Tab 10 Local Bond Monitoring3ond Finance - Local Bond Monitoring: Notice of Sale https : //bondissue.sbafta.com/nos.aspx
STATE OF FLORIDA - DIVISION OF BOND FINANCE LOCAL BOND MONITORING
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Notice of Sale Status
Notice of Sale submission successful.
Submit Date: 9/24/2014
Bond Issue Monroe County, Florida Infrastructure Sales Surtax Improvement and Refunding Revenue Bond, Series
Name: 2014
Sale Date: 10/17/2014
Closing Date: 10/21/2014
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NAME OF GOVERNMENTAL UNIT
Monroe County
MAILING ADDRESS OF GOVERNMENTAL UNIT OR ITS MANAGER
Address(1) 1100 Simonton Street
Address(2)
city Key West
State FL
zip 33040
COUNT(IES) IN WHICH GOVERNMENTAL UNIT HAS JURISDICTION
Monroe
TYPE OF ISSUER
County
IS THE ISSUER A COMMUNITY DEVELOPMENT DISTRICT? r
ISSUE NAME J
AMOUNT
INTEREST CALCULATION
YIELD
Monroe County, Florida
Infrastructure Sales Surtax
Improvement and Refunding
$31,885,000.00
ARBI
2.3601
R evenue Bond, S eries 2014
AMOUNT AUTHORIZED
$32,000,000.00
DATED DATE (MM/DD/YYYY)
10/21/2014
SALE DATE (MM/DD/YYYY)
10/17/2014
DELIVERY DATE (MM/DD/YYYY)
10/21/2014
LEGAL AUTHORITY FOR ISSUANCE
Chapters 125 and 212, Florida Statutes
TWE OF ISSUE
Revenue
IS THIS A PRIVATE ACTMTY BOND (PAB)? '
Did This Issue Receive a PAB Allocation?
Amount of Allocation
$0.00
SPECIFIC REVENUES(S) PLEDGED
Primary
Infrastructure Surtax
Secondary
Other
PURPOSE(S) OF THE ISSUE
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Primary
Other
Secondary
Other
Various capital improvements and refunding
IS THIS A REFUNDING ISSUE? J
ISSUE NAME
DATE
ORIGINAL PAR VALUE
PAR VALUE REFUNDED
Monroe County, Florida
Infrastructure Sales
1 $7,060,000.00
Surtax Revenue Bonds,
3/26/2003'$21,455,000.00
Series 2003
REFUNDED DEBT HAS BEEN
Defeased
DID THE REFUNDING ISSUE CONTAIN NEW MONEY? '_-
APPROXMIATELY WHAT PERCENTAGE OF PROCEEDS IS NEW MONEY?
77.67
TYPE OF SALE
Negotiated Private Placement
INSURANCE/ENHANCEMENTS
No Credit Enhancement
RATINGS)
Moody's
NR
S &P
NR
Fitch
NR
Other
DEBT SERVICE SCHEDULE PROVIDED BY
E -mail
OrnoNAL REDEMPTION PROVISIONS PROVIDED BY
E -mail
PROVIDE THE NAME AND ADDRESS OF THE SENIOR MANAGING UNDERWRITER OR SOLE PURCHASER
Underwriter Pinnacle Public Finance, Inc.
Address(') 8377 East Hartford Drive
Address(2) Suite 115
city Scottsdale
State AZ
Zip 85255
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CO- Underwriter None
Address(1)
Address(2)
City
State
-
zip
PROVIDE THE NAME(s)
AND ADDRESS(ES) OF ANY ATTORNEY OR FINANCIAL CONSULTANT WHO ADVISED THE UNIT OF LOCAL
GOVERNMENT WITH RESPECT TO THE BOND ISSUE.
Bond Counsel
Nabors, Giblin & Nickerson
Address(1)
2502 Rocky Point Drive
Address(2)
Suite 1060
City
Tampa
State
FL
zip
33607
CO -Bond Counsel None
Address(1)
Address(2)
City
State -
Zip
FinancialAdvisor /Consultant Public Financial Management, Inc.
Address(1) 255 Alhambra Circle
Address(2) Suite 404
city Coral Gables
State FL
zip 33134
CO- Financial Advisor /Consultant None
Address(1)
Address(2)
City
State
-
zip
Other Professionals
Chapman and Cutler LLP
Address(1)
111 West Monroe Street
Address(2)
13th Floor
city
Chicago
State
IL
zip
60603
PAYING AGENT
County
REGISTRAR
County
BF2004 -A AND BF2004 -B
NOTE: The following items are required to be completed in full for all bond issues except those sold pursuant
to Section 154 Part III, Sections 159 Parts II, III, or V, or Section 243 Part I, Florida Statutes.
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HAS ANY FEE, BONUS, OR GRATUITY BEEN PAID BY ANY UNDERWRITER OR FINANCIAL CONSULTANT, IN CONNECTION WITH THE BOND
ISSUE, TO ANY PERSON NOT REGULARLY EMPLOYED OR ENGAGED BY SUCH UNDERWRITER OR CONSULTANT? IF YES, PLEASE PROVIDE
THE FOLLOWING INFORMATION WITH RESPECT TO EACH SUCH UNDERWRITER OR CONSULTANT.
HAVE ANY OTHER FEES BEEN PAID BY THE UNIT OF LOCAL GOVERNMENT WITH RESPECT TO THE BOND ISSUE, INCLUDING ANY FEE PAID
TO ATTORNEYS OF FINANCIAL CONSULTANTS? IF YES, PLEASE PROVIDE THE TOTAL FEES PAID TO APPLICABLE PARTICIPANTS.
Total Bond Counsel Fees Paid
$45,000.00
Total Financial Advisor Fees Paid
$39,385.00
Other Fees Paid
.... .COMPANY NAME
FEE PAID I
:SERVICE PROVIDED OR FUNCTION
Bond Counsel
Phone
SERVED
Chapman and Cutler
1$5,000.00
Purchas Couns
FILING OF THIS FORM HAS BEEN AUTHORIZED BY THE OFFIC OF THE ISSUER IDENTIFIED BELOW
Name
Sylvia Murphy, Mayor, Board of County Commissioners
Title
Governmental Officer primarily responsible for coordinating
issuance of the bonds
FEES CHARGED BY UNDERWRITER
Management Fee (Per Thousand Par Value)
0
Private Placement Fee
$0.00
UNDERWRITER'S EXPECTED GROSS SPREAD (PER THOUSAND PAR VALUE)
0
FOR ADDITIONAL INFORMATION, THE DIVISION OF BOND FINANCE SHOULD CONTACT.
Name
Steven E. Miller
Title
Bond Counsel
Phone
8132812222
company
Nabors Giblin & Nickerson, P.A
Address(')
2502 Rocky Point Drive
Address(2)
Suite 1060
city
Tampa
State
FL
Zip
33607
INFORMATION RELATING TO PARTY COMPLETING THIS FORM (IF DIFFERENT FROM ABOVE)
Name Same
Title
Phone
Company
Address(')
Address(2)
City
State -
Zip
In order to better serve local governments, the Division of Bond Finance will remind issuers as their deadlines
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approach for filing continuing disclosure information required by SEC Rule 15c2 -12, based on the following
information:
IF THE ISSUER IS REQUIRED TO PROVIDE CONTINUING DISCLOSURE INFORMATION IN ACCORDANCE WITH SEC RULE 1502 -12, DO YOU WANT
THE DIVISION OF BOND FINANCE TO REMIND YOU OF YOUR FILING DEADLINE? E
ON WHAT DATE IS THE CONTINUING DISCLOSURE INFORMATION REQUIRED TO BE FILED? (MWDD)
PROVIDE THE FOLLOWING INFORMATION REGARDING THE PERSON(s) RESPONSIBLE FOR FILING CONTINUING DISCLOSURE INFORMATION
REQUIREDBY SEC RULE 15c2 -12 AND THE CONTINUING DISCLOSURE AGREEMENT (INCLUDING OTHER OBLIGATED PARTIES, IF
APPROPRIATE).
Name
Title
Phone
Company
Address(1)
Address(2)
City
State
Zip
Fax
Email
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