Item C29'
CM
ounty of onroe
BOARD OF COUNTY COMMISSIONERS
Mayor Heather Carruthers, District 3
Mayor Pro Tem George Neugent, District 2
TheFloridaKeys
Danny L. Kolhage, District 1
David Rice, District 4
Sylvia J. Murphy, District 5
County Commission Meeting
September 21, 2016
Agenda Item Number: C.29
Agenda Item Summary #2065
BULK ITEM: DEPARTMENT:
Yes Public Libraries
TIME APPROXIMATE:STAFF CONTACT:
Norma Kula (305) 853-7349
N/A
AGENDA ITEM WORDING:
Approval of the filing of a grant application and agreement for
State Aid to Libraries from the Florida Department of State, Division of Library and Information
Services, and execution of same with the proper County authorities
ITEM BACKGROUND:
This is an annual application process to receive State Financial Aid for
the Library system
PREVIOUS RELEVANT BOCC ACTION:
Board approved prior application at the October 15,
2015, meeting
CONTRACT/AGREEMENT CHANGES:
None
STAFF RECOMMENDATION:
Approval
DOCUMENTATION:
2016-2017 State Aid GrantAgreement
FINANCIAL IMPACT:
Effective Date: October 1, 2016
Expiration Date: September 30, 2017
Total Dollar Value of Contract: $ 80.000.00
Total Cost to County: N/A
Current Year Portion: $ 80.000.00
Budgeted:
Yes
Source of Funds: State Grant
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CPI: No
Indirect Costs: N/A
Estimated Ongoing Costs Not Included in above dollar amounts: N/A
Revenue Producing: Yes If yes, amount: $ 80,000.00
Grant:
State to Libraries, Florida Department of State, Division of Library & Information Services
County Match
: N/A
Insurance Required: N/A
Additional Details:
REVIEWED BY:
Norma Kula Completed 09/02/2016 4:06 PM
Pedro Mercado Completed 09/06/2016 11:30 AM
Budget and Finance Completed 09/06/2016 2:36 PM
Maria Slavik Completed 09/06/2016 2:36 PM
Kathy Peters Completed 09/06/2016 6:05 PM
Board of County Commissioners Pending 09/21/2016 9:00 AM
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STATE AID TO LIBRARIES GRANT
AGREEMENT BETWEEN
THE STATE OF FLORIDA, DEPARTMENT OF STATE
AND
Monroe County Board of County Commissioners
for and on behalf of
Monroe County Public Library System
This Agreement is by and between the State of Florida, Department of State, Division of Library
Monroe County
Board of County Commissioners for and on behalf of Monroe County Public Library System,
hereinafter referred to as the "Grantee."
The Grantee has submitted an application and has met all eligibility requirements and has been
awarded a State Aid to Libraries Grant (CSFA 45.030) by the Division in the amount specified
2016-2017 State Aid to Libraries Final Grant
incorporated as part of this Agreement and entitled Attachment B). The Division has the
authority to administer this grant in accordance with Section 257, Florida Statutes. By reference,
the application and any approved revisions are hereby made a part of this agreement.
In consideration of the mutual covenants and promises contained herein, the parties agree as
follows:
1.Grant Purpose
the public purpose for which these funds were appropriated.
Scope of Work
a)The Grantee shall perform the following as identified in Section 257.17,
Florida Statutes:
Manage or coordinate free library service to the residents of its legal service area. The
Grantee shall:
1.Hav
body;
2.Provide free library service, including loaning materials available for circulation
free of charge and providing reference and information services free of charge;
3.Provide access to materials, information and services for all residents of the area
served; and
4.Have at least one library, branch library or member library open 40 hours or more
each week.
State Aid to Libraries Grant Agreement (Form DLIS/SA02) Page 1 of
Chapter 1B-2.011(2)(a), Florida Administrative Code, Effective 7-2016.
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Deliverables
b)The Grantee agrees to provide the following related to the Scope of Work
for payments to be awarded.
Payment 1, Deliverable/Task 1:
Payment will be a fixed price in the amount of 100% of the grant award. The
Grantee will have at least one library, branch library or member library open 40
hours or more each week.
2.Length of Agreement.
This Agreement shall begin the date the agreement is signed by both
and continue until all grant funds have been
,
expended unless terminated in accordance with the provisions of Section 28 of this
Agreement.
3.Expenditure of Grant Funds.
The Grantee cannot obligate or expend any grant funds
before the Agreement has been signed by all parties. No costs incurred after termination of
the Agreement shall be allowed unless specifically authorized by the Division.
4.Contract Administration.
The parties are legally bound by the requirements of this
agreement. Each party's contract manager, named below, will be responsible for monitoring
its performance under this Agreement and will be the official contact for each party. Any
notice(s) or other communications in regard to this agreement shall be directed to or
delivered to the other party's contract manager by utilizing the information below. Any
change in the contact information below should be submitted in writing to the contract
manager within 10 days of the change.
For the Division of Library and Information Services:
Marian Deeney, Library Program Administrator
Florida Department of State
R.A. Gray Building
Mail Station # 9D
500 South Bronough Street
Tallahassee, Florida 32399
Phone: 850.245.6620
Facsimile: 850.245.6643
Email: marian.deeney@dos.myflorida.com
For the Grantee:
Norma Kula, Director of Libraries
700 Fleming Street
Key West, Florida 33040
Phone: (305) 853-7349
Facsimile: (305) 451-4536
Email: kula-norma@monroecounty-fl.gov
State Aid to Libraries Grant Agreement (Form DLIS/SA02) Page 2 of
Chapter 1B-2.011(2)(a), Florida Administrative Code, Effective 7-2016.
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5.Grant Payments.
Year 2016-2017
be paid by the Division
by the terms and conditions of this Agreement. Payment will be a fixed price in the amount
of 100% of the grant award as specified in Attachment B. Payment will be made in
accordance with the completion of the Deliverables.
6.Electronic Payments.
The Grantee can choose to use electronic funds transfer (EFT) to
receive grant payments. All grantees wishing to receive their award through EFT must
submit a Vendor Direct Deposit Authorization form to the Florida Department of Financial
Services. If EFT has already been set up for your organization, you do not need to submit
another authorization form unless you have changed bank accounts. To download this form
visit myfloridacfo.com/Division/AA/Forms/DFS-A1-26E.pdf. The form also includes tools
and information that allow you to check on payments.
7.Florida Substitute Form W-9.
A completed Substitute Form W-9 is required from any
entity that receives a payment from the State of Florida that may be subject to 1099
reporting. The Department of Financial Services (DFS) must have the correct Taxpayer
Identification Number (TIN) and other related information in order to report accurate tax
information to the Internal Revenue Service (IRS). To register or access a Florida Substitute
Form W-9 visit flvendor.myfloridacfo.com/.
Form W-9 must be submitted by the Grantee to the Division with the executed
Agreement.
8.Financial Consequences
. The Department shall apply the following financial consequences
for failure to perform the minimum level of services required by this Agreement in
accordance with Sections 215.971 and 287.058, Florida Statutes:
Should the library fail to provide free library service to the public or to be open for at least 40
hours per week, it will no longer be eligible to receive State Aid to Libraries grant funding,
and its funding will be reduced to zero.
Payment will be withheld if Deliverables are not satisfactorily completed.
9.Credit Line(s) to Acknowledge Grant Funding.
The Division requires public
acknowledgement of State Aid to Libraries Grant funding for activities and publications
supported by grant funds. Any announcements, information, press releases, publications,
brochures, videos, web pages, programs, etc. created as part of a State Aid to Libraries Grant
project must include an acknowledgment that State Aid to Libraries Grant funds were used to
create them.
Use the following text:
State Aid to Libraries Grant Agreement (Form DLIS/SA02) Page 3 of
Chapter 1B-2.011(2)(a), Florida Administrative Code, Effective 7-2016.
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10.Non-allowable Grant Expenditures.
The Grantee agrees to expend all grant funds received
under this agreement solely for the purposes for which they were authorized and appropriated.
Expenditures shall be in compliance with the state guidelines for allowable project costs as
outlined in the
which are available online at myfloridacfo.com/aadir/reference_guide/.
Grant funds may not be used for the purchase or construction of a library building or
library quarters.
11.Travel Expenses.
The Subgrantee must pay any travel expenses, from grant or local
matching funds, in accordance to the provisions of Section 112.061, Florida Statutes.
12.Unobligated and Unearned Funds and Allowable Costs.
In accordance with Section
215.971, Florida Statutes, the Grantee shall refund to the State of Florida any balance of
unobligated funds which has been advanced or paid to the Grantee. In addition, funds paid in
excess of the amount to which the recipient is entitled under the terms and conditions of the
agreement must be refunded to the state agency. Further, the recipient may expend funds
only for allowable costs resulting from obligations incurred during the specified agreement
period. Expenditures of state financial assistance must be in compliance with the laws, rules
and regulations applicable to expenditures of State funds, including, but not limited to, the
Reference Guide for State Expenditures.
13.Repayment.
All refunds or repayments to be made to the Department under this agreement
following address: Florida Department of State, Attention: Marian Deeney, Division of
Library and Information Services, 500 South Bronough Street, Mail Station #9D,
Tallahassee, FL 32399. In accordance with Section 215.34(2), Florida Statutes, if a check or
other draft is returned to the Department for collection, Recipient shall pay to the Department
a service fee of $15.00 or five percent (5%) of the face amount of the returned check or draft,
whichever is greater.
14.Single Audit Act.
Each grantee, other than a grantee that is a State agency, shall submit to an
audit pursuant to Section 215.97, Florida Statutes. See Attachment A for additional information
regarding this requirement. If a Grantee is not required by law to conduct an audit in
accordance with the Florida Single Audit Act because it did not expend at least $500,000 in
state financial assistance, it must submit a Financial Report on its operations pursuant to
Section 257.41(3), Florida Statutes within nine months of the close of its fiscal year.
15.Retention of Accounting Records.
Financial records, supporting documents, statistical
records and all other records, including electronic storage media pertinent to the Project, shall
be retained for a period of five (5) fiscal years after the close out of the grant and release of
the audit. If any litigation or audit is initiated or claim made before the expiration of the five-
State Aid to Libraries Grant Agreement (Form DLIS/SA02) Page 4 of
Chapter 1B-2.011(2)(a), Florida Administrative Code, Effective 7-2016.
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year period, the records shall be retained for five fiscal years after the litigation, audit or
claim has been resolved.
16.Obligation to Provide State Access to Grant Records.
The Grantee must make all grant
records of expenditures, copies of reports, books, and related documentation available to the
Division or a duly authorized representative of the State of Florida for inspection at
reasonable times for the purpose of making audits, examinations, excerpts and transcripts.
17.Obligation to Provide Public Access to Grant Records.
The Division reserves the right to
unilaterally cancel this Agreement in the event that the Grantee refuses public access to all
documents or other materials made or received by the Grantee that are subject to the
provisions of Chapter 119, Florida Statutes, known as the Florida Public Records Act. The
Grantee must immediately contact the Division's Contract Manager for assistance if it
receives a public records request related to this Agreement.
18.Noncompliance.
Any Grantee that is not following Florida statutes or rules, the terms of the
grant agreement, Florida Department of State policies and guidance, local policies, or other
applicable law or that has not submitted required reports or satisfied other administrative
requirements for other Division of Library and Information Services grants or grants from
any other Office of Cultural, Historical, and Information Programs (OCHIP) Division will be
in noncompliance status and subject to the OCHIP Grants Compliance Procedure. OCHIP
Divisions include the Division of Cultural Affairs, the Division of Historical Resources, and
the Division of Library and Information Services. Grant compliance issues must be resolved
before a grant award agreement may be executed and before grant payments for any OCHIP
grant may be released.
19.Accounting Requirements.
The Grantee must maintain an accounting system that provides
a complete record of the use of all grant funds as follows:
a)The accounting system must be able to specifically identify and provide audit trails that
trace the receipt, maintenance and expenditure of state funds;
b)Accounting records must adequately identify the sources and application of funds for all
grant activities and must classify and identify grant funds by using the same budget
accumulates data in a different format than the one in the grant application, subsidiary
records to those amounts reported to the Division;
c)An interest-bearing checking account or accounts in a state or federally chartered
institution may be used for revenues and expenses described in the Scope of Work and
detailed in the Estimated Project Budget;
d)The name of the account(s) must include the grant award number;
State Aid to Libraries Grant Agreement (Form DLIS/SA02) Page 5 of
Chapter 1B-2.011(2)(a), Florida Administrative Code, Effective 7-2016.
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e)The Grantee's accounting records must have effective control over and accountability for
all funds, property and other assets; and
f)Accounting records must be supported by source documentation and be in sufficient
detail to allow for a proper pre-audit and post-audit (such as invoices, bills and canceled
checks).
20.Availability of State Funds.
this Agreement are contingent upon an annual appropriation by the Florida Legislature. In the
event that the state funds upon which this Agreement is dependent are withdrawn, this
Agreement will be automatically terminated and the Division shall have no further liability to
the Grantee beyond those amounts already expended prior to the termination date. Such
termination will not affect the responsibility of the Grantee under this Agreement as to those
funds previously distributed. In the event of a state revenue shortfall, the total grant may be
reduced accordingly.
21.Lobbying.
The Subgrantee will not use any grant funds for lobbying the state legislature, the
state judicial branch or any state agency.
22.Independent Contractor Status of Grantee.
The Grantee, if not a state agency, agrees that
its officers, agents and employees, in performance of this Agreement, shall act in the capacity
of independent contractors and not as officers, agents or employees of the state. The Grantee
is not entitled to accrue any benefits of state employment, including retirement benefits and
any other rights or privileges connected with employment by the State of Florida.
23.Grantee's Subcontractors.
The Grantee shall be responsible for all work performed and all
expenses incurred in connection with this Agreement. The Grantee may subcontract, as
necessary, to perform the services and to provide commodities required by this Agreement.
The Division shall not be liable to any subcontractor(s) for any expenses or liabilities
subcontractor(s) for all expenses and liabilities incurred under its subcontract(s). The Grantee
must take the necessary steps to ensure that each of its subcontractors will be deemed to be
independent contractors and will not be considered or permitted to be agents, servants, joint
venturers or partners of the Division.
24.Liability.
The Division will not assume any liability for the acts, omissions to act or
negligence of the Grantee, its agents, servants or employees; nor may the Grantee exclude
liability for its own acts, omissions to act or negligence to the Division.
a)The Grantee shall be responsible for claims of any nature, including but not limited to
injury, death and property damage arising out of activities related to this Agreement by
the Grantee, its agents, servants, employees and subcontractors. The Grantee shall
indemnify and hold the Division harmless from any and all claims of any nature and shall
investigate all such claims at its own expense. If the Grantee is governed by Section
768.28, Florida Statutes, it shall only be obligated in accordance with this Section.
State Aid to Libraries Grant Agreement (Form DLIS/SA02) Page 6 of
Chapter 1B-2.011(2)(a), Florida Administrative Code, Effective 7-2016.
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b)Neither the state nor any agency or subdivision of the state waives any defense of
sovereign immunity or increases the limits of its liability by entering into this Agreement.
c)The Division shall not be liable for attorney fees, interest, late charges or service fees, or
cost of collection related to this Agreement.
d)The Grantee shall be responsible for all work performed and all expenses incurred in
connection with the project. The Grantee may subcontract as necessary to perform the
services set forth in this Agreement, including entering into subcontracts with vendors for
services and commodities, provided that such subcontract has been approved in writing
by the Department prior to its execution and provided that it is understood by the Grantee
that the Department shall not be liable to the subcontractor for any expenses or liabilities
incurred under the subcontract and that the Grantee shall be solely liable to the
subcontractor for all expenses and liabilities incurred under the subcontract.
25.Strict Compliance with Laws.
The Grantee shall perform all acts required by this
Agreement in strict conformity with all applicable laws and regulations of the local, state and
federal law. For consequences of noncompliance, see Section 19 18, Noncompliance.
26.No Discrimination.
The Grantee may not discriminate against any employee employed
under this Agreement or against any applicant for employment because of race, color,
religion, gender, national origin, age, handicap or marital status. The Grantee shall insert a
similar provision in allof its subcontracts for services under this Agreement.
27.Breach of Agreement.
The Division will demand the return of grant funds already received,
will withhold subsequent payments and/or will terminate this agreement if the Grantee
improperly expends and manages grant funds; fails to prepare, preserve or surrender records
required by this Agreement; or otherwise violates this Agreement.
28.Termination of Agreement.
The Division will terminate or end this Agreement if the
Grantee fails to fulfill its obligations herein. In such event, the Division will provide the
Grantee a notice of its violation by letter and shall give the Grantee fifteen (15) calendar days
from the date of receipt to cure its violation. If the violation is not cured within the stated
period, the Division will terminate this Agreement. The notice of violation letter shall be
delivered to the Grantee's Contract Manager, personally, or mailed to his/her specified
address by a method that provides proof of receipt. In the event that the Division terminates
this Agreement, the Grantee will be compensated for any work completed in accordance with
this Agreement prior to the notification of termination if the Division deems this reasonable
under the circumstances. Grant funds previously advanced and not expended on work
completed in accordance with this Agreement shall be returned to the Division, with interest,
within thirty (30) days after termination of this Agreement. The Division does not waive any
of its rights to additional damages if grant funds are returned under this Section.
29.Preservation of Remedies.
No delay or omission to exercise any right, power or remedy
accruing to either party upon breach or violation by either party under this Agreement shall
State Aid to Libraries Grant Agreement (Form DLIS/SA02) Page 7 of
Chapter 1B-2.011(2)(a), Florida Administrative Code, Effective 7-2016.
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impair any such right, power or remedy of either party; nor shall such delay or omission be
construed as a waiver of any such breach or default or any similar breach or default.
30.Non-Assignment of Agreement.
The Grantee may not assign, sublicense or otherwise
transfer its rights, duties or obligations under this Agreement without the prior written
consent of the Division, which shall not unreasonably be withheld. The agreement transferee
must demonstrate compliance with the requirements of the project. If the Division approves a
transfer of the G
and all expenses incurred in connection with this Agreement. In the event the Legislature
transfers the rights, duties and obligations of the Division to another governmental entity,
pursuant to Section 20.06, Florida Statutes or otherwise, the rights, duties and obligations
under this Agreement shall be transferred to the succeeding governmental agency as if it was
the original party to this Agreement.
31.Required Procurement Procedures for Obtaining Goods and Services.
The Grantee shall
provide maximum open competition when procuring goods and services related to the grant-
assisted project in accordance with Section 287.057, Florida Statutes.
a)Procurement of Goods and Services Not Exceeding $35,000. The Grantee must use the
applicable procurement method described below:
1.Purchases Up to $2,500: Procurement of goods and services where individual
purchases do not exceed $2,500 do not require competition and may be conducted at
the Gr
2.Purchases or Contract Amounts Between $2,500 and $35,000: Goods and services
costing between $2,500 and $35,000 require informal competition and may be
procured by purchase order, acceptance of vendor proposals or other appropriate
procurement document.
b)Procurement of Goods and Services Exceeding $35,000. Goods and services costing over
$35,000 may be procured by either Formal Invitation to Bid, Request for Proposals or
Invitation to Negotiate and may be procured by purchase order, acceptance of vendor
proposals or other appropriate procurement document.
32.Conflicts of Interest.
The Grantee hereby certifies that it is cognizant of the prohibition of
conflicts of interest described in Sections 112.311 through 112.326, Florida Statutes and
affirms that it will not enter into or maintain a business or other relationship with any
employee of the Department of State that would violate those provisions. The Grantee further
agrees to seek authorization from the General Counsel for the Department of State prior to
entering into any business or other relationship with a Department of State Employee to
avoid a potential violation of those statutes.
33.Binding of Successors.
This Agreement shall bind the successors, assigns and legal
representatives of the Grantee and of any legal entity that succeeds to the obligations of the
Division of Library and Information Services.
State Aid to Libraries Grant Agreement (Form DLIS/SA02) Page 8 of
Chapter 1B-2.011(2)(a), Florida Administrative Code, Effective 7-2016.
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34.Employment of Unauthorized Aliens.
The employment of unauthorized aliens by the
Grantee is considered a violation of Section 274A (a) of the Immigration and Nationality
Act. If the Grantee knowingly employs unauthorized aliens, such violation shall be cause for
unilateral cancellation of this Agreement.
35.Severability.
If any term or provision of the Agreement is found to be illegal and
unenforceable, the remainder will remain in full force and effect, and such term or provision
shall be deemed stricken.
36.Americans with Disabilities Act.
All programs and facilities related to this Agreement must
meet the standards of Sections 553.501-553.513, Florida Statutes and the Americans with
Disabilities Act of 1990.
37.Governing Law.
This Agreement shall be construed, performed and enforced in all respects
in accordance with the laws and rules of Florida. Venue or location for any legal action
arising under this Agreement will be in Leon County, Florida.
38.Entire Agreement.
The entire Agreement of the parties consists of the following documents:
a)This Agreement
b)Florida Single Audit Act Requirements (Attachment A)
c)Fiscal Year 2016-2017 State Aid to Libraries Final Grants (Attachment B)
The Grantee hereby certifies that they have read this entire Agreement and will comply
with all of its requirements.
Date of Agreement: ____________________________________________________________
Grantee: Department of State:
By: _________________________________ By: _________________________________
Chair of Governing Body or
Chief Executive Officer
_____________________________________
Typed name and title
____________________________________
Typed name and title
_____________________________________
____________________________________
Witness
Clerk or Chief Financial Officer
____________________________________
Typed name and title
____________________________________
Date
State Aid to Libraries Grant Agreement (Form DLIS/SA02) Page 9 of
Chapter 1B-2.011(2)(a), Florida Administrative Code, Effective 7-2016.
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ATTACHMENT A
FLORIDA SINGLE AUDIT ACT REQUIREMENTS
AUDIT REQUIREMENTS
The administration of resources awarded by the Department of State to the Grantee may be subject to
audits and/or monitoring by the Department of State as described in this Addendum to the Grant
Agreement.
MONITORING
In addition to reviews of audits conducted in accordance with OMB Circular A-133 and Section 215.97,
-
site visits by Department of State staff, limited scope audits as defined by OMB Circular A-133, as
revised, and/or other procedures. By entering into this agreement, the Recipient agrees to comply and
cooperate with any monitoring procedures/processes deemed appropriate by the Department
In the event the Department of State determines that a limited scope audit of the Recipient is
appropriate, the Recipient agrees to comply with any additional instructions provided by the Department
of State staff to the Recipient regarding such audit. The Recipient further agrees to comply and
cooperate with any inspections, reviews, investigations, or audits deemed necessary by the Chief
Financial Officer (CFO) or Auditor General.
AUDITS
PART I: FEDERALLY FUNDED
This part is applicable if the Recipient is a State or local government or a non-profit organization as
defined in OMB Circular A-133, as revised.
1.In the event that the Recipient expends $300,000 ($500,000 for fiscal years ending after
December 31, 2003) or more in Federal awards in its fiscal year, the Recipient must have a
single or program-specific audit conducted in accordance with the provisions of OMB Circular
A-133, as revised. EXHIBIT 1 to this agreement indicates Federal resourcesawarded through
the Department of State by this agreement. In determining the Federal awards expended in its
fiscal year, the Recipient shall consider all sources of Federal awards, including Federal
resourcesreceived from the Department of State. The determination of amounts of Federal
awards expended should be in accordance with the guidelines established by OMB Circular A-
133, as revised. An audit of the Recipient conducted by the Auditor General in accordance with
the provisions OMB Circular A-133, as revised, will meet the requirements of this part.
2.In connection with the audit requirements addressed in Part I, paragraph 1, the Recipient shall
fulfill the requirements relative to auditee responsibilities as provided in Subpart C of OMB
Circular A-133, as revised.
3.If the Recipient expends less than $300,000 ($500,000 for fiscal years ending after December
31, 2003) in Federal awards in its fiscal year, an audit conducted in accordance with the
provisions of OMB Circular A-133, as revised, is not required. In the event that the Recipient
expends less than $300,000 ($500,000 for fiscal years ending after December 31, 2003) in
Federal awards in its fiscal year and elects to have an audit conducted in accordance with the
provisions of OMB Circular A-133, as revised, the cost of the audit must be paid from non-
Federal resources(i.e., the cost of such an audit must be paid from Recipient resourcesobtained
from other than Federal entities).
State Aid to Libraries Grant Agreement (Form DLIS/SA02) Page 1 of 5
Chapter 1B-2.011(2)(a), Florida Administrative Code, Effective 7-2016.
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PART II: STATE FUNDED
This part is applicable if the Recipient is a nonstate entity as defined by Section 215.97(2), Florida
Statutes.
1.In the event that the Recipient expends a total amount of state financial assistance equal to or in
excess of $500,000 in any fiscal year of such Recipient (for fiscal years ending September 30,
2004 or thereafter), the Recipient must have a State single or project-specific audit for such fiscal
year in accordance with Section 215.97, Florida Statutes; applicable rules of the Department of
Financial Services; and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and
for-profit organizations), Rules of the Auditor General. EXHIBIT 1 to this agreement indicates
state financial assistance awarded through the Department of State by this agreement. In
determining the state financial assistance expended in its fiscal year, the Recipient shall consider
all sources of state financial assistance, including state financial assistance received from the
Department of State, other state agencies, and other nonstate entities. State financial assistance
does not include Federal direct or pass-through awards and resources received by a nonstate
entity for Federal program matching requirements.
2.In connection with the audit requirements addressed in Part II, paragraph 1, the Recipient shall
ensure that the audit complies with the requirements of Section 215.97(8), Florida Statutes. This
includes submission of a financial reporting package as defined by Section 215.97(2), Florida
Statutes, and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit
organizations), Rules of the Auditor General.
3.If the Recipient expends less than $500,000 in state financial assistance in its fiscal year (for
fiscal years ending September 30, 2004 or thereafter), an audit conducted in accordance with the
provisions of Section 215.97, Florida Statutes, is not required. In the event that the Recipient
expends less than $500,000 in state financial assistance in its fiscal year and elects to have an
audit conducted in accordance with the provisions of Section 215.97, Florida Statutes, the cost of
obtained from other than State entities).
The Internet web addresses listed below will assist recipients in locating documents referenced in
the text of this agreement and the interpretation of compliance issues.
State of Florida Department Financial Services (Chief Financial Officer)
www.fldfs.com/
State of Florida Legislature (Statutes, Legislation relating to the Florida Single Audit Act)
www.leg.state.fl.us/
State Aid to Libraries Grant Agreement (Form DLIS/SA02) Page 2 of 5
Chapter 1B-2.011(2)(a), Florida Administrative Code, Effective 7-2016.
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PART III: REPORT SUBMISSION
1.Copies of reporting packages for audits conducted in accordance with OMB Circular A-133, as
revised, and required by PART I of this agreement shall be submitted, when required by Section
320 (d), OMB Circular A-133, as revised, by or on behalf of the Recipient directly to each of the
following:
A.The Department of State at each of the following addresses:
Department of State
Office of Inspector General
R.A. Gray Building, Room 114A
500 S. Bronough St.
Tallahassee, FL 32399-0250
B.The Federal Audit Clearinghouse designated in OMB Circular A-133, as revised (the number
of copies required by Sections .320 (d)(1) and (2), OMB Circular A-133, as revised, should
be submitted to the Federal Audit Clearinghouse), at the following address:
Federal Audit Clearinghouse
Bureau of the Census
th
1201 East 10 Street
Jeffersonville, IN 47132
C.Other Federal agencies and pass-through entities in accordance with Sections .320 (e) and (f),
OMB Circular A-133, as revised.
2.In the event that a copy of the reporting package for an audit required by PART I of this
agreement and conducted in accordance with OMB Circular A-133, as revised, is not required to
be submitted to the Department of State for the reasons pursuant to Section .320 (e)(2), OMB
Circular A-133, as revised, the Recipient shall submit the required written notification pursuant
to Section .320 (e)(2) and a co
awards directly to each of the following:
Department of State
Office of Inspector General
R.A. Gray Building, Room 114A
500 S. Bronough St.
Tallahassee, FL 32399-0250
3.Copies of financial reporting packages required by PART II of this agreement shall be submitted
by or on behalf of the Recipient directly to each of the following:
A.The Department of State at each of the following addresses:
Department of State
Office of Inspector General
R.A. Gray Building, Room 114A
500 S. Bronough St.
Tallahassee, FL 32399-0250
State Aid to Libraries Grant Agreement (Form DLIS/SA02) Page 3 of 5
Chapter 1B-2.011(2)(a), Florida Administrative Code, Effective 7-2016.
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B.
Room 401, Pepper Building
111 West Madison Street
Tallahassee, Florida 32399-1450
4.Any reports, management letter, or other information required to be submitted to the Department
of State pursuant to this agreement shall be submitted timely in accordance with OMB Circular
A-133, Florida Statutes, and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit
and for-profit organizations), Rules of the Auditor General, as applicable.
5.Recipients, when submitting financial reporting packages to the Department of State for audits
done in accordance with OMB Circular A-133 or Chapters 10.550 (local governmental entities)
or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, should indicate
the date that the reporting package was delivered to the Recipient in correspondence
accompanying the reporting package.
PART IV: RECORD RETENTION
1.The Recipient shall retain sufficient records demonstrating its compliance with the terms of this
agreement for a period of 5 years from the date the audit report is issued, and shall allow the
Department of State, or its designee, CFO, or Auditor General access to such records upon
request. The Recipient shall ensure that audit working papers are made available to the
Department of State, or its designee, CFO, or Auditor General upon request for a period of 3
years from the date the audit report is issued, unless extended in writing by the Department of
State. NOTE: Records need to be retained for at least five years to comply with record retention
requirements related to original vouchers prescribed by the Department of State, Division of
Library and Information Services, Bureau of Archives and Records Management.
State Aid to Libraries Grant Agreement (Form DLIS/SA02) Page 4 of 5
Chapter 1B-2.011(2)(a), Florida Administrative Code, Effective 7-2016.
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EXHIBIT 1
FEDERAL RESOURCES AWARDED TO THE RECIPIENT PURSUANT TO THIS AGREEMENT
CONSIST OF THE FOLLOWING:
Not Applicable.
COMPLIANCE REQUIREMENTS APPLICABLE TO THE FEDERAL RESOURCES AWARDED
PURSUANT TO THIS AGREEMENT ARE AS FOLLOWS:
Not Applicable.
MATCHING RESOURCES FOR FEDERAL PROGRAMS:
Not Applicable.
STATE RESOURCES AWARDED TO THE RECIPIENT PURSUANT TO THIS AGREEMENT
CONSIST OF THE FOLLOWING:
SUBJECT TO SECTION 215.97, FLORIDA STATUTES:
Florida Department of State, State Aid to Library Grants, CSFA Number 45.030
Award Amount: Listed on Attachment B, Fiscal Year 2016-2017 State Aid to Libraries Final Grants
COMPLIANCE REQUIREMENTS APPLICABLE TO STATE RESOURCES AWARDED
PURSUANT TO THIS AGREEMENT ARE AS FOLLOWS:
As contained in the Compliance Supplement to CSFA Number 45.030.
State Aid to Libraries Grant Agreement (Form DLIS/SA02) Page 5 of 5
Chapter 1B-2.011(2)(a), Florida Administrative Code, Effective 7-2016.
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ATTACHMENT B
[Fiscal Year 2016-2017 State Aid to Libraries Final Grants]
State Aid to Libraries Grant Agreement (Form DLIS/SA02) Page of
Chapter 1B-2.011(2)(a), Florida Administrative Code, Effective 7-2016.
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