10/17/2018 Agreement
DATE: December 7, 2018
TO: Beth Leto, Airports
Business Manager
FROM: Pamela G. Hancock, D.C.
th
SUBJECT: October 17 BOCC Meeting
Attached is an electronic copy of Item C17, five year Transportation Security
Clearinghouse Services Agreement between the American Association of Airport's Executives, the
Transportation Security Clearinghouse, and Monroe County for processing of federally required
background checks and vetting of employees or individuals obtaining security badges at the Key
West International Airport, for your handling.
Should you have any questions, please feel free to contact me at (305) 292-3550. Thank
you.
cc: County Attorney
Finance
File
CONFIDENTIAL
TRANSPORTATION SECURITY CLEARINGHOUSE SERVICES
AGREEMENT
1. THIS TRANSPORTATION SECURITY CLEARINGHOUSE SERVICES
AGREEMENT ("Agreement") is made and entered into as of( VI , 2018 (the
"Effective Date") by and between (i) the American Association of Airport Executives'
wholly owned and operated not-for-profit entity, the Transportation Security
Clearinghouse ("TSC"), and (ii) Monroe County, a political subdivision of the State of
Florida, as owner of the Key West International Airport ("Monroe County"), who,
intending to be legally bound, hereby agree as follows:
2. INTRODUCTION AND BACKGROUND
The TSC is a national clearinghouse for statutorily required biometric checks and
TSA mandated biographical data. The TSC is responsible for collecting and transmitting
to TSA or other appropriate government agency, fingerprints and biographical data from
U.S. commercial airports, and for collecting and transferring to TSA payments for
fingerprints from such airports. In addition, TSC serves as a point of contact to airports
regarding fingerprinting and other vetting requirements and provides assistance, training,
and support to airports.
Specifically, TSC's clearinghouse responsibilities include the receipt and processing of
federally required background checks and vetting, consisting of a fingerprint-based
Criminal History Record Check (CHRC) and biographic-based Security Threat
Assessment (STA), of each individual employed in, or applying for, a position in which
the individual: (1) has unescorted access, or may permit other individuals to have
unescorted access, to aircraft of an air carrier or foreign air carrier or a secured or sterile
area of an airport in the United States; (2) will be responsible for screening passengers or
property to be carried aboard an aircraft; (3) is a supervisor of the individuals described
in (2) above; (4) who exercises security-related functions associated with aircraft, or
performs their duties in sensitive areas of the aviation system, as the TSA Administrator
determines is necessary to ensure air transportation security; and (5) is an airport operator
employee or agent known as a trusted agent who collects information from applicants and
current airport identification media holders used for CHRC and STA checks, transmits
the information to the TSC, authorizes the issuance of identification media, or issues the
identification media.
3. CLEARINGHOUSE SERVICES
3.1 Services. In accordance with the terms of this Agreement, TSC shall
provide the following services to the Key West International Airport("Airport").
In consideration of the fees paid pursuant to Section 3 below,the TSC will collect
and process Criminal History Record Checks (CHRC) and Security Threat Assessments
(STA). The TSC service obligations include:
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o Accepting the Airport's aviation worker fingerprints,biographical data and
required payments for processing the background investigations and immediately
forwarding each fingerprint to TSA or another appropriate Federal agency for
processing, using electronic means to transmit electronic prints.
o Digitizing inked fingerprint card submissions and forwarding them
electronically. TSC takes all necessary steps required to ensure that the
fingerprints are not altered in any way from their original condition.
o Utilizing TSC's fingerprint tracking process,which allows for accurate
fingerprint submission status at any point in the background check process.
o Performing"real-time"processing to transmit fingerprints to the federal system.
o Providing quality assurance and error corrections,when possible, allowing for
the maintenance of one of the best error rates in the U.S.for submissions to the
FBI.
o Providing superior customer support to Airport for questions regarding TSC
services and coordinating the resolution of Airport problems regarding TSA
technical and procedural issues.
o Ensure that the Airport data transmitted to TSA is secured in accordance with the
Federal Information Security Management Act(FISMA),DHS 4300a controls,
and appropriate DHS and TSA security policies.
o Ensure that processes are in strict accordance with TSA and FBI regulations and
guidance and TSC maintains the highest standards for privacy of the employee
information.
o Provide ability for Airport to enroll applicants in the optional Rap Back program
including updating and cancelling Rap Back subscriptions.
3.2 Airport Obligations. Airport agrees to use the TSC as a national
clearinghouse for the aviation worker vetting programs outlined above for the term of the
agreement and so long as the TSC is accepted as a clearinghouse by TSA. Airport shall
perform all obligations required to support TSC in performing the services, including, but
not limited to: (a) delivering to TSC formatted data, associated supporting
documentation, and certification, as required by TSA; (b) establishing and maintaining
secure and reliable communication with the TSC and keep the communication methods in
good working order; and (c) providing TSC with complete and accurate documents and
biometric data for each aviation worker program applicant and in a form and format that
is reasonably acceptable to TSC.
4. FEES
4.1 Fee Payment. In full payment for the services to be provided, Airport shall
pay the fees set forth in Exhibit A at the times and in the manner set forth herein. TSC
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reserves the right to adjust the following fees in case of a material change in the CHRC
and STA programs including a price adjustment for the CHRC or STA by TSA or other
government entity.
4.2 Payment Procedures. Airport shall establish and maintain a deposit
account on which TSC shall have the limited authority to debit the fees set forth in
Exhibit A for each of Airport's enrollments. Airport shall retain full ownership of the
deposit account and shall replenish such account balance periodically as needed. TSC
shall notify Airport immediately at any time that there is an unavailability of funds in
Airport's deposit account. Airport's deposit account can be replenished by ACH, wire
transfer, check or credit card. TSC will debit the Airport's deposit account for any ACH
or electronic transfer fees incurred prior to releasing the funds for processing records.
4.3 Invoicing. The Airport's account will be debited through an automated
system. However, for the purposes of corrections or other administrative purposes where
an individual will be required to have access to the account, TSC shall designate a
qualified TSC official, and alternate, with accounting responsibilities to have access to
the deposit account.
TSC shall provide to the Airport the ability to view basic financial information on the
TSC website through the Financial Information link. This information can be sorted and
searched by the airport to provide an invoice itemizing with reasonable specificity the
debits made by TSC during the prior month. In the event Airport disputes any items, the
parties shall work in good faith to resolve such disputes and make any necessary refunds
and credits.
5. TERM AND TERMINATION
5.1 Term. The term of this Agreement shall be effective from November 1,
2018 and unless earlier terminated pursuant to Section 5.2 or 5.3, it shall continue for an
initial term of 5 years.
5.2 Termination for Default. This Agreement may be terminated by either
party in the event that the other party has not performed any material obligation or has
otherwise breached any material term of this Agreement upon the expiration of thirty(30)
days (or any longer cure period authorized by the non-breaching party with respect to any
individual breach) after receipt of written notice thereof if the breach or nonperformance
has not then been cured.
5.3 Action upon Termination. Upon expiration or earlier termination
of the Agreement, TSC shall provide to Airport a final accounting, including but
not limited to, all uninvoiced amounts.
6. REPRESENTATIONS AND WARRANTIES
6.1 By TSC. TSC hereby represents and warrants to Airport as follows:
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a. Authorization and Binding Obligation. TSC has full corporate
power and authority to enter into, deliver and perform fully its obligations under this
Agreement. This Agreement has been fully executed and delivered by TSC, and
constitutes the legal, valid and binding obligation of TSC, enforceable against it in
accordance with its terms.
b. No Conflict. The execution, delivery and performance by TSC of
its obligations under this Agreement do not knowingly conflict with, result in a breach of
or require any consent under the charter or bylaws of TSC or any applicable law or
regulation, any order, writ, injunction or decree of any court or governmental authority or
agency, or any agreement or instrument to which TSC is a party or by which it is bound
or to which it subject, or constitute a default under such agreement or instrument.
6.2 By Airport. Airport hereby represents and warrants to TSC as follows:
a. Authorization and Binding Obligation. Monroe County has full
corporate power and authority to enter into, deliver and perform fully its obligations
under this Agreement. This Agreement has been duly executed and delivered by Monroe
County and constitutes the legal, valid and binding obligation thereof, enforceable against
Monroe County in accordance with its terms.
b. No Conflict. The execution, delivery and performance by Monroe
County of its obligations under this Agreement do not conflict with any applicable law or
regulation, or any order, writ, injunction or decree of any court or governmental authority
or agency, or any agreement or instrument to which Monroe County is a party, or by
which it is bound or to which it is subject, or constitute a default under any such
agreement or instrument.
7. CONFIDENTIALITY
7.1 Confidentiality. Each party shall maintain in strict confidence, and agrees
not to disclose to any third party, except as necessary for the performance of this
Agreement when authorized by the other party in writing, or as required by law or court
order, Confidential Information that one party receives ("Recipient") from disclosing
party ("Discloser"). "Confidential Information" means all non-public information of a
competitively sensitive nature concerning the disclosing party, including, but not limited
to: (a) software, data, and information regarding services, systems or products; (b)
processes, procedures, operations, engineering or technology; (c) present product lines,
including without limitation, their design, manufacture, marketing, quality control, costs,
configurations and uses for such products, as well as the aforementioned information
related to products which are the subject of either party's research and development; (d)
customer lists, customer information, business plans or data, sales volumes, profitability
figures, financial information or other economic or business information; or (e) any
efforts undertaken by either party on behalf of their members or customers.
7.2 Exceptions. Confidential Information does not include information subject
to public records disclosure under Florida Statutes Chapter 119 nor does it include:
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information that is or subsequently may come within the knowledge of the public
generally through no fault of Recipient; information that Recipient can show was
previously known to it as a matter of record at the time of receipt; information that
Recipient may subsequently obtain lawfully from a third party who has lawfully obtained
the information free of any confidentiality obligations; or information that Recipient may
subsequently develop as a matter of record, independently of disclosure by Discloser.
7.3 Duration. With respect to Confidential Information not constituting a trade
secret, this Agreement shall remain in full force and effect for a period of three (3) years;
with respect to Confidential Information constituting a trade secret, this Agreement shall
remain in full force and effect for so long as the Confidential Information constitutes a
trade secret.
7.4 Injunctive Relief Recipient acknowledges that disclosure of any
Confidential Information by it or its employees will give rise to irreparable injury to
Discloser or the owner of such information, not adequately compensated by damages.
Accordingly, Discloser or such other party may seek and obtain injunctive relief against
the breach or threatened breach of this Section, in addition to any other legal remedies
which may be available, without the requirement of posting bond.
8. INTELLECTUAL PROPERTY RIGHTS
8.1 TSC and Monroe County acknowledge that both parties and/or third
parties retain all right, title and interest under applicable contractual, copyright,
intellectual property, and related laws to their previously owned, developed or obtained
intellectual property and any enhancements and modifications to same and in the
databases and information contained therein used to provide either parry's products or
services hereunder, and the parties shall use such materials consistent with such right,
title and interest and notify the applicable party of any threatened or actual infringement
thereof
8.2 The TSC retains all its previously owned, developed or obtained
intellectual property. Monroe County shall use TSC's intellectual property with such
rights as necessary to perform the functions of TSC's Automated Integration Services,
and notify the TSC of any threatened or actual infringement thereof
8.3 In the event that development work is undertaken under this contract by
TSC, which specifically excludes all previously owned, developed or obtained
intellectual property,then any such developed items shall be owned by TSC.
8.4 Monroe County shall not, except as required by applicable law (and then
only to that extent):
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• Reverse engineer,translate, disassemble, decompile the whole or any part of the
TSC's service offering, solution or proprietary assets or otherwise attempt to
access same;
• Assign,transfer, sell, license, sub-license, lease,rent, charge or otherwise deal
in or encumber the proprietary material of TSC or use the proprietary material
of TSC on behalf of or for the benefit of any third party, or make available the
same in any way whatsoever to any third party without TSC's prior written
consent in a fashion contrary to the terms of this Agreement;
• Distribute, create derivative works of or modify proprietary material of TSC in
anyway, nor create or develop a competitive or similar offering to that of TSC,
nor use, copy, duplicate or display the proprietary material of TSC on a
commercial or development basis except as expressly provided under an
agreement.
9. DATA PROTECTION
TSC is dedicated to protecting the Monroe County provided data, including biometric
and biographic information and providing Monroe County with the highest level of
service.
Monroe County provided data,which includes personal information sent to TSC, is not
disclosed, made available or otherwise used for any purposes other than for those
purposes of completing fingerprint-based criminal history records checks and security
threat assessments as prescribed by federal regulation or other forms of government
mandate or requests or as mutually agreed upon by Monroe County and TSC. Fingerprint
and biographical information can be used for other purposes only with the data provider's
express permission or as required to comply with applicable laws.
TSC does not disclose the Monroe County provided information to companies outside
TSC and TSC agents and subcontractors, except as required by law. The confidentiality
of Monroe County information is an important part of our operations and a standard
business practice.
10. MISCELLANEOUS
10.1 Relationship. This Agreement does not create any partnership, joint
venture, franchisor-franchisee or employer-employee relationship between the parties
hereto. Neither party hereto is granted any express or implied right or authority to bind
the other party hereto in any manner whatsoever.
10.2 No Third Party Beneficiaries. There are no third-party beneficiaries
entitled to enforce any provisions of this Agreement.
10.3 Entire Agreement. This Agreement, together with the Exhibits attached
hereto, contains the entire agreement and understanding of the parties hereto with respect
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to the matters herein set forth, and all prior agreements, negotiations and understandings
relating to the subject matter of this Agreement are merged herein and are superseded and
canceled by this Agreement.
10.4 Amendment. This Agreement may not be modified except in writing,
signed by both of the parties hereto.
10.5 Governing Law. This Agreement shall be governed by and construed in
accordance with the laws of the State of Virginia without giving effect to conflicts of law
principles thereof
10.6 Notices. All communications between the parties with respect to any of
the provisions of this Agreement shall be in writing, and shall be sent by personal
delivery or airmail, facsimile transmission, or other commercial means of rapid delivery,
postage or costs of transmission and delivery prepaid,to:
If to TSC,to:
Transportation Security Clearinghouse
601 Madison Street
Alexandria, VA 22314
Attn: Carter Morris
Tel.: (703) 824-0500
If to Monroe County:
Director of Airports
3491 South Roosevelt Blvd.
Key West, Fl. 33040
Attn: Richard Strickland
Tel: (305) 809-5210
or at such other address, such other person's attention, or such other facsimile number, as
shall be specified by like notice.
10.7 Severability. In the event that any provision of this Agreement is declared
by a court of competent jurisdiction or arbitration tribunal to be void or unenforceable,
the parties hereto expressly agree that such void or unenforceable provision shall be
deemed severed from this Agreement, and the remainder of this Agreement shall not be
affected thereby and shall remain in full force and effect to the extent feasible in the
absence of the void and unenforceable provision. The parties furthermore agree to
execute and deliver such amendatory contractual provisions to accomplish lawfully as
nearly possible the goals and purposes of the provision so held to be void or
unenforceable.
10.8 Waiver. Any party may waive compliance by the other party with any of
the provisions of this Agreement. No waiver of any provision shall be construed as a
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waiver of any other provision or the same provision in a subsequent instance. Any
waiver must be in writing.
10.9 Binding Effect; Assignment. This Agreement shall be binding upon and
inure to the benefit of the parties and their respective successors and permitted assigns.
No assignment of this Agreement or of any contractual rights or obligations hereunder
may be made by either party (by operation of law or otherwise) without the prior written
consent of the other party hereto, which shall not be unreasonably withheld, and any
attempted assignment without the required consent shall be null and void.
10.10 Cooperation. Each party hereto shall take all such steps and measures as
may be requested by the other party hereto in order to effectuate the purposes of this
Agreement.
10.11 Counterparts. This Agreement may be executed in counterparts, each of
which shall be deemed an original, but all of which together shall constitute one and the
same Agreement.
10.12 Headings. The section headings and other descriptions contained in this
Agreement are for reference purposes only and shall not affect any way the meaning or
interpretation of this Agreement.
10.13 Further Assurances. Each party hereto shall do and perform or cause to be
done and performed all further acts and things and shall execute and deliver all such other
certificates, instruments and documents as any other party hereto reasonably may request
in order to carry out the intent and accomplish the purposes of this Agreement and the
consummation of the transactions contemplated hereby.
10.14 Dispute Resolution. The parties shall make good faith efforts to first
resolve internally any dispute under this Agreement by escalating it to higher levels of
management. Any dispute, controversy, or claim arising out of, relating to, involving, or
having any connection with this Agreement, including any question regarding the
validity, interpretation, scope, performance, or enforceability of this dispute resolution
provision, shall be exclusively and finally settled by arbitration in accordance with the
Commercial Arbitration Rules of the American Arbitration Association ("AAA") and the
AAA Optional Procedures for Large, Complex Commercial Disputes. Any arbitration
will be conducted on an individual, rather than a class-wide, basis. The arbitration shall
be conducted in the Commonwealth of Virginia, unless the parties agree on another
location, by three arbitrators, with each party selecting one arbitrator and the third
selected by the AAA. The parties shall be entitled to engage in reasonable discovery,
including requests for production of relevant non-privileged documents. Depositions and
interrogatories may be ordered by the arbitral panel upon a showing of need. All
decisions, rulings, and awards of the arbitral panel shall be made pursuant to majority
vote of the three arbitrators. The award shall be in accordance with the applicable law,
shall be in writing, and shall state the reasons upon which it is based. The arbitrators
shall have no power to modify or abridge the terms of this Agreement.
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10.15 Nothing contained in this Agreement shall be construed to be a waiver of
any protections under soverrign immunity, Section 768.28 Florida Statutes, or any other
similar provision of law. N )thing contained herein shall be construed to be a consent by
either party to be sued b: third parties in any matter arising out of this or any other
Agreement.
IN WITNESS A IEREOF, this Agreement has been duly executed by or on
be a n eye ch of the pc ies hereto as of the date first above written.
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CONFIDENTIAL
Exhibit A
Airport shall pay the fees set forth in this Exhibit for the services performed by TSC as
outlined in the Agreement.
Airport shall pay TSC:
• Twenty dollars and twenty-five cents ($20.25)per electronic fingerprint
submission for a Criminal History Record Check(CHRC);
• Two dollars ($2.00) additional surcharge for an inked card fingerprint submission
• Three dollar ($3.00) fee per individual Security Threat Assessment;
• One dollar($1.00) fee per annual renewal fee for each active Security Threat
Assessment;
• Two dollars ($2.00) per Rap Back subscription.