Item H23BOARD OF COUNTY COMMISSIONERS
AGENDA ITEM SUMMARY
Meeting Date: September 16, 2015 Department: Building
Bulk Item: Yes X No — Staff Contact Person/Phone #: Christine Hurley, 289-2517
Ed Koconis, 453-8727
AGENDA ITEM WORDING: Approval of a resolution of the Monroe County Board of County
Commissioners adopting Monroe County "Substantial Improvement or Substantial Damage (50%
Rule) Application & Affidavits Policy" dated October 2015 as required pursuant to Monroe County
Code Section 122-2(c).
ITEM BACKGROUND: Chapter 122 of the Monroe County Code "Floodplain Management"
includes rules for interpreting flood hazard issues. The building official shall be guided by the current
edition of FEMA's 44 CFR, and FEMA's interpretive letters, policy statements and technical bulletins
as adopted from time to time by the board of county commissioners. FEMA's Technical Bulletins
("bulletins") provide guidance concerning the building performance standards of the National Flood
Insurance Program (NFIP), which are contained in Title 44 of the U.S. Code of Federal Regulations.
The bulletins are intended for use primarily by State and local officials responsible for interpreting and
enforcing NFIP regulations and by members of the development community, such as design
professionals and builders. New bulletins, as well as updates to existing bulletins, are issued
periodically as needed. The bulletins do not create regulations; rather they provide specific guidance
for complying with the minimum requirements of existing NFIP regulations. Adopting these
documents as well as internal County policies would serve to allow the County to not only remain in
the NFIP as stated in Section 122-1(b), but also to move forward with the intent of becoming eligible
to enter FEMA's Community Rating System (CRS). The proposed resolution would adopt Monroe
County "Substantial Improvement or Substantial Damage (50% Rule) Application & Affidavits
Policy" dated October 2015 as required pursuant to Monroe County Code Section 122-2(c).
PREVIOUS RELEVANT BOCC ACTION:
January 18, 1994 — BOCC approved Ordinance No. 002-1994 adding the language "as adopted by
resolution from time to time by the Board of County Commissioners" to the rules for interpreting flood
hazard issues.
July 15, 2015 — BOCC rejected proposed ordinance amending Section 122-2(c) and directed staff to
continue proposing resolutions for adoption of both new and amended documents to be used by the
building official for guidance on floodplain management.
CONTRACT/AGREEMENT CHANGES: N/A
STAFF RECOMMENDATION: Approval
TOTAL COST: NIA INDIRECT COST: NIA BUDGETED: Yes No NIA
DIFFERENTIAL OF LOCAL PREFERENCE: NIA
COST TO COUNTY: NIA SOURCE OF FUNDS: NIA
REVENUE PRODUCING: Yes No N/A AMOUNT PER MONTH NIA Year
APPROVED BY: County Atty X OMB/Purchasing Risk Management _
DOCUMENTATION: Included X Not Required_
DISPOSITION: AGENDA ITEM #
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
MONROE COUNTY, FLORIDA
MONROE COUNTY BOARD OF COUNTY COMMISSIONERS
RESOLUTION NO. -2015
A RESOLUTION OF THE MONROE COUNTY BOARD OF
COUNTY COMMISSIONERS ADOPTING MONROE COUNTY
"SUBSTANTIAL IMPROVEMENT OR SUBSTANTIAL DAMAGE
(50% RULE) APPLICATION & AFFIDAVITS POLICY" DATED
OCTOBER 2015 AS REQUIRED PURSUANT TO MONROE
COUNTY CODE SECTION 122-2(C)
WHEREAS, Monroe County is currently a participating community in the National
Flood Insurance Program (NFIP) and is working on internal County policies to improve upon its
interpretation of NFIP regulations; and
WHEREAS, Monroe County desires to become eligible to enter FEMA's Community
Rating System (CRS); and
WHEREAS, Monroe County Code Section 122-2(c), in part, requires that in interpreting
other provisions of this chapter, the building official shall be guided by the current edition of
FEMA's 44 CFR, and FEMA's interpretive letters, policy statements and technical bulletins as
adopted by resolution from time to time by the board of county commissioners;
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF COUNTY
COMMISSIONERS OF MONROE COUNTY, FLORIDA:
Section 1. Pursuant to Monroe County Code Section 122-2(c), the Board hereby adopts
Monroe County "Substantial Improvement or Substantial Damage (50% Rule) Application &
Affidavits Policy" dated October 2015, a copy of which is attached hereto.
Section 2. The Clerk of the Board is hereby directed to forward one (1) certified copy of
this Resolution to the Building Department.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
PASSED AND ADOPTED by the Board of County Commissioners of Monroe County,
Florida, at a regular meeting held on the 16"' of September, 2015.
Mayor Danny L. Kolhage
Mayor pro tern Heather Carruthers
Commissioner Sylvia Murphy
Commissioner George Neugent
Commissioner David Rice
BOARD OF COUNTY COMMISSIONERS
OF MONROE COUNTY, FLORIDA
e•
(SEAL)
ATTEST: AMY HEAVILIN, CLERK
Deputy Clerk
Mayor Danny L. Kolhage
MONROE COUNTY ATTORNEY
A OVES I ORM:
ST1 VE T. WILLIAMS
ASSiSTA,NT C UNTY ATTORNEY
Data
County of Monroe
Growth Management Division
Building Department
Murray E. Nelson Government Center
102050 Overseas Highway
Key Largo, Florida 33037
Voice: (305) 853-8800
FAX: (305) 853-8818
We strive to be caring, professional, and fair.
Date. October 1, 2015
To: Growth Management Staff
From: Wes Maltby, Interim Monroe County Building Official
Board of County Commissioners
Mayor Danny L. Kolhage. Dist. 1
Mayor Pro Tern Heather Carruthers, Dist. 3
George Neugent, Dist. 2
David Rice, Dist. 4
Sylvia Murphy, Dist. 5
Re: Substantial Improvement or Substantial Damage (50% Rule) Application & Affidavits Policy
Regulatory References: The following are useful excerpts from directly relevant substantial
improvement and substantial damage regulations. They are not intended as all -encompassing
reproductions of these regulations. In all cases, the original regulations should be consulted.
Monroe County Land Development Code, Chapter„ 122 — Floodplain Management
Section 122-2 (c)
In interpreting other provisions of this chapter, the building official shall be guided by the current
edition of FEMA's 44 CFR, and FEMA's interpretive letters, policy statements and technical bulletins
as adopted by resolution from time to time by the board of county commissioners.
Section 122-3 (a)
Substantial damage means damage of any origin sustained by a structure whereby the cost of
restoring the structure to it's before damaged condition would equal or exceed 50 percent of the
market value of the structure before the damage occurred. All structures that are determined to be
substantially damaged are automatically considered to be substantial improvements, regardless of the
actual repair work performed. Ifthe cost necessary to fully repair the structure to its before damage
condition is equal to or greater than 50% of the structure's market value before damages, then the
structure must be elevated (or flood proofed if it is non-residential) to or above the Base Flood
Elevation (BFE), and meet other applicable NFIP requirements. Items that should not be counted
toward the cost to repair include plans, specifications, survey costs, permit fees, and other items
which are separate from or incidental to the repair. Items that should not be counted also includes
demolition or emergency repairs and improvements to items outside the building, such as the
driveway, septic systems, wells, fencing, landscaping and detached structures.
Substantial Improvement or Substantial Damage (50% Rule) Application & Affidavits Policy/Page 1 of 7
The cost of repairs required to remedy health, safety, and sanitary code deficiencies can be deducted
from the overall cost of an improvement, but only if
1. an appropriate regulatory official such as a building official, fire marshal, or health officer was
informed about and knows the extent of the code related deficiencies, and
2. the deficiency was in existence prior to the damage event or improvement and will not be
triggered solely by the fact that the structure is being improved or repaired.
In addition, for any repair required to meet health, sanitary, and safety codes, only the minimum
necessary to assure safe living conditions should be deducted, including those improvements required
by Chapter 11, 2012 Florida Accessibility Code. Costs of repairs that are in excess of the minimum
necessary for continued occupancy or use will be counted toward the cost of the overall
improvement.
Substantial improvement means any reconstruction, rehabilitation, addition, or other improvement of a
structure, the cost of which equals or exceeds 50 percent of the market value of the structure before the
"start of construction" of the improvement. This term includes structures which have incurred
"substantial damage, "regardless of the actual repair work performed. The term does not, however,
include either:
1. Any project for improvement of a structure to correct existing violations of state or local
health, sanitary, or safety code specifications which have been identified by the local building
official and which are the minimum necessary to assure safe living conditions or
2. Any alterations of a "historic structure," provided that the alteration will not preclude the
structure's continued designation as a "historic structure."
Floodplain management requirements for new construction apply to substantial improvements.
Supplemental Information for Substantial Improvement
The basic types of improvements are rehabilitations or reconstructions that do not increase square
footage, and lateral or vertical additions that do increase square footage.
Rehabilitation or reconstruction would be a partial or complete "gutting" and replacement o f
internal workings and may or may not include structural changes. If this action is substantial, i.e.,
over 50 percent of the structure's market value, it is considered new construction, and the entire
building must be elevated to or above the Base Flood Elevation (BFE) (or floodproofed if the
building is non-residential).
For a lateral addition, if the substantial improvement is to add a room or rooms outside the footprint
of the existing building, only the addition is required to be elevated to or above the BFE, i.e.; the
existing building does not have to be elevated. Vertical additions would require that the entire
structure be elevated to or above the BFE. Even though the improvement itself is entirely above the
BFE, it is dependent on the walls and foundation of the existing building for structural support.
Substantial Improvement or Substantial Damage (50% Rule) Application & Affidavits Policy/Page 2 of 7
Section 122-3 (b)
Except for work specifically exempted under chapter 6, the building official shall require building
permits for all proposed construction or other improvements within areas of special flood hazard.
In addition to the standard requirements for a building permit, an application for a building_ permit
for construction or improvements within areas of special flood hazard shall contain the information
and certifications set forth in a form provided by the Building Official.
Code of Federal Rey-ulations, Title 44
44 CFR 59.1 (3)
SUBSTANTIAL DAMAGE means damage of any origin sustained by a structure whereby the cost of
restoring the structure to it's before damaged condition would equal or exceed 50 percent of the market
value of the structure before the damage occurred.
SUBSTANTIAL IMPROVEMENT means any reconstruction, rehabilitation, addition, or other
improvement of a structure, the cost of which equals or exceeds 50 percent of the market value of the
structure before the "start of construction" of the improvement. This term includes structures which
have incurred "substantial damage", regardless of the actual repair work performed. The term does not,
however, include either:
(1) Any project for improvement of a structure to correct existing violations of state or local health,
sanitary, or safety code specifications which have been identified by the local code enforcement official
and which are the minimum necessary to assure safe living conditions or
(2) Any alteration of a "historic structure", provided that the alteration will not preclude the structure's
continued designation as a "historic structure". 30-year setback means a distance.
44 CFR 60.3
60.3(a)(3) Review all permit applications to determine whether proposed building sites will be
reasonably safe.from flooding. If a proposed building site is in a flood prone area, all new construction
and substantial improvements shall (i) be designed (or modified) and adequately anchored to prevent
flotation, collapse, or lateral movement of'the structure resulting from hydrodynamic and hydrostatic
loads, including the effects of buoyancy, (ii) be constructed with materials resistant to flood damage, (iii)
be constructed by methods and practices that minimize flood damage, and (iv) be constructed with
electrical, heating, ventilation, plumbing, and air conditioning equipment and other service facilities that
are designed and/or located so as to prevent water from entering or accumulating within the components
during conditions offlooding;
§ 60.3(b)(4) Obtain, review and reasonably utilize any base flood elevation and floodway data available
from a Federal, State, or other source, including data developed pursuant to paragraph (b)(3) of this
section, as criteria fbr requiring that new construction, substantial improvements, or other development
in Zone A on the community's FHBM or FIRM meet the standards in paragraphs (c)(2), (c)(3), (c)(S),
(c)(6), (c)(12), (c)(14), (d)(2) and (d)(3) of this section;
§ 60.3(c)(2) Require that all new construction and substantial improvements of residential structures
within Zones Al-30, AE and AH zones on the community's FIRM have the lowest floor (including
basement) elevated to or above the base flood level, winless the community is granted an exception by the
Substantial Improvement or Substantial Damage (50% Rule) Application & Affidavits Policy/Page 3 of 7
Administrator for the allowance of basements in accordance with § 60.6 (b) or (c); 5S 60.3(c)(3) Require
that all new construction and substantial improvements of non-residential structures within Zones Al -30,
AE and AH zones on the community's FIRM (i) have the lowest § 60.3(c)(12) Require that manufactured
homes to be placed or substantially improved on sites in an existing manufactured home park or
subdivision within Zones A-1-30, AH, and AE on the com-munity's FIRM that are not subject to the
provisions of paragraph (c)(6) of this section be elevated so that either : (i) The lowest floor of the
manufactured home is at or above the base flood elevation, or (ii) The manufactured home chassis is
supported by reinforced piers or other foundation elements of at least equivalent strength that are no
less than 36 inches in height above grade and be securely anchored to an adequately anchored
foundation system to resist floatation, collapse, and lateral movement.
§ 60.3(e)(4) [When V zones have been designated] Provide that all new construction and substantial
improvements in Zones Vl -30 and VE, and also Zone V if base flood elevation data is available, on the
community's FIRM, are elevated on pilings and columns so that (i) the bottom of the lowest horizontal
structural member of the lowest floor (excluding the pilings or columns) is elevated to or above the base
flood level; and (ii) the pile or column foundation and structure attached thereto is anchored to resist
flotation, collapse and lateral movement due to the effects of wind and water loads acting simultaneously
on all building components. Water loading values used shall be those associated with the base flood.
Wind loading values used shall be those required by applicable State or local building standards. A
registered professional engineer or architect shall develop or re -view the structural design,
specifications and plans for the construction, and shall certify that the design and methods of
construction to be used are in accordance with accepted standards of'practice for meeting the provisions
of'paragraphs (e) (4) (i) and (ii) of this section.
§ 60.3(e)(5) Provide that all new construction and substantial improvements within Zones VI-30, VE,
and V on the community's FIRM have the space below the lowest floor either free of obstruction or
constructed with non -supporting breakaway walls, open wood lattice -work, or insect screening intended
to collapse under wind and water loads without causing collapse, displacement, or other structural
damage to the elevated portion of the building or supporting foundation system
Florida Building Code 2014
FBC 1612.2
Substantial Damage. Damage of any origin sustained by a structure whereby the cost of restoring the
structure to its before -damage condition would equal or exceed 50 percent of the market value of the
structure before the damage occurred.
Substantial Improvement. Any repair, reconstruction, rehabilitation, addition or improvement of a
building or structure, the cost of which equals or exceeds 50 percent of the market value of the structure
before the improvement or repair is started. If the structure has sustained substantial damage, any repairs
ore considered substantial improvement regardless of the actual repair work performed. The term does
not, however, include either:
1. Any project for improvement of a building required to correct existing health, sanitary or safety
code violations identified by the building official and that are the minimum necessary to assure
safe living conditions.
2. Any alteration of a historic structure provided that the alteration will not preclude the structure's
continued designation as a historic structure.
Substantial Improvement or Substantial Damage (50% Rule) Application & Affidavits Policy/Page 4 of 7
[B) 403.2 FIood hazard areas. For buildings and structures in flood hazard areas established in
Section 1612.3 of the Florida Building Code, Building or Section R322 of the Florida Building Code,
Residential, as applicable, any alteration that constitutes substantial improvement of the existing
structure, as defined in Section 202, shall comply with the flood design requirements for new
construction, and all aspects of the existing structure shall be brought into compliance with the
requirements for new construction for flood design. For buildings and structures inflood hazard
areas established in Section 1612.3 of the Florida Building Code, Building, or Section R322 of the
Florida Building Code, Residential, as applicable, any alterations that do not constitute substantial
improvement of the existing structure, as defined in Section 202, are not required to comply with
the flood design requirements for new construction.
[131 1103.5 Flood hazard areas. Additions and foundations in flood hazard areas shall comply with
the following requirements:
For horizontal additions that are structurally inter -connected to the existing building;
. ' . If the addition and all other proposed work, when combined, constitute
substantial improvement, the existing building and the addition shall comply
with Section 1612 of the Florida Building Code, Building or Section R322 of
the Florida Building Code, Residential as applicable.
1.?. If the addition constitutes substantial improvement, the existing building and
the addition shall comply with Section 1612 of the Florida Building Code,
Building or Section R322 of the Florida Building Code, Residential as
applicable.
For horizontal additions that are not structurally inter- connected to the existing building:
'.1. The addition shall comply with Section 1612 of the Florida Building Code,
Building or Section R322 of the Florida Building Code, Residential, as
applicable.
�.W. If the addition and all other proposed work, when combined, constitute
substantial improvement, the existing building and the addition shall comply
with Section 1612 of the Florida Building Code, Building or Section R322
of the Florida Building Code, Residential, as applicable.
3. For vertical additions and all other proposed work that, when combined, constitute substantial
improvement, the existing building shall comply with Section 1612 of the Florida Hui/ding
Code, Building or Section R322 of the Florida Building Code, Residential, as applicable
4. For a raised or extended foundation, if the foundation work and all other proposed work, when
combined, constitute substantial improvement, the existing building shall comply with
Section 1612 of the Florida Building Code, Building.
5. For a new foundation or replacement foundation, the foundation shall comply with
Section 1612 of the Florida Building Code, Building, or Section R322 of the Florida
Building Code, Residential, as applicable.
Substantial Improvement or Substantial Damage (50% Rule) Application & Affidavits Policy/Page 5 of 7
Conclusion
Monroe County, following the National Flood Insurance Program requirements, has the responsibility to
determine "substantial damage" or "substantial improvement" (50% Rule), pursuant to the Monroe
County Land Development Code, Chapter 122_, Floodplain Management, the Florida Building
Code, and FEMA 44 CFR together with the guidance provided by FEMA P-758 Substantial
Improvement/Substantial Damage Desk Reference (2010) and will implement the following policy on
October 1, 2015 to do so.
1. The attached Substantial Improvement or Substantial Damage application package must be
completed for each permit application to be issued on a property located in a flood zone when the
lowest floor and/or mechanical equipment is below the base flood elevation as required by the
current Flood Insurance Rate Map together with the additional elevation that may be required by
the Florida Building Code. The permit applicant may submit an elevation certificate signed by a
licensed land surveyor to document that the lowest floor and mechanical equipment is at the
required base flood elevation and that the permit application is not subject to the 50% Rule.
2. The Building Department will use the assessed value of the structure recorded by the Monroe
County Property Appraiser's Office plus 20%. If the applicant/owner disagrees with the Property
Appraiser's valuation of the structure, they may engage an independent property appraiser
licensed by the State of Florida to submit a comparable property appraisal for the market value of
the structure. The Building Official will review the independent appraisal and if approved, the
depreciated building value may be used in lieu of the Monroe County Property Appraiser's
adjusted value.
3. The applicant must obtain and submit to the Building Department a detailed and complete cost
estimate for the addition, remodeling, reconstruction or for repair of all the damages sustained
by/proposed improvements to the structure in question, prepared and signed by a licensed general
contractor. The contractor must sign an affidavit indicating that the cost estimate submitted
includes all damages and/or all improvements to your structure, including both structural and
non-structural elements. The property owner must also sign an affidavit indicating that the cost
estimate submitted includes all damages or all improvements to the structure. The signed contract
document must be submitted with the permit application. If the owner is acting as his or her own
contractor, the owner is responsible for submitting the cost estimate, and providing
documentation, including subcontractor bids, to document the cost estimate.
4. The Building Department will evaluate the cost of improvements or repairs and determine if they
are fair and reasonable. For damage repairs, pre -storm prices and rates will be utilized. The cost
of improvements or repairs does not include items not considered a permanent part of the
structure. (i.e., plans, surveys, permits, sidewalks, pools, screens, sheds, gazebos, fences, etc. --
see attached copy)
5. If the lowest floor is below the base flood elevation, the building must be elevated to, or above
that level, Likewise, all electrical and mechanical equipment (heating and cooling, etc.),
bathrooms, and laundry rooms must be elevated to, or above, the base flood level. Only parking,
building access and limited, incidental storage is allowed below flood elevation. Non-residential
buildings located in an AE flood zone designation may be "flood proofed" instead of being
elevated.
Substantial Improvement or Substantial Damage (50% Rule) Application & Affidavits Policy/Page 6 of 7
6. If the lowest floor of the structure, including electrical, mechanical and plumbing equipment are
already above the base flood elevation, the building can be repaired and reconstructed without
having to comply with the 50% Rule,
7. Building plans must be prepared to show how the building is to be elevated. If located in a
Special Flood Hazard (Area VE or AE flood zone), or if the building is to be floodproofed
(only structures located in an AE flood zone), these plans must be prepared and certified by a
registered professional engineer or architect. Certificates for this purpose are available from the
Monroe County Building Department.
A single improvement that is broken down into parts or "phases" may still be subject to the 50%
Rule. The following is the guidance used to determine if a permit or multiple permits constitute a
substantial improvement or substantial damage:
a. Incomplete work. Permits will not be issued for work that clearly will not result in a
building that can be occupied without additional work.
b. Multiple permits. The value of all work for all open permits is combined for the 50%
Rule determination, regardless of the number of permits issued.
c. Consecutive permits. If an application for a second permit is submitted within a short
period of time after the first permit is closed, the Building Official will examine whether
the work proposed in the second permit application is related to the scope of work in the
first permit. If so, then the work is considered to be one project and must be evaluated in
conjunction with the first permit to determine whether the combination constitutes
substantial improvement. Therefore, the applicant is advised to consider all costs the
proposed improvements or project phases before issuance of the first permit.
d. Modification of issued permits. A request to modify an existing permit which results in
an increased project value could retroactively trigger a substantial improvement or
substantial damage determination. The Building Official will verify that any proposed
repair work includes all of the anticipated work, including improvements to the building.
e. Unpermitted work. If unauthorized work on a building in the SFHA is discovered, the
enforcement action will be taken by Monroe County which will include making a
substantial improvement and substantial damage determination. The costs must include all
of the work that has been performed, plus all of the remaining work necessary to complete
the project.
9. The Building Official may require a pre -permitting site inspection for any permit application to
document the pre -improvement condition of the structure.
Substantial Improvement or Substantial Damage (50% Rule) Application & Affidavits Policy/Page 7 of 7
BOCC AGENDA ROUTING SLIP
6
BUILDING DEPARTMENT
Agenda Item Subject: Resolution adopting Monroe County "V-Zone Certification and
Calculations Documentation Policy"
Date: August 21, 2015
Prepared By: Ed Koconis, AICP, Permit Manager
Agenda Deadline: August 20, 2015 BOCC meeting date: September 16, 2015
#
Reviewer
***Internal Deadline to Teresa:***
Notes
Initials
Date
Pere -nit Manager
Senior Director of Building
County Attorney
Deadline: sj tq(15--
Assistant County Administrator
Deadline:
FINAL review by legal
X Bulk Approval
Time Approximate Requested
Type of Proceeding:
Ad (Ad map, if applicable)
Surrounding Property Owner Notice
Deadline
Deadline
Public Hearing
Yes
_Legislative
NIA
Discussion
Time
Quasi -Judicial
Publish Date
***Reminder***
Once your item is complete and includes all corrections,
email all final word documents to Teresa Smith.