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Item J4 '/ BOARD OF COUNTY COMMISSIONERS AGENDA ITEM SUMMARY Meeting Date: 15 August 2007 Division: Growth Management Bulk Item: Yes -2L No Department: Marine Resources Staff Contact Person: Rich Jones. 289-2805 AGENDA ITEM WORDING: Approval of an amendment to CV A grant 03-361, LE 507 between FDEP and Monroe County providing funds for off-setting vessel pump-out costs. The amendment provides for a time extension of the contract. ITEM BACKGROUND: Contract LE507 provides funds to offset the cost of pumping out and hauling out waste from the boating community. For those that have availed themselves of the Clean Vessel Act (CV A) grant program, they are limited to a pump-out fee of no more than $5.00. However the true cost of pump-out service is at least $20.00. This grant allows the county to offset the cost of any public or private entity operating a pump-out facility.' Though funds have already been expended from the grant, the original grant amount was $250,000 PREVIOUS RELEVANT BOCC ACTION: January 2004 - Approval of CV A grant LE507 October 2006 - Amendment of CV A grant LE507 CONTRACT/AGREEMENT CHANGES: Amendment to agreement LE507 extending the termination date. STAFF RECOMMENDATIONS: Approval TOT AL COST: $250,000 BUDGETED: Yes No COST TO COUNTY: o SOURCE OF FUNDS: REVENUE PRODUCING: Yes No AMOUNTPERMONTH_ Year (Y1~ Risk Management _X_ APPROVED BY: County Arty 4vOMBIPurchasing---X- DOCUMENTATION: Included X Not Required_ DISPOSITION: AGENDA ITEM # Revised 8/06 MONROE COUNTY BOARD OF COUNTY COMMISSIONERS CONTRACT SUMMARY Contract with: FDEP Contract #LE507 Effective Date: October L 2006 Expiration Date: September 30, 2007 Contract Purpose/Description: Contract between Monroe County and the Florida Department of Environmental Protection (FDEP) to receive $250,000 in Clean Vessel Act (CV A) Funds. Funds will assist on offsetting the cost of paying for pump-outs in Monroe County based on the high cost of hauling sewage effluent out of the Keys. Contract Manager: Rich Jones 2805 #11 (Name) (Ext. ) (Department/Stop #) for BOCC meeting on 8/15/07 Agenda Deadline: 7/31/07 CONTRACT COSTS Total Dollar Value of Contract: $ 250,000.00 Budgeted? YesD No [gJ Account Codes: Orant: $ 250,000 County Match: $ 0 Current Year Portion: $ 75,000 I 125-53018-530340-0B0418-530340 / - - - ----- - - - - ----- Estimated Ongoing Costs: $NA/yr (Not included in dollar value above) ADDITIONAL COSTS For: NA (eg. maintenance, utilities, janitorial, salaries, etc.) CONTRACT REVIEW Changes Date In Needed . ,/'Reviewer Division Director ,,~'-o7 YesDNo[2f ~~~ Risk Man~ement l' 3).-{)) YesO No0" f\ \ "~ tL ~ t\~:1 ::}1'7.' I, ~~ O.M.B.!PurcBasing ~=r YesO NoG!' := ._ County Attorney 7);;-t,jo') YesD NoEf ~~ Date Out ..() 7 -6) Comments: DEP AGREEMENT NO. LE507 AMENDMENT NO.2 THIS AGREEMENT as entered into on the 28th day of January, 2004 and amended on the 7th day of December, 2006, between the STATE OF FLORIDA DEPARTMENT OF ENVIRONMENTAL PROTECTION (hereinafter referred to as the "Department" or "DEP" and MONROE COUNTY BOARD OF COUNTY COMMISSIONERS, (hereinafter referred to as "Grantee" or "Recipient") is hereby amended. WHEREAS, due to delays caused by the 2005 and 2006 hurricane seasons WHEREAS, the Grantee has requested and the Department has agreed to a no cost time extension; and WHEREAS, other changes to the Agreement are necessary. NOW, THEREFORE, the parties hereto agree as follows: Paragraph 2 is hereby revised to change the ending date of the project from October I, 2006 to September 30, 2007. Paragraph 5A is hereby revised to change the [mal invoice submission date to October 14,2007. Paragraph 15 is hereby revised to change the Grantee's Grant Manager's telephone number to (305) 289- 2812. Attachment D-I, Revised Special Audit Requirements is hereby deleted in its entirety and replaced with Attachment D-2, Second Revised Special Audit Requirements, attached hereto and made a part of the Agreement. All references in the Agreement to Attachment D-l shall hereinafter refer to Attachment D-2, Second Revised Special Audit Requirements. REMAINDER OF PAGE INTENTIONALLY LEFT BLANK DEP Agreement No. LE507, Amendment No.2, Page I of2 In all other respects, the Agreement of which this is an Amendment, and attachments relative thereto shall remain in full force and effect. IN WITNESS WHEREOF, the parties have caused this Amendment to be duly executed the day and year last written below. MONROE COUNTY BOARD OF COUNTY COMMISSIONERS STATE OF FLORIDA DEPARTMENT OF ENVIRONMENTAL PROTECTION By: Title*: By: Director, Division of Law Enforcement or designee Date: Date: ~ Ld1Aa-1L Brenda Leonard, DEP Grant Manager MONROE COUNTY ATTORNEY PPROVED AS TO ORM: .L iQ~ SI~ DEP Contracts Administrator NATILEENE IN. CASSEL ASSISTANj CO~TY ATTORNEY Date ! ~ 7 Approved as to form and legality: M b-A "-. DEP\\ttomey 6~ *For Agreements with governmental boards/commissions: If someone other than the Chairman signs this Amendment, a resolution, statement or other document authorizing that person to sign the Amendment on behalf of the governmental board/commission must accompany the Amendment. List of attachments/exhibits included as part of this Amendment: Specify Type Attachment Letter/ Number D-2 Description (include number of pages) Second Revised Special Audit Requirements (5 Pages) DEP Agreement No. LE507, Amendment No.2, Page 2 of2 ATTACHMENT D-2 SECOND REVISED SPECIAL AUDIT REQUIREMENTS The administration of resources awarded by the Department of Environmental Protection (which may be referred to as the "Department", "DEP", "FDEP" or "Grantor", or other name in the contract/agreement) to the recipient (which may be referred to as the "Contractor", Grantee" or other name in the contract/agreement) may be subject to audits and/or monitoring by the Department of Environmental Protection, as described in this attachment. MONITORING In addition to reviews of audits conducted in accordance with OMB Circular A-133 and Section 215.97, F.S., as revised (see "AUDITS" below), monitoring procedures may include, but not be limited to, on-site visits by Department staff, limited scope audits as defmed by OMB Circular A-133, as revised, and/or other procedures. By entering into this Agreement, the recipient agrees to comply and cooperate with any monitoring procedures/processes deemed appropriate by the Department of Environmental Protection. In the event the Department of Environmental Protection determines that a limited scope audit of the recipient is appropriate, the recipient agrees to comply with any additional instructions provided by the Department to the recipient regarding such audit. The recipient further agrees to comply and cooperate with any inspections, reviews, investigations, or audits deemed necessary by the Chief Financial Officer or Auditor General. AUDITS PART I: FEDERALLY FUNDED This part is applicable if the recipient is a State or local government or a non-profit organization as defmed in OMB Circular A-133, as revised. 1. In the event that the recipient expends $500,000 or more in Federal awards in its fiscal year, the recipient must have a single or program-specific audit conducted in accordance with the provisions of OMB Circular A-133, as revised. EXHIBIT 1 to this Agreement indicates Federal funds awarded through the Department of Environmental Protection by this Agreement. In determining the Federal awards expended in its fiscal year, the recipient shall consider all sources of Federal awards, including Federal resources received from the Department of Environmental Protection. The determination of amounts of Federal awards expended should be in accordance with the guidelines established by OMB Circular A-133, as revised. An audit of the recipient conducted by the Auditor General in accordance with the provisions of OMB Circular A-133, as revised, will meet the requirements of this part. 2. In connection with the audit requirements addressed in Part I, paragraph 1, the recipient shall fulfill the requirements relative to auditee responsibilities as provided in Subpart C of OMB Circular A-133, as revised. 3. If the recipient expends less than $500,000 in Federal awards in its fiscal year, an audit conducted in accordance with the provisions of OMB Circular A-133, as revised, is not required. In the event that the recipient expends less than $500,000 in Federal awards in its fiscal year and elects to have an audit conducted in accordance with the provisions ofOMB Circular A-133, as revised, the cost of the audit must be paid from non-Federal resources (i.e., the cost of such an audit must be paid from recipient resources obtained from other than Federal entities). 4. The recipient may access information regarding the Catalog of Federal Domestic Assistance (CFDA) via the internet at http://12.46.24S.173/cfda/cfda.html. DEP 55-215 (02/07) DEP Agreement No. LES07, Attachment 0-2, Page 1 of 5 PART II: STATE FUNDED This part is applicable if the recipient is a nonstate entity as defmed by Section 215.97(2)(m), Florida Statutes. 1. In the event that the recipient expends a total amount of state fmancial assistance equal to or in excess of $500,000 in any fiscal year of such recipient, the recipient must have a State single or project-specific audit for such fiscal year in accordance with Section 215.97, Florida Statutes; applicable rules of the Department of Financial Services; and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General. EXHIBIT 1 to this Agreement indicates state fmancial assistance awarded through the Department of Environmental Protection by this Agreement In determining the state financial assistance expended in its fiscal year, the recipient shall consider all sources of state financial assistance, including state financial assistance received from the Department of Environmental Protection, other state agencies, and other nonstate entities. State fmancial assistance does not include Federal direct or pass-through awards and resources received by a nonstate entity for Federal program matching requirements. 2. In connection with the audit requirements addressed in Part II, paragraph 1; the recipient shall ensure that the audit complies with the requirements of Section 215.97(7), Florida Statutes. This includes submission of a fmancial reporting package as defmed by Section 215.97(2), Florida Statutes, and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General. 3. If the recipient expends less than $500,000 in state fmancial assistance in its fiscal year, an audit conducted in accordance with the provisions of Section 215.97, Florida Statutes, is not required. In the event that the recipient expends less than $500,000 in state financial assistance in its fiscal year, and elects to have an audit conducted in accordance with the provisions of Section 215.97, Florida Statutes, the cost of the audit must be paid from the non-state entity's resources (i.e., the cost of such an audit must be paid from the recipient's resources obtained from other than State entities). 4. For information regarding the Florida Catalog of State Financial Assistance (CSFA), a recipient should access the Florida Single Audit Act website located at https://a?ps.fldfs.comlfsaa for assistance. In addition to the above websites, the following websites may be accessed for information: Legislature's Website at http://www.leg.state.fl.uslWelcome/index.cfm. State of Florida's website at http://www.mvflorida.coml, Department of Financial Services' Website at http://www.fldfs.coml and the Auditor General's Website at http://www.state.fl.us/audgen. PART III: OTHER AUDIT REQUIREMENTS (NOTE: This part would be used to specifY any additional audit requirements imposed by the State awarding entity that are solely a matter of that State awarding entity's policy (i.e., the audit is not required by Federal or State laws and is not in conflict with other Federal or State audit requirements). Pursuant to Section 215.97(8), Florida Statutes, State agencies may conduct or arrange for audits of State financial assistance that are in addition to audits conducted in accordance with Section 215.97, Florida Statutes. In such an event, the State awarding agency must arrange for funding the fUll cost of such additional audits.) PART IV: REPORT SUBMISSION 1. Copies of reporting packages for audits conducted in accordance with OMB Circular A-133, as revised, and required by PART I of this Attachment shall be submitted, when required by Section .320 (d), OMB Circular A-133, as revised, by or on behalf of the recipient directly to each of the following: DEP 55-215 (02/07) DEP Agreement No. LE507, Attachment D-2, Page 2 of 5 A. The Department of Environmental Protection at the following address: Audit Director Florida Department of Environmental Protection Office of the Inspector General, MS 40 3900 Commonwealth Boulevard Tallahassee, Florida 32399-3000 B. The Federal Audit Clearinghouse designated in OMB Circular A-133, as revised (the number of copies required by Sections .320 (d)(l) and (2), OMB Circular A-133, as revised, should be submitted to the Federal Audit Clearinghouse), at the following address: Federal Audit Clearinghouse Bureau of the Census 1201 East 10th Street Jeffersonville, IN 47132 C. Other Federal agencies and pass-through entities in accordance with Sections .320 (e) and (f), OMB Circular A-133, as revised. 2. Pursuant to Section .320(f), OMB Circular A-133, as revised, the recipient shall submit a copy of the reporting package described in Section .320(c), OMB Circular A-133, as revised, and any management letters issued by the auditor, to the Department of Environmental Protection at the following address: Audit Director Florida Department of Environmental Protection Office of the Inspector General, MS 40 3900 Commonwealth Boulevard Tallahassee, Florida 32399-3000 3. Copies of fmancial reporting packages required by P ART II of this Attachment shall be submitted by or on behalf of the recipient directly to each of the following: A. The Department of Environmental Protection at the following address: Audit Director Florida Department of Environmental Protection Office of the Inspector General, MS 40 3900 Commonwealth Boulevard Tallahassee, Florida 32399-3000 B. The Auditor General's Office at the following address: State of Florida Auditor General Room 401, Claude Pepper Building 111 West Madison Street Tallahassee, Florida 32399-1450 REMAINDER OF PAGE INTENTIONALLY LEFT BLANK DEP 55-215 (02107) DEP Agreement No. LE507, Attachment D-2, Page 3 of 5 4. Copies of reports or management letters required by PART III of this Attachment shall be submitted by or on behalf of the recipient directly to the Department of Environmental Protection at the following address: Audit Director Florida Department of Environmental Protection Office of the Inspector General, MS 40 3900 Commonwealth Boulevard Tallahassee, Florida 32399-3000 5. Any reports, management letters, or other information required to be submitted to the Department of Environmental Protection pursuant to this Agreement shall be submitted timely in accordance with OMB Circular A-133, Florida Statutes, or Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, as applicable. 6. Recipients, when submitting financial reporting packages to the Department of Environmental Protection for audits done in accordance with OMB Circular A-133, or Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, should indicate the date that the reporting package was delivered to the recipient in correspondence accompanying the reporting package. PART V: RECORD RETENTION The recipient shall retain sufficient records demonstrating its compliance with the terms of this Agreement for a period of 5 years from the date the audit report is issued, and shall allow the Department of Environmental Protection, or its designee, Chief Financial Officer, or Auditor General access to such records upon request The recipient shall ensure that audit working papers are made available to the Department of Environmental Protection, or its designee, Chief Financial Officer, or Auditor General upon request for a period of 3 years from the date the audit report is issued, unless extended in writing by the Department of Environmental Protection. REMAINDER OF P AGE INTENTIONALLY LEFT BLANK DEP 55-215 (02107) DEP Agreement No. LE507, Attachment D-2, Page 4 of 5 .... I E-I ~ ~ cj ~ ~ o ....:l ....:l o ~ ~ E-< ~ o E-< f/) ...... f/) z o U E-< Z .a ::E .a ~ o ~ f/) 5:1 E-I o E-I E-I Z ~ f/) ~ A.. E-< ~ ...... 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