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Item Q07BOARD OF COUNTY COMNIISSIONERS AGENDA ITEM SUMMARY Meeting Date: 1/19/11 Division: County Attorne Bulk Item: Yes X No Staff Contact Person: Christine Limbert-B arrows #292-3475 AGENDA ITEM WORDING: Approval of Agreement 7orProfessional Services with CARR, RIGGS, & INGRAM, LLC. in connection with Monroe County and Roman Gastesi vs. Stand Up for Animals, Inc., (Circuit Court Case No. CAK-10-1050).. ITEM BACKGROUND: The County is involved in litigation in the matter of Monroe County and Roman Gastesi, Jr. vs. Stand Up far Animals, Inc. (Circuit Court Case No. CAK-10-1050). Charles W. Whetstone of Carr, Riggs & Ingram, LLC will be retained to provide professional accounting services related to the matter. PREVIOUS RELEVANT BOCC ACTION: None. CONTRACT/AGREEMENT CHANGES: None. STAFF RE C OM[MENDATIONS : Approval. TOTAL COST: Up to $15,,000 INDIRECT COST: N/A BUDGETED: Yes _ No _ DIFFERENTIAL OF LCOAL PREFERENCE: NIA COST TO COUNTY: $185 per hour SOURCE OF FUNDS: REVENUE PRODUCING: Yes No X AMOUNT PER MONTH YEAR L APPROVED BY: County Att- X OMB/Purchasing Risk Management DOCUMENTATION: Included X Not Required DISPOSITION: Revised 1 /09 AGENDA ITEM # MONROE COUNTY BOARD OF COUNTY COMMISSIONERS CONTRACT SUMMARY Contract with: Garr, Riggs&Ingram Contract # Effective Date: Upon full execution Expiration Date: Upon termination Contract Purpose/Description: Agreement with Carr, Rigs & Ingram LLC. to provide professional accounting services related- to the matter of Monroe County and Roman Gastesi vs. Stand Up for Animals Inc. Cir. Court Case No. CAI-10-1050 Contract Manager: Christine Limbert- (305)292- County Attorney's Office Barrows 3475 (Name) (Ext.) (Department/Stop #) for B OCC meeting on 1 / 19/ 11 Agenda Deadline: 1 /4/ 11 CONTRACT COSTS I Total Dollar Value of Contract: $ Up to Current Year Portion: $ C nnr► Budgeted? Yes[] No F-1 Account Codes: 67501-530310-- Grant: $ N/A - - -- - County Match: $ NIA - - - -- ADDITIONAL COSTS Estimated Ongoing Costs: $---.jyr For: (Not included in dollar value above) (e . maintenance, utilities, janitorial, salaries, etc. CONTRACT REVIEW Changes Date In Needed Division Director Yes[:] No❑ Risk Manage nt ��. '" � � Yes N<j O.M.B./PurVcasing 1 � . I 1 Yes ❑ No[] County Attorney 1/4/11 Comments: Reviewer No, un 7jfi� Ix M- . on, F, W., I F 9,10 Date Out AGREEMENT FOR PROFESSIONAL SERVICES THIS AGREEMENT is made as of this 19th day of January, 2011, between Monroe County Board of County Commissioners ("COUNTY"), a political subdivision of the State of Florida, whose address is 1100 Simonton Street, Key west, Florida 33040 and Carr, Riggs, & Ingram LLC ("CRI"1"CONSULTANT") with principal offices at 2111 Drew Street, Clearwater, FL 33765, for professional and consulting services in connection with the litigation involving Stand Up for Animals, Inc., (Case No.: CA-K-10- 1050 ("Litigation") and investigation of possible misuse of public funds; WHEREAS, COUNTY desires to retain CONSULTANT to provide professional services and consulting services related to accounting, auditing and in compliance with the Statements of Standards for consulting Services of the American Institute of Certified Public Accountants, which will include but not be limited to an assessment of the situation and facts identified by the COUNTY, a risk assessment, as well as substantive and forensic procedures in those and other areas, as deemed appropriate and as needed in connection with the Litigation; and WHEREAS, CONSULTANT desires to render these Services as described in SECTION I, Scope of Services; NOW, THEREFORE, COUNTY and CONSULTANT in consideration of the mutual covenants contained herein, agree as follows: SECTION I. SCOPE OF SERVICES CONSULTANT will provide its partner, Charles W. whetstone, who shall provide professional services related to the Litigation and investigation regarding misuse of public funds as directed by the County and in compliance with Statements on Standards for Consulting Services of the American Institute of Certified Public Accountants, which will include but not be limited to an assessment of the situation and facts, a fraud risk assessment, as well as substantive and forensic procedures in those and other areas, as deemed appropriate. The COUNTY will provide and/or subpoena financial records from Stand Up for Animals, Inc. (SUFA), the not -for -profit corporation, financial records of related businesses owned or control by the not -for -profit corporation and personal financial records as required. The CONSULTANT understands that the COUNTY may supply certain information and material that may be protected by attorney/client privilege or work product privilege, accountant/client privilege and that that CONSULTANT may develop certain information and material regarding those matters. CONSULTANT understands that the work perform will be confidential, constitution a portion of the COUNTY' s work product, and is to be regarded as being covered by the accountant -client, attorney -client and attorney work product privileges. CONSULTANT will take appropriate steps to segregate all material related to the work performed pursuant to this agreement from other files in CONSULTANT' s office. If request or subpoenas of any information or material related to this agreement which is in CONSULTANT's custody is sought, CONSULANT will notify the COUNTY. Should the COUNTY seek protection against disclosure of information or material, including legal action, the COUNTY will represent or retain legal counsel regarding the request or subpoena. It may be necessary for the CONSULTANT to prepare written reports presenting findings. These reports are to be used only in connection with the matters discussed and may not be used or published in any other manner without the written consent of the CONSULTANT. In accordance with Florida's Public Records Law, Chapter 119, certain records may be subject to disclosure. SECTION He COMPENSATION Compensation for CONSULTANT'S Services under this Agreement shall be as follows: • Hourly Rates by professional level are as follows: o Partner: $185 o Senior Associate $110-$135 o Para -Professional $60 CONSULTANT will be compensated for any time and expense, including fees and expenses of legal counsel that may be incurred in considering or responding to discovery request or other request for documents or information, or in participating as a witness or otherwise in any legal, regulatory or other proceeding, as a result of CONSULTANT's performance under this agreement. SECTION III. PAYMENT Consultant shall be reimbursed for expenses only to the extent and in the amounts authorized by Section 112.061, Florida Statutes and the Monroe County Code, payment . Py will be made periodically, but no more frequently than monthly, in arrears. Expenses shall be submitted by CONSULTANT and authorized by the COUNTY in writingwith backup documentation as required by the Clerk of Court. The COUNTY' S performance and obligation to pay under this Agreement is contingent upon an annual appropriation by the Board of County Commissioners and the approval of the Board members at the time of contract initiation and its duration. If the CONSULTANT'S duties, obligations and responsibilities are materiallychanged g by written amendment to this Agreement after execution of this Agreement, compensation due to the CONSULTANT shall be equitably adjusted, either upward or downward. 2 SECTION IV. PERIOD OF SERVICE This Agreement shall become effective upon signature b all parties and ' � y p shall continue in effect until the services are completed or terminated. This Agreement may ay be terminated by either party, with or without cause, upon seven days written notice t y o the other party. SECTION V. NON -WAIVER OF IMMU1vITy AND HOLD HARMLESS COUNTY and CUNSUTLANT acknowledge that COUNTY does not waiv e e immunity nor does COUNTY agree to hold the Consultant harmless; notwithstandingthe provisions of Sec. 76 P 8.28, Florida Statutes, the participation of the CONSULTANT and the COUNTY in this Agreement and the acquisition of an commercial liability ' y ability insurance coverage, self-insurance coverage, or local government liabilityinsurance pool coverage shall not g be deemed a waiver of immunity to the extent of liabilitycoverage, nor shall an contract g ' y entered into by the COUNTY be required to contain an provision for waiver. y SECTION VI. CONTROLLING LAW This Agreement is to be governed by the laws of the State of Florida. Venue Shall be in Monroe County. SECTION VII. SEVERABILITy If any provision of this Agreement is held invalid or unenforceable the' remaining provisions shall be valid and binding upon the parties. One or more waivers by either party Of any provision, term or condition shall not be construed b the other ' � .. y party as a waiver of y subsequent breach of the same provision, term or condition, SECTION VIII. NONDISCRIlVIINATION CONSULTANT and COUNTY agree that there will be no discrimination' against any person, and it is expressly understood that upon a determination by a court of competent jurisdiction that discrimination has occurred, this Agreement auto ' gI' automatically terminates without any further action on the part of anparty, effective the date y of the court order. CONSULTANT or COUNTY agrees to comply with all Federal and P y Florida statutes, and all local ordinances, as applicable, relating to nondiscrimination. These include but are not limited to: 1 } Title VI of the Civil Rights Act of 1964 PL 88-35 ' Z} W�lICh prohibits discrimination on the basis of race, color or national origin; 2 } Title IX of the Education Amendment of 1972, as amended (20 USC ss. 1681-1683 and 1685- 1686), which prohibits discrimination on the basis of sex; 3} Section 504 of the Rehabilitation Act of 1973, as amended (20 USC s. 794}, which prohibits discrimination on ' . P the basis of handicaps; 4} The Age Discrimination Act of 1975 as amended(42_. USA ss. 6101 6107} which prohibits discrimination on the basis of age; 5) The Drug Abus e office and Treatment Act of 1972 (PL 92-255), as amended, relatingto nondiscrimination basis urination on the of drug abuse; 6} The Comprehensive Alcohol Abuse and Alcoholism ' Prevention, Treatment and Rehabilitation Act of 1970 (PL 91-616}, as amended rel ating to C nondiscrimination on the basis of alcohol abuse or alcoholism; 7 The } Public Health Service Act of 1912, ss. 523 and 527 (42 USC ss. 690dd-3 and 290ee-3 as . }, amended, relating to confidentiality of alcohol and drug abuse patent records; 8 Title . P } e V III of the Civil Rights Act of 1968 (42 USC s. et seq.), as amended, relating to nondiscrimination in the sale, rental or financing of housing; 9) The Americans with Disabilit ies Act of 1990 (42 USC s. 1201 Note), as maybe amended from time to time relating to nondiscrimination on the basis of disability; 10) Monroe Count CodChapter y e pte 13, Article VI, which prohibits discrimination on the basis of race color, sex religion, glop, national origin, ancestry, sexual orientation, gender identityexpression, familial or ex p 11a1 status or age; 11) Any other nondiscrimination provisions in an Federal or state statutes w . y which may apply to the parties to, or the subject matter of, this Agreement. SECTION IX. NOTICE Any notices sent by the parties shall be deemed to have been dui served if del' ' . y delivered In person to the individuals and addresses listed below, or if delivered or sent b first cla ss ass mail, certified, return receipt, or by courier with roof of delivery. All written P ry n correspondence to the COUNTY shall be dated and signed b an authorized � y representative of the CONSULTANT. The correspondence shall be directed to: FOR COUNTY: Mr. Robert Shillinger Chief Assistant County Attorney P.O. Box 1026 Ivey West, Florida 33041 FOR CONSULTANT: Mr. Charles W. Whetstone CARR, RIGGS & INGRAM, LLC 2111 Drew Street Clearwater, Florida, 33765 SECTION X. NO T PARTY BENEFICIARIES Nothing contained herein shall create any relationship, contractual or otherwise, P erwise, with or any rights in favor of, any third party. SECTION xI. BINDING EFEE CT The terms, covenants, conditions, and provisions of this Agreement ' gr nt shall bind and inure to the benefit of the COUNTY and CONSULTANT and the' ' � respective legal representatives, successors, and assigns. 4 SECTION XII. AUTHORITY Each party represents and warrants to the other that the execution deliv ery and performance of this Agreement have been duly authorized b all y necess ary County and corporate action, as required by law. SECTION XIII. COVENANT OF NO INTEREST CONSULTANT and COUNTY covenant that neither presently has an interest . P y y ,and shall not acquire any interest, which would conflict in any manner or degree with its performance under this Agreement, and that only interest of each is to . y perform and receive benefits as recited in this Agreement. SECTION XIV. CODE OF ETHICS COUNTY agrees that officers and employees of the COUNTY recognize and will be required to comply with the standards of conduct for public officers and employees . P ployees as delineated in Section 112.313, Florida Statutes, regarding,but not limited solicitation d to, sollcitation or acceptance of gifts; doing business with one's agency; unauthorized compensation; misuse of public position, P p , conflicting employment or contractual relationship; and disclosure or use of certain information. SECTION XV. EXECUTION This Agreement, including any exhibits included herein, constitutes the entire Agreement between CONSULTANT and COUNTY, and supersedes and controls over . P all prior written or oral understandings. This Agreement may be amended, supplemented or modified ified only by a written instrument duly executed by the parties. SECTION XVI, ATTESTATION. Consultant agrees to execute such documents as the Count may reason ' . y y reasonably require, to include a Public Entity Crone Statement, an Ethics Statement Non -Collusion ' ion Affidavit and a Drug Free Workplace Statement. REMAINDER OF PAGE INTENTIONALLY LEFT BLANK. 61 Pq WITNESS WHEREOF, the parties hereto have executed this Agreement as of the day and year first written above. (SEAL) Attest: DANNY L. KOLHAGE, Clerk By: Deputy Clerk Bate: CARR RIGG S, & INGR AM, LLC fitness to onsultant (1 ,"Witness/to Consultant (2) By. Date: 1XII &OIli 9 N IrK4111. 113 1 I Mayor/Chairman