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07/07/1993Contract No. KH441 STATE OF FLORIDA DEPARTMENT OF HEALTH AND REHABILITATIVE SERVICES STANDARD CONTRACT THIS CONTRACT is entered Into between the State of Florida, Department of Health and Rehabilitative Services, hereinafter referred to as the "department", and BOARD OF COUNTY COMMISSIONERS COUNTY OF MONROE hereinafter referred to as the "provider". THE PARTIES AGREE: I. THE PROVIDER AGREES: A. To provide services according to the conditions specified in Attachment(s) I B.Federal Laws and Regulations 1. If this contract contains federal funds, the provider shall comply with the provisions of 45 CFR, Part 74, and/or 45 CFR, Part 92, and other applicable regulations as specified in Attachment _L- 2. if this contract contains federal funds and is over $100,000, the provider shall comply with all applicable standards, orders, or regulations issued under Section 306 of the Clean Air Act, as amended (42 U.S.C. 1857(h) et seq.), Section 508 of the Clean Water Act, as amended (33 U.S.C. 1368 et seq.), Executive Order 11738, and Environmental Protection Agency regulations (40 CFR Part 15). The provider shall report any violations of the above to the department. 3. If this contract contains federal funding in excess of $100,000, the provider must, prior to contract execution, complete the Certification Regarding Lobbying form, Attachment III . If a Disclosure of Lobbying Activities form­,-S—ta—ndard Form LLL, is required, it may be obtained from the contract manager. All disclosure forms as required by the Certification Regarding Lobbying form must be completed and returned to the contract manager. C.Audits and Records 1. To maintain books, records, and documents (including electronic storage media) in accordance with generally accepted accounting procedures and practices which sufficiently and properly reflect all revenues and expenditures of funds provided by the department under this contract. 2. To assure that these records shall be subject at all reasonable times to inspection, review, or audit by state personnel and other personnel duly authorized by the department, as well as by federal personnel. 3. To maintain and file with the department such progress, fiscal and inventory reports as specified in Attachment I , and other reports as the department may require within the period of this contract. Such reporting requirements must be reasonable given the scope and purpose of this contract. 4. To provide a financial and compliance audit to the department as specified in Attachment II and to ensure that all related party transactions are disclosed to the auditor. Additional audit requirements are specified in Attachment I, Special Provisions, Section D 5. To include these aforementioned audit and record keeping requirements in all approved subcontracts and assignments. D.Retention of Records 1. To retain all client records, financial records, supporting documents, statistical records, and an other documents (including electronic storage media pertinent to this contract for a period of five (5) years after termination of this contract, or 'if an audit has been initiated and audit findings have not been resolved at the end of five (5) years, the records shall be retained until resolution of the audit findings. 2. Persons duly authorized by the depai'trpent and federal auditors, pursuant to 45 CFR, Part 92.36(1)q0), shall have full access to and the right to examine any of said records and documents during said retentlon geriod or as long as records are retained, whichever is later. E. Monitoring -i 1. To provide reports as specified in Attachment - I _. These reports will be used for monitoring progress or performance of the contractual services as Spec ified In Attachment I 2. To permit persons duly authorized by the department to inspect any records, papers, documents, facilities, goods and services of the provider which are relevant to this contract, and/or Interview any clients and employees of the provider to be assured of satisfactory Performance of the terms and conditions of this contract. Following such inspection the department will deliver to the provider a list of its comments with regard to the manner in which said goods or services are being provided. The provider will rectify all noted deficiencies provided by the department within the specified period of time set forth in the comments or provide the department with a reasonable and acceptable justification for not correcting the noted Shortcomings. The provider's failure to correct or justify within a reasonable time as specified by the department may result in the withholding of payments, being deemed in breach or default, or termination of this contract. 7/1/93 F. endemnification If the provider is a state agency or subdivision as defined in section 768.28, Florida Statutes, only No. 2 below is applicable. Other than state agencies or subdivisions refer only to No. 1. 1. The provider agrees to be liable for all claims, suits, judgments, or damages, including court costs and attorney's fees, arising out of the negligent or intentional acts or omissions of the provider, and its agents, subcontractors, and employees, in the course of the operation of this contract. Further, the provider agrees to indemnify the department against all claims, suits, judgments, or damages, including court costs and attorneys fees, arising out of the negligent or intentional acts or omissions of the provider, and its agents, subcontractors, and employees, In the course of the operation of this contract. Also, the provider agrees to defend the department, upon receiving timely written notification from the department, against all claims, suits, judgments, or damages, including costs and attorney's fees, arising out of the negligent or intentional acts or omissions of the provider and its agents, subcontractors, and employees, In the course of the operation of this contract. Where the ovider and the department commit joint negligent acts, the Provider shall not be liable for nor have any obligation to defend the department with respect to that rt the joint negligent act committed by the departmentf In no event shall the provider be liable for or have any Obligation to defend the department against such claims, suits, judgements, or damages, including costs and attorney's fees, arising out of the sole negligent acts of the department. 2. Any provider who is a state agency or subdivision, as defined in section 768.28, Florida Statutes, agrees to be fully responsible for its negligent acts or omissions or intentional tortious acts which result in claims s suits against the department, and agrees to be or for any damages proximately caused by said acts or omissions. Nothing herein Is intended waiver of sovereign Immunity by any provider to which sovereign immunitto serve as a y applies. Nothing herein shall be construed as consent by a state agency or subdivision of the State of Florida to be sued by third parties In any that matter r(s an InOut dependent nde of any contract. The provider agrees pendent contractor of the department and not an agent or employee. G.Insurance 1. To provide adequate liability insurance coverage on a comprehensive basis and to hold such liability insurance at all times during the existence of this contract. The provider accepts full responsibility for identifying and determining the type(s) and extent of liability insurance necessary to provide reasonable financial protections for the provider and the clients to be served under this contract. Upon the execution of this contract, the provider shall furnish the department written verification supporting both the determination and existence of such insurance coverage. Such PProvgrraameestablisheed abe provided er Operating a self-insurance er the laws of the State of Florida. The department reserves thright to require additional insurance as specified in Attachment I_ where appropriate. 2. If the provider Is a state agency or subdivision as defined by section 768.28, Florida Statutes, the Provider shall furnish the department, upon request, written verification of liability protection in accordance with section 768.28. Florida Statutes. Nothing herein shall be construed to extend any partys liability beyond that provided In section 768.28, Florida Statutes. H.Safeguardinq Information Not to use or disclose any information concerning a rclplent of services under this contract for any purpose not in conformity with the state regulations and federal regulations (45 CFR, Part 205.50), except upon written consent of the recipient, or his responsible parent or guardian when authorized by law. I. Client Information To submit Managerhent, program, and client identifiable data, as1. specified by the department in Attachment J. Assignments and Subcontracts 1. To neither assign the responsibility of this contract to another party nor subcontract for any of the work contemplated under this contract without prior written approval of the department. No such approval by the department of any assignment or subcontract shall be deemed In any event or in any manner to provide for the incurrence of any obligation of the department in addition to the total dollar amount agreed upon in this Contract All such assignments or subcontracts shall Section too them conditions of this contract (except approval that the departmentph hall deeand to m necessary. of 2• Unless otherwise stated In the contract between the provider and subcontractor, working days aftpayments made by the provider to the subcontractor must be within seven (7) from the departer receipt of full or Payments ment In accordance Pa section 287.0585, Florida Statutes. Failure to pay within seven a7lworking days will result in a penalty charged amount�of Provider and of id to the subcontractor 9 in amount dUe, Per day from the expine ration of the rcent of the allowed herein for payment. Such period addition to actual Such owed and shall not exceIn ed fifteen (15) percent of the outstanding balance due. rt. r-'inancial Reports To provide financial reports to the department as specified In Attachment_ 2 L Return of Funds 1. To return to the department any overpayments due to unearned funds or funds disallowed pursuant to the terms of this contract that were disbursed to the provider by the department. The provider shall return any overpayment to the department within forty (40) calendar days after either discovery by the provider, or notification by the department, of the overpayment. In the event that the provider or its independent auditor discovers an overpayment has been made, the provider shall repay said overpayment within forty (40) calendar days without prior notification from the department. In the event that the department first discovers an overpayment has been made, the department will notify the provider by letter of such a finding. Should repayment not be made in a time) manner, the department will charge interest of one (1T percent per month compounded on the outstanding balance after forty (40) calendar days after the date of notification or discovery. 2. For state universities, should repayment not be made within forty (40) calendar days after the date of notification, the department will notify the State Comptroller's Office who will then enact a transfer of the amounts owed from the state university's account to the account of HRS. M. Incident Reporting 1. Client Risk Prevention If services to clients will be provided under this contract, the provider and any subcontractors shall, in accordance with the client risk prevention system, report those reportable situations listed In HRSR 215-6, Paragraph 5, in the manner prescribed In HRSR 215-6 or district operating procedures. 2. Abuse, Neglect and Exploitation Reporting In compliance with Chapter 415, Florida Statutes, an employee of the provider who knows, or has reasonable cause to suspect, that a child, aged person or disabled adult is or has been abused, neglected, or exploited, shall immediately report such knowledge or suspicion to the central abuse registry and tracking system of the department on the single statewide toll - free telephone number (1-800-96ABUSE). 4.Transportation Disadvantaged If clients are to be transported under this contract, the provider will comply with the provisions of Chapter 427, Florida Statutes, and Rule Chapter 41-2, Florida Administrative Code. The provider shall subs* to the department the reports required pursuant to Volume 10, Chapter 27, HRS Accounting Procedures Manual. ).Purchasing I. PRIDE It is expressly understood and agreed that any articles which are the subject of, or are required to carry out this contract shall be purchased from Prison Rehabilitative Industries and Diversified Enterprises, Inc. (PRIDE) identified under Chapter 946, Florida Statutes, in the same manner and under the procedures set forth in subsections 946.515(2) and (4), Florida Statutes. For purposes of this contract, the ierson, firm, or other business entity carrying out the provisions of this contract shall be deemed to be substituted for the department insofar as dealings with PRIDE. This clause Is not applicable to any subcontractors, unless otherwise required by law. An abbreviated list of products/services available from PRIDE may be obtained by contacting PRIDE's Tallahassee branch office at (904) 487-3774 or SunCom 277-3774. 2. Procurement of Products or Materials with Recycled Content Additionally, it Is expressly understood and agreed that any products or materials which are the subject of, or are required to carry out this contract shall be procured in accordance with the provisions of section 403.7065, Florida Statutes. P. Civil Rights Requirements 1. Provider Assurance The provider assures that it will comply with: a. Title VI of the Civil Rights Act of 1964, as amended, 42 U.S.C. 2000d et seq., which prohibits discrimination on the basis of race, color, or national origin. b. Section 604 of the Rehaboltation Act of 1973, as amended, 29 U.S.C. 794, which prohibits discrimination on the basis of handicap. C. Title IX of the Education Amendments of 1972, as amended, 20 U.S.C. 1681 et seq., which prohibits discriminatlon on the basis of sex. d. The Age Discrimination Act of 1975, as amended, 42 U.S.C. 6101 et seq., which prohibits discrimination on the basis of age. a. Section 664 of the Omnibus Budget Reconciliation Act of 1981, as amended, 42 U.S.C. 9849, which prohibits discrimination on the basis of race, creed, color, natkxtal origin, sex, handicap, political affiliation or beliefs. f. The Americans with Disabilities Act of 1990, P.L 101- 336, which prohibits discrimination on the basis of disability and requires reasonable accommodation for persons with disabilities. g. All regulations, guidelines, and standards as are now or may be lawfully adopted under the above statutes. The provider agrees that compliance with this assurance constltutes a condition of continued receipt of or benefit from funds provided through this contract, and that it Is binding upon the Provider, Its successors, transferees, and assignees for the period dining which services are provided. The provider further assures that all contractors, 3 7/1/93 subcontractors, subgrantees, or others with whom It arranges to provide services or benefits to participants or employees In connection with any of its programs and activities are not discriminating against those participants or employees In violation of the above statutes, regulations, guidelines, and standards. 2. Compliance Questionnaire In accordance with HRSM 220-2, the provider agrees to complete the Civil Rights Compliance Questionnaire, HRS Forms 946 A and B, if services are provided to clients and if 15 or more people are employed. O.Requirements of Section 287.058, Florida Statutes 1. To submit bills for fees or other compensation for services or expenses In sufficient detail for a proper pre -audit and post -audit thereof. 2. Where applicable, to submit bills for any travel expenses in accordance with section 112.061, Florida Statutes. The department may, when specified in Attachment I , establish rates lower than the maximum prov in section 112.061, Florida Statutes. 3. To provide units of deliverables, including reports, findings, and drafts as specified in ATTACHMENT I , to be received a6d- accepted by the contract manager prior to payment. 4. To comply with the criteria and final date by which such criteria must be met for completion of this contract as specified in Section III, Paragraph A.2. of this contract. 5. To allow public access to all documents, papers, letters, or other materials subject to the provisions of Chapter 119, Florida Statutes, and made or received by the provider in conjunction with this contract. It is expressly understood that substantial evidence of the provider's refusal to comply with this provision shall constitute a breach of contract. R. Withholdings and Other Benefits 1. The provider is responsible for Social Security and Income Tax withholdings. 2. The provider is not entitled to state retirement or leave benefits except where the provider is a state agency. 3. Unless justified by the provider and agreed to by the department In Attachment I, Section D , the department will not furnish services of support (e.g., office space, office supplies, telephone service, secretarial, or clerical support) normally available to career service employees. S. Sponsorship As required by section 286.25, Florida Statutes, if the provider is a nongovernmental organization which sponsors a program financed wholly or in part by state funds, including any funds obtained through this contract, it shall, in publicizing, advertising or describing the sponsorship of the program, state: "Sponsored by BOARD OF COUNTY COMMISSIONERS COUNTY OF MONROE PROVIDER and the State of Florida, Department of Health and Rehabilitative Services'. If the sponsorship reference is in written material, the words "State of Florida, Department of Health and Rehabilitative Services' shall appear in the same size letters or type as the name of the organization. T. Discounted Invoices To allow a N/A percent discount on selected Invoices whIc arh a paid in less than �L/ days. The provider must dearly mark any Invoice witthtthe discount If it is to be allowed. The provider may submit invoices with or without the negotiated discount terms. The department shall comply with subsection 215.422(4), Florida Statutes, If a discounted Invoice is offered. U. Final Invoice The provider must submit the final invoice for payment to the department no more than 45 days after the contract ends or is terminated; Me provider fails to do so, all right to payment is forfeited and the department will not honor any requests submitted after the aforesaid time period. Any payment due under the terms of this contract may be withheld until all reports due from the provider and necessary adjustments thereto have been approved by the department. V. Use Of Funds For Lobbying Prohibited To comply with the provisions of section 216.347, Florida Statutes, which prohibits the expenditure of contract funds for the purpose of lobbying the Legislature or a state agency. If. THE DEPARTMENT AGREES: A. Contract Amount To pay for contracted services according to the conditions of Attachment I in an amount not to exceed $��67 140 , subject to the availability of tuncls.—The btate of Florida's performance and obligation to pay under this contract Is contingent upon an annual appropriation by the Legislature. The costs of services paid under any other contract or from any other source are not eligible for reimbursement under this contract. B. Contract Payment Pursuant to section 215.422, Florida Statutes, the voucher authorizing payment of an invoice submitted to the department shall be filed with the State Comptroller not later than twenty (20) days from the latter of the date a proper Invoice Is received or receipt, inspection and approval of the goods or services, except that in the case of a bona fide dispute the voucher shall contain a statement of the dispute and authorize payment only in the amount not disputed. The date on which an Invoice is deemed received Is the date on which a proper Invoice is first received at the place designated by the department. 4 / 1 /93 nvoices which have to be returned to a vendor because ►f vendor preparation errors will result in a delay in the )ayment. The invoice payment requirements do not start intil a properly completed Invoice, as defined in Rule ',hapter 3A-24, Florida Administrative Code, is provided o the department. Approval and Inspection of goods or services shall take no longer than five (5) working days rniess the bid specifications, purchase order or contract :pecffies otherwise. Such approval is for the purpose of authorizing payments and does not constitute a final ipprovai of services purchased under this contract. A ►ayment is deemed to be issued on the first working day hat payment is available for delivery or mailing to the )rovider. If a warrant in payment of an invoice is not 3sued within forty (40) days, or thirty-five (35) days for ,ealth care providers as defined in Rule Chapter 3A-24, .lorida Administrative Code, after the receipt of the rvoice and receipt, inspection, and approval of the foods and services, the department shall pay to the ,rovider, in addition to the amount of the invoice, interest t a rate of one (1) percent per month calculated on a wily basis on the unpaid balance from the expiration of uch forty (40) day period, or thirty-five (35) day period x health care providers as defined in Rule ;hapter 3A-24, Florida Administrative Code, until such me that the warrant is Issued to the provider. The ;mporary unavailability of funds to make a timely ayment due for goods or services does not relieve the epartment from this obligation to pay interest penalties. endor Ombudsman Vendor Ombudsman has been established within the ►epartment of Banking and Finance. The duties of this xfividual include acting as an advocate for vendors who iay be experiencing problems in obtaining timely ayment(s) from a state agency. The Vendor ymbudsman may be contacted at (904) 488-2924 or by 311ing the State Comptroller's Hotline, 1-800-848-3792. SHE PROVIDER AND DEPARTMENT MUTUALLY AGREE: ffective Date This contract shall begin on J LY 1 . 199 or on the date on which the contract has been signed by both parties, whichever is later. This contract shall and on JUNE 30, 1994 ermination Termination at Will This contract may be terminated by either parry upon no less than thirty (30) calendar days notice, without cause, unless a lesser time is mutually agreed upon by both parties. Said notice shall be delivered by certified mail, return receipt requested, or in person with proof of delivery. Termination Because of Lack of Funds In the event funds to finance this contract become unavailable, the department may terminate the contract upon no less than twenty-four (24) hours notice In writing to the provider. Said notice shall be delivered by certified mail, return receipt requested, or In person with proof of delivery. The department shall be the final authority as to the avallabNity of funds. 3. Termination for Breach Unless the provider's breach is waived by the department In writing, the department may, by written notice to the provider, terminate this contract upon no less than twenty-four (24) hours notice. Said notice shall be delivered by certified mail, return receipt requested, or In person with proof of delivery. If applicable, the department may employ the default provisions in Chapter 13A-1.006(4), Florida Administrative Code. Waiver of breach of any provisions of this contract shall not be deemed to be a waiver of any other breach and shall not be construed to be a modification of the terms of this contract. The provisions herein do not limit the department's right to remedies at law or to damages. C.Notice and Contact 1. The name, address and telephone number of the contract manager for the department for this contract is: SEYMOUR BROWN 401 NW 2ND AVENUE, N812 MIAMI. FLORIDA (305) 377-5029 2. The name, address and telephone number of the representative of the provider responsible for administration of the program under this contract is: MARY BROSKE 5100 COLLEGE ROAD, S.I. KEYWEST, FLORIDA 33040 (305) 292-4471 OR 292-4474 3.In the event that different representatives are designated by either party after execution of this contract, notice of the name and address of the new representative will be rendered in writing to the other Party and said notification attached to originals of this contract. D.Renegotiation or Modification 1. Modifications of provisions of this contract shall only be valid when they have been reduced to writing and duly signed. The parties agree to renegotiate this contract I federal and/or state revisions of any applicable laws, or regulations make changes in this contract necessary. 2. The rate of payment and the total dollar amount may be adjusted retroactively to reflect price level Increases and changes in the rate of payment when these have been established through the appropriations process and subsequently identified in the department's operating budget. 7/1/93 E. Name, Mailing and Street Address of Payee 1. The name (provider name as shown on page 1 of this contract) and mailing address of the official payee to whom the payment shall be made: BOARD OF WLNff QMISSIONERS CaKFP OF NDMWE wt,1.I�._ 2. The name of the contact person and street address where financial and administrative records are maintained: 41:1,1►� :.11 Contract No. l[ H 4 4 I F. All Terms and Conditions Included This contract and its attachments as referenced, ( ATTAGMENT I - EXFIIBTIS A-M ATTAC[ vM II - FINANCIAL & 014LDNM AUDTT ATFACR4ENr III - CE=CATION RMARDING LOOBYEC contain all the terms and conditions agreed upon y t )e parties. P E AS A L. BY Dale IN WITNESS THEREOF, the parties hereto have caused this page contract to be executed by their undersigned officials as duly authorized. PROVIDER SIGNED BY: STATE OF FLORIDA, DEPARTMENT OF HEALTH AND REHABILITATIVE SERVICES ANITA M. BOCK DATE: July 7, 1993 DATE: 7' 3 FEDERAL ID NUMBER (or SS Number for an individual): VF59-6000749 STATE AGENCY 29 DIGIT SAMAS CODE: ----------------------------- PROVIDER FISCAL YEAR ENDING DATE: JUNE 30, 1994 ATTEST: DAMiY L . IML CONTRACT IS NOT VALID UNTIL SIGNED AND DATED BY BOTH PARTIES I.AGE . C=1 IG '+ N. N. 07/01/93 Alcohol, Drug Abuse and Mental Health services ATTACHMENT I - STANDARD CONTRACT A. Services To Be Provided The provider will ensure the provision of services as specified in the approved District Plan for Alcohol, Drug Abuse, and Mental Health Services. The provider is responsible for the administration and provision of programs and services in the county(ies) of MQNRnR B. Manner of Service Provision 1. The provider will comply with Chapters 394 and 397, Florida Statutes, and Chapters 10E-4, 10E-5, 10E-10, 10E-12, 10E-13, 10E-14, 10E-15, and 10E-16, Florida Administrative Code, as appropriate and the Guide to Performance Contracting for Alcohol, Drug Abuse and Mental Health Services. 2. The provider will comply with the ADAMHA Reorganization Act, P.L. 102-321, Section 201 Part B of Title XIX of the Public Health Service Act (42 U.S.C. 300x et seq) as amended July 10, 1992. 3. The provider will comply with all other applicable state standards, provided they are specified in Florida Statutes or Administrative Codes established by the department or made known in writing to the provider with thirty (30) days advance notice. 4. The provider will comply with the federal and Florida pharmaceutical rules, regulations, and statutory requirements as specified in Chapter 465, Florida Statutes, as appropriate. 5. The provider agrees outcome measures as delineated appropriate. C. Method of Payment to the program objectives and in Exhibit D and E as 1. The department will participate in up to 75 percent of approved cost, unless otherwise indicated on Exhibit B, as determined by Chapter 394 and 397, Florida Statutes, Chapter 10E-14, Florida Administrative Code, Chapter 10E-13, Florida Administrative Code, or legislative proviso. The amount of departmental participation will not exceed $ 167,140 as detailed in Exhibit B of this contract. HCO1 0 07/01/93 ADM Services ATTACHMENT I - STANDARD CONTRACT (Cont.) 2. The provider will secure, at a minimum, local match in the amount of $ N/A as identified in the approved total agency line item operating budget for the funding sources specified in Exhibit B. 3. The provider will participate in the Title XIX Florida Medicaid Program as defined in the Community Mental Health/Alcohol Services Program, Section 1OC-7.525, Florida Administrative Code, and will: a. Pursue and submit vouchers on all Medicaid eligible clients for Medicaid eligible services. b. Identify and report Medicaid earnings separate from all other fees. Medicaid earnings are state funds and cannot be used as local match. 4. If the provider receives federal funds authorized under the ADAMHA Block Grant Program, which includes the Community Mental Health Services Block Grant and the Prevention and Treatment of Substance Abuse Block Grant, the provider will: a. Ensure that block grant funds are not used to fund inpatient services. Inpatient services are defined as services delivered in a licensed hospital. b. Ensure that block grant funds are not used to make cash payments to intended recipients of health services. C. Ensure that block grant funds are accounted for in a manner that permits separate reporting. d. Ensure that block grant funds are not used to satisfy any requirement for the expenditure of non-federal funds as a condition of the receipt of federal funds. e. Ensure that block grant funds are not used for the purpose of purchasing or improving land, to purchase, construct or permanently improve (other than minor remodeling) any building or other facility, or to purchase major medical equipment. f. Ensure that block grant funds are not used to provide financial assistance to any entity other than a public or nonprofit private entity. HC01 07/01/93 ADM Services ATTACHMENT I - STANDARD CONTRACT (Cont.) g. Ensure that block grant funds are not used to pay the salary of an individual, through a grant or other extramural mechanism, at a rate in excess of $125,000 per year. h. Ensure that block grant funds are not expended to carry out any program of distributing sterile needles for the hypodermic injection of any illegal drug or distributing bleach for the purpose of cleansing needles for such hypodermic injection. i. Ensure that block grant funds are not expended to carry out any testing for the etiologic agent for acquired immune deficiency syndrome unless such testing is accompanied by appropriate pretest counseling and appropriate post-test counseling. j. Ensure that, to the maximum extent practicable, each individual who requests and is in need of treatment for intravenous drug abuse is admitted to an appropriate treatment program within 7 days after making the request. 5. Payment System a. The provider may request an advance of the expected cash needs for each of the initial three months when supported by appropriate documentation of need. Subsequent payments will be reimbursed basis by submission of actual monthly expenditure reports. b. The department may release less money than requested for reimbursement when the release of such amounts would cause the provider to receive an amount in a given month which exceeded the pro rata share of the total contracted amount. (Pro rata share is defined as the. balance of the contract amount divided by the remaining months in the contract.) C. The department may, if funds are available, release more than the monthly pro rata share of the contract amount only for onetime nonrecurring expenditures, provided the terms which specify month(s) and amount(s) to be requested are included as a part of this contract. d. The department may reduce a request for advance or withhold payment if a provider is determined to be out of compliance with the terms of the contract. e. The department's decision to reduce or withhold funds shall be in writing and submitted to all HC01 07/01/93 ADM Services ATTACHMENT I - STANDARD CONTRACT (Cont.) involved parties. The written notice will specify the manner and extent to which the provider has failed to comply with the terms of the contract. To the extent that the situation identified as problematic is corrected, payment shall be reinstated to the provider. f. The provider will ensure that the unused amount of advanced funds are temporarily invested in an interest bearing account. Interest earned on these deposits will be returned to the department on a monthly basis. g. The department will support the provider in the event of state or federal disallowance of any expenditures which have been made pursuant to written approval of the department. D. Special Provisions 1. Financial Reporting System Requirements a. Each provider will submit service documentation for clients served within the array of cost centers that are described in the "Guide to Performance Contracting For Alcohol. Drug Abuse and Mental Health Services". b. The provider will report actual expenditures in accordance with the standards set forth in the "Guide to Performance Contracting For Alcohol, Drug Abuse and Mental Health Services." The provider will not be required to submit the following reports: HRS-MH Form 3085, Feb 85. HRS-MH Form 3086A, Feb 85. HRS-MH Form 3086B, Feb 85. HRS-MH Form 3087, Feb 85. HRS-MH Form 3088, Feb 85. C. The provider will submit budget detail reports with budget narrative and a personnel detail report that reflects the total agency operation by cost center as specified in Exhibit C. d. The provider will submit three expenditure reports: The first is due February 1, which summarizes actual expenditures, by cost center, up through December 31; the second is due May 1, which summarizes actual expenditures through March 31; and the third is due 45 days after the end of the contract period which summarizes expenditures for the entire contract period and will serve as a final report for the contract period. (b HCO1 07/01/93 ADM Services ATTACHMENT I - STANDARD CONTRACT (Cont.) e. The provider will submit a cost Center Service Provision Report 30 days after the end of each quarter to summarize the number of units of service provided by cost center. The fourth quarter report, due 45 days after the end of the contract period, will serve as a final report to summarize the total units of service provided by cost center for the entire contract period. f. Although compliance with the implementation of the new financial reporting system is fully expected, the implementation of this system will in no way affect the manner in which providers currently earn state funding. The Exhibit A is incorporated in this contract to collect baseline data and is not intended to change the method of payment and audit guidelines for this contract period. Payment for this contract is based on a grant-in-aid reimbursement system as specified in Chapter 394.76, Florida Statutes and Chapter 10E-14.017, Florida Administrative Code. 2. Fee Schedule The provider will develop a sliding discount fee schedule and fee collection policy which will be used to determine the amount of payment based on the ability or inability of a client to pay for publicly subsidized services received. The discount fee schedule and fee collection policy shall be approved by the provider's board of directors and reviewed by the department. 3. Grievance Procedures The provider will establish procedures through which applicants for and recipients of services may present grievances about the operation of the services being provided under this contract. The provider will advise persons of their right to appeal a denial or exclusion from the program, of failure to take account of an individual's choice of service and of the right to a fair hearing to the governing authority of the agency. 4. Clinical Records Chapter 394.459(9), Florida Statutes, exempts clinical records as public records to protect client confidentiality. 5. Required Reports The provider will submit financial and programmatic reports that are specified in Exhibit C to the department. HC01 07/01/93 ADM Services ATTACHMENT I - STANDARD CONTRACT (Cont.) 6. Block Grant Funding Agreement Program Reports The provider will submit information, in writing and in a manner prescribed by the department, regarding the Community Mental Health Services Block Grant services and expenditures and the Prevention and Treatment of Substance Abuse Block Grant services and expenditures. This information, subject to audit, will be retained by the department as documentation of compliance with program requirements. 7. Special Audit Reporting Requirements The provider will submit an audit report that includes: (a) a financial statement and a consolidating schedule; (b) a functional expense statement; (c) a net income report and (d) a local match report in accordance with the "Guide to Performance Contracting For Alcohol,, Drug Abuse and Mental Health Services". 8. Substance Abusing Parents Involved With the Children and Family Program Protective Supervision, Health Service Case Management and Primary Care Services. The provider agrees to make every effort to obtain a client's informed consent for release of information to/from: HRS Children and Family (C&F) Program when the client/family is under C&F protective supervision; and/or HRS County Public Health Units when the client/family is involved with case management and/or primary medical care services. This will enable the provider to better coordinate with and communicate to other professionals intervening with the client and his/her family and better ensure the health, safety and welfare of the children of substance abusing/recovering parent(s) or caretaker(s). 9. Performance Objectives and Outcome Measures Pursuant to Florida Statutes 20.19(18)(c)l., the provider shall maintain data on the outcome measures specified in Exhibit D and/or Exhibit E for the types of services provided under this contract and shall submit such data to the department upon request. /,Z HC01 07/01/93 ATTACHMENT I - STANDARD CONTRACT ( Cont.) ADM Services 10. The Budget Detail and The Personnel Detail records will be incorporated in the contract as Exhibit F and F-1, respectively. The Budget narrative will be retained by the contract manager. 11. Documentation of Travel Expense The provider will maintain documentation of travel expenses on the State of Florida Voucher of Reimbursement of Travel Expense, Form C676 or a format which is approved by the office of the Comptroller of the State of Florida. This information will be retained by the provider agency as supporting documentation subject to audit. 12. Information Technology Resources All contract providers must adhere to the departments procedures and standards when purchasing Information Technology Resources (ITR) with state funds and if these resources will revert to the department at the conclusion of the contract. ITR are data processing hardware, software, services, supplies and maintenance. The document entitled "HRS/MS Instructions for Acquisition of Information Technology Resources", provides procedures which govern ITR purchases. The department has specified certain hardware and software as department standards. All acquisitions must be made in consonance with these standards. Copies of these materials plus assistance in their use may be obtained from the Deputy Secretary for Management Systems. Any purchase of computer hardware and software with departmental funds requires prior approval of the department. 13. On or before June 30, 1994 providers of Alcohol Drug Abuse and Mental Health Services will implement a Comprehensive Service Planning System. 14. Providers of Alcohol, Drug Abuse and Mental Health Services will apply the self monitoring instruments to their Programs by September 1, 1993 and submit reports to the department as indicated in Exhibit C. /3 MONROE COUNTY GRANTS 3052924477 P.02 a ALCQHOL DRUG UVSE AND MENTAL HEAI+TH SERVzceS STATZ ruxDING BY COST CENTER AND PROGRAM Doto6/24/93._ , EXHIBIT A n�y,Monroe County Bpard of Commissioners RevLsion t Adult Adult Child/Adol Child/Ado, CAST CENTERS Mental Sealth substance Abuse Mentalal H� e_nith Sslb9t.a1^,g }.�:3g . A39899ment g g S $ ; g S Case management _167,140S Crisis stabilization S S Crisis Support/Emetgen y $ S g S Day -Night Drop-In/Self-8alp Centers Inpatient 1. Intervention J. Methadone Treatment 10, outpatient 11. outpatient Medical overlay 13, prevention 14. Prev/Intery - Day 15. Residential petOX 16. Residential Level 1 17. Residential Level 2 18. Residential Level I 18. Residential Level 4 20. Respite Care 21. sheltered Employment 22. supported Employmen' 23. Supported Housing 24. TASC tat State Funds S � S S g S 5 S g S S $ S — S g_ S $ S g S $ g g S $ S S S $167,140 - S� $ 1 $- -- i I N A W I �0t 0 d d 0 i�I C Y A A p Y M A ►] Y I� 14 N A y kJ �Y it M )` fr P v, r• �f 0 6 k C �gp7' 1 O n n �S ►1 '� C 4 0 b4 0 O f7 M (0} b A n ��+ 0 0 W� M6�► 19 A b�i NQ'�1 F+� gyp+ � bn fD � t� 10 �0 n � ~ , �0 M M N 1k F+ 0 CICr 0 m b�rar. N 0 A f! M M Oo M C R rt ►� C (� '� iY Jy W K �C ' ►'' `4 n t� A iy A H t i m N C p fi m t°y M 01 C d p u�i rOn m y In °° c I� O W I � N iA Vy 4A 1•-� t- �' 0 �.l w t.n n ? OiALnrn to 0 m pA O Y N.�D C A N '°C 49 ►i ~ y rD N. CA m A w to n a A a -jw n m torn a m o � �* w r y, , I m i � 0 ct � Od CA � A �y 7 P Y Y C FJ N H. °a rn ' N C 1 lD 0 m m /S a MMAMM.M RM SZS ZZSZS«« ')' z -y i .mmmm-1 o mmOo C-) Oy)cr r -4C ZZ==ON N mTo momv O RDR. r z) Z R.M z • M )O n > TN MW < m; m nm nnOO;v70 T • O D • x -4 MM M> o•- =MM z - M NNZZHI Mr r < r0 rT �m�r� y •• ; m m 2• o m T 70 MOM ) •• W •••. Z Z. D. m r. 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O O o O o . > II 11 • • • • O CD W O •G II II . W II 11 . z Ii N ii V► II 11 I O 110 I . a ii-4. v z z r. c MC 1130 • =cr—O -•>O-4 N1r C/ yy .n1 nm . r W 0 r . \•-mnomD O>m M O mD mho 1 11 . >zzm Zr n70W > zr Z -1 11; . mmz m 6)•-•xz >c m m> . ; 0 11 m . x a-4x�p x NmN -4 Cx MA MO:m m -4 11 z . OOs DT <-Ir N) 1 )m » . z > 11 -1 . �Iro.r) OM>T -1 r> r . � r 11> . A 70711 r 01rRo S70 r N . > •• 11 r . rn7oCC 70� W m C .v-1 MM . r 11 . fl17ORIOWM= r><No ow Tx MM . 11 2 . Nm<N1< nwmN T-1 C << • x II m . yoT TN N 2 70 <N M-:M M 11 > . •-•Z �IZ< 02M ) M<71 Z< MO :> ) 11 r 0-1c CCN .vwM C co cm, r 11 -4 . M fit ZM.. >-i0 nZ m TN . 1 ZaL mo . 2 C., -rzT N 11 . n on N . •• u . ; m- II N w H 11 T 'UM O N O II L A . ON x �p M M 11 OZO . 00 In•O O O . o II . O\O . 00 O 0, ii • 0 a C. . 0 0 W O O .> V uV•P n� .:1 � z o C, C, CN N 7 W Alcohol, Drug Abuse and Mental Health Services Required Reports Exhibit C Reports Required for all Contract Providers Due Copies Sent To Date - TASC Statistical Report 10 days 1 Client after end Manager of each ' month - Substance Abuse Providers 10 days 1 Client Waiting List Report after end Manager of each month - Case Management Quarterly 30 days 1 Client Service Provision Report by after end Manager Service Category of each quarter - Wheels / Juvenile Justice 10 days 1 Client Statistical Reports after end Manager of each quarter - Progress Report on Inner 15 days 2 1-Talla City Grants after end 1-Client of each Manager Month - Performance Measure Reports 30 days 1 Client after end Manager of each quarter - Monthly Report for Pregnant 10 days 1 Client Postpartum Women after end Manager of each quarter - Alpha / Beta Pre and Post 12/15/93 1 Client Program Report 06/15/94 Manager 0 Alcohol, Drug Abuse and Mental Health Services Required Reports Exhibit C Reports Required for all Contract Providers Due Copies Sent To Date - AIDS Report / HIV Counseling 10 days 1 Client and Testing after end Manager of each Month - Juvenile Justice & Wheels Bill Weekly 1 Client Beds Report Manager Additional Reports Required for Children's Mental Health Service Providers - Children's Non Residential Mental N/A Health Services Annual Data Report Annual Audit report which includes: - Financial Statement and 120 days 3 1-Talla consolidating schedule after the 2-Contract end of Manager providers Fiscal Year A Functional Expense Statement A Net Income Report Local Match Report in accordance with the "Guide to Performance Contracting for Alcohol, Drug Abuse and Mental Health Services." - Inventory of Property purchased with 05/10/93 1 Contract State funds Manager /T u Alcohol, Drug Abuse and Mental Health Services Required Reports Exhibit C Reports Required for all Contract Providers Due Copies Sent To Date - Local Match Report 02/01/94 1 Contract 05/01/94 Manager 08/14/94 - Interim Rate Setting Report Additional Reports Required for Community Mental Health Providers 02/01/94 1 Contract 05/01/94 Manager 08/14/94 - Community Forensic Program 30 days 2 Client Quarterly Caseload Status and after end Manager Demographic Report of each quarter - Agency Quarterly Caseload Status 30 days 2 Client and Demographic Report after'end Manager of each quarter - Indigent Program Report 45 days 1 Client after end Manager of F.Y. - Special Baker Act Facility 30 days 1 Client Quarterly Caseload Status after end Manager and Demographic Report of each quarter Additional Reports Required for Substance Abuse Providers - State Interim Substance Abuse Reports (SISAR: Admission, Discharge, and Detox) 30 days 1 Client after end Manager of each Alcohol, Drug Abuse and Mental Health Services Required Reports Exhibit C Reports Required for all Contract Providers Due Copies Sent To Date - Quarterly Service Provision Report. Due Dates to Contract Managers: 1 Contract 10/31/93; 1/31/94, 4/30/94; As noted Manager and 8/15/94. - Response to Monitoring Report 30 days 1 Contract from date Manager report is received - Block Grant Funding Agreement Program Reports. Due Dates to 1 Contract Contract Manager: 1/31/94; As noted Manager 4/30/94; and 7/15/94 - Agency Service Capacity Report 05/10/93 1 Contract Manager - Cost Center Personnel Detail 05/10/94 Contract Report Manager Cost Center Funding Sources 05/10/93 1 Contract and Revenue Budget Detail Report Manager Cost Center Expense Budget Detail 05/10/93 1 Contract Report Manager - Cost Center Expenditure Report 02/01/94 1 Contract 05/01/94 Manager 08/14/94 - Monthly Invoice (HRS Form 1005) No later 1 Contract than the 15th Manager day of preceding month - Local Match Plan 02/01/94 05/01/94 08/14/94 10 Alcohol, Drug Abuse and Mental Health Services Required Reports Exhibit C Reports Required for all Contract Providers ---------------------------------------------------------------- - Monthly Entrant / Refugee Reports by loth of 1 Contract each month Manager ---------------------------------------------------------------- - Self Monitoring Reports 30 days 1 Contract after the Manager end of each quarter ---------------------------------------------------------------- 5 5)1 07/01/93 Alcohol, Drug Abuse and Mental Health Services Contract Performance Measures EXHIBIT D I. Funding Agreement Requirements: A. Community Mental Health Funding Agreement 1. Children With A Serious Emotional Disturbance: To expend mental health block grant funds to increase funding for the system of integrated mental health services for children with serious emotional disturbance. Required Expenditure Amount B. Community Substance Abuse Funding Agreements 1. Alcohol and Drug Abuse Services: a. To expend substance abuse block grant funds for prevention and treatment activities regarding alcohol. Required Expenditure Amount $ b. To expend substance abuse block grant funds for prevention and treatment activities regarding other drugs. Required Expenditure Amount $,A1 - 2. Prevention Services: To expend substance abuse block grant funds to provide primary prevention programs for individuals who do not require treatment for substance abuse, to educate and council the individual on -such abuse and provide for activities to reduce the risk of such abuse by individuals. Required Expenditure Amount $A,A' Alcohol $ /�/y Other Drug $� M. HCO1 07/01/93 CONTRACT PERFORMANCE MEASURES EXHIBIT D (Cont.) 3. Women Services: ADM Services To expend substance abuse block grant funds to increase the availability of substance abuse treatment services for women. Special emphasis is placed on the provision of services to pregnant women and women with dependent children. Required Expenditure Amounts $ Nn Alcohol $ /VA Other Drugs $ **VJOV 4. Intravenous Substance Abuse Services: To expend substance abuse block grant funds to make available to individuals undergoing substance abuse treatment early intervention services for HIV disease. w Required Expenditure Amount II. Performance Objectives and Outcome Measures A. Community Forensic In -Jail Program - 100 percent of referred detainees will be screened for determination of need for mental health services. B. ALPHA Programs Only 1. Eighty percent of students will achieve a minimum of a six month (for semester programs)or twelve month (for full school year programs) grade level increase in reading or will progress to within grade level, as measured by the Woodcock Reading Test or similar instrument. 2. Eighty percent of students will achieve a minimum of a six month (for semester programs) or twelve month (for full school year programs) grade level increase in math or will progress within grade level, as measured by the Key Math Test or similar instrument. 3. Eighty percent of students identified as having "significant" or "very significant" behavior problems will demonstrate improvement on the Burks Behavior Rating Scale or similar instrument. HC01 07/01/93 ADM Services CONTRACT PERFORMANCE MEASURES EXHIBIT D (Cont.) 4. Eighty percent of students who complete the Alpha program will not become involved in drug/alcohol treatment programs or have an adjudication for delinquency within one year after program completion, as evidenced by parental report and HRS or police records. C. Children's Mental Health 1. A)X— percent of children served will be children who have been referred to the provider and who have been adjudicated dependent or delinquent and are in the physical custody of the department. 2. VO- percent of children served will show improvement in behavior and condition upon program completion based upon a standardized behavioral assessment instrument administered at admission and again at discharge. D. Adult Mental Health Services AA percent of all state general revenue and federal mental health block grant must be utilized to serve individuals who are seriously mentally ill. A person who meets the following criteria can be considered as seriously mentally ill: 1. A person awaiting admission to, in placement at, or has been discharged from a state mental health facility; 2. A person who is at risk of institutionalization or incarceration for mental health reasons; 3. A person who has had one or more admissions to a crisis stabilization unit, short-term residential facility, or inpatient psychiatric unit; and/or 4. A person who is experiencing long-term or serious acute episodes of mental impairment that may put him/her at risk of requiring more intensive services. HCO1 07/01/93 Alcohol, Drug Abuse and Mental Health Services Special Requirements for Children's Services EXHIBIT E A. The provider shall not initiate any publicity involving clients, including the use of name or identifiable pictures, without the written consent of the client's parents or legal guardian. B. Children and Family Services, and Delinquency Services clients shall be given priority for alcohol, drug abuse and mental health services. Children in the physical custody of the department who are adjudicated dependent or delinquent shall be given the highest priority for alcohol, drug abuse and mental health services. C. The provider shall allow the contract manager and other agents of the department, including the child's designated case manager, to conduct.private, confidential interviews with the child and with provider staff. D. The provider shall identify and maintain documentation of Title IV-E expenditures for each Title IV-E eligible clients served as specified in HRS Accounting Procedures Manual, Volume 2, Chapter 9. E. The provider shall submit documentation of service provision to Title IV-E eligible clients to the department in the form and manner specified by the district. I ST—Z •i yy N ^I � .1 N T6 ♦ Ir W .� Rry V+ V N r� p i , w N .. H tr C O K K r P C 1 e C fyd O H � N C % C K 1sa a c H V tF.t i r N s !� yy 7 .0 V pp ee v C A y d C 'p' y x sr lN ¢ t O N v, M M M M ` M M M 46 N M 4-0 [� ION I 1� 1 K z C 1 K I,�a i0 i � IC) sn to N th an vN N M M M N M •, 1 x 1 Ej 1 t K j is i it 1 K 1 1 II 1 ' i N V. N q M N M M M r, M M M M M M M 1 K 1 ;s� 1 M ( 1 j 1 * N N M N M M M N M N g N w N M N 09 II � 014, j It h{ 1 i P , 1 i� ►e j111 i • N M 401 M M T M w« M M M M M 41 M N M M i ly = R 1 1 1 1 1 1 1 1 N N N M M N Pt ofK k 1 1 1 1 I M K rKi }I Ixt M k 1 1 1 � I K N K IKt M M K 1 1 1 1 1 1 K FI Mt }t k M u 1 1 i 1 1 ' �• M N �h N v� N N N N M N v M M N N N N N a , w-1 ice' I 1 N 0 �26 cl K -- pp ee" : e � n ibro N R a H d fl p n m e r• N w M N w w w N N w N w w N N N N w M M N II / N 1 ~{~ 1 Ul Ln tJ'1 �1 �A W i W 01O ; lA O1O 1 N 1 p C,a O CD `j ! 'Aw N N M N w w w N N N w 1 M N N in F N M 1 1 1 � 1 1 { ♦ i 1 1 1 { { ! * 1 1 I F I N M M !� w M 'Aw N w N N M w N w F N w w i +1 � 1 ♦ 1 1 1 1 1 1 1 { { ♦ 1 ♦ / 1 1 1 * # 1 w F F w N w M N w M N M w w M N w w N N N 1 1 1 1 { 1 t{ { 1 1 1 +l1 1 1 1 1 1 1 ♦ 1 1 1 1 1 1 1 1 /1 1 11 1 { 1 1 ►1 M 11 N w F F N N w w N N • w N y� Ul ♦ t� I rn E-+ # in 1 w 1 W p C) 0 i 11 { O O 1 O N w w N M w M w w F N N M w M N N w w N i w { 1 1 1 l � ♦ 1 1 , f f 1 1 1 ♦ f # 1 f N N w M , w M w w w w N N w w w w w N w N N A 1 ! 14 1 # � 1 1 1 1 1 1 1 w F M N M w In w N N w N F N N N w N w N N 1 I I I 1 liS 4t:• f 'p 1 1 1 CD Q 1 .♦ 1 1 1 1 ItIj � 1 10 1 I 7 M h n n 14 ti « r 1 � Iq•� , MONROE COUNTY GRANTS 3052924477 P.02 June 24, 1993 To Whom it May Concern: The Monroe 4ounty Board of County Commissioners will be subcontract:kpg with the Life Center Foundation, Inc, for $ 153,000.00 for the provision of the following: { LINE ITEM BUDGET NARRATIVE SUBCONTRACT WITH THE LIFE CENTER FOUNDATION, INC. PERSONNEL: 1 Salaries L58W 1 FTE $30,000 Case Manager 2 FTE's $25,000) 50,000 Van Driver 1 FTE 20,000 Total. Salaries 100,000 I Fringe Benefits i 23,000 Total. Personnel i 123,000 EXPENSES Client Transportation 800 miles/wk a $0.20/mi. i 8,320 Operating Supplies Office Supplies 800 Telephone, FAX 880 Van Rental & Insurance 20,000 1 Total Expenses 30,000 TOTAL CONTRACTUAL SERVICES i 153,000 ADMINISTRATION 14,140 The protect Will be administered by the Monroe County Grants Management Department, as follows: I; Cleric4 Support $10,680 Fringe penefits 3,460 Total A�min,istration 14,140 i I S. Broske Director, Gran s Management Department Monroe County i CONTRACT # ALCOHOL, DRUG MENTAL HEALTH EXHIBIT G ABUSE & SERVICES Pursuant to Senate Bill 489, screening for determination of good moral character is required of those facilities providing services to children. Failure to do so permits termination of contract. An affidavit attesting to completion of fingerprinting requirements shall be submitted to the department on an annual basis prior to renewal of the facility license or facility monitoring. R CONTRACT # ALCOHOL, DRUG ABUSE & MENTAL HEALTH SERVICES EXHIBIT H Logo and Plaque To affirm the partnership of The Department of Health and Rehabilitative Services.- Alcohol, Drug Abuse and Mental Health Program Office with provider agencies, the following is required: 1. The HRS/Alcohol, Drug Abuse and Mental Health Logo be placed on the provider's letterhead; 2. The HRS/Alcohol, Drug Abuse and Mental Health Logo appear on all provider agency publications which advise the public of services funded by HRS/Alcohol, Drug Abuse and Mental Health; 3. HRS/Alcohol, Drug Abuse and Mental Health be mentioned as a funding source in all electronic and print media news stories about such funded services; 4. HRS/Alcohol, Drug Abuse and Mental Health funding be mentioned in all public presentations about such funded services; and, 5. An HRS - provided plaque depicting the HRS/Alcohol, Drug Abuse and Mental Health Logo be prominently displayed at the provider's corporate headquarters. 6. No HRS/Alcohol Drug Abuse and Mental Health Logo shall be placed on the bank checks of the provider. 30 CONTRACT # ey yV1 ALCOHOL, DRUG ABUSE & MENTAL HEALTH SERVICES EXHIBIT I Two copies of the Annual Operational Plan Service Operational Criteria are required to be submitted and must contain the following information: Table of Organization Agency Achievements Agency Sliding Fee Schedule Board of Directors Corporate By -Laws Short -Term goals (for each Program) Short -Term goals (for each Program) Bowr/ The Crid..i A, 40r /11d/l *e- has submitted the Agency Operational Plan Service Operational Criteria (Form B) to the Alcohol, Drug and Mental Health Program Office. u 31 SPECIAL REQUEST EXHIBIT I CONTRACT # ky oil / ONE TIME NON -RECURRING EXPENDITURE ADVANCE Pursuant to Attachment I, Section C, Paragraph 5.0 of the attached FY 93-94 Contract, we are requesting more than the monthly pro-rata share of the contract only for one-time non -recurring expenditures. This request is for the month of iv 19 in the excess amount of $ o be used for the purpose of PROGRAM SIGNATURE TITTLE DATE .3Z 0 Exhibit K Nonexpendable Property Nonexpendable property is defined as tangible personal property of a nonconsumable nature that has an acquisition cost of $500 or more per unit and an expected useful life of at least one year, and hardback bound books that are not circulated to students or the general public, the value or cost of which is $100 or more. Hardback books with a value or cost of $25 or more should be classified as an OCO expenditure only if they are circulated to students or to the general public. All such property purchased under this contract shall be listed on the property records of the provider. Said listing shall include a description of the property, model number, manufacturer's serial number, funding source, information needed to calculated the federal and / or state 'share, date of acquisition, unit cost, property inventory number, and information on the location, use and condition, transfer, replacement or disposition of the property. All such property purchased under this contract shall be inventoried annually and an inventory report shall be submitted to the department along with the final expenditure report. A report of nonexpendable property shall be submitted to the department along with the expenditure report for the period in which it was purchased. At no time shall the provider dispose of nonexpendable property purchased under this contract except with the permission of and in accordance with, instructions from the department. 33 • r ii rn o A • , r r r r • , • , r , r , • • • • • , • , 11 1n T O • • • r , r r r • • r r • , r , • r , r r , N n T G_ • r • r r r r • , • r r r • r , r r r r , • 11 -+ m O ll • , , , , • r , • • • r , • r , , • r • r • 11 mo r • r , r • • • • r • , , , , r • , r • r • 11 O D r r , . , r , . • r , , r • r , , r r • 11 2 C , • , r r • • • r , r , , r • r • r r r , , 11 -� r • • r • r r • • , • • • • • • r r r r r , 11 3 • , , r • • • r r • , , • , , r r N T • . , r , r r , • r • • r r . r , • r , r r to, Z • • r • • r r • r • r • r r r r • • r . • • N v • r • • • • • • • • • • r • • r r • • r r • N • • • • r r • • • • , , , • r r • • r • r r N • • • , • • • r r • r • , r , • • r • r N r • • , r r • • r • • r • • • • , • , , r • N , • • r • • • r r r • r • • , • • r , , , • N , • r , r • r • r • • r , • • • r • • r • r N r • , • , • r r r r r , • , • r • , r r r • N r • r r r • r • r r , • r • • r r • • • , • N • r r r • r • . • r r • r r r • , r • • • r N r r r r r , . r • • r r r r • , • r , • • • N r . • r • r r r r r r r r r • • • , • • , , N r • , r • • • r r r r , • • • • • r r r , r M Z 3 • • r • , r r r • r , r • r , • • , r r r • r C O • • , r r • • • r r r r , r , r • r , r r • M S C • r , • r r • • . r r . r r • , r • • , r • NN m W r T r • • . • r , r r r r r r , r • • . r r r r • • r r r r r • r r • • r r . r . r M 70 r • • • • r • r . r r • r r r • , • r • • • M r • • , r , r r r r r • , , • , r r • r r r N r • • • r r r r r • r r r r . , , • • • r • N r r • , , , r , r r • • • • • • r r r r • r p r , , r , • • r r • • , r r • • • r r • r , N • • , r r • r r r • r r • • r • • . r • r . p , , r . r r r r r r r , r r r • • . r r r r M • , • r r r • • , r r r r r r , r r r r • r r • r r r • r r r r r r r r r r r • r r r r r • r • r • • r r • N Z N N C m r r r r • r • r r , r r • r r • r r • r r r • • r r • r r r r • r • r r • r r • r r M a 70 S N •+ r r r r , • r r r • r r • r r r r • r • r r • N TW > r r r r r r r • r r • r r . r r r r r r • r r r r r r r • • r • • • r • r r r r • r r • r r N 7p r N r • , r r r r r r r r r r r r r • r r , • r r N r r r r • r r r r • r • r r r • r • • • r r r r • r r r r r . r r r r r r r r • r r • • r . r r r • • N M r r r r r r r • r r r r r r r r r r r . , , r • r r r r r r r r N 'n 71 N m C r . r r r r . r r • r r r r r r r r • r • • r r r r r r r • . r • r , r r r r r r M O Z N T O • r . r r r r . r r • . r r r r r r r • r r r r r r , r r • r r • r r • r r r � • r . r r N Z r r r r r r r r • r r r r r r r r r r • r r r r r • r r r r r • r • r r • • r r • r r N r L7 M\ • r • • r • r r r • • r r r • r r r • r r r r • r r r r r , r r • r r • r r r r r r • r r • r r • • r r r r r • • r r r r r r . M Vl M 1 N> r • r r • r r • r r r r r r r r r • r r r • N --1 70 • r • r r r r • r • • r r r r r r r • r r r . r r r r r • • r r • r r r • r r r N MR N\ RI r r r r r r r • , r r r r • r r • r r r r • r r • • r r r . r r r r . r r r r r r r r r r r r r r • r � , • r • r r • r r r • r M r M Q q r • r r r r r r r r r r r r r r r r • r r r r r • r • r r , , r r • r r r • • • • • r r p p r r r r r r r r • r r r • r r r • r r • r r r r r , r • r r • r N r r r • • • • • r r r r r r r r r r • • r r r • r r r r r r • r • r r r r r r • • r r r r • • r • • , r r • r r • r • • • r • r • • r r • r r • r r r • • • N Z('1 M O N Z M -i r r r r • r • r • r r , • • • • r r r • • • r r r • r r • r r m N T 70 r • r r r • • r r r r r r r r • • • r r r • r • • • r • r r r r r N M Cf , r r r r • r r r r r • • • r • • • • • r r -i r • r r r • r r r r • r • r • r • • r • r r r k r r r . r . • • • • r • • r r r r r r r • r r • • • r r • , N r r r r • • r r • • r • r • r r r r • . . r t r r • r r r r r r r r • r r • r r r r r r r • , r r , • r • • • r r p n> M O p VVN!! C • r r • . r r • • • • • • • r r • r r r t • • • r r r • r r • • • r r • r r r r • r r M •-1 `+ p r r • r • r • r r r r r • r r r • r r • • • r • M .yi r • r r • r r r r • r r • • r r r r • r • r r r • • r r r • • • • • • • • r r , . r M -1 i N • r r r • r r r r • r . r . • r • r • • • r N O r r r r r • r • • r • • r r r • r • r • r • r • r r r r . • r • r • • r • r • • r • r r r M Z N r • r r r r r r r . r r r r r r r r • . r r r . q r r r r r r • r r r r r , r r r r r r • r r r r r r • r r r r r • • r r r r • • r r r q p . r • r • r r r • r r r r r r r r r r r • r r r r r r • • • • M r • r r • • r • • r r N O> • r • . • r • r • r r r • r r r r r r r r • • r r r r • r r • r r r r r r • • r r r r • • N> D N C • • r r r r , r r r • r r r • • r r r • • r . M T ►+ m r r r r r • r r r • • • r r • r • r • • r r M V1 r r • • r • r r r r , • r • r r • • • r r r r r • r r r • • • , , r • r r r • r • r r p N -1 r • • • • r • • r • • • r • r • • r r r • r • • r • r r r . • • • • • • • r r • r r r N N O r • • • r • r • r r r r r r r r r r r r r r r r r • • r r r • • r N Z . r r r r r • , r r • M 17 r r r r r r r r • r r • • r r r • • • • • • r M O r • r r r r • r r r • r • • r r r r r • r • • r • r r r r • r r • r • • r r • • , • • r r p 2 N O r • • r r r r r r • r r • • r r r r r • r r • r r r • r r r • • • • • r • • • • • r r N M -i r r r r r r r r r r • r r • , r • r • • • r • • r r r r • r • • • • r r , r • r , r r • r • r • • r • • • • • • • • • • r • • • • r N NN O Z r • • r r r r r r • • r • r • r r r • • r r r , • r r • r r • r M • • • • r r r , r • • • r • • • r r r • • r • r • • • r • r r r r r • r r r • r r r r r N M • . , • r • • r r r • r r r , r • , • r r • r r r r r r • r , • r • r r • • • r r r • r r r • r • r • r r • • • r • • r • • • • r , • • r • • • r • • r r r M r M M M -i r r • • • • • • • r • • • • r • r r • • r • r r r r r r r r r r • • • • • r r r • • • • N N O r • r r • • • • r • N 2e r r r r • • • r • r r • • • • • • r • • r r r • r • • • • • r • N N • • • • • • • r • • • • • r , r r r r r • • r r N • r • • • • • • , r , , r r • • • • • • • r • r • r r • • • r • N • • • , , r • • , • • , • • , • • • • • N r • • • • • • • r r r • r • r • • • r • N 3�1 -4 m M 3 m w Form B AGENCY OPERATIONAL PLAN EXHIBIT `. SERVICE OPERATIONAL CRITERIA FY 93-94 1. Agency Name: BOARD OF COUNTY COMMISSIONERS, COUNTY OF MONROE (LIFE CENTER FOUNDATION) 2. Program Service Component: CASE MANAGEMENT 3. Address: 600 ELIZABETH STREET, KEYWEST, FLORIDA 33040 4. Director/Coordinator: BILL IRB? Phone Number: (305) 292-1774' " 5. Geographic Areas Served: MONROE COUNTY 6. Days/Hours of Operation: MONDAY THgOUGH FRIDAY 8AM - 'LPM :. 7. Population Groups Served: ADULT HOMELESS MENTALLY ILL. - 8. Staffing Pattern (# ATE): 3FTE 9. Total Budget, Client Service Capacity and Utilization gates: Attach Exhibits A & B SEE BUDGET 10. Comments: SERVICES ARE SUBCONTRACTED TO THE LIFE CENTER FOUNDATION i 4 . 113 1 AM PROVIDER SELF MONITORING Quarterly, a Provider Self Monitoring Report is to be submitted to DPOADM 11 by the tenth of the following month. The Provider Self MonitoringReport will include data on: consumer statistics, waiting lists, Medicaid, crisis services, staff turnover, board of directors, volunteers, accomplishments, intervention and support services, status of outstanding corrective actions, and health and safety issues. 36 i FINANCIAL AND COMPLIANCE AUDITS ATTACHMENT This attachment is applicable, if the provider or grantee, hereinafter referred to as provider, is any government entity, nonprofit organization, or for -profit organization. PART 1: SINGLE AUDIT This part is applicable if the provider is a local government entity or nonprofit organization and receives a.total of $25,000 or more from the department during its fiscal year. The provider has "received" funds when it has obtained cash from the department or when it has incurred expenses which will be reimbursed by the department. The provider agrees to have an annual financial and compliance audit performed by independent auditors in accordance with the current Government Auditing Standards ("Yellow Book") issued by the Comptroller General of the United States. Local governments shall comply with Office of Management and Budget (OMB) Circular A-128 Audits of State and Local Governments. Nonprofit providers receiving federal funds passed through the department shall comply with the audit requirements contained in OMB Circular A-133, Audits of Institutions of Higher Learning and Other Nonprofit institutions, except as modified herein. Such audits shall cover the entire organization for the organization's fiscal year, not to exceed 12 months. The scope of the audit performed shalt include the financial audit requirements of the "Yellow Book," and must include reports on internal control and compliance. The audit report shall include a schedule of financial assistance that discloses each state contract by number. An audit performed by the Auditor General shall satisfy the requirements of this attachment. Compliance findings related to contracts with the department shall be based on the contract requirements, including any rules, regulations, or statutes referenced in the contract. where applicable, the audit report shall include a computation showing whether or not matching requirements were met. All questioned costs and liabilities due to the department shall be calculated and fully disclosed in the audit report with reference to the department contract involved. These requirements do not expand the scope of the audit as prescribed by the "YettowBu k-.,, If the provider has received any funds from a grants and aids appropriation, the provider will also submit a compliance report(s) in accordance with the rules of the Auditor General, chapter 10.600, and indicate on the schedule of financial assistance which contracts are funded from state grants and aids appropriations. Copies of the financial and compliance audit report, management letter, and all other correspondence, if any, related to audits performed by independent auditors, other than the Auditor General, shall be submitted within 120 days after the end of the provider's fiscal year, unless otherwise required by Florida Statutes, to the following: A. Office of Audit and Quality Control Services 1317 IJinewood Boulevard, Building 5, Room 116 Tallahassee, Florida 32399-0700 B. Contract Manager for the department C. Submit to this address only those reports prepared in accordance with OMB Circular A-133: Federal Audit Clearinghouse U.S. Bureau of the Census Jeffersonville, Indiana 47132 D. Submit to this address only those reports prepared in accordance with the rules of the Auditor General, chapter 10.600: Jim Dwyer Office of the Auditor General P. 0. Box 1735 Tallahassee, Florida 32302 The provider shall ensure that audit working papers are made available to the department, or its designee, upon request for a period of_five years from the date the audit report is issued, unless extended in writing by the department. •07/01/93 32 140 01,* PART II: GRANTS AND AIDS AUDIT/ATTESTATION 1 This part is applicable if the provider is awarded funds from a grants and aids appropriation, and is either (1) a local government entity or nonprofit organization receiving a total of less than $25,000 from the department during its fiscal year or (2) a for -profit organization receiving any amount from the department. The provider has "received" funds when it has obtained cash from the department or when it has incurred expenses which will be reimbursed by the department. If the amount received from grants and aids appropriation awards exceeds S100,000, the provider agrees to have an audit performed by an independent certified public accountant and submit a compliance report(s) in accordance with the rules of the Auditor General, chapter 10.600. The audit report shall include a schedule of financial assistance that discloses each state contract by number and indicates which contracts are funded from state grants and aids appropriations. Compliance findings related to contracts with the department shall be based on the contract requirements, including any rules, regulations, or statutes referenced in the contract. Where applicable, the audit report shall include a computation showing whether or not matching requirements were met. All questioned costs and liabilities due to the department shall be calculated and fully disclosed in the audit report with reference to the department contract involved. if the amount received from grants and aids appropriation awards exceeds S25,000, but does not exceed $100,000, the provider may have an audit as described above or have a statement prepared by an independent certified public accountant which attests that the provider has complied with the provisions of all contracts funded by a grants and aids appropriation. If the amount received from grants and aids appropriation awards does not exceed $25,000, the provider will have the head of the entity or organization attest, under penalties of perjury, that the organization has complied with the provisions of all contracts funded by a grants and aids appropriation. Copies of the audit report and all other correspondence, if any, related to audits performed by the independent auditor, or the attestation statement, shall be submitted within 120 days after the provider's fiscal year end to the following: A. Office of Audit and Quality Control Services 1317 pinewood Boulevard, Building 5, Room 116 Tallahassee, Florida 32399-0700 B. Contract Manager for the department C. Jim Dwyer Office of the Auditor General P. 0. Box 1735 Tallahassee, Florida 32302 The provider shall ensure that audit working papers are made available to the department, or its designee, upon request for a period of five years from the date the audit report is issued, unless extended in writing by the department. PART III: NO AUDIT REQUIREMENT This part is applicable if the provider is not awarded funds from a grants and aids appropriation, and is either (1) a local government entity or nonprofit organization receiving a total of less than $25,000 from the department during its fiscal year or (2) a for -profit organization receiving any amount from the department. The provider has "received" funds when it has obtained cash from the department or when it has incurred expenses which will be reimbursed by the department. The provider has no audit or attestation statement required by this attachment. 3F 07/01/93 Contract No. CERTIFICATION REGARDING DEBARMENT SUSPENSION, INELIGIBILITY AND VOLUNTARY EXCLUSION CONTRACTS/SUBCONTRACTS This certification is required by the regulations implementing Executive Order 12549, Debarment and Suspension, signed February 18, 1986. The guidelines were published in the May 29, 1987 Federal Register (52 Fed. Reg., pages 20360-20369). t. Each provider whose contract/subcontract equals or exceeds $25,000 in federal monies must sign this certification prior to execution of each contract/subcontract. Additionally, providers who audit federal programs must also • sign, regardless of the contract amount. HRS cannot contract with thesg tomes of providers if they are debarred or suspended by the federal govemment. 2. This certification is a material representation of fact upon which reliance is placed when this contract/subcontract is entered into. if it is later determined that the signer knowingly rendered an erroneous certification, the Federal Government may pursue available remedies, including suspension and/or debarment. 3. The provider shall provide immediate written notice to the contract manager at any time the provider learns that its certification was erroneous when submitted or has become erroneous by reason of changed circumstances. 4. The terms "debarred,"suspended,"ineligible,"person,"principal; and 'Voluntarily excluded,' as used in this certification, have the meanings set out in the Definitions and Coverage sections of rules implementing Executive Order 12549. You may contact the contract manager for assistance in obtaining a copy of those regulations. 5. The provider agrees by submitting this certification that, it shall not knowingly enter into any subcontract with a person who Is debarred, suspended, declared ineligible, or voluntarily excluded from participation In this contract/subcontract unless authorized by the Federal Government. 6. The provider further agrees by submitting this certification that It will require each subcontractor of this contract/subcontract, whose payment will equal or exceed $25.000 in federar monies, to submit a signed copy of this certification. 7. The Department of Health and Rehabilitative Services may rely upon a certification of a provider that it Is not debarred, suspended, ineligible, or voluntarily excluded from contracting/subcontracting unless it knows that the certification is erroneous. 8. This signed certification must be kept in the contract managers contract file. Subcontractor's certifications must be kept at the contractors business location. CERTIFICATION (1) The prospective provider certifies, by signing this certification, that neither he nor his principals is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this contract/subcontract by any federal department or agency. (2) Where the prospective provider is unable to certify statements his certification, such prospective attach a e lt'orLo this certification. Signature Ja&don - Mayor of 1Nbmoe Cotmt:v, Florida. ATTEST: DANNY L. KOLHAGE, CLERK 3� to any of the provider shall July i i993 Date PP ED A 7"? ? LE AL By _ — s:;,;,nays Q"ins