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Fiscal Year 2016 MONROECOUNTY,FLORIDA SCHEDULEOFACTIVITYOFTHELANDFILL CLOSUREANDLONGTERMCAREESCROW ACCOUNT Year Ended September 30, 2016 And Report of Independent Auditor MONROECOUNTY,FLORIDA TABLEOFCONTENTS REPORTOFINDEPENDENTAUDITOR ..................................................................................................1-2 FINANCIALSTATEMENTS Schedule of Activity of the Landfill Closure and Long-Term Care Escrow Account ............................................ 3 Notes to Schedule of Activity of the Landfill Closure and Long-Term Care Escrow Account .......................... 4-5 ReportofIndependentAuditor To the Honorable Mayor and Board of County Commissioners of Monroe County, Florida ReportoftheSchedule We have audited the accompanying Schedule of Activity of the Landfill Closure and Long-Term Care Escrow Account (the “Schedule”) of the Monroe County, Florida Municipal Service District Waste Fund (the “Fund”) for the year ended September 30, 2016, and the related notes to the schedule. DĂŶĂŐĞŵĞŶƚ͛ƐResponsibilityfortheSchedule Management is responsible for the preparation and fair presentation of the Schedule in accordance with the financial reporting provisions of Section 62-701.630 of the Florida Administrative Code, which is a comprehensive basis of accounting other than accounting principles generally accepted in the United States of America, as more fully described in Note 2. Management is also responsible for the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of the Schedule that is free from material misstatement, whether due to fraud or error. ƵĚŝƚŽƌ͛ƐResponsibility Our responsibility is to express an opinion on the Schedule based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the Schedule is free of material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the Schedule. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the Schedule, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation and fair presentation of the Schedule in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the Schedule. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. Opinion In our opinion, the Schedule referred to above presents fairly, in all material respects, the cash receipts and disbursements of the Schedule described in Note 2. EmphasisofMatter Basis of Presentation We draw attention to Note 2 to the Schedule, which describes that the accompanying Schedule was prepared for the purpose of complying with Section 62-701.630 of the Florida Administrative Code, and is not intended to present the financial position or results of operations of the Fund. RestrictiononUse This report is intended solely for the information and use of management, the County Mayor and the Board of County Commissioners of Monroe County, Florida, and the State of Florida Department of Environmental Protection and is not intended to be and should not be used by anyone other than these specified parties. Orlando, Florida March 6, 2017 2 MONROECOUNTY,FLORIDA SCHEDULEOFACTIVITYOFTHELANDFILLCLOSUREAND LONGTERMCAREESCROWACCOUNT YEARENDEDSEPTEMBER30,2016 Balance, September 30, 2015 $1,750,629 Plus deposits: Investment Income2,628 Additional funding per DEP requirements13,050 Balance, September 30, 2016$1,766,307 The accompanying notes to the schedule of activity of the landfill closure and long-term care escrow account are an integral part of this statement. 3 MONROECOUNTY,FLORIDA NOTESTOSCHEDULEOFACTIVITYOFTHELANDFILLCLOSUREAND LONGTERMCAREESCROWACCOUNT YEARENDEDSEPTEMBER30,2016 NoteϭͶZĞƉŽƌƚŝŶŐentity Monroe County, Florida (the “County”) is a Non-Charter County established under the Constitution and the laws of the state of Florida. It is governed by an elected Board of County Commissioners (the “Board”) which is governed by state statutes and regulations. In addition to the members of the Board, there are five elected constitutional officers: the Clerk of the Circuit Court, Sheriff, Tax Collector, Property Appraiser, and the Supervisor of Elections. The constitutional officers each maintain separate accounting records and budgets. NoteϮͶ^ƵŵŵĂƌLJofsignificantaccountingpolicies Basis ofAccounting – The Landfill Closure and Long-Term Care Escrow Account (“Escrow Account”) was established to comply with the escrow requirements of Section 62-701.630 of the Florida Administrative Code (“Section 62-701.630”). This rule requires the County to have sufficient funds on deposit in an interest-bearing escrow account for the purpose of funding the estimated landfill closure cost of the County’s landfill. Currently these funds are invested as demand deposits. The balance and activity of the Escrow Account is presented and reported within the County’s Municipal Service District Waste Fund. The Landfill Closure and Long-Term Care Escrow Account cash is held by Regions Bank in its capacity as the County’s investment custodian. The Schedule of Activity of the Landfill Closure and Long-Term Care Escrow Account is presented on the basis of cash receipts and cash disbursements, which is a comprehensive basis of accounting other than accounting principles generally accepted in the United States of America and is only intended to present the balance segregated for the purpose of complying with Section 62-701.630. Landfill Operating Status – The landfill capacity of the County’s previously operated landfills, which include Cudjoe Key, Long Key, and Key Largo, are 100% used and have no remaining landfill life. Closure of these landfills was substantially completed during the year ended September 30, 1994. The County requested and the Florida Department of Environmental Protection (“FDEP”) agreed to early release of all long-term care requirements for the Key Largo and Long Key landfills leaving only the Cudjoe Key landfill. The County also has a landfill site at Cudjoe Key which has never been used and which the County does not presently intend to use. Accordingly, no future closure cost is accruable except for post closure costs estimated to be incurred in the coming year for Cudjoe Key. At September 30, 2016, the estimated future cost for post closure maintenance for the previously operated landfills was $175,531 and the unused landfill site was $1,590,776. Landfill Management Escrow Account – The County established a separate investment account for landfill management escrow in fiscal year 1996. The escrow, which is part of the County’s cash and investments, is calculated based on estimates by a registered professional engineer updated annually based on the current year inflation factor provided by the FDEP. The Code requires that the escrow be funded for closing costs on a straight-line basis over the design life of the permitted portion of the landfill and for one year’s long-term care costs beginning one year prior to closure. Since the County has no intention to operate the unused landfill, its closure costs were fully funded in 1996. 4 MONROECOUNTY,FLORIDA NOTESTOSCHEDULEOFACTIVITYOFTHELANDFILLCLOSUREAND LONGTERMCAREESCROWACCOUNT YEARENDEDSEPTEMBER30,2016 NoteϮͶ^ƵŵŵĂƌLJofsignificantaccountingpolicies(continued) The landfill is required by state and federal laws and regulations to make annual contributions to a cash escrow account to meet financial assurance requirements. During the year, additional funding of $13,050 and investment earnings of $2,628 were added to the escrow account. In accordance with laws and regulations, the landfill had cash and investments of $1,766,307 held for these purposes at September 30, 2016. In the event closure escrows and interest earning prove inadequate due to inflation, changes in technology, or additional post closure care requirements, these costs may need to be covered by charges to service users. At September 30, 2016, the escrow balance was based on the following calculation: CudjoeKey Landfill Estimated post closure costs, beginning of year$1,750,629 Change in estimate15,678 Estimated post closure costs, end of year$1,766,307 Landfill management escrow cash restricted for long-term care$1,766,307 Although the escrow account is available for all post closure costs, the County funds its minor routine post closure costs as part of its Solid Waste operations budget. Accordingly, the escrow liability established pursuant to Florida Administrative Code is considered to be long-term and the related assets will be used only on an emergency basis. 5