on the fund financial statements. Inventory — Inventory in the General Fund consists of certain supplies, which are stated at cost using the moving average cost method. The inventory is determined by an annual physical count. Inventories are reported as an unspendable classification of fund balance as these amounts are not in spendable form and are not expected to be converted to cash. Capital Assets - Capital assets of the Board include property, buildings, equipment, and infrastructure assets (e.g. roads, bridges, curbs and gutters, streets and sidewalks, drainage systems and lighting systems). Constructed or purchased assets are recorded at historical or estimated historical cost at the time of purchase. Donated assets are recorded at estimated fair market value at the date of donation. Capital assets associated with business -type activities and the internal service funds are presented in the Board's basic financial statements. Capital assets associated with the Board's governmental activities are presented on the government -wide financial statements of the County, rather than on the financial statements of the Board. The Board maintains a $1,000 threshold for additions to equipment with an estimated useful life in excess of two years. Buildings are capitalized when the value is $15,000 or greater. Public domain and infrastructure assets represent major expenditures for such items as roads, water and sewer treatment plants and lines, landfill improvements, parks and drainage systems. Additions and improvements for roads, water, sewer, landfill and drainage infrastructure are capitalized when the cost amounts to $250,000 while park additions and improvements are capitalized at $25,000. MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - (continued) Depreciation has been provided using the straight-line method. The estimated useful lives of the various classes of depreciable capital assets are as follows: Life — Years Buildings 10-50 Equipment 5-10 Infrastructure 10-50 Public domain infrastructure 20-50 Capacity rights 99 Capacity rights represent an intangible asset that arose from a contract with a private wastewater operator that included wastewater processing capacity for 1,500 equivalent dwelling units for a period of 99 years. Compensated Absences — Board policy permits employees to accumulate a limited amount of annual and sick leave, which will be paid to employees upon termination of employment. Accumulated annual and sick leave is accrued when earned in the proprietary fund financial statements. For the proprietary funds, an expense and a liability are recorded as the leave is earned. Compensated absences associated with the Board's governmental activities are presented on the government -wide financial statements of the County, rather than on the financial statements of the Board. Restricted Assets — The use of certain assets of enterprise funds is restricted by specific provisions of resolutions and agreements with various parties. Assets so designated are identified as restricted assets on the balance sheet. When both restricted and unrestricted resources are available for use, the hierarchy of enterprise fund spending is to use restricted resources first, and then unrestricted resources, as they are needed. Landfill Closure Costs — Under the terms of current state and federal regulations, the Board is required to place a final cover on closed landfill areas, and to perform certain monitoring and maintenance functions for a period of up to 30 years after closure. In accordance with GASB Statement No. 18, the Board is recognizing these costs of closure and post closure maintenance over the active life of each landfill area, based on landfill capacity used during the period. Required obligations for these costs are recognized in the Municipal Service District -Waste enterprise fund for public landfill operations. Deferred Inflows of Resources — Represents an acquisition of net position that applies to a future period and so will not be recognized as an inflow of resources until that time. The Board has three items that qualify for reporting in this category, advances from other governments, unavailable revenues, and pension -related items. The advances from other governments are grants received in advance of meeting the timing requirements for revenue recognition in governmental funds. The governmental funds report unavailable revenues where receipts are not within the 60 day time frame for revenue recognition. The enterprise and internal service funds report deferred inflows for pension -related items as actuarially determined. I9 • MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - (continued) Deferred Outflows of Resources — Represents an acquisition of net assets that applies to a future period and therefore will not be recognized as an outflow of resources (expense) until that future time. The enterprise and internal service funds report one deferred outflow related to pensions. Long -Term Obligations — Long-term debt is reported as a liability in the proprietary fund statement of net position. Long-term debt associated with the Board's governmental activities is presented on the government -wide financial statements of the County, rather than on the financial statements of the Board. In the Board's governmental fund financial statements, the face amount of debt issued is reported as another financing source, while principal payments are reported as expenditures. Property Taxes — Property taxes, based on assessed values at January 1, are levied and become due and payable on November 1st of each year. A four percent discount is allowed if the taxes are paid in November, with the discount declining by one percent each month thereafter. Taxes become delinquent on April 1st of each year, and tax certificates for the full amount of any unpaid taxes and assessments must be sold not later than June 1st of each year. No accrual for the property tax levy becoming due in November of 2015 is included in the accompanying financial statements, since such taxes are collected to finance expenditures of the subsequent period. Fund Balance Policies — The focus of fund balance reporting is to clearly communicate the constraints imposed upon resources in governmental funds. The fund balance classifications indicate the level of constraints placed upon how resources can be spent and identify the sources of those constraints. The following five classifications: nonspendable, restricted, committed, assigned, and unassigned, serve to inform readers of the financial statements of the extent to which the Board is bound to honor constraints on the specific purposes for which resources in a fund can be spent. Fund balances of governmental type funds are classified as follows: Nonspendable — Include amounts that cannot be spent because they are either not in spendable form, or for legal or contractual reasons, must be kept intact. This classification includes inventory. Restricted — Include amounts that can be spent only for specific purposes because of constitutional provisions or enabling legislation, or because of constraints that are externally imposed by creditors, grantors, contributors or the laws or regulations of other governments. Committed — Include amounts that can be used only for the specific purposes determined by a formal action in the form of a resolution of the Board of County Commissioners, the County's highest level of decision making authority. Commitments may be changed or lifted only by the Board taking the same formal action that imposed the constraint originally. D-10 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - (continued) Assigned — Include amounts that are intended by the Board to be used for specific purposes determined by a formal action in the form of a resolution, but are neither restricted nor committed. The Board's policy authorizes the County Administrator to assign fund balance based on intentions for use of fund balance communicated by the Board. Unassigned — This is the residual classification of the General Fund. Only the General Fund reports a positive unassigned fund balance. Other governmental funds might report a negative balance in this classification, as the result of overspending for specific purposes for which amounts had been restricted, committed, or assigned. Unassigned fund balance does not necessarily represent the amount of fund balance that can be appropriated. The Board has the responsibility of responding to emergency disaster and has committed $10,000,000 in general fund disaster reserve funds to ensure adequate cash flow is available in post -disaster situations. The Board's policy on unassigned general fund balance is to achieve and maintain an unassigned General Fund balance equal to four months of budgeted expenditures. The Board considers a balance of less than four months to be a cause for concern, barring unusual or deliberate circumstances, and a balance of more than six months as excessive. Since this is a plan for accumulating resources rather than a limitation on how existing resources can be spent, the fund balance policy does not affect the classification of fund balance and is included in the unassigned fund balance. The County spends restricted amounts first, when both restricted and unrestricted fund balance is available, unless prohibited by legal documents, grant agreements or contracts. Additionally, the County uses committed fund balance, followed by assigned fund balance and then unassigned fund balance when expenditures are incurred for purposes for which amounts in any of the unrestricted fund balance classifications could be used. Fund Deficits — The 911 Enhancement Fee fund had a negative fund balance of $3,299 as of September 30, 2015. This balance will be resolved in fiscal year 2016. Net Position — Net position in the proprietary fund financial statements is classified as net investment in capital assets, restricted; and unrestricted. Restricted net position of $6,984,353 represents constraints on resources that are either externally imposed by creditors, grantors, contributors, or laws or regulations of other governments or imposed by law through state statute. New Accounting Pronouncements — Effective October 1, 2014, the Board adopted the provisions of GASB Statement No. 68, Accounting and Financial Reporting for Pensions an amendment of GASB Statement No. 27, and GASB Statement No. 71, Pension Transition for Contributions Made Subsequent to the Measurement Date an amendment of GASB Statement No. 68. Implementation of these statements resulted in a restatement of beginning net position, resources and deferred inflows of resources for its pension contributions made subsequent to the measurement date of the beginning net pension liability for the Board's business -type activities and internal service funds. D-11 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 2 - CASH, CASH EQUIVALENTS AND INVESTMENTS The Board maintains a cash and investment pool that is available for use by all funds except those whose cash and investments must be segregated due to bond covenants or other legal restrictions. As of September 30, 2015, except for the Pension Trust Fund cash of $231,506 and investments of $633,604, the carrying value of the Board's deposits and investments with their respective credit ratings are as follows: Credit Investment Type Rating Less than 6 6 Months to 1 Fair Value Months Year 1 to 3 Years Demand and Time Deposits N/A $ 99,958,237 $ 99,958,237 $ - $ - Equity Securities N/A 9,515 9,515 - - US Treasury Notes AA+ 87,745,802 30,591,276 21,016,830 36,137,696 Federal Agency Bond / Note AA+ 50,370,398 14,437,625 24,464,328 11,468,445 Total Fair Value $238,083,952 $ 144,996,653 $ 45,481,158 $ 47,606,141 Credit Risk — The Board's Investment Policy (Policy) limits credit risk by restricting authorized investments to the following: Florida Local Government Surplus Funds Trust Fund Investment Pool administered by Florida's State Board of Administration (a 2a7-like pool), direct obligations of the United States or its agencies and instrumentalities, money market mutual funds, and Intergovernmental Investment Pools authorized by the Florida Statutes. The Policy requires that investments in federal instrumentality debt be guaranteed by the full faith and credit of the U. S. Government sponsored agency, and that investments in money market mutual funds have a rating of AAAm or AAAm-G or better by Standard & Poor's (S&P) or other nationally recognized rating agency. All credit ratings indicated in the previous table are S&P ratings. Concentration of Credit Risk — The Policy establishes limitations on portfolio composition, both by investment type and by issuer, in order to control concentration of credit risk. The Policy provides the following maximum limits of the portfolio, with limits in any one issuer of the portfolio invested: Investment Type Florida Local Government Surplus Funds Trust Fund United States Government Securities United States Government Agencies Federal Instrumentalities Maximum in callable securities Interest -bearing Time Deposit or Savings Accounts Money Market Mutual Funds Intergovernmental Investment Pool Portfolio Maximum Maximum in any one issuer 100% 100% 50% 80% 10% 20% 10% D-12 Wa Wa 10% 30%, with a maxinnun of 25% in callable securities 10% 10% Wa MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 2 - CASH, CASH EQUIVALENTS AND INVESTMENTS - (continued) As of September 30, 2015, the Board's asset allocation slightly exceeded its individual issuer policy with Money Market Mutual Funds at 10.47% in Federated Tax Free Obligations. These funds were held in these accounts as projects required payment in the near term and were used to meet these liquidity needs. At September 30, 2015, the portion of the Board's investment portfolio invested in Federal instrumentalities is detailed as follows: Percent of Investment Issue Portfolio Federal Home Loan Bank 5.97% Federal Farm Credit Bank 2.16% Federal Home Loan Mortgage Corp 11.46% Federal National Mortgage Assoc 16.88% Custodial Credit Risk — The Policy requires bank deposits secured as provided by Chapter 280, Florida Statutes. This law requires local governments to deposit funds only in financial institutions designated as qualified public depositories by the Chief Financial Officer of the State of Florida. Demand and time deposits are fully insured by the FDIC for the first $250,000 at each institution and the remaining balances are insured 100% by the State of Florida collateral pool, a multiple institution pool with the ability to assess its members for collateral shortfalls if a member institution fails. The Policy requires execution of a third -party custodial safekeeping agreement for all purchased securities, and requires that securities be held in the Board's name. As of September 30, 2015, all of the Board's investments are held in a bank's trust department in the Board's name. Interest Rate Risk — The Policy limits the investment of three months of operating expenditures to twelve months. The Policy limits the investment of noncurrent operating funds to five years. Restricted Cash and Cash Equivalents — The Board, excluding the Pension Trust Fund, has the following unrestricted and restricted cash and cash equivalents at September 30, 2015: D-13 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 2 - CASH, CASH EQUIVALENTS AND INVESTMENTS - (continued) Unrestricted Cash & Cash Equivalents: Governmental Activities: Governmental Funds Internal Service Funds Business -Type Activities Local Government Surplus Trust Demand Fund Deposits Total $ - $ 73,605,226 $ 73,605,226 - 10,107,910 10,107,910 7,112 9,560,585 9,567,697 Total Unrestricted Cash& Cash Equivalents 7,112 93,273,721 93,280,833 Restricted Cash and Cash Equivalents: Business -Type Activities - 6,677,404 6,677,404 Total Cash and Cash Equivalents $ 7,112 $ 99,951,125 $ 99,958,237 NOTE 3 — RESTRICTED ASSETS Restricted assets in the Enterprise Funds include those created by resolutions adopted by the Board for the landfill escrow account, airport passenger facility charges and customs service operations. Total restricted assets as of September 30, 2015 are as follows: Cash and Cash Accounts Equivalents Receivable Total Municipal District Waste Landfill Closure Escrow $ 1,750,629 - $ 1,750,629 PFC Oper & Restrictions Passenger Facility Charge 4,770,107 402,174 5,172,281 Marathon Airport Customs Service Operations 156,668 - 156,668 $ 6,677,404 $ 402,174 $ 7,079,578 D-14 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 4 — ACCOUNTS RECEIVABLE Accounts receivable, in the accompanying fund financial statements, are shown net of the allowance for doubtful accounts. The accounts receivable and the allowance balances are as follows: Accounts Allowance for Accounts Service Provided Receivable Uncollectible Receivable, Net Accounts Governmental Activities: General Fund Misc $ 109,838 $ 7,439 $ 102,399 Fine & Forfeiture Fund Air Amb Svc 8,406,038 8,071,343 334,695 Governmental Grants Misc 11 - 11 Nonmajor Funds: Fire & Amb Dist 1 Fund Ground Amb Svc 2,558,710 2,499,428 59,282 Other Nonmajor Funds Misc 2,930 - 2,930 Internal Service Funds Misc 11,829 - 11,829 Total Governmental Activities 11,089,356 10,578,210 511,146 Business -Type Activities MSD-Waste Fund: Tipping Fees 30,549 2,022 28,527 Waste Assessments 8,139 7,326 813 Solid Waste 392,135 - 392,135 Key West Airport Rent, Misc 949,129 - 949,129 Marathon Airport Misc 34,749 - 34,749 Total Business -Type Activities 1,414,701 9,348 1,405,353 Total Accounts Receivable $ 12,504,057 $ 10,587,558 $ 1,916,499 The Board of County Commissioners did not vote to approve any new air and ground ambulance billing write offs during the year. D-15 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 5 - ASSESSMENTS RECEIVABLE The County has been improving water quality by replacing cesspits and septic systems with a series of central wastewater collection and treatment systems. The County has funded these projects with state grants and loans, local infrastructure sales surtax and special assessments levied on the property owners. The property owners have the option of paying their special assessments up front or on an installment basis that is added to their real estate tax bills. Revenue is recognized on the modified accrual basis. Once the construction project is substantially complete, the remaining assessment is recorded with an offset to deferred inflows of resources for those amounts that are not available. Property owners who selected the installment option under the Stock Island, Big Coppitt and Duck Key assessment programs continue to pay the assessments remaining for these completed projects. The Cudj oe Regional project, which includes Sugarloaf Key, Summerland Key, Cudj oe Key and Big Pine Key, is ongoing and all collections are shown as unearned revenues until project completion. NOTE 6 - MORTGAGES RECEIVABLE Mortgages receivable at September 30, 2015 consist of the following: Major Governmental Funds -Governmental Grants Fund: Second Mortgages Receivable from individuals, collateralized by personal residences. Payment of principal deferred for ten (10) years from date of note. Principal is amortized in equal monthly amounts starting in year six (6) until ten (10) at which time the loan is fully forgiven. In event of sale/transfer of property or occupancy the prorated principal balance is due in full within thirty (30) days of sale/transfer or cessation of primary residence. $474,478 Nonmajor Governmental Funds -Local Housing Assistance: Second Mortgages Receivable from individuals, collateralized by personal residences. Commencing in year sixteen of the mortgage, principal and accrued interest at 3% will be forgiven at the rate of 6.66% annually. The entire principal balance and accrued interest will be forgiven at the end of year thirty. If the residence is sold before the initiation of the forgiveness period, the full amount of the mortgage and accrued interest is due at closing. 51,200 D-16 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 6 - MORTGAGES RECEIVABLE (continued) Nonmajor Governmental Funds -Local Housing Assistance (continued): Second Mortgages Receivable from individuals, collateralized by personal residences. Principal payments shall be deferred for the term of the first mortgage loan, or until the date the last payment is due on the first mortgage. Interest is not charged on the mortgages unless the mortgagor is in default, in which case the interest rate is 12% per annum from the date when payment of the second is due. The entire balance of the loan is intended to be forgiven. However, in the event the home is sold, transferred, rented, refinanced or the first mortgage loan is satisfied, the entire mortgage balance is due. 7,680,845 Second Mortgages Receivable from individuals, collateralized by personal residences. The entire balance of the mortgages will be forgiven upon maturity, provided that the mortgagor complies with the mortgage covenants. The mortgages are interest free. 492,673 Second Mortgages Receivable from individuals, collateralized by personal residences. The entire balance of the mortgages will be forgiven over ten, fifteen or twenty years, provided that the mortgagor complies with the mortgage covenants. The mortgages are interest free. 173,875 Florida Homebuyer Opportunity Tax Credit (FHOP), Second Mortgages Receivable from individuals, collateralized by personal residences. Interest on note is 6% per annum, except if paid in full within first 18 months of repayment period then interest rate shall be 0% from the date when the first payment is due. 16,000 Second Mortgages Receivable from individuals, collateralized by personal residences. The entire balance of the mortgages will be forgiven upon maturity, provided that the mortgagor complies with the mortgage covenants. The mortgages are interest free. Total Nonmajor Governmental Funds -Local Housing Assistance Total Mortgages Receivable D-17 68.156 $8,957,227 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 6 - MORTGAGES RECEIVABLE (continued) The mortgages receivable associated with the Governmental Grants are offset by an allowance for uncollectible accounts of $474,478. As the mortgages receivable associated with the Local Housing Assistance fund are intended to ultimately be forgiven, an allowance for uncollectible accounts of $8,482,749 has been established. NOTE 7 — CAPITAL ASSETS Amounts associated with the Board's governmental activities' capital assets, related accumulated depreciation, and depreciation expense are reported on the government -wide financial statements of the County, rather than on the financial statements of the Board. Amounts associated with the Board's business -type activities' and internal service funds' capital assets, related accumulated depreciation, and depreciation expense are reported on the proprietary fund financial statements of the Board. Internal service fund capital asset information is included in the governmental activities on the government -wide financial statements, because the internal service funds predominately serve those activities. Capital asset activity for the year ended September 30, 2015 is as follows: Beginning Balances Additions Reductions Governmental Activities Capital assets not depreciated Ending Balances Land $ 76,858,810 $ 602,761 $ (3,145,660) $ 74,315,911 Construction in progress 88,161,759 67,996,984 (2,209,399) 153,949,344 Total capital assets not depreciated 165,020,569 68,599,745 (5,355,059) 228,265,255 Capital assets depreciated: Buildings 156,696,451 534,063 - 157,230,514 Equipment 28,254,801 3,650,201 (2,302,453) 29,602,549 Infrastructure 106,217,634 880,544 - 107,098,178 Capacity rights 3,150,000 - - 3,150,000 Total capital assets depreciated 294,318,886 5,064,808 (2,302,453) 297,081,241 Less accumulated depreciation for: Buildings (55,064,427) (3,138,304) - (58,202,731) Equipment (21,639,267) (1,895,419) 2,262,019 (21,272,667) Infrastructure (32,258,297) (2,126,489) - (34,384,786) Capacity rights (318,180) (31,818) - (349,998) Total accumulated depreciation (109,280,171) (7,192,030) 2,262,019 (114,210,182) Total capital assets depreciated, net 185,038,715 182,871,059 Governmental funds, capital assets, net $ 350,059,284 $ 411,136,314 IM MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 7 — CAPITAL ASSETS - (Continued) Business -type Activities: Capital assets not depreciated: Land Construction in progress Total capital assets not depreciated Capital assets depreciated: Land improvements Buildings Equipment Infrastructure Total capital assets depreciated Less accumulated depreciation for: Land improvements Buildings Equipment Infrastructure Total accumulated depreciation Total capital assets depreciated, net Business -type activities, capital assets, net Beginning Balances Additions Reductions Ending Balances $ 5,647,606 $ - $ - $ 5,647,606 909,783 6,180,946 (5,361,265) 1,729,464 6,557,389 6,180,946 (5,361,265) 7,377,070 212,925 - - 212,925 56,525,004 496,101 - 57,021,105 5,130,792 208,592 (334,869) 5,004,515 50,546,472 4,865,165 - 55,411,637 112,415,193 5,569,858 (334,869) 117,650,182 (212,925) - (12,392,511) (1,435,681) (3,893,966) (349,244) (20,188,632) (1,725,521) (36,688,034) (3,510,446) 75, 727,159 $ 82,284,548 (212,925) - (13,828,192) 331,971 (3,911,239) - (21,914,153) 331,971 (39,866,509) 77,783,673 $ 85,160,743 Depreciation was charged to functions/programs on the government -wide Statement of Activities of the County as follows: Governmental Activities: Business -type Activities: General Government $ 1,579,526 Municipal Service District -Waste $ 69,907 Public Safety 2,075,022 Card Sound Bridge 386,725 Physical Environment 1,056,502 Key West Airport 2,459,218 Transportation 1,116,431 Marathon Airport 594,596 Economic Environment 25,619 Human Services 203,819 Total Business -type Activities $ 3,510,446 Culture and Recreation 401,838 Court Related 733,273 Total Governmental Activities $ 7,192,030 D-19 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 8 — POST EMPLOYMENT BENEFITS OTHER THAN PENSION General Information about the Other Post -Employment Benefits Plan Description - The Monroe County Board of County Commissioners (BOCC) administers a single - employer defined benefits healthcare plan (the "Plan"). Florida Statute 112.0801 requires the County to provide retirees and their eligible dependents with the option to participate in the Plan if the County provides health insurance to its active employees and their eligible dependents. The Plan provides medical coverage and prescription drug benefits to both active and eligible retired employees. The Plan does not issue a publicly available financial report. The BOCC may amend the plan design, with changes to the benefits, premiums and/or levels of participant contribution at any time. In an open session, on at least an annual basis and prior to the annual enrollment process, the BOCC approves the rates for the coming calendar year for the retiree and County contributions. The Plan includes participants from the BOCC and each Constitutional Officer. The BOCC is responsible for funding all obligations not funded on a pay as you go basis by Constitutional Officers. Accordingly, all disclosures are on a County -wide basis and the net OPEB obligation for the Board includes obligations related to the Constitutional Officers. Benefits Provided - Employees who retire as an active participant in the Plan and were hired on or after October 1, 2001 may continue to participate in the Plan by paying the monthly premium established annually by the BOCC. Employees who retire as an active participant in the plan, were hired before October 1, 2001, have at least ten years of full time service with the County, and meet the retirement criteria of the Florida Retirement System (FRS) may continue to participate in the Plan at a cost equal to the FRS Health Insurance Subsidy for ten years of service (currently $5 per month for each year of service credit at retirement or $50 per month). Retirees who have met the requirements for early retirement, have not achieved age 60 and whose age and years of service do not equal 70 (rule of 70) must pay the standard monthly premium until the age criteria or the rule of 70 is met. At that time, the retiree's cost of participation will be equal to the FRS Health Insurance Subsidy. Surviving spouses and dependents of participating retirees may continue in the plan if eligibility criteria specific to those classes are met. Employees Covered by Benefit Terms - Eligibility for post -employment participation in the Plan is limited to full time employees of the County, and the Constitutional Officers. At September 30, 2015, there were no terminated employees entitled to deferred benefits. The membership of the County's medical plan consisted of: Active Employees 1,257 Retirees and beneficiaries currently receiving benefits 425 Total Membership D-20 1,682 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 8 — POST EMPLOYMENT BENEFITS OTHER THAN PENSION - (Continued) Contributions — The contribution requirements of plan members and the County are established and may be amended by the County. The required contribution is based on pay-as-you-go financing requirements, net of member contributions. Net OPEB Liability Actuarial Methods and Assumptions Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and plan members) and include the types of benefits provided at the time of each valuation and the historical pattern of benefit cost sharing between the employers and plan members to that point. The valuation dated September 16, 2015, as of October 1, 2014 was prepared using generally accepted actuarial principles and practices, and relied on unaudited census data and medical claims data reported by the County. The valuation used the projected unit credit actuarial method. Demographic assumptions mirror those used for the various Florida Retirement System pension funds. The actuarial assumptions include an annual health care cost trend rate of 8.0% initially, reduced by decrements of 0.5% to an ultimate rate of 5.0%. The assumptions included a discount rate that is tied to the return expected on the funds used to pay the benefits, and assumes for an unfunded plan, that the benefits continue to be funded on a pay-as-you-go basis, that the County's investments earn a 4.5% rate of return over the long term, and the inflation rate will be 3.5%. The unfunded accrued actuarial liability is amortized over thirty years on an open basis, as a level percentage of the projected payroll, which is assumed to increase at 3.5% per annum. Annual OPEB Costs and Net OPEB Obligation — The County's annual other postemployment benefit (OPEB) cost (expenses) is calculated based on the annual required contribution of the employer (ARC), an amount actuarially determined in accordance with the parameters of GASB Statement 45. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and amortize any unfunded liabilities over a period not to exceed thirty years. The following table shows the actuarially determined components as of October 1, 2014 (the latest actuarial valuation date), under the current plan provisions, of the County's unfunded annual OPEB cost, the amount actually contributed to the plan and the changes in the County's net OPEB obligation to the plan. Annual required contribution $ 6,466,000 Interest on net OPEB obligation 1,546,000 Adjustment to annual required contribution (1,312,000) Annual OPEB cost 6,700,000 Less Contributions made (2,963,282) Increase in net OPEB obligation 3,736,718 Net OPEB obligation, beginning of year 34,363,768 Net OPEB obligation, end of year $ 38,100,486 D-21 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 8 — POST EMPLOYMENT BENEFITS OTHER THAN PENSION - (Continued) The County's annual OPEB cost, the percentage of annual OPEB cost contributed to the plan and the net OPEB obligation for 2015 and the two preceding years were as follows (amounts expressed in thousands): Fiscal Annual Percentage Net Year OPEB Annual Cost OPEB Ended Cost Contributed Obligation 9/30/2013 $ 7,584 51.4% $ 30,572 9/30/2014 6,449 41.2% 34,364 9/30/2015 6,700 55.5% 38,100 The estimated net OPEB obligation at the end of the year is $36,323,486 for Governmental Activities and $1,777,000 for Business -type Activities. The OPEB obligation for governmental activities is presented only on the government -wide financial statements of the County. No trust or agency fund has been established for the plan; there were no adjustments to the annual required contribution or interest earnings. Funded Status and Funding Progress — At September 30, 2015, funded status and funding progress is as follows (amounts expressed in thousands): Actuarial Accrued Actuarial Actuarial Liability - UAAL as a Valuation Value of Projected Unfunded Funded Covered Percentage of Date Assets Unit Credit AAL Ratio Payroll Covered Payroll 10/1/2011 $ - $113,588 $113,588 0% $67,299 168.78% 10/1/2013 - 97,091 97,091 0% 69,338 140.03% 10/1/2014 - 100,105 100,105 0% 69,338 144.37% Actuarial valuations of an ongoing plan involve estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future. Examples include assumptions about future employment, mortality, and the healthcare cost trend. D-22 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 8 — POST EMPLOYMENT BENEFITS OTHER THAN PENSION - (continued) Amounts determined regarding the funded status of the plan and the annual required contributions of the employer are subject to continual revision as actual results are compared with past expectations and new estimates are made about the future. The schedule of funding progress, presented as required supplementary information following the notes to the financial statements, presents trend information about whether the actuarial value of plan assets is increasing or decreasing over the time relative to the actuarial accrued liabilities for benefits. Schedule of Employer Contributions — At September 30, the annual required contributions (ARC) to the plan were as follows (amounts expressed in thousands): Employer Contributiions Annual Required Percentage of Year Ended Contribution ARC September 30 (ARC) Contributed 2015 $ 6,466 54% 2014 6,240 57% 2013 7,428 48% NOTE 9 — FLORIDA RETIREMENT SYSTEM RETIREMENT PLANS Florida Retirement System: General Information - All of the Board's employees participate in the Florida Retirement System (FRS). As provided by Chapters 121 and 112, Florida Statutes, the FRS provides two cost sharing, multiple employer defined benefit plans administered by the Florida Department of Management Services, Division of Retirement, including the FRS Pension Plan ("Pension Plan") and the Retiree Health Insurance Subsidy ("HIS Plan"). Under Section 121.4501, Florida Statutes, the FRS also provides a defined contribution plan ("Investment Plan") alternative to the FRS Pension Plan, which is administered by the State Board of Administration ("SBA"). As a general rule, membership in the FRS is compulsory for all employees working in a regularly established position for a state agency, county government, district school board, state university, community college, or a participating city or special district within the State of Florida. The FRS provides retirement and disability benefits, annual cost -of - living adjustments, and death benefits to plan members and beneficiaries. Benefits are established by Chapter 121, Florida Statutes, and Chapter 605, Florida Administrative Code. Amendments to the law can be made only by an act of the Florida State Legislature. D-23 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 9 — FLORIDA RETIREMENT SYSTEM RETIREMENT PLANS (continued) The State of Florida annually issues a publicly available financial report that includes financial statements and required supplementary information for the FRS. The latest available report may be obtained by writing to the State of Florida Division of Retirement, Department of Management Services, P.O. Box 9000, Tallahassee, Florida 32315-9000, or from the Web site: www.dms.myflorida.com/workforce operati ons/retirement/publi cations. PPncinn Plan Plan Description — The Pension Plan is a cost -sharing multiple -employer defined benefit pension plan, with a Deferred Retirement Option Program ("DROP") for eligible employees. Benefits Provided - Benefits under the Pension Plan are computed on the basis of age, average final compensation, and service credit. For Pension Plan members enrolled before July 1, 2011, Regular class members who retire at or after age 62 with at least six years of credited service or 30 years of service regardless of age are entitled to a retirement benefit payable monthly for life, equal to 1.6% of their final average compensation based on the five highest years of salary, for each year of credited service. Vested members with less than 30 years of service may retire before age 62 and receive reduced retirement benefits. Special Risk Administrative Support class members who retire at or after age 55 with at least six years of credited service or 25 years of service regardless of age are entitled to a retirement benefit payable monthly for life, equal to 1.6% of their final average compensation based on the five highest years of salary, for each year of credited service. Special Risk class members (sworn law enforcement officers, firefighters, and correctional officers) who retire at or after age 55 with at least six years of credited service, or with 25 years of service regardless of age, are entitled to a retirement benefit payable monthly for life, equal to 3.0% of their final average compensation based on the five highest years of salary for each year of credited service. Senior Management Service class members who retire at or after age 62 with at least six years of credited service or 30 years of service regardless of age are entitled to a retirement benefit payable monthly for life, equal to 2.0% of their final average compensation based on the five highest years of salary for each year of credited service. Elected Officers' class members who retire at or after age 62 with at least six years of credited service or 30 years of service regardless of age are entitled to a retirement benefit payable monthly for life, equal to 3.0% (3.33% for judges and justices) of their final average compensation based on the five highest years of salary for each year of credited service. For Plan members enrolled on or after July 1, 2011, the vesting requirement is extended to eight years of credited service for all these members and increasing normal retirement to age 65 or 33 years of service regardless of age for Regular, Senior Management Service, and Elected Officers' class members, and to age 60 or 30 years of service regardless of age for Special Risk and Special Risk Administrative Support class members. Also, the final average compensation for all these members will be based on the eight highest years of salary. D-24 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 9 — FLORIDA RETIREMENT SYSTEM RETIREMENT PLANS (continued) As provided in Section 121.101, Florida Statutes, if the member is initially enrolled in the Pension Plan before July 1, 2011, and all service credit was accrued before July 1, 2011, the annual cost -of - living adjustment is three percent per year. If the member is initially enrolled before July 1, 2011, and has service credit on or after July 1, 2011, there is an individually calculated cost -of -living adjustment. The annual cost -of -living adjustment is a proportion of three percent determined by dividing the sum of the pre -July 2011 service credit by the total service credit at retirement multiplied by three percent. Plan members initially enrolled on or after July 1, 2011, will not have a cost -of - living adjustment after retirement. In addition to the above benefits, the DROP program allows eligible members to defer receipt of monthly retirement benefit payments while continuing employment with a FRS employer for a period not to exceed 60 months after electing to participate. Deferred monthly benefits are held in the FRS Trust Fund and accrue interest. There are no required contributions by DROP participants. Contributions — Effective July 1, 2011, all enrolled members of the FRS, other than DROP participants, are required to contribute three percent of their salary to the FRS. In addition to member contributions, governmental employers are required to make contributions to the FRS based on state-wide contribution rates established by the Florida Legislature. These rates are updated as of July 1 of each year. The employer contribution rates by job class for the periods from October 1, 2014 through June 30, 2015 and from July 1, 2015 through September 30, 2015, respectively, were as follows: Regular7.37% and 7.26%; Special Risk Administrative Support42.07% and 32.95%; Special Risk19.82% and 22.04%; Senior Management Service21.14% and 21.43%; Elected Officers'43.24% and 42.27%; and DROP participants12.28% and 12.88%. These employer contribution rates include 1.26% and 1.66% HIS Plan subsidy for the periods October 1, 2014 through June 30, 2015 and from July 1, 2015 through September 30, 2015, respectively. The Board's contributions, including employee contributions, to the Pension Plan totaled $2,558,674 for the fiscal year ended September 30, 2015. Pension Liabilities, Pension Expense, and Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions — The Board's governmental funds, which utilize the current resources measurement basis of accounting, generally recognize pension expense as amounts are paid. Pension liabilities are recognized at the fund level only to the extent expected to be liquidated with expendable available financial resources. Amounts associated with long-term pension liabilities and related deferred outflows of resources and deferred inflows of resources are reported on the government -wide financial statements of the County, rather than the financial statements of the Board. D-25 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 9 — FLORIDA RETIREMENT SYSTEM RETIREMENT PLANS (continued) The Board's enterprise and internal service funds recognize pension liabilities, pension expense and deferred outflows of resources and deferred inflows of resources related to pensions on the accrual basis of accounting. At September 30, 2015, the Board's enterprise and internal service funds reported a liability of $1,813,690 for their proportionate share of the Pension Plan's net pension liability. The net pension liability was measured as of June 30, 2015, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of July 1, 2015. The Board's proportionate share of the net pension liability was based on the Board's 2014-15 fiscal year contributions relative to the 2013-14 fiscal year contributions of all participating members. At June 30, 2015, the Board's proportionate share for all funds was .1032 percent, which was a decrease of .0017 percent from its proportionate share measured as of June 30, 2014. Approximately 13.6% of the Board's proportionate share of the net pension liability was allocated to the enterprise and internal service funds of the Board based on their proportionate share of the Board's pension plan contributions. For the fiscal year ended September 30, 2015, the Board's enterprise and internal service funds recognized pension expense of $108,114. In addition, these activities reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Differences between expected and actual experience Changes of assumptions Net difference between projected and actual can mgs on Pension Plan investments Changes in proportion and differences between Pension Plan contributions and proportionate share of contributions Pension Plan contributions subsequent to the measurement date Total Deferred Deferred Outflows of Inflows of Resources Resources $ 191,472 $ 43,015 120,381 - - 433,079 - 98,523 84,179 $ 396,032 $ 574,617 The Pension Plan's deferred outflows of resources related to the Board's enterprise and internal service funds contributions to the Plan subsequent to the measurement date, totaling $84,179, will be recognized as a reduction of the net pension liability in the fiscal year ended September 30, 2016. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to the Pension Plan will be recognized in pension expense of the enterprise and internal service funds as follows: D-26 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 9 — FLORIDA RETIREMENT SYSTEM RETIREMENT PLANS (continued) Year ended June 30: Amount 2016 $ (229,544) 2017 (229,544) 2018 (229,544) 2019 342,094 2020 66,433 Thereafter 17,341 Total $ (262,764) Actuarial Assumptions — The total pension liability in the June 30, 2015 actuarial valuation was determined using the following actuarial assumption, applied to all period included in the measurement: Inflation 2.60 % Salary increases 3.25%, average, including inflation Investment rate of return 7.65%, net of pension plan investment expense, including inflation Mortality rates were based on the Generational RP-2000 with Projection Scale BB tables. The actuarial assumptions used in the July 1, 2015, valuation were based on the results of an actuarial experience study for the period July 1, 2008 through June 30, 2013. The long-term expected rate of return on Pension Plan investments was not based on historical returns, but instead is based on a forward -looking capital market economic model. The allocation policy's description of each asset class was used to map the target allocation to the asset classes shown below. Each asset class assumption is based on a consistent set of underlying assumptions and includes an adjustment for the inflation assumption. The target allocation and best estimates of arithmetic and geometric real rates of return for each major asset class are summarized in the following table: D-27 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 9 — FLORIDA RETIREMENT SYSTEM RETIREMENT PLANS (continued) Asset Class Target Allocation (1) Compound Annual Annual Arithmetic (Geometric) Return Return Standard Deviation Cash 1% 3.2% 3.1% 1.7% Fixed Income 18% 4.8% 4.7% 4.7% Global Equity 53% 8.5% 7.2% 17.7% Real Estate (Property) 10% 6.8% 6.2% 12.0% Private Equity 6% 11.9% 8.2% 30.0% Strategic Investments 12% 6.7% 6.1% 11.4% Total 100% Assumed Inflation - Mean 2.6% 1.9% (1) As outlined in the Pension Plan's investment policy Discount Rate - The discount rate used to measure the total pension liability was 7.65%. The Pension Plan's fiduciary net position was projected to be available to make all projected future benefit payments of current active and inactive employees. Therefore, the discount rate for calculation of the total pension liability is equal to the long-term expected rate of return. Sensitivitv of the Board's Proportionate Share of the Net Position Liabilitv to Chances in the Discount Rate — The following represents the Board's enterprise and internal service funds proportionate share of the net pension liability calculated using the discount rate of 7.65%, as well as what the proportionate share of the net pension liability would be if it were calculated using a discount rate that is one percentage point lower (6.65%) or one percentage point higher (8.65%) than the current rate: Current Discount 1% Decrease Rate 1% Increase (6.65%) (7.65%) (8.65%) Enterprise and internal service funds proportionate share of the Net Pension Plan liability $ 4,699,681 $ 1,813,690 $ (587,929) Pension Plan Fiduciary Net Position — Detailed information regarding the Pension Plan's fiduciary net position is available in the separately issued FRS Pension Plan and Other State -Administered Systems Comprehensive Annual Financial Report. MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 9 — FLORIDA RETIREMENT SYSTEM RETIREMENT PLANS (continued) HIS Plan Plan Description — The HIS Plan is a cost -sharing multiple -employer defined benefit pension plan established under Section 112.363, Florida Statutes, and may be amended by the Florida legislature at any time. The benefit is a monthly payment to assist retirees of State -administered retirement systems in paying their health insurance costs and is administered by the Florida Department of Management Services, Division of Retirement. Benefits Provided — For the fiscal year ended September 30, 2015, eligible retirees and beneficiaries received a monthly HIS payment of $5 for each year of creditable service completed at the time of retirement, with a minimum HIS payment of $30 and a maximum HIS payment of $150 per month. To be eligible to receive these benefits, a retiree under a State -administered retirement system must provide proof of health insurance coverage, which may include Medicare. Contributions — The HIS Plan is funded by required contributions from FRS participating employers as set by the Florida Legislature. Employer contributions are a percentage of gross compensation for all active FRS members. For the fiscal year ended September 30, 2015, the HIS contribution for the period October 1, 2014 through June 30, 2015 and from July 1, 2015 through September 30, 2015 was 1.26% and 1.66%, respectively. The Board contributed 100% of its statutorily required contributions for the current and preceding three years. HIS Plan contributions are deposited in a separate trust fund from which payments are authorized. HIS Plan benefits are not guaranteed and are subject to annual legislative appropriation. In the event legislative appropriation or available funds fail to provide full subsidy benefits to all participants, benefits may be reduced or cancelled. The Board's contributions to the HIS Plan totaled $388,618 for the fiscal year ended September 30, 2015. Pension Liabilities, Pension Expense, and Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions — The basis of accounting and financial reporting of the Board's HIS Plan is identical to that of the Board's Pension Plan. At September 30, 2015, the Board's enterprise and internal service funds reported a liability of $1,464,708 for their proportionate share of the Board's HIS Plan's net pension liability. The net pension liability was measured as of June 30, 2015, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of July 1, 2015. The Board's proportionate share of the net pension liability was based on the Board's 2014-15 fiscal year contributions relative to the 2013-14 fiscal year contributions of all participating members. At June 30, 2015, the Board's proportionate share of all funds was .0939 percent, which was an increase of .0002 percent from its proportionate share measured as of June 30, 2014. Approximately 15.3% of the Board's proportionate share of the net pension liability was allocated to the enterprise and internal service funds of the Board based on their proportionate share of the Board's HIS Plan contributions. D-29 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 9 — FLORIDA RETIREMENT SYSTEM RETIREMENT PLANS (continued) For the fiscal year ended September 30, 2015, the Board's enterprise and internal service funds recognized pension expense of $112,364. In addition, these activities reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Outflows of Resources Changes of assumptions $ 115,235 Net difference between projected and actual earnings on HIS Plan investments 793 Changes in proportion and differences between HIS Plan contributions and proportionate share of contributions 17,186 HIS Plan contributions subsequent to the measurement date 17,041 Total $ 150,255 The deferred outflows of resources related to the HIS Plan resulting from the Board's enterprise and internal service funds contributions to the HIS Plan subsequent to the measurement date, totaling $17,041, will be recognized as a reduction of the net pension liability in the fiscal year ended September 30, 2016. Other amounts reported as deferred outflows of resources related to the HIS Plan will be recognized as pension expense in the enterprise and internal service funds as follows: Year ended June 30: Amount 2016 $ 23,040 2017 2018 2019 2020 Thereafter Total D-3 0 23,040 23,040 22,855 22,767 18,472 $ 133,214 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 9 — FLORIDA RETIREMENT SYSTEM RETIREMENT PLANS (continued) Actuarial Assumptions — The total pension liability in the July 1, 2015, actuarial valuation was determined using the following actuarial assumptions, applied to all periods included in the measurement: Inflation 2.60 % Salary increases 3.25%, average, including inflation Municipal bond rate 3.80 % Mortality rates were based on the Generational RP-2000 with Projection Scale BB tables. The actuarial assumptions used in the July 1, 2015, valuation were based on the results of an actuarial experience study for the period July 1, 2008 through June 30, 2013. Discount Rate — The discount rate used to measure the total pension liability was 3.80%. In general, the discount rate for calculating the total pension liability is equal to the single rate equivalent to discounting at the long-term expected rate of return for benefit payments prior to the projected depletion date. Because the HIS benefit is essentially funded on a pay-as-you-go basis, the depletion date is considered to be immediate, and the single equivalent discount rate is equal to the municipal bond rate selected by the HIS Plan sponsor. The Bond Buyer General Obligation 20-Bond Municipal Bond Index was adopted as the applicable municipal bond index. Sensitivitv of the Board's Proportionate Share of the Net Position Liabilitv to Chances in the Discount Rate - The following represents the Board's enterprise and internal service funds proportionate share of the net pension liability calculated using the discount rate of 3.80%, as well as what the proportionate share of the net pension liability would be if it were calculated using a discount rate that is one percentage point lower (2.80%) or one percentage point higher (4.80%) than the current rate: Current Discount 1 % Decrease Rate 1 % Increase (2.80%) (3.80%) (4.80%) Enterprise and internal service funds proportionate share of the Net HIS Plan liability $ 1,668,975 $ 1,464,708 $ 1,294,394 Pension Plan Fiduciary Net Position — Detailed information regarding the HIS Plan's fiduciary net position is available in the separately issued FRS Pension Plan and Other State -Administered Systems Comprehensive Annual Financial Report. D-31 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 9 — FLORIDA RETIREMENT SYSTEM RETIREMENT PLANS (continued) Investment Plan The SBA administers the defined contribution plan officially titled the FRS Investment Plan. The Investment Plan is reported in the SBA's annual financial statements and in the State of Florida Comprehensive Annual Financial Report. As provided in Section 121.4501, Florida Statutes, eligible FRS members may elect to participate in the Investment Plan in lieu of the FRS defined benefit plan. County employees participating in DROP are not eligible to participate in the Investment Plan. Employer and employee contributions, including amounts contributed to individual member's accounts, are defined by law, but the ultimate benefit depends in part on the performance of investment funds. Benefit terms, including contribution requirements, for the Investment Plan are established and may be amended by the Florida Legislature. The Investment Plan is funded with the same employer and employee contribution rates that are based on salary and membership class (Regular Class, Elected County Officers, etc.), as the Pension Plan. Contributions are directed to individual member accounts, and the individual members allocate contributions and account balances among various approved investment choices. Costs of administering the Investment Plan, including the FRS Financial Guidance Program, are funded through an employer contribution of 0.04 percent of payroll and by forfeited benefits of plan members. Allocations to the investment member's accounts during the 2014-15 fiscal year, as established by Section 121.72, Florida Statutes, are based on a percentage of gross compensation, by class, as follows: Regular class 6.30%, Special Risk Administrative Support class 7.95%, Special Risk class 14.00%, Senior Management Service class 7.67% and County Elected Officers class 11.34%. For all membership classes, employees are immediately vested in their own contributions and are vested after one year of service for employer contributions and investment earnings. If an accumulated benefit obligation for service credit originally earned under the Pension Plan is transferred to the Investment Plan, the member must have the years of service required for Pension Plan vesting (including the service credit represented by the transferred funds) to be vested for these funds and the earnings on the funds. Nonvested employer contributions are placed in a suspense account for up to five years. If the employee returns to FRS -covered employment within the five-year period, the employee will regain control over their account. If the employee does not return within the five- year period, the employee will forfeit the accumulated account balance. For the fiscal year ended September 30, 2015, the information for the amount of forfeitures was unavailable from the SBA; however, management believes that these amounts, if any, would be immaterial to the Board. After termination and applying to receive benefits, the member may rollover vested funds to another qualified plan, structure a periodic payment under the Investment Plan, receive a lump -sum distribution, leave the funds invested for future distribution, or any combination of these options. Disability coverage is provided; the member may either transfer the account balance to the Pension Plan when approved for disability retirement to receive guaranteed lifetime monthly benefits under the Pension Plan, or remain in the Investment Plan and rely upon that account balance for retirement income. D-32 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 9 — FLORIDA RETIREMENT SYSTEM RETIREMENT PLANS (continued) The Board's Investment Plan pension expense totaled $512,499 for the fiscal year ended September 30, 2015. NOTE 10 — PENSION PLAN FOR VOLUNTEER FIREFIGHTERS AND EMERGENCY MEDICAL SERVICES General Information about the Pension Plan Plan Description — The Monroe County, Florida Volunteer Firefighter and Emergency Medical Services Length of Service Award Plan (LOSAP) is a single -employer public employee retirement system defined benefit pension plan created in 1999 and administered by the Board. LOSAP provides retirement and death benefits to plan members and beneficiaries. Monroe County Ordinance 026-1999 defines the authority under which contribution and benefit provisions may be amended. This authority is presently held by the Board. LOSAP shall be administered in accordance with the requirements of Chapter 112, Part VII, Florida Statutes. Benefits Provided — Only Volunteer Firefighters and EMS Volunteers are eligible at the sole discretion of the Plan Administrator. Any Volunteer who was age 60 or older on January 1, 1999 shall not be eligible to participate. In addition, any Volunteers who are age 60 or older at the time they commence volunteer service, or who commence service at a time that will not permit them to earn ten Years of Service by their Normal Retirement Age shall not be eligible to participate in this Plan. Volunteer Firefighters must attain the rank of Structural Firefighter, Non -Structural Firefighter and or Emergency Vehicle Driver -Operator prior to being credited with ten Years of Service. EMS Volunteers must meet all requirements as defined by the State of Florida necessary to drive an emergency medical care and transportation vehicle (ambulance) and/or attain certification as an Emergency Medical Technician or Paramedic prior to being credited with ten Years of Service. Eligibility for vesting is completion of 10 years of service. The Plan shall be administered in accordance with the requirements of Chapter 112, Part VU, Florida Statutes. Each year of volunteer service, a participant will accrue a year of benefit accrual if the participant was enrolled as a member of the nonprofit corporation or MSTU and was eligible for and received reimbursement of expenses for nine or more months of the year. Volunteers are vested after completion of ten years of service prior to attainment of normal retirement age. Eligible volunteers can receive an annual benefit of $1,800 for 10 years of service up to $4,500 for 25 years of service. Employees Covered by Benefit Terms - LOSAP had 64 participants of which 10 are active, 42 are inactive and 12 are retired members for the plan year ended December 31, 2014 and the County's fiscal year ending September 30, 2015. Separate, stand-alone financial statements for LOSAP are not provided. D-3 3 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 10 — PENSION PLAN FOR VOLUNTEER FIREFIGHTERS AND EMERGENCY MEDICAL SERVICES (continued) Contributions - Contributions and benefits are calculated based on years of service as the participants are unpaid volunteers. As a result, there are no related covered payroll and no UALL as a percentage of covered payroll. For each Plan Year, the Board shall appropriate funds from the budgets of the various fire/rescue MSTU's, such funds to be applied as a contribution to the LOSAP trust account in an amount as determined by the Plan Administrator as is necessary to fund the accrued or prospective benefits for Participants on an actuarially sound basis and in accordance with Part VII of Chapter 112, Florida Statutes. There are no Participant contribution requirements. The authority under which those obligations are established is the Monroe County Ordinance No. 026-1999. Net Pension Liability The Board's net pension liability was measured as of December 31, 2014, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. Actuarial Assumptions — The significant actuarial assumptions used to compute the pension benefit obligation in the December 31, 2014 valuation for the period of January 1, 2015 through December 31, 2015 were: 1. Investment Yield: 1.0% for both present and future 2. Mortality Pattern: Not applicable 3. Salary increases: Not applicable; Benefits not based on salary 4. Termination: Godwin's Table 1, V Select & Ultimate Table, with 50% termination prob. for YOS<1 5. Inflation: No increase as benefits are based on a flat amount per year of service The projection of cash flows used to determine the discount rate assumed that plan member contributions will be made at the applicable current contribution rates and that County contribution will be made at rates equal to the difference between actuarially determined contributions and member contributions. Based on those assumptions, the fiduciary net position for the LOSAP pension plans was projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on LOSAP's investments was applied to all periods of projected benefit payments to determine the total pension liability for each plan. Summary of Significant Accounting Policies — The financial statements of LOSAP are prepared using the accrual basis of accounting. The contributions are recognized when due. Benefits are recognized when due and payable in accordance with the terms of LOSAP. Administrative costs are paid by the Board. Actuarial valuation costs are paid by LOSAP. All plan investments are reported at fair value. The resources in the LOSAP fund have been set aside to pay future obligations of the LOSAP but are not held in a trust that meets the criteria outlined in GASB Statement No. 67, paragraph 3 and GASB Statement No. 68, paragraph 4. D-34 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 10 — PENSION PLAN FOR VOLUNTEER FIREFIGHTERS AND EMERGENCY MEDICAL SERVICES (continued) Investments — Investments are pooled with all County investments and are held in accordance to the investment policy included in Note 1. All plan investments consist of U.S. Government and U.S. Government -guaranteed obligations which represent more than 5.0% of the net assets available for benefits. There are no investments in, loans to or leases with any public employee retirement system official, government employer official, party related to a public employee retirement system official or government employer official, nonemployee contributor, or organization included in the reporting entity. Discount Rate - The discount rate used to measure the total pension liability was 1.00 percent (a decrease 0.5% from the prior measurement period). The projection of cash flows used to determine the discount rate assumed that employee contributions will be made at the current contribution rate and that the Board's contributions will be made at rates equal to the difference between actuarially determined contribution rates and the employee rate. Based on those assumptions, the pension plan's fiduciary net position was projected to be available to make all projected future benefit payments of current active and inactive employees. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Changes in Net Pension Liability Balances at 12/31/13 Changes forthe year: Service cost Interest Differences between expected and actual experience Contributions -employer Net investment income Benefit payments, including refinxls of employee contributions Net changes Balances at 12/31/14 Increase (Decrease) Total Pension Plan Fiduciary Net Net Pension Liability Position Liability (a) (b) (a) - (b) $ 804,285 $ 857,126 $ (52,841) 16,455 - 16,455 8,054 - 8,054 89,397 - 89,397 - 28,575 (28,575) 2,591 (2,591) (30,855) (30,855) - 83,051 311 82,740 $ 887,336 $ 857,437 $ 29,899 Sensitivity of the net pension liability to changes in the discount rate - The following presents the net pension liability (asset) of LOSAP, calculated based on GASB Statement No. 67 using the current discount rate, as well as what the Board's net pension liability would be if it were calculated using a discount rate that is 1-percentage point lower or 1-percentage point higher than the current rate. D-3 5 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 10 — PENSION PLAN FOR VOLUNTEER FIREFIGHTERS AND EMERGENCY MEDICAL SERVICES (continued) 1% Current Decrease Discount Rate 1% Increase Discount Rate 0% 1% 2% Net pension liability (asset) $ 122,024 $ 29,899 $ (49,837) Pension Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions For the year ended September 30, 2015, the Board recognized pension expense of $30,855. At September 30, 2015, the Board reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Outflows Deferred Inflows of Resources of Resources Net difference between projected and actual earnings on pension plan investments $ 627 $ - NOTE 11— CAPITAL AND OTHER SIGNIFICANT COMMITMENTS Construction projects and significant commitments, excluding encumbrances reported below, under present contractual agreements as of September 30, 2015 are as follows: Cudjoe Regional Wastewater $ 61,445,366 North Key Largo Utility Project 1,498,687 Key West Senior Center 414,656 No Name Key Bridge Repairs 1,245,873 Crawl Key Fire Training 1,570,747 Plantation Key Courthouse & Detention Center 959,338 CR8905 Bike Path 516,789 Key Largo Road and Drain 296,457 Higgs Beach --Atlantic Boulevard 298,351 Traffic Monitoring 276,945 Card Sound Toll Road Plan 184,907 Marathon Airport Customs 168,404 EMAS Key West Airport 107,246 Others (less than $100,000) 436,486 Total $ 69,420,252 D-3 6 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 11— CAPITAL AND OTHER SIGNIFICANT COMMITMENTS - (Continued) The entire construction costs of the Cudj oe Regional Wastewater project are estimated at $196.53 million. There is an interlocal agreement between the County and the Florida Keys Aqueduct Authority (FKAA) for this project. The County obtained partial funding through grants, the issuance of revenue notes backed by the pledge of the infrastructure sales surtax, State of Florida clean water revolving loan and wastewater special assessments to provide funding to FKAA for the administration, planning and construction of wastewater projects. Significant encumbrance commitments at September 30, 2015 are as follows: Governmental Activities: General Fund Governmental Grants Fund One Cent Infrastructure Surtax Cudjoe Regional Wastewater Nonmajor Governmental Funds Total Governmental Activities Business -Type Activities: Municipal Sry District Waste Key West Airport Marathon Airport Passenger Facility Charge Total Business -Type Activities Total Encumbrances D-3 7 Fnn imhmnce $ 207,010 980,329 77,040 2,595,495 868,021 4,727,895 192,324 162,531 168,950 5,416 529,221 $ 5,257,116 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 12 — LEASE OBLIGATIONS Rental expense under cancelable operating leases for the current year amounted to $1,184,746. NOTE 13 - LONG-TERM DEBT Long-term debt activity for the year ended September 30, 2015 is as follows: Current Portion of Long-term Beginning Balances Additions Payments Ending Balances Liabilities Governmental Activities: Revenue bonds payable $ 20,418,912 $ 31,907,406 $ 10,746,091 $ 41,580,227 $ 3,796,091 Revenue notes payable* 41,458,400 18,474,769 452,352 59,480,817 464,694 Line of Credit - 16,000,000 - 16,000,000 - Mayfield Agreement (KLWTD) - 15,566,220 - 15,566,220 1,000,000 Accrued comp. absences 3,131,358 1,944,781 1,886,468 3,189,671 637,934 OPEB Liability 32,660,517 6,426,558 2,763,589 36,323,486 - Pension Liability 13,484,787 9,427,633 2,539,568 20,372,852 - Total GovernmentalActivities $ 111,153,974 $ 99,747,367 $ 18,388,068 $ 192,513,273 $ 5,898,719 Business -type Activities Landfill Closure Costs $ 171,563 $ 2,402 $ - $ 173,965 $ - Accrued comp. absences 403,903 231,111 284,136 350,878 70,176 OPEB Liability 1,703,251 274,000 200,251 1,777,000 - Pension Liability 1,678,882 1,172,692 323,605 2,527,969 - Capitalized Lease Obligations 467,270 - 467,270 - - Total Business -type Activities $ 4,424,869 $ 1,680,205 $ 1,275,262 $ 4,829,812 $ 70,176 Total Long -Tenn Debt $ 115,578,843 $101,427,572 $ 19,663,330 $ 197,343,085 $ 5,968,895 *Additions includes capitalized interest Amounts associated with the Board's governmental activities long-term liabilities are reported on the government -wide financial statements of the County rather than on the financial statements of the Board. Amounts associated with the Board's business -type activities and internal service funds long- term liabilities are reported on the proprietary fund financial statements of the Board. Internal service fund long-term debt information is included in the governmental activities on the government -wide financial statements, because the internal service funds predominately serve those activities. Governmental activities' compensated absences are liquidated by the funds to which the related employee services relate. IM MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 13 - LONG-TERM DEBT - (continued) The Group Insurance Internal Service Fund assesses a monthly premium per employee in each fund. The monthly premiums paid by the various funds provide the resources necessary to liquidate the other postemployment benefit obligations paid in the current year by the Group Insurance Internal Service Fund. The current portion of the post closure maintenance liability is expected to be insignificant and will be funded by the County's operations budget instead of the related escrow funds required by federal and state laws. Accordingly, the entire post closure maintenance liability is classified as long-term. The following is a summary of the Board's bonds and notes as of September 30, 2015: Governmental Activities Revenue Bonds Infrastructure Sales Surtax Revenue Bonds, Series 2007 $ 9,930,000 Infrastructure Sales Surtax Revenue Bonds, Series 2014 31,385,000 Unamortized Original Issue Premium, Series 2007 265,227 Total Revenue Bonds 41,580,227 Revenue Notes: Clean Water State Revolving Fund Construction Loan Agreement 2010 8,131,775 Clean Water State Revolving Fund Construction Loan Agreement 2014 51,349,042 Total Revenue Notes 59,480,817 Mayfield Agreement - Key Largo Wastewater Treatment District 15,566,220 Line of Credit 16,000,000 Total Governmental Debt $132,627,264 D-3 9 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 13 - LONG-TERM DEBT - (continued) Debt Service Funding Requirements - The total annual debt service requirements for bonds and notes outstanding at September 30, 2015 are as follows: Governmental Activities Principal Interest Total 2016 $ 5,154,694 $ 1,855,504 $ 7,010,198 2017 8,765,563 1,333,844 10,099,407 2018 10,354,926 1,912,221 12,267,147 2019 7,937,859 1,603,180 9,541,039 2020 8,175,362 1,368,636 9,543,998 2021-2025 37,753,850 2,915,506 40,669,356 2026-2030 2,870,741 98,901 2,969,642 Total Required Debt Service 81,012,995 $ 11,087,792 $ 92,100,787 2014 Clean Water State Revolving Fund Construction Loan Agreement* 51,349,042 Unamortized Original Issue Premium on Series 2007 Bonds 265,227 Total Governmental Debt $ 132,627,264 *2014 CW SRF notes are still in the drawdrown process. No debt service is required as of September 30, 2015. Long -Term Debt at September 30, 2015 is composed of the following issues: $21,455,000 Infrastructure Sales Surtax Revenue Bonds, Series 2003 • Amount outstanding at September 30th: $0 • Refunded by: Florida Infrastructure Sales Surtax Improvement and Refunding Revenue Bonds, Series 2014 • For the fiscal year, principal and interest paid was $7,097,181 $29,415,000 Infrastructure Sales Surtax Revenue Bonds, Series 2007 • Type: General Government Revenue Bonds • Dated: November 2007 • Final maturity: Year 2018 • Principal payment date: April 1 • Interest payment dates: April 1 and October 1 • Interest rates: 4.0% to 5.0% • Amount outstanding at September 30th: $9,930,000 • Reserve requirement: None; MBIA insured. D-40 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 13 - LONG-TERM DEBT - (continued) • Revenue pledged: All of the One Cent Local Government Infrastructure Sales Surtax accruing to Monroe County. The total principal and interest remaining to be paid is $10,903,850. For the fiscal year, principal and interest paid was $3,373,900 and total pledged revenue was $20,161,451. • Purpose: To construct and acquire equipment and capital improvements. • Call provisions: None $31,885,000 Florida Infrastructure Sales Surtax Improvement and Refunding Revenue Bonds, Series 2014 • Type: General Government Revenue Bonds • Dated: October 2014 • Final maturity: Year 2024 • Principal payment date: April 1 • Interest payment dates: April 1 and October 1 • Interest rate: 2.36% • Amount outstanding at September 30th: $31,385,000 • Reserve requirement: None; MBIA insured. • Revenue pledged: All of the One Cent Local Government Infrastructure Sales Surtax accruing to Monroe County. The total principal and interest remaining to be paid is $35,494,704. For the fiscal year, principal and interest paid was $834,438 and total pledged revenue was $20,161,451. • Purpose: To construct and acquire equipment and capital improvements. • Call provisions: None $19,500,540 Clean Water State Revolving Fund Construction Loan Agreement • Type: General Government Revenue Notes • Dated: April 2010 • Final maturity: Year 2030 • Principal payment date: March 15 and September 15 • Interest payment dates: March 15 and September 15 • Interest rate: 2.71% • Amount outstanding at September 30th: $8,131,775 • Reserve requirement: None • Revenue pledged: Non -Ad Valorem Revenues in the General Fund, the Fine and Forfeiture Fund, and the Unincorporated Area Service District Funds. The total principal and interest remaining to be paid is $9,009,853. For the fiscal year, principal and interest paid was $681,938 and total pledged revenue was $29,725,045. • Purpose: Refund temporary financing for wastewater capital improvements. • Call provisions: None D-41 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 13 - LONG-TERM DEBT - (continued) Clean Water State Revolving Fund Construction Loan Agreement • The State awarded a total of $101,000,000 (original award plus three amendment awards) for collection, transmission and treatment facilities under the State Revolving Fund loan program. During the year ended September 30, 2015, loan draws of $17,523,262 were received and accumulated interest of $951,507 capitalized resulting in an outstanding loan balance as of September 30, 2015 of $51,349,042. • Interest rate: various interest rates (2.39% - 3.07%) as of September 30, 2015 • Final maturity and payment: Details to be determined upon completion of draw process • Reserve requirement: None • Revenue pledged: One Cent Local Government Infrastructure Sales Surtax and Cudjoe Regional Wastewater special assessments. For the fiscal year, there were no principal and interest payments made as the loan was still in the draw process and total pledged revenue was $22,692, 5 84. • Purpose: Financing for wastewater capital improvements. • Call provisions: None 16,000,000 Line of Credit • Type: Line of Credit • Dated: October 2014 • Final maturity: Year 2024 • Principal payment date: April 1 • Interest payment dates: April 1 • Interest rate: WSJ Prime plus 4% (7.25% as of 9/30/2015) • Amount outstanding at September 30th: $16,000,000 • Reserve requirement: None • Revenue pledged: One Cent Local Government Infrastructure Sales Surtax. For the fiscal year, interest paid was $43,117 and total pledged revenue was $20,161,451. • Purpose: Capital improvements with respect to Cudjoe Regional Wastewater Project • Call provisions: None $15,566,220 Mayfield Interlocal Agreement • Type: Inter -local Agreement • Dated: May 2015 • Final maturity: Year 2026 • Principal payment date: April 1 • Interest payment dates: April 1 • Interest rate: N/A • Amount outstanding at September 30th: $15,566,220 • Reserve requirement: None D-42 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 13 - LONG-TERM DEBT - (continued) • Revenue pledged: One Cent Local Government Infrastructure Sales Surtax. The total principal remaining to be paid is $15,566,220. For the fiscal year, total pledged revenue was $20,161,451. • Purpose: Capital improvements with respect to Cudj oe Regional Wastewater Project • Call provisions: None • See Note 14 for additional information related to this agreement. Current Refunding of Bonds During fiscal year 2015, the Board issued $31,885,000 in Infrastructure Sales Surtax Improvement and Refunding Bonds with an interest rate of 2.36%. A portion of the proceeds were used to refund $7,060,000 of the outstanding 2003 Infrastructure Sales Surtax Revenue Bonds which had interest rates ranging from 3.7% to 4.0%. The net proceeds of $7,120,000 (including interest of $37,181 and after payment of $22,819 in issuance costs) were deposited in an irrevocable trust with an escrow agent to provide funds for the future redemption on the refunded bonds. As a result, the 2003 Infrastructure Sales Surtax Revenue Bonds are considered defeased and the liability for those bonds have been removed from the statement of net position. The reacquisition price equaled the net carrying amount of the old debt. As a result, the Board did not record a deferred charge in the Statement of Activities. The Board refunded the 2003 bonds to reduce its total debt service payments over 4 years by $170,375 (difference between the present values of the debt service payments on the old and new debt). NOTE 14 — INTERLOCAL AGREEMENT EXPENSE Administered by the Florida Department of Environmental Protection (DEP), the Mayfield Grant is the result of the State of Florida authorizing up to $200 million in grant funding to assist the Keys' wastewater entities to complete central sewer and related projects. In May 2015, Monroe County and Key Largo Wastewater Treatment District (KLWTD) entered into an "inter -local agreement" (ILA) whereby KLWTD "assigned" its Mayfield grant allocation funding to Monroe County in exchange for the County repaying those funds over a 10 year period. As a result of the signed ILA between Monroe County and KLWTD, Florida Department of Environmental Protection (DEP) sent Monroe County an amendment to the Mayfield Grant to add the $17 million reallocated funds to the grant agreement between DEP and Monroe County. The amendment: (1) provided the County an additional $17 million in Mayfield grant funding; (2) reallocated the project budget; and (3) extended the date of the completion of the project. D-43 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 14 — INTERLOCAL AGREEMENT EXPENSE — (continued) The ILA created a transaction with two separate parts 1) a grant between DEP and Monroe County and 2) a long-term liability payable to KLWTD from Monroe County. For part one, Monroe County recorded grant revenue which was a reimbursement for capital expenditures already incurred in the Cudjoe Regional Wastewater fund. For part two, the County recorded a long-term liability on the government -wide financial statements, which represents funding the County is obligated to pay KLWTD as a result of the ILA. The offset to this liability was an interlocal agreement expense which represents the value of Monroe County's "right" to receive the Mayfield Grant revenue forfeited by KLWTD. NOTE 15 — CONDUIT DEBT IDA Health Care Facilities Revenue Bonds, Series 2003 - The Monroe County Industrial Development Authority approved the issuance of IDA Health Care Facilities Revenue Bonds, Series 2003, not to exceed $2,500,000 and for a loan by the Authority to the Guidance Clinic of the Middle Keys, Inc. to provide for the refinancing of certain outstanding indebtedness of the corporation and for financing certain capital improvements to the corporation's health care facilities. Ownership of the acquired facilities is in the name of the private entity served by the bond issuance. Neither the County, the Authority, the State, nor any political subdivision thereof is obligated in any manner for the repayment of the bonds. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. Maturity of the Series 2003 Bonds is August 1, 2018. City of South Miami Health Facilities Authority Hospital Revenue Bonds, Series 2007 - On April 18, 2007, the Board approved an interlocal agreement with the City of South Miami Health Facilities Authority for the issuance of $800,000,000 of tax-free bonds for Mariner's Hospital (Baptist Health South) for the purpose of financing capital improvements to health care facilities and refund outstanding bonds. The facilities will be owned by the issuers of the bonds and the Board is not obligated in any way for the repayment of the bonds. Monroe County was part of a group consisting of the State of Florida and other units of local government that participated to establish the tax-free status of the bonds. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. Maturity of the Series 2007 Bonds is August 15, 2042. MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 16 — RECOGNITION OF CLOSURE AND POST CLOSURE COST As described in Note 1, current regulations of the U.S. Environmental Protection Agency (EPA) and the Florida Department of Environmental Protection (FDEP) require municipal solid waste landfills to place a final cover on closed landfill areas, and to maintain those areas for up to 30 years after closure. The Board obtains updated and revised estimates of total future closure and post closure costs from its engineers. All amounts recognized are based upon what it would cost to perform closure and post closure functions in current dollars. Actual costs may be different due to inflation, changes in technology, or changes in laws and regulations. Recognition of the liability for closure and post closure costs is based on the landfill capacity used to date. The landfill capacity of the Board's previously operated landfills, which include Cudjoe Key, Long Key, and Key Largo, are 100% used and have no remaining landfill life. Closure of these landfills was substantially completed during the year ended September 30, 1994. During the prior year, the County requested and FDEP agreed to early release of all long term care requirements for the Key Largo and Long Key landfills. The Board also has a landfill site at Cudjoe Key which has never been used and the County does not presently intend to use. Accordingly, no future closure cost is accruable except for post closure costs estimated to be incurred in the coming year for Cudjoe Key. At September 30, 2015, the estimated future cost for post closure maintenance was $173,965. The cumulative effect of updated and revised estimates of closure -related costs is recognized in the period of the change to the extent it relates to current and past operations. The Florida Department of Environmental Protection approved a post closure operating plan, which permits the Board to fund closure, and post closure costs as an operating expense using annual appropriations. Since the current portion of the post closure maintenance liability is expected to be insignificant and will be funded by the County's operations budget, the entire post closure maintenance liability is classified as long-term. The landfill is required by state and federal laws and regulations to make annual contributions to a cash escrow account to meet financial assurance requirements. During the year, additional funding of $23,800 and investment earnings of $162 were added to the escrow account. In accordance with laws and regulations, the landfill had cash and investments of $1,750,629 held for these purposes at September 30, 2015. In the event closure escrows and interest earnings prove inadequate due to inflation, changes in technology or additional post closure care requirements, these costs may need to be covered by charges to service users. D-45 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 17 - INTERFUND BALANCES The Board pools cash resources of its various funds to facilitate the management of cash. Cash applicable to a particular fund is readily identifiable. The balance in the pooled cash accounts is available to meet current operating requirements. Negative balances incurred in pooled cash at year-end are treated as interfund receivables of the receiving funds and interfund payables of the deficit funds as presented below: Receivable Fund Payable Fund General Fund Fine and Forfeiture Key West Airport Governmental Grants Fine and Forfeiture Nonmajor Governmental Card Sound Bridge Marathon Airport Municipal Svc District Waste Group Insurance Fleet Management Nonmajor Governmental Cudjoe Regional Waste Water Cudjoe Regional Waste Water General Fund Nonmajor Governmental k Amount 2,135,915 1,205,584 114,570 99 93 335 30 175 1,524,701 2,826,966 33,459 4,737 38,617 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 18 - INTERFUND TRANSFERS Interfund transfers at September 30, 2015 are as follows: Transfers to General Fund from: One Cent Infrastructure Surtax Fund $ 178,428 Card Sound Road Fund 149,693 Municipal Service District -Waste 263,190 Internal Service Funds 579,520 Marathon Airport 50,153 Key West Airport 331,280 Nonmajor Governmental Funds 3,416,115 Total 4,968,379 Transfers to Governmental Grants Fund from: General Fund 245,783 Fine & Forfeiture Fund 15,746 One Cent Infrastructure Surtax Fund 100,000 Nonmajor Governmental Funds 1,148,065 Total 1,509,594 Transfers to Cudjoe Regional Wastewater Project from: Nonmajor Governmental Funds 16,000,000 Transfers to Debt Service Fund from: One Cent Infrastructure Surtax Fund 4,828,981 Big Coppitt Wastewater Project Fund 681,938 Total 5,510,919 Transfers to Nonmajor Governmental Funds from: General Fund 2,000 Transfers to Marathon Airport Fund from: PFC & Oper Restrictions 209,379 Key West Airport Fund 1,050 210,429 Transfers to Key West Airport Fund from: PFC & Oper Restrictions 4,525,358 Total Interfund Transfers D-47 $ 32,726,679 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 18 - INTERFUND TRANSFERS — (continued) The One Cent Infrastructure Surtax Fund, a major fund, transferred $4,828,981 to the Debt Service Fund to repay long-term debt. Similarly, the Big Coppitt Wastewater Project Fund transferred $681,938 to the Debt Service Fund for repayment of debt for this project. The Cudj oe Regional Wastewater Project Fund received a transfer for $16 million from a line of credit draw in the Series 2014 Revenue Bonds Fund. These funds were dedicated to capital improvements of the Cudj oe Regional Wastewater Project. Transfers to the Government Grants Fund of $1,509,594 represent funds needed to meet match requirements of Monroe County's various grants. The General Fund transferred $2,000 to the Special Miscellaneous Revenue fund to support the Legal Scholarship Program. The Passenger Facilities Charges (PFC) Fund transferred PFC receipts to the Marathon Airport Fund in the amount of $209,379 and to the Key West International Airport in the amount of $4,525,358 to fund approved projects by the Federal Aviation Administration (FAA). Among the FAA -approved projects were the design and construction of a commercial apron, airport access road, airport drainage, engineered material arresting system (EMAS), and the purchase of a runway sweeper, rotating beacon and aircraft rescue and firefight equipment. In addition, $1,050 was transferred from the Key West International Airport Fund to the Marathon Airport Fund for the transfer of fixed assets. The remaining transfers are related to supporting the County's operations. MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 19 — GOVERNMENTAL FUND BALANCE CLASSIFICATIONS Fund Balances are presented in the following categories; nonspendable, restricted, committed, assigned and unassigned (see Note 1 for a description of these categories). A detailed schedule of governmental fund balances at September 30, 2015 is presented below: One Cent Governmental Infrastructure General Fine & Forfeiture Grants Surtax Fund Balances: Nonspendable: Inventory $ 3,870 $ - $ - $ - Total Nonspendable 3,870 - - - Restricted for: Law Enforcement - 14,342,587 - - Fire & Ambulance - - - - Public Safety - - - - Physical Environment - - - - Transportation - - - - Housing Programs - - - - Tourist Development - - - - Human Services - - - - Libraries - - - - Library Donations - - - - Cultural & Recreation - - - - Court Programs - - - - Comprehensive Planning - - - - Federal& State Grants - - 535,473 - Wastewater Projects - - - - Other Purposes - - - - Debt Service - - - - CapitalProjects - - - 26,968,838 Total Restricted - 14,342,587 535,473 26,968,838 Committed to: Disaster Recovery 10,000,000 - - - Physical Environment - - - - Wastewater Projects - - - - Beach Renourishment - - - - Total Committed 10,000,000 - - - Assigned to: Other Purposes 207,010 - - - Fire & Ambulance - - - - Subsequent Year's Expenditures 12,086,865 - - - TotalAssigned 12,293,875 - - - Unassigned: 13,706,442 - - - Total Fund Balances $ 36,004,187 $ 14,342,587 $ 535,473 $ 26,968,838 IMG MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 19 — GOVERNMENTAL FUND BALANCE CLASSIFICATIONS - (continued) Big Coppitt Cudjoe Regional Nonmajor Wastewater Wastewater Governmental Total Governmental Project Project All Debt Service Funds Funds $ $ $ $ $ 3,870 3,870 3,109,787 17,452,374 1,875,272 1,875,272 4,958,018 4,958,018 3,049,811 3,049,811 13,804,016 13,804,016 2,179,005 2,179,005 28,321,205 28,321,205 936,455 936,455 1,034,099 1,034,099 299,777 299,777 1,609,382 1,609,382 4,627,799 4,627,799 - 5,204,906 5,204,906 - - - 535,473 2,609,065 18,145,223 12,535,492 33,289,780 - - - 425,310 425,310 2,685,735 - 2,685,735 - - 1,330,104 28,298,942 2,609,065 18,145,223 2,685,735 85,300,438 150,587,359 - - - - 10,000,000 1,995,790 1,995,790 373,226 373,226 210,372 210,372 2,579,388 12,579,388 - 207,010 6,282,834 6,282,834 - 12,086,865 6,282,834 18,576,709 - - - (3,299) 13,703,143 $ 2,609,065 $ 18,1451223 $ 2,685,735 $ 94,159,361 $ 195,450,469 The 911 Enhancement Fee fund had a negative fund balance of $3,299 as of September 30, 2015. This balance will be corrected in fiscal year 2016. D-50 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 20 - RISK MANAGEMENT The Board is exposed to various risks of loss related to tort; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. During the fiscal years ended 1976, 1984 and 1988, the Board established the Worker's Compensation, Group Insurance, and Risk Management Funds, respectively, as internal service funds to account for and finance its uninsured risks of loss. Under these programs, the Worker's Compensation has self -insured coverage up to the first $500,000 per claim for regular employees. Workers' Compensation claims in excess of the self -insured coverage of $500,000 are covered by an excess insurance policy. The Group Insurance Fund provides self -insured excess claims. Risk Management has a $5,000,000 excess insurance policy for general liability claims with a $200,000 self -insured retention, and building property damage is covered for the actual value of the building with a deductible of $50,000. Deductibles for windstorm and flood vary by location. The Board purchases commercial insurance for claims in excess of coverage provided by the funds and for all other risks of loss. Settled claims have not exceeded this commercial coverage in any of the past three years. All funds of the Board participate in the programs and make payments to the Worker's Compensation, Group Insurance and Risk Management Funds based on management's estimates of the amounts needed to pay prior and current year claims. The claims liabilities reported are based on the requirements of Governmental Accounting Standards Board Statement No. 10, which requires that a liability for claims be reported if information prior to the issuance of the financial statements indicates that it is probable that a liability has been incurred at the date of the financial statements and the amount of the loss can be reasonably estimated. Changes in the claims liability amounts in fiscal years 2015 and 2014 were: Unpaid claims at Sept. 30, 2013 Incurred claims (including IBNRs) Claim payments Worker's Comp. $ 1,069,901 Group Insurance Risk Mgmt Total $ 965,564 $ 233,910 $ 2,269,375 1,792,409 12,610,989 112,924 14,516,322 (1,651,374) (12,532,788) (153,379) (14,337,541) Unpaid claims at Sept. 30, 2014 1,210,936 1,043,765 193,455 2,448,156 Incurred claims (including IBNRs) 2,832,938 14,498,018 246,244 17,577,200 Claim payments (3,125,920) (14,614,585) (250,354) (17,990,859) Unpaid claims at Sept. 30, 2015 $ 917,954 $ 927,198 $ 189,345 $ 2,034,497 D-51 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 21— LITIGATION AND CLAIMS The Board is a defendant in various lawsuits and is involved in other disputes wherein substantial amounts are claimed. The Board vigorously defends itself with respect to these matters. The Board's practice is to provide for these claims when a loss is probable and a loss becomes fixed or determinable in amount. As a result of regulations adopted to protect the environment and manage growth, the Board is involved in a handful of law suits. Most claims have been defeated to date, but two merit mention. In both of these cases, the County and State of Florida are co-defendants and any amounts awarded are expected to be apportioned between the parties. In one regulatory takings claim, the trial court found the County and the State of Florida to be liable. While the County expects to overturn the liability finding upon appeal, a valuation trial needs to occur first. It is expected that the jury will assign a value of approximately $250,000. Attorney fees and interest would be in addition to this estimate but the amounts for these cannot be reasonably estimated. The Board has not recorded any liability for this claim in its financial statements due to the expectation that this will be overturned upon appeal. In the second regulatory takings claim, the liability has been judicially determined against the County and State of Florida. A jury recently valued the property at $285,500. The Court will utilize that value to compute the ultimate award of damages including interest. The best estimate of the potential loss is approximately $600,000. Attorney fees and post judgment interest will be assessed in addition to this amount but cannot be determined or estimated at this time. The Board has not recorded any liability for this claim in its financial statements but the estimate of $600,000 is reflected in the government -wide financial statements of the County. In the opinion of the Board, it is reasonably possible that there are other open suits and claims that could result in judgments or settlements, which, in aggregate, would have a material adverse effect on the Board's financial condition. Based on the uncertainty at this stage of the proceedings, an estimate of the amount or a range of potential losses cannot be determined. NOTE 22 - COMMITMENTS AND CONTINGENCIES Grant Programs - The Board participates in a number of federal and state grant programs that are governed by various rules and regulations of the grantor agencies. Amounts received or receivable from grant agencies are subject to financial and compliance audits by the grantors or their representatives. Any disallowed claims, including amounts already collected, may constitute a liability of the applicable funds. The amount, if any, which may be disallowed by the grantor, cannot be determined at this time, although the Board expects such amounts, if any, to be immaterial. Impact Fee Refunds - Unexpended or unencumbered funds arising from the collection of impact fees may be refunded within one year following the end of the sixth year from the date on which the impact fee was paid or within three months of the non -commencement of construction. D-52 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS Notes To Financial Statements For the Year Ended September 30, 2015 NOTE 23 — RESTATEMENTS The restatements for the Business Type Activities and certain Enterprise Funds and Internal Service Funds resulted from the implementation of GASB Statement No. 68, Accounting and Financial Reporting for Pensions an amendment of GASB Statement No. 27, and GASB Statement No. 71, Pension Transition for Contributions Made Subsequent to the Measurement Date an amendment of GASB Statement No. 68, which required employers providing a defined benefit pension plan to report the net pension liabilities of the plans. These restatements resulted in a reduction of the beginning net position of the following funds: Municipal Service District Waste Fund $ 532,910 Card Sound Bridge Fund 333,863 Key West Airport Fund 1,655,198 Marathon Airport Fund 194,702 Internal Service Funds 777,298 NOTE 24 — SUBSEQUENT EVENTS Management has evaluated subsequent events through May 24, 2016, in connection with the preparation of these financial statements, which is the date the financial statements were available to be issued. D-53 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF THE BOARD PROPORTIONATE SHARE OF NET PENSION LIABILITY FLORIDA RETIREMENT SYSTEM LAST TEN FISCAL YEARS* Board's proportion of the net pension liability Board's proportionate share of the net pension liability Board's covered -employee payroll Board's proportionate share of the net pension liability as a percentage of its covered -employee payroll Plan fiduciary net position as a percentage of the total pension liability * The amounts presented for each fiscal year were determined as of 6/30. No data is available for the previous eight years. 2015 0.103158114% 13,324,254 29,097,726 45.79% 92.00% 2014 0.104891393% $ 6,399,917 $ 28,100,964 22.77% 96.09% E-1 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF THE BOARD'S CONTRIBUTIONS FLORIDA RETIREMENT SYSTEM LAST TEN FISCAL YEARS* Contractually required contribution Contributions in relation to the contractually required contribution Contribution deficiency (excess) Board's covered -employee payroll Contributions as a percentage of covered -employee payroll 2015 2014 $ 2,515,082 2,297,567 (2,515,082) (2,297,567) $ 29,097,726 $ 28,100,694 8.64% 8.18% * The amounts presented for each fiscal year were determined as of 6/30. No data is available for the previous eight years. E-2 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF THE BOARD PROPORTIONATE SHARE OF NET PENSION LIABILITY HEALTH INSURANCE SUBSIDY PROGRAM LAST TEN FISCAL YEARS* Board's proportion of the net pension liability Board's proportionate share of the net pension liability Board's covered -employee payroll Board's proportionate share of the net pension liability as a percentage of its covered -employee payroll Plan fiduciary net position as a percentage of the total pension liability 2015 0.093902398% $ 9,576,567 $ 29,097,726 32.91 % * The amounts presented for each fiscal year were determined as of 6/30. No data is available for the previous eight years. 0.50% 2014 0.093727524% $ 8,763,852 $ 28,100,964 31.19% 0.99% E-3 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF THE BOARD'S CONTRIBUTIONS HEALTH INSURANCE SUBSIDY PROGRAM LAST TEN FISCAL YEARS* Contractually required contribution Contributions in relation to the contractually required contribution Contribution deficiency (excess) Board's covered -employee payroll Contributions as a percentage of covered -employee payroll 2015 2014 $ 358,953 $ 321,079 (358,953) (321,079) $ 29,097,726 $ 28,100,964 * The amounts presented for each fiscal year were determined as of 6/30. No data is available for the previous eight years. 1.23% 1.14% E-4 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULES OF REQUIRED SUPPLEMENTARY INFORMATION SCHEDULES OF CHANGES IN THE COUNTY'S NET PENSION LIABILITY AND RELATED RATIOS LAST TEN FISCAL YEARS* (Dollar amounts in thousands) 2015 2014 Total pension liability Service cost $ 16,455 $ 18,434 Interest 8,054 12,219 Changes of benefit terms - - Differences between expected and actual experience 89,397 (9,696) Changes of assumptions - - Benefit payments, including refunds of employee contributions (30,855) (25,575) Net change in total pension liability 83,051 (4,618) Total pension liability -beginning 804,285 808,903 Total pension liability -ending (a) $ 887,336 $ 804,285 Plan fiduciary net position Contributions -employer $ 28,575 $ 36,788 Contributions -employee - - Net investment income 2,591 1,860 Benefit payments, including refunds of employee contributions (30,855) (25,575) Administrative expense - (4,755) Other - - Net change in plan fiduciary net position 311 8,318 Plan fiduciary net position -beginning 857,126 848,808 Plan fiduciary net position -ending (b) $ 857,437 $ 857,126 County's net pension liability -ending (a) - (b) $ 29,899 $ (52,841) Plan fiduciary net position as a percentage of the total pension liability 96.63% 106.57% Covered -employee payroll N/A N/A County's net position liability as a percentage of covered -employee payroll N/A N/A Notes to Schedule: *This schedule is presented to illustrate the requirement to show information for 10 years. However, until a full 10-year trend is compiled, governments should present information for those years for which information is available. E-5 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS REQUIRED SUPPLEMENTARY INFORMATION YEAR ENDED SEPTEMBER 30, 2015 SCHEDULE OF EMPLOYER CONTRIBUTIONS PENSION PLAN FOR VOLUNTEER FIREFIGHTERS AND EMERGENCY MEDICAL SERVICES Year Ending December 31, Actuarially determined contribution Contributions in relation to the actuarially determined contribution Contribution deficiency (excess) 2014 2013 2012 2011 $ 30,304 $ 28,575 $ 31,588 $ 22,945 28,575 28,575 31,588 22,945 $ 1,729 $ - $ - $ - Covered employee payroll $ - $ - $ - $ - Contributions as a percentage of covered employee N/A N/A N/A N/A payroll Notes to Schedule Valuation Date: Actuarially determined contribution rates are calculated as of December 31, which is one year prior to the end of the fiscal year in which contributions are reported. Methods and Assumptions used to determine contribution rates: Inflation - No increase as benefits are based on a flat amount per year of service Salary Increases - N/A Investment rate of return - 1.0% net of investment expenses, including inflation Retirement age - N/A Mortality - N/A E-6 2010 2009 2008 2007 2006 2005 $ 25,719 $ 23,714 $ 24,777 $ 28,477 $ 61,050 $ 58,904 25,719 23,714 24,777 28,477 61,050 58,904 N/A N/A N/A N/A N/A N/A E-7 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS ONE CENT INFRASTRUCTURE SURTAX CAPITAL PROJECT FUND SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Taxes Investment Income Miscellaneous Total Revenues EXPENDITURES: Current: Capital Outlay: General Government Public Safety Public Safety Capital Projects Total Public Safety Physical Environment Transportation: Const. Mgmt Culture and Recreation Total Capital Outlay Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Reserve for Contingencies Reserve for Cash Balance Transfers from Other Funds Transfers to Other Funds Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 17,500,000 $ 18,000,000 $ 20,161,451 $ 2,161,451 25,000 25,000 71,755 46,755 - 2,000,000 3,702,441 1,702,441 17,525,000 20,025,000 23,935,647 3,910,647 5,007,229 5,057,947 1,745,353 3,312,594 1,517,276 4,523,240 1,191,703 3,331,537 1,517,276 4,523,240 1,191,703 3,331,537 8,830,215 10,322,371 4,637,538 5,684,833 3,158,330 3,400,516 568,237 2,832,279 3,225,836 3,650,067 1,196,298 2,453,769 21,738,886 26,954,141 9,339,129 17,615,012 (4,213,886) (6,929,141) 14,596,518 21,525,659 (500,000) (391,542) - 391,542 (1,756,433) (1,756,433) - 1,756,433 - 1,996,566 - (1,996,566) (5,794,319) (6,008,917) (5,107,409) 901,508 (8,050,752) (6,160,326) (5,107,409) 1,052,917 (12,264,638) (13,089,467) 9,489,109 22,578,576 12,264,638 13,089,467 17,479,729 4,390,262 $ 26,968,838 $ 26,968,838 F-1 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS BIG COPPITT WASTEWATER CAPITAL PROJECTS FUND SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Taxes Licenses and Permits Investment Income Miscellaneous Income Total Revenues EXPENDITURES: Current: Capital Outlay: Physical Environment: Big Coppitt Refunds Big Coppitt Special Assessment Total Physical Environment Total Capital Outlay Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ - $ - $ 362 $ 362 550,000 550,000 253,419 (296,581) 10,000 10,000 105,781 95,781 - - 39,346 39,346 560,000 560,000 398,908 (161,092) 5,000 5,000 - 5,000 50,000 50,000 34,540 15,460 55,000 55,000 34,540 20,460 55,000 55,000 34,540 20,460 505,000 505,000 364,368 (140,632) Other Financing Sources/(Uses): Transfers from Constitutional Officers - - 995 995 Transfers to Other Funds (682,000) (682,000) (681,938) 62 Total Other Financing Sources/(Uses) (682,000) (682,000) (680,943) 1,057 Net Change in Fund Balances (177,000) (177,000) (316,575) (139,575) Fund Balances, October 1 177,000 177,000 2,925,640 2,748,640 Fund Balances, September 30 $ - $ - $ 2,609,065 $ 2,609,065 F-2 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS CUDJOE REGIONAL WASTEWATER CAPITAL PROJECTS FUND SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Taxes Licenses and Permits Intergovernmental Investment Income Miscellaneous Total Revenues EXPENDITURES: Current: Transportation: Cudjoe Regional X-Paving Total Transportation Capital Outlay: Physical Environment: Physical Environment Projects Cudjoe Regional Wastewater Project County Funding Grant Funding Loan Funding Special Assessment Refunds Special Assessments Total Physical Environment Total Capital Outlay Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Original Final Budget Budget Actual Variance with Final Budget Positive (Negative) $ - $ - $ 330 $ 330 2,275,400 2,275,400 - (2,275,400) - - 15,566,220 15,566,220 642,903 642,903 - - 72,166 72,166 2,275,400 21275,400 16,281,619 14,006,219 3,000,000 3,000,000 - 3,000,000 3,000,000 31000,000 - 3,000,000 - - (29,542) 29,542 - 125,082 - 125,082 78,481,180 95,481,180 54,378,441 41,102,739 25,000 25,000 - 25,000 2,247,522 2,247,522 125,515 2,122,007 80,753,702 97,878,784 54,474,414 43,404,370 83,753,702 100,878,784 54,474,414 46,404,370 (81,478,302) (98,603,384) (38,192,795) 60,410,589 Debt Proceeds 78,481,180 78,481,180 32,523,263 (45,957,917) Transfers from Other Funds 3,000,000 20,125,082 16,000,000 (4,125,082) Transfers to/from Consititutional Officers - - 2,487 2,487 Total Other Financing Sources/(Uses) 81,481,180 98,606,262 48,525,750 (50,080,512) Net Change in Fund Balances 2,878 2,878 10,332,955 10,330,077 Fund Balances, October 1 (2,878) (2,878) 7,812,268 7,815,146 Fund Balances, September30 $ - $ - $ 18,145,223 $ 18,145,223 F-3 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS ALL DEBT SERVICE FUNDS SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2015 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Investment Income $ 5,100 $ 5,100 $ 6,579 $ 1,479 Total Revenues 5,100 5,100 6,579 1,479 EXPENDITURES: Current: Debt Service: 2003 Revenue Bonds: Principal - 8,310,000 7,060,000 1,250,000 Interest 1,250,000 37,181 37,181 - Total 2003 Revenue Bonds 1,250,000 8,347,181 7,097,181 1,250,000 2007 Revenue Bonds Principal 3,080,000 3,080,000 3,080,000 - Interest 526,200 526,200 293,900 232,300 Other Debt Service Costs 255 300 300 - Total 2007 Revenue Bonds 3,606,455 3,606,500 3,374,200 232,300 Clean Water SRF Loan Principal 452,353 452,353 452,352 1 Interest 229,647 229,647 229,586 61 Total Clean Water SRF Loan 682,000 682,000 681,938 62 2014 Revenue Bonds Principal - 500,000 500,000 - Interest - 704,781 334,438 370,343 Other Debt Service Costs - 94,970 93,119 1,851 Total 2007 Revenue Bonds - 1,299,751 927,557 372,194 PNC Line of Credit Other Debt Service Costs - 31,158 31,151 7 Interest - 51,000 43,117 7,883 Total Clean Water SRF Loan - 82,158 74,268 7,890 Total Expenditures 5,538,455 14,017,590 12,155,144 1,862,446 Excess/Deficiency of Revenues Over/(Under) Expenditures (5,533,355) (14,012,490) (12,148,565) 1,863,925 (Continued) F-4 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS ALL DEBT SERVICE FUNDS SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2015 Other Financing Sources/(Uses): Reserve for Contingencies Reserve for Cash Balance Transfers from Other Funds Debt Proceeds Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) (725,000) (354,612) - 354,612 (1,123,602) (1,123,602) - 1,123,602 5,538,455 6,453,893 5,510,919 (942,974) - 7,193,309 7,120,000 (73,309) 3,689,853 12,168,988 12,630,919 461,931 (1,843,502) (1,843,502) 1,843,502 1,843,502 482,354 2,325,856 2,203,381 359,879 $ 2,685,735 $ 2,685,735 F-5 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30, 2015 SPECIAL Tourist Tourist Affordable Development Development Tourist Housing All Districts Admin & Promo Development Programs Two Cent Two Cent District #One ASSETS Cash and Cash Equivalents $ 131,115 $ 1,705,093 $ 2,543,641 $ 2,438,735 Investments 257,125 3,757,102 5,329,568 5,167,232 Accounts Receivable, Net - - - - Assessments Receivable - - - - Due from Other Funds - - - - Due from Other Governmental Units - - - - Due from Constitutional Officers - 753,563 1,543,545 1,273,586 Mortgages/Notes Receivable - - - - Allowance for Mortgages/Notes Receivable - - - - Advances to Other Governments - - - - Interest Receivable 497 6,076 10,221 6,940 Total Assets $ 388,737 $ 6,221,834 $ 9,426,975 $ 8,886,493 LIABILITIES AND FUND BALANCES Liabilities: Accounts Payable $ - $ 361,885 $ 377,101 $ 520,310 Retainage Payable - - - 4,000 Accrued Wages and Benefits Payable - 1,730 553 6,365 Due to Other Funds - - 1,041 - Due to Other Governmental Units - - - 83,297 Due to Constitutional Officers - - - - Deposits in Escrow - - - - Total Liabilities - 363,615 378,695 613,972 Deferred Inflows of Resources: Advances from Other Governments - - - - Unavailable Revenues - - - - Total Deferred Inflows of Resources - - - - Fund Balances: Nonspendable - - - - Restricted 388,737 5,858,219 9,048,280 8,062,149 Committed - - - 210,372 Assigned - - - - Unassigned - - - - Total Fund Balances 388,737 5,858,219 9,048,280 8,272,521 Total Liabilities, Deferred Inflows of Resources and Fund Balances $ 388,737 $ 6,221,834 $ 9,426,975 $ 8,886,493 G-1 REVENUE FUNDS Tourist Tourist Tourist Tourist Impact Fees, Development Development Development Development Impact Fees, Parks and District #Two District #Three District #Four District #Five Roadways Recreation $ 207,312 $ 514,172 $ 268,228 $ 391,020 $ 377,460 $ 191,115 531,360 1,158, 576 775,915 921,370 1,898,729 374,783 130,447 373,062 259,924 260,092 - - 656 1,439 1,437 1,169 4,789 647 $ 869,775 $ 2,047,249 $ 1,305,504 $ 1,573,651 $ 2,280,978 $ 566,545 $ 16,885 $ 55,959 $ 110,943 $ 56,548 $ 116,468 $ - - - - - 330,253 - 3,109 139 139 4,801 - - - - 9,500 - 468,666 - - 174,488 11,111 - - - 19,994 230,586 131,693 61,349 915,387 - 849,781 1,816,663 1,173, 811 1,512,302 1,365,591 566,545 849,781 1,816,663 1,173, 811 1,512,302 1,365,591 566,545 $ 869,775 $ 2,047,249 $ 1,305,504 $ 1,573,651 $ 2,280,978 $ 566,545 (Continued) G-2 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS COMBINING BALANCE SHEET- CONTINUED NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30, 2015 SPECIAL Impact Fees, Impact Fees, Impact Fees, Impact Fees, Libraries Solid Waste Police Facilities Fire & EMS ASSETS Cash and Cash Equivalents $ 346,225 $ 27,336 $ 24,708 $ 23,210 Investments 678,962 53,345 47,904 45,203 Accounts Receivable, Net - - - - Assessments Receivable - - - - Due from Other Funds - - - - Due from Other Governmental Units 7,665 - - - Due from Constitutional Officers - - - - Mortgages/Notes Receivable - - - - Allowance for Mortgages/Notes Receivable - - - - Advances to Other Governments - - - - Interest Receivable 1,247 88 54 66 Total Assets $ 1,034,099 $ 80,769 $ 72,666 $ 68,479 LIABILITIES AND FUND BALANCES Liabilities: Accounts Payable $ - $ - $ - $ - Retainage Payable - - - - Accrued Wages and Benefits Payable - - - - Due to Other Funds - - - - Due to Other Governmental Units - - - - Due to Constitutional Officers - - - - Deposits in Escrow - - - - Total Liabilities - - - - Deferred Inflows of Resources: Advances from Other Governments - - - - Unavailable Revenues - - - - Deferred Inflows of Resources - - - - Fund Balances: Nonspendable - - - - Restricted 1,034,099 80,769 72,666 68,479 Committed - - - - Assigned - - - - Unassigned - - - - Total Fund Balances 1,034,099 80,769 72,666 68,479 Total Liabilities, Deferred Inflows of Resources and Fund Balances $ 1,034,099 $ 80,769 $ 72,666 $ 68,479 G-3 REVENUE FUNDS Fire & Amb Upper Keys Unincorp. Unincorp. Impact Fees, District#1, Health Care Area Service Area Service Fair Share Lower and Special District, Dist., Planning Municipal Housing Middle Keys Taxing District Parks & Rec. Bldg. & Zoning Policing $ 196,030 $ 1,795,466 $ 255,250 $ 246,738 $ 2,486,007 $ 569,298 374,679 5,236,100 537,797 866,154 7,071,304 1,440,287 - 59,282 - 1,850 1,080 - - 3,794 - 24,488 4,737 9,335 - 8,508 - - 474,172 - - 216,769 - 24,201 10,321 351,633 655 8,497 1,242 1,355 9,641 2,220 $ 571,364 $ 7,328,416 $ 794,289 $ 1,164, 786 $ 10, 057, 262 $ 2,372,773 $ - $ 107,825 $ 157 $ 66,871 $ 91,080 $ - - 469,585 706 38,457 271,702 - - 465,925 - 40 24,558 3,775 - 2,247 - 10,810 9,623 - - - - 5,772 64,040 - - 1,045,582 863 121,950 461,003 3,775 571,364 - 793,426 1,042,836 9,596,259 2,368,998 - 6,282,834 - - - - 571,364 6,282,834 793,426 1,042,836 9,596,259 2,368,998 $ 571,364 $ 7,328,416 $ 794,289 $ 1,164, 786 $ 10, 057, 262 $ 2,372,773 (Continued) G-4 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS COMBINING BALANCE SHEET- CONTINUED NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30, 2015 SPECIAL 911 Duck Key Local Enhancement Security Housing Boating Fees District Assistance Improvement ASSETS Cash and Cash Equivalents $ - $ 159,782 $ 474,841 $ 797,212 Investments - 253,493 813,575 1,584,252 Accounts Receivable, Net - - - - Assessments Receivable - - - - Due from Other Funds - 1,000 - - Due from Other Governmental Units 36,782 - - - Due from Constitutional Officers - 497 - 48,495 Mortgages/Notes Receivable - - 8,482,749 - Allowance for Mortgages/Notes Receivable - - (8,482,749) - Advances to Other Governments - - - - Interest Receivable - 510 1,780 3,200 Total Assets $ 36,782 $ 415,282 $ 1,290,196 $ 2,433,159 LIABILITIES AND FUND BALANCES Liabilities: Accounts Payable $ - $ 9,876 $ 64,811 $ 97,849 Retainage Payable - - - - Accrued Wages and Benefits Payable - - - 2,904 Due to Other Funds 3,296 - - - Due to Other Governmental Units - - 6,481 - Due to Constitutional Officers 36,785 - - - Deposits in Escrow - - - - Total Liabilities 40,081 9,876 71,292 100,753 Deferred Inflows of Resources: Advances from Other Governments - - - - Unavailable Revenues - - - - Deferred Inflows of Resources - - - - Fund Balances: Nonspendable - - - - Restricted - 405,406 1,218,904 2,332,406 Committed - - - - Assigned - - - - Unassigned (3,299) - - - Total Fund Balances (3,299) 405,406 1,218,904 2,332,406 Total Liabilities, Deferred Inflows of Resources and Fund Balances $ 36,782 $ 415,282 $ 1,290,196 $ 2,433,159 G-5 REVENUE FUNDS Miscellaneous Law Court Drug Marathon Special Environmental Enforcement Facility Abuse Municipal Revenue Restoration Trust Fees Trust Service $ 735,240 $ 648,884 $ 275,885 $ 903,127 $ 46,131 $ 1,869 1,936,817 1,355,250 363,404 1,989,913 101,025 (29) 50,280 - 28,104 42,526 2,303 13 3,195 2,268 731 3,107 190 4 $ 2,725,532 $ 2,006,402 $ 668,124 $ 2,938,673 $ 149,649 $ 1,857 $ 19,567 $ 6,440 $ - $ 821 $ 6,124 $ - - 4,172 - 3,855 - - - - - 4,706 497 13 11 - - - - 245,431 - - - - - 265,009 10,612 - 9,382 6,621 13 30,271 - - - - - 30,271 - - - - - 2,430,252 - 668,124 2,929,291 143,028 1,844 - 1,995,790 - - - 2,430,252 1,995,790 668,124 2,929,291 143,028 1,844 $ 2,725,532 $ 2,006,402 $ 668,124 $ 2,938,673 $ 149,649 $ 1,857 (Continued) G-6 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS COMBINING BALANCE SHEET- CONTINUED NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30, 2015 SPECIAL Bay Point Big Coppitt Key Largo Wastewater Wastewater Wastewater Stock Island MSTU MSTU MSTU Wastewater ASSETS Cash and Cash Equivalents $ 14,692 $ 628 $ 25,689 $ 205,147 Investments 32,174 790 (13,125) 449,294 Accounts Receivable, Net - - - - Assessments Receivable - - - 284,171 Due from Other Funds - - - - Due from Other Governmental Units - - - - Due from Constitutional Officers - 4 17 497 Mortgages/Notes Receivable - - - - Allowance for Mortgages/Notes Receivable - - - - Advances to Other Governments - - - - Interest Receivable 66 3 10 813 Total Assets $ 46,932 $ 1,425 $ 12,591 $ 939,922 LIABILITIES AND FUND BALANCES Liabilities: Accounts Payable $ - $ - $ - $ 1,228 Retainage Payable - - - - Accrued Wages and Benefits Payable 70 - - 1,420 Due to Other Funds 137 - 6,011 2,665 Due to Other Governmental Units - - - - Due to Constitutional Officers - - - - Deposits in Escrow - - - - Total Liabilities 207 - 6,011 5,313 Deferred Inflows of Resources: Advances from Other Governments - - - - Unavailable Revenues - - - 282,433 Deferred Inflows of Resources - - - 282,433 Fund Balances: Nonspendable - - - - Restricted - - - 652,176 Committed 46,725 1,425 6,580 - Assigned - - - - Unassigned - - - - Total Fund Balances 46,725 1,425 6,580 652,176 Total Liabilities, Deferred Inflows of Resources and Fund Balances $ 46,932 $ 1,425 $ 12,591 $ 939,922 G-7 REVENUE FUNDS Cudjoe- Long Key, Sugarloaf Conch Key Layton Duck Key Building Road & MSTU MSTU MSTU MSTU Fund Bridge $ 401 $ 158 $ 86,778 $ 21,374 $ 945,596 $ 3,888,216 747 309 170,131 41,915 1,969,005 8,432,159 - - - - - 360,400 5 2 24 85 2,913 13,728 $ 1,153 $ 469 $ 256,933 $ 63,374 $ 2,917,514 $ 12, 694, 503 $ 1,143 $ - $ 1,138 $ 1,088 $ 158,811 $ 57,836 - - - - - 46,418 - - - - 140,185 96,881 5 - 59 - - - - - - - 14,221 54,943 - - - - 8,110 - 1,148 - 1,197 1,088 321,327 256,078 - - - - 2,596,187 12,438,425 5 469 255,736 62,286 - - 5 469 255,736 62,286 2,596,187 12,438,425 $ 1,153 $ 469 $ 256,933 $ 63,374 $ 2,917,514 $ 12, 694, 503 (Continued) G-8 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS COMBINING BALANCE SHEET- CONTINUED NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30, 2015 CAPITAL Total Nonmajor Clerk's Infrastructure Special Rev Revenue Revenue Bonds Funds Note Series 2007 ASSETS Cash and Cash Equivalents $ 23,969,809 $ 34,537 $ 1,416,136 Investments 56, 004, 594 67,728 - Accounts Receivable, Net 62,212 - - Assessments Receivable 284,171 - - Due from Other Funds 43,354 - - Due from Other Governmental Units 887,527 - - Due from Constitutional Officers 5,369,879 - - Mortgages/Notes Receivable 8,482,749 - - Allowance for Mortgages/Notes Receivable (8,482,749) - - Advances to Other Governments - - - Interest Receivable 91,570 131 - Total Assets $ 86,713,116 $ 102,396 $ 1,416,136 LIABILITIES AND FUND BALANCES Liabilities: Accounts Payable $ 2,308,764 $ - $ 15,400 Retainage Payable 380,671 - - Accrued Wages and Benefits Payable 1,046,773 - - Due to Other Funds 990,894 - 173,028 Due to Other Governmental Units 367,232 - - Due to Constitutional Officers 282,216 - - Deposits in Escrow 77,922 - - Total Liabilities 5,454,472 - 188,428 Deferred Inflows of Resources: Advances from Other Governments 30,271 Unavailable Revenues 282,433 - - Deferred Inflows of Resources 312,704 - - Fund Balances: Nonspendable - - - Restricted 72, 087, 017 102,396 1,227, 708 Committed 2,579,388 - - Assigned 6,282,834 - - Unassigned (3,299) - - Total Fund Balances 80,945,940 102,396 1,227,708 Total Liabilities, Deferred Inflows of Resources and Fund Balances $ 86,713,116 $ 102,396 $ 1,416,136 G-9 PROJECT FUNDS Total Duck Key Infrastructure Nonmajor Wastewater Revenue Bonds Governmental Project Series 2014 Funds $ 813,190 $ 9,773,022 $ 36, 006, 694 1,595,204 - 57,667, 526 - - 62,212 645,199 - 929,370 33,459 - 76,813 - - 887,527 - - 5,369,879 - - 8,482,749 - - (8,482,749) 150,659 - 150,659 3,027 - 94,728 $ 3,240,738 $ 9,773,022 $ 101,245,408 $ - $ 60,021 $ 2,384,185 - 27,971 408,642 651 1,074 1,048,498 1,000 398,396 1,563,318 - - 367,232 - - 282,216 - - 77,922 1,651 487,462 6,132, 013 - - 30,271 641,330 - 923,763 641,330 - 954,034 2,597,757 9,285,560 85, 300, 438 - - 2,579,388 - - 6,282,834 - - (3,299) 2,597,757 9,285,560 94,159, 361 $ 3,240,738 $ 9,773,022 $ 101,245,408 G-10 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2015 Revenues: Taxes Licenses and Permits Intergovernmental Charges for Services Fines and Forfeitures Investment Income Miscellaneous Total Revenues Expenditures: Current: General Government Public Safety Physical Environment Transportation Economic Environment Human Services Culture and Recreation Court Related Capital Projects Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Transfers from Other Funds Transfers to Other Funds Issuance of Debt Transfers from Constitutional Officers Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances -October 1 Fund Balances -September 30 SPECIAL Tourist Tourist Affordable Development Development Tourist Housing All Districts Admin & Promo Development Programs Two Cent Two Cent District #One $ - $ 5,594,876 $ 11,593,683 $ 9,586,816 1,041 13,469 19,186 20,340 - 93 - - 1,041 5,608,438 11,612,869 9,607,156 - 4,800,090 10,770,465 7,838,732 - 4,800,090 10,770,465 7,838,732 1,041 808,348 842,404 1,768,424 - (58,182) (39,610) (59,799) - 98,217 185,539 158,587 - 40,035 145,929 98,788 1,041 848,383 988,333 1,867,212 387,696 5,009,836 8,059,947 6,405,309 $ 388,737 $ 5,858,219 $ 9,048,280 $ 8,272,521 G-11 Tourist Development District #Two Tourist Development District #Three Tourist Development District #Four Tourist Development District #Five Impact Fees, Roadways Impact Fees, Parks and Recreation $ 1,032,305 $ 2,617,059 $ 1,848,830 $ 2,103,550 $ - $ - - - - - 130,213 61,625 1,985 41515 31484 31402 81651 11456 1,034,290 2,621,574 1,852,314 2,106,952 138,864 63,081 - - - - 938,534 - 795,928 2,082,205 1,966,288 1,667,120 - - 795,928 2,082,205 1,966,288 1,667,120 938,534 - 238,362 539,369 (113,974) 439,832 (799,670) 63,081 (23,290) (16,356) (12,023) (37,424) (1,053,021) - 17,009 42,955 30,389 34,818 - - (6,281) 26,599 18,366 (2,606) (1,053,021) - 232,081 565,968 (95,608) 437,226 (1,852,691) 63,081 617,700 1,250,695 1,269,419 1,075,076 3,218,282 503,464 $ 849,781 $ 1,816,663 $ 1,173,811 $ 1,512,302 $ 1,365,591 $ 566,545 (Continued) G-12 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2015 SPECIAL Impact Fees, Impact Fees, Impact Fees, Impact Fees, Libraries Solid Waste Police Facilities Fire & EMS Revenues: Taxes $ - $ - $ - $ - Licenses and Permits 57,766 12,405 29,222 19,022 Intergovernmental - - - - Charges for Services - - - - Fines and Forfeitures - - - - Investment Income 2,698 205 165 165 Miscellaneous - - - - Total Revenues 60,464 12,610 29,387 19,187 Expenditures: Current: General Government - - - - Public Safety - - - - Physical Environment - - - - Transportation - - - - Economic Environment - - - - Human Services - - - - Culture and Recreation - - - - Court Related - - - - Capital Projects - - - - Total Expenditures - - - - Excess/Deficiency of Revenues Over/(Under) Expenditures 60,464 12,610 29,387 19,187 Other Financing Sources/(Uses): Transfers from Other Funds - - - - Transfers to Other Funds - - - - Issuance of Debt - - - - Transfers from Constitutional Officers - - - - Total Other Financing Sources/(Uses) - - - - Net Change in Fund Balances 60,464 12,610 29,387 19,187 Fund Balances -October 1 973,635 68,159 43,279 49,292 Fund Balances -September 30 $ 1,034,099 $ 80,769 $ 72,666 $ 68,479 G-13 REVENUE FUNDS Fire & Amb Upper Keys Unincorp. Unincorp. Impact Fees, District #1, Health Care Area Service Area Service Fair Share Lower and Special District, Dist., Planning Municipal Housing Middle Keys Taxing District Parks & Rec. Bldg. & Zoning Policing $ - $ 10,120,870 $ - $ 1,607,215 $ 657,975 $ 4,220,423 58,366 - - - - - - 134,201 - 5,460 6,013,267 - - 604,978 - 37,420 2,230,812 3,406,038 - - - - 576,091 - 1,474 29,587 2,348 4,711 26,942 7,809 - 110,617 - 57,045 1,106 - 59,840 11,000,253 2,348 1,711,851 9,506,193 7,634,270 - 517,931 - - 2,661,526 203,321 - 9,658,866 - - 2,638,775 7,435,326 - - - - 712,866 - - - 144,834 - - - - - - 1,515,940 - - - 10,176,797 144,834 1,515,940 6,013,167 7,638,647 59,840 823,456 (142,486) 195,911 3,493,026 (4,377) - (908,519) (18,641) (162,768) (1,578,892) (11,514) - 215,242 - 23,434 10,221 345,929 - (693,277) (18,641) (139,334) (1,568,671) 334,415 59,840 130,179 (161,127) 56,577 1,924,355 330,038 511,524 6,152,655 954,553 986,259 7,671,904 2,038,960 $ 571,364 $ 6,282,834 $ 793,426 $ 1,042,836 $ 9,596,259 $ 2,368,998 (Continued) G-14 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2015 Revenues: Taxes Licenses and Permits Intergovernmental Charges for Services Fines and Forfeitures Investment Income Miscellaneous Total Revenues Expenditures: Current: General Government Public Safety Physical Environment Transportation Economic Environment Human Services Culture and Recreation Court Related Capital Projects Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Transfers from Other Funds Transfers to Other Funds Issuance of Debt Transfers from Constitutional Officers Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances -October 1 Fund Balances -September 30 SPECIAL 911 Duck Key Local Enhancement Security Housing Boating Fees District Assistance Improvement - 75,723 - - - - 15,645 - 454,751 - - 744,548 343 1,171 5,745 6,482 - - 260,113 23,028 455,094 76,894 281,503 774,058 458,393 64,891 - - - - - 831,024 - - 449,694 - 458,393 64,891 449,694 831,024 (3,299) 12,003 (168,191) (56,966) (39,493) - 497 - - - 497 - (39,493) (3,299) 12,500 (168,191) (96,459) - 392,906 1,387,095 2,428,865 $ (3,299) $ 405,406 $ 1,218,904 $ 2,332,406 G-15 REVENUE FUNDS Miscellaneous Law Court Drug Marathon Special Environmental Enforcement Facility Abuse Municipal Revenue Restoration Trust Fees Trust Service $ - $ - $ - $ - $ - $ 899 140,871 - - - - - 419,037 - - 567,462 39,859 - 268,800 435,006 - - - - 7,465 5,110 1,858 7,460 397 7 12,150 - - - - - 848,323 440,116 1,858 574,922 40,256 906 4,000 - - - - - 406,355 - 39,492 - - - - 179,600 - - - 1,592 252,814 - - - 55,685 - 64,238 - - - - - 201,626 - - 146,753 - - 929,033 179,600 39,492 146,753 55,685 1,592 80,710) 260,516 (37,634) 428,169 (15,429) (686) 2,000 - - - - - - (24,601) - - - - - - 28,096 - - 13 2,000 (24,601) 28,096 - - 13 (78,710) 235,915 (9,538) 428,169 (15,429) (673) 2,508,962 1,759,875 677,662 2,501,122 158,457 2,517 $ 2,430,252 $ 1,995,790 $ 668,124 $ 2,929,291 $ 143,028 $ 1,844 (Continued) G-16 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2015 Revenues: Taxes Licenses and Permits Intergovernmental Charges for Services Fines and Forfeitures Investment Income Miscellaneous Total Revenues Expenditures: Current: General Government Public Safety Physical Environment Transportation Economic Environment Human Services Culture and Recreation Court Related Capital Projects Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Transfers from Other Funds Transfers to Other Funds Issuance of Debt Transfers from Constitutional Officers Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances -October 1 Fund Balances -September 30 SPECIAL Bay Point Big Coppitt Key Largo Wastewater Wastewater Wastewater Stock Island MSTU MSTU MSTU Wastewater $ - $ 247 $ 508 $ - - - - 12,185 126 4 26 13,484 - - - 3,569 126 251 534 29,238 - - - 1,000 3,730 581 1,472 25,303 3,730 581 1,472 26,303 1604) (330) (938) 2,935 - 4 17 497 - 4 17 497 (3,604) (326) (921) 3,432 50,329 1,751 7,501 648,744 $ 46,725 $ 1,425 $ 6,580 $ 652,176 G-17 REVENUE FUNDS Cudjoe- Long Key, Sugarloaf Conch Key Layton Duck Key Building Road & MSTU MSTU MSTU MSTU Fund Bridge $ - $ - $ - $ - $ - $ 2,412,988 - - 247,500 - 3,801,834 - - - - - - 3,298,701 - - - - 87,360 49,474 8 1 266 173 7,236 32,436 - - - - 43,573 29,450 8 1 247,766 173 3,940,003 5,823,049 - 4,175 - - - - 10,069 - - - 3,921 - 3,362,214 - - - - 4,154,916 4,175 - 10,069 3,921 3,362,214 4,154,916 (4,167) 1 237,697 (3,748) 577,789 1,668,133 - - - - - (520,047) - - - - - (520,047) (4,167) 4,172 1 237,697 468 18,039 (3,748) 66,034 577,789 2,018,398 1,148,086 11,290,339 $ 5 $ 469 $ 255,736 $ 62,286 $ 2,596,187 $ 12,438,425 (Continued) G-18 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2015 CAPITAL Total Nonmajor Clerk's Infrastructure Special Rev Revenue Revenue Bonds Funds Note Series 2007 Revenues: Taxes $ 53,398,244 $ - $ - Licenses and Permits 4,646,732 - - Intergovernmental 9,467,274 - - Charges for Services 8,641,739 - - Fines and Forfeitures 1,279,897 - - Investment Income 243,431 274 156 Miscellaneous 540,744 - - Total Revenues 78,218,061 274 156 Expenditures: Current: General Government 3,387,778 - - Public Safety 24,064,312 - - Physical Environment 1,774,333 - - Transportation 5,093,450 - - Economic Environment 30,370,522 - - Human Services 453,333 - - Culture and Recreation 1,580,178 - - Court Related 348,379 - - Capital Projects - - 93,882 Total Expenditures 67,072,285 - 93,882 Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Transfers from Other Funds Transfers to Other Funds Issuance of Debt Transfers from Constitutional Officers Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances -October 1 11,145,776 274 (93,726) 2,000 - - (4,564,180) - - 1,191,464 - - (3,370,716) - - 7,775,060 274 (93,726) 73,170,880 102,122 1,321,434 Fund Balances -September 30 $ 80,945,940 $ 102,396 $ 1,227,708 G-19 PROJECT FUNDS Duck Key Wastewater Project Infrastructure Revenue Bonds Series 2014 Total Nonmajor Governmental Funds $ 23 $ - $ 53,398,267 81,720 - 4,728,452 - - 9,467,274 - - 8,641,739 - - 1,279,897 12,443 7,799 264,103 2,352 - 543,096 96,538 7,799 78,322,828 - - 3,387,778 - 10,043 24,074,355 - - 1,774,333 - - 5,093,450 - - 30,370,522 - - 453,333 - - 1,580,178 - - 348,379 11,686 477,196 582,764 11,686 487,239 67,665,092 84,852 (479,440) 10,657,736 - - 2,000 - (16,000,000) (20,564,180) - 25,765,000 25,765,000 - - 1,191,464 - 9,765,000 6,394,284 84,852 2,512,905 9,285,560 17,052,020 77,107,341 $ 2,597,757 $ 9,285,560 $ 94,159,361 G-20 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL AFFORDABLE HOUSING PROGRAMS SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Investment Income Total Revenues EXPENDITURES: Current: Economic Environment: Affordable Housing Initiatives Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 750 $ 750 $ 1,041 $ 291 750 750 1,041 291 290,000 290,000 290,000 290,000 (289,250) (289,250) 290,000 290,000 1,041 290,291 Reserve for Contingencies (5,000) (5,000) - 5,000 Reserve for Cash Balance (10,029) (10,029) - 10,029 Total Other Financing Sources/(Uses) (15,029) (15,029) - 15,029 Net Change in Fund Balances (304,279) (304,279) 1,041 305,320 Fund Balances, October 1 304,279 304,279 387,696 83,417 Fund Balances, September 30 $ - $ - $ 388,737 $ 388,737 G-21 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL TOURIST DEVELOPMENT, ALL DISTRICTS, TWO CENT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Taxes Investment Income Miscellaneous Total Revenues EXPENDITURES: Current: Economic Environment: Cultural Umbrella Fishing Umbrella Dive Umbrella Operations - Events Catastrophic Emergency Special Projects Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 4,521,915 $ 4,521,915 $ 5,594,876 $ 1,072,961 - - 13,469 13,469 - - 93 93 4,521,915 4,521,915 5,608,438 1,086,523 1,154,680 1,154,680 903,616 251,064 862,250 862,250 728,184 134,066 700,000 700,000 672,826 27,174 3,030,387 3,030,387 2,012,989 1,017,398 1,527,833 1,527,833 - 1,527,833 869,232 869,232 482,475 386,757 8,144,382 8,144,382 4,800,090 3,344,292 (3,622,467) (3,622,467) 808,348 4,430,815 Other Financing Sources/(Uses): Transfers to Other Funds (65,436) (65,436) (58,182) 7,254 Transfers from Constitutional Officers - - 98,217 98,217 Total Other Financing Sources/(Uses) (65,436) (65,436) 40,035 105,471 Net Change in Fund Balances (3,687,903) (3,687,903) 848,383 4,536,286 Fund Balances, October 1 3,687,903 3,687,903 5,009,836 1,321,933 Fund Balances, September 30 $ - $ - $ 5,858,219 $ 5,858,219 G-22 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL TOURIST DEVELOPMENT, ADMINISTRATION AND PROMOTIONAL, TWO CENT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Taxes Investment Income Total Revenues EXPENDITURES: Current: Economic Environment: Advertising and Promotion Administrative Services Catastrophic Emergency Special Projects Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 9,370,298 $ 9,370,298 $ 11,593,683 $ 2,223,385 - - 19,186 19,186 9,370,298 9,370,298 11,612,869 2,242,571 9,602,683 9,602,684 8,794,845 807,839 1,183,241 1,183,240 842,782 340,458 2,172,167 2,172,167 - 2,172,167 1,151,963 1,151,963 1,132,838 19,125 14,110,054 14,110,054 10,770,465 3,339,589 (4,739,756) (4,739,756) 842,404 5,582,160 Other Financing Sources/(Uses): Transfers to Other Funds (131,818) (131,818) (39,610) 92,208 Transfers from Constitutional Officers - - 185,539 185,539 Total Other Financing Sources/(Uses) (131,818) (131,818) 145,929 277,747 Net Change in Fund Balances (4,871,574) (4,871,574) 988,333 5,859,907 Fund Balances, October 1 4,871,574 4,871,574 8,059,947 3,188,373 Fund Balances, September 30 $ - $ - $ 9,048,280 $ 9,048,280 G-23 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL TOURIST DEVELOPMENT, DISTRICT #ONE SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Taxes Investment Income Total Revenues EXPENDITURES: Current: Economic Environment: Advertising and Promotion Administrative Services Special Events Bricks and Mortar Information Services Beaches Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 8,204,689 $ 8,204,689 $ 9,586,816 $ 1,382,127 - - 20,340 20,340 8,204,689 8,204,689 9,607,156 1,402,467 5,131,142 5,131,142 290,380 290,380 916,854 916,854 6,050,446 6,050,446 383,761 383,761 121,047 121,047 4,986,949 144,193 52,806 237,574 631,459 285,395 1,783,757 4,266,689 383,761 - - 121,047 12,893,630 12,893,630 7,838,732 5,054,898 (4,688,941) (4,688,941) 1,768,424 6,457,365 Other Financing Sources/(Uses): Transfers to Other Funds (108,639) (108,639) (59,799) 48,840 Transfers from Constitutional Officers - - 158,587 158,587 Total Other Financing Sources/(Uses) (108,639) (108,639) 98,788 207,427 Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 (4,797,580) (4,797,580) 1,867,212 6,664,792 4,797,580 4,797,580 6,405,309 1,607,729 - $ 8,272,521 $ 8,272,521 G-24 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL TOURIST DEVELOPMENT, DISTRICT #TWO SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Taxes Investment Income Total Revenues EXPENDITURES: Current: Economic Environment: Advertising and Promotion Administrative Services Special Events Bricks and Mortar Information Services Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 740,518 $ 740,518 $ 1,032,305 $ 291,787 - - 1,985 1,985 740,518 740,518 1,034,290 293,772 544,986 544,987 502,516 42,471 28,710 28,710 4,687 24,023 85,175 85,175 56,264 28,911 260,648 260,647 136,701 123,946 95,760 95,760 95,760 - 1,015,279 1,015,279 795,928 219,351 (274,761) (274,761) 238,362 513,123 Other Financing Sources/(Uses): Transfers to Other Funds (27,235) (27,235) (23,290) 3,945 Transfers from Constitutional Officers - - 17,009 17,009 Total Other Financing Sources/(Uses) (27,235) (27,235) (6,281) 20,954 Net Change in Fund Balances (301,996) (301,996) 232,081 534,077 Fund Balances, October 1 301,996 301,996 617,700 315,704 Fund Balances, September 30 $ - $ - $ 849,781 $ 849,781 G-25 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL TOURIST DEVELOPMENT, DISTRICT #THREE SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Taxes Investment Income Total Revenues EXPENDITURES: Current: Economic Environment: Advertising and Promotion Administrative Services Special Events Bricks and Mortar Information Services Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 2,165,830 $ 2,165,830 $ 2,617,059 $ 451,229 - - 4,515 4,515 2,165,830 2,165,830 2,621,574 455,744 1,471,194 1,486,303 1,465,305 20,998 76,535 76,297 12,019 64,278 158,316 143,207 56,214 86,993 1,084,847 1,084,847 380,667 704,180 168,000 168,000 168,000 - 2,958,892 2,958,654 2,082,205 876,449 (793,062) (792,824) 539,369 1,332,193 Other Financing Sources/(Uses): Transfers to Other Funds (16,162) (16,400) (16,356) 44 Transfers from Constitutional Officers - - 42,955 42,955 Total Other Financing Sources/(Uses) (16,162) (16,400) 26,599 42,999 Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 (809,224) (809,224) 565,968 1,375,192 809,224 809,224 1,250,695 441,471 $ 1,816,663 $ 1,816,663 G-26 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL TOURIST DEVELOPMENT, DISTRICT #FOUR SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Taxes Investment Income Total Revenues EXPENDITURES: Current: Economic Environment: Advertising and Promotion Administrative Services Special Events Bricks and Mortar Information Services Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 1,641,469 $ 1,641,469 $ 1,848,830 $ 207,361 - - 3,484 3,484 1,641,469 1,641,469 1,852,314 210,845 1,484,148 1,484,148 1,365,353 118,795 60,284 60,284 9,891 50,393 150,919 150,919 98,489 52,430 639,609 639,609 335,055 304,554 157,500 157,500 157,500 - 2,492,460 2,492,460 1,966,288 526,172 (850,991) (850,991) (113,974) 737,017 Other Financing Sources/(Uses): Transfers to Other Funds (14,790) (14,790) (12,023) 2,767 Transfers from Constitutional Officers - - 30,389 30,389 Total Other Financing Sources/(Uses) (14,790) (14,790) 18,366 33,156 Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 (865,781) (865,781) (95,608) 770,173 865,781 865,781 1,269,419 403,638 $ 1,173,811 $ 1,173,811 G-27 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL TOURIST DEVELOPMENT, DISTRICT #FIVE SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Taxes Investment Income Total Revenues EXPENDITURES: Current: Economic Environment: Advertising and Promotion Administrative Services Information Services Special Events Bricks and Mortar Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 1,665,395 $ 1,665,395 $ 2,103,550 $ 438,155 - - 3,402 3,402 1,665,395 1,665,395 2,106,952 441,557 1,292,887 1,302,886 1,174,872 128,014 66,740 66,740 11,425 55,315 149,100 149,100 149,100 - 175,004 165,004 123,039 41,965 590,517 590,518 208,684 381,834 2,274,248 2,274,248 1,667,120 607,128 (608,853) (608,853) 439,832 1,048,685 Other Financing Sources/(Uses): Transfers to Other Funds (53,468) (53,468) (37,424) 16,044 Transfers from Constitutional Officers - - 34,818 34,818 Total Other Financing Sources/(Uses) (53,468) (53,468) (2,606) 50,862 Net Change in Fund Balances (662,321) (662,321) 437,226 1,099,547 Fund Balances, October 1 662,321 662,321 1,075,076 412,755 Fund Balances, September 30 $ - $ - $ 1,512,302 $ 1,512,302 G-28 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL IMPACT FEES - ROADWAYS SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Licenses and Permits Investment Income Total Revenues EXPENDITURES: Current: Transportation: C905 Bike Lane Roadway Projects Truman Bridge Ped Bridge Bike/Shared Use Path Bike Lanes Key Colony Beach Road Project Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 56,915 $ 56,915 $ 130,213 $ 73,298 2,900 2,900 8,651 5,751 59,815 59,815 138,864 79,049 - 370,871 55,906 314,965 28,226 28,226 - 28,226 929,520 929,520 - 929,520 150,278 398,912 329,305 69,607 717,482 661,576 553,323 108,253 32,652 32,652 - 32,652 1,858,158 2,421,757 938,534 1,483,223 (1,798,343) (2,361,942) (799,670) 1,562,272 Other Financing Sources/(Uses): Transfers from Other Funds 675,672 739,270 - (739,270) Transfers to Other Funds (834,015) (1,113,613) (1,053,021) 60,592 Total Other Financing Sources/(Uses) (158,343) (374,343) (1,053,021) (678,678) Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 (1,956,686) (2,736,285) (1,852,691) 883,594 1,956,686 2,736,285 3,218,282 481,997 $ - $ - $ 1,365,591 $ 1,365,591 G-29 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL IMPACT FEES - PARKS AND RECREATION SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Licenses and Permits Investment Income Total Revenues EXPENDITURES: Current: Culture and Recreation: District 1 Projects District 2 Projects District 3 Projects Bay Point Park Big Coppitt Park Bernstein Park Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 20,960 $ 20,960 $ 61,625 $ 40,665 350 350 1,456 1,106 21,310 21,310 63,081 41,771 41,099 41,099 211,679 211,679 83,623 83,623 15,000 15,000 20,000 20,000 25,400 25,400 396,801 396,801 - 41,099 - 211,679 - 83,623 - 15,000 - 20,000 - 25,400 396,801 (375,491) (375,491) 63,081 438,572 (375,491) (375,491) 63,081 438,572 375,491 375,491 503,464 127,973 $ 566,545 $ 566,545 G-30 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL IMPACT FEES - LIBRARIES SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Licenses and Permits Investment Income Total Revenues EXPENDITURES: Current: Culture and Recreation: County Wide Library Projects Library Automation Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 19,359 $ 19,359 $ 57,766 $ 38,407 2,200 2,200 2,698 498 21,559 21,559 60,464 38,905 866,283 866,283 - 866,283 25,000 25,000 - 25,000 891,283 891,283 - 891,283 (869,724) (869,724) 60,464 930,188 (869,724) (869,724) 60,464 930,188 869,724 869,724 973,635 103,911 $ 1,034,099 $ 1,034,099 G-31 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL IMPACT FEES - SOLID WASTE SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Licenses and Permits Investment Income Total Revenues EXPENDITURES: Current: Physical Environment: County Wide Solid Waste Projects Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 5,400 $ 5,400 $ 12,405 $ 7,005 100 100 205 105 5,500 5,500 12,610 7,110 53,387 53,387 - 53,387 53,387 53,387 - 53,387 (47,887) (47,887) 12,610 60,497 (47,887) (47,887) 12,610 60,497 47,887 47,887 68,159 20,272 80,769 $ 80,769 G-32 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL IMPACT FEES - POLICE FACILITIES SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Licenses and Permits Investment Income Total Revenues EXPENDITURES: Current: Public Safety: County Wide Police Facility Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Reserve for Contingencies Reserve for Cash Balance Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 9,725 $ 9,725 $ 29,222 $ 19,497 200 200 165 (35) 9,925 9,925 29,387 19,462 9,925 9,925 29,387 19,462 (113,487) (113,487) - 113,487 (113,487) (113,487) - 113,487 (103,562) (103,562) 29,387 132,949 103,562 103,562 43,279 (60,283) $ - $ - $ 72,666 $ 72,666 G-33 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL IMPACT FEES - FIRE AND EMS SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Licenses and Permits $ 5,910 $ 5,910 $ 19,022 $ 13,112 Investment Income - - 165 165 Total Revenues 5,910 5,910 19,187 13,277 EXPENDITURES: Current: Public Safety: District 1 Fire & EMS Project 15,864 15,864 - 15,864 District 2 Fire & EMS Project 429 429 - 429 District 3 Fire & EMS Project 16,814 16,814 - 16,814 Key Colony Beach Fire & EMS 896 896 - 896 Total Expenditures 34,003 34,003 - 34,003 Excess/Deficiency of Revenues Over/(Under) Expenditures (28,093) (28,093) 19,187 47,280 Net Change in Fund Balances (28,093) (28,093) 19,187 47,280 Fund Balances, October 1 28,093 28,093 49,292 21,199 Fund Balances, September 30 $ - $ - $ 68,479 $ 68,479 G-34 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL IMPACT FEES - EMPLOYEE FAIR SHARE HOUSING SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Licenses and Permits $ 6,000 $ 6,000 $ 58,366 $ 52,366 Investment Income 925 925 1,474 549 Total Revenues 6,925 6,925 59,840 52,915 EXPENDITURES: Current: Economic Environment: District 1 Employee Fair Share Hsg 141,720 141,720 District 3 Employee Fair Share Hsg 152,699 152,699 Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures 294,419 294,419 (287,494) (287,494) Other Financing Sources/(Uses): Reserve for Contingencies (15,873) (15,873) Reserve for Cash Balance (50,000) (50,000) Total Other Financing Sources/(Uses) (65,873) (65,873) 141,720 152,699 294,419 59,840 347,334 15,873 50,000 65,873 Net Change in Fund Balances (353,367) (353,367) 59,840 413,207 Fund Balances, October 1 353,367 353,367 511,524 158,157 Fund Balances, September 30 $ - $ - $ 571,364 $ 571,364 G-35 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FIRE AND AMBULANCE DISTRICT #1 - LOWER AND MIDDLE KEYS SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Taxes Intergovernmental Charges for Services Investment Income Miscellaneous Total Revenues EXPENDITURES: Current: General Government: Tax Collector Property Appraiser Total General Government Public Safety: Fire Rescue - Central Lower & Middle Keys Ambulance Dist Total Public Safety Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Reserve for Contingencies Reserve for Cash Balance Transfers to Other Funds Transfers from Constitutional Officers Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Original Final Budget Budget Variance with Final Budget Positive Actual (Negative) $ 10,608,483 $ 10,608,483 $ 10,120,870 $ (487,613) 44,000 44,000 134,201 90,201 570,000 570,000 604,978 34,978 21,000 21,000 29,587 8,587 - - 110,617 110,617 11,243,483 11,243,483 11,000,253 (243,230) 317,054 317,054 301,087 15,967 229,629 229,629 216,844 12,785 546,683 546,683 517,931 28,752 10,013,631 9,970,496 9,659,792 310,704 - - (926) 926 10,013,631 9,970,496 9,658,866 311,630 10,560,314 10,517,179 10,176,797 340,382 683,169 726,304 823,456 97,152 (612,554) (655,689) - 655,689 (2,104,823) (2,104,823) - 2,104,823 (1,071,005) (1,071,005) (908,519) 162,486 152,000 152,000 215,242 63,242 (3,636,382) (3,679,517) (693,277) 2,986,240 (2,953,213) (2,953,213) 130,179 2,953,213 2,953,213 6,152,655 3,083,392 3,199,442 $ 6,282,834 $ 6,282,834 G-36 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL UPPER KEYS HEALTH CARE SPECIAL TAXING DISTRICT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Investment Income Total Revenues EXPENDITURES: Current: Human Services: Trauma District Administration Trauma Transportation and Treatment Trauma Pretransportation Trauma Facility Upgrade Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 2,500 $ 2,500 $ 2,348 $ (152) 2,500 2,500 2,348 (152) 17,201 17,201 200,000 200,000 2,000 2,000 100 100 13,124 4,077 131,710 68,290 - 2,000 100 219,301 219,301 144,834 74,467 (216,801) (216,801) (142,486) 74,315 Reserve for Contingencies (29,867) (29,867) - 29,867 Reserve for Cash Balance (32,370) (32,370) - 32,370 Transfers to Other Funds (19,137) (19,137) (18,641) 496 Total Other Financing Sources/(Uses) (81,374) (81,374) (18,641) 62,733 Net Change in Fund Balances (298,175) (298,175) (161,127) 137,048 Fund Balances, October 1 298,175 298,175 954,553 656,378 Fund Balances, September 30 $ - $ - $ 793,426 $ 793,426 G-37 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL UNINCORPORATED AREA SERVICE DISTRICT - PARKS AND RECREATION SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Taxes Intergovernmental Charges for Services Investment Income Miscellaneous Total Revenues EXPENDITURES: Current: Culture and Recreation: Parks & Beaches Unincorporated Jacob's Aquatic Center School Board Interlocal Total Culture and Recreation Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Reserve for Contingencies Reserve for Cash Balance Transfers to Other Funds Transfers from Constitutional Officers Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 1,662,725 $ 1,662,725 $ 1,607,215 $ (55,510) - - 5,460 5,460 36,000 36,000 37,420 1,420 3,000 3,000 4,711 1,711 50,500 50,500 57,045 6,545 1,752,225 1,752,225 1,711,851 (40,374) 1,379,989 1,379,989 1,314,362 65,627 180,000 180,000 180,000 - 32,000 32,000 21,578 10,422 1,591,989 1,591,989 1,515,940 76,049 1,591,989 1,591,989 1,515,940 76,049 160,236 160,236 195,911 35,675 (75,000) (75,000) - 75,000 (345,636) (345,636) - 345,636 (280,733) (280,733) (162,768) 117,965 - - 23,434 23,434 (701,369) (701,369) (139,334) 562,035 (541,133) (541,133) 56,577 597,710 541,133 541,133 986,259 445,126 $ 1,042,836 $ 1,042,836 G-38 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL UNINCORPORATED AREA SERVICE DISTRICT - PLANNING, BUILDING AND ZONING SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Taxes $ 630,000 $ 630,000 $ 657,975 $ 27,975 Intergovernmental 5,749,523 5,749,523 6,013,267 263,744 Charges for Services 841,601 841,601 2,230,812 1,389,211 Fines and Forfeitures 400,000 400,000 576,091 176,091 Investment Income 22,200 22,200 26,942 4,742 Miscellaneous - - 1,106 1,106 Total Revenues 7,643,324 7,643,324 9,506,193 1,862,869 Expenditures: Current: General Government: Tax Collector 70,000 70,000 47,116 22,884 Property Appraiser 43,544 43,544 36,245 7,299 Growth Mgmt County Attorney 564,489 564,489 512,015 52,474 Planning Department 1,560,584 1,448,971 1,144,117 304,854 2010 Comprehensive Plan 270,000 270,000 186,274 83,726 GIS 211,734 211,734 190,780 20,954 Planning Commission 81,964 81,964 73,951 8,013 Growth Mgmt Administration 761,932 761,933 471,028 290,905 Total General Government 3,564,247 3,452,635 2,661,526 791,109 Public Safety: Code Enforcement 1,469,420 1,469,420 1,360,118 109,302 Fire & Rescue Coordinator 807,876 807,876 776,137 31,739 Fire Marshall 398,986 398,986 380,998 17,988 Fire Refund 12,000 190,774 121,522 69,252 Total Public Safety 2,688,282 2,867,056 2,638,775 228,281 Physical Environment: Environmental Resources 799,343 799,343 712,866 86,477 Total Physical Environment 799,343 799,343 712,866 86,477 Total Expenditures 7,051,872 7,119,034 6,013,167 1,105,867 Excess/Deficiency of Revenues Over/(Under) Expenditures 591,452 524,290 3,493,026 2,968,736 (Continued) G-39 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL -CONTINUED UNINCORPORATED AREA SERVICE DISTRICT - PLANNING, BUILDING AND ZONING SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 Original Final Budget Budget Other Financing Sources/(Uses): Variance with Final Budget Positive Actual (Negative) Reserve for Contingencies (464,452) (100,678) - 100,678 Reserve for Cash Balance (1,687,247) (1,687,247) - 1,687,247 Transfers to Other Funds (1,251,330) (1,547,942) (1,578,892) (30,950) Transfers from Constitutional Officers 20,000 20,000 10,221 (9,779) Total Other Financing Sources/(Uses) (3,383,029) (3,315,867) (1,568,671) 1,747,196 Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 (2,791,577) (2,791,577) 1,924,355 4,715,932 2,791,577 2,791,577 7,671,904 4,880,327 $ 9,596,259 $ 9,596,259 G-40 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL MUNICIPAL POLICING SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Taxes Charges for Services Investment Income Miscellaneous Total Revenues EXPENDITURES: Current: General Government: Tax Collector Property Appraiser Total General Government Public Safety: Insurance Unincorporated & Layton Insurance Islamorada Insurance Marathon Sheriff Unincorporated & Layton Sheriff Islamorada Sheriff Marathon Total Public Safety Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Reserve for Contingencies Reserve for Cash Balance Transfers to Other Funds Transfers from Other Funds Transfers from Constitutional Officers Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 4,170,573 $ 4,170,573 $ 4,220,423 $ 49,850 3,464,888 3,464,888 3,406,038 (58,850) 5,980 5,980 7,809 1,829 7,641,441 7,641,441 7,634,270 (7,171) 124,903 124,903 118,290 6,613 89,525 89,525 85,031 4,494 214,428 214,428 203,321 11,107 482,940 457,940 403,311 54,629 206,560 231,560 231,077 483 184,303 184,303 147,501 36,802 3,615,482 3,615,482 3,615,482 - 1,636,000 1,636,000 1,636,000 - 1,401,955 1,401,955 1,401,955 - 7,527,240 7,527,240 7,435,326 91,914 7,741,668 7,741,668 7,638,647 103,021 (100,227) (100,227) (4,377) 95,850 (100,000) (97,680) - 97,680 (954,611) (954,611) - 954,611 (9,194) (11,514) (11,514) - 250,000 250,000 345,929 95,929 (813,805) (813,805) 334,415 1,148,220 (914,032) (914,032) 330,038 1,244,070 914,032 914,032 2,038,960 1,124,928 $ 2,368,998 $ 2,368,998 G-41 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL 911 ENHANCEMENT FEES SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Charges for Services $ 495,000 $ 495,000 $ 454,751 $ (40,249) Investment Income 60 60 343 283 Total Revenues 495,060 495,060 455,094 (39,966) EXPENDITURES: Current: Public Safety: 911 Enhancement Fund 235,030 235,030 212,114 22,916 911 Wireless 260,030 260,030 246,279 13,751 Total Culture and Recreation 495,060 495,060 458,393 36,667 Total Expenditures 495,060 495,060 458,393 36,667 Excess/Deficiency of Revenues Over/(Under) Expenditures - - (3,299) (3,299) Net Change in Fund Balances - - (3,299) (3,299) Fund Balances, October 1 - - - - Fund Balances, September 30 $ - $ - $ (3,299) $ (3,299) G-42 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL DUCK KEY SECURITY DISTRICT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Licenses and Permits Investment Income Total Revenues EXPENDITURES: Current: General Government: Tax Collector Total General Government Public Safety: Island Security Total Public Safety Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 75,000 $ 75,000 $ 75,723 $ 723 800 800 1,171 371 75,800 75,800 76,894 1,094 2,250 2,250 - 2,250 2,250 2,250 - 2,250 235,058 235,058 64,891 170,167 235,058 235,058 64,891 170,167 237,308 237,308 64,891 172,417 (161,508) (161,508) Reserve for Contingencies (35,500) (35,500) Reserve for Cash Balance (67,843) (67,843) Transfers from Constitutional Officers - - Total Other Financing Sources/(Uses) (103,343) (103,343) Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 (264,851) (264,851) 264,851 264,851 12,003 173,511 35,500 - 67,843 497 497 497 103,840 12,500 277,351 392,906 128,055 $ 405,406 $ 405,406 G-43 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL LOCAL HOUSING ASSISTANCE FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Intergovernmental Investment Income Miscellaneous Total Revenues EXPENDITURES: Current: Economic Environment: Homeowner Assistance 13 Homeowner Assistance 14 Homeowner Assistance 15 Fair Housing 13 Fair Housing 14 Fair Housing 15 Administration 13 Administration 14 Administration 15 Total Economic Environment Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 365,717 $ 365,717 $ 15,645 $ (350,072) 1,100 1,100 5,745 4,645 - - 260,113 260,113 366,817 366,817 281,503 (85,314) 222,248 222,248 222,248 - 305,088 305,088 182,728 122,360 315,135 241,992 - 241,992 5,000 5,000 - 5,000 5,000 5,000 - 5,000 5,000 5,000 - 5,000 26,361 26,361 26,361 - 35,565 35,565 18,357 17,208 36,682 36,682 - 36,682 956,079 882,936 449,694 433,242 956,079 882,936 449,694 433,242 (589,262) (516,119) (168,191) 347,928 Other Financing Sources/(Uses): Reserve for Contingencies (15,000) (88,143) - 88,143 Reserve for Cash Balance (15,000) (15,000) - 15,000 Total Other Financing Sources/(Uses) (30,000) (103,143) - 103,143 Net Change in Fund Balances (619,262) (619,262) (168,191) 451,071 Fund Balances, October 1 619,262 619,262 1,387,095 767,833 Fund Balances, September 30 $ - $ - $ 1,218,904 $ 1,218,904 G-44 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL BOATING IMPROVEMENT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Charges for Services Investment Income Miscellaneous Total Revenues EXPENDITURES: Current: Physical Environment: Boating Improvement Boating Imp Fees/Retained Vessel Total Physical Environment Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 695,000 $ 695,000 $ 744,548 $ 49,548 4,500 4,500 6,482 1,982 - 7,133 23,028 15,895 699,500 706,633 774,058 67,425 1,624,247 1,578,868 363,480 1,215,388 427,175 477,175 467,544 9,631 2,051,422 2,056,043 831,024 1,225,019 2,051,422 2,056,043 831,024 1,225,019 (1,351,922) (1,349,410) (56,966) 1,292,444 Reserve for Contingencies (154,785) (104,785) - 104,785 Reserve for Cash Balance (389,386) (389,386) - 389,386 Transfers to Other Funds - (52,512) (39,493) 13,019 Total Other Financing Sources/(Uses) (544,171) (546,683) (39,493) 507,190 Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 (1,896,093) (1,896,093) (96,459) 1,896,093 1,896,093 2,428,865 1,799,634 532,772 $ 2,332,406 $ 2,332,406 G-45 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL MISCELLANEOUS SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Licenses and Permits Charges for Services Fines and Forfeitures Investment Income Miscellaneous Total Revenues EXPENDITURES: Current: General Government: County Administrator Conservation Land Purchase Legal Scholar Program Total General Government Public Safety: Interagency Communications Education -Building Department Environmental Resource Education Fire and Rescue Bldg Educ Crime Prevention Program Total Public Safety Human Services: Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ - $ 140,871 $ 140,871 $ - - 617,487 419,037 (198,450) - 114,625 268,800 154,175 - - 7,465 7,465 - 52,150 12,150 (40, 000) - 925,133 848,323 (76,810) 2,500 52,500 - 52,500 12,710 12,710 - 12,710 - 4,000 4,000 - 15,210 69,210 4,000 65,210 140,000 160,000 154,259 5,741 23,400 100,888 27,352 73,536 13,000 71,913 12,914 58,999 - 4,470 - 4,470 - 257,143 211,830 45,313 176,400 594,414 406,355 188,059 FL Keys Council for the Handicapped 7,000 7,595 4,972 2,623 Bayshore Donations 1,240 1,090 - 1,090 Traffic Educ, Ord 021-2002 50,000 240,751 213,337 27,414 Legal Aid - 34,505 34,505 - Total Human Services 58,240 283,941 252,814 31,127 Culture and Recreation: Settler's Park Landscaping 12,237 6,142 2,360 3,782 Library Special Programs - 48,209 3,163 45,046 Library Donation -Golan Trust 350,000 352,752 58,715 294,037 Total Culture and Recreation 362,237 407,103 64,238 342,865 (Continued) 9M MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED MISCELLANEOUS SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) Court Related: Teen Court - Ord 016-2004 - 34,505 34,505 - Ord 016-2004 St Court Sup 15,000 49,505 6,787 42,718 SA Ct Tech FS28.24(12)(E) 375,000 559,334 91,336 467,998 PD Ct Tech FS28.24(12)(E) 10,000 61,211 28,367 32,844 J Ct Tech FS28.24(12)(E) 41,988 313,324 40,631 272,693 Total Court Related 441,988 1,017,879 201,626 816,253 Total Expenditures 1,054,075 2,372,547 929,033 1,443,514 Excess/Deficiency of Revenues Over/(Under) Expenditures (1,054,075) (1,447,414) (80,710) 1,366,704 Other Financing Sources/(Uses): Reserve for Contingencies (934,472) (508,628) - 508,628 Transfers to Other Funds - (34,505) - 34,505 Transfers from Other Funds - 2,000 2,000 - Total Other Financing Sources/(Uses) (934,472) (541,133) 2,000 543,133 Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 (1,988,547) (1,988,547) (78,710) 1,988,547 1,988,547 2,508,962 1,909,837 520,415 $ 2,430,252 $ 2,430,252 G-47 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL ENVIRONMENTAL RESTORATION SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Fines and Forfeitures Investment Income Total Revenues EXPENDITURES: Current: Physical Environment: Environmental Restoration KLWT Plant Site Mitg Pro Total Physical Environment Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 150,000 $ 150,000 $ 435,006 $ 285,006 2,900 2,900 5,110 2,210 152,900 152,900 440,116 287,216 177,936 182,936 179,600 3,336 694,677 694,677 - 694,677 872,613 877,613 179,600 698,013 872,613 877,613 179,600 698,013 (719,713) (724,713) 260,516 985,229 Reserve for Contingencies (121,231) (91,231) - 91,231 Reserve for Cash Balance (224,524) (224,524) - 224,524 Transfers to Other Funds - (25,000) (24,601) 399 Total Other Financing Sources/(Uses) (345,755) (340,755) (24,601) 316,154 Net Change in Fund Balances (1,065,468) (1,065,468) 235,915 1,301,383 Fund Balances, October 1 1,065,468 1,065,468 1,759,875 694,407 Fund Balances, September 30 $ - $ - $ 1,995,790 $ 1,995,790 G-48 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL LAW ENFORCEMENT TRUST SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Investment Income Miscellaneous Total Revenues EXPENDITURES: Current: Public Safety: Law Enforcement Total Public Safety Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 1,200 $ 1,200 $ 1,858 $ 658 - 199,220 - (199,220) 1,200 200,420 1,858 (198,562) 333,835 533,055 39,492 493,563 333,835 533,055 39,492 493,563 333,835 533,055 39,492 493,563 (332,635) (332,635) (37,634) 295,001 Reserve for Contingencies (47,691) (47,691) - 47,691 Reserve for Cash Balance (95,382) (95,382) - 95,382 Transfers from Constitutional Officers - - 28,096 28,096 Total Other Financing Sources/(Uses) (143,073) (143,073) 28,096 171,169 Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 (475,708) (475,708) (9,538) 466,170 475,708 475,708 677,662 201,954 $ 668,124 $ 668,124 G-49 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL COURT FACILITY FEES SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Charges for Services Investment Income Total Revenues EXPENDITURES: Current: Court Related: Court Facility Total Court Related Total Expenditures Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 530,750 $ 530,750 $ 567,462 $ 36,712 5,000 5,000 7,460 2,460 535,750 535,750 574,922 39,172 358,766 358,766 146,753 212,013 358,766 358,766 146,753 212,013 358,766 358,766 146,753 212,013 Excess/Deficiency of Revenues Over/(Under) Expenditures 176,984 176,984 428,169 251,185 Other Financing Sources/(Uses): Reserve for Contingencies (49,795) (49,795) - 49,795 Reserve for Cash Balance (100,402) (100,402) - 100,402 Total Other Financing Sources/(Uses) (150,197) (150,197) - 150,197 Net Change in Fund Balances 26,787 26,787 428,169 401,382 Fund Balances, October 1 (26,787) (26,787) 2,501,122 2,527,909 Fund Balances, September 30 $ - $ - $ 2,929,291 $ 2,929,291 G-50 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL DRUG ABUSE TRUST SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Charges for Services Investment Income Total Revenues EXPENDITURES: Current: Human Services: Drug Abuse Trust Fund Total Human Services Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Reserve for 164 Reserve for Cash Balance Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 30,000 $ 30,000 $ 39,859 $ 9,859 275 275 397 122 30,275 30,275 40,256 9,981 98,040 98,040 55,685 42,355 98,040 98,040 55,685 42,355 98,040 98,040 55,685 42,355 (67,765) (67,765) (15,429) 52,336 (14,020) (14,020) - 14,020 (28,000) (28,000) - 28,000 (42,020) (42,020) - 42,020 (109,785) (109,785) (15,429) 94,356 109,785 109,785 158,457 48,672 $ - $ - $ 143,028 $ 143,028 G-51 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL MARATHON MUNICIPAL SERVICE TAXING UNIT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Taxes Investment Income Total Revenues EXPENDITURES: Current: Physical Environment: Marathon Wastewater Total Physical Environment Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Reserve for Contingencies Transfers from Constitutional Officers Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Original Final Budget Budget Variance with Final Budget Positive Actual (Negative) 899 $ 899 7 7 906 906 1,811 1,838 1,592 246 1,811 1,838 1,592 246 1,811 1,838 1,592 246 (1,811) (1,838) (686) 1,152 (201) (174) (201) (174) (2,012) (2,012) 2,012 2,012 - 174 13 13 13 187 (673) 1,339 2,517 505 1,844 $ 1,844 G-52 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL BAY POINT MUNICIPAL SERVICE TAXING UNIT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Investment Income Total Revenues EXPENDITURES: Current: Physical Environment: Bay Point Wastewater Total Physical Environment Total Expenditures Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ - $ - $ 126 $ 126 126 126 22,391 22,391 3,730 18,661 22,391 22,391 3,730 18,661 22,391 22,391 3,730 18,661 Excess/Deficiency of Revenues Over/(Under) Expenditures (22,391) (22,391) (3,604) 18,787 Other Financing Sources/(Uses): Reserve for Contingencies (2,798) (2,798) - 2,798 Reserve for Cash Balance (2,798) (2,798) - 2,798 Total Other Financing Sources/(Uses) (5,596) (5,596) - 5,596 Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 (27,987) (27,987) (3,604) 24,383 27,987 27,987 50,329 22,342 46,725 $ 46,725 G-53 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL BIG COPPITT MUNICIPAL SERVICE TAXING UNIT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Taxes $ - $ - $ 247 $ 247 Investment Income - - 4 4 Total Revenues - - 251 251 EXPENDITURES: Current: Physical Environment: Big Coppitt Wastewater 1,262 1,262 581 681 Total Physical Environment 1,262 1,262 581 681 Total Expenditures 1,262 1,262 581 681 Excess/Deficiency of Revenues Over/(Under) Expenditures (1,262) (1,262) (330) 932 Other Financing Sources/(Uses): Reserve for Contingencies (140) (140) - 140 Transfers from Constitutional Officers - - 4 4 Total Other Financing Sources/(Uses) (140) (140) 4 144 Net Change in Fund Balances (1,402) (1,402) (326) 1,076 Fund Balances, October 1 1,402 1,402 1,751 349 Fund Balances, September 30 $ - $ - $ 1,425 $ 1,425 G-54 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL KEY LARGO MUNICIPAL SERVICE TAXING UNIT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Investment Income Total Revenues EXPENDITURES: Current: Physical Environment: Key Largo Wastewater Total Physical Environment Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Reserve for Contingencies Transfers from Constitutional Officers Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ - $ - $ 508 $ 508 26 26 534 534 2,164 2,164 1,472 692 2,164 2,164 1,472 692 2,164 2,164 1,472 692 (2,164) (2,164) (938) 1,226 (240) - (240) - - 17 240 17 (240) (240) 17 257 (2,404) (2,404) (921) 1,483 2,404 2,404 7,501 5,097 6,580 $ 6,580 G-55 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL STOCK ISLAND WASTEWATER SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Licenses and Permits Investment Income Miscellaneous Income Total Revenues EXPENDITURES: Current: General Government: Tax Collector Fees Total General Government Physical Environment: Stock Island Wastewater Stock Island Cap Fee Refund Total Physical Environment Total Expenditures Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ 47,000 $ 47,000 $ 12,185 $ (34,815) 1,200 1,200 13,484 12,284 - - 3,569 3,569 48,200 48,200 29,238 (18,962) 1,410 1,410 1,000 410 1,410 1,410 1,000 410 355,883 355,883 25,303 330,580 5,000 5,000 - 5,000 360,883 360,883 25,303 335,580 362,293 362,293 26,303 335,990 Excess/Deficiency of Revenues Over/(Under) Expenditures (314,093) (314,093) 2,935 317,028 Other Financing Sources/(Uses): Reserve for Contingencies (51,696) (51,696) - 51,696 Reserve for Cash Balance (102,970) (102,970) - 102,970 Transfers from Constitutional Officers 400 400 497 97 Total Other Financing Sources/(Uses) (154,266) (154,266) 497 154,763 Net Change in Fund Balances (468,359) (468,359) 3,432 471,791 Fund Balances, October 1 468,359 468,359 648,744 180,385 Fund Balances, September 30 $ - $ - $ 652,176 $ 652,176 G-56 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL CUDJOE-SUGARLOAF MUNICIPAL SERVICE TAXING UNIT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Investment Income Total Revenues EXPENDITURES: Current: Physical Environment: Cudjoe-Sugarloaf Wastewater Total Physical Environment Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Reserve for Contingencies Transfers from Constitutional Officers Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ - $ - $ 8 $ 8 8 8 7,485 4,175 4,175 - 7,485 4,175 4,175 - 7,485 4,175 4,175 - (7,485) (4,175) (4,167) (800) (4,111) - 4,111 (800) (4,111) - 4,111 (8,285) (8,286) (4,167) 4,119 8,285 8,286 4,172 (4,114) $ - $ - $ 5 $ 5 G-57 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL CONCH KEY MUNICIPAL SERVICE TAXING UNIT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Investment Income Total Revenues EXPENDITURES: Current: Physical Environment: Conch Key MSTU Total Physical Environment Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Reserve for Contingencies Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ - $ - $ 1 $ 1 1 1 468 468 469 $ 469 G-58 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL LONG KEY-LAYTON MUNICIPAL SERVICE TAXING UNIT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Licenses and Permits Investment Income Total Revenues EXPENDITURES: Current: Physical Environment: Long Key -Layton Wastewater Total Physical Environment Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures Other Financing Sources/(Uses): Reserve for Contingencies Reserve for Cash Balance Total Other Financing Sources/(Uses) Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ - $ - $ 247,500 $ 247,500 266 266 247,766 247,766 10,013 10,113 10,069 44 10,013 10,113 10,069 44 10,013 10,113 10,069 44 (10,013) (10,113) 237,697 247,810 (1,250) (1,150) - 1,150 (1,250) (1,250) - 1,250 (2,500) (2,400) - 2,400 (12,513) (12,513) 237,697 250,210 12,513 12,513 18,039 5,526 $ 255,736 $ 255,736 G-59 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL DUCK KEY MUNICIPAL SERVICE TAXING UNIT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 REVENUES: Investment Income Total Revenues EXPENDITURES: Current: Physical Environment: Duck Key Wastewater Total Physical Environment Total Expenditures Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) $ - $ - $ 173 $ 173 173 173 31,588 31,589 3,921 27,668 31,588 31,589 3,921 27,668 31,588 31,589 3,921 27,668 Excess/Deficiency of Revenues Over/(Under) Expenditures (31,588) (31,589) (3,748) 27,841 Other Financing Sources/(Uses): Reserve for Contingencies (4,450) (4,450) - 4,450 Reserve for Cash Balance (8,500) (8,500) - 8,500 Transfers from Constitutional Officers - - - - Total Other Financing Sources/(Uses) (12,950) (12,950) - 12,950 Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 (44,538) (44,539) (3,748) 40,791 44,538 44,539 66,034 21,495 $ - $ - $ 62,286 $ 62,286 G-60 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL BUILDING FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Licenses and Permits $ 2,927,636 $ 2,927,636 $ 3,801,834 $ 874,198 Charges for Services 66,000 66,000 87,360 21,360 Investment Income 2,000 2,000 7,236 5,236 Miscellaneous 13,250 13,250 43,573 30,323 Total Revenues 3,008,886 3,008,886 3,940,003 931,117 EXPENDITURES: Current: Public Safety Building Department 3,523,972 3,523,972 3,284,062 239,910 Building Refunds 10,000 131,000 78,152 52,848 Total Public Safety 3,533,972 3,654,972 3,362,214 292,758 Total Expenditures 3,533,972 3,654,972 3,362,214 292,758 Excess/Deficiency of Revenues Over/(Under) Expenditures (525,086) (646,086) 577,789 1,223,875 Other Financing Sources/(Uses): Reserve for Contingencies (152,357) (31,357) - 31,357 Reserve for Cash Balance (317,416) (317,416) - 317,416 Total Other Financing Sources/(Uses) (469,773) (348,773) - 348,773 Net Change in Fund Balances Fund Balances, October 1 Fund Balances, September 30 (994,859) (994,859) 577,789 1,572,648 994,859 994,859 2,018,398 1,023,539 $ 2,596,187 $ 2,596,187 G-61 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS ROAD AND BRIDGE SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2015 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) Revenues: Taxes $ 2,210,000 $ 2,210,000 $ 2,412,988 $ 202,988 Intergovernmental 3,490,000 3,490,000 3,298,701 (191,299) Charges for Services 56,500 56,500 49,474 (7,026) Investment Income 20,000 20,000 32,436 12,436 Miscellaneous 38,000 38,000 29,450 (8,550) Total Revenues 5,814,500 5,814,500 5,823,049 8,549 Expenditures: Current: Transportation: Road Department 3,636,220 3,636,218 2,648,804 987,414 County Engineer Road and Bridge 408,923 408,924 311,160 97,764 Street Lighting 244,127 244,127 227,366 16,761 Local Option Gas Tax Projects 377,583 377,583 326,475 51,108 80% Gas Tax 1,615,000 1,615,001 637,637 977,364 Paving Backlog 2,500,000 2,500,000 3,474 2,496,526 Sugarloaf Blvd Bridge - 199,859 - 199,859 Total Transportation 8,781,853 8,981,712 4,154,916 4,826,796 Total Expenditures 8,781,853 8,981,712 4,154,916 4,826,796 Excess/Deficiency of Revenues Over/(Under) Expenditures (2,967,353) (3,167,212) 1,668,133 4,835,345 Other Financing Sources/(Uses): Reserve for Contingencies (300,000) (80,205) - 80,205 Reserve for Cash Balance (672,070) (672,070) - 672,070 Transfers from Other Funds 60,592 60,592 - (60,592) Transfers to Other Funds (3,274,460) (3,294,396) (520,047) 2,774,349 Total Other Financing Sources/(Uses) (4,185,938) (3,986,079) (520,047) 3,466,032 Net Change in Fund Balances (7,153,291) (7,153,291) 1,148,086 8,301,377 Fund Balances, October 1 7,153,291 7,153,291 11,290,339 4,137,048 Fund Balances, September 30 $ - $ - $ 12,438,425 $ 12,438,425 G-62 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS COMBINING STATEMENT OF NET POSITION INTERNAL SERVICE FUNDS SEPTEMBER 30, 2015 ASSETS Current Assets: Cash and Cash Equivalents Investments Accounts Receivable, Net Due from Other Governmental Units Due from Constitutional Officers Interest Receivable Total current assets Noncurrent Assets: Land and Other Nondepreciable Assets Capital Assets, Net of Accum. Depreciation Total Noncurrent Assets Total Assets DEFERRED OUTFLOWS OF RESOURCES Related to Pensions LIABILITIES Current Liabilities: Accounts Payable Accrued Wages and Benefits Payable Claims and Judgments Payable Due to Other Funds Due to Other Governmental Units Accrued Comp. Absences Payable Total Current Liabilities Noncurrent Liabilities: Accrued Comp. Absences Payable OPEB Liability Net Pension Liability Total Noncurrent Liabilities Total Liabilities DEFERRED INFLOWS OF RESOURCES Related to Pensions NET POSITION Net investment in capital assets Unrestricted Total Net Position Worker's Group Risk Compensation Insurance Management Fund Fund Fund $ 2,466,436 $ 5,738,075 $ 1,423,605 1,974,117 7,394,989 3,275,242 - 11,445 371 - 72,207 - 5,979 256,301 - 6,802 19,077 7,195 4,453,334 13,492,094 4,706,413 868 - 21,131 868 - 21,131 4,454,202 13,492,094 4,727,544 15,904 16,996 14,509 11,908 1,833,910 19,065 12,760 19,428 12,097 917,954 927,198 189,345 - 30 - - 236 - 3,553 5,571 5,938 946,175 2,786,373 226,445 14,211 22,285 23,755 133,000 89,000 225,000 101,145 108,324 88,756 248,356 219,609 337,511 1,194, 531 3,005,982 563,956 15,129 16,105 14,789 868 - 21,131 3,259,578 10, 487, 003 4,142,177 $ 3,260,446 $ 10,487,003 $ 4,163,308 H-1 Fleet Management Fund Total $ 479,794 $ 10,107,910 2,079,889 14, 724, 237 13 11,829 26,117 98,324 - 262,280 2,771 35,845 2,588,584 25,240,425 54,000 54,000 919,872 941,871 973,872 995,871 3,562,456 26,236,296 70,594 118,003 35,337 1,900,220 54,844 99,129 - 2,034,497 175 205 40 276 14,196 29,258 104,592 4,063,585 56,786 117,037 475,000 922,000 452,204 750,429 983,990 1,789,466 1,088,582 5,853,051 66,241 112,264 973,872 995,871 1,504,355 19, 393,113 $ 2,478,227 $ 20,388,984 H-2 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION INTERNAL SERVICE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2015 Operating Revenues: Charges for Services Miscellaneous Total operating revenues Operating Expenses: Personnel Services Operations Depreciation and Amortization Asserted and Paid Claims Total operating expenses Operating Income/Loss Non -Operating Revenues/(Expenses): Investment Income Insurance Recoveries Gain (Loss) on Disposition of Assets Total Non -Operating Revenues/(Expenses) Income/Loss Before Transfers Transfers to Other Funds Fixed Asset Transfer from Governmental Funds Change in Net Position Total Net Position -October 1 Adjustments to Net Position -October 1 Net Position -October 1 (as Restated) Worker's Group Risk Compensation Insurance Management Fund Fund Fund $ 1,910,245 $ 14,620,162 $ 1,415,950 30,475 - - 1,940,720 14,620,162 1,415,950 209,445 239,327 222,162 621,007 1,373,321 1,936,808 - 214 6,067 2,832,938 14,498,018 246,244 3,663,390 16,110,880 2,411,281 (1,722,670) (1,490,718) (995,331) 12,637 36,049 16,215 1,207,283 156,083 68,331 1,219,920 192,132 84,546 (502,750) (1,298,586) (910,785) (61,030) (117,760) (32,970) (563,780) (1,416,346) (943,755) 3,928,991 12,015,435 5,200,760 (104,765) (112,086) (93,697) 3,824,226 11,903,349 5,107,063 Total Net Position -September 30 $ 3,260,446 $ 10,487,003 $ 4,163,308 H-3 Fleet Management Fund Total $ 2,793,786 $ 20,740,143 2,014 32,489 2,795,800 20,772,632 1,052,720 1,723,654 1,049,470 4,980,606 59,328 65,609 - 17,577,200 2,161,518 24,347,069 634,282 (3,574,437) 8,733 73,634 - 1,431,697 (9,682) (9,682) (949) 1,495,649 633,333 (2,078,788) (367,760) (579,520) 89,265 89,265 354,838 (2,569,043) 2,590,139 23,735,325 (466,750) (777,298) 2,123,389 22,958,027 $ 2,478,227 $ 20,388,984 :f! MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2015 Operating Activities: Cash received for services Cash rec'vd from other funds for goods and svcs Cash received from insurance recoveries Cash payments to suppliers for goods and svcs Cash payments for employee services Cash payments to other funds Cash payments for claims Other operating revenue Net Cash Provided by/(Used in) Operating Activities Noncapital Financing Activities: Transfers to other funds Net Cash Provided/(Used) by Noncapital Financing Activities Capital and Related Financing Activities: Acquisition of capital assets Net Cash Provided/(Used) by Capital and Related Financing Activities Investing Activities: Investment income Proceeds from sales and maturities of investments Purchase of investment securities Net Cash Provided/(Used) in Investing Activities Net Increase/(Decrease) in Cash and Cash Equivalents Cash and Cash Equivalents: October 1 Worker's Group Risk Compensation Insurance Management Fund Fund Fund $ 1,910,245 $ 14,608,717 $ 1,424,261 (2,129) (129,992) - 1,207,283 156,083 68,331 (632,897) (1,444,775) (1,956,253) (201,623) (214,294) (171,771) (6) 266 - (3,125,920) (14,614,585) (250,354) 30,475 - - (814,572) (1,638,580) (885,786) (61,030) (117,760) (32,970) (61,030) (117,760) (32,970) 12,637 36,049 16,215 3,191,426 7,658,044 2,549,819 (1,666,070) (5,238,340) (2,123,593) 1,537,993 2,455,753 442,441 662,391 699,413 (476,315) 1,804,045 5,038,662 1,899,920 September 30 $ 2,466,436 $ 5,738,075 $ 1,423,605 H-5 Fleet Management Fund Total $ 2,793,934 $ 20,737,157 1,223 (130,898) - 1,431,697 (1,057,999) (5,091,924) (973,664) (1,561,352) 215 475 - (17,990,859) 2,014 32,489 765,723 (2,573,215) (367,760) (579,520) (367,760) (579,520) (4,738) (4,738) (4,738) (4,738) 8,733 73,634 413,051 13,812,340 (1,067,088) (10,095,091) (645,304) 3,790,883 (252,079) 633,410 731,873 9,474,500 $ 479,794 $ 10,107,910 (Continued) W. MONROE COUNTY, FLORIDA COMBINING STATEMENT OF CASH FLOWS - CONTINUED INTERNAL SERVICE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2015 Reconciliation of operating income/(loss) to net cash provided by/(used in) operating activities: Operating income/(loss) Adjustments to reconcile operating income/(loss) to net cash provided by/(used in) operating activities: Depreciation and Amortization Nonoperating Income -Insurance Recoveries Change in assets and liabilities: (Increase)/Decrease in Accounts receivable (Increase)/Decrease in Due from other gov't units (Increase)/Decrease in Due fm constitutional ofcrs Increase/(Decrease) in Accounts payable Increase/(Decrease) in Accrued wages/benefits Increase/(Decrease) in Claims/judgments payable Increase/(Decrease) in Due to other funds Increase/(Decrease) in Due to other gov't units Increase/(Decrease) in Due to constitutional ofcrs Increase/(Decrease) in Comp. absences payable Increase/(Decrease) in OPEB liability Increase/(Decrease) in Pension liability Increase/(Decrease) in Deferred outflows Increase/(Decrease) in Deferred inflows Total adjustments Net cash provided by/(used in) operating activities Noncash investing, capital, and financing activities: Transfer of Fixed Assets from Governmental Funds Change in fair value of investments Cash Reconciliation: Unrestricted Worker's Group Risk Compensation Insurance Management Fund Fund Fund $ (1,722,670) $ (1,490,718) $ (995,331) - 214 6,067 1,207,283 156,083 68,331 - (11,445) 8,311 3,850 (72,207) - (5,979) (57,785) - (11,890) (71,454) (19,445) 7,920 14,229 7,457 (292,982) (116,567) (4,110) - 30 - (6) 236 - 1,081 2,289 (1,579) 3,216 13,168 49,174 29,348 31,295 27,829 (6,996) (7,479) (6,346) (26,747) (28,469) (26,144) 908,098 (147,862) 109,545 $ (814,572) $ (1,638,580) $ (885,786) $ 6,888 $ 21,657 $ 8,780 $ 2,466,436 $ 5,738,075 $ 1,423,605 H-7 Fleet Management Fund Total $ 634,282 $ (3,574,437) 59,328 65,609 - 1,431,697 148 (2,986) 1,223 (67,134) - (63,764) (8,529) (111,318) 34,182 63,788 - (413,659) 175 205 40 270 (6,898) (5,107) 70,671 136,229 129,287 217,759 (31,090) (51,911) (117,096) (198,456) 131,441 1,001,222 $ 765,723 $ (2,573,215) $ 89,265 $ 89,265 $ 4,412 $ 41,737 $ 479,794 $ 10,107,910 ;�3 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS COMPONENT UNIT COMPREHENSIVE PLAN LAND AUTHORITY STATEMENT OF NET POSITION SEPTEMBER 30, 2015 ASSETS Cash and cash equivalents Due from BOCC Due from State of Florida Mortgages receivable Capital assets -land Total assets Deferred Outflows of Resources $ 18,781,964 562,770 30,457 9,151,579 25,228,946 53,755,716 19,362 LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND NET POSITION Current liabilities: Accounts payable 1,500 Accrued wages 14,052 Compensated absences 14,737 Total current liabilities 30,289 Noncurrent liabilities: Compensated absences 64,795 Net Pension Liability 119,868 Total noncurrent liabilities 184,663 Total liabilities 214,952 Deferred Inflows of Resources 22,247 Net position: Net investment in capital assets 25,228,946 Restricted 12,062,441 Unrestricted 16,246,492 Total net position $ 53,537,879 1-1 MONROE COUNTY, FLORIDA-BOARD OF COUNTY COMMISSIONERS COMPONENT UNIT COMPREHENSIVE PLAN LAND AUTHORITY STATEMENT OF ACTIVITIES SEPTEM BER 30, 2015 General revenues Intergovernmental Investment Income Total general revenues Program expenses Land contribution conveyances General government Total program expenses Increase in net position Net position, beginning of year, previously reported Restatement Net position, beginning of year, restated Net position, end of year $ 4,957,129 50,491 5,007,620 19,630 319,041 338,671 48,998,456 (129,526) 48,868,930 $ 53,537,879 1-2 *.I% Cherry Bekaert`_' go CFAs & Advisers Report of Independent Auditor on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards To the Clerk Ex Officio, Mayor and Board of County Commissioners of Monroe County, Florida: We have audited, in accordance with auditing standards generally accepted in the United States of America and the standards applicable to the financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of each major fund, the discretely presented component unit, and the aggregate remaining fund information of the Monroe County, Florida Board of County Commissioners (the "Board") as of and for the year ended September 30, 2015, and the related notes to the financial statements, which collectively comprise the Board's basic financial statements, and have issued our report thereon dated May 24, 2016 for the purpose of compliance with Section 218.39(2), Florida Statutes, and Chapter 10.550, Rules of the Auditor General -Local Governmental Entity Audits. Internal Control Over Financial Reporting In planning and performing our audit of the financial statements, we considered the Board's internal control over financial reporting (internal control) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the Board's internal control. Accordingly, we do not express an opinion on the effectiveness of the Board's internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect and correct misstatements on a timely basis. A material weakness is a deficiency, or combination of deficiencies, in internal control, such that there is a reasonable possibility that a material misstatement of the Board's financial statements will not be prevented, or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies and therefore, material weaknesses or significant deficiencies may exist that were not identified. Given these limitations during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. We did identify certain deficiencies described in Appendix A - Financial Statement Findings as item 2015-001 and 2015-002 that we consider to be significant deficiencies. Compliance and Other Matters As part of obtaining reasonable assurance about whether the Board's financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. J-1 Responses to the Findings The Board's responses to the findings identified in our audit are described in Appendix A — Financial Statement Findings. The Board's responses were not subjected to the auditing procedures applied in the audit of the financial statements and accordingly, we express no opinion on them. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the Board's internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the Board's internal control and compliance. Accordingly, this communication is not suitable for any other purpose. Orlando, Florida May 24, 2016 J-2 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS APPENDIX A - FINANCIAL STATEMENT FINDINGS Finding 2015-001 Significant Deficiency Training and Review Criteria: An effective system of internal control contemplates that management properly maintain and close the books and records to safeguard the accuracy of the financial statements. This includes ensuring that management has the availability and expertise to properly review, close and adjust the books and records in a timely manner to ensure accuracy. Condition: During our audit we noted that the majority of the Finance staff has been in place for the past fiscal year and that the majority of vacant positions from the prior year were filled. While this resulted in an improvement in the timeliness and accuracy of the accounting records, numerous entries were required to correct the books and records at year-end. Effect: Potential for financial statement error. Cause: There was a large volume of unique and complex transactions requiring significant management analysis and consultation and certain transaction recorded in error were either not detected through review processes or were recorded later than normally expected. Recommendation: We recommend that the Clerk ensure that the Finance staff continue to be developed in order to enhance expertise and availability for management oversight, providing additional assurance that books and records contain accurate and reliable financial information in a timely manner. Management Response: We will continue making significant improvements and will consult with external auditors on a routine basis regarding unique and complex transactions that require a significant amount of management analysis and consultation; especially those that take place during year-end. The unique and complex transactions for this year included: • Implementation of GASB 68 • Pension Presentation/Disclosures and delays by the State of Florida • Mayfield Money (proper technical presentation -- Grant vs. Loan) • Debt swap of $17 million between the BOCC and the Key Largo Wastewater Treatment District • Issuance of a $32 mil bond document and the covenants • Issuance of an associated $16 mil line of credit • Bankruptcy and treatment for uncollectible airport debt (had been on F/S for years) • Theft of County banking information (management worked closely with law enforcement, bank and county staff to resolve) • Changing of banking RFP process (July thru Oct was transition period) • Upgrade of the entire financial/accounting system (August and September) Finding 2015-002 Significant Deficiency Late postings and payments Criteria: An effective system of internal control includes methods for insuring that transactions be recorded in a timely manner in order for the books and records to be accurate at any point in time as well as proper approval of all journal entries. J-3 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS APPENDIX A - FINANCIAL STATEMENT FINDINGS Condition and context: During our testing of journal entries as well as procurement cards we noted that at times journal entries were posted late and at times the procurement card invoices were paid after the due date. In the majority of cases these late postings and late payments were due to the fact that the supporting documentation to support the transaction was not provided to Finance in a timely manner. Additionally we noted a small number of journal entries with no approval signature. Effect: Late posting of journal entries results in the books and records of the County to be less than accurate until the underlying transactions are posted and late payment of procurement card statements may result in the card being rendered unusable to the holder until payment is made. Lack of journal entry approval may result in incorrect postings. Cause: Lack of coordination between departments. Recommendation: We recommend that the County establish procedures to ensure that Finance be provided all documentation within a reasonable time frame to allow for the timely posting of journal entries and payment of procurement card invoices and that all journal entries are approved prior to posting. Management Response: In July 2014, the Clerk's Internal Audit Department issued "Audit Report of the Monroe County Board of County Commissioners Purchasing Card Policy and Procedures" that found procurement card (p-card) invoices were not submitted by Board of County Commissioner (BOCC) staff in a timely manner. In October 2015 the Clerk's Internal Audit Department conducted a follow-up and identified that the p-card invoices continue to not be paid timely due to late submission by BOCC staff. BOCC acknowledged to Internal Audit that the monthly invoices were not submitted timely. BOCC management indicated that they were willing to accept the risks associated with not paying the p-card invoices on time. It is recommended that BOCC management heed the recommendations of both the internal and external auditors for submitting the p-card invoices timely. The Clerk and BOCC staff worked tirelessly throughout the year to improve coordination and communication. In the majority of instances, the delays noted were due to outside factors that are beyond the control of BOCC and/or Clerk staff. Examples include: • Staff could not proceed without BOCC approval; • Staff could not proceed until court action on bond validation; • Staff could not proceed without input from third party grantor agencies; • Staff needed replies or feedback from other government agencies; • Contract execution must occur prior to posting. These external factors have always existed and will continue to exist. It is unreasonable to expect that these external factors will be eliminated. J-4 `� Cherry Bekaert"' CPAs & Advisors Independent Auditor's Management Letter To the Clerk Ex Officio, Mayor and Board of County Commissioners of Monroe County, Florida: Report on the Financial Statements We have audited the financial statements of each major fund, the discretely presented component unit, and the aggregate remaining fund information of the Monroe County, Florida Board of County Commissioners (the "Board") as of and for the year ended September 30, 2015, and have issued our report thereon dated May 24, 2016. Auditor's Responsibility We conducted our audit in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and Chapter 10.550, Rules of the Auditor General. Other Reports We have issued our Report of Independent Auditor on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of the Financial Statements Performed in Accordance with Government Auditing Standards; and our Report of Independent Accountant on Compliance with Local Government Investment Policies regarding compliance requirements in accordance with Chapter 10.550, Rules of the Auditor General. Disclosures in those reports, which are dated May 24, 2016, should be considered in conjunction with this management letter. Prior Audit Findings Section 10.554(1)(i)l., Rules of the Auditor General, requires that we determine whether or not corrective actions have been taken to address findings and recommendations made in the preceding annual financial audit report. We have addressed the status of findings and recommendations made in the preceding annual financial report in Appendix A attached to this letter. Official Title and Legal Authority Section 10.554(1)(i)4., Rules of the Auditor General, requires that the name or official title and legal authority for the primary government and each component unit of the reporting entity be disclosed in this management letter, unless disclosed in the notes to the financial statements. Such disclosure is included in notes to the financial statements. Other Matters Section 10.554(1)(i)2., Rules of the Auditor General, requires that we address in the management letter any recommendations to improve financial management. In connection with our audit, we did not have any such recommendations. Section 10.554(1)(i)3., Rules of the Auditor General, requires that we address noncompliance with provisions of contracts or grant agreements, or abuse, that have occurred, or are likely to have occurred, that have an effect in the financial statements that is less than material but which warrants the attention of those charged with governance. In connection with our audit, we did not have any such findings. J-5 Purpose of this Letter The purpose of this management letter is to communicate certain matters prescribed by Chapter 10.550, Rules of the Auditor General. Accordingly, this management letter is not suitable for any other purpose. Orlando, Florida May 24, 2016 J-6 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS MANAGEMENT LETTER COMMENTS (PRIOR YEAR) - APPENDIX A 2014-001 IT Best Practice Recommendation — Risk Assessment - Corrected Observation: During our review of the internal controls over information technology we noted that the County has not performed a formal risk assessment of the information technology that is currently in place. A risk assessment is an assessment of the risk faced by information technologies at the County. This document should identify and classify potential risks to the central IT infrastructure and resources, document obstacles precluding elimination of these identified risks and then recognize the County's acceptance of those risks. A risk assessment should be updated with the results of audits, inspections, and identified incidents. The scope should include risks related to the confidentiality, availability, and integrity of critical data and resources. As a main deliverable of this risk assessment, documented policies and procedures related to IT Security should be developed and implemented. Once approved the policies and procedures should be updated annually and approved by the executive level. Additionally all employees should sign -off on these policies stating they agree to adhere to set policies and procedures. Recommendation: We recommend that the County IT management perform and document a formal IT Risk Assessment of the information technology that is currently in place. Management Response: A technical assessment of the IT environment of the FinancePlus financial application has been performed 2014-002 IT Best Practice Recommendation — Information Security Policy - Corrected Observation: A formal Information Security Policy which defines the security objective for the County has not been developed and implemented by the County. A policy should be established to define requirements to requesting and granting access, terminating access, and periodically reviewing access. Additionally procedures should be implemented to define minimum requirements for password security, confidentiality of information, and segregation of duties guidelines within the application. The policy should also outline the security policies of the County that are in place to restrict physical and logical access to sensitive data as well as network security, back-up and disaster recovery procedures. The program should be reviewed and updated annually to accurately reflect changes in the information systems environment. Recommendation: We recommend that the County IT management develop and implement a formal Information Security Policy. This lack of documentation could result in inadequate implementation of the Board's IT security controls. Management Response: The County has developed and implemented a formal Information Security Policy J-7 MONROE COUNTY, FLORIDA BOARD OF COUNTY COMMISSIONERS MANAGEMENT LETTER COMMENTS (PRIOR YEAR) - APPENDIX A 2014-003 IT Best Practice Recommendation — Segregation of Duties - Corrected Observation: During our review of access and security controls, we noted that the County does not maintain proper segregation of duties over the process of physically providing user access and a timely review of the user access change logs. The Finance Director is responsible for physically providing user access to various financial applications (as approved by others in the organization) and the user access change log is currently reviewed annually. This constitutes an inadequate level of segregation of duties between the end users of the system and the security administration function, which could result in inappropriate access. Recommendation: It is recommended that a monthly review of the user access change log be instituted and performed by an appropriate party. Management Response: A system access review has been implemented and is being performed by an individual not responsible for provisioning system access to the financial applications. J-8 `� Cherry Bekalert- CPAs & Advisors Report of Independent Accountant on Compliance with Local Government Investment Policies To the Clerk Ex Officio, Mayor and Board of County Commissioners of Monroe County, Florida: Report on Compliance We have examined the Monroe County, Florida Board of County Commissioners' (the "Board") compliance with the local government investment policy requirements of Section 218.415, Florida Statutes, during the year ended September 30, 2015. Management is responsible for the Board's compliance with those requirements. Our responsibility is to express an opinion on the Board's compliance based on our examination. Scope Our examination was conducted in accordance with attestation standards established by the American Institute of Certified Public Accountants and, accordingly, included examining, on a test basis, evidence about the Board's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our examination provides a reasonable basis for our opinion. Our examination does not provide a legal determination on the Board's compliance with specified requirements. Opinion In our opinion, the Board complied, in all material respects, with the aforementioned requirements for the year ended September 30, 2015. Orlando, Florida May 24, 2016 J-9