Loading...
Fiscal Year 2012 MONROE COUNTY, FLORIDA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2012 AMY HEAVILIN, CPA ' CLERK OF THE CIRCUIT COURT & COMPTROLLER ' PREPARED BY: CLERK OF THE CIRCUIT COURT FINANCE DEPARTMENT � THOMAS RAVENEL, CPA ' FINANCE DIRECTOR 1 1 1 � 1 1 i t 1 3 3 1 THIS PAGE INTENTIONALLY LEFT BLANK 1 t 1 i a t a i 3 s r l 1 i 3 1 1 9 & 1 i s 3 7 i t a MONROE COUNTY, FLORIDA ' COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2012 ' PAGE INTRODUCTORY SECTION ' Transmittal Letter of the Clerk of the Circuit Court Al - A5 Certificate of Achievement for Excellence in Financial Reporting A6 List of Elected and Appointed Officials A7 ' Organizational Chart A8 ' FINANCIAL SECTION Independent Auditors' Report B1 _ B2 ' Management's Discussion and Analysis C1 - C12 Basic Financial Statements: ' Government-Wide Financial Statements Statement of Net Assets D1 - D2 Statement of Activities D3 - D4 Fund Financial Statements Balance Sheet-Governmental Funds E1 - E2 Reconciliation of the Balance Sheet of Governmental Funds to the ' Statement of Net Assets E3 Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds E4 - E5 ' Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of Governmental Funds to the Statement of Activities E6 Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual ' Major Governmental Funds: General Fund E7 - El Fine and Forfeiture Fund E12 - E13 ' Governmental Grants Fund E14 - E16 HIDTA Grants Fund E17 Comprehensive Plan Land Authority Fund E18 ' Statement of Net Assets - Proprietary Funds E19 - E22 Statement of Revenues, Expenses and Changes in Fund Net Assets - Proprietary Funds E23 - E24 ' Statement of Cash Flows - Proprietary Funds E25 - E28 Statement of Fiduciary Net Assets - Fiduciary Funds E29 ' Statement of Changes in Fiduciary Net Assets - Fiduciary Funds E30 Notes to the Financial Statements F1 - F39 Combining and Individual Fund Statements and Schedules: Combining Balance Sheet - NonMajor Governmental Funds G1 - G12 Combining Statement of Revenues, Expenditures and Changes in Fund Balances -NonMajor Governmental Funds G 13 - G24 Schedules of Revenues, Expenditures and Changes in Fund Balances-Budget and Actual Special Revenue Funds: Affordable Housing Programs G25 Road and Bridge Fund G26 I MONROE COUNTY, FLORIDA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2012 � PAGE t Tourist Development, All Districts, Two Cent G27 Tourist Development, Administration and Promotional, Two Cent G28 ' i Tourist Development, District#One G29 Tourist Development, District#Two G30 Tourist Development, District#Three G31 ' Tourist Development, District#Four G32 Tourist Development, District#Five G33 Impact Fees - Roadways G34 ' Impact Fees - Parks and Recreation G35 Impact Fees - Libraries G36 Impact Fees - Solid Waste G37 ' c Impact Fees - Police Facilities G38 Impact Fees - Fire and EMS G39 Impact Fees - Employee Fair Share Housing G40 ' Fire and Ambulance, District#1 - Lower and Middle Keys G41 Upper Keys Health Care Special Taxing District G42 4 Unincorporated Area Service District- Parks and Recreation G43 Unincorporated Area Service District - Planning, Building and Zoning G44 - G45 Local Housing Assistance G46 i Municipal Policing G47 t 4 Duck Key Security District G48 Boating Improvement G49 Miscellaneous Special Revenue G50 - G51 ' s Environmental Restoration G52 Court Facility Fees G53 Drug Abuse Trust G54 ' Marathon Municipal Service Taxing Unit G55 Bay Point Municipal Service Taxing Unit G56 , Big Coppitt Municipal Service Taxing Unit G57 Key Largo Municipal Service Taxing Unit G58 Stock Island Wastewater G59 ' Cudjoe-Sugarloaf Municipal Service Taxing Unit G60 Conch Key Municipal Service Taxing Unit G61 Long Key-Layton Municipal Service Taxing Unit G62 ' Duck Key Municipal Service Taxing Unit G63 Building Fund G64 Sheriffs Teen Court G65 , Sheriffs Federal Forfeiture G66 Sheriffs State Forfeiture G67 Sheriffs Contract Administration G68 ' Sheriffs Commissary G69 Sheriffs Interagency Communications G70 Sheriffs Trauma Star G71 ' Sheriffs Radio Communications G72 Sheriffs Grants G73 Sheriffs Shared Asset Forfeiture G74 , MONROE COUNTY, FLORIDA ' COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2012 ' Sheriffs E911 PAGEG75 Clerk's Records Modernization G76 ' Clerk's Court Related G77 Schedules of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual Major Governmental Funds: ' One Cent Infrastructure Surtax Capital Project Fund G78 Infrastructure Sales Surtax Revenue Bonds, Series 2007 Capital Projects Fund G79 ' All Debt Service Funds G80 Combining Statement of Net Assets - Internal Service Funds G81 - G82 Combining Statement of Revenues, Expenses and Changes in Fund Net Assets - ' Internal Service Funds G83 - G84 Combining Statement of Cash Flows - Internal Service Funds G85 - G88 Combining Statement of Fiduciary Net Assets -All Agency Funds G89 ' Combining Statement of Changes in Fiduciary Net Assets - All Agency Funds G90 - G91 STATISTICAL SECTION Introduction H1 Net Assets by Component H2 ' Changes in Net Assets H3-H5 Governmental Activities Tax Revenues By Source H6 Fund Balances of Governmental Funds H7 ' Changes in Fund Balances of Governmental Funds H8-H9 General Governmental Tax Revenues By Source H10 Assessed Value and Estimated Actual Value of Taxable Property H11 ' Direct and Overlapping Governments H12 Principal Property Taxpayers H13 Property Tax Levies and Collections H14 ' Ratios of Outstanding Debt by Type H15 Ratios of General Bonded Debt Outstanding H16 Direct and Overlapping Governmental Activities Debt H17 ' Legal Debt Margin Information H18 Pledged-Revenue Coverage - Governmental Activities H19 Pledged Revenue Bonds and Notes - Business-type Activities H2O ' Demographic and Economic Statistics H21 Principal Employers H22 Full-time Equivalent County Government Employees by Function H23 ' Operating Indicators by Function H24 Capital Asset Statistics by Function H25 MONROE COUNTY, FLORIDA ' COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2012 PAGE ' SINGLE AUDIT/GRANTS COMPLIANCE SCHEDULES Independent Auditors' Report on Internal Control over Financial Reporting ' t P P 9 and on 11-12 Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards ' Independent Auditors' Report on Compliance With Requirements That Could Have a 13-14 Direct and Material Effect on Each Major Federal Awards Program and State Financial Assistance Project and on Internal Control Over Compliance in ' Accordance with OMB Circular A-133 and Chapter 10.550, Rules of the Auditor General Schedule of Expenditures of Federal Awards and State Financial Assistance 15 - 116 ' Projects Notes to Schedule of Expenditures of Federal Awards and State Financial 117 Assistance Projects ' Schedule of Findings and Questioned Costs - Federal Awards Programs and State 118-120 Financial Assistance Projects Summary Schedule of Prior Audit Findings - Federal Awards Programs and State 121 Financial Assistance Projects Independent Auditors' Management Letter J1-J2 LL3 AMY REAVILIN, CPA CLERK OF CIRCUIT COURT & COMPTROLLER - ' MONROE COUNTY,FLORIDA , March 31, 2013 The Honorable George Nuegent Mayor, Board of County Commissioners Monroe County, Florida Dear Mayor Nuegent: It is our pleasure to present to you, the Board of County Commissioners and the citizens, the Mo- nroe County, Florida Comprehensive Annual Financial Report (CAFR) for the fiscal year ended j September 30, 2012. Chapter 218.39 of the Florida Statutes requires an independent certified pub- lic accountant to audit the financial statements of counties in the State. In addition, the Federal j Single Audit Act, the Florida Single Audit Act and the federal OMB Circular A-133 require an inde- pendent auditor to report on the government's internal controls and compliance with legal require- ments concerning the administration of federal awards and state financial assistance. This report is published to fulfill these requirements. ' This report was prepared by the Finance Department of the Clerk of the Court. Responsibility for both the accuracy of the presented data and the completeness and fairness of the presentation, in- cluding all disclosures, rests with the Clerk of the Court as Chief Financial Officer of Monroe Coun- ty. We assert that, to the best of our knowledge and belief, this financial report is complete and re- liable in all material aspects. It is presented in a format designed to fairly present the financial po- sition and results of operations of Monroe County as measured by the financial activity of its vari- ous funds; and that all disclosures needed to allow the reader to gain a comprehensive under- standing of the County's financial activity have been included. The County has established a comprehensive internal control framework that is designed both to protect the County's assets from loss, theft or misuse and to compile sufficient reliable accounting information for financial statement preparation in conformity with United States generally accepted accounting principles (GAAP) established by the Government Accounting Standards Board. Be- cause the cost of internal controls should not outweigh their benefits, the objective is to provide reasonable rather than absolute assurance that the financial statements will be free of material misstatement. Cherry Bekaert LLP has issued an unqualified ("clean") opinion on the Monroe County, Florida fi- nancial statements for the year ended September 30, 2012. The independent auditors' report is located at the front of the financial section of this report. 500 Whitehead Street Suite 101, PO Box 1980,Key West,FL 33040 Phone:305-295-3130 Fax:305-295-3563 3117Overseas Highway, Marathon, FL 33050 Phone:305-289-5027 Fax:305-289-6025 ' 88820 Overseas HiA hway,Plantation Key,FL 33070 Phone:852-7145 Fax:305-852-7146 -1 Management's discussion and analysis (MD&A) can be found immediately following the indepen- dent auditors' report and provides a narrative introduction, overview and analysis of the basic fi- nancial statements. This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. ' Monroe County Profile Basic Information ' Monroe County was constitutionally formed in 1823. It is comprised of a string of subtropical isl- ands that stretch more than one hundred miles into the Atlantic Ocean. These islands are con- ' nected in a chain-like fashion to the mainland by a series of forty-two bridges. The County seat, Key West, is approximately one hundred fifty miles southwest of Miami. Havana, Cuba lies a mere ninety miles to the south. ' Monroe County is a non-charter county established under the Constitution and the laws of the State of Florida. Legislative authority and policy decisions are vested in the Board of County Commissioners consisting of the mayor and four other members, all of whom are elected. The op- ' eration of other specific government functions resides with five Constitutional Officers. These Offic- es are elective and their titles indicative of their specific function. The positions are the Clerk of the Court, Property Appraiser, Sheriff, Supervisor of Elections and Tax Collector. Monroe County pro- ' vides a full range of services including roads, health and social services, emergency medical ser- vices, park and recreational services, solid waste services, airport services and other governmental services. ' Reporting Entity For financial reporting purposes, the County's reporting entity consists of the Board of County ' Commissioners, the Constitutional Officers and the Monroe County Comprehensive Plan Land Au- thority. The Monroe County Comprehensive Plan Land Authority is legally separate, but in sub- stance part of Monroe County's operations and a part of the County's financial responsibilities. Ac- cordingly, it is reported as a blended component unit. Additional information on component units can be found in the notes to the financial statements. The Monroe County School Board and the Monroe County Mosquito Control District have not met the established criteria for inclusion in the reporting entity, and accordingly, are excluded from this report. ' Budget Formal budgetary integration is employed as a management control device during the year for all fund types except as described in the notes to the financial statements. Constitutional officers funded by the Board must submit their budgets by June 1 of each year. Monroe County follows the ' laws of Florida regarding the control, adoption and amendment of the budget during each fiscal year. The Board conducts budget meetings on departmental budgets and constitutional officer re- quests. Based on the information presented at the meetings, a tentative budget is presented to the public by Board resolution. The public then responds to the tentative budget at public hearings. A ' final public hearing is then held and the final budget is adopted. The County Commission has in- creased the level of budgetary control by requiring a County Commission resolution for all cost center (departmental) budgetary changes. ' i A-2 1 Economic Condition ' Local Economy Monroe County occupies a unique and very beautiful corner of the U.S. Our subtropical chain of islands offers mild climate year-round and extensive recreational water activities. This makes the ' Florida Keys and Key West a major domestic and international tourist destination. Four of the top ten taxpayers in Monroe County are in the hospitality industry. Airplane passenger arrivals in- creased from 2011 by 10.1%. Tourist and recreational sales have increased by 3% and hotel room ' rental revenue has increased by 12.2%. The 2012 tax roll assessed in 2011 remained approximately the same as prior year. The nation- wide real estate market in 2011 has experienced further decline and Monroe County experienced a similar decline. However, over a ten year period, property tax collections have risen 48%. All taxa- ble sales have increased 7% from 2011 levels. It appears that the local economy is beginning to show some signs of recovery. The County's unemployment rate of 5°1° at September 30, 2012 is below the state and national rates of 8.7% and 7.6%, respectively. (I Local revenues and expenditures continue to be affected by intergovernmental pressures from re- duced state aid, lack of funding for state-mandated programs and services, property tax reform, the ' national economic downturn, higher property insurance costs, and the increased demands for stronger public safety services, affordable health insurance, indigent medical care, social services and affordable housing. ' Long-term Financial Planning The County has developed the Monroe County Year 2010 Comprehensive Plan. This plan has ' been approved by the State, and describes the County's goals in the areas of land use; conserva- tion and coastal management; traffic circulation; mass transit; ports, aviation and related facilities; affordable housing; potable water; solid waste; sanitary sewer; storm water drainage; natural ' groundwater aquifer recharge; recreation and open space; intergovernmental coordination; capital improvements; and cultural resources. The County continues to evaluate and update its Compre- hensive Plan. ' Monroe County has adopted many significant amendments to the 2010 Comprehensive Plan dur- ing the last fiscal year. In December 2011, the County adopted amendments to clarify the defini- tions and application of sub area policy for property located within unincorporated Monroe County ' and amendments regarding the moratorium for transient units. In May 2012, the County adopted Military Compatibility criteria to address the compatibility of lands ' adjacent to or closely proximate to military installations in the Future Land Use Element. In a brief summary, these amendments recognize existing property rights. Additionally, in May 2012, the County adopted its Evaluation and Appraisal Report (EAR) of 2010 ' Comprehensive Plan, which provides the analysis and framework for the ongoing Comprehensive Plan Update Project. These are just a few of the many updates to the Plan. 1 A-3 The sanitary sewer or wastewater component of.the Comprehensive Plan addresses an unfunded ' mandate from the State to improve water quality in the Florida Keys by replacing cesspits and sep- tic systems with a series of central wastewater collection and treatment systems. The County has completed most of its service area with the exception of the Cudjoe Regional project which in- cludes Sugarloaf Key, Summerland Key, Cudjoe Key and Big Pine Key. Construction costs are presently expected to be approximately $150,000,000. There is an Interlocal Agreement with the Florida Keys Aquaduct Authority for construction of the Cudjoe Regional project. The County has levied wastewater special assessments, and is pursuing state grants and loans. It is considering ' the issuance of revenue bonds collateralized by the local infrastructure sales surtax. Although most of the County's capital project funds are committed to the wastewater project, the ' County is assembling the funding to bring all facilities in compliance with the American Disabilities Act over the next five years. The County has secured funding through a Community Development Block Grant to accomplish this goal. The County is balancing the use of ad valorem tax revenues with the maintenance of General ' Fund reserves used to insulate the General Fund from revenue fluctuations due to disasters of any kind and provide adequate working capital for operations. The Board continues to respond to the ' ongoing economic conditions by maintaining rigorous cost controls, carefully analyzing the need for each replacement or addition of staff positions, renegotiating contracts, and scrutinizing the cost benefit of outside contractors. The Board continues to focus on its efforts to balance costs, servic- es to Monroe County citizens, and reductions in its revenue base. a The County provides health care coverage for 382 retirees. The Board has reviewed estimates of the unfunded cost for future years' benefits, and staff is developing strategies to manage the finan- cial impact to the County. As the actual versus expected cost of retiree health care coverage is monitored, provisions of the plan may be modified as part of the management strategy. Relevant Financial Policies i i The Board's financial policies conform to the requirements of Florida Statutes and accounting prin- ciples generally accepted in the United States. The last update to the Board's financial policies oc- curred in December, 2011, and approved implementation of GASB# 54. Maior Initiatives ' The Big Coppitt Regional wastewater treatment system, which comprises a significant portion of the wastewater project as a whole, was completed in 2011. The project was financed with a loan ' and grants from the Florida Department of Environmental Protection, local sales tax revenues and assessments paid by property owners in the area. The Florida Keys Municipal service taxing districts have been created to support the cost of ' wastewater projects in Conch Key, Bay Point, Big Coppitt, Key Largo, Stock Island, Cudjoe and Sugarloaf Keys, Long Key-Layton, and Duck Key. The Duck Key and Key Largo wastewater projects are close to completion. Bids have recently been awarded for the beginning stages of the ' Cudjoe Regional wastewater project. The Stock Island, Bay Point, City of Layton, Key Colony Beach, Little Venice, Conch Key and Big Coppitt Regional projects have.been completed. The wastewater projects in process will be funded as construction progresses by grants, capital project ' funds, debt proceeds, sales tax proceeds and property owner assessments. The County continues to stimulate the local economy through increased advertising efforts. Ex- , penditures for the Tourist Development Council increased 17% over those in place last year. The increased costs are funded by Tourist Development taxes which were increased in 2009. A-4 1 Awards and Acknowledgments The Government Finance Officers Association of the United States and Canada (GFOA) awarded ' a Certificate of Achievement for Excellence in Financial Reporting to Monroe County, Florida for its Comprehensive Annual Financial Report for the fiscal year ended September 30, 2011. This was the twenty fourth consecutive year that the government has achieved this prestigious award. In 1 order to be awarded a Certificate of Achievement, a government must publish an easily readable 1 and efficiently organized comprehensive annual financial report. This report must satisfy both U.S. generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current 1 comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. 1 The County also submits its budget document to GFOA, and has received GFOA's Distinguished Budget Presentation Award for fourteen years. 1 Historical changes occurred in the fall of 2012. Due to retirements, four of the five Constitutional Officers (Property Appraiser, Supervisor of Elections, Sheriff and Clerk of the Court) are newly elected. We extend our gratitude to the outgoing elected officials for their dedicated years of ser- vice to the citizens of Monroe County. This report is the product of the dedication of the Finance Department under the direction of the Clerk of the Court of Monroe County as Auditor and Chief Financial Officer to the Board of County 1 Commissioners. We would like to express our appreciation to the entire Finance Department and to other County departments for their assistance in the preparation of this report. Special recogni- tion goes to Sharon Moore, CPA for her efforts. We also extend our thanks and appreciation to our 1 independent auditors Cherry Bekaert LLP for their outstanding efforts and assistance. In closing, we thank the County Commissioners for their interest and support to us throughout the year. Sincerely, 1 1 Amy CPA Thomas Ravenel, CPA Clerk �favik he ircuit Court Finance Director 1 Chief Financial Officer 1 1 1 1 1 A_5 1 1 1 Certificate of Achievement 1 for Excellence in Financial 1 Reporting Presented to 1 Monroe County Florida j 1 For its Comprehensive Annual Financial Report 1 for the Fiscal Year Ended September 30, 2011 E 1 A Certificate of Achievement for Excellence in Financial s Reporting is presented by the Government Finance officers Association of the United States and Canada to 1 '= government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest 1 standards in government accounting and financial reporting. 7X� 1 �� DF if(F 1i1' 1 } _ NITED STATES` �i President -� CDRPd3k710ti fc Executive Director i x 1 i A-6 1 MONROE COUNTY, FLORIDA ' BOARD OF COUNTY COMMISSIONERS ' GEORGE NUEGENT, MAYOR I� DISTRICT 2 ' DANNY KOLHAGE DAVID RICE ' DISTRICT 1 DISTRICT 4 ' HEATHER CARRUTHERS SYLVIA MURPHY ' DISTRICT DISTRICTS ' COUNTY ADMINISTRATOR ROMAN GASTESI 1 1 ' CLERK OF THE CIRCUIT COURT AND CHIEF FINANCIAL OFFICER AMY HEAVILIN, CPA ' A-7 1 Oy � O_O S Z Zto r GN 2 ^i U zJ S Z 5 �"= ? w� =y m y > Q v, Z r '❑❑ �'� � ` _ � Wy �O Z e �= � �❑ oZ �� aQ U ,❑r —� Wa � p c � U W O 'hya, Z B ma yU rZ U m W In a roc En - zW 'd = � o-� �v dW �❑ r 5 Zj S4 Ux � r:, W �,a U Z pa a o �� xo 3 L❑ y Y y C G t VJ 9 rQ e4 W ❑q `IS so m 3 ❑ e ��� z `� 20° 7 m p W c ' � :WlD azoo Lam' U Up Z y W p Q- Uc 5U 7fWr a Z� v� - v o p � o Wo r5 um r V�— YA r❑ o W zo z Z 4� nu a x�� ❑ Z C)� p 0, ❑ G� o0 a U i z h r O= U U o J I J ' • yCj� h U W �, iz .] M O UU y U�.�. •] 'r2r U a U - Z G W Z L W U w O w n �UL) _ 1.1 Z �QZ W c V E V � A-8 `0% Cherry Bekaert`' Independent Auditors' Report To the Honorable Mayor and Board of County Commissioners of Monroe County, Florida: We have audited the accompanying financial statements of the governmental activities, the business- type activities, each major fund and the aggregate remaining fund information of Monroe County, Florida (the "County") as of and for the year ended September 30, 2012, which collectively comprise the County's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the County's management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and the significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, based on our audit, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the County as of September 30, 2012, and the respective changes in financial position and cash flows, where applicable, thereof and the respective budgetary comparison for the General Fund, Fine and Forfeiture Fund, Governmental Grants Fund, HIDTA Grants Fund, and Comprehensive Land Authority Fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated March 31, 2013 on our consideration of the County's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grants. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be read in conjunction with this report in considering the ' results of our audit. B-1 Accounting principles generally accepted in the United States of America require that the Management's Discussion and Analysis be presented to supplement the basic financial statements. ' Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or ' historical context. We have applied certain limited procedures to the required supplementary y information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic ' financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any ' assurance. 3 Our audit was conducted for the purpose of forming opinions on the financial statements that ' collectively comprise the County's basic financial statements. The introductory section, combining and individual fund statements and schedules and the statistical section as listed in the foregoing table of contents are presented for purposes of additional analysis and are not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and ' relates directly to the underlying accounting and other records used to prepare the basic financial statements. The accompanying Schedule of Expenditures of Federal Awards and State Financial Assistance Projects is also presented for purposes of additional analysis as required by the U.S. Office of Management and Budget Circular A-133, Audits of States, Local Governments, and Non- Profit Organizations, and Chapter 10.550, Rules of the Auditor General, and is not a required part of the basic financial statements. The combining and individual fund statements and schedules and the ' accompanying Schedule of Expenditures of Federal Awards and State Financial Assistance Projects have been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic ' financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the combining and individual fund statements and schedules and the accompanying Schedule of Expenditures of Federal ' Awards and State Financial Assistance Projects are fairly stated in all material respects in relation to the basic financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. ' 1 Orlando, Florida March 31, 2013 , B-2 ' Management's Discussion and Analysis As Finance Department management under the direction of the Chief Financial Officer and Clerk of the Circuit Court in Monroe County, we offer readers this narrative overview and analysis of the financial activities of Monroe County Government for the fiscal year ended September 30, 2012. We encourage readers to consider this information in conjunction with additional information furnished in the letter of transmittal of the report and the basic financial statements for an overall view of Monroe County's ' activities. Financial Highlights • Monroe County's total assets exceeded its liabilities at September 30, 2012 by $562,303,699, an increase of $19,614,938. Net assets for governmental activities were $457,710,814 and $104,592,885 for business-type activities. • Unrestricted net assets, available for Monroe County's ongoing obligations to citizens and creditors were $72,895,529, an increase of$4,117,313. Governmental activity unrestricted net assets were $56,444,010. Business-type activity unrestricted net assets were $16,451,519. • At September 30, 2012, Monroe County's governmental funds statement reported combined ending fund balances of $203,074,385, an increase of $9,514,403 over the previous fiscal ' year. • The General Fund reported an unassigned fund balance of $23,300,792. The General Fund also reported a total fund balance of $37,438,288, an increase from the last fiscal year of $103,596. The County experienced a favorable General Fund budget variance, mostly attributable to lower than anticipated expenditures. ' • Bonded debt and loans of Monroe County decreased $8,883,844 in 2012. Monroe County's percentage of bonded debt and loans compared to net assets decreased from 9.9% to 1.6%. Overview of the Financial Statements ' This discussion and analysis is intended to serve as an introduction to Monroe County Government's basic financial statements, which include government-wide statements, fund statements, as well as ' notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements. ' Government-Wide Financial Statements Government-wide financial statements are designed to provide the reader with a broad overview of the financial position of Monroe County and are similar to private-sector financial statements. They include a Statement of Net Assets and a Statement of Activities. These statements appear on pages D-1 through D-4 of this report. ' The Statement of Net Assets shows the County's assets less its liabilities at September 30, 2012. The difference between these assets and liabilities is reported as net assets. Changes in net assets over time may be indicative of an improving or deteriorating financial position. Net assets are reported in three categories: 1) invested in capital assets, net of related debt, 2) restricted, and 3) unrestricted. C-1 The Statement of Activities, which follows the Statement of Net Assets, presents information showing ' how the net assets changed during fiscal year 2012. The statement presents all underlying events, which contribute to the change, irrespective of the timing of the related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only affect cash flows in future fiscal ' periods. Such items include revenues earned and expenses incurred but not yet paid as well as unused vacation leave, all of which will produce changes in cash in a future fiscal period. Both statements attempt to distinguish functions of Monroe County that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges for services ' (business-type activities). Governmental activities reported in the statements include general government, public safety, physical environment, transportation, economic environment, human services, culture and recreation, and court related. Business-type activities include Monroe County's airports, solid waste and landfill operations, and the Card Sound Road and Toll Bridge. , Fund Financial Statements , I A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. Monroe County, like other state and local governments, , uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of Monroe County can be divided into three general categories: governmental, i proprietary and fiduciary funds. Governmental Funds i Governmental Funds essentially account for the same functions as those reported in the government- wide statements described above. However, unlike the government-wide statements, this set of g financial statements focuses on events that produce near-term inflows-and outflows of spendable , } resources available at the end of the fiscal year, which is a narrower focus than the government-wide financial statements. Such information may be useful in evaluating the available spendable resources. These statements appear a E-1 through E-18 of this report. ' PP on pages es 9 It can be useful to compare the information presented for the governmental funds with similar ' information presented for governmental activities in the government-wide statements. Therefore, reconciliations are provided as a link between both the governmental fund statements and the government-wide statements to assist in this comparison. ' The governmental fund financial statements present financial information for the County's general, special revenue, debt service and capital project funds. Governmental funds individually presented as ' major funds in Monroe County's statements include: the General Fund, four Special Revenue Funds: Fine and Forfeiture, Governmental Grants, HIDTA Grants and the Comprehensive Plan Land Authority, the Debt Service fund and two capital project funds: One Cent Infrastructure Surtax and Infrastructure ' Sales Surtax Revenue Bonds, Series 2007. Although there are many smaller governmental funds in Monroe County, they have been presented in a ' total column "Nonmajor Governmental Funds." These funds are presented individually in the combining and individual fund statements section of the report. C-2 Proprietary Funds ' Monroe County maintains two different types of proprietary funds, enterprise and internal service. The Yp p p rY p proprietary fund statements appear on E-19 through E-28 of this report. ' Enterprise funds are used to report business-type activities in the government-wide financial statements. Monroe County maintains four major enterprise funds: Municipal Service District-Waste, ' Key West Airport, Card Sound Bridge, and the Marathon Airport. There are no non-major enterprise funds. ' Internal service funds are used to accumulate and allocate costs among Monroe County's various functions. Monroe County uses internal service funds to account for insurance activities (worker's compensation, group health and risk management) and fleet maintenance activities. Internal service ' funds are presented in total in the fund financial statements but may be reviewed individually in the combining and individual fund statements section of the report. Because these services predominantly benefit governmental rather than business-type functions, they have been included within the ' government-wide financial statements as governmental activities. They are also combined into a single, aggregated presentation in the proprietary fund financial statements. Fiduciary Funds ' Monroe County uses fiduciary funds to account for resources held for the benefit of parties outside of County government, such as assets held in trust and agency funds by Monroe County as an agent for individuals. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support Monroe County's.own programs. The accounting used for fiduciary funds is much like that used for proprietary funds. The fiduciary fund financial statements appear on pages E-29 through E-30 of this report. Notes to the Financial Statements The notes to the financial statements provide additional information that is essential to a full understanding of the data provided in both government-wide and fund financial statements. The notes commence on page F-1 and continue throughout the entire F page section. Other Information Combining and individual statements and schedules mentioned earlier, which present details of non- major funds used in governmental and enterprise funds, commence on page G-1 and continue throughout the entire G page section. This section also includes the budget to actual schedules, and statements for major capital project, internal service and agency funds. Additional information about Monroe County can be found under the Statistical Section in the H page section and the Single Audit Section in the I page section of this report. C-3 I i k f f Government-Wide Financial Analysis ' Monroe County Net Assets (in thousands) Governmental Business-type Total Primary Activities Activities Government 2012 2011 2012 2011 2012 2011 ' Current and Other Assets $253,809 $238,464 $32,333 $30,894 $286,142 $269,358 Capital Assets 298,221 296,923 85,343 88,255 383,564 385,178 ' Total Assets 552,030 535,387 117,676 119,149 669,706 654,536 A Current/Other Liabilities 26,691 26,675 4,648 4,860 31,339 31,535 ' Long-Term Liabilities 67,628 69,341 8,435 10,971 76,063 80,312 Total Liabilities 94,319 96,016 13,083 15,831 107,402 111,847 Net Assets: ' Invested in Capital Assets, Net of Related Debt 268,481 262,950 79,206 79,303 347,687 342,253 Restricted 132,786 122,720 8,935 8,938 141,721 131,658 , Unrestricted 56,444 53,701 16,452 15,077 72,896 68,778 Total Net Assets $457,711 $439,371 $104,593 $103,318 $562,304 $542,689 The overall financial position of Monroe County improved in both fiscal years 2012 and 2011. Changes in net assets over time can be one of the best and most useful indicators of a government's financial ' position. Monroe County's increase in net assets for the fiscal years ending 2012 and 2011 were $19,614,938 and $19,172,272, respectively. The 2012 increase in net assets was $442,666 more than the prior year. , The largest portion of net assets for 2012 and 2011 is Monroe County's investment in capital assets (e.g., land and depreciated buildings, infrastructure and equipment) less any outstanding debt related to their acquisition. This category represents 61.9% and 63.1% of total primary government net assets for , fiscal years 2012 and 2011. Monroe County uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although Monroe County's investment in capital assets is reported net of related debt, it should be noted that the resources needed to repay , this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. Total primary government net assets above also include restricted net assets. Restricted net assets , are resources subject to external restriction on how they may be used. The restrictions reported for business-type activities are comprised of the landfill closure and post closure costs and the Key West , Airport's debt service payments and passenger facility charges. Restrictions reported for governmental activities are special purpose funds which report the use of resources as designated by external entities. The remaining component of net assets is unrestricted net assets. Unrestricted net assets , may be used to meet the County's ongoing obligations to citizens and creditors. Current and other assets increased in 2012 due to favorable budget variances ' The increase in capital assets reflects the County's ongoing commitment of resources to the wastewater improvement construction. The County also continues to construct improvements to public , C-4 ' facilities such as administrative buildings such as the Marathon Courthouse and fire stations as the one located on Stock Island. ' Current and other liabilities were $4,648,080, or 4% lower than in 2011. Long term debt was reduced pursuant to scheduled retirements and early retirements of debt incurred for the construction of the Big Coppitt wastewater project and the Key West Airport Terminal. The County continues to available source of Key West Airport funds to retire the Key West Airport Revenue Bonds early. Other post employment benefits for the Key West Airport increased long term liabilities. Comparison of Current Assets and Liabilities(in thousands) A comparison of current assets as compared to current liabilities for both governmental and business- type activities can be a good indication of Monroe County's ability to meet its current and existing operational responsibilities. The ratios for the current and prior fiscal years are as follows: Governmental Business-type Activities Activities 2012 2011 2012 2011 Current Assets $244,223 $229,574 $ 22,726 $ 21,270 Current Liabilities $ 26,691 $ 26,675 $ 4,648 $ 4,860 ' Ratio of Current Assets to Current Liabilities 9.15 8.61 4.89 4.38 The schedule above demonstrates that Monroe County has more than adequate cash flows. C-5 i Monroe County Changes in Net Assets (in thousands) 1 Governmental Business-type Total Primary ' Activities Activities Government 2012 2011 2012 2011 2012 2011 Revenues: ' Charges for Services $3.0,418 $25,846 $25,717 $25,355 $ 56,135 $51,201 Operating Grants and Contributions 31,140 30,949 3,393 3,438 34,533 34,387 ' Capital Grants and Contributions 863 3,877 262 1,272 1,125 5,149 3 General Revenues: ' s Property Taxes 74,645 78,493 - - 74,645 78,493 Other Taxes 64,468 56,457 - - 64,468 56,457 State Revenue Sharing 2,969 3,277 - - 2,969 3,277 Investment Income 1,254 1,699 155 351 1,409 2,050 Miscellaneous 2,845 3,786 12 13 2,857 3,799 1 Total Revenues 208,602 204,384 29,539 30,429 238,141 234,813 i Expenses: ' General Government 33,110 35,084 - - 33,110 35,084 Public Safety 94,622 97,858 - - 94,622 97,858 Physical Environment 2,251 3,801 - - 2,251 3,801 ' Transportation 5,551 5,359 - - 5,551 5,359 Economic Environment 29,394 20,748 29,394 20,748 Human Services 10,002 8,878 - - 10,002 8,878 ' ' Culture and s Recreation 5,009 4,719 5,009 4,719 Court Related 8,708 9,489 - - 8,708 9,489 ' Interest on Long-Term _ Debt 1,920 1,789 1,920 1,789 Solid Waste - - 15,924 15,522 15,924 15,522 Toll Bridge - - 1,326 1,342 1,326 1,342 ' Key West Airport - - 9,183 9,092 9,183 9,092 ' Marathon Airport - - 1,525 1,959 1,525 1,959 Total Expenses 190,567 187,725 27,958 27,915 218,525 215,640 1 i Change in Net Assets ' Before Transfers 18,035 16,659 1,580 2,514 19,615 19,173 Transfers 305 305 (305) (305) - - Change in Net Assets 18,340 16,964 1,275 2,209 19,615 19,173 ' Net Assets, Beginning 439,371 422,407 103,318 101,109 542,689 523,516 Net Assets, Ending $457,711 $439,371 $104,593 $103,318 $562,304 $542,689 ' Governmental Activities The graph on the next page represents a comparison of program revenues to program expenses for 1 governmental activities in fiscal years 2012 and 2011. It is apparent from these graphs that general revenues were required to cover expenses in each of the functions noted. ' C-6 I ' Monroe County, Florida Governmental Activities (in Millions) For the year ended September 30, 2012 1 ■Program Revenues 0 Program Expenses li i 100.0 94.6 80.0 60.0 ' 40.0 33.1 35.8 29.4 I 20.0 9.7 5.5 10.0 5.0 4.4 8.7 4.3 2.3 1.8 4.0 1.8 0.6 0.0 i o cP =3 m (D = (D o < < < 0 2 q S. 0 y (D C O (D CO 7 CND O 7 O (DCD 7 fl:. (D •Z1 N p1 CD Cj (D a N O Qo (D CD .�•. (D n' 7 N ,< .�.. O .�... fD � a The largest revenue sources for governmental activities in 2012 are property taxes in the amount of $74,644,751 and all other taxes totaling $64,468,347. Total taxes of $139,113,098 amounted to 66.7% of Monroe County's governmental activity revenues excluding transfers. The second largest revenue source is operating grants at 14.9% of governmental activity revenues excluding transfers. 1 The 2012 graph identifies the largest expense function as public safety amounting to $94,622,170. This is 49.6% of the total expenses for governmental activities. The second largest function is general ' government in the amount of $33,109,735 or 17.4% of total expenses for governmental activities. The general government expenses include the Tax Collector, Property Appraiser, Clerk of the Circuit Court, and the Supervisor of Elections. Monroe County, Florida Governmental Activities (in Millions) For the year ended September 30, 2011 ■Program Revenues 0 Program Expenses ' 100.0 97.9 77 80.0 ' 60.0 40.0 35.1 35 20.7 ' 20.0 11. .. 1.9 3.8 1.4 5.4 1.0 1.8 8.9 0.5 4.7 6.1 9.5 0.0 ' ° G) � < < m CD 0 = m n c 2 CD CD �* o1< y of �. 3 � � CCD 7 u'. _O 70 (D j (D �7 CD CD 9 �-^ N v v (3D y 7 Q° v m � n ' The largest revenue sources for governmental activities in 2011 are property taxes in the amount of $78,492,821 and all other taxes totaling $56,457,295. Total taxes of $134,950,116 amounted to 66.0% of Monroe County's governmental activity revenues excluding transfers. The second largest revenue ' source is operating grants at 15.1% of governmental activity revenues excluding transfers. C-7 The 2011 rah identifies the largest expense function as public safety amounting to $97 858 383. 1 graph 9 p p Y 9 � , This is 52.1% of the total expenses for governmental activities. The second largest function is general government in the amount of$35,083,581 or 18.7% of total expenses for governmental activities. The , general government expenses include the Tax Collector, Property Appraiser, Clerk of the Circuit Court, and the Supervisor of Elections. 1 Business-Type Activities The purpose of proprietary funds is to recover the majority of costs incurred in providing a service through user fees and charges for that service. Charges for services revenues in 2012 amount to $25,716,982 or 87.1% of all revenue sources. Other revenue sources include operating grants, capital grants, contributions, investment income, and miscellaneous. Total revenues excluding transfers from , other funds were in excess of expenses excluding transfers to other funds by $1,579,655. The change in net assets in 2012 was $1,274,638. This represents a decrease of $933,947 from the , increase in 2011 of $2,208,585. There was a decrease of $1,054,180 in capital and operating grants. However, these decreases were more than offset by increased charges for services which includes PFC income in the amount of$361,635. ' Financial Analysis of Monroe County's Funds ' E Governmental Funds ' G Governmental funds provide information on near-term inflows, outflows, and balances of spendable resources. In assessing Monroe County's financing requirements, unassigned fund balance represents ' the County's net resources available for spending at the end of the fiscal year. The governmental fund types include the general fund, special revenue, debt service and capital project funds. As mentioned earlier in the Financial Highlights, Monroe County's governmental funds reported , combined fund balances of $203,074,385 at the end of the current fiscal year. This represents a 4.9% increase from the prior year. Governmental funds held non-spendable, restricted, committed or assigned amounts totaling $179,773,593 to reflect the various constraints placed on those resources , for future use. Such amounts include $9,155,409 for non-spendable amounts, primarily due to mortgages held by the Comprehensive Plan Land Authority to further affordable housing initiatives. The General Fund is the chief operating fund of Monroe County and automatically, one of Monroe ' County's major funds. At September 30, 2012, total fund balance in the General Fund was $37,438,288, an increase of $103,596 from the prior year. The unassigned portion of the General Fund ' fund balance is $23,300,792 or 62.2%.Total revenues decreased $1,511,352 or 3.9% from the previous year. Revenue from taxes decreased $633,226 due to a decision by the Board of County Commissioners to levy lower ad valorem taxes which are based on property values. Charges for ' services decreased $331,784. The miscellaneous category decreased by $391,971. Expenditures increased $1,439,965 or 1.8%. The County settled a dispute over its responsibilities for Medicaid claims and paid approximately $1,636,000. ' C-8 1 ' Other Maior Fund Information (in thousands) Fine and Forfeiture Governmental Grants HIDTA Grants ' 2012 2011 2012 2011 2012 2011 Revenues and Other Sources $45,921 $46,372 $ 6,538 $ 7,369 $ 20,376 $ 20,447 ' Expenses and Other Uses 45,933 44,680 7,873 5,869 20,376 20,447 ' Increase/(Decrease) in Fund Balance $ (12) $ 1,692 $ 1,335 $ 1,500 $ - $ Comprehensive Plan One Cent Land Authority Infrastructure Surtax ' 2012 2011 2012 2011 Revenues and Other Sources $ 3,752 $ 3,344 $ 16,828 $ 15,529 ' Expenses and Other Uses 1,958 963 14,267 14,939 Increase/(Decrease)in Fund Balance $ 1,794 $ 2,381 $ 2,561 $ 590 Infrastructure Sales Surtax Revenue Bonds Series 2007 Debt Service 2012 2011 2012 2011 Revenues and Other Sources $ 24 $ 44 $ 8,409 $ 13,608 Expenses and Other Uses 3,752 2,276 8,077 13,504 Increase/(Decrease) in Fund Balance $ 3,728 $(2,232) $ 332 $ 104 Fine and Forfeiture Special Revenue Fund Ad valorem taxes decreased due to the Board of County Commissioners' decision to levy less taxes. Revenues continued to increase in the housing of federal prisoner's at the jail. Air ambulance revenues decreased slightly over prior year. Expenditures decreased from 2011 values. Governmental Grants Special Revenue Fund Grant revenues and expenditures decreased as road and bridge projects were substantially completed and hurricane reimbursement slowed. Revenues for the Geiger Creek Bridge repair were $635,542 lower than prior year. Reimbursement for Hurricane Wilma and Tropical Storm Fay were $532,540 less than prior year. ' HIDTA Grants Special Revenue Fund This fund is used to account for reimbursement grants funded by the U.S. Department of Justice to fight drug trafficking. The volume of revenues and expenditures has not significantly changed as programs established by the grantor have been continued. ' Comprehensive Plan Land Authority Special Revenue Fund Revenues from tourist impact taxes and grants increased $408,369, or 12% over last year. Land acquisitions increased $966,140 from the prior year. ' C-9 One Cent Infrastructure Surtax Capital Protects Fund The citizens of Monroe County approved a one , cent sales surtax which is the main revenue source in the fund. The predominant factor in the revenues increase was an increase in sales tax revenues. The net change in revenues included a E decrease in transfers from the Governmental Grants fund for grant projects completed in the prior year. ' Expenditures increased during the current year to early retire debt associated with waste water projects and to fund construction costs for the Duck Key portion of the waste water improvement project. i Infrastructure Revenue Bonds Series 2007 Capital Protects Fund In 2007 Monroe County issued ' $29,415,000 in Revenue Bonds to be paid from one cent sales surtax revenues. Revenues in the current year were limited to investment revenues which have dropped as bond proceeds are used and ' interest rates continue to drop. Total expenditures were roughly the same for the current and prior year. However, the ongoing Key Largo wastewater construction incurred less expenditure during the f year, while expenditures for the new Stock Island Fire Station increased. ' I Debt Service The County is required to build a wastewater collection system for the Florida Keys. As part of the financing plan for one phase of construction costs, the County secured interim financing ' through the Florida Rural Utility Financing Commission. During the prior year, the County secured permanent financing through the Florida Department of Environmental Protection's Clean Water State Revolving Loan Fund and retired the interim financing. ' ' Proprietary Funds Proprietary fund statements provide the same information as in the business-type activities column of ' the government-wide statements, but in greater detail and on a fund basis for enterprise funds and internal service funds. The Municipal Service District-Waste Enterprise Fund maintains Monroe County's landfills and transfer sites. Monroe County continues to outsource the waste haul-out services through a major contract. Monies were received from a Small County Consolidated Grant Agreement, a recycling grant, for the ' current and prior year. In addition, revenues from service fees are slightly more than the prior year. The change in service revenues is attributed to an improvement in the County's rate of recycling. The rate of recycling continues to increase. The cost of operations also increased due to an increase in ' contractual services. Card Sound Bridge Enterprise Fund The Bridge is an alternative route to the "Eighteen Mile Stretch." ' Revenues from tolls declined slightly which is attributed to the difficult economy. Investment revenues continued to decline due to a slight decrease in investments and continuing lower interest rates. The Key West Airport Enterprise Fund There were significant revenue increases in airline fees and ' rents. Also, there was a transfer from the Internal Service Risk Management fund of $779,423 to reimburse it for insurance proceeds collected by the Risk Management Fund and deductibles. ' Expenses increased due to security upgrades in the building, offset significantly by a reduction in personnel expenses. Continued planning studies for further improvements to airport facilities added to expenses. Other factors concerning the finances of these three major funds have already been addressed in the discussion of Monroe County's business-type activities. The internal service funds include the Worker's Compensation Fund, Group Insurance Fund, Risk Management Fund and the Fleet Management Fund. The self-insurance funds are an important part of Monroe County's operations. ' Internal service fund operating revenues remain virtually unchanged. However, there was an increase in the insurance recoveries category due the recovery at the Key West Airport of$779,423. ' C-10 ' Capital Assets Monroe County's financial statements present capital assets in two categories: those assets subject to ' depreciation, such as buildings, infrastructure, and equipment and those not subject to depreciation such as land and construction in process. ' Investment in capital assets for both governmental and business-type activities, net of related debt at September 30, 2012, was $347,687,305. Investment in capital assets, net of related debt, for governmental activities is $268,481,196 and $79,206,109 for business-type activities. tThese capital assets include assets purchased as well as donated. They also include infrastructure assets, e.g., bike paths, roads, bridges, stormwater and wastewater sites recorded at historical cost. ' Monroe County has several significant general government construction projects. Construction is almost completed for the Duck Key wastewater collection system. Other projects ongoing include the renovation of the Geiger Key Bridge and the Marathon courthouse, and well as a county-wide project to ' insure building compliance with ADA requirements. The County's primary focus for general government capital assets is the construction of its wastewater collection systems. ' Further details are available in Note 6 to the financial statements pages F-17 through F-18. Long-Term Debt ' At September 30, 2012, Monroe County had long-term debt in the amount of$81,954,780. This debt is mainly comprised of revenue bonds and notes secured by pledges of revenues. Revenue secured debt ' for governmental activities is $73,166,026 and $8,788,754 is for business-type activities. Monroe County has no general obligation bonds. ' Additions to long-term debt consisted of adjustments to the estimates of other post employment benefits and accrued compensated absences earned. ' Retirements of long-term debt amounted to $15,574,916 which included the retirement of$8,883,844 of revenue bonds and notes. ' Moody's Investors Service rates Monroe County, Florida Infrastructure Sales Surtax Revenue Bonds, Series 2003 and 2007 as "Al". Standard and Poor's Ratings Services have rated these issues "A+". The Monroe County Florida Airport Variable Rate Revenue Bonds ratings are A2/A. Further details are available in Note 12 to the financial statements pages F-25 through F-29. Budgetary Highlights There was a 2012 budget change to the General Fund revenues "Miscellaneous" category, and it was insignificant. ' There was only one significant category change in the expense budget of the General Fund. This occurred in the Human Services category. Due to a settlement with the Medicaid program, the Welfare ' budget was increased to include an amount of$1,636,000. 1 ' C-11 1 Economic Factors and Next Year's Budgets and Rates , f Monroe County's short and long-term goals and policies are developed during the budget process each year. The BOCC discusses trends, capital projects and policy priorities at public meetings held during the budget planning phase. These priorities are further refined, clarified and adopted during the budget , preparation. The FY 2013 budget was developed in consideration of the economic stabilization being experienced and the resulting moderate increases to sales tax revenues. The financial outlook for Monroe County remains sound. There is a modest rebounding of property values, slow gains in ' ' consumer spending and declining unemployment. Revenues from tourism, our main economic source, continue to reflect increases. Total budgeted revenues/sources increased approximately 2.5% between 2012 and 2013, excluding 1 interfund transfers and excess fees. The largest revenue source of the County's General Fund is ad E valorem taxes. The aggregate millage rate for 2013 is 2.62% lower than the rolled back rate, resulting ' in a reduction in revenue of $2,877,412. This is a continued trend of the past several years. After property taxes, the Local Government Half-Cent Sales Tax is the single, largest revenue source in the General Fund. An increase of approximately 12% is expected, as the tourism industry shows signs of , recovery. A 2% increase in Charges for Services is budgeted. Budgeted expenditures have increased particularly in the Physical Environment and Transportation categories. Expenditures for capital projects are ongoing. Significant capital projects include the ' following: • Construction of the Cudjoe Regional Wastewater system , y Continued implementation of ADA compliance retrofits for County Facilities • Construction/renovation of fire facilities on Stock Island, Conch Key and Crawl Key • Renovations for Marathon Courthouse, Freeman Justice Center and Drug Court ' • Higgs Beach Master Plan Phase I —playground • Design of County Road 905 bicycle land • Customs and Border Protection facility at the Marathon Airport ' i Tourism revenues are very important to the Keys' economic health, and the County will continue to ' advertise the Keys as a tourist destination. Requests for Information ' This financial report is designed to provide a general overview of Monroe County's finances for all those with an interest in its finances. Questions concerning any of the information provided in this report or ' requests for additional information should be addressed to the Finance Director, Clerk of the Circuit Court, 500 Whitehead Street, Key West, Florida 33040. 1 1 1 1 C-12 ' 1 1 � Basic Financial Statements 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 I MONROE COUNTY, FLORIDA STATEMENT OF NET ASSETS SEPTEMBER 30, 2012 Primary Government Governmental Business-Type Activities Activities Total ASSETS , I Current Assets: Cash and Cash Equivalents $ 72,665,404 $3,233,099 $ 75,898,503 ' Investments 148,358,925 17,007,121 165,366,046 Restricted Interest Receivable - 635 635 Accounts Receivable, Net 1,512,491 1,233,561 2,746,052 Internal Balances 1,517,368 (1,517,368) - , Due from Other Governmental Units 10,336,679 841,899 11,178,578 4 Interest Receivable 531,940 58,163 590,103 , Inventory 3,830 - 3,830 Restricted Cash and Cash Equivalents 4,818,966 938,683 5,757,649 Restricted Investments 4,477,826 930,029 5,407,855 Total Current Assets 244,223,429 22,725,822 266,949,251 , Noncurrent Assets: Restricted Cash and Cash Equivalents - 7,933,683 7,933,683 Restricted Investments - 1,425,278 1,425,278 Restricted Interest Receivable - 2,476 2,476 Mortgage/ Notes Receivable 18,340,286 - 18,340,286 , x Allowance for Mortgage/Notes Receivable (9,188,707) - (9,188,707) Deferred Charges 433,850 246,160 680,010 Land and Other Nondepreciable Assets 113,952,389 6,508,708 120,461,097 ' Other Capital Assets, Net of Accum Deprec 184,268,624 78,833,911 263,102,535 Total Noncurrent Assets 307,806,442 94,950,216 402,756,658 Total Assets 552,029,871 117,676,038 669,705,909 LIABILITIES , Current Liabilities: Accounts Payable 11,877,465 2,427,575 14,305,040 Retainage Payable 306,163 - 306,163 ' Accrued Wages and Benefits Payable 2,850,867 188,546 31039,413 Claims and Judgements Payable 3,001,842 - 3,001,842 Due to Other Governmental Units 2,689,799 72,397 2,762,196 , Accrued Comp. Absences Payable 623,675 23,313 646,988 Other Current Liabilities 16,570 - 16,570 Deposits in Escrow 50,448 96,265 146,713 , Unearned Revenue 349,349 200 349,549 Accrued Interest Payable 10,528 - 10,528 (Continued) The notes to the financial statements are an integral part of this statement. D-1 MONROE COUNTY, FLORIDA STATEMENT OF NET ASSETS -CONTINUED ' SEPTEMBER 30, 2012 Primary Government Governmental Business-Type Activities Activities Total ' Capital Leases Payable - 50,000 50,000 Revenue Notes Payable 428,643 - 428,643 Revenue Bonds Payable 4,486,091 - 4,486,091 Current Liabilities Pyble fm Curr Rest Assets: Accounts Payable - 880,832 880,832 Retainage Payable - 497,755 497,755 Accrued Interest Payable 1,197 1,197 Revenue Bonds Payable - 410,000 410,000 Total Current Liabilities 26,691,440 4,648,080 31,339,520 Noncurrent Liabilities: Payable from Restricted Assets- Landfill Closure/Postclosure Costs 424,984 424,984 Accrued Comp. Absences Payable 8,016,328 312,469 8,328,797 Capital Leases Payable - 517,270 517,270 Revenue Notes Payable 9,024,466 9,024,466 Revenue Bonds Payable 25,097,409 5,650,000 30,747,409 Claims and Judgements Payable - 135,685 135,685 OPEB Liability 25,489,414 1,394,665 26,884,079 Total Noncurrent Liabilities 67,627,617 8,435,073 76,062,690 Total Liabilities 94,319,057 13,083,153 107,402,210 NET ASSETS 1 Invested in Capital Assets, Net of Related Debt 268,481,196 79,206,109 347,687,305 ' Restricted: Public Safety 37,643,096 37,643,096 Physical Environment 6,622,990 6,622,990 ' Transportation 15,773,290 - 15,773,290 Economic Environment 19,608,470 19,608,470 Land Authority 6,325,340 - 6,325,340 Court Programs 5,114,637 5,114,637 Human Services 2,762,108 2,762,108 General 3,811,200 - 3,811,200 Landfill Closure and Post Closure - 1,506,244 1,506,244 Capital Projects 32,596,870 2,842,118 35,438,988 Debt Service 2,527,607 4,586,895 7,114,502 ' Unrestricted 56,444,010 16,451,519 72,895,529 Total Net Assets $ 457,710,814 $104,592,885 $ 562,303,699 D-2 MONROE COUNTY, FLORIDA STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30, 2012 Program Revenues Operating Capital ' Charges for Grants and Grants and Functions/Programs Expenses Services Contributions Contributions Primary government: ' Governmental activities: General Government $ 33,109,735 $ 9,696,334 $ - $Public Safety 94,622,170 14,575,155 21,263,295 Physical Environment 2,250,694 4,029,585 142,561 99,890 4 Transportation 5,550,632 280,555 700,233 762,771 Economic Environment 29,394,468 12,688 4,016,436 - Human Services 10,002,254 571,446 1,229,442 Culture and Recreation 5,009,394 56,652 524,212 - x Court Related 8,708,250 1,195,299 3,264,091 - Interest on Long Term Debt 1,919,617 - - - ' Total governmental activities 190,567,214 30,417,714 31,140,270 862,661 Business-type activities: Solid Waste 15,924,397 17,906,705 191,176 - Toll Bridge 1,325,922 928,993 - - Key West Airport 9,183,855 6,116,883 3,114,969 128,374 Marathon Airport 1,525,104 764,401 87,042 133,867 ' Total business-type activities 27,959,278 25,716,982 3,393,187 262,241 r Total primary government $ 218,526,492 $ 56,134,696 $ 34,533,457 $ 1,124,902 ' General Revenues: ' Taxes: Ad Valorem Taxes Tourist Impact Tax Gas Tax ' 1/2 Cent Sales Tax One Cent Infrastructure Tax Tourist Development Tax ' Other Taxes Other St. Shared Rev, Unrestricted Investment Income ' Settlements, Insurance Recoveries Donations, and Other Income Transfers Total General Revenues and Trsfs ' Change in Net Assets Total Net Assets-Beginning Total Net Assets-Ending The notes to the financial statements are an integral part of these statements. ' D-3 Net(Expense) Revenue and Changes in Net Assets Primary Government Governmental Business-type Activities Activities Total $ (23,413,401) $ - $ (23,413,401) (58,783,720) - (58,783,720) ' 2,021,342 - 2,021,342 (3,807,073) - (3,807,073) (25,365,344) - (25,365,344) (8,201,366) _ (8,201,366) (4,428,530) (4,428,530) (4,248,860) - (4,248,860) (1,919,617) _ (1,919,617) (128,146,569) (128,146,569) 2,173,484 2,173,484 (396,929) (396,929) - 176,371 176,371 - (539,794) (539,794) 1,413,132 1,413,132 (128,146,569) 1,413,132 (126,733,437) ' 74,644,751 - 74,644,751 6,288,112 - 6,288,112 5,632,636 - 5,632,636 8,755,791 8,755,791 16,318,450 - 16,318,450 25,606,873 _ 25,606,873 1,866,485 1,866,485 2,968,649 - 2,968,649 1,253,656 154,535 1,408,191 2,846,449 11,988 2,858,437 305,017 (305,017) - 146,486,869 (138,494) 146,348,375 18,340,300 1,274,638 19,614,938 439,370,514 103,318,247 542,688,761 $ 457,710,814 $ 104,592,885 $ 562,303,699 1 D-4 1 9 MONROE COUNTY, FLORIDA BALANCE SHEET ' GOVERNMENTAL FUNDS SEPTEMBER 30, 2012 no too, Fine & Governmental HIDTA ' General Forfeiture Grants Grants Assets ' Cash and Cash Equivalents $ 17,519,319 $ 3,189,965 $ 310,701 $ 200,597 Investments 24,716,366 15,107,029 550,700 - Accounts Receivable, Net 110,069 1,042,474 - 24,119 Due from Other Funds 3,971,855 1,771,904 479,698 2396 ' Due from Other Governmental Units 394,672 199,726 4,467,757 2,718:752 Mortgages/Notes Receivable - - 225,11"9 - 'i Allowance for Mortgages/Notes Receivable - - (225,119) - Interest Receivable 82,242 50,296 1,824 Inventory 3,830 - - - Total Assets $46,798,353 $21,361,394 $ 5,810,680 $ 2,945,864 Liabilities and Fund Balances Liabilities: Accounts Payable $ 3,096,281 $ 111,036 $ 725,575 $ 1,232,279 ' Retainage Payable 9,101 - 70,365 Accrued Wages and Benefits Payable 1,761,688 62,136 48,416 94,774 i Due to Other Funds 3,614,203 110,060 1,245,362 246709 Due to Other Governmental Units 825,330 31,861 77,499 1,370:487 ' Other Current Liabilities 4,694 - - 1,615 Deposits in Escrow 48,768 - - Deferred Revenues - 823,077 3,092,276 ' i Total Liabilities 9,360,065 1,138,170 5,262,493 2,945,864 x Fund Balances: ' Nonspendable 3,830 - - - Restricted 95,485 20,223,224 548,187 Committed - - - - Assigned 14,038,181 Unassigned 23,300,792 - - - Total Fund Balances 37,438,288 20,223,224 548,187 - Total Liabilities and Fund Balances $46,798,353 $21,361,394 $ 5,810,680 $ 2,945,864 _ o 7 1 C' o M , _. 0 1 m , U , The notes to the financial statements are an integral part of these statements. E-1 IMS accta fbr ' �Gard kJAc ,f3 liven 1vv a)r—C rVE 08 1kx Comprehensive One Cent Infra Sls Srtx or Total ' Plan Land Infrastructure Revenue Bonds All Governmental Governmental Authority Surtax Series 2007 Debt Service Funds Funds ' $ 13,251,371 $ 4,152,483 $ 4,939,691 $ 707,559 $ 27,873,033 $ 72,144,719 20,621,754 4,477,826 1,814,251 62,758,560 130,046,486 - - - - 326,517 1,503,179 376,310 - - - 2,893,601 9,495,764 ' 24,196 1,225,480 _ _ 1,227,913 T&,158�6 9,151,579 8,963,588 18,340,286 - - - - (8,963,588) (9,188,707) ' _ 68,646 4,803 6,024 242,220 456,055 3,830 $ 22,803,456 $ 26,068,363 $ 9,422,320 $ 2,527,834 $ 95,321,844 $ 233,060,108 $ 1,091 $ 120,931 $ 1,703,232 $ - $ 3,693,677 $ 10,687,102 ' - 105,619 89,017 _ 32,061 306,163 11,290 17,800 5,096 775,419 2,776,619 - 952,184 - 227 3,136,613 9,305,358 _ - 375,730 , 2,680,907- 10,261 16,570 - - - 1,680 50,448 ' - - - - 247,203 4,162,556 12,381 1,196,534 1,797,345 227 8,272,644 29,985,723 ' 9,151,579 - - - - 9,155,409 6,325,340 24,871,829 7,624,975 2,527,607 79,865,753 142,082,400 - - - - 2,752,586 2,752,586 7,314,156 _ = _ 4,430,861 25,783,198 23,300,792 22,791,075 24,871,829 7,624,975 2,527,607 87,049,200 203,074,385 ' $ 22,803,456 $ 26,068,363 $ 9,422,320 $ 2,527,834 $ 95,321,844 $ 233,060,108 1 1 1 E-2 1 i MONROE COUNTY, FLORIDA RECONCILIATION OF THE BALANCE SHEET OF GOVERNMENTAL FUNDS TO STATEMENT OF NET ASSETS SEPTEMBER 30, 2012 ' i t Amounts reported for governmental activities in the Statement of Net Assets are different because: Ending Fund Balance- Governmental Funds $ 203,074,385 Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the governmental funds, ' net of accumulated depreciation of$117,952,252. 298,221,013 fi i Other assets not available to pay current period expenditures, therefore are reported as deferred revenues in the funds. 433,850 t x Deferred revenues are not reported in the governmental funds as they x are not current financial resources. They are reported as a reduction of ' deferred revenues in the Statement of Net Assets. 3,813,209 Long-term liabilities, including bonds payable, are not due and payable , in the current period and, therefore, are not reported in the funds. Revenue Bonds Payable $ (29,583,500) Revenue Notes Payable (9,453,109) OPEB Liability (24,916,724) Accrued Interest Payable (10,528) Accrued Compensated Absences (8,492,118) ' Total (72,455,979) s The Assets and Liabilities of the Internal Service Funds (funds are used ' to charge the costs of insurance and fleet maintenance activities to individual funds) are not reported in the Governmental Funds. 24,624,336 Net Assets of governmental activities $ 457,710,814 ' 1 The notes to the financial statements are an P integral art of this statement. ' 9 E-3 ' THIS PAGE INTENTIONALLY LEFT BLANK MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2012 Fine & Governmental HIDTA ' General Forfeiture Grants Grants Revenues: Taxes $23,908,460 $ 39,674,250 $ Licenses and Permits - - - - Intergovernmental 7,486,167 74,050 5,717,205 20,376,253 Charges for Services 4,177,607 4,412,367 125,527 - ' Fines and Forfeitures 1.0,006 94,775 - - Investment Income 225,884 126,045 6,169 - Miscellaneous 1,144,824 6,163 70,444 Total Revenues 36,952,948 44,387,650 5,919,345 20,376,253 Expenditures: ' Current: General Government 25,350,651 465,641 - - Public Safety 39,548,966 8,101,901 614,613 20,376,253 Physical Environment 201,146 - 232,307 - - Transportation 258,149 - 1,424,640 - Economic Environment 548,562 - 3,215,141 - ' Human Services 7,737,876 - 1,775,664 - Culture and Recreation 2,970,458 - 45,437 - Court Related 3,705,247 318,579 - - Capital Projects Debt Service - - - - Total Expenditures 80,321,055 8,886,121 7,307,802 20,376,253 Excess/Deficiency of Revenues Over/(Under) Expenditures (43,368,107) 35,501,529 (1,388,457) - Other Financing Sources/(Uses): Transfers from Other Funds 46,840,489 1,533,154 618,614 - Transfers to Other Funds (3,368,786) (37,046,781) (565,615) Total Other Financing Sources/(Uses) 43,471,703 (35,513,627) 52,999 - Net Change in Fund Balances 103,596 (12,098) (1,335,458) Fund Balances-October 1 37,334,692 20,235,322 1,883,645 - Fund Balances-September 30 $ 37,438,288 $ 20,223,224 $ 548,187 $ - The notes to the financial statements are an integral part of these statements. E-4 Comprehensive One Cent Infra Sls Srtx Nonmajor Total ' Plan Land Infrastructure Revenue Bonds All Governmental Governmental Authority Surtax Series 2007 Debt Service Funds Funds i ' $ _ $ 16,318,450 $ _ $ _ $ 43,204,859 $ 123,106,019 5,472,910 5,472,910 3,607,324 - - - 14,009,544 51,270,543 ' - _ = _ 10,379,400 19,094,901 1,110,580 1,215,361 59,909 90,889 24,372 15,475 590,884 1,139,627 67,398 9,160 - - 480,190 1,778,179 ' 3,734,631 16,418,499 24,372 15,475 75,248,367 203,077,540 i 1,958,431 - - - 2,696,559 30,471,282 21,760,109 90,401,842 1,275,395 1,708,848 - - 4,435,908 6,118,697 - - 23,537,761 27,301,464 - - - - 228,789 9,742,329 - 1,507,959 4,523,854 - - 4,279,736 8,303,562 ' _ 1,737,429 3,752,635 - 2,361,894 7,851,958 8,077,255 8,077,255 1,958,431 1,737,429 3,752,635 8,077,255 62,084,110 194,501,091 �I 1,776,200 14,681,070 (3,728,263) (8,061,780) 13,164,257 8,576,449 18,054 409,802 - 8,394,187 8,183,945 65,998,245 - (12,530,196) _ - (11,548,913) (65,060,291) 18,054 (12,120,394) 8,394,187 (3,364,968) 937,954 ' 1,794,254 2,560,676 (3,728,263) 332,407 9,799,289 9,514,403 20,996,821 22,311,153 11,353,238 2,195,200 77,249,911 193,559,982 $ 22,791,075 $ 24,871,829 $ 7,624,975 $ 2,527,607 $ 87,049,200 $ 203,074,385 1 E-5 MONROE COUNTY, FLORIDA RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Amounts reported for governmental activities in the statement of activities are different because: Net change in fund balances-total governmental funds $ 9,514,4031 Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated ' useful lives and reported as depreciation expense. This is the amount by which capital outlays of$10,911,281 exceed depreciation of$9,572,682 in the current period. 1,338,5991 Payment of long-term debt is reported as an expenditure on the Governmental Funds as current financial resources are used, but a reduction of long-term liabilities in the Statement of Net Assets. 6,134,206 The change in compensated absences is reported on the Statement of Activities but is not reported in the governmental funds as current financial resources are ' not used. (444,769) The change in OPEB liability is reported on the Statement of Activities but is not i reported in governmental funds as current financial resources are not used. (3,678,6664 Governmental funds report the effect of issuance costs, premiums, discounts, and similar items when debt is first issued; whereas, these amounts are deferred ' and amortized in the Statement of Activities. In addition, interest and other accruals not using current financial resources are reported as governmental activities. The amount is the net effect of these transactions. 23,432� Revenues that do not provide current financial resources are not reported on governmental funds. However, revenues that are earned in the current period are reported in the Statement of Activities. 1,679,5341 ; The net revenues of intern al'service funds (funds used to charge the costs of certain activities to individual funds) are reported with governmental activities. 3,773,561 Change in net assets of governmental activities $ 18,340,300 The notes to the financial statements are an integral part of this statement. ' E-6 MONROE COUNTY, FLORIDA GENERAL FUND C01 STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2012 I� Variance with ' Final Budget Original Final Positive ' Budget Budget Actual (Negative) REVENUES: Taxes $23,922,864 $23,922,864 $23,908,460 $ (14,404) Intergovernmental 7,094,540 7,094,540 7,486,167 391,627 Charges for Services 3,967,186 3,967,186 4,177,607 210,421 Fines and Forfeitures 10,920 10,920 10,006 (914) Investment Income 246,863 246,863 225,884 (20,979) Miscellaneous 703,061 737,970 1,144,824 406,854 Total Revenues 35,945,434 35,980,343 36,952,948 972,605 ' EXPENDITURES: Current: General Government: Board of County Commissioners 1,642,820 1,642,820 1,371,182 271,638 County Administrator 577,776 637,376 614,232 23,144 Public Works Management 120,892 120,892 120,439 453 County Attorney 1,417,404 1,417,404 1,194,073 223,331 Office of Management & Budget 508,371 508,371 314,743 193,628 Technical Services 1,569,534 1,674,534 1,506,211 168,323 Technology Replacement 381,730 276,730 209,742 66,988 Grants Administration 166,536 179,036 165,629 13,407 Personnel 335,937 340,937 323,366 17,571 Purchasing 215,644 215,644 201,650 13,994 Public Works Facilities Maintenance 6,691,157 6,691,157 5,865,392 825,765 ADA Compliance 10,000 - - - ' ADA Transition Plan Project 50,000 62,100 61,259 841 Value Adjustment Board 35,000 35,000 27,231 7,769 Lobbyist 60,000 109,000 94,045 14,955 Employee Suggestion Plan - 10,000 - 10,000 FJC Lobby 32,000 24,849 7,151 MenB Dressing Room - 30,000 - 30,000 Promotional Advertising 5,000 5,000 1,680 3,320 Tax Increment Payment 300,000 300,000 244,091 55,909 Quasi External Services 125,000 125,000 118,789 6,211 Clerk to BOCC-Financial Package 5,000 5,000 - 5,000 Clerk Comm & Fees-Noncourt 3,431,754 3,429,075 3,011,213 417,862 Clerk Comm & Fees-TDC 104,965 104,965 104,965 Tax Collector 4,961,967 4,961,967 4,270,056 691,911 ' Property Appraiser 3,985,951 3,985,951 3,889,406 96,545 Supervisor of Elections 1,769,786 1,849,786 1,468,971 380,815 Insurances-Supervisor of Elections 129,287 129,287 124,560 4,727 ' Gov't Enterprise Management System 200,000 200,000 22,877 177,123 Total General Government 28,801,511 29,079,032 25,350,651 3,728,381 ' The notes to the financial statements are an integral part of these statements. (Continued) E-7 1 MONROE COUNTY, FLORIDA GENERALFUND ' STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED FOR THE YEAR ENDED SEPTEMBER 30, 2012 , Variance with , Final Budget Original Final Positive Budget Budget Actual (Negative) ' Public Safety: Hurricane 300,000 300,000 - 300,000 ' Emergency Management 213,592 213,592 188,419 25,173 Marathon Emer Operations Center 70,850 70,850 33,651 37,199 Medical Examiner 579,972 595,972 574,749 21,223 ' American Red Cross Lower Keys 10,000 10,000 10,000 - Sheriff Law Enforcement 22,798,398 22,798,398 21,901,134 897,264 Sheriff Corrections 17,049,711 17,049,711 16,504,167 545,544 E Fire Academy 447,894 581,779 336,846 244,933 ' Total Public Safety 41,470,417 41,620,302 39,548,966 2,071,336 Physical Environment: Extension Service 189,306 189,306 180,478 8,828 Wastewater Upgrade 220,550 220,550 20,668 199,882 Total Physical Environment 409,856 409,856 201,146 208,710 , Transportation: County Engineer 360,287 358,187 258,149 100,038 Economic Environment: Literacy Volunteers of America 5,000 5,000 5,000 - , Veteran's Affairs 454,740 454,740 419,035 35,705 Veteran's Affairs Transportation 128,027 128,027 124,527 3,500 Total Economic Environment 587,767 587,767 548,562 39,205 ' Human Services: Health Care Respite Act 40,000 40,000 18,098 21,902 ' Hospice of the Florida Keys 126,000 126,000 126,000 - Public Works Animal Shelter 963,598 963,598 822,591 141,007 Bayshore Manor 722,147 722,147 673,524 48,623 ' Middle Keys Guidance Clinic 28,062 28,062 28,062 - Middle Keys Guidance Clinic 540,000 540,000 540,000 - Baker Act LKMC FS394.463 83,334 83,334 83,333 1 Baker Act GCC FS394.463 334,880 334,880 334,880 - , GCC Jail Inhouse Program 69,177 69,177 69,177 - GCMK Bakermrchmn Transp 146,000 146,000 122,581 23,419 Be the Chng of the FL Keys 25,000 25,000 25,000 - Monroe Cnty Assoc. for Retarded Citizens 153,000 153,000 153,000 - Heron/ Peacock 25,000 25,000 25,000 - Older Americans Volunteer Program 500 500 256 244 1 Welfare Administration 433,008 489,848 472,003 17,845 (Continued) The notes to the financial statements are an integral part of these statements. E-8 MONROE COUNTY, FLORIDA ' GENERALFUND STATEMENT OF REVENUES,EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Variance with Final Budget Original Final Positive ' Budget Budget Actual (Negative) Welfare Services 543,200 2,247,769 2,117,767 130,002 ' Florida Keys Children's Shelter 149,000 149,000 149,000 - MCEF/ Monroe Youth Challenge 20,000 20,000 20,000 - Wesley House 143,600 143,600 143,600 ' Helpline 5,000 5,000 5,000 - Domestic Abuse Shelter 30,000 30,000 30,000 Florida Keys Outreach Coalition 34,000 34,000 34,000 SHAL 3,000 3,000 3,000 ' Samuel's House 74,000 74,000 74,000 - Grace Jones 29,000 29,000 29,000 - Womankind 75,000 75,000 75,000 ' Rural Health Network 327,600 327,600 327,600 - Social Service Transportation 757,031 801,919 886,932 (85,013) Keys Area Interdenominational Resources 22,000 22,000 22,000 - ' FL Keys Healthy Start Coalition 20,000 20,000 11,500 8,500 Star of the Sea Foundation 44,000 44,000 44,000 MCSB Pace 59,000 59,000 59,000 - ' Health Department Lease 66,000 66,000 66,000 - Aids Help 24,000 24,000 24,000 Independence Cay 20,000 20,000 19,472 528 ' Historic Fl Keys Foundation 28,500 28,500 28,500 - Good Health Clinic 40,000 40,000 40,000 FL Keys Area Hlth Educ Ctr 35,000 35,000 35,000 ' Total Human Services 6,238,637 8,044,934 7,737,876 307,058 Culture and Recreation: ' Heart of the Keys Recreation 30,400 30,400 25,736 4,664 Big Pine Athletic Association 44,000 44,000 38,247 5,753 Boys and Girls Club 40,000 40,000 40,000 - ' Higgs Beach Maintenance 89,960 103,470 102,160 1,310 Lower Keys AARP 4,500 4,500 4,082 418 Middle Keys AARP 4,500 4,500 2,771 1,729 Big Pine Key AARP 4,500 4,500 4,494 6 Upper Keys AARP 4,500 4,500 722 3,778 Fine Arts Council 57,000 57,000 57,000 Library Admin Support 588,225 588,225 571,126 17,099 ' Library Key West 829,518 829,518 780,359 49,159 Library Key West Donations - 114,887 44,961 69,926 Library Marathon 349,112 349,112 306,037 43,075 ' Library Marathon Donations - 16,044 8,216 7,828 Library Islamorada 302,883 302,883 275,659 27,224 The notes to the financial statements are an integral part of these statements. (Continued) E-9 i MONROE COUNTY, FLORIDA GENERALFUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL - CONTINUED I FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) ' Library Islamorada Donations - 509 - 509 Library Key Largo 410,364 410,364 384,329 26,035 ' } Library Key Largo Donations - 4 206 1,650 2,556 Library Big.Pine Key 350,747 350,747 319,570 31,177 Library Big Pine Key Donations - 14,663 3,339 11,324 ' Total Culture and Recreation 3,110,209 3,274,028 2,970,458 303,570 Court Related: Law Library 67,058 67,058 63,274 3,784 Guardian Ad Litem 166,816 166,816 130,950 35,866 State Attorney 344,795 344,795 205,627 139,168 Public Defender 568,922 568,922 564,746 4,176 Sheriff Court Security 1,335,952 1,335,952 1,303,210 32,742 Court Administration 2,825 2,825 2,572 253 Court Admin-Judicial Support 159,350 159,350 157,668 1,682 Court Admin-Circuit Ct Reporter Svcs 1,675 1,675 1,668 7 Court Admin-Circuit Drug Court 395,793 395,793 382,186 13,607 ' Court Admin-Pretrial Release 479,543 479,543 453,289 26,254 Court Admin-Family Ct Case Mgmt 146,115 146,115 137,272 8,843 Ct. Admin-Other Circuit Court Juvenile 47,172 47,172 45,356 1,816 Ct. Admin-Pretrial Svcs Drug Diversion 140,006 140,006 116,579 23,427 l Court Admin-Information Systems 143,231 143,231 140,850 2,381 Total Court Related 3,999,253 3,999,253 3,705,247 294,006 Total Expenditures 84 977 937 87 373,359 80,321 055 7 052,304 ' p i Excess/Deficiency of Revenues Over/(Under) Expenditures (49,032,503) (51,393,016) (43,368,107) 8,024,909 tThe notes to the financial statements are an integral part of these statements. (Continued) E-10 MONROE COUNTY, FLORIDA ' GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED i FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) Other Financing Sources/(Uses): ' Reserve for Contingencies (1,000,000) (316,775) _ 316,775 Reserve for Cash Balance (5,400,000) (5,400,000) 5,400,000 Transfers from Other Funds 52,707,267 52,722,598 46,840,489 (5,882,109) ' Transfers to Other Funds (6,946,567) (7,184,610) (3,368,786) 3,815,824 Total Other Financing Sources/(Uses) 39,360,700 39,821,213 43,471,703 3,650,490 ' Net Change in Fund Balances (9,671,803) (11,571,803) 103,596 11,675,399 Fund Balances, October 1 9,671,803 11,571,803 37,334,692 25,762,889 ' Fund Balances, September 30 $ - $ - $ 37,438,288 $37,438,288 1 i 1 1 1 1 1 ' The notes to the financial statements are an integral part of these statements. E-11 1 MONROE COUNTY, FLORIDA FINE AND FORFEITURE SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES: Taxes $ 41,142,553 $ 41,142,553 $ 39,674,250 $ (1,468,303) Intergovernmental - - 74,050 74,050 Charges for Services 3,215,000 3,215,000 4,412,367 1,197,367 Fines and Forfeitures 93,000 93,000 94,775 1,775 Investment Income 171,000 171,000 126,045 (44,955) t Miscellaneous 1,500 19,631 6,163 (13,468) Total Revenues 44,623,053 44,641,184 44,387,650 (253,534) i EXPENDITURES: I Current: General Government: Tax Increment Payment 550,000 550,000 465,641 84,359 ' Public Safety: Sheriff Law Enforcement 2,828,253 2,963,439 2,960,598 2,841 Sheriff Corrections 2,567,000 2,447,009 2,342,345 104,664 ' Bond Refunds 25,000 25,000 552 24,448 LEEA Funds 75,000 75,000 75,000 - Public Works Correction Facilities 2,431,752 2,431,752 1,804,054 627,698 , 4 Medical Air Transport 1,071,897 1,071,897 682,612 389,285 Interagency Communications 59,836 59,836 20,526 39,310 Juvenile Detention Cost Share 346,522 346,522 216,214 130,308 , Total Public Safety 9,405,260 9,420,455 8,101,901 1,318,554 Physical Environment: ' Wastewater Upgrade 59,400 59,400 - 59,400 Court Related: Sheriff Extradition 50,000 50,000 36,485 13,515 ' Sheriff Court Security 279,158 282,094 282,094 - Total Court Related 329,158 332,094 318,579 13,515 Total Expenditures 10,343,818 10,361,949 8,886,121 1,475,828 Excess/Deficiency of Revenues ' Over/(Under) Expenditures 34,279,235 34,279,235 35,501,529 1,222,294 (Continued) The notes to the financial statements are an integral part of these statements. ' E-12 MONROE COUNTY, FLORIDA FINE AND FORFEITURE SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL -CONTINUED ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) Other Financing Sources/(Uses): Reserve for Contingencies (425,000) (425,000) - 425,000 Reserve for Cash Balance (8,174,311) (8,174,311) - 8,174,311 Transfers to Other Funds (37,066,796) (37,066,796) (37,046,781) 20,015 Transfers from Constitutional Officers 1,000,000 1,000,000 1,533,154 533,154 Total Other Financing Sources/(Uses) (44,666,107) (44,666,107) (35,513,627) 9,152,480 ' Net Change in Fund Balances (10,386,872) (10,386,872) (12,098) 10,374,774 Fund Balances, October 1 10,386,872 10,386,872 20,235,322 9,848,450 Fund Balances, September 30 $ - $ - $ 20,223,224 $ 20,223,224 1 1 1 ' The notes to the financial statements are an integral part of these statements. E-13 I MONROE COUNTY, FLORIDA GOVERNMENTAL GRANTS SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN j FUND BALANCES - BUDGET AND ACTUAL i FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' $ Variance with 1 Final Budget Original Final Positive Budget Budget Actual (Negative) ' Revenues: Intergovernmental $ - $ 29,685,748 $ 5,717,205 $ (23,968,543) Charges for Services - 140,998 125,527 (15,471) ' Investment Income - - 6,169 6,169 Miscellaneous - 55,788 70,444 14,656 R Total Revenues - 29,882,534 5,919,345 (23,963,189) ' 3 Expenditures: Current: ' Public Safety: Emergency Management Base Grant - 235,150 125,733 109,417 Federal Emergency Base Grant - 65,162 36,113 29,049 ' l Radiological Emerg Preparedness - 132,465 115,186 17,279 M EMS Award Grant - 72,182 5,142 67,040 SHSGP ISS7 CSP/ICS Grant - 15,000 598 14,402 ' SHSGP IS10 ICS/WEB - 8,500 - 8,500 SHSGP 11DS-40-11-54-01-444 - 14,500 - 14,500 SHSGP 12DS-20-12-54-01-423 - 20,000 - 20,000 ' ODP UASI 07 Grant - 175,905 70,630 105,275 i MCSO/Emg Mgmt UASI 08 Grant - 18,398 1,815 16,583 MCSO/Emg Mgmt UASI 09 Grant - 259,646 99,176 160,470 MCSO/Emg Mgmt UASI 10 Grant - 313,441 - 313,441 I FEMA-Hurricane Wilma - 10,955,674 1,496 10,954,178 FEMA-Tropical Storm Fay - 1,949,660 - 1,949,660 FEMA-Tropical Storm Isaac - 184,702 158,724 25,978 Total Public Safety - 14,420,385 614,613 13,805,772 I Physical Environment: ' I Canal Management Master Plan - 100,000 99,889 111 IE Plant Removal Crew FK103 - 87,550 69,906 17,644 I Mech Inv/Exotic Pint Rmvl FK104 - 50,000 49,871 129 ' IE Plant Removal Crew FK109 - 96,000 4,961 91,039 Clean Vessel Act 10-575 - 91,801 7,680 84,121 Total Physical Environment - 425,351 232,307 193,044 Transportation: Old SR940 Leg A Bridge Repair - 860,760 64,639 796,121 , No Name Key Brdg #904320 - 252,224 174,235 77,989 Card Sound Bridge Repair - 580,000 - 580,000 Tom's Harbor Channel Bridge - 2,005,501 634,379 1,371,122 , Transp Planning Prog 07-09 - 204,724 178,541 26,183 Transp Planning Prog 2012 - 150,000 - 150,000 (Continued) , The notes to the financial statements are an integral part of these statements. E-14 S MONROE COUNTY, FLORIDA ' GOVERNMENTAL GRANTS SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) Bicycle/Pedestrian Plan 2 - 17,111 14,934 2,177 Pigeon Key Ferry Service _ 423,974 248,956 175,018 LAP Wayfinding Signage 1,091,642 73,056 1,018,586 LAP FKSH Interpretive Panels 35,900 35,900 - ' LAP Higgs Beach /Atl Blvd I'd = 250,000 - 250,000 Total Transportation 5,871,836 1,424,640 4,447,196 Economic Environment: ' Disaster Recovery CDBG - 2,058,122 662,921 1,395,201 Small Cities CDBG 2010 - 750,000 21,105 728,895 CBDG DR 2008 DREF - 855,045 10,293 844,752 ARRA FL Energy Comm ARS010 - 2,571,206 2,520,822 50,384 Total Economic Environment - 6,234,373 3,215,141 3,019,232 Human Services: Residential Substance Abuse Treatment - 66,667 59,127 7,540 Cit/Reentry Diversion Pgm V _ ' B&G Club Smart Kids Prm - 16,122 16,122 Be The Change-Viol & Subst Abuse - 20,000 20,000 DCF#LHZ237 CJMHSA RA GRN - ' GCC Jail inhouse Program - 30,000 30,000 - H/P Res: Prevention of Mental Illness 29,859 29,856 3 FKOC Subst Abuse Relapse Prev - 5,000 5,000 ' Drug Court Tech Upgrade _ 17,460 17,460 _ Samuel House Crt Mand Subst Abuse 20,000 20,000 Title IIIB Supportive Services - 2011 - 6,106 2,373 3,733 ' Title IIIB Supportive Services - 2012 _ 16,420 2,687 13,733 Title IIIC1 Congregate Meals -2011 52,215 44,802 7,413 Title IIIC1 Congregate Meals - 2012 - 142,991 117,532 25,459 ' Title IIIC2 Home Delivered Meals-2011 _ 76,797 61,069 15,728 Title IIIC2 Home Delivered Meals-2012 209,510 142,864 66,646 Title III-E Caregiver Support Svc-2011 - 24,432 22,942 1,490 Title III-E Caregiver Support Svc-2012 - 71,383 63,305 8,078 ' Alzheimer's Disease Initiative 10/11 - 49,353 47,856 1,497 Alzheimer's Disease Initiative 11/12 - 63,051 13,356 49,695 Community Care Disabled Adults 10/11 - 73,486 72,203 1,283 ' Community Care Disabled Adults 11/12 - 163,466 16,916 146,550 Community Care for the Elderly 10/11 - 289,458 283,690 5,768 Community Care for the Elderly 11/12 - 302,523 83,859 218,664 Home Care for the Elderly 10/11 - 34,763 20,366 14,397 Home Care for the Elderly 11/12 - 23,494 4,713 18,781 ' The notes to the financial statements are an integral part of these statements. (Continued) E-15 i k MONROE COUNTY, FLORIDA GOVERNMENTAL GRANTS SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN y FUND BALANCES - BUDGET AND ACTUAL- CONTINUED ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) Low Income Home Energy Prog 11/12 - 153,077 141,916 11,161 ' Low Income Home Energy Prog 12/13 - 281,314 202,584 78,730 Low Income Home Weather Asst Prgm - 22,358 8,685 13,673 ARRA Weatherization Asst Program - 235,453 224,381 11,072 ' Total Human Services - 2,496,758 1,775,664 721,094 Culture and Recreation: } State Aid to Libraries - 87,125 45,437 41,688 Total Culture and Recreation - 87,125 45,437 41,688 t Total Expenditures - 29,535,828 7,307,802 22,228,026 i Excess/Deficiency of Revenues Over/(Under) Expenditures - 346,706 (1,388,457) (1,735,163) 5 Other Financing Sources/(Uses): Transfers from Other Funds - 2,550,865 618,614 (1,932,251) ' Transfers to Other Funds - (2,897,571) (565,615) 2,331,956 Total Other Financing Sources/(Uses) - (346,706) 52,999 399,705 Net Change in Fund Balances - - (1,335,458) (1,335,458) Fund Balances, October 1 - - 1,883,645 1,883,645 Fund Balances, September 30 $ - $ - $ 548,187 $ 548,187 { i The notes to the financial statements are an integral part of these statements. E-16 MONROE COUNTY, FLORIDA HIDTA SPECIAL REVENUE FUND ' ' STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Variance with Final Budget Original Final Positive ' Revenues: Budget Budget Actual (Negative) Intergovernmental 20,810,000 20,700,000 20,376,253 (323,747) ' Expenditures: Current: ' Public Safety: Public Safety 20,810,000 20,700,000 20,376,253 323,747 Net Change in Fund Balances _ ' Fund Balances, October 1 _ ' Fund Balances, September 30 $ _ $ 7y- &ffS -/�I is achv, recard ed ,n h1'r*jWhCK) ' ado J('es'- Yd,fc,t,eS Cave 1 1 1 ' The notes to the financial statements are an integral part of these statements. E-17 f J MONROE COUNTY, FLORIDA COMPREHENSIVE PLAN LAND AUTHORITY SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with 1 Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Intergovernmental $ 2,390,000 $ 2,390,000 $ 3,625,378 $ 1,235,378 Investment Income 40,000 40,000 59,909 19,909 ' Miscellaneous Income - 67,398 67,398 - Total Revenues 2,430,000 2,497,398 3,752,685 1,255,287 EXPENDITURES: Current: General Government: ' Administrative 357,500 357,500 301,659 55,841 Capital Outlay 11,225,664 11,293,062 1,655,622 9,637,440 Mortgage Outflows 1,180,000 1,180,000 775,000 4051000 Total General Government 12,763,164 12,830,562 2,732,281 10,098,281 Net Change in Fund Balances - Budgetary Basis (10,333,164) (10,333,164) 1,020,404 11,353,568 ' i 3 Fund Balances, October 1 12,630,382 12,630,382 12,630,382 - I 1 Fund Balances, September 30 - Budgetary Basis $ 2,297,218 $ 2,297,218 13,650,786 $ 11,353,568 1 Reconciliation of Budgetary Basis To GAAP Basis ' Reconciling item: Mortgage receivable 9,151,579 Compensation accrual (11,290) £ Fund Balances, September 30 - GAAP Basis $ 22,791,075 6 I y) •� coo �iie alce�s came.e�n,� �cov� ' ✓ E S The notes to the financial statements are an integral part of these statements. E-18 ' ' THIS PAGE INTENTIONALLY LEFT BLANK MONROE COUNTY, FLORIDA STATEMENT OF NET ASSETS PROPRIETARY FUNDS SEPTEMBER 30, 2012 , f Business-type Activities Enterprise Funds , Major Funds Municipal Card Key Svc District Sound West , Waste Bridge Airport ASSETS Current Assets: Cash and Cash Equivalents $ 1,594,957 $ 1,053,617 $ 401,928 , Investments 8,642,820 5,770,103 1,756,530 Restricted Cash and Cash Equivalents - - 938,683 Restricted Investments - - 930,029 , Restricted Interest Receivable - - 635 Accounts Receivable, Net 468,717 - 735,911 Due from Other Funds 3,648 - 89,596 , Due from Other Governmental Units 102,303 - 505,173 Interest Receivable 28,740 19,188 7,472 Prepaid Expense - - 30,000 Total Current Assets 10,841,185 6,842,908 5,395,957 Noncurrent Assets: Restricted Cash and Cash Equivalents 1,931,228 - 6,002,455 , Restricted Investments - - 1,425,278 Restricted Interest Receivable - - 2,476 Deferred Charges, Net - - 246,160 , Land and Other Nondepreciable Assets 3,629,620 50,000 1,391,199 Capital Assets, Net of Accum. Depreciation 197,168 8.,519,384 59;695,652 Total Noncurrent Assets 5,758,016 8,569,384 68,763,220 Total Assets 16,599,201 15,412,292 74,159,177 LIABILITIES , Current Liabilities: Accounts Payable 1,182,149 2,077 1,069,560 Accrued Wages and Benefits Payable 62,548 30,339 81,907 Claims and Judgements Payable - - - i Due to Other Funds 989 2,182 3,574 r Due to Other Governmental Units 56,753 - 12,632 , Accrued Comp. Absences Payable - 552 22,761 Capital Leases Payable 50,000 - - Deposits in Escrow 81,959 -- 8,000 ' Deferred Revenue - - 200 The notes to the financial statements are an integral part of these statements. i E-19 ' 1 1 Governmental ' Major Funds Activities Internal Marathon Service ' Airport Total Funds $ 182,597 $ 3,233,099 $ 5,339,651 ' 837,668 17,007,121 22,790,265 938,683 - 930,029 - ' - 635 - 28,933 1,233,561 9,312 216 93,460 196,592 ' 204,340 811,816 78,181 2,763 58,163 75,885 - 30,000 - ' 1,256,517 24,336,_567 28,489,886 ' = 7,933,683 = 1,425,278 2,476 - - 246,160 - ' 1,437,889 6,508,708 54,000 10,421,707 78,833,911 951,563 11,859,596 94,950,216 1,005,563 ' 13,116,113 119,286,783 29,495,449 ' 173,789 2,427,575 1,190,365 13,752 188,546 74,248 ' - - 3,001,842 92 6,837 473,538 3,012 72,397 8,892 ' _ 23,313 5,850 50,000 6,306 96,265 - ' - 200 - 1 ' (Continued) 1 E-20 1 i MONROE COUNTY, FLORIDA STATEMENT OF NET ASSETS - CONTINUED j PROPRIETARY FUNDS SEPTEMBER 30, 2012 ' 3 Business-type Activities Enterprise Funds ' Major Funds Municipal Card Key Svc District Sound West Waste Bridge Airport ' i Current Liabilities Payable from Restricted Assets: ' Accounts Payable - - 880,832 Retainage Payable - - 497,755 Accrued Interest Payable - - 1,197 ' Revenue Bonds Payable - - 410,000 Total Current Liabilities 1,434,398 35,150 2,988,418 ' 3 j Noncurrent Liabilities: Payable from restricted assets-Landfill 424,984 - - closure/post closure costs ' Accrued Comp. Absences Payable 115,013 67,365 111,344 Claims & Judgements Payable 129,632 - 6,053 Capital Leases Payable 517,270 - - ' Revenue Bonds Payable - - 5,650,000 OPEB Liability 448,367 236,423 448,656 Total Noncurrent Liabilities 1,635,266 303,788 6,216,053 ' Total Liabilities 3,069,664 338,938 9,204,471 f NET ASSETS Invested in Capital Assets, Net of Related Debt 3,259,518 8,569,384 55,517,611 Restricted for: Debt Service - - 4,586,895 ' Capital Projects - - 2,842,118 Landfill 1,506,244 - - Unrestricted 8,763,775 6,503,970 2,008,082 ' Total Net Assets $ 13,529,537 $ 15,073,354 $ 64,954,706 Adjustment to reflect the consolidation of internal service activities related to enterprise funds The notes to the financial statements are an integral part of these statements. ' E-21 ' Governmental ' Major Funds Activities Internal Marathon Service Airport Total Funds 880,832 - 497,755 - 1,197 - ' - 410,000 - 196,951 4,654,917 4,754,735 - 424,984 - ' 18,747 312,469 142,035 - 135,685 - 517,270 - ' - 5,650,000 - 261,219 1,394,665 572,690 279,966 8,435,073 714,725 ' 476,917 13,089,990 5,469,460 ' 11,859,596 79,206,109 1,005,563 - 4,586,895 - ' - 2,842,118 - 1,506,244 - 779,600 18,055,427 23,020,426 ' $ 12,639,196 106,196,793 $ 24,025,989 (1,603,908) ' $ 104,592,885 E-22 MONROE COUNTY, FLORIDA ' STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2012 a Business-type Activities Enterprise Funds ' Major Funds Municipal Card Key Svc District Sound West ' Waste Bridge Airport Operating Revenues: Franchise Fees $ 507,601 $ - $ Charges for Services 17,399,104 928,993 6,116,095 Fines and Forfeitures - - 788 Miscellaneous 6,386 - 4,948 ' Total Operating Revenues 17,913,091 928,993 6,121,831 Operating Expenses: Personnel Services 1,121,696 735,681 1,832,934 ' Operations 14,846,325 272,577 5,057,813 Depreciation and Amortization 51,997 359,795 2,205,074 Asserted and Paid Claims Total Operating Expenses 16,020,018 1,368,053 9,095,821 Operating Income/(Loss) 1,893,073 (439,060) (2,973,990) , Nonoperating Revenues/(Expenses): Operating Grants 141,176 - 1,750,002 Grant and Donations - Other Sources 50,000 'i Other Income- PFC - - 1,364,967 Investment Income 58,456 26,085 65,007 t Insurance Recoveries Gain (Loss) on Disposition of Assets (2,334) (665) (3,850) Interest Expenses and Fiscal Charges - - (115,119) Total Non-Operating ' Revenues/(Expenses) 247,298 25,420 3,061,007 f Income/(Loss) Before Contributions and Transfers 2,140,371 (413,640) 87,017 , Transfers from Other Funds 3,648 - 779,423 Transfers to Other Funds (187,303) (121,362) (24,645) , Capital Grants and Contributions - - 128,374 Change in Net Assets 1,956,716 (535,002) 970,169 1 Total Net Assets-October 1 11,572,821 15,608,356 63,984,537 Total Net Assets-September 30 $ 13,529,537 $ 15,073,354 $ 64,954,706 , Adjustment to reflect the consolidation of internal service activities related to enterprise funds. Change in Net Assets of Business-type Activities a 1 i The notes to the financial statements are an integral part of these statements. 1 E-23 1 Governmental ' Major Funds Activities Internal Marathon Service Airport Total Funds $ - $ 507,601 $ - ' 764,401 25,208,593 22,053,251 788 654 11,988 134,082 765,055 25,728,970 22,187,333 455,226 4,145,537 1,685,334 490,927 20,667,642 4,915,090 612,726 3,229,592 66,294 - - 12,658,072 ' 1,558,879 28,042,771 19,324,790 (793,824) (2,313,801) 2,862,543 ' 87,042 1,978,220 - - 50,000 - - 1,364,967 - 4,987 154,535 114,023 - - 1,624,446 6,646 (203) 4,299 (115,119) 98,675 3,432,400 1,742,768 (695,149) 1,118,599 4,605,311 ' 24,645 807,716 - - (333,310) (1,412,360) ' 133,867 262,241 - (536,637) 1,855,246 3,192,951 ' 13,175,833 20,833,038 $ 12,639,196 $ 24,025,989 ' (580,608) $ 1,274,638 E-24 { MONROE COUNTY, FLORIDA ' STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Business-type Activities Enterprise Funds ' Major Funds Municipal Card Key Svc District Sound West ' x Waste Bridge Airport Operating Activities: Cash received for services $ 17,789,186 $ 930,632 $ 5,782,566 ' Cash rec'vd from other funds for goods and svcs - - - Cash received from insurance recoveries - - - Cash received from others-PFC - - 1,364,967 ' Cash payments to suppliers for goods and svcs (14,018,131) (232,057) (5,937,008) Cash payments for employee services (791,396) (546,586) (1,210,279) Cash payments to other funds (536,157) (249,539) (368,420) ' Cash payments for claims - - - z Other operating revenue 6,386 - 4,948 Net Cash Provided by/(Used in) Operating Activities 2,449,888 (97,550) (363,226) ' Noncapital Financing Activities: Operating grants received 141,176 - 1,646,042 ' Transfers from other funds 3,648 - 779,423 R Transfers to other funds (187,303) (121,362) (24,645) Net Cash Provided/(Used) by Noncapital ' Financing Activities (42,479) (121,362) 2,400,820 Capital and Related Financing Activities: ' Proceeds from capital grants - - 52,106 k Acquisition of capital assets (1,074) - (191,183) Principal paid on capital debt - - (2,645,000) ' Interest and fiscal charges paid on capital debt - - (91,992) i Net Cash Provided/(Used) by Capital and i Related Financing Activities (1,074) - (2,876,069) ' i l Investing Activities: Investment income 169,156 110,156 104,583 Proceeds from sales and maturities of investments 6,333,255 4,415,877 4,353,636 ' Purchase of investment securities (6,390,823) (4,149,824) (3,791,428) i Net Cash Provided/(Used) in Investing Activities 111,588 376,209 666,791 Net Increase/(Decrease) in Cash and Cash Equivalents 2,517,923 157,297 (171,684) Cash and Cash Equivalents: ' October 1 1,008,262 896,320 7,514,750 September 30 $ 3,526,185 $ 1,053,617 $ 7,343,066 ' The notes to the financial statements are an integral part of these statements. E-25 ' 1 1 Governmental ' Major Funds Activities Internal Marathon Service ' Airport Total Funds $ 765,902 $ 25,268,286 $ 4,710,204 ' - - 17,317,368 1,627,729 - 1,364,967 - (524,373) (20,711,569) (3,933,217) t (209,814) (2,758,075). (1,001,309) (446,800) (1,600,916) (290,219) ' - - (16,062,972) 11 654 ,988 134,082 I (414,431) 1,574,681 2,501,666 1 II 16,901 1,804,119 - ' 24,645 807,716 - (333,310) (1,412,360) i 41,546 2,278,525 (1,412,360) PI I - 52,106 - (254,433) (446,690) (21,178) - (2,645,000) - - (91,992) - (254,433) (3,131,576) (21,178) E 1 � 24,203 408,098 432,567 1,500,814 16,603,582 15,613,688 i t (826,046) (15,158,121) (15,915,261) 698,971 1,853,559 130,994 i E 71,653 2,575,189 1,199,122 i ' 110,944 9,530,276 4,140,529 { $ 182,597 $ 12,105,465 $ 5,339,651 E (Continued) E-26 MONROE COUNTY, FLORIDA STATEMENT OF CASH FLOWS-CONTINUED PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Business-type Activities Enterprise Funds Major Funds Municipal Card Key 1 Svc District Sound West Waste Bridge Airport ' Reconciliation of operating income/(loss) to net cash provided by/(used in) operating activities: ' Operating income/(loss) $ 1,893,073 $ (439,060) $ (2,973,990) Adjustments to reconcile operating income/(loss) to net cash provided by/(used in) operating activities: ' Depreciation and Amortization 51,997 359,795 2,205,074 Nonoperating Income-PFC - - 1,364,967 Nonoperating Income-Insurance Recoveries - - - ' Change in Assets and Liabilities: (Increase)/Decrease in Accounts receivable (27,581) - (163,220) (Increase)/Decrease in Due-from other funds 989 - (Increase)/Decrease in Due from other gov't units (94,326) 1,639 - (Increase)/Decrease in Due fm constitutional ofcrs 388 - (4,627) (Increase)/Decrease in Due from prepaid expense - - (30,000) ' Increase/(Decrease) in Accounts payable 542,746 869 216,240 Increase/(Decrease) in Accrued wages/benefits 11,015 (4,349) 4,537 Increase/(Decrease) in Claims/judgments payable - - - ' Increase/(Decrease)in Due to other funds - 631 162 Increase/(Decrease) in Due to other gov't units 55,312 (1,052) (735,533) Increase/(Decrease)in Due to constitutional ofcrs - 351 (160,737) ' Increase/(Decrease)in Comp. absences payable (3,435) (2,718) 22,761 Increase/(Decrease) in Deposits in escrow 4,000 - - Increase/(Decrease)in Landfill Closure Costs 8,333 - - Increase/(Decrease)in Deferred revenue - - (166,470) Increase/(Decrease)in OPEB liability 7,377 (13,656) 57,610 Total adjustments 556,815 341,510 2,610,764 Net Cash Provided by/(Used in) ' Operating Activities $ 2,449,888 $ (97,550) $ (363,226) Noncash investing, capital, and financing activities: ' Gain (Loss) on disposition of assets $ (2,334) $ (665) $ (3,850) Forgiveness of capital lease amount $ 50,000 $ - $ Change in fair value of investments $ (106,115) $ (76,371) $. (36,156) Cash Reconciliation: Unrestricted $ 1,594,957 $ 1,053,617 $ 401,928 Restricted 1,931,228 - 6,941,138 Total $ 3,526,185 $ 1,053,617 $ 7,343,066 The notes to the financial statements are an integral part of these statements. ' E-27 , 'I' Governmental Major Funds Activities ' Internal Marathon Service Airport Total Funds $ (793,824) $ (2,313,801) $ 2,862,543 ' 612,726 3,229,592 66,294 1,364,967 - - 1,624,446 1,717 (189,084) 2,069 - 989 (25,576) (216) (92,903) 8,745 (4,239) (8,353) (30,000) - 141,233 901,088 750,910 (1,707) 9,496 (1,128) - (3,404,900) (308,248) (307,455) 470,972 (132,427) (813,700) 2,343 (160,386) 719 ' (28,216) (11,608) 5,547 4,000 8,333 - - (166,470) - 94,531 145,862 147,035 379,393 3,888,482 (360,877) ' $ (414,431) $ 1,574,681 $ 2,501,666 $ 6,646 $ (203) $ 4,299 $ - $ 50,000 $ - ' $ (15,202) $ (233,844) $ (292,895) ' $ 182,597 $ 3,233,099 $ 5,339,651 8,872,366 $ 182,597 $ 12,105,465 $ 5,339,651 E-28 i MONROE COUNTY, FLORIDA STATEMENT OF FIDUCIARY NET ASSETS FIDUCIARY FUNDS September 30, 2012 Fire and EMS Pension Agency ' Trust Fund Funds ASSETS Cash and Cash Equivalents $ 144,558 $ 6,694,741 ' Investments US Treasury Notes 513,333 - Federal Agency Bonds/Notes 197,239 Accounts Receivable 2,432 13,864 Total Assets 857,562 $ 6,708,605 ' LIABILITIES ' Due to Others - $ 3,930,146 Due to Other Funds 83 2,778,459 Total Liabilities 83 $ 6,708,605 NET ASSETS Held in Trust for Pension Benefits and Other Purposes $ 857,479 ' i 1 i 1 1 1 1 The notes to the financial statements are an integral part of these statements. t E-29 MONROE COUNTY, FLORIDA ' STATEMENT OF CHANGES IN FIDUCIARY NET ASSETS FIDUCIARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Fire and EMS ' Pension Trust rust Fund ' Employer Contributions $ 28,145 Investment Income 3,285 Total Additions 31,430 ' Deductions: Administration (4,508) Pension Benefits (24,930) ' Total Deductions (29,438) Change_in Net Assets 1,992 Total Net Assets- October 1 855,487 ' Total Net Assets- September 30 $ 857,479 I tThe notes to the financial statements are an integral part of these statements. E-30 1 THIS PAGE INTENTIONALLY LEFT BLANK ' { MONROE COUNTY, FLORIDA ' Notes To Financial Statements For the Year Ended September 30, 2012 ' NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The following summary of the more significant accounting policies of Monroe County, Florida (County) ' is presented to assist the reader in interpreting these financial statements and should be viewed as an integral part of this report. Reporting Entity: Entity status for financial reporting purposes is governed by Statement No. 14, as ' amended by Statement No. 39, of the Governmental Accounting Standards Board (GASB) and Rules of the Auditor General, State of Florida. The GASB is the standard-setting body for the establishment of accounting principles generally accepted in the United States of America (GAAP) for governmental ' entities. Determination of the financial reporting entity of the County is founded upon the objective of accountability. Therefore, these financial statements include the County government (the primary government) and legally separate component units for which operational or financial responsibility rests ' with the elected officials of the County or for which the nature and significance of their relationship to the County are such that exclusion would cause the financial statements to be misleading or incomplete. ' The County is a Non-Charter County established as provided by Article Vill Section 1 of the Florida Constitution and Section 125 of the Florida Statutes. The Board of County Commissioners (Board), composed of five members, is the legislative body for the County and as such budgets and provides funding used by the separate Constitutional Offices with the exception of fees collected by the Clerk of the Circuit Court and the Tax Collector. The County Administrator also serves as the principal executive officer. In addition, certain designated governmental functions are performed by constitutional officers ' who are elected. at-large. The constitutional officers are the Clerk of the Circuit Court, Property Appraiser, Sheriff, Supervisor of Elections, and Tax Collector. Although these five officers are operationally autonomous, they do not hold sufficient corporate powers of their own to be considered legally separate component units for financial reporting purposes. Therefore, they are reported together with the Board as part of the primary government. Under the direction of the Clerk of the Circuit Court, the Monroe County Finance Department maintains the accounting system for the Board's operations, ' but excludes those of the Property Appraiser, Sheriff, Tax Collector, Clerk of the Circuit Court and Supervisor of Elections, each of which maintains its own accounting system. Services provided by the County and accounted for within these financial statements include police services for unincorporated areas; health and social services; emergency medical services; cultural and jrecreational programs; solid waste services and other governmental services. ' Operational or financial responsibility is considered to have been met if the primary government appoints a voting majority of the component unit's governing board and it is able to impose its will on ' the unit or there is potential for the unit to provide specific financial benefits or impose specific financial burdens on the primary government. All component units of the County have a September 30 fiscal year end. Blended component units are legally separate entities that are in substance part of the County's operation, as the either have governing bodies that are substantive) the same as the Count or the � P Y 9 9 Y Y Y provide their services exclusively or almost exclusively to the County. The financial transactions of the component units are merged in with similar transactions of the County as part of the primary government. The blended component units of the County are as follows: i Monroe County, Florida Comprehensive Plan Land Authority (MCLA) - The MCLA was created by Monroe County, Florida Ordinance 031-1986 pursuant to Florida Statute 380 and is considered a F-1 I MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES — (Continued) legally separate entity from Monroe County. Its purpose is to operate a land acquisition program, ' to implement the Monroe County Comprehensive Plan and address issues created by it. The County Board of County Commissioners serves as the governing board and is able to impose its will. Therefore, the MCLA, for financial reporting purposes, is considered a blended component unit of Monroe County, Florida and is presented as a special revenue fund of the County. ' Complete financial statements for MCLA can be obtained from MCLA's administrative office at 1200 Truman Avenue, Suite 207, Key West, Florida 33040. Monroe County Industrial Development Authority (MCIDA) - The MCIDA was created by Monroe County, Florida Resolution pursuant to Florida Statute 159. The MCIDA serves to assist in financing and refinancing capital projects, which will foster economic development in the County. ' The Monroe County Board of County Commissioners serves as the governing board and is able to impose its will. Therefore, the MCIDA for financial reporting purposes, is considered a blended component unit of Monroe County, Florida. The MCIDA is not legally required to adopt a budget; ' however, the County must authorize the issuance of bonded debt. Neither the MCIDA nor the County has any legal obligation for repayment of the revenue bonds of the MCIDA. As an issuer of"conduit" debt obligations, the MCIDA has no assets or liabilities. Basis of Presentation: Government-wide Financial Statements: The statement of net assets and the statement of activities report information about the nonfiduciary activities of the primary government. Fiduciary funds of the government are eliminated from this presentation since these resources are not ' available for general government funding purposes. These statements provide a consolidated financial picture of the government distinguishing between governmental activities and business type activities. Governmental activities are primarily financed through taxes and intergovernmental revenues, while business-type activities are primarily financed through charges for services to external parties. ' The statement of activities presents a comparison between direct expenses of the program revenues for each function of the County's governmental activities, and for each of the business-type activities. Direct expenses are those that are clearly identified with a specific program or segment. Program ' revenues include (a) fees, fines and charges for services, and (b) grants and contributions that are restricted for the operating or capital requirements of a specific program. All taxes and other revenues not meeting the criteria for classification as program revenues are reported as general revenues. ' Fund Financial Statements: The fund financial statements provide information about the County's funds, including its fiduciary fund and blended component unit. Separate statements for each fund ' category — governmental, proprietary, and fiduciary — are presented. The emphasis of fund financial. statements is on major governmental and enterprise funds, each displayed in a separate column. All remaining governmental and enterprise funds are aggregated and reported as nonmajor funds. ' Proprietary fund operating revenues, such as charges for services, result from exchange transactions associated with the principal activity of the fund. Exchange transactions are those in which each party receives and gives up essentially equal values. Nonoperating revenues, such as subsidies and ' investment earnings, result from non-exchange transactions or ancillary activities. The following are reported as major governmental funds: ' F-2 ' MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 ' NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES — (Continued) General Fund — This fund is the general operating fund of the County. All general tax revenues ' and other receipts that are not required either legally or by accounting principles generally accepted in the United States of America to be accounted for in other funds are accounted for in the General Fund. Fine & Forfeiture Special Revenue Fund — This fund is to account for revenues received from fines and forfeitures imposed from the commission of statutory offenses, ad valorem taxes that are transferred to the Sheriff and to account for operations of the County's court support system. ' Governmental Grants Special Revenue Fund —This fund is for projects and programs which are financed in whole or in part by agencies of the Federal Government, State of Florida, and local governments. HIDTA Grants Special Revenue Fund — This fund is to account for all revenues and expenditures for the ONDCP grants. Comprehensive Plan Land Authority Special Revenue Fund — This fund is to account for the i ' operation of a land acquisition program. One Cent Infrastructure Surtax Capital Proiect Fund —This fund is to account for various capital improvements funded by the one cent infrastructure surtax. Infrastructure Sales Surtax Revenue Bonds, Series 2007 Capital Project Fund —This fund is to account for the proceeds and the approved projects identified in the same bond issue. All Debt Service Fund — This fund accounts for the accumulation of resources for, and the payment of, all of the general governmental long-term debt principal and interest. The following are reported as major enterprise funds: ' Municipal Service District-Waste — This fund is for the operations of solid waste collection, disposal and recycling activities, as well as the closure and post closure of the landfills. Card Sound Bridge — This fund is for the operations of the County's only toll bridge located on ' Card Sound Road. Key West Airport — This fund is used to account for the operations of Monroe County's Key West International Airport. Marathon Airport — This fund is to account for the operations of Monroe County's Marathon Airport. The County also reports the following fund types: Internal Service Funds — These funds account for the financing of worker's compensation insurance, health insurance, general liability insurance and fleet maintenance services provided ' to other County Departments on a cost reimbursement basis. ' F-3 MONROE COUNTY, FLORIDA , Notes To Financial Statements For the Year Ended September 30, 2012 } NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES — Continued ' Pension Trust Fund — The volunteer firefighters and emergency services length of service ' award plan is a pension trust fund to account for the receipt and disbursement of assets that are held by the County in a trustee capacity. Agency Funds — These funds account for assets held on behalf of third parties and do not , ` involve the measurement of operating results. Examples include taxes, fees, and fines collected on behalf of other governments. Measurement Focus and Basis of Accounting: ' Government-wide, Proprietary, and Fiduciary Fund Financial Statements — These statements use a ' flow of economic resources measurement focus and the accrual basis of accounting. Revenues are recognized when earned and expenses are recognized when incurred, regardless of when the related cash flows take place. ' Amounts reported as program revenues include 1) charges to customers or applicants for goods, services, or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general p revenues rather than as program revenues. Likewise, general revenues include all taxes. I Non-exchange transactions, in which the-County gives (or receives) value without directly receiving-(or giving) equal value in exchange, include property taxes, grants, entitlements, and donations. On an accrual basis, revenue from grants, entitlements, and donations is recognized in the fiscal year in which all eligibility requirements have been satisfied. ' i Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in ' connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the County's enterprise funds are charges to customers for sales and services. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on ' capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. GASB Statement No. 20 Election - Pursuant to the election option made available by GASB Statement ' No. 20, pronouncements of the Financial Accounting Standards Board (FASB) issued after November 30,1989 are not applied in the preparation of the County's enterprise fund financial statements. Governmental Fund Financial Statements — These statements use a current financial resources measurement focus, and are maintained on the modified accrual basis of accounting. Revenues are recognized when they become susceptible to accrual; that is, when they become both "measurable" ' and "available to finance expenditures of the current period." The County considers amounts collected within 60 days after year-end to be available and thus recognizes them as revenues of the current year, except for property taxes since such taxes are collected to finance expenditures of the subsequent ' period. Expenditures are recognized in the accounting period in which the related fund liability is incurred, if ' measurable. Principal and interest on general long-term debt are recorded as fund liabilities when due I z F-4 a MONROE COUNTY, FLORIDA ' Notes To Financial Statements For the Year Ended September 30, 2012 ' NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES — (Continued) or when amounts have been accumulated in the debt service fund for payments to be made early in the following year. Expenditures related to compensated absences are recorded only when leave has been taken. Revenues of the County, which are susceptible to accrual under the modified accrual basis of ' accounting, include property taxes, gas taxes, sales taxes, grants, interest revenue, and charges for services. In applying the susceptibility-to-accrual concept to intergovernmental revenues, the legal and contractual requirements of the numerous individual programs are used as guidance. There are, however, essentially two types of these revenues. In one, monies must be expended for the specific purpose or project before any amounts will be paid to the County; therefore, revenues are recognized based upon the expenditures recorded. In the other, monies are virtually unrestricted as to purpose of expenditure and substantially irrevocable; i.e., revocable only for failure to comply with prescribed compliance requirements, such as with equal employment opportunity. These resources are reflected as revenues at the time of receipt or earlier if they meet the availability criterion. If revenues are expected to be received later than 60 days following the end of the fiscal year, then a receivable is ' recorded, along with deferred revenue. Once the funds are received, revenue and cash are recorded and the receivable and deferred revenue are eliminated. Deferred revenue also includes unearned revenue when receipts have not met all of the earning requirements. ' The proprietary fund and pension trust fund financial statements use a flow of economic resources measurement focus and the accrual basis of accounting. Revenues are recognized when earned and expenses are recognized when incurred, regardless of when the related cash flows take place. Under the terms of the grant agreements, the County funds certain programs by a combination of ' specific cost-reimbursement grants, categorical block grants, and general revenues. Thus when program expenses are incurred, there are both restricted and unrestricted net assets available to finance the program. It is the County's policy to first apply cost-reimbursement grant resources to such programs, followed by categorical block grants, and then by general revenues. Budgets and Budgetary Data - The following are the statutory procedures followed by the Board of County Commissioners in establishing the budget for Monroe County. 1) On or before June 1 of each year the Sheriff, the Clerk of the Circuit Court, the Tax Collector, and the Supervisor of Elections shall each submit to the Board a tentative budget for their respective offices for the ensuing fiscal year. 2) Within fifteen days after certification of the ad valorem tax roll by the Property Appraiser, the County Budget Officer submits to the Board a proposed budget for the fiscal year commencing the following October 1. The budget includes proposed expenditures and the means of financing them. 3) By Board resolution, a tentative budget is submitted to the public. Public hearings are held to ' obtain taxpayer comments. 4) Fifteen days after adoption of the tentative budget, a final budget is submitted for review and adoption at a final public hearing. 5) Prior to, or on September 30, the Board's budget is legally enacted through passage of a resolution. Accordingly all fund types have an adopted budget as required by Florida Statute 129.03. 6) During the year, the Office of Management and Budget acts on intradepartmental budget changes that do not alter the total revenue or expenditures budgeted to a cost center. A cost center F-5 1 r 3 MONROE COUNTY, FLORIDA ' Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES — (Continued) represents a particular area of Board operations or a department. All other budget changes (whether they are transfers between cost centers or alterations of total revenues and expenditures , E in a fund) are approved by the Board. Supplemental appropriations were necessary and the budgetary data presented herein was amended by the Board during the year. , 7) Florida Statute 129, Section 7, as amended in 1978, provides that only expenditures in excess of total fund budgets are unlawful. However, because the Board acts on all budget changes between cost centers, this becomes the level of control. 8) Budgeted to actual expenditure reports are employed as a management control device during the , year for all fund types. s 9) Budgets for all funds are adopted on a basis consistent with accounting principles generally accepted in the United States of America (GAAP) for that fund type, except that mortgage , assistance cash outlays and receipts are budgeted as operating activities and compensation accruals are not budgeted in the Monroe County Comprehensive Plan Land Authority Special Revenue Fund. For the fiscal year 2012 the following adjustments were necessary to present the , actual data on a budgetary basis for MCLA. GAAP basis $1,794,254 Compensation accrual 1,150 , Mortgage outflows (775,000) Non-GAAP budgetary basis $1,020,404 , Use of Estimates - The presentation of financial statements in conformity with accounting principles ? generally accepted in the United States of America, as applicable to governmental units, requires , management to make use of estimates that affect the reported amounts in the financial statements. Actual results could differ from estimates. Encumbrances — Encumbrance accounting, under which purchase orders, contracts, and other , commitments for the expenditure of moneys are recorded in the restricted, committed or assigned fund balance classifications, and is employed as an extension of the statutorily required budgetary process. Under Florida Statutes, appropriations, even if encumbered, lapse at fiscal year end. It is the County's , intention to substantially honor these encumbrances under authority provided in the subsequent year's budget. Cash and Cash Equivalents — Cash balances from the majority of funds are pooled for investment , a J Y purposes. Earnings from such investments are allocated to the respective funds based on applicable cash participation by each fund. The investment pools are managed such that all participating funds have the ability to deposit and withdraw cash as if they were demand deposit accounts, and therefore all balances representing participants' equity in the investment pools are classified as cash equivalents for purposes of these statements. For investments, which are held separately from the pools, those, which are highly liquid (including restricted assets) with an original or remaining maturity of 90 days or less, are considered to be cash equivalents. Investments - Florida Statute 218.415 authorizes local governments to invest its funds pursuant to a , written investment plan, which allows investment of surplus funds in the following: 1) The Florida Local Government Surplus Funds Trust Fund Investment Pool (SBA). , F-6 MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 ' NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES — (Continued) 2) United States Government Securities — Negotiable direct obligations or obligation, the principal and interest of which are unconditionally guaranteed by the United States Government. 3) United States Government Agencies — Bonds, debentures, notes,'callables and fixed rate mortgage-backed securities issued or guaranteed by United States Government Agencies, ' provided such obligations are backed by the full faith and credit of the United States. 4) Federal Instrumentalities (United States Government-sponsored agencies) — senior obligations, which include bonds, debentures, notes, callables and fixed rate mortgage- backed securities issued or guaranteed by United States government-sponsored agencies (Federal Instrumentalities). These are limited to the following: • Federal Farm Credit Bank (FFCB) ' ■ Federal Home Loan Bank or its County banks (FHLB) ■ Federal National Mortgage Association (FNMA) ■ Federal Home Loan Mortgage Corporations (Freddie-Macs) including Federal ' Home Loan Mortgage Corporation participation certificates. 5) Interest-bearing Time Deposit or Savings Account — Non-negotiable interest-bearing time certificates of deposit or savings accounts in financial institutions organized under the laws of this State and/or in national financial institutions organized under the laws of the United ' States and doing business and situated in the State of Florida, provided that any such deposits are secured by the Florida Security for Public Deposits Act, Chapter 280, Florida Statutes. Additionally, the financial institution shall not be listed with any recognized credit ' watch information service. 6) Registered Investment Companies (Money Market Mutual Funds) — Shares in open-end and no-load Money Market Mutual Funds provided such funds are registered under the ' Federal Investment Company Act of 1940 and operate in accordance with 17 C.F.R. 270.2a-7, which stipulates that money market funds must have an average weighted maturity of 90 days or less. In addition, the share value of the money market funds must equal to $1.00. 7) Intergovernmental Investment Pool — Intergovernmental Investment Pools that are authorized pursuant to the Florida Interlocal Cooperation Act, as provided in Section ' 163.01, Florida Statutes. All investments are stated at fair value. Accounts Receivable - Amounts due from private individuals or organizations are reported as accounts receivable. Receivables are reviewed periodically to establish or update the provisions for uncollectible amounts. These provisions are estimated based on an analysis of the age of the various accounts. ' Interfund Balances and Activit - During the course of normal operations, the County has numerous v g transactions between funds. Examples of these transactions include providing services, constructing ' assets, matching grants or servicing debt. These transactions are generally recorded as interfund transfers, except for internal service fund charges, which are reflected as revenues to internal service funds and expenses/expenditures to the funds receiving the services. ' As part of the consolidation process, to avoid distorting financial results, the interfund activities are eliminated in the General Fund. Interfund activities such as municipal and unincorporated service district's policing, 911, and interagency communications are reported as a revenue in the fund that captures the revenue and as an expenditure in the fund which disburses the funds for the service. The I F-7 MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES — (Continued) ' offsetting expenditures and revenues are re-classed to interfund transfers. However, interfund security ' services provided by the Sheriff and used by the airports, are not eliminated. Additionally, short-term interfund loans are recorded from time to time as cash flow needs arise. As of ' fiscal year-end, any unpaid amounts related to these transactions are reported as "due from other funds" or"due to other funds" on the fund financial statements. Inventory — Inventory in the General Fund consists of certain supplies, which are stated at cost using the moving average cost method. The inventory is determined by an annual physical count. Inventories are reported as an nonspendable classification of fund balance as these amounts are not in spendable form and are not expected to be converted to cash. ' Restricted Assets - The use of certain assets of enterprise funds is restricted by specific provisions of bond resolutions and agreements with various parties. Assets so designated are identified as restricted ' assets on the balance sheet. When both restricted and unrestricted resources are available for use, the hierarchy of enterprise fund spending is to use restricted resources first, and then unrestricted resources as they are needed. ' Mortgage/Notes Receivable - The outstanding principal balance reported as Mortgages/Notes Receivable in the Comprehensive Plan Land Authority Special Revenue Fund is equally offset by a ' nonspendable fund balance as these amounts are not in spendable form. This also represents the primary difference in fund balance for the Comprehensive Plan Land Authority Special Revenue Fund on a GAAP basis versus the budgetary basis. The mortgages receivable associated with the Governmental Grants, the Affordable Housing Pro ' 9 rams 9 and the Local Housing Assistance fund are intended to ultimately be forgiven; as such they are offset by an allowance for uncollectible accounts. ' Deferred Charges - Unamortized debt issuance expenses are reported as a deferred charge and are amortized by using the straight-line method over the life of the debt. ' Capital Assets — Capital assets are reported in the applicable governmental or business-type activities column in the government-wide financial statements. Capital assets of the County include property, ' buildings, equipment, and infrastructure assets (e.g. roads, bridges, curbs and gutters, streets and sidewalks, drainage systems and lighting systems). Constructed or purchased assets are recorded at historical or estimated historical cost at the time of purchase. Donated assets are recorded at ' estimated fair market value at the date of donation. Costs of maintenance and repairs that do not add to the value of assets or extend their useful lives are not capitalized. The County maintains a $1,000 threshold for additions to equipment with an estimated useful life in ' excess of two years. Buildings are capitalized when the value is $15,000 or greater. Public domain and infrastructure assets represent major expenditures for such items as roads, water and sewer treatment plants and lines, landfill improvements, parks and drainage systems. Additions and improve- ' ments for roads, water, sewer, landfill and drainage infrastructure are capitalized when the cost amounts to $250,000 while park additions and improvements are capitalized at $25,000. F-8 , MONROE COUNTY, FLORIDA ' Notes To Financial Statements For the Year Ended September 30, 2012 ' NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES —(Continued) When the MCLA acquires land by donation, the asset is recorded at the Authority's transaction cost ' plus the higher of the tax assessed value at the time of donation or 115% of the 1986 tax assessed value. All capital assets except land and construction in progress are depreciated using the straight-line ' method. The estimated useful lives of the various classes of depreciable capital assets are as follows: Life—Years ' Buildings 10-50 Equipment 5-10 Infrastructure 10-50 ' Public domain infrastructure 20-50 Capacity rights 99 ' Capacity rights represent an intangible asset that arose from a contract with a private wastewater operator that included wastewater processing capacity for 1,500 equivalent dwelling units for a period of 99 years. ' As required by the interest topic of the FASB Accounting Standards Codification, enterprise funds capitalize interest cost net of interest income from the proceeds of related tax-exempt debt, as part of ' the cost of the related assets. There was no capitalized interest cost at fiscal year end. Unamortized Debt Issuance expense — Unamortized debt issuance expense of the enterprise funds is reported as a deferred charge and is amortized by using the straight-line method over the life of the ' debt. Compensated Absences — County policy permits employees to accumulate a limited amount of annual ' and sick leave, which will be paid to employees upon termination of employment. In the government- wide and proprietary fund financial statements, an expense and a liability for compensated absences and the salary-related payments are recorded as the leave is earned. ' Landfill Closure Costs - Under the terms of current state and federal regulations, the County is required to place a final cover on closed landfill areas, and to perform certain monitoring and maintenance ' functions for a period of up to 30 years after closure. In accordance with GASB Statement No. 18, the County is recognizing these costs of closure and post closure maintenance over the active life of each landfill area, based on landfill capacity used during the period. Required obligations for these costs are recognized in the Municipal Service District-Waste enterprise fund for public landfill operations. ' Deferred Revenue - Deferred revenues include amounts collected before the revenue recognition criteria are met. In the governmental fund statements, amounts associated with receivables which, ' under the modified accrual basis of accounting, are measurable but not yet available are reported as deferred revenues. The deferred items of the County additionally consist of contracts for providing services in the future and grant funds received in advance of expenditures. Unearned revenues are ' primarily associated with state and federal grants. Lonq-Term Obligations - Long-term debt is reported as a liability in the proprietary fund statement of net assets. Long-term debt associated with the County's governmental activities is presented on the ' government-wide financial statements of the County. In the County's governmental fund financial ' F-9 7 MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES — (Continued) statements, the face amount of debt issued is reported as another financing source, while principal payments are reported as expenditures. Property Taxes - Property taxes, based on assessed values at January 1, are levied and become due and payable on November 1st of each year. A four percent discount is allowed if the taxes are paid in ' November, with the discount declining by one percent each month thereafter. Taxes become delinquent on April 1st of each year, and tax certificates for the full amount of any unpaid taxes and assessments must be sold not later than June 1st of each year. No accrual for the property tax levy becoming due in November of 2012 is included in the accompanying financial statements, since such taxes are collected to finance expenditures of the subsequent period. Fund Balance Policies — The Governmental Accounting Standards Board (GASB) issued Statement ' No-54, Fund Balance, Reporting and Governmental Fund Type Definitions (GASB 54). One objective of this standard was to improve, including the understandability, the usefulness of fund balance ' information by providing clear fund balance classifications. GASB 54 requires local governments to focus on the constraints imposed upon resources when reporting fund balance in governmental funds. The fund balance classifications indicate the level of constraints placed upon how resources can be spent and identify the sources of those constraints. The following five classifications serve to inform readers of the financial statements of the extent to which the County is bound to honor constraints on the specific purposes for which resources in a fund can be spent. Fund balances of governmental type funds are classified as follows: ' Nonspendable — Include amounts that cannot be spent because they are either not in spendable form, or for legal or contractual reasons, must be kept intact. This classification ' includes inventories, prepaid amounts, assets held for sale, and long-term receivables. Restricted — Include amounts that can be spent only for specific purposes because of , constitutional provisions or enabling legislation, or because of constraints that are externally imposed by creditors, grantors, contributors or the laws or regulations of other governments. Committed — Include amounts that can be used only for the specific purposes determined by a ' formal action of the Board of County Commissioners, the County's highest level of decision making authority. Commitments may be changed or lifted only by the Board of County Commissioners taking the same formal action that imposed the constraint originally. , Assigned — Include amounts that are intended by the County to be used for specific purposes, but are neither restricted nor committed. The County Administrator will have the authority to ' assign fund balance based on intentions for use of fund balance communicated by the Board. Unassigned — This is the residual classification of the General Fund. Only the General Fund reports a positive unassigned fund balance. Other governmental funds might report a negative ' balance in this classification, as the result of overspending for specific purposes for which amounts had been restricted, committed, or assigned. Unassigned fund balance does not necessarily represent amount of fund balance that can be appropriated. ' F-10 ' MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 ' NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES —(Continued) The County has the responsibility of responding to emergency/disaster situations and set a goal of $10 ' million in disaster reserve funds; however, the disaster reserve funds were not adopted in ordinance/resolution form and not part of the September 30, 2012 budget. Therefore, the disaster reserve was not reported as committed. It is also the goal of the Board to achieve and maintain an ' unassigned General Fund balance equal to four months of budgeted expenditures; however, it was not adopted in ordinance/resolution form. A portion, $11,048,250, of their goal was reported as unassigned fund balance. ' The County spends restricted amounts first, when both restricted and unrestricted fund balance is available, unless prohibited by legal documents, grant agreements or contracts. Additionally, the County uses committed fund balance, followed by assigned fund balance and then unassigned fund ' balance when expenditures are incurred for purposes for which amounts in any of the unrestricted fund balance classifications could be used. ' Budgetary Legal Compliance and Fund Deficits - During the fiscal year ended September 30, 2012, expenses in the Human Services Social Service Transportation category in the General Fund exceeded appropriations by $85,013. This was attributable to additional expenses incurred by another ' governmental agency that required reimbursement. Other categories within Human Services under spent their budgets and provided the funding to cover this. Expenses in the Trauma Star special revenue fund exceeded appropriations by $91,374. This was attributable to an unknown liability in the Sheriff's Office that at the time was understood to have been covered under an existing contract. The ' Sheriff's Office anticipates receiving close to $90,000 in insurance proceeds to cover this loss. For the year ended September 30, 2012 the Clerk's Court Related Special Revenue Fund exceeded appropriations. The Clerk originally estimated that the court related fund would return $460,000 as ' excess fees. The Clerk was able to return an additional $64,903, which appears as an unfavorable expenditure variance. The Supervisor's Voter Ed & Equipment, a nonmajor special revenue fund, does not have a legally ' adopted budget. There are no fund deficits to report at September 30, 2012. ' Net Assets— Net assets in the proprietary fund financial statements are classified as invested in capital assets, net of related debt; restricted; and unrestricted. Restricted net assets total $ 8,938,529, which ' represents constraints on resources that are either externally imposed by creditors, grantors, contributors, or laws or regulations of other governments or imposed by law through state statute. ' NOTE 2 - CASH, CASH EQUIVALENTS AND INVESTMENTS The County maintains a cash and investment pool that is available for use by all funds except those whose cash and investments must be segregated due to bond covenants or other legal restrictions. ' As of September 30, 2012 the carrying value of the County's deposits and investments, other than that of the Pension Trust Fund cash of $144,558 and investments of $710,572, with their respective credit ratings are as follows: F-11 MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 2 - CASH, CASH EQUIVALENTS AND INVESTMENTS — (Continued) ' Credit Less than 6 6 Months to Investment Type Rating Fair Value Months 1 Year 1 to 3 Years Demand and Time Deposits N/A $ 95,933,273 $ 93,953,273 $ 2,000,000 $ - Local Gov't Surplus Funds Unrated 351,303 187,960 - 163,343 US Treasury Notes TSY 46,948,078 7,181,444 15,304,174 24,462,460 Federal Agency—Notes & Bonds AAA 125,251,101 26,922,157 39,697,073 58,631,871 Total Fair Value $268,483,755 $128,244,834 $57,001,247 $83,257,674 Credit Risk — The County's Investment Policy (Policy) limits credit risk by restricting authorized investments to the following: Florida Local Government Surplus Funds Trust Fund Investment Pool administered by Florida's State Board of Administration (a 2a7-like pool), direct obligations of the United States or its agencies and instrumentalities, money market mutual funds, and Intergovernmental t Investment Pools authorized by the Florida Statutes. The Policy requires that investments in federal instrumentality debt be guaranteed by the full faith and credit of the U. S. Government sponsored agency, and that investments in money market mutual funds have a rating of AAAm or AAAm-G or ' better by Standard & Poor's (S&P) or other nationally recognized rating agency. All credit ratings indicated in the previous table are S&P ratings. Concentration of Credit Risk — The Policy establishes limitations on portfolio composition, both by ' investment type and by issuer, in order to control concentration of credit risk. The Policy provides the following maximum limits of the portfolio, with limits in any one issuer of the portfolio invested: Portfolio Maximum in Investment Type Maximum any one issuer ' Florida Local Government Surplus Funds Trust Fund 100% n/a United States Government Securities 100% n/a United States Government Agencies 50% 10% Federal Instrumentalities 80% 30%, with a maximum of Maximum in callable securities 25% in callable securities ' Interest-bearing Time Deposit or Savings Accounts 10% 10% ' Money Market Mutual Funds 20% 10% Intergovernmental Investment Pool 10% n/a r At September 30, 2012 the portion of the County's investment portfolio invested in Federal instrumentalities is detailed as follows: Percent of ' Issue Investment Portfolio Federal Home Loan Bank 18.17% Federal Home Loan Mortgage f which 3.40% is callable ' CorpP ( ) 20.22% Federal National Mortgage Assoc 17.32% Federal Farm Credit Bank 2.61% ' F-12 ' MONROE COUNTY, FLORIDA ' Notes To Financial Statements For the Year Ended September 30, 2012 ' NOTE 2 - CASH, CASH EQUIVALENTS AND INVESTMENTS — (Continued) Custodial Credit Risk —The Policy requires bank deposits secured as provided by Chapter 280, Florida Statutes. This law requires local governments to deposit funds only in financial institutions designated ' as qualified public depositories by the Chief Financial Officer of the State of Florida. Demand and time deposits are fully insured by the FDIC for the first $250,000 at each institution and the remaining balances are insured 100% by the State of Florida collateral pool, a multiple institution pool with the ' ability to assess its members for collateral shortfalls if a member institution fails. The Policy requires execution of a third-party custodial safekeeping agreement for all purchased ' securities, and requires that securities be held in the County's name. As of September 30, 2012, all of the County's investments are held in a bank's trust department in the County's name. ' Interest Rate Risk — The Policy limits the investment of three months of operating expenditures to twelve months. The Policy limits the investment of non current operating funds to five years. Cash and Cash Equivalents — The County has the following unrestricted and restricted cash and cash ' equivalents at September 30, 2012: Local Government . Demand ' Surplus Trust Fund Deposits Total Unrestricted Cash & Cash Equivalents: Governmental Activities: 1 Governmental Funds $ 350,393 $71,794,326 $72,144,719 ' Internal Service Funds - 5,339,651 5,339,651 Business-Type Activities 910 3,232,189 3,233,099 Total Unrestricted Cash & Cash Equivalents 351,303 80,366,166 80,717,469 Restricted Cash and Cash Equivalents: ' Business-Type Activities - 8,872,366 8,872,366 Total Cash and Cash Equivalents $ 351, 03 $89,238,532 $89,589,835 ' In the Sheriffs 911 Wireless Fund, cash in the amount of $1,558,285 must be maintained in a separate account according to the Statute. The cash can only be used for capital expenditures directly attributable to establishing and provisioning E911 services. 1 j At September 30, 2012 the fiduciary funds had pooled cash balances totaling $6,839,299 in demand ' deposits, including the Pension Trust Fund cash of$144,558. I NOTE 3 — RESTRICTED ASSETS ' Restricted assets in the Enterprise Funds include those created by resolutions adopted by the County for the landfill escrow account, airport passenger facility charges, and the issuance of Key West Airport Revenue Bonds. Total restricted assets as of September 30, 2012 are as follows: � 1 F-13 i MONROE COUNTY, FLORIDA ' Notes To Financial Statements z For the Year Ended September 30, 2012 i i NOTE 3 - RESTRICTED ASSETS-(Continued) , Cash and , Cash Interest Equivalents Investments Receivable Total Business-Type Activities: Municipal District Waste Landfill Closure Escrow $ 1,931,228 $ - $ $ - $ 1,931,228 Key West Airport Passenger Facility Charge 1,577,744 730,956 1,845 2,310,545 Sinking Fund 1,559,453 - - 1,559,453 , Renewal and Replacement 11,101 520,207 264 531,572 Debt Service Reserve 2,759,567 - - 2,759,567 Construction Fund 938,683 930,029 635 1,869,347 , Operating Reserve 88,527 174,115 367 263,009 Arbitrage Rebate 6,063 - - 6,063 6,941,138 2,355,307 3,111 9,299,556 , $ 8,872,366 $ 2,355,307 $ 3,111 $ 11,230,784 NOTE 4-ACCOUNTS RECEIVABLE 4 Accounts receivable, in the accompanying fund financial statements, are shown net of the allowance for , doubtful accounts. The accounts receivable and the allowance balances are as follows: Allowance for Accounts , Accounts Uncollectible Receivable, Service Provided Receivable Accts Net Governmental Activities: , General Fund Misc $ 121,580 $ 11,511 $ 110,069 Fine & Forfeiture Fund Air Amb Svc 4,710,683 3,668,209 1,042,474 HIDTA Grants Fund Misc 24,119 - 24,119 , Nonmajor Funds: Fire & Amb Dist 1 Fund Ground Amb Svc 1,695,865 1,414,113 281,752 Other Nonmajor Funds Misc 44,765 - 44,765 , Internal Service Funds Misc 12,114 2,802 9,312 . Total Governmental Activities 6,609,126 5,096,635 1,512,491 Business-Type Activities: , MSD-Waste Fund: Tipping Fees 33,620 4,606 29,014 Waste Assessments 569,133 540,421 28,712 Solid Waste Franchise 410,991 - 410,991 , Key West Airport Rent, Misc 792,196 56,285 735,911 Marathon Airport Misc 28,933 - 28,933 Total Business-Type Activities 1,834,873 601,312 1,233,561 ' Total Accounts Receivable $8,443,999 $5,697,947 $2,746,052 F-14 ' MONROE COUNTY, FLORIDA ' Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 4—ACCOUNTS RECEIVABLE - (Continued) ' The Count approved Y pp an air ambulance billing write off during the year of $1,161,971 and a ground ambulance billing write off of$325,167. ' NOTE 5 - MORTGAGES RECEIVABLE Mortgages receivable at September 30, 2012 consist of the following: 1 Maior Governmental Funds: ' Governmental Grants Fund: Second Mortgages Receivable from individuals, collateralized by personal ' residences. Payment of principal deferred for ten (10) years from date of note. Principal is amortized in equal monthly amounts starting in year six (6) until ten (10) at which time the loan is fully forgiven. In event of sale/transfer of property or ' occupancy the prorated principal balance is due in full within thirty (30) days of $ 225,119 sale/transfer or cessation of primary residence. ' Comprehensive Plan Land Authority Fund: First mortgage due from governmental agency, collateralized by land, payable in full April 2028, interest free 382,554 ' Second mortgage due from governmental agency, collateralized b land y , payable in full November 2034, interest free 1,500,000 ' Second mortgage due from governmental agency, collateralized by land, payable in full January 2034, interest free 2,210,000 I First mortgage due from governmental agency, collateralized by land, payable in full September 2045, interest free 59,025 ' Third mortgage due from private company, collateralized by land, payable in full May 2050, interest free 1,089,000 ' Third mortgage due from private company, collateralized by land, payable in full September 2053, interest free 1,500,000 ' Second mortgage due from governmental agency, collateralized by land, payable in full July 2040, interest free 836,000 Third Mortgage due from governmental agency, collateralized by land, forgivable July 2040, interest free 800,000 ' F-15 MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 5 - MORTGAGES RECEIVABLE —(Continued) ' Second mortgage due from governmental agency, collateralized by land, payable 225,000 In full November 2041, interest free ' Third mortgage due from governmental agency, collateralized by land, forgivable In full November 2041, interest free 550,000 ' _Total Maior Governmental Funds 9,151,579 Nonmaior Governmental Funds: Local Housing Assistance: ' Second Mortgages Receivable from individuals, collateralized by personal residences. Commencing in year sixteen of the mortgage, principal and accrued interest at 3% will be forgiven at the rate of 6.66% annually. The entire principal balance and accrued interest will be forgiven at the end of year thirty. If the residence is sold before the initiation of the forgiveness period, the full amount of the mortgage and accrued interest is due at closing. 124,341 ' Second Mortgages Receivable from individuals, collateralized by personal residences. Principal payments shall be deferred for the term of the first mortgage , loan, or until the date the last payment is due on the first mortgage. Interest is not charged on the mortgages unless the mortgagor is in default, in which case the interest rate is 12% per annum from the date when payment of the second is due. , The entire balance of the loan is intended to be forgiven. However, in the event the home is sold, transferred, rented, refinanced or the first mortgage loan is satisfied, the entire mortgage balance is due. 7,917,137 ' Second Mortgages Receivable from individuals, collateralized by personal residences. The entire balance of the mortgage will be forgiven upon maturity, provided that the mortgagor complies with the mortgage covenants. The ' mortgages are interest free. 573,219 Second Mortgages Receivable from individuals, collateralized by personal ' residences. The entire balance of the mortgages will be forgiven over ten, fifteen or twenty years, provided that the mortgagor complies with the mortgage covenants. The mortgages are interest free. 322,164 ' Florida Homebuyer Opportunity Tax Credit (FHOP), Second Mortgages Receivable from individuals, collateralized by personal residences. Interest on note is 6% per annum, except if paid in full within first 18 months of repayment period then interest rate shall be 0% from the date when the first payment is due. 26,727 8,963,588 ' Total Mortgages Receivable $ 18,340,286 F-16 ' MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 6 —CAPITAL ASSETS Internal service fund capital asset information is included in the governmental activities on the government-wide financial statements, because the internal service funds predominately serve those activities. Capital asset activity for the year ended September 30, 2012 is as follows: I Beginning Ending Balances Additions Reductions Balances Governmental Activities ' Capital assets not depreciated: Land $ 89,625,350 $ 1,662,897 $ 564,776 $ 90,723,471 Construction in progress 17,835,246 7,053,466 1,659,794 23,228,918 ' Total capital assets not depreciated 107,460,596 8,716,363 2,224,570 113,952,389 Capital assets depreciated: Buildings 149,687,277 155,871 23,746 149,819,402 Equipment 63,654,804 3,111,676 5,045,818 61,720,662 Infrastructure 85,934,410 1,659,794 63,392 87,530,812 Capacity rights 3,150,000 - - 3,150,000 Total capital assets depreciated 302,426,491 4,927,341 5,132,956 302,220,876 Less accumulated depreciation for: Buildings 46,849,716 3,174,806 16,209 50,008,313 1 Equipment 39,244,405 4,601,219 4,520,531 39,325,093 Infrastructure 26,647,007 1,764,839 47,544 28,364,302 Capacity rights 222,726 31,818 - 254,544 1 Total accumulated depreciation 112,963,854 $ 9,572,682 $4,584,284 117,952,252 Total capital assets depreciated, net 189,462,637 184,268,624 Governmental funds, capital assets, net $ 296,923,233 $ 298,221,013 ' Business-type Activities: Capital assets not depreciated: ' Land $ 5,141,787 $ - $ - $ 5,141,787 Construction in progress 9,119,691 137,597 7,890,367 1,366,921 Total capital assets not depreciated 14,261,478 137,597 7,890,367 6,508,708 Capital assets depreciated: ' Land improvements 212,925 - - 212,925 Buildings 55,293,031 55,293,031 Equipment 4,635,738 364,014 151,168 4,848,584 ' Infrastructure 41,064,427 7,776,179 - 48,840,606 Total capital assets depreciated 101,206,121 8,140,193 151,168 109,195,146 Less accumulated depreciation for: Land improvements 212,925 - - 212,925 Buildings 8,246,301 1,377,346 9,623,647 Equipment 3,163,284 325,174 81,044 3,407,414 Infrastructure 15,590,177 1,527,072 - 17,117,249 Total accumulated depreciation 27,212,687 $ 3,229,592 $ 81,044 30,361,235 Total capital assets depreciated, net 73,993,434 78,833,911 Business-type funds, capital assets, net $88,254,912 $ 85,342,619 F-17 i MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 6 —CAPITAL ASSETS —(Continued) ' Depreciation was charged to functions/programs on the government-wide Statement of Activities of the County as follows: Governmental Activities: Business-type Activities: General Government $1,302,325 Municipal Service District-Waste $ 51,997 ' Public Safety 4,987,091 Card Sound Bridge 359,795 Physical Environment 802,333 Key West Airport 2,205,074 Transportation 991,231 Marathon Airport 612,726 ' Economic Environment 20,427 Total Business-type Activities $3,229,592 Human Services 300,265 Culture and Recreation 433,272 ' Court Related 735,738 r Total Governmental Activities $9,572,682 NOTE 7— POST EMPLOYMENT BENEFITS OTHER THAN PENSION i Plan Description The Monroe County Board of County Commissioners (BOCC) administers a single- employer defined benefits healthcare plan (the "Plan"). Florida Statute 112.0801 requires the County to provide retirees and their eligible dependents with the option to participate in the Plan if the County provides health insurance to its active employees and their eligible dependents. The Plan provides medical coverage and prescription drug benefits to both active and eligible retired employees. The Plan does not issue a publicly available financial report. ' The BOCC may amend the plan design, with changes to the benefits, premiums and/or levels of participant contribution at any time. In an open session, on at least an annual basis and prior to the ' annual enrollment process, the BOCC approves the rates for the coming calendar year for the retiree and County contributions. The Plan includes participants from the BOCC and each Constitutional Officer. The BOCC is responsible for funding all obligations not funded on a pay as you go basis by Constitutional Officers. Accordingly, all disclosures are on a County-wide basis and the net OPEB obligation for the County includes obligations related to the Constitutional Officers. ' Eligibility for post employment participation in the Plan is limited to full time employees of the County, and the Constitutional Officers. At September 30, 2012, there were no terminated employees entitled ' to deferred benefits. The membership of the County's medical plan consisted of: Active Employees 1,203 Retirees and beneficiaries currently receiving benefits 396 Total Membership 1,599 F-18 MONROE COUNTY, FLORIDA ' Notes To Financial Statements For the Year Ended September 30, 2012 ' NOTE 7— POST EMPLOYMENT BENEFITS OTHER THAN PENSION — (Continued) Fundinq Policy The contribution requirements of plan members and the County are established and may be amended by the County. The required contribution is based on pay-as-you-go financing ' requirements, net of member contributions. Employees who retire as an active participant in the Plan and were hired on or after October 1, 2001 may continue to participate in the Plan by paying the monthly premium established annually by the BOCC. Employees who retire as an active participant in the plan, were hired before October 1, 2001, have at least ten years of full time service with the County, and meet the retirement criteria of the ' Florida Retirement System (FRS) may continue to participate in the Plan at a cost equal to the FRS Health Insurance Subsidy for ten years of service (currently $5 per month for each year of service credit at retirement or $50 per month). Retirees who have met the requirements,for early retirement, have not achieved age 60 and whose age and years of service do not equal 70 (rule of 70) must pay the standard monthly premium until the age criteria or the rule of 70 is met. At that time, the retiree's cost of participation will be equal to the FRS Health Insurance Subsidy. Surviving spouses and dependents of participating retirees may continue in the plan if eligibility criteria specific to those classes are met. For the fiscal year 2012, the County contributed the following: Claims paid by Group Insurance Fund $ 3,506,437 Allocation of administrative expenses and incurred but ' not reported costs (IBNR) 471,379 OPEB costs 3,977,816 Less retiree contributions (521,379) County contribution $ 3,456,437 Annual OPEB Costs and Net OPEB Obligation — The County's annual other postemployment benefit (OPEB) cost (expenses) is calculated based on the annual required contribution of the employer (ARC), an amount actuarially determined in accordance with the parameters of GASB Statement 45. The ARC ' represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and amortize any unfunded liabilities over a period not to exceed thirty years. The following table shows the actuarially determined components as of October 1, 2011 (the latest actuarial valuation ' date), under the current plan provisions, of the County's unfunded annual OPEB cost, the amount actually contributed to the plan and the changes in the County's net OPEB obligation to the plan. Annual required contribution $ 7,272,000 Interest on net OPEB obligation 1,031,000 Adjustment to annual required contribution (875,000) ' Annual OPEB cost 7,428,000 Less Contributions made 3,456,437) ' Increase in net OPEB obligation 3,971,563 Net OPEB obligation, beginning of year 22,912,516 Net OPEB obligation, end of year $ 26,884,079 F-19 MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 7— POST EMPLOYMENT BENEFITS OTHER THAN PENSION —(Continued) ' The County's annual OPEB cost, the percentage of annual OPEB cost contributed to the plan and the ' net OPEB obligation for 2012 and the two preceding years were as follows (amounts expressed in thousands): Fiscal Annual Percentage of Net ' Year OPEB Annual OPEB OPEB Ended Cost Cost Contributed Obligation 9/30/10 $ 9,546 33.0 % $ 15,905 ' 9/30/11 9,676 28.0 % 22,913 9/30/12 7,428 46.5 % 26,884 ' The net OPEB obligation at the end of the year is $25,489,414 for Governmental Activities and $1,394,665 for Business-type Activities. No trust or agency fund has been established for the plan; there were no adjustments to the annual required contribution or interest earnings. Funded Status and Funding Proqress —At September 30, 2012, funded status and funding progress is as follows (amounts expressed in thousands): ' Actuarial UALL as a Accrued Percentage Actuarial Actuarial Liability- Of ' Valuation Value of Projected Unfunded Funded Covered Covered Date Assets Unit Credit AAL Ratio Payroll Payroll 10/01/07* $ - $ 79,637 $ 79,637 0% $68,193 116.80% ' 10/01/09 - 142,473 142,473 0% 65,357 217.99% 10/01/11 - 113,588 113,588 0% 67,299 168.78% *Initial year of plan disclosure, no prior data available Actuarial valuations of an ongoing plan involve estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future. Examples include assumptions about future employment, mortality, and the healthcare cost trend. Amounts determined regarding the funded status of the plan and the annual required contributions of the employer are subject to continual revision as actual results are compared with past expectations and new estimates are made about the future. The schedule of funding progress, presented as required ' supplementary information following the notes to the financial statements, presents trend information about whether the actuarial value of plan assets is increasing or decreasing over the time relative to the actuarial accrued liabilities for benefits. , F-20 , r MONROE COUNTY, FLORIDA ' Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 7— POST EMPLOYMENT BENEFITS OTHER THAN PENSION — (Continued) ' Actuarial Methods and Assumptions Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and plan members) and include 1 thetypes of benefits provided at the time of each valuation and the historical pattern of benefit cost sharing between the employers and plan members to that point. ' The valuation dated July 9, 2012, for the fiscal dates of October 1, 2011 to September 30, 2012, was prepared using generally accepted actuarial principles and practices, and relied on unaudited census data and medical claims data reported by the County. The valuation used the projected unit credit ' actuarial method. Demographic assumptions mirror those used for the various Florida Retirement System pension funds. The actuarial assumptions include an annual health care cost trend rate of 10% initially, reduced by decrements to an ultimate rate of 5.0%. The assumptions included a discount rate ' that is tied to the return expected on the funds used to pay the benefits, and assumes for an unfunded plan, that the benefits continue to be funded on a pay-as-you-go basis, that the County's investments earn a 4.5% rate of return over the long term, and the inflation rate will be 3%. The unfunded accrued actuarial liability is amortized over thirty years on an open basis, as a level percentage of the projected ' payroll, which is assumed to increase at 3.5% per annum. NOTE 8— FLORIDA RETIREMENT SYSTEM RETIREMENT PLAN Plan Description — Substantially all full-time County employees are participants in the Florida Retirement System, (FRS), administered by the Florida Department of Management Services. ' Employees elect to participate in either the defined benefit plan ("Pension Plan"), a multiple-employer; cost-sharing public employee defined benefit retirement plan, or the defined contribution plan (Investment Plan) under the FRS. FRS provides retirement benefits, disability benefits, annual cost-of- living adjustments, and death benefits to Pension Plan members and beneficiaries of various governmental units within the State of Florida. Benefits are established by Chapter 121, Florida Statutes, and Chapter 60S, Florida Administrative Code. Amendments to the law can be made only by ' Act of the Florida legislature. For employees hired before July 1, 2011 and enrolled in the Pension Plan, the FRS provides for vesting ' of benefits after 6 years of credited service. Normal Pension Plan retirement benefits are available to employees who retire at or after age 62 with 6 or more years of service or after 30 years if under age 62. Benefits are also based on the 5 highest state fiscal years of compensation earned during covered employment. For employees hired July 1, 2011 and thereafter enrolled in the Pension Plan, the FRS ' provides for vesting of benefits after 8 years of credited service. Normal retirement benefits are available to employees who retire at or after age 65 with 8 or more years of service or after 33 years if under age 65. Benefits are also based on the 8 highest state fiscal years of compensation earned ' during covered employment. Pension Plan retirement benefits for all employees are based on age, average compensation and years-of-service credit. Early retirement is available after 6 years of service with a 5% reduction in benefits for each year prior to the normal retirement age. In addition to the above benefits, the FRS administers a Deferred Retirement Option Program ("DROP"). This program allows eligible employees to defer receipt of monthly retirement benefit ' payments while continuing employment with a FRS employer for a period not to exceed 60 months after electing to participate. Deferred monthly benefits are held in the FRS Trust Fund and accrue interest. F-21 MONROE COUNTY, FLORIDA Notes To Financial Statements 3 For the Year Ended September 30, 2012 NOTE 8 — FLORIDA RETIREMENT SYSTEM RETIREMENT PLAN —(Continued) i For employees who elect to participate in the Investment Plan rather than the Pension Plan, vesting , occurs at one year of service. These participants receive a contribution of self-direction in an investment product with a third party administrator selected by the State Board of Administration. { Investment accounts may be withdrawn by the employee 90 days after termination or retirement. , The Florida Division of Retirement issues a publicly available financial report that includes financial statements and required supplementary information for the FRS. The report may be obtained by writing ' to Florida Division of Retirement, P.O. Box 9000, Tallahassee, FL 32315-9000, or from the website www.frs.state.fl.us. Funding Policy — The FRS was noncontributory for Pension Plan and Investment Plan members until June 30, 2011. As of July 1, 2011 all members, with the exception of Deferred Retirement Option Program (DROP) members and re-employed retirees, contribute 3% of their eligible wages. , Participating employer contributions are based upon state-wide rates established by the State of Florida on an annual basis effective each July 1. The rates applied to employee salaries effective as of July 1, 2012 are as follows: regular employees, 5.18%, special risk employees, 14.9%, special risk administrative support 5.91%; elected officials, 10.23%, senior management 6.30%, and DROP participants 5.44%. The County contributed to the plan an amount equal to 9.62% of covered payroll during the fiscal year ended September 30, 2012. The County's contributions made during the years s ended September 30, 2012, 2011, and 2010 were $6,480,465, $9,153,608, and $9,254,338, , respectively, equal to the required contributions for each year. The County has historically contributed amounts equal to required contributions and, therefore, does ' not have a pension asset or liability as determined in accordance with GASB Statement No. 27. NOTE 9 — PENSION PLAN FOR VOLUNTEER FIREFIGHTERS AND EMERGENCY MEDICAL ' SERVICES Plan Description —The Monroe County, Florida Volunteer Firefighter and Emergency Medical Services Length of Service Award Plan (LOSAP) is a single-employer defined benefit pension plan created in , 1999 and administered by the Board. Upon completion of ten (10) years of service, prior to normal retirement age, and in accordance with the terms of LOSAP, a plan member is considered vested. LOSAP provides retirement and death benefits to plan members and beneficiaries. Monroe County , Ordinance 026-1999 defines the authority under which contribution and benefit provisions may be amended. This authority is presently held by the Board. LOSAP shall be administered in accordance with the requirements of Chapter 112, Part VI 1, Florida Statutes. LOSAP had 59 participants of which 31 are active, 20 are inactive and 8 are retired members for the plan year ended December 31, 2011 and the County's fiscal year ending September 30, 2012. Separate, stand-alone financial statements for LOSAP are not provided. Summary of Significant Accounting Policies — The financial statements of LOSAP are prepared using , the accrual basis of accounting. The contributions are recognized when due. Benefits are recognized when due and payable in accordance with the terms of LOSAP. Administrative costs are paid by the Board. Actuarial valuation costs are paid by LOSAP. All plan investments are reported at fair value. F-22 , MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 9 — PENSION PLAN FOR VOLUNTEER FIREFIGHTERS AND EMERGENCY MEDICAL � SERVICES —(Continued) Funding Policy — Annually, as determined by the actuarial study, the County shall appropriate funds from the budgets of the various volunteer fire/rescue districts. These funds will be applied as contributions to LOSAP. Plan members do not contribute. The current contribution rate is $389 per volunteer year of service. Below is a schedule of funding progress for three years. Actual Actuarial UALL as a Actuarial Value of Accrued Unfunded Funded Covered Percentage of ' Valuation Date Assets Liability (AAL) AAL (UAAL) Ratio Payroll Covered Payroll 12/31/2009 $ 817,512 $ 841,547 $ 24,035 97.1% NA NA 12/31/2010 831,083 884,715 53,632 93.1% NA NA 12/31/2011 841,980 870,648 28,668 96.7% NA NA NA - Contributions and benefits are calculated based on years of service as the participants are unpaid ' volunteers. As a result, there are no related covered payroll and no UALL as a of covered payroll. percentage Annual Pension Cost — The County's annual pension cost of $22,945 was equal to the required contribution. The annual required contribution was determined as part of the January 1, 2011 actuarial valuation using the Aggregate Method. Allocations are based on years of service and the aggregation used is by fire district. This method does not separately amortize unfunded actuarial liabilities. Under this method, gains and losses are spread over future normal costs. ' The significant actuarial assumptions used to compute the pension benefit obligation were: 1. Investment Yield: 2.5% for both present and future 2. Mortality Pattern: Not applicable 3. Salary increases: Not applicable; Benefits not based on salary 4. Termination: Godwin's Table 1, V Select & Ultimate Table, with 50% termination prob for YOS<1 ' 5. Inflation: No increase as benefits are based on a flat amount per year of service The annual pension cost (APC), the percentage of APC contributed to the plan, and the net obligation for the plan year ending December 31, 2011 and the three preceding years were as follows: I Fiscal Annual Percentage Net Year Pension of APC Pension ' Ending Cost (APC) Contributed Obligation 12/31/09 $ 23,714 100% - ' 12/31/10 25,179 100% - 12/31/11 22,945 100% - i i ' F-23 ° MONROE COUNTY, FLORIDA Notes To Financial Statements ' For the Year Ended September 30, 2012 NOTE 10—CAPITAL COMMITMENTS Construction projects under present contractual agreements as of September 30, 2012 are as follows: Project . Construction Commitments Cudjoe Regional Wastewater $ 20,854,000 Conch Key/Duck Key Wastewater 3,900,000 Tom's Harbor Channel Bridge 1,590,201 ADA Compliance 983,120 Conch Key Fire Station 971,353 Marathon Courthouse Renovation 460,353 Marathon EOC 192,922 I Miscellaneous 545,379 , Total $ 29,497,328 The entire construction costs of the Cudjoe Regional Wastewater project were originally estimated at ' $150,000,000. There is an interlocal agreement between the County and the Florida Keys Aquaduct Authority (FKAA) for this project. The County agreed to seek funding through grants and the issuance of revenue bonds backed by the pledge of the infrastructure tax to provide funding to FKAA for the administration, planning and construction of wastewater projects. Grant and loan applications have been filed and the County is awaiting award. The amount shown above as a construction commitment is the amount appropriated in the County's annual budgets as of September 30, 2012. Subsequent to year end, construction contracts have been awarded by FKAA. Based on these contracts and a reserve for technical services and contingency, the total costs are estimated at$154,294,144. Included in the construction commitments are encumbrances for the Infrastructure Sales Surtax ' Revenue Bonds, Series 2007 Major Funds for $42,305. The Comprehensive Plan Land Authority has approximately $376,304 of commitments to acquire ' various properties, $205,000 of commitments to issue mortgage loans and $251,457 to donate conservation land to the State Board of Trustees as of September 30, 2012. Significant encumbrance commitments, excluding those related to construction projects above, at September 30, 2012 are as follows: Encumbrance Governmental Activities: General Fund $ 67,239 Road & Bridge Fund 62,376 ' Governmental Grants Fund 336,298 Nonmajor Government Funds 79,015 Total Governmental Activities $ 544,928 F-24 , 1 ivivi'Vr Vr- L UUN I Y, rLUKIUA ' Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 11 — LEASE OBLIGATIONS ' Capitalized lease obligations are stated at the original fair market value of leased assets capitalized, less payments since the inception of the lease discounted at the implicit rate of interest in the lease. ' The future minimum debt reductions under capitalized leases consist of the following at September 30, 2012: ' Business-type Fiscal year ending September 30: Activities ' 2013 $ 50,000 2014 50,000 2015 50,000 ' 2016 50,000 2017 50,000 2018-2022 250,000 ' 2023-2025 67,270 Total minimum payments 567,270 Less Amounts representing interest - Present value of net minimum lease payments $ 567,270 ' Leased property which has been capitalized as of September 30, 2012 is as follows: ' Business-type Activities ' Equipment $ 774,290 Less Accumulated Depreciation 774,290 ' $The County leases office space and equipment under operating lease agreements. Total lease ' payments made in 2012 were $6,732,776. The following is a schedule by years of future minimum rentals under non-cancelable operating leases as of September 30, 2012: ' Fiscal year ending September 30: 2013 $ 5,887,219 2014 5,234,958 ' 2015 1,968,634 2016 939,118 2017 2,850 ' Total $ 14,032,779 1 F-25 MONROE COUNTY, FLORIDA Notes To Financial Statements j For the Year Ended September 30, 2012 NOTE 12 -LONG-TERM DEBT Long-term debt activity for the year ended September 30, 2012 is as follows: Current Portion , Beginning Ending of Long-term Balances Additions Payments Balances Liabilities Governmental Activities: Governmental Funds Revenue bonds payable $33,909,591 $ - $4,326,091 $29,583,500 $ 4,486,091 Revenue notes payable 11,365,862 - 1,912,753 9,453,109 428,643 , Accrued comp. absences 8,189,687 3,365,106 2,914,790 8,640,003 623,675 OPEB Liability 21,663,713 7,046,306 3,220,605 25,489,414 - Capitalized lease obligations 1,453 - 1,453 - - Total Governmental Activities 5,130,306 10,411,412 12,375,692 73,166,026 6,538,409 Business-type Activities: Revenue bonds payable 8,705,000 - 2,645,000 6,060,000 410,000 Arbitrage payable 6,053 - - 6,053 - Landfill closure costs 416,651 8,333 - 424,984 - Accrued comp. absences 347,390 256,784 268,392 335,782 23,313 OPEB Liability 1,248,803 381,694 235,832 1,394,665 - Capitalized lease obligations 617,270 - 50,000 567,270 50,000 Total Business-type Activities 11,341,167 646,811 3,199,224 8,788,754 483,313 , Total Long-Term Debt $86,471,473 $11,058,223 $15,574,916 $81,954,780 $6,021,419 Internal service fund long-term debt information is included in the governmental activities on the 9 government-wide financial statements, because the internal service funds predominately serve those activities. The current portion of the post closure maintenance liability is expected to be insignificant and will be funded by the County's operations budget instead of the related escrow funds required by federal and state laws. Accordingly, the entire post closure maintenance liability is classified as long-term. Governmental activities' compensated absences are liquidated by the funds to which the related employee services relate. The Group Insurance Internal Service Fund assesses a monthly premium per employee in each fund. The monthly premiums paid by the various funds provide the resources necessary to liquidate the other postemployment benefit obligations paid in the current year by the Group Insurance Internal Service Fund. F-26 MUNKUt COUNTY, FLURIDA Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 12— LONG TERM DEBT (Continued) ' The following is a summary of the County's bonds and notes as of September 30, 2012: Governmental Activities Revenue Bonds: ' Infrastructure Sales Surtax Revenue Bonds, Series 2003 $ 10,140,000 Infrastructure Sales Surtax Revenue Bonds, Series 2007 18,860,000 Unamortized Original Issue Premium, Series 2007 583,500 ' Total Revenue Bonds 29,583,500 Revenue Note: ' Clean Water State Revolving Fund Construction Loan Agreement 9,453,109 Total Government Activities 39,036,609 Debt Service Funds Available to Pay Current Maturities (2,517,306) Unamortized Original Issue Premium, Series 2007 (583,500) ' Governmental Activities Principal Funding Requirements $ 35,935,803 Business-type Activities Revenue Bonds: ' Key West International Airport Revenue Bonds, Series 2006 $ 6,060,000 Debt Service Funds Available to Pay Current Maturities and Early Retirements (410,000) ' Business-Type Activities Principal Funding Requirements $ 5,650,000 ' Debt Service Fundinq Requirements - The tota,l annual debt service requirements for bonds and notes outstanding at September 30, 2012 are as follows: Governmental Activities Business-type Activities tPrincipal Interest Total Principal Interest Total 2013 $ 4,808,643 $ 1,373,797 $ 6,182,440 $ 450,000 $ - $ 450,000 2014 4,990,338 1,190,415 6,180,753 450,000 - 450,000 2015 5,177,352 998,519 6,175,871 450,000 - 450,000 2016 5,374,694 798,094 6,172,788 485,000 - 485,000 2017 5,577,372 570,891 6,148,263 500,000 156,068 656,068 2018-2022 7,924,487 944,129 8,868,616 3,140,000 587,400 3,727,400 2023-2030 4,600,223 514,314 5,114,537 175,000 9,625 184,625 Total $38,453,109 $ 6,390,159 $44,843,268 $ 5,650,000 $753,093 $6,403,093 F-27 MONROE COUNTY, FLORIDA Notes To Financial Statements ' For the Year Ended September 30, 2012 NOTE 12—LONG TERM DEBT (Continued) 1 Long-Term Debt at September 30, 2012 is composed of the following issues: $21,455,000 Infrastructure Sales Surtax Revenue Bonds, Series 2003 ' Type: General Government Revenue Bonds Dated: March 2003 Final maturity: Year 2018 Principal payment date: April 1 ' Interest payment dates: April 1 and October 1 Interest rates: 3.4% to 4.0% Amount outstanding at September 30th: $10,140,000 Reserve requirement: None; MBIA insured. Revenue pledged: All of the One Cent Local Government Infrastructure Sales Surtax accruing to Monroe County. The total principal and interest remaining to be paid is $11 ,370,000. For the fiscal year, principal and interest paid was $1,852,105 and total pledged revenue was $16,318,450. Purpose: To construct and acquire equipm nt and ca pital ' rov nts. Call provisions: First redemption date ma nol be later than 4/20M nd no call premium may exceed ' 2% of the par amount redeemed. $29,415,000 Infrastructure Sales Surtax Revenue Bonds, Series 2007 Type: General Government Revenue Bonds Dated: November 2007 Final maturity: Year 2018 Principal payment date: April 1 Interest payment dates: April 1 and October 1 Interest rates: 4.0% to 5.0% Amount outstanding at September 30th: $18,860,000 Reserve requirement: None; MBIA insured. Revenue pledged: All of the One Cent Local Government Infrastructure Sales Surtax accruing to ' Monroe County. The total principal and interest remaining to be paid is $21 ,539,350. For the fiscal year, principal and interest paid was $3,652,300 and total pledged revenue was $16,318,450. Purpose: To construct and acquire equipment and capital improvements. ' Call provisions: None $19,500,540 Clean Water State Revolving Fund Construction Loan Agreement Type: General Government Revenue Notes Dated: April2010 Final maturity: Year 2020 Principal payment date, March 15 and September 15 Interest payment dates: March 15 and September 15 Interest rate: 2.71% ' Amount outstanding at September 30th: $9,453,109 Reserve requirement: None ' Revenue pledged: Non-Ad.Valorem Revenues in the General Fund, the Fine and Forfeiture Fund, and the Unincorporated Area Service District Funds. The total principal and interest remaining to be paid is $10,565,306. For the fiscal year, principal and interest paid was $2,182,584 and total pledged ' revenue was $24,250,356. Purpose: Refund temporary financing for wastewater capital improvements. Call provisions: None 1 F-28 , MONROE COUNTY, FLORIDA Notes To Financial Statements ' For the Year Ended September 30, 2012 NOTE 12 - LONG TERM DEBT (Continued) 1 $30,455,000 Key West international Airport Revenue Bonds Type: Enterprise Revenue Bond Dated: July 2006 ' Final maturity: Year 2024 Principal payment date: October 1 Interest payment dates: Monthly Interest rates: variable Amount outstanding at September 30th: $6,060,000 ' Reserve requirement: $2,759,567 Revenue Pledged: (1) Net Revenues (as defined in the Resolution) to be derived from the operation of the airport, (2) Other Available Moneys (as defined in the Resolution), (3) Hedge Receipts and (4) (until applied in accordance with the provisions of the Resolution) all moneys, including investments thereof, in certain of funds and accounts established under the Resolution, and (5) the Reserve Account. The total principal and interest remaining to be paid is $6,403,093. For the fiscal year, principal of$2,645,000 was funded by pledged revenues of$3,180,228 and interest of �I $18,941 was funded by capitalized interest secured when the bonds were issued. Purpose: Acquire, construct and equip various capital improvements at the Key West International Airport Call provisions: (1) Optional Redemption at par on any date (2) Mandatory redemption at par at the ' option of the Bank upon the event of default under the Reimbursement Agreement or with respect to Bank Bonds. At least 15 days notice of mandatory tender of Series 2006 Bonds for purchase; at least 30 days notice of redemption. ' NOTE 13 - DEFEASANCE OF DEBT In prior years, the County.defeased revenue bonds by placing the proceeds of new bonds with an escrow agent in irrevocable trust accounts to provide for all future debt service payments on the old bonds. Accordingly, the trust account assets and liabilities for the defeased bonds are not included in the County's financial statements. The followingreflects refunded bonds, b issue, as of September 30 2012 that were aid off during the Y P � P g current year. ' Business-type Activities: $8,000,000 Municipal Service District Improvement Revenue Bonds, Series 1980; defeased on December 6, 1985 using proceeds from the $9,211,774 Municipal Service District Refunding Improvement Bonds, Series 1985 $9,211,774 Municipal Service District Refunding Improvement Bonds, Series 1985; defeased on April 1, 1991 using proceeds from the Municipal Service District Refunding Improvement Bonds, Series 1991 tNOTE 14—CONDUIT DEBT ' IDA Health Care Facilities Revenue Bonds, Series 2003 - The Monroe County Industrial Development Authority approved the issuance of IDA Health Care Facilities Revenue Bonds, Series 2003, not to exceed $2,500,000 and for a loan by the Authority to the Guidance Clinic of the Middles Keys, Inc. to provide for the refinancing of certain outstanding indebtedness of the corporation and for financing F-29 MONROE COUNTY, FLORIDA Notes To Financial Statements ' For the Year Ended September 30, 2012 NOTE 14— CONDUIT DEBT— (Continued) certain capital improvements to the corporation's health care facilities. Ownership of the acquired facilities is in the name of the private entity served by the bond issuance. Neither the County, the ' Authority, the State, nor any political subdivision thereof is obligated in any manner for the repayment of the bonds. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements, Maturity of the Series 2003 Bonds is August 1, 2018. City of South Miami Health Facilities Authority Hospital Revenue Bonds, Series 2007 - On April 18, 2007, the Board approved an interlocal agreement with the City of South Miami Health Facilities Authority for the issuance of $800,000,000 of tax-free bonds for Mariner's Hospital (Baptist Health South) for the purpose of financing capital improvements to health care facilities and refund outstanding bonds. The facilities will be owned by the issuers of the bonds and the County is not obligated in any way for the repayment of the bonds. Monroe County was part of a group consisting of the State of Florida and other units of local government that participated to establish the tax-free status of the bonds. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. Maturity of the Series 2007 Bonds is August 15, 2042. NOTE 15— RECOGNITION OF CLOSURE AND POST CLOSURE COST As described in Note 1, current regulations of the U.S. Environmental Protection Agency (EPA) and the Florida Department of Environmental Protection (FDEP) require municipal solid waste landfills to place a final cover on closed landfill areas, and to maintain those areas for up to 30 years after closure. The County obtains updated and revised estimates of total future closure and post closure costs from its engineers. All amounts recognized are based upon what it would cost to perform closure and post closure , functions in current dollars. Actual costs may be different due to inflation, changes in technology, or changes in laws and regulations. Recognition of the liability for closure and post closure costs is based on the landfill capacity used to , 9 Y P p Y date. The landfill capacity of the County's previously operated landfills is 100% used and has no remaining landfill life. Closure of these landfills was substantially completed during the year ended September 30, 1994. The County has another landfill site, which has never been used. Accordingly, no future closure cost is accruable except for post closure costs estimated to be incurred in the coming year. At September 30, 2012, the estimated future cost for post closure maintenance was $424,984. The current portion of the post closure maintenance liability is expected to be insignificant and will be funded by the County's operations budget. Accordingly, the entire post closure maintenance liability is classified as long-term. , For the public landfill, accounted for in the Municipal Service District-Waste enterprise fund, expenses associated with the final closure and post closure maintenance of landfill areas are recognized over the active life of those areas. These costs are recognized in each operating period based on the amount of , waste received during that period, regardless of when cash disbursements are made for these costs. The cumulative effect of updated and revised estimates of closure-related costs is recognized in the , period of the change to the extent it relates to current and past operations. F-30 MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 1 NOTE 15 — RECOGNITION OF CLOSURE AND POST CLOSURE COST—(Continued) The Florida Department of Environmental Protection approved a post closure operating plan, which permits the County to fund closure, and post closure costs as an operating expense using annual appropriations. The landfill is required by state and federal laws and regulations to make annual contributions to a cash escrow account to meet financial assurance requirements. Investment earnings were below the inflation rate and additional funding of $20,600 was reclassified from unrestricted to the escrow account at year end. In accordance with laws and regulations, the landfill had cash and investments of $1,931 ,228 held ' for these purposes at September 30, 2012. In the event closure escrows and interest earnings prove inadequate due to inflation, changes in technology or additional post closure care requirements, these costs may need to be covered by charges to service users. NOTE 16 - INTERFUND BALANCES Interfund balances at September 30, 2012 are as follows: Due to General Fund from: Fine and Forfeiture Fund $ 110,060 HIDTA Grants Fund 149,423 Governmental Grants Fund 1,245,362 One Cent Infrastructure Surtax Fund 2,184 Debt Service Fund 227 Nonmajor Governmental Funds 1,984,141 Municipal Service District Waste Fund 989 Card Sound Bridge Fund 2,182 Key West Airport Fund 3,574 Marathon Airport Fund 92 Internal Service Funds 473,538 Fiduciary Funds 83 Total 3,971,855 Due to Fine and.Forfeiture Fund from: General Fund 1,473,378 Nonmajor Governmental Funds 298,526 Total 1,771,904 ' Due to Governmental Grants Fund from: General Fund 167,162 Nonmajor Governmental Funds 312,536 Total 479,698 Due to HIDTA Grants Fund from: ' Nonmajor Governmental Funds 2,396 Due to Comprehensive Plan Land Authority from: General Fund 376,310 F-31 MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 16 -INTERFUND BALANCES Continued Due to Nonmajor Governmental Funds from: General Fund 1,494,399 One Cent Infrastructure Surtax Fund 950,000 Nonmajor Governmental Funds 449,202 Total 2,893,601 Due to Internal Service from: General Fund 99,306 HIDTA Grants Fund 97,286 Total 196,592 D District Due to Municipal Svc D st t Fund from: General Fund 3,648 Due to Key P West Airport Fund from: Nonmajor Governmental Funds 89,596 Due to Marathon Airport Fund from: Nonmajor Governmental Funds 216 Total Interfund Balances $9,785,816 During the course of operations, transactions occur which result in amounts owed to a particular fund , by another fund, other than for goods provided or services rendered. These receivables and payables are due within a year and are classified as "Due from other funds/Due to other funds" on the governmental funds balance sheet or proprietary fund statement of net assets. f NOTE 17 - INTERFUND TRANSFERS Interfund transfers at September 30, 2012 are as follows: , Transfers to General Fund from: Fine and Forfeiture Fund $35,237,717 , One Cent Infrastructure Surtax Fund 186,009 Municipal Svc District Waste Fund 187,303 Card Sound Road Fund 121,362 , Internal Service Funds 632,937 Nonmajor Governmental Funds 10,475,161 Total 46,840,489 , r Transfers to Fine and Forfeiture Fund from: General Fund 1,533,154 , F-32 ' MONROE COUNTY, FLORIDA ' Notes To Financial Statements For the Year Ended September 30, 2012 ' NOTE 17 - INTERFUND TRANSFERS (Continued) Transfers to Governmental Grants Funds from.- General Fund 322,505 ' Fine and Forfeiture Fund 14,782 Nonmajor Governmental Funds 281,327 Total 618,614 ' Transfer to Comprehensive p ehensive Plan Land Authority from: General Fund 18,054 ' Transfers to One Cent Infrastructure Surtax Fund from: Nonmajor Governmental Fund 409,802 ' Transfers to Debt Service Fund from: One Cent Infrastructure Surtax Fund 8,394,187 ' Transfers to Nonmajor Governmental Funds from: General Fund 1,491,425 Fine and Forfeiture Fund 1,794,282 Governmental Grants Fund 565,615 One Cent Infrastructure Surtax Fund 3,950,000 ' Nonmajor Governmental Funds 382,623 Total 8,183,945 Transfers to Municipal Service District Fund from: General Fund 3,648 Transfers to Marathon Airport Fund from: ' Key West Airport Fund 24,645 ' Transfers to Key West Airport Fund from: Internal Services Fund 779,423 Total Interfund Transfers $66,805,961 ' The One Cent Infrastructure Surtax Fund a major fund interfund transfers 1 t a sfers out totaling $8,394,187 are related to the funding of debt service and interfund transfers out totaling $3,950,000 are for the partial ' funding of the Duck Key and Cudjoe Regional Wastewater Projects which are accounted for in Nonmajor Governmental funds. The transfer from Internal Service Risk Management fund of$779,423 to the Key West Airport Fund was to reimburse it for insurance proceeds collected by the Risk ' Management Fund and deductibles paid by the Key West Airport Fund. The remaining transfers in and out are related to supporting operations and grant match requirements. ' F-33 MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 18—GOVERNMENTAL FUND BALANCE CLASSIFICATIONS Fund Balances are presented in the following categories: nonspendable, restricted, committed, assigned and unassigned (See Note 1 for a description of these categories). A detailed schedule of governmental fund balances at September 30, 2012 is as follows: Fine & Governmental HIDTA L General Forfeiture Grants Grants Fund Balances: Nonspendable: Inventory $ 3,830 $ - $ Mortgage Loans - - - Total Nonspendable 3,830 - - Restricted for: Law Enforcement - 20,223,224 - - Fire&Ambulance - - - - Public Safety - - - - Physical Environment - - - Transportation - - - - Housing Programs Tourist Development - - - - Human Services - - - - Libraries - - - - Library Donations 95,485 - - - Cultural&Recreation - - - - Court Programs - - - - Comprehensive Planning - - - - Land Authority - - - - Federal&State Grants - - 548,187 - Wastewater Projects - - - - Other Purposes - - - - Debt Service - - - Capital Projects - - - - Total Restricted 95,485 20,223,224 548,187 - t Committed to: Physical Environment - - - - Fire&Ambulance - - - - Wastewater Projects - - - - Beach Renourishment - - - - Sheriffs Contract Administrative - - - - Total Committed - - - - Assigned to: Other Purposes 17,656 - - Fire&Ambulance - - - - Land Authority - - - Subsequent Year's Expenditures 14,020,525 - - - Total Assigned 14,038,181 - - - Unassigned: 23,300,792 - - - Total Fund Balances $37,438,288 $20,223,224 $548,187 $ - F-34 , MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 i NOTE 18—GOVERNMENTAL FUND BALANCE CLASSIFICATIONS — Continued Comprehen- sive Plan One Cent Revenue ' Land Infrastruc- Bonds All Debt Fund Balances: Authority ture Surtax Series 2007 Service Nonspendable: ' Inventory $ _ $ Mortgage Loans 9,151,579 Total Nonspendable 9,151,579 ' Restricted for: Law Enforcement - _ Fire&Ambulance ' Public Safety _ Physical Environment _ Transportation _ ' Housing Programs - = _ Tourist Development Human Services _ _ Libraries ' Library Donations Cultural& Recreation Court Programs Comprehensive Planning ' Land Authority 6,325,340 - - Federal& State Grants Wastewater Projects _ Other Purposes _ ' Debt Service _ - - 2,527,607 Capital Projects 24,871,829 7,524,975 - Total Restricted 6,325,340 24,871,829 7,624,975 2,527,607 Committed to: Physical Environment _ _ _ Fire &Ambulance _ ' Wastewater Projects _ Beach Renourishment Sheriffs Contract Administrative - ' Total Committed _ 1 i i ' F-35 MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 18—GOVERNMENTAL FUND BALANCE CLASSIFICATIONS — (Continued) Comprehen- sive Plan One Cent Revenue Land Infrastruc- Bonds All Debt Authority ture Surtax Series 2007 Service Assigned to: Other Purposes - - - - Fire&Ambulance - - - - Land Authority 7,314,156 - - - Subsequent Year's Expenditures - - - - Total Assigned 7,314,156 - - - Unassigned: - - - - Total Fund Balances $22,791,075 $24,871,829 $7,624,075 $2,527,607 ' Nonmajor ' Governmental Total Govern- Funds mental Funds ' Fund Balances: Nonspendable: ' ' Inventory $ - $ 3,830 Mortgage Loans - 9,151,579 Total Nonspendable - 9,155,409 Restricted for: Law Enforcement 13,967,169 34,190,393 Fire&Ambulance 1,079,726 1,079,726 ' Public Safety 2,372,977 2,372,977 Physical Environment 2,735,943 2,735,943 Transportation 15,773,290 15,773,290 Housing Programs 1,357,951 1,357,951 ' Tourist Development 19,608,470 19,608,470 Human Services 1,404,157 1,404,157 Libraries 849,150 944,635 ' Library Donations 373,160 373,160 Cultural& Recreation 1,595,499 1,595,499 Court Programs 5,114,637 5,114,637 Comprehensive Planning 3,334,447 3,334,447 ' Land Authority - 6,325,340 Federal&State Grants - 548,187 Wastewater Projects 9,104,666 9,104,666 Other Purposes 349,719 349,719 Debt Service - 2,527,607 Capital Projects 844,792 33,341,596 Total Restricted 79,865,753 142,082,400 Committed to: Physical Environment 1,444,190 1,444,190 Fire&Ambulance - - Wastewater Projects 252,123 252,123 Beach Renourishment 270,956 270,956 Sheriffs Contract Administrative 785,317 785,317 Total Committed 2,752,586 2,752,586 F-36 ' MONROE COUNTY, FLORIDA ' Notes To Financial Statements For the Year Ended September 30, 2012 ' NOTE 18—GOVERNMENTAL FUND BALANCE CLASSIFICATIONS— (Continued) Nonmajor Governmental Total Govern- Funds mental Funds Assigned to: Other Purposes - 17,656 Fire &Ambulance 4,430,861 4,430,861 Land Authority 7,314,156 Subsequent Year's Expenditures - 14,020,525 Total Assigned 4,430,861 25,783,198 Unassigned: - 23,300,792 Total Fund Balances $87,049,200 $203,074,385 NOTE 19 - RISK MANAGEMENT The County is exposed to various risks of loss related to tort; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. During the fiscal years ended 1976, 1984 and 1988, the County established the Worker's Compensation, Group Insurance, and Risk Management Funds, respectively, as internal service funds to account for and finance its uninsured risks of loss. Under these programs, the Worker's Compensation has self insured coverage up to the first $500,000 per claim for regular employees. Workers' Compensation claims in excess of the self insured coverage of $500,000 are covered by an excess insurance policy. The Group Insurance Fund provides self insured excess claims. Risk Management has a $5,000,000 excess insurance policy for general liability claims with a $200,000 self-insured retention, and building property damage is covered for the actual value of the building with a deductible of $50,000. Deductibles for windstorm and flood vary by location. The County purchases commercial insurance for claims in excess of coverage provided by the funds and for all other risks of loss. Settled claims have not exceeded this commercial coverage in ' any of the past three years. All funds of the County participate in the programs and make payments to the Worker's Compensation, Group Insurance and Risk Management Funds based on estimates of the amounts needed to pay prior ' and current year claims. The claims liabilities reported at September 30, 2012 are based on the requirements of Governmental Accounting Standards Board Statement No. 10, which requires that a liability for claims be reported if information prior to the issuance of the financial statements indicates ' that it is probable that a liability has been incurred at the date of the financial statements and the amount of the loss can be reasonably estimated. i 1 F-37 1 MONROE COUNTY, FLORIDA Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 19 - RISK MANAGEMENT— (Continued) Changes in the claims liability amounts in fiscal year 2012 and 2011 were: Worker's Group Risk Comp. Insurance Mgmt Total Unpaid claims at Sept. 30, 2010 $ 1,681,795 $ 4,247,036 $ 165,435 $ 6,094,266 Incurred claims (including IBNRs) 1,726,228 15,271,807 276,717 17,274,752 Claim payments (1,695,416) (14,937,301) (329,559) (16,962,276) Unpaid claims at Sept. 30, 2011 1,712,607 4,581,542 112,593 6,406,742 Incurred claims ' (including IBNRs) 2,017,917 10,370,993 269,162 12,658,072 Claim payments (1,918,485) (13,935,702) (208,785) (16,062,972) ' 3 Unpaid claims at Sept. 30, 2012 $ 1,812,039 $ 1,016,833 $ 172,970 $ 3,001,842 NOTE 20 - LITIGATION The County is a defendant in various lawsuits and is involved in other disputes wherein substantial amounts are claimed. The County vigorously defends itself with respect to these matters. The County's practice is to provide for these claims when a loss is probable and a loss becomes fixed or determinable in amount. In the opinion of the County, it is reasonably possible that there are open suits and claims that could result in judgments or settlements, which, in aggregate, would have a material adverse effect on the County's financial condition. Based on the uncertainty at this stage of the proceedings, an estimate of the amount or a range of potential losses cannot be determined. NOTE 21 - COMMITMENTS AND CONTINGENCIES Grant Programs - The County participates in a number of federal and state grant programs that are governed by various rules and regulations of the grantor agencies. Amounts received or receivable ' from grant agencies are subject to financial and compliance audits by the grantors or their representatives. Any disallowed claims, including amounts already collected, may constitute a liability of the applicable funds. The amount, if any, which may be disallowed by the grantor, cannot be determined at this time, although the County expects such amounts, if any, to be immaterial. Arbitrage Rebate - In accordance with the Tax Reform Act of 1986, any interest earnings on borrowed construction funds in excess of the interest costs are required to be rebated to the federal government. As of September 30, 2012, the County has estimated its arbitrage rebate liability to be $6,053 for its business-type activities. ' Impact Fee Refunds - Unexpended or unencumbered funds arising from the collection of impact fees may be refunded within one year following the end of the sixth year from the date on which the impact fee was paid or within three months of the non-commencement of construction. F-38 ' MONROE COUNTY, FLORIDA ' Notes To Financial Statements For the Year Ended September 30, 2012 NOTE 21 - COMMITMENTS AND CONTINGENCIES (Continued) ' Letter of Cre dit — The County has issued $30,455,000 Key West International Revenue Bonds, Series ' 2006 (the Series 2006 Bonds) for the primary purpose of providing funds necessary to finance the acquisition, construction and equipping of certain airport facilities. In order to provide security for the payment when due of the principal and interest on the Series 2006 bonds, the County has requested a bank to issue its irrevocable direct pay letter of credit naming U.S. Bank National Association, the ' bonds' paying agent, as beneficiary. The letter of credit is for an amount sufficient to pay interest at a maximum interest rate of 12% per annum. The agreement expires on October 15, 2014. ' NOTE 22-SUBSEQUENT EVENTS Management has evaluated subsequent events through March 31, 2013, in connection with the ' preparation of these financial statements, which is the date the financial statements were available to be issued. i 1 ' F-39 t i 1 1 THIS PAGE INTENTIONALLY LEFT BLANK 1 1 1 1 1 . 1 i y i j 1 i 1 j 1 } i 1 { 1 1 1 � Combining & Individual Fund � Statements & Schedules �I 1 1 �I 1 1 1 1 1 4 NONMAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS ' AFFORDABLE HOUSING PROGRAMS , To account for revenues and expenditures of various low income housing programs. ROAD & BRIDGE To account for revenues and expenditures of the constitutional gas taxes. TOURIST DEVELOPMENT DISTRICTS To account for the local option three-cent bed tax in five districts, all districts two cent, and , administrative and promotional funds for the expenditures of advertising, promotions, and special events of the County Tourist Development Council. IMPACT FEES , To account for the revenues and expenditures relating to impact fees collected for roadways, parks and recreation, libraries, solid waste, police facilities, fire and EMS, and fair share housing. FIRE AND AMBULANCE DISTRICT #1. LOWER AND MIDDLE KEYS To account for revenues and expenditures in District#1 for fire and ambulance services. UPPER KEYS HEALTH CARE SPECIAL TAXING DISTRICT To account for all transportation and hospitalization costs of Monroe County trauma patients in Dade , County. UNINCORPORATED AREA SERVICE DISTRICTS To account for all revenues and expenditures for planning, building and zoning and parks and recreation ' services provided only to the unincorporated area of the County. LOCAL HOUSING ASSISTANCE SPECIAL REVENUE FUND The Local Housing Assistance .Fund is used to account for the revenues and expenditures for the administration and implementation of the State Housing Initiatives Partnership Program. MUNICIPAL POLICING To account for all revenues and expenditures for local road patrol law enforcement in the City of Marathon, City of Layton and Islamorada, Village of Islands. , DUCK KEY SECURITY DISTRICT To account for the revenues and expenditures in providing security services for the Duck Key District. , BOATING IMPROVEMENT To account for revenues and expenditures for providing boating-related activities, for removal of vessels ' and floating structures deemed a hazard to public safety and health, and for manatee and marine mammal protection and recovery. MISCELLANEOUS SPECIAL REVENUE To account for revenues and expenditures earmarked for specific purposes. ENVIRONMENTAL RESTORATION , To account for all revenue and expenditures for fines/fees collected and earmarked for environmental protection. (Continued) ' NONMAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS —CONTINUED ' COURT FACILITY FEES To account for revenues collected upon the institution of any civil action, suit or proceeding to be used exclusively in providing and maintaining existing and future facilities for the use of the Circuit and County ' Court systems. DRUG ABUSE TRUST ' To account for assessments collected for drug abuse programs and to disburse assistance grants for drug abuse treatment and/or educational programs which meet the standards for qualification of such programs by the Department of Health and Rehabilitative Services. ' MARATHON MUNICIPAL SERVICE To account for the revenues and expenditures for municipal services for Marathon. WASTEWATER MSTU To account for the revenues and expenditures for wastewater services for Conch Key, Bay Point, Big Coppitt, Key Largo, Stock Island, Cudjoe-Sugarloaf, Long Key-Layton and Duck Key. LBUILDING FUND To account for the revenues and expenditures relating to building permits and for the administration and ' enforcement of the building code for the unincorporated area of the County. SHERIFF'S INMATE COMMISSARY ' To account for the receipts and disbursements of inmate telephone commissions, canteen revenues and other inmate programs. ' SHERIFF'S GRANTS To account for the revenues and expenditures relating to various grants. SHERIFF'S TEEN COURT ' To account for receipts and disbursements pertaining to a program designed to deter juveniles who are becoming involved in crime. ' SHERIFF'S SHARED ASSET FORFEITURE To account for the revenues and expenditures of the Sheriff Department's shared asset forfeiture program. SHERIFF'S FEDERAL FORFEITURE To account for the revenues from the U.S. Departments of Justice and Treasury. Expenditures are ' made in accordance with the guidelines issued by these agencies. SHERIFF'S CONTRACT ADMINISTRATIVE ' To account for the receipts of service fees collected for administering HlDTA, South Florida Law Enforcement Trust Fund, Impact Support and the NHAC Financial Unit. Expenditures relate to the costs of administering their activities. SHERIFF'S STATE FORFEITURE To account for the proceeds from state forfeitures received primarily from the South Florida Drug and Money Laundering Task Force. ' (Continued) 1 i NONMAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS — CONTINUED ' SHERIFF'S INTER-AGENCY COMMUNICATIONS ' To account for revenues and expenditures allocated for radio communications. k SHERIFF'S 911 ' To account for fees levied on each telephone access line in Monroe County for the enhancement of the t 911 emergency telephone systems. SHERIFF'S TRAUMA STAR To account for revenues and expenditures for the Sheriffs operation of the Trauma Star helicopter. I SHERIFF'S RADIO COMMUNICATIONS ' To account for revenues and expenditures from Court fees for radio communications. CLERK'S MODERNIZATION TRUST ' To account for revenue received through an additional recording fee pursuant to Florida Statute 28.24(15)(d) to be used for equipment, equipment maintenance, training and technical assistance necessary to modernize the clerk's public records system. ' CLERK'S COURT RELATED To account for revenues and expenditures for providing court related services under the direction of the Clerk of the Circuit Court. SUPERVISOR'S VOTER EDUCATION & EQUIPMENT To account for revenue received through grants for the education of voters and the purchase of voter 1 equipment. i CAPITAL PROJECT FUNDS a CLERK'S REVENUE NOTE To account for the Clerk's network system from the Florida Local Government Finance Commission , Loan. INFRASTRUCTURE REVENUE BONDS SERIES 2003 To account for the revenues and expenditures funded by the Infrastructure Revenue Bonds Series 2003 debt issuance. BIG COPPITT WASTEWATER 1 To account for the revenues and expenditures funded by the wastewater infrastructure for Big Coppitt Key. DUCK KEY WASTEWATER To account for the revenues and expenditures of the wastewater infrastructure for Duck Key. ' CUDJOE-REGIONAL WASTEWATER To account for the revenues and expenditures funded by the wastewater infrastructure for Cudjoe Regional area of Monroe County. ' 1 THIS PAGE INTENTIONALLY LEFT BLANK 1 1 1 I 1 i I 1 1 1 1 t 1 i 1 I i MONROE COUNTY, FLORIDA ' COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30, 2012 1 i SPECIAL ' Tourist Tourist Affordable Development Development Tourist Housing Road& All Districts Admin & Promo Development ' Programs Bridge Two Cent Two Cent District#One ASSETS ' Cash and Cash Equivalents $ 63,977 $ 1,199,865 $ 1,055,452 $ 2,151,655 $ 1,589,016 Investments 314,752 8,744,236 3,145,814 6,195,824 3,960,331 Accounts Receivable, Net - - - 872 - Due from Other Funds - - 77,767 159,225 103,427 ' Due from Other Governmental Units - 520,384 - - Mortgages/Notes Receivable - - - - - Allowance for Mortgages/Notes Receivable - - - - - , Interest Receivable 1,051 29,072 10,446 20,616 13,154 Total Assets $ 379,780 $ 10,493,557 $ 4,289,479 $ 8,528,192 $ 5,665,928 LIABILITIES AND FUND BALANCES ' Liabilities: Accounts Payable $ - $ 52,241 $ 492,480 $ 1,629,393 $ 187,801 Retainage Payable - - - - - , Accrued Wages and Benefits Payable - 79,220 1,602 512 5,223 Due to Other Funds 35 250,211 5,079 10,152 619 Due to Other Governmental Units - 37,421 - - 143,164 ' Other Current Liabilities - 13 - 375 - Deposits in Escrow - - - - - Deferred Revenues - - - - - ' Total Liabilities 35 419,106 499,161 1,640,432 336,807 Fund Balances: ' Nonspendable - - - - Restricted 379,745 10,074,451 3,790,318 6,887,760 5,058,165 Committed - - - - 270,956 Assigned - - - - ' Unassigned - - - - Total Fund Balances 379,745 10,074,451 3,790,318 6,887,760 5,329,121 Total Liabilities and Fund Balances $ 379,780 $10,493,557 $ 4,289,479 $ 8,528,192 $ 5,665,928 1 The notes to the financial statements are an integral part of these statements. 1 G-1 ' REVENUE FUNDS Tourist Tourist Tourist Tourist ' Development Development Development Development Impact Fees, District#Two District#Three District#Four District#Five Roadways ' $ 96,036 $ 422,808 $ 301,200 $ 300,575 $ 989,079 270,605 1,121,619 719,792 873,911 4,861,513 9,485 28,787 23,620 22,715 - 1 - - ' 884 3,758 2,377 2,929 16,195 $ 377,010 $ 1,576,972 $ 1,046,989 $ 1,200,130 $ 5,866,787 E 1 [ $ 47,285 $ 53,111 $ 43,334 $ 98,895 $ 166,926 ' - - 7,019 10,042 - 2,461 128 128 3,517 489 i 48 1,102 114 140 533 - 29,686 31,864 - - ' 49,794 84,027 82,459 112,594 167,948 y 327,216 1,492,945 964,530 1,087,536 5,698,839 327,216 1,492,945 964,530 1,087,536 5,698,839 1 $ 377,010 $ 1,576,972 $ 1,046,989 $ 1,200,130 $ 5,866,787 1 7 1 (Continued) # 1 1 G-2 MONROE COUNTY, FLORIDA ' i COMBINING BALANCE SHEET-CONTINUED NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30, 2012 SPECIAL ' Impact Fees, Parks and Impact Fees, Impact Fees, Impact Fees, Impact Fees, ' Recreation Libraries Solid Waste Police Facilities Fire & EMS ASSETS ' Cash and Cash Equivalents $ 81,366 $ 143,044 $ 8,107 $ 17,953 $ 8,282 Investments 397,214 703,862 40,400 88,288 37,842 Accounts Receivable, Net - - - - - Due from Other Funds - - - - - ' Due from Other Governmental Units - - - - - Mortgages/Notes Receivable - - - - - Allowance for Mortgages/Notes Receivable - - - - ' Interest Receivable 1,327 2,321 111 277 110 Total Assets $ 479,907 $ 849,227 $ 48,618 $ 106,518 $ 46,234 LIABILITIES AND FUND BALANCES ' Liabilities: Accounts Payable $ 6,600 $ - $ - $ - $ 26,255 Retainage Payable - - - - - Accrued Wages and Benefits Payable - - - - - Due to Other Funds 43 77 4 9 4 Due to Other Governmental Units - - - - - ' Other Current Liabilities - - - - - Deposits in Escrow - - - - - Deferred Revenues - - - - - ' Total Liabilities 6,643 77 4 9 26,259 Fund Balances: Nonspendable - - - - - ' Restricted 473,264 849,150 48,614 106,509 19,975 Committed - - - - - Assigned Unassigned - - - - - Total Fund Balances 473,264 849,150 48,614 106,509 19,975 Total Liabilities and Fund Balances $ 479,907 $ 849,227 $ 48,618 $ 106,518 $ 46,234 ' The notes to the financial statements are an integral part of these statements. G-3 ' REVENUE FUNDS Fire&Amb Upper Keys Unincorp. Unincorp. Impact Fees, District#1, Health Care Area Service Area Service ' Fair Share Lower and Special District, Dist., Planning Housing Middle Keys Taxing District Parks & Rec. Bldg. &Zoning $ 69,805 $ 40,756 $ 200,930 $ 37,345 $ 1,161,730 343,508 4,914,230 1,063,468 1,143,976 5,923,815 - 281,752 - 975 - ' _ 135,491 = 18,627 9,848 6,550 406,943 ' 1,160 16,360 3,538 3,814 19,731 $ 414,473 $ 5,395,139 $ 1,267,936 $ 1,204,737 $ 7,522,067 $ - $ 111,080 $ 556 $ 44,841 $ 160,627 ' = 15,000 - - - 335,430 3,147 26,778 211,130 37 299,195 116 129 1,343,241 ' - 1,035 9,074 7,733 126 9,747 - - 1,680 - - 202,412 - - - 37 964,278 3,819 82,502 1,732,478 414,436 - 1,264,117 1,122,235 5,789,589 ' = 4,430,861 414,436 4,430,861 1,264,117 1,122,235 5,789,589 ' $ 414,473 $ 5,395,139 $ 1,267,936 $ 1,204,737 $ 7,522,067 1 1 (Continued) 1 G-4 MONROE COUNTY, FLORIDA ' COMBINING BALANCE SHEET-CONTINUED a NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30, 2012 ' SPECIAL ' Local Duck Key Housing Municipal Security Boating ' Assistance Policing District Improvement ,F ASSETS ' Cash and Cash Equivalents $ 110,871 $ 188,275 $ 67,837 $ 437,022 Investments 542,642 1,230,825 334,723 1,966,346 Accounts Receivable, Net - - - - Due from Other Funds - 231,372 456 Due from Other Governmental Units - - - Mortgages/Notes Receivable 8,963,588 - - - a Allowance for Mortgages/Notes Receivable (8,963,588) Interest Receivable 1,824 4,090 1,105 6,522 Total Assets $ 655,337 $ 1,654,562 $ 404,121 $ 2,409,890 LIABILITIES AND FUND BALANCES Liabilities: Accounts Payable $ 11,730 $ - $ 3,840 $ 44,596 Retainage Payable - - - - Accrued Wages and Benefits Payable - - - 2,248 Due to Other Funds 60 139 37 214 a Due to Other Governmental Units 79,777 - - - Other Current Liabilities - - - - Deposits in Escrow - - - - Deferred Revenues - - - - Total Liabilities 91,567 139 3,877 47,058 i Fund Balances: ' Nonspendable - - - - Restricted 563,770 1,654,423 400,244 2,362,832 E Committed - - - - Assigned - - - - Unassigned - - - - Total Fund Balances 563,770 1,654,423 400,244 2,362,832 l Total Liabilities and Fund Balances $ 655,337 $ 1,654,562 $ 404,121 $ 2,409,890 ' s r The notes to the financial statements are an integral part of these statements. G-5 ' REVENUE FUNDS Miscellaneous Court Drug Marathon Bay Point Special Environmental Facility Abuse Municipal Wastewater Revenue Restoration Fees Trust Service MSTU $ 429,050 $ 245,755 $ 309,300 $ 26,194 $ 315 $ 9,045 ' 1,918,327 1,204,175 2,124,071 115,910 1,613 43,493 - - 18 - ' 6,356 4,035 7,075 387 166 $ 2,353,733 $ 1,453,965 $ 2,440,446 $ 142,491 $ 1,946 $ 52,704 i 1 ( $ 23,294 $ 6,372 $ 106,412 $ - $ - $ - ' - 3,184 2,977 2,438 - - 58,669 132 243 13 = 5 615 87 30,271 - - - - - ' 112,849 9,775 109,632 2,451 - 5 1 2 _ - - -,240,884 2,330,814 140,040 1,946 - - 1,444,190 - - - 52,699 2,240,884 1,444,190 2,330,814 140,040 1,946 52,699 a ' $ 2,353,733 $ 1,453,965 $ 2,440,446 $ 142,491 $ 1,946 $ 52,704 JI 1 (Continued) 1 � 1 G-6 MONROE COUNTY, FLORIDA ' COMBINING BALANCE SHEET-CONTINUED NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30, 2012 SPECIAL ' Big Coppitt Key Largo Cudjoe- Wastewater Wastewater Stock Island Sugarloaf ' MSTU MSTU Wastewater MSTU ASSETS ' Cash and Cash Equivalents $ 831 $ 1,442 $ 93,181 $ 17,845 Investments 4,750 7,557 458,307 87,325 Accounts Receivable, Net - - - - Due from Other Funds - 10 459 6 , Due from Other Governmental Units - - - - Mortgages/Notes Receivable - - - Allowance for Mortgages/Notes Receivable - - - - Interest Receivable - - 1,548 276 Total Assets $ 5,581 $ 9,009 $ 553,495 $ 105,452 LIABILITIES AND FUND BALANCES ' Liabilities: Accounts Payable $ - $ - $ 588 $ 27,000 Retainage Payable - - - - ' Accrued Wages and Benefits Payable 938 343 255 969 Due to Other Funds - - 52 9 Due to Other Governmental Units - - - - ' Other Current Liabilities - - - - Deposits in Escrow - - - - Deferred Revenues - - - - ' Total Liabilities 938 343 895 27,978 Fund Balances: Nonspendable Restricted - - 552,600 - Committed 4,643 8,666 - 77,474 Assigned - - - - ' Unassigned - - - - Total Fund Balances 4,643 8,666 552,600 77,474 Total Liabilities and Fund Balances $ 5,581 $ 9,009 $ 553,495 $ 105,452 , The notes to the financial statements are an integral part of these statements. G-7 1 1 ' REVENUE FUNDS Long Key, Sheriffs Sheriff's ' Conch Key Layton Duck Key Building Teen Federal MSTU MSTU MSTU Fund Court Forfeiture ' $ 182 $ 3,516 $ 14,531 $ 179,395 $ = $ 2,457,846 999 17,964 71,824 815,079 ' = = 4 - 18,642 = 4,787 - 55 221 2,708 - - $ 1,181 $ 21,535 $ 86,580 $ 997,182 $ 23,429 $ 2,457,846 1 $ - $ - $ - $ 4,081 $ - $ - ' - 583 63 91,216 - - 2 7 89 - 4,102 - - - 397 = _ = - - 8,110 = - 585 70 103,893 4,102 1 - - - 893,289 23,429 2,453,744 1,181 20,950 86,510 - - - 1,181 20,950 86,510 893,289 23,429 2,453,744 ' $ 1,181 $ 21,535 $ 86,580 $ 997,182 $ 23,429 $ 2,457,846 1 (Continued) G-8 i MONROE COUNTY, FLORIDA ' COMBINING BALANCE SHEET-CONTINUED NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30,2012 SPECIAL ' Sheriffs Sheriffs Sheriffs State Contract Sheriffs Interagency ' Forfeiture Administration Commissary Communications ASSETS Cash and Cash Equivalents $ 141,766 $ - $ 511,678 $ 1,134,442 Investments 474,09E - - - Accounts Receivable, Net - 2,895 35,407 4,616 Due from Other Funds 1 821,742 7,767 22,812 ' Due from Other Governmental Units - 105,101 - 26,400 Mortgages/Notes Receivable - - - - Allowance for Mortgages/Notes Receivable - - - - Interest Receivable 1,603 - - - Total Assets $ 617,468 $ 929,73B $ 554,852 $ 1,188,270 r LIABILITIES AND FUND BALANCES Liabilities: Accounts Payable $ - $ - $ 6,569 $ - Retainage Payable - - - Accrued Wages and Benefits Payable - - - - Due to Other Funds 52 138,149 15,419 13,887 Due to Other Governmental Units 800 6,272 8,978 - Other Current Liabilities - - - - Deposits in Escrow - - - - Deferred Revenues - - - - Total Liabilities 852 144,421 30,966 13,887 Fund Balances: Nonspendable - - - - Restricted 616,616 - 523,886 1,174,383 Committed - 785,317 - - Assigned - - Unassigned - - - - Total Fund Balances 616,616 785,317 523,886 1,174,383 Total Liabilities and Fund Balances $ 617,468 $ 929,738 $ 554,852 $ 1,188,270 ' The notes to the financial statements are an integral part of these statements. 1 G-9 1 1 REVENUE FUNDS Sheriffs Sheriffs Sheriffs Clerk's Trauma Radio Sheriffs Shared Asset Sheriff's Records Star Communication Grants Forfeiture E911 Modernizaton $ = $ = $ _ $ 5,225,133 $ 2,189,630 $ 1,281,736 64,752 91,374 90,889 64,776 - 17 = 137,688 - - - - 221 - $ 91,374 $ 90,889 $ 202,464 $ 5,225,133 $ 2,254,620 $ 1,281,736 $ - $ - $ - $ 51,400 $ 4 $ 27,019 91,374 90,889 190,958 - 19,266 - - - 6,410 - - - 91,374 90,889 197,368 51,400 19,270 27,019 - - 5,096 5,173,733 2,235,350 1,254,717 - - 5,096 5,173,733 2,235,350 1,254,717 $ 91,374 $ 90,889 $ 202,464 $ 5,225,133 $ 2,254,620 $ 1,281,736 ' (Continued) 1 G-10 1 MONROE COUNTY, FLORIDA COMBINING BALANCE SHEET-CONTINUED NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30,2012 SPECIAL REVENUE FUNDS ' Clerk's Supervisor's Total Nonmajor Clerk's Court Voter ED& Special Rev Revenue Related Equipment Funds Note ' ASSETS Cash and Cash Equivalents $ 831,441 $ 17,705 $ 25,864,945 $ 17,067 ' 4 Investments - - 56,349,780 84,270 F Accounts Receivable, Net - - 326,517 - s Due from Other Funds - - 1,939,337 Due from Other Governmental Units 20,060 - 1,227,913 - Mortgages/Notes Receivable - - 8,963,588 - `4 Allowance for Mortgages/Notes Receivable - - (8,963,588) - Interest Receivable - - 187,423 276 ' Total Assets $ 851,501 $ 17,705 $ 85,895,915 $ 101,613 LIABILITIES AND FUND BALANCES Liabilities: Accounts Payable $ 254,061 $ - $ 3,688,391 $ - Retainage Payable - - 32,061 - Accrued Wages and Benefits Payable - - 774,979 - Due to Other Funds 597,440 - 3,132,095 9 Due to Other Governmental Units - - 356,903 - Other Current Liabilities - - 10,261 Deposits in Escrow - - 1,680 - Deferred Revenues - - 247,203 - Total Liabilities 851,501 - 8,243,573 9 ' Fund Balances: Nonspendable - - - - ' Restricted - 17,705 70,468,895 101,604 Committed - - 2,752,586 - Assigned - - 4,430,861 Unassigned - - - - Total Fund Balances - 17,705 77,652,342 101,604 Total Liabilities and Fund Balances $ 851,501 $ 17,705 $ 85,895,915 $ 101,613 ' The notes to the financial statements are an integral part of these statements. G-11 1 1 CAPITAL PROJECT FUNDS ' Total Infrastructure Big Coppitt Duck Key Cudjoe Regional Nonmajor Revenue Bonds Wastewater Wastewater Wastewater Governmental Series 2003 Project Project Project Funds $ 710,220 $ 601,417 $ 303,319 $ 376,065 $ 27,873,033 2,965,495 1,487,332 1,871,683 62,758,560 - - - 326,517 ' = 1,436 2,828 950,000 2,893,601 1,227,913 8,963,588 - - - - (8,963,588) 33,408 9,894 4,974 6,245 242,220 $ 743,628 $ 3,578,242 $ 1,798,453 $ 3,203,993 $ 95,321,844 $ - $ 4,289 $ 997 $ - $ 3,693,677 - = = = 32,061 440 775,419 - 3,079 1,265 165 3,136,613 18,827 - - 375,730 = - = = 10,261 1,680 - - - 247,203 440 26,195 2,262 165 8,272,644 743,188 3,552,047 1,796,191 3,203,828 79,865,753 - - - - 2,752,586 4,430,861 743,188 3.552,047 1,796,191 3,203,828 87,049,200 ' $ 743,628 $ 3,578,242 $ 1,798,453 $ 3,203,993 $ 95,321,844 1 G-12 1 MONROE COUNTY, FLORIDA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30,2012 ' SPECIAL ' Tourist Tourist Affordable Development Development Housing Road & All Districts Admin & Promo ' Programs Bridge Two Cent Two Cent Revenues: Taxes $ - $ 2,331,491 $ 4,092,835 $ 8,481,159 ' Licenses and Permits - - - - Intergovernmental - 3,279,227 - - Charges for Services - 108,215 - - Fines and Forfeitures - - - - Investment Income 1,393 36,162 15,060 28,600 Miscellaneous - 275,735 963 1,086 Total Revenues 1,393 6,030,830 4,108,858 8,510,845 x Expenditures: Current: General Government - - - - t Public Safety - - - - Physical Environment - - - - Transportation - 4,103,071 - - Economic Environment - - 3,610,995 7,628,556 Human Services - - - - Culture and Recreation - - - - Court Related - - - - Capital Projects - - - - Total Expenditures - 4,103,071 3,610,995 7,628,556 t Excess/Deficiency of Revenues Over/(Under) Expenditures 1,393 1,927,759 497,863 882,289 Other Financing Sources/(Uses): Transfers from Other Funds - 104,672 76,839 159,225 ' Transfers to Other Funds - (786,664) (64,630) (100,300) Total Other Financing Sources/(Uses) - (681,992) 12,209 58,925 Net Change in Fund Balances 1,393 1,245,767 510,072 941,214 ' Fund Balances-October 1 378,352 8,828,684 3,280,246 5,946,546 Fund Balances-September 30 $ 379,745 $ 10,074,451 $ 3,790,318 $ 6,887,760 ' The notes to the financial statements are an integral part of these statements. t G-13 REVENUE FUNDS Tourist Tourist Tourist Tourist Tourist Development Development Development Development Development Impact Fees, District#One District#Two District#Three District#Four District Wive Roadways $ 7,369,260 $ 600,426 $ 1,757,510 $ 1,382,936 $ 1,463,862 $ - ' - - - - - 75,214 ' 21,121 1,264 5,140 3,020 3,868 22,239 - - - - 750 915 ' 7,390,381 601,690 1,762,650 1,385,956 1,468,480 98,368 - - - - - 332,837 7,769,736 493,660 1,397,753 969,048 1,076,280 - ' 7,769,736 493,660 1,397,753 969,048 1,076,280 332,837 ' (379,355) 108,030 364,897 416,908 392,200 (234,469) 103,427 9,484 28,787 23,620 22,607 - (49,808) (21,341) (11,615) (13,350) (31,246) (104,672) 53,619 (11,857) 17,172 10,270 (8,639) (104,672) ' (325,736) 96,173 382,069 427,178 383,561 (339,141) 5,654,857 231,043 1,110,876 537,352 703,975 6,037,980 ' $ 5,329,121 $ 327,216 $ 1,492,945 $ 964,530 $ 1,087,536 $ 5,698,839 (Continued) G-14 MONROE COUNTY, FLORIDA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2012 SPECIAL t Impact Fees, Parks and Impact Fees, Impact Fees, Impact Fees, ' Recreation Libraries Solid Waste Police Facilities Revenues: Taxes $ - $ - $ - $ - ' Licenses and Permits 25,500 22,130 6,407 14,272 Intergovernmental - - - - Charges for Services - - - - Fines and Forfeitures - - - - Investment Income 1,791 3,105 161 369 Miscellaneous - 1,000 - - ;I Total Revenues 27,291 26,235 6,568 14,641 Expenditures: Current: General Government - - - - Public Safety - - - - Physical Environment - - - - Transportation - - - - Economic Environment - - - - Human Services - - - - Culture and Recreation 23,795 - - - Court Related - - - - Capital Projects - - - - Total Expenditures 23,795 - - - Excess/Deficiency of Revenues s Over/(Under)Expenditures 3,496 26,235 6,568 14,641 Other Financing Sources/(Uses): Transfers from Other Funds - - - - Transfers to Other Funds - - - - Total Other Financing Sources/(Uses) - - - - Net Change in Fund Balances 3,496 26,235 6,568 14,641 Fund Balances-October 1 469,768 822,915 42,046 91,868 Fund Balances-September30 $ 473,264 $ 849,150 $ 48,614 $ 106,509 , The notes to the financial statements are an P integral art of these statements. , 9 G-15 ' REVENUE FUNDS Fire &Amb Upper Keys Unincorp. Unincorp. Impact Fees, District#1, Health Care Area Service Area Service ' Impact Fees, Fair Share Lower and Special District, Dist., Planning Fire& EMS Housing Middle Keys Taxing District Parks& Rec. Bldg. &Zoning ' $ - $ - $ 9,627,209 $ _ $ 1.409,351 $ 1,201,425 9,639 12,688 - - 121,073 - 5,561 4,905,405 ' = = 620,813 28,654 572,986 354,519 262 1,508 29,497 4,783 6,684 25,095 600 - 5,030 28,191 49,028 44,525 ' 10,501 14,196 10,403,622 32,974 1,499,278 7,103,955 ' - - - - - 2,696,559 61,805 - 8,851,530 - - 2,123,338 ' _ = 246 = 56,247 355,116 - - - 111,166 - - ' - - - - 1,472,880 - ' 61,805 - 8,851,776 111,166 1,529,127 5,175,013 ' (51,304) 14,196 1,551,846 (78,192) (29,849) 1,928,942 - 363,061 - 18,519 9,848 ' = = (1,396,650) (14,779) (183,953) (1,407,290) (1,033,589) (14,779) (165,434) (1,397,442) ' (51,304) 14,196 518,257 (92,971) (195,283) 531,500 71,279 400,240 3,912,604 1,357,088 1,317,518 5,258,089 ' $ 19,975 $ 414,436 $ 4,430,861 $ 1,264,117 $ 1,122,235 $ 5,789,589 ' (Continued) G-16 s MONROE COUNTY, FLORIDA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2012 x SPECIAL , Local Duck Key Housing. Municipal Security Boating Assistance Policing District Improvement Revenues: Taxes $ - $ 3,482,494 $ - $ - A Licenses and Permits - - 75,796 - Intergovernmental - - - - Charges for Services - 3,065,706 - 676,126 ' Fines and Forfeitures - - - Investment Income 2,947 9,764 1,542 8,393 Miscellaneous 33,688 - - 571 ' Total Revenues 36,635 6,557,964 77,338 685,090 Expenditures: Current: General Government - - - - Public Safety - 825,826 48,461 - Physical Environment - - - 498,116 Transportation - - - - Economic Environment 568,891 - - - Human Services - Culture and Recreation - - - - Court Related - - - - Capital Projects Total Expenditures 568,891 825,826 48,461 498,116 Excess/Deficiency of Revenues Over/(Under) Expenditures (532,256) 5,732,138 28,877 186,974 Other Financing Sources/(Uses): Transfers from Other Funds - 231,372 456 - ' Transfers to Other Funds - (6,120,688) (9) - Total Other Financing Sources/(Uses) - (5,889,316) 447 - Net Change in Fund Balances (532,256) (157,178) 29,324 186,974 Fund Balances-October 1 1,096,026 1,811,601 370,920 2,175,858 Fund Bala nces-Septem ber 30 $ 563,770 $ 1,654,423 $ 400,244 $ 2,362,832 Then es the financial statements are an integral art of these statements. of to e c t g p G-17 ' REVENUE FUNDS Miscellaneous Court Drug Marathon Bay Point Special Environmental Facility Abuse Municipal Wastewater Revenue Restoration Fees Trust Service MSTU $ - $ = $ _ $ - $ 1,328 $ = 37,738 ' 350,225 - 594,359 27,711 _ 264,295 240,275 8,271 5,452 9,810 510 1 350 24,085 - - - - - 684,614 245,727 604,169 28,221 1,329 350 21,043 - - - - - - 127,193 = 52,739 22,842 - - - - - 100,560 - = 17,063 = _ 11,284 211,198 - 312,282 - - - 366,927 127,193 312,282 17,063 - 52,739 317,687 118,534 291,887 11,158 1,329 (52,389) 18 = (197,193) (409,802) (39) (197,193) - (409,802) - (21) - 120,494 118,534 (117,915) 11,158 1,308 (52,389) 2,120,390 1,325,656 2,448,729 128,882 638 105,088 ' $ 2,240,884 $ 1,444,190 $ 2,330,814 $ 140,040 $ 1,946 $ 52,699 ' (Continued) G-18 MONROE COUNTY, FLORIDA COMBINING STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES-CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2012 SPECIAL ' Big Coppitt Key Largo Cudjoe- Wastewater Wastewater Stock Island Sugarloaf ' MSTU MSTU Wastewater MSTU Revenues: Taxes $ 214 $ 1,516 $ 141 $ 413 ' Licenses and Permits - - 51,774 - Intergovernmental - - - - Charges for Services Fines and Forfeitures - - - - Investment Income 59 54 2,118 464 Miscellaneous Total Revenues 273 1,570 54,033 877 Expenditures: Current: ' General Government - - - - Public Safety - - - - Physical Environment 26,097 6,917 38,316 78,923 ' Transportation - - - - Economic Environment - - - - Human Services Culture and Recreation - - - - Court Related - - - - Capital Projects - - - - , Total Expenditures 26,097 6,917 38,316 78,923 Excess/Deficiency of Revenues Over/(Under) Expenditures (25,824) (5,347) 15,717 (78,046) ' Other Financing Sources/(Uses): Transfers from Other Funds - 10 458 6 ' Transfers to Other Funds - - (1,004) (12) Total Other Financing Sources/(Uses) - 10 (546) (6) Net Change in Fund Balances (25,824) (5,337) 15,171 (78,052) ' Fund Balances-October 1 30,467 14,003 537,429 155,526 Fund Balances-September 30 $ 4,643 $ 8,666 $ 552,600 $ 77,474 The notes to the financial statements are an P integral art of these statements. ' 9 G-19 ' REVENUE FUNDS Long Key, Sheriff's Sheriff's ' Conch Key Layton Duck Key Building Teen Federal MSTU MSTU MSTU Fund Court Forfeiture ' $ = $ $ 311 $ - $ _ $ - 2,086,750 - - 1,555,961 47,599 63,701 - 1 78 355 4,195 - 17,192 ' - - - 8,283 - - 1 78 666 2,146,827 63,701 1,573,153 - - - 2,210,097 55,333 755,241 ' 1,813 4,065 29,607 - - _ ' 1,813 4,065 29,607 2,210,097 55,333 755,241 ' (1,812) (3,987) (28,941) (63,270) 8,368 817,912 4 - - - ' (1,812) (3,987) (28,937) (63,270) 8,368 817,912 2,993 24,937 115,447 956,559 15,061 1,1535,832 $ 1,181 $ 20,950 $ 86,510 $ 893,289 $ 23,429 $ 2,453,744 I (Continued) ' G-20 MONROE COUNTY, FLORIDA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2012 SPECIAL Sheriffs Sheriffs Sheriffs State Contract Sheriffs Interagency Forfeiture Administration Commissary Communications Revenues: Taxes $ - $ - $ Licenses and Permits - - - - Intergovernmental - 450,045 - - Charges for Services - 2,977,816 413,913 63,111 ' Fines and Forfeitures 60,231 - - - Investment Income 2,457 733 3,434 8,635 Miscellaneous - - 5,740 - Total Revenues 62,688 3,428,594 423,087 71,746 Expenditures: ' Current: General Government - - - - Public Safety 97,551 3,172,214 302,637 221,677 Physical Environment - - - - ' Transportation - - - - Economic Environment - - - - Human Services - - - - ' Culture and Recreation - - - - Court Related - - - - Capital Projects - - - - ' Total Expenditures 97,551 3,172,214 302,637 221,677 Excess/Deficiency of Revenues ' Over/(Under)Expenditures (34,863) 256,380 120,450 (149,931) Other Financing Sources/(Uses): ' Transfers from Other Funds - - 3,499 140,785 ' Transfers to Other Funds (3,499) - - - Total Other Financing Sources/(Uses) (3,499) - 3,499 140,785 Net Change in Fund Balances (38,362) 256,380 123,949 (9,146) ' Fund Balances-October 1 654,978 528,937 399,937 1,183,529 Fund Balances-September 30 $ 616,616 $ 785,317 $ 523,886 $ 1,174,383 ' The notes to the financial statements are an integral part of these statements. G-21 REVENUE FUNDS Sheriff's Sheriff's Sheriff's Clerk's Trauma Radio Sheriff's Shared Asset Sheriff's Records Star Communication Grants Forfeiture E911 Modernizaton 357,765 - - - _ _ _ = 528,307 240,158 191,260 - 240,398 19,083 10,536 - - 357,765 240,398 547,390 441,954 1,532,126 262,641 834,215 156,212 228,162 - - - - - - 365,052 1,532,126 262,641 834,215 156,212 228,162 365,052 ' (1,532,126) (262,641) (476,450) 84,186 319,228 76,902 1,532,126 353,530 469,536 - - - (90,889) (14,577) 1,532,126 262,641 469,536 - (14,577) - ' - - (6,914) 84,186 304,651 76,902 12,010 5,089,547 1,930,699 1,177,815 ' $ - $ - $ 5,096 $ 5,173,733 $ 2,235,350 $ 1,254,717 (Continued) G-22 x MONROE COUNTY, FLORIDA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-CONTINUED NONMAJOR GOVERNMENTAL FUNDS ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 SPECIAL REVENUE FUNDS Clerk's Supervisor's Total Nonmajor ' Court Voter ED & Special Rev Related Equipment Funds Revenues: } Taxes $ - $ - $ 43,203,881 ' Licenses and Permits - - 2,417,908 Intergovernmental 3,334,507 - 14,009,544 Charges for Services - - 10,379,400 Fines and Forfeitures - - 1,110,580 Investment Income - 7 567,961 Miscellaneous - - 480,190 Total Revenues 3,334,507 7 72,169,464 Expenditures: Current: General Government - - 2,696,559 Public Safety - - 21,760,109 Physical Environment - - 1,275,395 Transportation - - 4,435,908 Economic Environment - - 23,537,761 Human Services - - 228,789 Culture and Recreation - - 1,507,959 Court Related 3,391,204 - 4,279,736 Capital Projects - - - ' Total Expenditures 3,391,204 - 59,722,216 Excess/Deficiency of Revenues Over/(Under) Expenditures (56,697) 7 12,447,248 Other Financing Sources/(Uses): Transfers from Other Funds 581,600 - 4,233,489 Transfers to Other Funds (524,903) - (11,548,913) Total Other Financing Sources/(Uses) 56,697 - (7,315,424) Net Change in Fund Balances - 7 5,131,824 ' Fund Balances-October 1 - 17,698 72,520,518 FundBalances-September 30 $ - $ 17,705 $ 77,652,342 ' The notes to the financial statements are an integral part of these statements. G-23 ' ' CAPITAL PROJECT FUNDS Total Clerk's Infrastructure Big Coppitt Duck Key Cudjoe Regional Nonmajor ' Revenue Revenue Bonds Wastewater Wastewater Wastewater Governmental Note Series 2003 Project Project Project Funds ' $ = $ = $ 818 $ 160 $ - $ 43,204,859 679,549 123,215 2,252,238 5,472,910 - - - 14,009,544 ' = = _ _ � 10,379,400 1,110,580 378 3,773 12,236 4,946 1,590 590,884 ' - - - - - 480,190 378 3,773 692,603 128,321 2,253,828 75,248,367 - - - - - 2,696,559 - - - - 21,760,109 ' = _ _ = � 1,275,395 4,435,908 - - - - 23,537,761 ' 228,789- - - - - 1,507,959 - - - - - 4,279,736 - 14,592 44,654 2,302,648 2,361,894 14,592 44,654 2,302,648 62,084,110 ' 378 (10,819) 647,949 (2,174,327) 2,253,828 13,164,257 ' - 382 3,000,074 950,000 8,183,945 (11,548,913) - - 382 3,000,074 950,000 (3,364,968) ' 378 (10,819) 648,331 825,747 3,203,828 9,799,289 101,226 754,007 2,903,716 970,444 - 77,249,911 ' $ 101,604 $ 743,188 $ 3,552,047 $ 1,796,191 $ 3,203,828 $ 87,049,200 i G-24 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL AFFORDABLE HOUSING PROGRAMS SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 1 Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES: Investment Income $ 2,500 $ 2,500 $ 1,393 $ (1,107) Total Revenues 2,500 2,500 1,393 (1,107) ' EXPENDITURES: Current: ' Economic Environment: Affordable Housing Initiatives 290,000 290,000 - 290,000 Excess/Deficiency of Revenues ' Over/(Under) Expenditures (287,500) (287,500) 1,393 288,893 Other Financing Sources/(Uses): Reserve for Contingencies (3,447) (3,447) - 3,447 Reserve for Cash Balance (8,000) (8,000) - 8,000 Total Other Financing Sources/(Uses) (11,447) (11,447) - 11,447 ' Net Change in Fund Balances (298,947) (298,947) 1,393 300,340 Fund Balances, October 1 298,947 298,947 378,352 79,405 ' Fund Balances, September 30 $ - $ - $ 379,745 $ 379,745 ' G-25 ' MONROE COUNTY, FLORIDA ROAD AND BRIDGE SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN ' FUND BALANCES- BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget ' Original Final Positive Budget Budget Actual (Negative) Revenues: ' Taxes $ 1,945,000 $ 1,945,000 $ 2,331,491 $ 386,491 Intergovernmental 3,421,000 3,421,000 3,279,227 (141,773) Charges for Services 17,000 17,000 108,215 91,215 ' Investment Income 55,000 55,000 36,162 (18,838) Miscellaneous 40,000 40,000 275,735 235,735 Total Revenues 5,478,000 5,478,000 6,030,830 552,830 ' Expenditures: Current: Transportation: ' Road Department 2,678,202 2,678,202 2,527,758 150,444 County Engineer Road and Bridge 301,600 301,600 268,478 33,122 Street Lighting 208,777 208,777 200,204 8,573 Local Option Gas Tax Projects 397,583 447,583 388,254 59,329 80% Gas Tax 600,000 777,000 640,955 136,045 No Name Key Bridge Emerg Repair - 300,615 77,422 223,193 ' Total Transportation 4,186,162 4,713,777 4,103,071 610,706 Excess/Deficiency of Revenues ' Over/(Under) Expenditures 1,291,838 764,223 1,927,759 1,163,536 Other Financing Sources/(Uses): Reserve for Contingencies (1,888,590) (1,147,551) _ 1,147,551 Reserve for Cash Balance (1,491,238) (1,491,238) 1,491,238 Transfers from Other Funds 104,672 104,672 104,672 - ' Transfers to Other Funds (904,371) (1,117,795) (786,664) 331,131 Total Other Financing Sources/(Uses) (4,179,527) (3,651,912) (681,992) 2,969,920 ' Net Change in Fund Balances (2,887,689) (2,887,689) 1,245,767 4,133,456 Fund Balances, October 1 2,887,689 2,887,689 8,828,684 5,940,995 ' Fund Balances, September 30 $ - $ - $ 10,074,451 $ 10,074,451 ' G-26 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL TOURIST DEVELOPMENT, ALL DISTRICTS, TWO CENT SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with ' Final Budget Original Final Positive ' Budget Budget Actual (Negative) REVENUES: Taxes $ 3,296,682 $ 3,296,682 $ 4,092,835 $ 796,153 Investment Income - - 15,060 15,060 Miscellaneous - - 963 963 Total Revenues 3,296,682 3,296,682 4,108,858 812,176 EXPENDITURES: ' Current: Economic Environment: Cultural Umbrella 804,800 804,800 638,091 166,709 Fishing Umbrella 724,300 724,300 612,216 112,084 Dive Umbrella 475,000 475,000 467,939 7,061 Operations - Events 1,844,766 1,844,766 1,395,374 449,392 Catastrophic Emergency 892,833 892,833 - 892,833 Special Projects 618,392 618,392 497,375 121,017 ' Total Expenditures 5,360,091 5,360,091 3,610,995 1,749,096 Excess/Deficiency of Revenues ' Over/(Under) Expenditures (2,063,409) (2,063,409) 497,863 2,561,272 Other Financing Sources/(Uses): Transfers to Other Funds (82,745) (82,745) (64,630) 18,115 Transfers from Other Funds - - 76,839 76,839 Total Other Financing Sources/(Uses) (82,745) (82,745) 12,209 94,954 Net Change in Fund Balances (2,146,154) (2,146,154) 510,072 2,656,226 ' Fund Balances, October 1 2,146,154 2,146,154 3,280,246 1,134,092 ' Fund Balances, September 30 $ - $ - $ 3,790,318 $ 3,790,318 G-27 MO'NROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL TOURIST DEVELOPMENT, ADMINISTRATION AND PROMOTIONAL, TWO CENT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Taxes $ 6,454,408 $ 6,454,408 $ 8,481,159 $ 2,026,751 ' Investment Income _ - 28,600 28,600 Miscellaneous 1,086 1,086 Total Revenues 6,454,408 6,454,408 8,510,845 2,056,437 ' EXPENDITURES: Current: Economic Environment: ' Advertising and Promotion 7,265,168 7,265,168 6,405,908 859,260 Administrative Services 856,625 856,625 535,015 321,610 Catastrophic Emergency 1,907,167 1,907,167 - 1,907,167 ' Special Projects 778,066 778,066 687,633 90,433 Total Expenditures 10,807,026 10,807,026 7,628,556 3,178,470 ' Excess/Deficiency of Revenues Over/(Under) Expenditures (4,352,618) (4,352,618) 882,289 5,234,907 ' Other Financing Sources/(Uses): Transfers to Other Funds (147,500) (147,500) (100,300) 47,200 Transfers from Other Funds - - 159,225 159,225 tTotal Other Financing Sources/(Uses) (147,500) (147,500) 58,925 206,425 Net Change in Fund Balances (4,500,118) (4,500,118) 941,214 5,441,332 ' Fund Balances, October 1 4,500,118 4,500,118 5,946,546 1,446,428 Fund Balances, September 30 $ - $ - $ 6,887,760 $ 6,887,760 i 1 1 1 1 G-28 1 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL TOURIST DEVELOPMENT, DISTRICT#ONE SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with ' Final Budget Original Final Positive ' Budget Budget Actual (Negative) REVENUES: Taxes $ 5,898,200 $ 5,898,200 $ 7,369,260 $ 1,471,060 ' Investment Income - - 21,121 21,121 Total Revenues 5,898,200 5,898,200 7,390,381 1,492,181 EXPENDITURES: Current: Economic Environment: Advertising and Promotion 5,661,794 5,676,783 5,319,079 357,704 Administrative Services 245,719 245,719 1,38,337 107,382 Special Events 765,152 750,163 383,050 367113 Bricks and Mortar 2,713,867 2,713,867 1,463,324 1,250:543 Information Services 363,117 363,117 363,117 - Beaches 439,093 439,093 102,829 336,264 Total Expenditures 10,188,742 10,188,742 7,769,736 2,419,006 ' Excess/Deficiency of Revenues Over/(Under) Expenditures (4,290,542) (4,290,542) (379,355) 3,911,187 ' Other Financing Sources/(Uses): Transfers to Other Funds (50,559) (50,559) (49,808) 751 Transfers from Other Funds - - 103,427 103,427 Total Other Financing Sources/(Uses) (50,559) (50,559) 53,619 104,178 Net Change in Fund Balances (4,341,101) (4,341,101) (325,736) 4,015,365 Fund Balances, October 1 4,341,101 4,341,101 5,654,857 1,313,756 F 'and Balances, September 30 $ - $ - $ 5,329,121 $ 5,329,121 G-29 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL TOURIST DEVELOPMENT, DISTRICT#TWO SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Taxes $ 520,974 $ 520,974 $ 600,426 $ 79,452 Investment Income - - 1,264 1,264 Total Revenues 520,974 520,974 601,690 80,716 EXPENDITURES: ' Current: Economic Environment: Advertising and Promotion 334,351 336,579 300,767 35,812 Administrative Services 16,842 16,842 15,104 1,738 Special Events 21,810 19,582 8,288 11,294 Bricks and Mortar 185,853 185,853 78,301 107,552 Information Services 91,200 91,200 91,200 - Total Expenditures 650,056 650,056 493,660 156,396 ' Excess/Deficiency of Revenues Over/(Under) Expenditures (129,082) (129,082) 108,030 237,112 ' Other Financing Sources/(Uses): Transfers to Other Funds (21,411) (21,411) (21,341) 70 Transfers from Other Funds - - 9,484 9,484 ' Total Other Financing Sources/(Uses) (21,411) (21,411) (11,857) 9,554 Net Change in Fund Balances (150,493) (150,493) 96,173 246,666 ' Fund Balances, October 1 150,493 150,493 231,043 80,550 Fund Balances, September 30 $ - $ - $ 327,216 $ 327,216 G-30 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL TOURIST DEVELOPMENT, DISTRICT#THREE SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget Original Final Positive ' Budget Budget Actual (Negative) REVENUES: Taxes $ 1,193,646 $ 1,193,646 $ 1,757,510 $ 563,864 ' Investment Income - - 5,140 5,140 Total Revenues 1,193,646 1,193,646 1,762,650 569,004 EXPENDITURES: ' Current: Economic Environment: Advertising and Promotion 1,023,368 1,023,368 936,484 86,884 t Administrative Services 52,196 52,196 36,227 15,969 Special Events 127,089 127,089 84,358 42731 Bricks and Mortar 626,063 626,063 180,684 445:379 Information Services 160,000 160,000 160,000 - Total Expenditures 1,988,716 1,988,716 1,397,753 590,963 Excess/Deficiency of Revenues ' Over/(Under) Expenditures (795,070) (795,070) 364,897 1,159,967 Other Financing Sources/(Uses): Transfers to Other Funds (11,797) (11,797) (11,615) 182 Transfers from Other Funds - - 28,787 28,787 Total Other Financing Sources/(Uses) (11,797) (11,797) 17,172 28,969 Net Change in Fund Balances (806,867) (806,867) 382,069 1,188,936 Fund Balances, October 1 806,867 806,867 1,110,876 304,009 Fund Balances, September30 $ - $ - $ 1,492,945 $ 1,492,945 , i I 1 G-31 MONROE COUNTY, FLORIDA ' SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL TOURIST DEVELOPMENT, DISTRICT#FOUR SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Variance with Final Budget Original Final Positive ' REVENUES: Budget Budget Actual (Negative) Taxes $ 1,164,600 $ 1,164,600 $ 1,382,936 $ 218,336 ' Investment Income - - 3,020 3,020 Total Revenues 1,164,600 1,164,600 1,385,956 221,356 EXPENDITURES: Current: Economic Environment: Advertising and Promotion 742,581 792,581 655,816 136,765 ' Administrative Services 33,716 33,716 30,700 3,016 Special Events 67,001 17,001 16,001 1,000 ' Bricks and Mortar 494,828 494,328 116,531 378,297 Information Services 150,000 150,000 150,000 Total Expenditures 1,488,126 1,488,126 969,048 519,078 ' Excess/Deficiency of Revenues Over/(Under) Expenditures (323,526) (323,526) 416,908 740,434 Other Financing Sources/(Uses): Transfers to Other Funds (13,505) (13,505) (13,350) 155 Transfers from Other Funds - - 23,620 23,620 Total Other Financing Sources/(Uses) (13,505) (13,505) 10,270 23,775 Net Change in Fund Balances (337,031) (337,031) 427,178 764,209 ' Fund Balances, October 1 337,031 337,031 537,352 200,321 Fund Balances, September 30 $ - $ - $ 964,530 $ 964,530 G-32 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL TOURIST DEVELOPMENT, DISTRICT #FIVE SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 ri 'Va ance with Final Budget Original Final Positive ' Budget Budget Actual (Negative) REVENUES: Taxes $ 1,114,849 $ 1,114,849 $ 1,463,862 $ 349,013 Investment Income - - 3,868 3,868 Miscellaneous - - 750 750 Total Revenues 1,114,849 1,114,849 1,468,480 353,631 EXPENDITURES: Current: Economic Environment: Advertising and Promotion 642,495 647,495 537,051 110,444 Administrative Services 35,282 35,282 34,538 744 Information Services 142,000 142,000 142,000 - Special Events 90,284 85,284 84,820 464 Bricks and Mortar 479,416 479,416 277,871 201,545 Total Expenditures 1,389,477 1,389,477 1,076,280 313,197 ' Excess/Deficiency of Revenues Over/(Under) Expenditures (274,628) (274,628) 392,200 666,828 ' Other Financing Sources/(Uses): Transfers to Other Funds (31,412) (31,412) (31,246) 166 Transfers from Other Funds - - 22,607 22,607 Total Other Financing Sources/(Uses) (31,412) (31,412) (8,639) 22,773 Net Change in Fund Balances (306,040) (306,040) 383,561 689,601 Fund Balances, October 1 306,040 306,040 703,975 397,935 ' Fund Balances, September 30 $ - $ - $ 1,087,536 $ 1,087,536 G-33 ' MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL IMPACT FEES - ROADWAYS SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Licenses and Permits $ 55,500 $ 55,500 $ 75,214 $ 19,714 Investment Income 10,000 10,000 22,239 12,239 Miscellaneous - - 915 915 Total Revenues 65,500 65,500 98,368 32,868 EXPENDITURES: Current: Transportation: Fair Share Improvement County Wide 418,862 418,862 - 418,862 Fair Share Improvement Dist 2 772,334 772,334 - 772,334 Fair Share Improvement Dist 3 2,867,232 1,944,332 - 1,944,332 Fair Share Improve Key Colony Beach 32,317 32,317 32,317 Truman Bridge Ped Bridge 150,000 150,000 20,480 129,520 Bike/Shared Use Path 362,500 485,400 154,254 331,146 Bike Lanes - 800,000 158,103 641,897 Total Expenditures 4,603,245 4,603,245 332,837 4,270,408 Excess/Deficiency of Revenues Over/(Under) Expenditures (4,537,745) (4,537,745) (234,469) 4,303,276 ' Other Financing Sources/(Uses):Transfers to Other Funds (104,672) (104,672) (104,672) - Net Change in Fund Balances (4,642,417) (4,642,417) (339,141) 4,303,276 Fund Balances, October 1 4,642,417 4,642,417 6,037,980 1,395,563 ' Fund Balances, September 30 $ - $ - $ 5,698,839 $ 5,698,839 1 G-34 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL IMPACT FEES - PARKS AND RECREATION SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with ' Final Budget Original Final Positive ' Budget Budget Actual (Negative) REVENUES: Licenses and Permits $ ,28,560 $ 28,560 $ 25,500 $ (3,060) ' Investment Income 2,900 2,900 1,791 (1,109) Total Revenues 31,460 31,460 27,291 (4,169) EXPENDITURES: Current: Culture and Recreation: District 1 Projects 25,585 284 284 ' District 2 Projects 186,907 186,907 - 186,907 District 3 Projects 75,625 50,825 - 50,825 Bay Point Park 50,000 50,000 - 50,000 Big Coppitt Park 20,000 20,000 - 20,000 Palm Villa Park 25,000 25,000 - 25,000 Bernstein Park - 25,401 - 25,401 ' Key Largo Tennis Courts - 24,800 23,795 1,005 Total Expenditures 383,217 383,217 23,795 359,422 Net Change in Fund Balances 351,757) (351,757) 3,496 355,253 ' 9 ( Fund Balances, October 1 351,757 351,757 469,768 118,011 ' Fund Balances, September 30 $ - $ - $ 473,264 $ 473,264 1 1 1 1 1 G-35 , MONROE COUNTY, FLORIDA ' SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL IMPACT FEES - LIBRARIES SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 t Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Licenses and Permits $ 23,000 $ 23,000 $ 22,130 $ (870) Investment Income 4,000 4,000 3,105 (895) t Miscellaneous - - 1,000 1,000 Total Revenues 27,000 27,000 26,235 (765) ' EXPENDITURES: Current: Culture and Recreation: ' County Wide Library Projects 637,526 637,526 _ 637,526 Library Automation 25,000 25,000 25,000 Total Expenditures 662,526 662,526 - 662,526 tNet Change in Fund Balances (635,526) (635,526) 26,235 661,761 ' Fund Balances, October 1 635,526 635,526 822,915 187,389 Fund Balances, September 30 $ - $ - $ 849,150 $ 849,150 t t G-36 s MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL IMPACT FEES - SOLID WASTE SPECIAL REVENUE FUND , FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with , Final Budget Original Final Positive , Budget Budget Actual (Negative) REVENUES: Licenses and Permits $ 3,500 $ 3,500 $ 6,407 $ 2,907 Investment Income 250 250 161 (89) , Total Revenues 3,750 3,750 6,568 2,818 EXPENDITURES: , Current: Physical Environment: County Wide Solid Waste Projects 36,565 36,565 - 36,565 Net Change in Fund Balances (32,815) (32,815) 6,568 39,383 Fund Balances, October 1 32,815 32,815 42,046 9,231 , Fund Balances, September 30 $ - $ - $ 48,614 $ 48,614 , 1 4 1 1 1 l G-37 1 MONROE COUNTY, FLORIDA ' SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL IMPACT FEES - POLICE FACILITIES SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Licenses and Permits $ 9,250 $ 9,250 $ 14,272 $ 5,022 Investment Income 450 450 369 (81) Total Revenues 9,700 9,700 14,641 4,941 EXPENDITURES: Current: Public Safety: County Wide Police Facility 80,944 80,944 - 80,944 Net Change in Fund Balances (71,244) (71,244) 14,641 85,885 Fund Balances, October 1 71,244 71,244 91,868 20,624 Fund Balances, September 30 $ - $ - $ 106,509 $ 106,509 I I G-38 1 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL IMPACT FEES - FIRE AND EMS SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Licenses and Permits $ 6,700 $ 8,148 $ 9,639 $ 1,491 Investment Income 450 300 262 (38) Miscellaneous - - 600 600 Total Revenues 7,150 8,448 10,501 2,053 EXPENDITURES: Current: Public Safety: ' District 1 Fire & EMS Project 8,730 20,060 10,085 9,975 District 2 Fire & EMS Project 6,607 8,085 8,085 District 3 Fire & EMS Project 31,436 35,550 35,550 - Key Colony Beach Fire & EMS 7,247 8,085 8,085 - Total Expenditures 54,020 71,780 61,805 9,975 Net Change in Fund Balances (46,870) (63,332) (51,304) 12,028 Fund Balances, October 1 46,870 63,332 71,279 7,947 , Fund Balances, September 30 $ - $ - $ 19,975 $ 19,975 G-39 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL IMPACT FEES - EMPLOYEE FAIR SHARE HOUSING SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Licenses and Permits $ 1,000 $ 1,000 $ 12,688 $ 11,688 Investment Income 2,100 2,100 1,508 (592) Total Revenues 3,100 3,100 14,196 11,096 EXPENDITURES: Current: Economic Environment: District 1 Employee Fair Share Hsg 132,900 132,900 - 132,900 District 3 Employee Fair Share Hsg 153,100 153,100 153,100 Total Expenditures 286,000 286,000 286,000 Excess/Deficiency of Revenues Over/(Under) Expenditures (282,900) (282,900) 14,196 297,096 Other Financing Sources/(Uses):Reserve for Contingencies (31,823) (31,823) - 31,823 Net Change in Fund Balances (314,723) (314,723) 14,196 328,919 Fund Balances, October 1 314,723 314,723 400,240 85,517 ' Fund Balances, September 30 $ - $ - $ 414,436 $ 414,436 I 1 1 1 G-40 1 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FIRE AND AMBULANCE DISTRICT#1 - LOWER AND MIDDLE KEYS SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) , REVENUES: Taxes $ 9,974,828 $ 9,974,828 $ 9,627,209 $ (347 619) Intergovernmental 38,245 38,245 121,073 82,828 ' Charges for Services 400,000 400,000 620,813 220,813 Investment Income 51,500 51,500 29,497 (22,003) Miscellaneous - - 5,030 5,030 ' Total Revenues 10,464,573 10,464,573 10,403,622 (60,951) EXPENDITURES: ' Current: Public Safety: Fire Rescue - Central 2,568,167 2,576,142 2,280,456 295,686 1 SAFER Program 1,225,570 1,225,570 1,175,183 50,387 Lower & Middle Keys Ambulance Dist 5,820,600 5,820,600 5,395,891 424,709 Total Public Safety 9,614,337 9,622,312 8,851,530 770,782 ' Physical Environment: Wastewater Upgrade 38,500 38,500 246 38,254 Total Expenditures 9,652,837 9,660,812 8,851,776 80910,148 ' Excess/Deficiency of Revenues , Over/(Under) Expenditures 811,736 803,761 1,551,846 748,085 Other Financing Sources/(Uses): , Reserve for Contingencies (33,065) (25,090) - 25,090 Reserve for Cash Balance (1,851,861) (1,851,861) - 1,851,861 Transfers from Other Funds 322,970 322,970 363,061 40,091 Transfers to Other Funds (1,425,267) (1,425,267) (1,396,650) 28,617 Total Other Financing Sources/(Uses) (2,987,223) (2,979,248) (1,033,589) 1,945,659 Net Change in Fund Balances (2,175,487) (2,175,487) 518,257 2,693,744 , Fund Balances, October 1 2,175,487 2,175,487 3,912,604 1,737,117 , Fund Balances, September 30 $ $ $ 4,430,861 $ 44 30,861 G-41 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN ' FUND BALANCES - BUDGET AND ACTUAL UPPER KEYS HEALTH CARE SPECIAL TAXING DISTRICT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 1 Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES: Investment Income $ 9,000 $ 9,000 $ 4,783 $ (4,217) Miscellaneous - - 28,191 28,191 ' Total Revenues 9,000 9,000 32,974 23,974 EXPENDITURES: ' Current: Human Services: Trauma District Administration 88,152 88,152 74,843 13,309 ' Trauma Transportation and Treatment 200,000 200,000 36,323 163,677 Trauma Pretransportation 2,000 2,000 2,000 Trauma Facility Upgrade 100 100 - 100 ' Total Expenditures 290,252 290,252 111,166 179,086 Excess/Deficiency of Revenues Over/(Under) Expenditures (281,252) (281,252) (78,192) 203,060 ' Other Financing (Sources/ Uses): Reserve for Contingencies (44,027) (44,027) - 44,027 ' Reserve for Cash Balance (87,802) (87,802) - 87,802 Transfers to Other Funds (14,779) (14,779) (14,779) - Total Other Financing Sources/(Uses) (146,608) (146,608) (14,779) 131,829 ' Net Change in Fund Balances (427,860) (427,860) (92,971) 334,889 Fund Balances, October 1 427,860 427,860 1,357,088 929,228 Fund Balances, September 30 $ - $ - $ 1,264,117 $ 1,264,117 ' G-42 p t MONROE COUNTY, FLORIDA ' SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL UNINCORPORATED AREA SERVICE DISTRICT - PARKS AND RECREATION SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with , Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES: Taxes $ 1,462,225 $ 1,462,225 $ 1,409,351 $ (52,874) Intergovernmental - - 5,561 5,561 ' Charges for Services 36,500 36,500 26,654 (7,846) Investment Income 13,000 13,000 6,684 (6,316) Miscellaneous 28,000 28,000 49,028 21,028 ' Total Revenues 1,539,725 1,539,725 1,499,278 (40,447) EXPENDITURES: ' Current: Physical Environment: Wastewater Upgrade 67,002 88,502 56,247 32,255 Culture and Recreation: Parks & Beaches Unincorporated 1,510,914 1,489,414 1,272,975 216,439 Jacob's Aquatic Center 180,000 180,000 180,000 - ' School Board Interlocal 32,000 32,000 19,905 12,095 Total Culture and Recreation 1,722,914 1,701,414 1,472,880 228,534 Total Expenditures 1,789,916 1,789,916 1,529 127 260 789 ' P � , Excess/Deficiency of Revenues ' Over/(Under) Expenditures (250,191) (250,191) (29,849) 220,342 Other Financing Sources/(Uses): Reserve for Contingencies (66,572) (66,572) - 66,572 Reserve for Cash Balance (361,044) (361,044) - 361,044 Transfers to Other Funds (183,953) (183,953) (183,953) - Transfers from Other Funds - - 18,519 18,519 Total Other Financing Sources/(Uses) (611,569) (611,569) (165,434) 446,135 Net Change in Fund Balances (861,760) (861,760) (195,283) 666,477 ' Fund Balances, October 1 861,760 861,760 1,317,518 455,758 Fund Balances, September 30 $ - $ - $ 1,122,235 $ 1,122,235 ' t G-43 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL UNINCORPORATED AREA SERVICE DISTRICT - PLANNING, BUILDING AND ZONING SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Taxes $ 1,183,434 $ 1,183,434 $ 1,201,425 $ 17,991 Intergovernmental 4,662,454 4,662,454 4,905,405 242,951 Charges for Services 545,000 545,000 572,986 27,986 Fines and Forfeitures 325,000 325,000 354,519 29,519 Investment Income 45,000 45,000 25,095 (19,905) Miscellaneous 1,500 1,500 44,525 43,025 Total Revenues 6,762,388 6,762,388 7,103,955 341,567 Expenditures: Current: General Government: Growth Mgmt County Attorney 494,920 522,878 514,180 8,698 Planning Department 1,189,798 1,231,798 1,223,755 8,043 2010 Comprehensive Plan 252,000 252,000 239,009 12,991 GIS 196,657 196,657 172,444 24,213 Planning Commission 84,191 84,191 77,530 6,661 Growth Mgmt Administration 762,593 720,593 468,341 252,252 Planning and Building Refunds 2,000 12,000 1,300 10,700 Total General Government 2,982,159 3,020,117 2,696,559 323,558 Public Safety: Code Enforcement 1,292,751 1,292,751 1,050,686 242,065 Fire & Rescue Coordinator 783,348 783,348 717,568 65,780 Fire Marshall 358,205 359,705 355,084 4,621 Total Public Safety 2,434,304 2,435,804 2,123,338 312,466 Physical Environment: Environmental Resources 368,729 368,729 355,116 13,613 Total Expenditures 5,785,192 5,824,650 5,175,013 649,637 Excess/Deficiency of Revenues Over/(Under) Expenditures 977,196 937,738 1,928,942 991,204 Other Financing Sources/(Uses): Reserve for Contingencies (376,527) (273,525) - 273,525 ' Reserve for Cash Balance (1,914,580) (1,914,580) - 1,914,580 ' (Continued) G-44 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL-CONTINUED UNINCORPORATED AREA SERVICE DISTRICT - PLANNING, BUILDING AND ZONING SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) ' Transfers to Other Funds (1,395,387) (1,458,931) (1,407,290) 51,641 Transfers from Other Funds - - 9,848 9,848 ' Total Other Financing Sources/(Uses) (3,686,494) (3,647,036) (1,397,442) 2,249,594 Net Change in Fund Balances (2,709,298) (2,709,298) 531,500 3,240,798 Fund Balances, October 1 2,709,298 2,709,298 5,258,089 2,548,791 Fund Balances, September 30 $ - $ - $ 5,789,589 $ 5,789,589 ' G-45 MONROE COUNTY, FLORIDA t SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL LOCAL HOUSING ASSISTANCE ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) 1 REVENUES: - Intergovernmental $ 350,000 $ 350,000 $ $ (350,000) Investment Income 4,000 4,000 2,947 (1,053) ' Miscellaneous 16,000 16,000 33,688 17,688 Total Revenues 370,000 370,000 36,635 (333,365) t EXPENDITURES: Current: Economic Environment: t Homeowner Assistance 10 550,000 550,000 520,671 29,329 Homeowner Assistance 12 315,000 315,000 19,688 295,312 Fair Housing 10 5,000 5,000 - 5,000 t Fair Housing 11 5,000 5,000 = 5,000 Fair Housing 12 5,000 5,000 5,000 Administration 10 25,000 25,000 25,000 - t Administration 12 38,203 38,203 3,532 34,671 Total Expenditures 943,203 943,203 568,891 374,312 ' Excess/Deficiency of Revenues Over/(Under) Expenditures (573,203) (573,203) (532,256) 40,947 ' Other Financing Sources/(Uses): Reserve for Contingencies (15,000) (15,000) - 15,000 Reserve for Cash Balance (108,934) (108,934) - 108,934 ' Total Other Financing Sources/(Uses) (123,934) (123,934) - 123,934 Net Change in Fund Balances (697,137) (697,137) (532,256) 164,881 Fund Balances, October 1 697,137 697,137 1,096,026 398,889 1 Fund Balances, September 30 $ - $ - $ 563,770 $ 563,770 1 G-46 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL MUNICIPAL POLICING SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES: Taxes $ 3,609,074 $ 3,609,074 $ 3,482,494 $ (126,580) Charges for Services 3,044,343 3,044,343 3,065,706 21,363 ' Investment Income 13,500 13,500 9,764 (3'1736) Total Revenues 6,666,917 6,666,917 6,557,964 (108,953) EXPENDITURES: ' Current: Public Safety: ' Insurance Unincorporated & Layton 474,434 465,325 443,321 22,004 Insurance Islamorada 199,575 208,684 208,684 - Insurance Marathon 179,448 179,448 173,821 5,627 Total Public Safety 853,457 853,457 825,826 27,631 Total Expenditures 853,457 853,457 825,826 27,631 ' Excess/Deficiency of Revenues Over/(Under) Expenditures 5,813,460 5,813,460 5,732,138 (81,322) ' Other Financing Sources/(Uses): Reserve for Contingencies (77,133) (77,133) - 77,133 ' Reserve for Cash Balance (770,835) (770,835) - 770,835 Transfers to Other Funds (6,130,644) (6,130,644) (6,120,688) 9,956 Transfers from Other Funds 100,000 100,000 231,372 131,372 Total Other Financing Sources/(Uses) (6,878,612) (6,878,612) (5,889,316) 989,296 ' Net Change in Fund Balances (1,065,152) (1,065,152) (157,178) 907,974 Fund Balances, October 1 1,065,152 1,065,152 1,811,601 746,449 ' Fund Balances, September30 $ - $ - $ 1,654,423 $ 1,654,423 ' 1 1 G-47 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL DUCK KEY SECURITY DISTRICT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES: Licenses and Permits $ 75,000 $ 75,000 $ 75,796 $ 796 Investment Income 2,000 2,000 1,542 (458) ' Total Revenues 77,000 77,000 77,338 338 EXPENDITURES: ' Current: Public Safety: Island Security 218,948 218,948 48,461 170,487 Total Expenditures 218,948 218,948 48,461 170,487 Excess/Deficiency of Revenues Over/(Under) Expenditures (141,948) (141,948) 28,877 170,825 ' Other Financing Sourcesf(Uses):Reserve for Contingencies (31,600) (31,600) - 31,600 Reserve for Cash Balance (63,199) (63,199) - 63,199 ' Transfers from Other Funds - - 456 456 Transfers to Other Funds (2,250) (2,250) (9) 2,241 Total Other Financing Sources/(Uses) (97,049) (97,049) 447 97,496 ' Net Change in Fund Balances (238,997) (238,997) 29,324 268,321 Fund Balances, October 1 238,997 238,997 370,920 131,923 ' Fund Balances, September 30 $ $ - $ 400,244 $ 400,244 G-48 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL BOATING IMPROVEMENT SPECIAL REVENUE FUND, FOR THE YEAR ENDED SEPTEMBER 30, 2012 t Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Charges for Services $ 603,000 $ 603,000 $ 676,126 $ 73,126 Investment Income 12,000 12,000 8,393 (3,607) Miscellaneous - - 571 571 Total Revenues 615,000 615,000 685,090 70,090 EXPENDITURES: Current:. Physical Environment: Boating Improvement 250,000 274,831 234,900 39,931 Boating Imp Fees/Retained Vessel 502,881 502,881 263,216 239,665 Total Expenditures 752,881 777,712 498,116 279,596 Excess/Deficiency of Revenues Over/(Under) Expenditures (137,881) (162,712) 186,974 349,686 Other Financing Sources/(Uses): Reserve for Contingencies (105,000) (80,169) - 80,169 Reserve for Cash Balance (214,470) (214,470) - 214,470 i Total Other Financing Sources/(Uses) (319,470) (294,639) - 294,639 Net Change in Fund Balances (457,351) (457,351) 186,974 644,325 Fund Balances, October 1 457,351 457,351 2,175,858 1,718,507 Fund Balances, September 30 $ - $ - $ 2,362,832 $ 2,362,832 G-49 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN ' FUND BALANCES - BUDGET AND ACTUAL MISCELLANEOUS SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 1 Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES: - Licenses and Permits $ $ 37,738 $ 37,738 $ - Charges for Services - 307,160 350,225 43,065 ' Fines and Forfeitures _ 172,655 264,295 91,640 Investment Income 8,271 8,271 Miscellaneous - 27,935 24,085 (3,850) ' Total Revenues - 545,488 684,614 139,126 EXPENDITURES: ' Current: General Government: Conservation Land Purchase - 7,088 - 7,088 Public Safety: Interagency Communications - - - - Education-Building Department 20,388 43,884 17,624 26,260 Environmental Resource Education 13,000 27,242 3,419 23,823 Total Public Safety 33,388 71,126 21,043 50,083 ' Economic Environment: Climate Leadership Summit - 27,935 22,842 5,093 ' Human Services: FL Keys Council for the Handicapped - 7,835 805 7,030 Bayshore Donations - 1,240 - 1,240 ' Traffic Educ, Ord 021-2002 _ 71,551 71 ,551 Legal Aid 28,204 28,204 Total Human Services - 108,830 100,560 8,270 ' Culture and Recreation: Settler's Park Landscaping - - Library Special Programs - 28,462 6,459 22,003 Library Donation-Golan Trust 375,179 4,825 370,354 Total Culture and Recreation - 403,641 11,284 392,357 ' Court Related: Alt Dispute Resolution - Civil 10,128 10,128 804 9,324 Teen Court - Ord 016-2004 - - - - Ord 016-2004 St Court Sup 100,000 128,204 87,179 41,025 SA Ct Tech FS28.24(12)(E) 375,000 437,799 - 437,799 (Continued) ' G-50 1 i e MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED MISCELLANEOUS SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) PD Ct Tech FS28.24(12)(E) 9,856 49,059 17,817 31,242 J Ct Tech FS28.24(12)(E) 167,968 181,727 105,398 76,329 ' Total Court Related 662,952 806,917 211,198 595,719 Total Expenditures 696,340 1,425,537 366,927 1,058,610 ' Excess/Deficiency of Revenues Over/(Under) Expenditures (696,340) (880,049) 317,687 1,197,736 Other Financing Sources/(Uses): Reserve for Contingencies (639,142) (242,025) 242,025 Transfers to Other Funds - (213,408) (197,193) 16,215 Total Other Financing Sources/(Uses) (639,142) (455,433) (197,193) 258,240 Net Change in Fund Balances (1,335,482) (1,335,482) 120,494 1,455,976 ' Fund Balances, October 1 1,335,482 1,335,482 2,120,390 784,908 Fund Balances, September 30 $ - $ - $ 2,240,884 $ 2,240,884 i G-51 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL ENVIRONMENTAL RESTORATION SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget Original Final Positive REVENUES: Budget Budget Actual (Negative) Fines and Forfeitures $ 100,000 $ 100,000 $ 240,275 $ 140,275 Investment Income 8,000 8,000 5,452 (2,548) Total Revenues 108,000 108,000 245,727 137,727 EXPENDITURES: Current: Physical Environment: Environmental Restoration 171,162 171,162 127,193 43,969 Excess/Deficiency of Revenues Over/(Under) Expenditures (63,162) (63,162) 118,534 181,696 ' Other Financing Sources/(Uses): Reserve for Contingencies (132,726) (132,726) - 132,726 Reserve for Cash Balance (50,069) (50,069) _ 50,069 Total Other Financing Sources/(Uses) (182,795) (182,795) 182,795 Net Change in Fund Balances (245,957) (245,957) 118,534 364,491 Fund Balances, October 1 245,957 245,957 1,325,656 1,079,699 ' Fund Balances, September 30 $ - $ - $ 1,444,190 $ 1,444,190 1 � �I 1 G-52 1 MONROE COUNTY, FLORIDA ' SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL COURT FACILITY FEES SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES: Charges for Services $ 600,000 $ 600,000 $ 594,359 $ (5,641) Investment Income 12,000 12,000 9,810 (2,190) ' Total Revenues 612,000 612,000 604,169 (7,831) EXPENDITURES: Current: Court Related: Court Facility 425,090 425,090 312,282 112,808 ' Excess/Deficiency of Revenues Over/(Under) Expenditures 186,910 186,910 291,887 104,977 Other Financing Sources/(Uses): Reserve for Contingencies (273,283) (173,283) - 173283 Reserve for Cash Balance (216,567) (216,567) - 216:567 ' Transfers to Other Funds (319,431) (419,431) (409,802) 9,629 Total Other Financing Sources/(Uses) (809,281) (809,281) (409,802) 399,479 Net Change in Fund Balances 622,371) (622,371) (117,915) 504,456 ' 9 ( Fund Balances, October 1 622,371 622,371 2,448,729 1,826,358 ' Fund Balances, September 30 $ - $ - $ 2,330,814 $ 2,330,814 1 1 G-53 MONROE COUNTY, FLORIDA 1 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL DRUG ABUSE TRUST SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES: Charges for Services $ 14,000 $ 14,000 $ 27,711 $ 13,711 Investment Income 800 800 510 (290) Total Revenues 14,800 14,800 28,221 13,421 EXPENDITURES: ' Current: Human Services: Drug Abuse Trust Fund 75,972 20,141 17,063 3,078 ' Excess/Deficiency of Revenues Over/(Under) Expenditures (61,172) (5,341) 11,158 16,499 Other Financing Sources/(Uses): Reserve for Contingencies (10,853) (66,684) - 66,684 Reserve for Cash Balance (21,706) (21,706) _ 21,706 Total Other Financing Sources/(Uses) (32,559) (88,390) 88,390 Net Change in Fund Balances (93,731) (93,731) 11,158 104,889 Fund Balances, October 1 93,731 93,731 128,882 35,151 ' Fund Balances, September 30 $ - $ - $ 140,040 $ 140,040 1 1 G-54 1 3 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL z MARATHON MUNICIPAL SERVICE TAXING UNIT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Variance with ' Final Budget Original Final Positive P Budget Budget Actual (Negative) ' REVENUES: Taxes $ $ - $ 1,328 $ 1,328 Investment Income - - 1 1 ' Total Revenues - - 1,329 1,329 EXPENDITURES: , Current: Total Expenditures Excess/Deficiency of Revenues Over/(Under) Expenditures - - 1,329 1,329 Other Financing Sources/(Uses): Reserve for Contingencies (51) (51) - 51 Reserve for Cash Balance (102) (102) - 102 Transfers from Other Funds - - 18 18 Transfers to Other Funds (355) (355) (39) 316 Total Other Financing Sources/(Uses) (508) (508) (21) 487 Net Change in Fund Balances (508) (508) 1,308 1,816 Fund Balances, October 1 508 508 638 130 Fund Balances, September 30 $ - $ - $ 1,946 $ 1,946 , 1 1 1 1 1 1 G-55 MONROE COUNTY, FLORIDA ' SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL BAY POINT MUNICIPAL SERVICE TAXING UNIT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Variance with Final Budget Original Final Positive ' Budget Budget Actual (Negative) REVENUES: Investment Income $ 500 $ 500 $ 350 $ (150) Total Revenues 500 500 350 (150) ' EXPENDITURES: Current: Physical Environment: Bay Point Wastewater 49,986 57,127 52,739 4,388 Total Expenditures 49,986 57,127 52,739 4,388 Excess/Deficiency of Revenues ' Over/(Under) Expenditures (49,486) (56,627) (52,389) 4,238 Other Financing Sources/(Uses): ' Reserve for Contingencies (7,141) - _ - Reserve for Cash Balance (14,282) (14,282) 14,282 Total Other Financing Sources/(Uses) (21,423) (14,282) - 14,282 ' Net Change in Fund Balances (70,909) (70,909) (52,389) 18,520 ' Fund Balances, October 1 70,909 70,909 105,088 34,179 Fund Balances, September 30 $ - $ - $ 52,699 $ 52,699 1 1 G-56 MONROE COUNTY, FLORIDA ' SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL BIG COPPITT MUNICIPAL SERVICE TAXING UNIT SPECIAL REVENUE FUND ' 3 FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES: Taxes $ - $ - $ 214 $ 214 Investment Income 200 200 59 (141) ' Total Revenues 200 200 273 73 EXPENDITURES: Current: Physical Environment: Big Coppitt Wastewater 24,200 26,200 26,097 103 ' Total Expenditures 24,200 26,200 26,097 103 Excess/Deficiency of Revenues ' Over/(Under) Expenditures (24,000) (26,000) (25,824) 176 Other Financing Sources/(Uses): t Reserve for Contingencies (2,000) - - - Reserve for Cash Balance (3,196) (3,196) - 3,196 Total Other Financing Sources/(Uses) (5,196) (3,196) - 3,196 ' Net Change in Fund Balances (29,196) (29,196) (25,824) 3,372 Fund Balances October 1 29,196 29,196 30,467 1,271 Fund Balances, September 30 $ - $ - $ 4,643 $ 4,643 ' G-57 mvnKUt I;UUN I Y, t-LUKIUA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN ' FUND BALANCES - BUDGET AND ACTUAL KEY LARGO MUNICIPAL SERVICE TAXING UNIT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES:Taxes $ - -$ $ 1,516 $ 1,516 Investment Income 100 100 54 (46) ' Total Revenues 100 100 1,570 1,470 EXPENDITURES: ' Current: Physical Environment: Key Largo Wastewater 8,567 8,567 6,917 1,650 ' Total Expenditures 8,567 8,567 6,917 1,650 Excess/Deficiency of Revenues ' Over/(Under) Expenditures (8,467) (8,467) (5,347) 3,120 Other Financing Sources/(Uses): ' Reserve for Contingencies (1,224) (1,224) = 1,224 Reserve for Cash Balance (2,447) (2,447) 2,447 Transfers from Other Funds - - 10 10 ' Total Other Financing Sources/(Uses) (3,671) (3,671) 10 3,681 Net Change in Fund Balances (12,138) (12,138) (5,337) 6,801 ' Fund Balances, October 1 12,138 12,138 14,003 1 ,865 I ' Fund Balances, September 30 $ - $ - $ 8,666 $ 8,666 1 1 1 G-58 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL STOCK ISLAND WASTEWATER SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 3D, 2012 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) , REVENUES: Taxes $ 100 $ 100 $ 141 $ 41 Licenses and Permits 47,000 47,000 51,774 4,774 , Investment Income 2,500 2,500 2,118 (382) Total Revenues 49,600 49,600 54,033 4,433 i EXPENDITURES: , Current: Physical Environment: , Stock Island Wastewater 205,360 205,360, 38,316 167,044 Stock Island Cap Fee Refund 5,000 5,000 - 5,000 Total Physical Environment 210,360 210,360 38,316 172,044 Total Expenditures 210,360 210,360 38,316 172,044 Excess/Deficiency of Revenues , Over/(Under) Expenditures (160,760) (160,760) 15,717 176,477 Other Financing Sources/(Uses): Reserve for Contingencies (30,182) (30,182) - 30,182 Reserve for Cash Balance (59,869) (59,869) - 59,869 Transfers from Other Funds - - 458 458 , Transfers to Other Funds (1,410) (1,410) (1,004) 406 Total Other Financing Sources/(Uses) (91,461) (91,461) (546) 90,915 Net Change in Fund Balances (252,221) (252,221) 15,171 267,392 Fund Balances, October 1 252,221 252,221 537,429 285,208 , Fund Balances, September 30 $ - $ - $ 552,600 $ 552,600 G-59 MONROE COUNTY, FLORIDA ' SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL CUDJOE-SUGARLOAF MUNICIPAL SERVICE TAXING UNIT SPECIAL REVENUE FUND FOR THE YEAR ENDED•SEPTEMBER 30, 2012 I Variance with Final Budget Original Final Positive REVENUES: Budget Budget Actual (Negative) ' Taxes $ - -$ $ 413 $ 413 Investment Income 1,000 1,000 464 (536) ' Total Revenues 1,000 1,000 877 (123) EXPENDITURES: ' Current: Physical Environment: Cudjoe-Sugarloaf Wastewater 85,937 86,937 78,923 8,014 ' Total Expenditures 85,937 86,937 78,923 8,014 ' Excess/Deficiency of Revenues Over/(Under) Expenditures (84,937) (85,937) (78,046) 7,891 Other Financing Sources/(Uses): ' Reserve for Contingencies (1,000) - - - Reserve for Cash Balance (5,386) (5,386) - 5,386 Transfers to Other Funds (100) (100) (12) ' Transfers from Other Funds - - 6 6 Total Other Financing Sources/(Uses) (6,486) (5,486) (6) 5,480 ' Net Change in Fund Balances (91,423) (91,423) (78,052) 13,371 Fund Balances, October 1 91,423 91,423 155,526 64,103 Fund Balances, September 30 $ - $ - $ 77,474 $ 77,474 1 1 1 1 ' G-60 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL CONCH KEY MUNICIPAL SERVICE TAXING UNIT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES: Investment Income EXPENDITURES: ' Current: Physical Environment: Conch Key MSTU 1,868 2,134 1,813 321 I Excess/Deficiency of Revenues Over/(Under) Expenditures (1,868) (2,134) (1,812) 322 Other Financing Sources/(Uses): ' Reserve for Contingencies (266) - - - Reserve for Cash Balance (534) (534) - 534 Total Other Financing Sources/(Uses) (800) (534) - 534 ' Net Change in Fund Balances (2,668) (2,668) (1,812) 856 Fund Balances October 1 2,668 2,668 2,993 325 ' Fund Balances, September30 $ - $ - $ 1,181 $ 1,181 ' G-61 MONROE COUNTY, FLORIDA ' SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL LONG KEY-LAYTON MUNICIPAL SERVICE TAXING UNIT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Investment Income $ 100 $ 100 $ 78 $ (22) EXPENDITURES: Current: Physical Environment: ' Long Key-Layton Wastewater 8,458 8,458 4,065 4,393 Total Expenditures 8,458 8,458 4,065 4,393 Excess/Deficiency of Revenues Over/(Under) Expenditures (8,358) (8,358) (3,987) 4,371 ' Other Financing Sources/(Uses): Reserve for Contingencies (1,208) (1,208) - 1,208 ' Reserve for Cash Balance (2,416) (2,416) _ 2,416 Total Other Financing Sources/(Uses) (3,624) (3,624) 3,624 Net Change in Fund Balances (11,982) (11,982) (3,987) 7,995 ' Fund Balances, October 1 11,982 11,982 24,937 12,955 ' Fund Balances, September 30 $ - $ - $ 20,950 $ 20,950 1 ' G-62 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL DUCK KEY MUNICIPAL SERVICE TAXING UNIT SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 I I Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES: Taxes $ 2,000 $ 2,000 $ 311 $ (1,689) Investment Income 600 600 355 (245) Total Revenues 2,600 2,600 666 (1,934) EXPENDITURES: ' Current: General Government: Tax Collector Fees 60 60 - 60 ' Physical Environment: Duck Key Wastewater 43,419 43,419 29,607 13,812 ' Total Expenditures 43,479 43,479 29,607 13,872 Excess/Deficiency of Revenues 1 Over/(Under) Expenditures (40,379) (40,879) (28,941) 11,938 Other Financing Sources/(Uses): ' Reserve for Contingencies (6,164) (6,164) - 6,164 Reserve for Cash Balance (12,000) (12,000) - 12,000 Transfers from Other Funds - - 4 4 Total Other Financing Sources/(Uses) (18,164) (18,164) 4 18,168 Net Change in Fund Balances (59,043) (59,043) (28,937) 30,106 Fund Balances, October 1 59,043 59,043 115,447 56,404 Fund Balances, September 30 $ - $ - $ 86,510 $ 86,510 ' G-63 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL BUILDING FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES: Licenses and Permits $ 2,155,000 $ 2,155,000 $ 2,086,750 $ (68,250) l Charges for Services 49,000 49,000 47,599 (1,401) Investment Income 7,000 7,000 4,195 (2,805) Miscellaneous 10,000 10,000 8,283 (1,717) Total Revenues 2,221,000 2,221,000 2,146,827 (74,173) EXPENDITURES: Current: ' Public Safety Building Department 2,340,029 2,340,029 2,200,420 139,609 Building Refunds 4,000 17,980 9,677 8,303 ' Total Expenditures 2,344,029 2,358,009 2,210,097 147,912 Excess/Deficiency of Revenues Over/(Under) Expenditures (123,029) (137,009) (63,270) 73,739 Other Financing Sources/(Uses): ' Reserve for Contingencies (89,819) (75,839) - 75,839 Reserve for Cash Balance (275,158) (275,158) 275,158 Total Other Financing Sources/(Uses) (364,977) (350,997) - 350,997 ' Net Change in Fund Balances (488,006) (488,006) (63,270) 424,736 Fund Balances, October 1 488,006 488,006 956,559 468,553 Fund Balances, September 30 $ - $ - $ 893,289 $ 893,289 G-64 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL SHERIFF'S TEEN COURT SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Charges for Services $ 64,500 $ 65,000 $ 63,701 $ (1,299) EXPENDITURES: Current: Public Safety 58,700 57,500 55,333 2,167 Excess/(Deficiency) of Revenues Over/(Under) Expenditures 5,800 7,500 8,368 868 r Net Change in Fund Balances 5,800 7,500 8,368 868 Fund Balances, October 1 15,061 15,061 15,061 Fund Balances, September 30 $ 20,861 $ 22,561 $ 23,429 $ 868 G-65 MONROE COUNTY, FLORIDA 1 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL ' SHERIFF'S FEDERAL FORFEITURE SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: = - Intergovernmental $ $ $ 1,555,961 $ 1,555,961 Investment Income - - 17,192 17,192 Total Revenues - - 1,573,153 1,573,153 EXPENDITURES: Current: Public Safety: Law Enforcement 311,600 60,000 57,624 2,376 Grants and Aid - 700,000 697,617 2,383 Total Expenditures 311,600 760,000 755,241 4,759 Excess/(Deficiency) of Revenues Over/(Under) Expenditures (311,600) (760,000) 817,912 1,577,912 Net Change in Fund Balances (311,600) (760,000) 817,912 1,577,912 ' Fund Balances, October 1 1,635,832 1,635,832 1,635,832 - Fund Balances, September 30 $ 1,324,232 $ 875,832 $ 2,453,744 $ 1,577,912 G-66 MONROE COUNTY, FLORIDA t SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL SHERIFF'S STATE FORFEITURE SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES: Fines and Forfeitures $ 69,750 $ 64,800 $ 60,231 $ (4,569) Investment Income 3,750 3,700 2,457 (1,243) Total Revenues 73,500 68,500 62,688 (5,812) EXPENDITURES: ' Current: Public Safety: Law Enforcement 308,118 355,618 97,551 258,067 ' Excess/(Deficiency) of Revenues Over/(Under) Expenditures (234,618) (287,118) (34,863) 252,255 ' F Other Financing Sources/(Uses): Reserves for Contingencies (41,771) (41,771) - 41,771 Reserves for Cash Balance (83,972) (83,972) Transfers to Other Funds (56,000) (3,500) (3,499) 1 Total Other Financing Sources/Uses (181,743) (129,243) (3,499) 125,744 Net Change in Fund Balances (416,361) (416,361) (38,362) 377,999 Fund Balances, October 1 416,361 416,361 654,978 238,617 Fund Balances, September 30 $ - $ - $ 616,616 $ 616,616 G-67 MONROE COUNTY, FLORIDA ' SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL SHERIFF'S CONTRACT ADMINISTRATIVE SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Intergovernmental $ 349,000 $ 453,500 $ 450,045 $ (3,455) Charges for Services 3,000,000 2,980,000 2,977,816 (2,184) Investment Income 1,000 1,000 733 (267) Total Revenues 3,350,000 3,434,500 3,428,594 (5,906) EXPENDITURES: Current: Public Safety 3,179,500 3,180,000 3,172,214 7,786 ' Net Change in Fund Balances 170,500 254,500 256,380 1 ,880 Fund Balances, October 1 528,937 528,937 528,937 - Fund Balances, September 30 $ 699,437 $ 783,437 $ 785,317 $ 1,880 1 1 G-68 MONROE COUNTY, FLORIDA . t SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL SHERIFF'S COMMISSARY SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 S Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES: Charges for Services $ 435,000 $ 406,500 $ 413,913 $ 7,413 Investment Income 3,000 3,400 3,434 34 ' Miscellaneous 5,000 5,100 5,740 640 Total Revenues 443,000 415,000 423,087 8,087 EXPENDITURES: Current: Public Safety 290,000 310,000 302,637 7,363 ' Excess/(Deficiency) of Revenues Over/(Under) Expenditures 153,000 105,000 120,450 15,450 ' Other Financing Sources/(Uses): Transfers from Other Funds - 3,500 3,499 (1) ' Net Change in Fund Balances 153,000 108,500 123,949 15,449 Fund Balances October 1 288,781 389,581 399,937 10,356 Fund Balances, September 30 $ 441,781 $ 498,081 $ 523,886 $ 25,805 ' 1 1 1 G-69 MONROE COUNTY, FLORIDA ' SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL SHERIFF'S INTERAGENCY COMMUNICATIONS SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget ' Original Final Positive Budget Budget Actual (Negative) REVENUES: ' Charges for Services $ 60,000 $ 63,000 $ 63,111 $ 111 Miscellaneous 9,000 8,000 8,635 635 ' Total Revenues 69,000 71,000 71,746 746 EXPENDITURES: ' Current: Public Safety 268,000 229,000 221,677 7,323 ' Excess/(Deficiency) of Revenues Over/(Under) Expenditures (199,000) (158,000) (149,931) 8,069 ' Other Financing Sources/(Uses): Intergovernmental 156,000 158,000 140,785 (17,215) 1 Net Change in Fund Balances (43,000) - (9,146) (9,146) Fund Balances, October 1 43,000 - 1,183,529 1,183,529 ' Fund Balances September 30 $ - $ - $ 1,174,383 $ 1,174,383 G-70 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL SHERIFF'S TRAUMA STAR SPECIAL REVENUE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget ' Original Final Positive Budget Budget Actual (Negative) , EXPENDITURES: Current: Public Safety 1,265,752 1,440,752 1,532,126 (91,374) Excess/(Deficiency) of Revenues Over/(Under) Expenditures (1,265,752) (1,440,752) (1,532,126) (91,374) ' Other Financing Sources/(Uses): Transfers from Other Funds 1,265,752 1,440,752 1,532,126 (91,374) ' Net Change in Fund Balances - - - - Fund Balances October 1 - - - -Fund Balances, September 30 G-71 MONROE COUNTY, FLORIDA ' SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL SHERIFF'S RADIO COMMUNICATIONS SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) EXPENDITURES: Current: Public Safety 353,530 262,641 262,641 - Excess/(Deficiency) of Revenues Over/(Under) Expenditures (353,530) (262,641) (262,641) - Other Financing Sources/(Uses): Transfers from Other Funds 353,530 353,530 353,530 - ' Transfers to Other Funds - (90,889) (90,889) - Total Other Financing Sources/Uses 353,530 262,641 262,641 Net Change in Fund Balances - - - - Fund Balances, October 1 - - - - Fund Balances, September 30 $ - $ - $ - $ - G-72 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL SHERIFF'S GRANTS SPECIAL REVENUE FUND t FOR THE YEAR ENDED SEPTEMBER 30, 2012 t Variance with Final Budget t Original Final Positive Budget Budget Actual (Negative) REVENUES: ' Intergovernmental $ 483,000 $ 380,000 $ 357,765 $ (22,235) EXPENDITURES: ' Current: Public Safety 977,000 839,000 834,215 4,785 ' Excess/(Deficiency) of Revenues Over/(Under) Expenditures (494,000) (459,000) (476,450) (17,450) ' Other Financing Sources/(Uses): Transfers from Other Funds 625,000 465,000 469,536 4,536 t Net Change in Fund Balances 131,000 6,000 (6,914) (12,914) Fund Balances, October 1 12,010 12,010 12,010 - Fund Balances, September 30 $ 143,010 $ 18,010 $ 5,096 $ (12,914) t t t i t G-73 MONROE COUNTY, FLORIDA ' SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL SHERIFF'S SHARED ASSET FORFEITURE SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) t REVENUES: Investment Income $ 237,000 $ 242,000 $ 240,398 $ (1,602) EXPENDITURES: ' Current: Public Safety: Law Enforcement 4,000 2,000 1,264 736 Grants and Aid 161,000 156,000 154,948 1,052 Total Expenditures 165,000 158,000 156,212 1,788 Net Change in Fund Balances 72,000 84,000 84,186 186 Fund Balances, October 1 5,089,547 5,089,547 5,089,547 - i Fund Balances, September 30 $ 5,161,547 $ 5,173,547 $ 5,173,733 $ 186 p 1 1 1 1 1 G-74 MONROE COUNTY, FLORIDA t SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL SHERIFF'S E911 SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with ' Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES: Charges for Services $ 650,000 $ 591,594 $ 528,307 $ (63,287) Investment Income 25,300 20,300 19,083 (1,217) ' Total Revenues 675,300 611,894 547,390 (64,504) EXPENDITURES: Current: Public Safety 454,935 260,629 228,162 32,467 Excess/ Deficienc of Revenues ( Y) Over/(Under) Expenditures 220,365 351,265 319,228 (32,037) Other Financing Sources/(Uses): ' Transfers to Other Funds - (15,000) (14,577) 423 5 ' Net Change in Fund Balances 220,365 336,26 304,651 (31,614) Fund Balances, October 1 1,972,686 1,888,786 1,930,699 41,913 Fund Balances, September 30 $ 2,193,051 $ 2,225,051 $ 2,235,350 $ 10,299 G-75 , MONROE COUNTY, FLORIDA ' SCHEDULE OF REVENUES, EXPENDITURES AND.CHANGES IN FUND BALANCES - BUDGET AND ACTUAL CLERK'S RECORDS MODERNIZATION SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: ' Charges for Services $ 223,000 $ 223,000 $ 240,158 $ 17,158 Fines and Forfeitures 222,000 222,000 191,260 (30,740) j ' Investment Income 6,600 6,600 10,536 3,936 I Total Revenues 451,600 451,600 441,954 (9,646) ' EXPENDITURES: Current: Court Related: Modernization Trust 1,073,600 1,073,600 365,052 708,548 Excess/(Deficiency) of Revenues Over/(Under) Expenditures (622,000) (622,000) 76,902 698,902 Other Financing Sources/(Uses): ' Reserve for Contingencies (152,000) (152,000) - 152,000 Total Other Financing Sources/(Uses) (152,000) (152,000) - 152,000 Net Change in Fund Balances (774,000) (774,000) 76,902 850,902 ' Fund Balances, October 1 774,000 774,000 1,177,815 403,815 Fund Balances, September 30 $ - $ - $ 1,254,717 $ 1,254,717 G-76 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL CLERK'S COURT RELATED SPECIAL REVENUE FUND ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with 1 Final Budget Original Final Positive Budget Budget Actual (Negative) ' REVENUES: Intergovernmental $ 3,367,662 $ 3,359,607 $ 3,334,507 $ (25,100) EXPENDITURES: Current: Court Related: ' Clerk Administration 290,855 270,855 241,963 28,892 Clerk Records Management 351,154 316,154 289,111 27,043 Clerk Jury Management 176,224 176,075 161,000 15,075 Clerk Circuit Court Criminal 725,304 672,033 620,337 51,696 Clerk Circuit Court Civil 499,490 494,469 481,727 12,742 Clerk Circuit Court Foreclosure - 35,237 23,530 11,707 Clerk Circuit Court Family 131,667 129,938 121,263 8,675 Clerk Circuit Court Juvenile 114,003 109,806 83,583 26,223 Clerk Circuit Court Probate 95,972 95,227 92,202 3,025 Clerk County Court Criminal 562,262 552,522 511,642 40,880 Clerk County Court Civil 204,775 163,913 142,198 21,715 Clerk County Court Traffic 636,940 634,362 622,648 11,714 Total Expenditures 3,788,646 3,650,591 3,391,204 259,387 Excess/(Deficiency) of Revenues Over/(Under) Expenditures (420,984) (290,984) (56,697) 234,287 Other Financing Sources/(Uses): Reserve for Contingencies (70,984) (70,984) - 70,984 Transfer from Other Funds 951,968 821,968 581,600 (240,368) ' Transfer to Other funds (460,000) (460,000) (524,903) (64,903) Total Other Financing Sources/(Uses) 420,984 290,984 56,697 (234,287) Net Change in Fund Balances - - - - Fund Balances, October 1 - - - - Fund Balances, September 30 $ - $ - $ - $ - G-77 MONROE COUNTY, FLORIDA ' ONE CENT INFRASTRUCTURE SURTAX CAPITAL PROJECT FUND SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL ' FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Taxes $ 14,500,000 $ 14,500,000 $ 16,318,450 $ 1,818,450 Investment Income 100,000 100,000 90,889 (9,111) Miscellaneous 10 - 9,160 9,160 Total Revenues 14,600,010 14,600,000 16,418,499 1,818,499 ' EXPENDITURES: Current: Capital Outlay: ' General Government 1,575,657 1,890,010 598,735 1,291,275 Public Safety _ ' Public Safety Capital Projects 2,736,444 2,609,448 270,325 2,339,123 Med Exam Environmental Mitigtn 5,500 5,500 5,500 - k Total Public Safety 2,741,944 2,614,948 275,825 2,339,123 1� Physical Environment 700,000 1,184,f776 484,774 700,002 i Transportation: Const. Mgmt 570,175 481,244 378,095 103,149 1 Total Capital Outlay Expenditures 5,587,776 6,170,978 1,737,429 4,433,549 ' Excess/Deficiency of Revenues Over/(Under) Expenditures 9,012,234 8,429,022 14,681,070 6,252,048 k ' Other Financing Sources/(Uses): Reserve for Contingencies (500,000) (500,000) - 500,000 Transfers from Other Funds 1,965,801 2,430,448 409,802 (2,020,646) ' Transfers to Other Funds (13,170,479) (17,640,669) (12,530,196) 5,110,473 Total Other Financing Sources/(Uses) (11,704,678) (15,710,221) (12,120,394) 3,589,827 Net Change in Fund Balances (2,692,444) (7,281,199) 2,560,676 9,841,875 ' Fund Balances, October 1 2,692,444 7,281,199 22,311,153 15,029,954 Fund Balances, September 30 $ - $ - $24,871,829 $ 24,871,829 G-78 1 MONROE COUNTY, FLORIDA ' INFRASTRUCTURE SALES SURTAX REVENUE BONDS, SERIES 2007 CAPITAL PROJECTS FUND SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with , Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES: Investment Income $ 35,000 $ 35,000 $ 24,372 $ (10,628) EXPENDITURES: Current: Capital Outlay: Public Safety Projects 5,646,459 3,946,229 1,144,736 2,801,493 Physical Environment Projects 1,513,939 3,313,417 2,607,899 705,518 Total Capital Outlay Expenditures 7,160,398 7,259,646 3,752,635 3,507,011 Excess/Deficiency of Revenues Over/(Under) Expenditures (7,125,398) (7,224,646) (3,728,263) 3,496,383 Other Financing Sources/(Uses): Reserve for Contingencies - (725,965) - 725,965 Reserve for Cash Balance - (1,130,230) - 1,130,230 ' Total Other Financing Sources/(Uses) - (1,856,195) - 1,856,195 Net Change in Fund Balances (7,125,398) (9,080,841) (3,728,263) 5,352,578 ' Fund Balances, October 1 7,125,398 9,080,841 11,353,238 2,272,397 Fund Balances, September 30 $ - $ - $ 7,624,975 $ 7,624,975 G-79 MONROE COUNTY, FLORIDA ALL DEBT SERVICE FUNDS SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2012 Variance with Final Budget Original Final Positive ' REVENUES: Budget Budget Actual (Negative) Investment Income $ 13,500 $ 13,500 $ 15,475 $ 1,975 ' EXPENDITURES: Current: ' Debt Service: 2003 Revenue Bonds: Principal 1,445,000 1,445,000 1,445,000 - ' Interest 431,670 431,670 407,105 24,565 Total 2003 Revenue Bonds 1,876,670 1,876,670 1,852,105 24,565 2007 Revenue Bonds Principal 2,775,000 2,775,000 2,775,000 - Interest 932,545 932,545 877,300 55,245 Other Debt Service Costs 255 255 255 - ' Total Guaranteed Entitlement Ln 3,707,800 3,707,800 3,652,555 55,245 i p Clean Water SRF Loan z ' Principal 2,516,800 2,126,789 1,912,753 214,036 Interest 383,200 383,200 269,831 113,369 i Other Debt Service Costs - 390,011 390,011 - Total Guaranteed Entitlement Ln 2,900,000 2,900,000 2,572,595 327,405 I Total Expenditures 8,484,470 8,484,470 8,077,255 407,215 ' Excess/Deficiency of Revenues Over/(Under) Expenditures (8,470,970) (8,470,970) (8,061,780) 409,190 ' Other Financing Sources/(Uses): Reserve for Contingencies (712,825) (712,825) - 712,825 Reserve for Cash Balance (1,000,000) (1,000,000) - 1,000,000 ' Transfers from Other Funds 8,484,470 8,484,470 8,394,187 (90,283) Total Other Financing Sources/(Uses) 6,771,645 6,771,645 8,394,187 1,622,542 Net Change in Fund Balances (1,699,325) (1.,699,325) 332,407 2,031,732 Fund Balances, October 1 1,699,325 1,699,325 2,195,200 495,875 Fund Balances, September 30 $ - $ - $ 2,527,6D7 $ 2,527,607 G-80 MONROE COUNTY, FLORIDA ' COMBINING STATEMENT OF NET ASSETS INTERNAL SERVICE FUNDS SEPTEMBER 30, 2012 Worker's Group Risk Compensation Insurance Management Fund Fund Fund ASSETS Current Assets: Cash and Cash Equivalents $ 859,542 $ 2,954,052 $ 1,154,812 Investments 4,500,194 10,737,340 5,865,345 Accounts Receivable, Net - 3,484 4,614 ' Due from Other Funds 28,081 168,431 - Due from Other Governmental Units 4,487 36,900 - Interest Receivable 14,978 35,760 19,510 Total current assets 5,407,282 13,935,967 7,044,281 Noncurrent Assets: Land and Other Nondepreciable Assets - - - Capital Assets, Net of Accum. Depreciation - 643 15,172 Total Noncurrent Assets - 643 15,172 ' Total Assets 5,407,282 13,936,610 7,059,453 LIABILITIES , Current Liabilities: Accounts Payable 38,787 1,043,387 36,357 ' Accrued Wages and Benefits Payable 9,297 8,291 8,724 Claims and Judgements Payable 1,812,039 1,016,833 172,970 Due to Other Funds 3,004 1,190 677 ' Due to Other Governmental Units 8,890 - - Accrued Comp. Absences Payable 1,819 578 1,632 Total Current Liabilities 1,873,836 2,070,279 220,360 ' Noncurrent Liabilities: Accrued Comp. Absences Payable 28,433 24,049 22,567 ' OPEB Liability 113,570 53,704 115,626 Total Noncurrent Liabilities 142,003 77,753 138,193 Total Liabilities 2,015,839 2,148,032 358,553 ' NET ASSETS ' Invested in Capital Assets, Net of Related Debt - 643 15,172 Unrestricted 3,391,443 11,787,935 6,685,728 Total Net Assets $ 3,391,443 $ 11,788,578 $ 6,700,900 G-81 Fleet ' Management Fund Total ' $ 371,245 $ 5,339,651 1,687,386 22,790,265 ' 1,214 9,312 80 196,592 36,794 78,181 ' 5,637 75,885 2,102,356 28,489,886 54,000 54,000 935,748 951,563 989,748 1,005,563 3,092,104 29,495,449 71,834 1,190,365 f ' 47,936 74,248 I 3,001,842 468,667 473,538 ' 2 8,892 1,821 5,850 590,260 4,754,735 66,986 142,035 ' 289,790 572,690 356,776 714,725 ' 947,036 5,469,460 ' 989,748 1,005,563 1,155,320 23,020,426 ' $ 2,145,068 $ 24,025,989 G-82 MONROE COUNTY, FLORIDA ' COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS INTERNAL SERVICE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2012 Worker's Group Risk Compensation Insurance Management Fund Fund Fund Operating Revenues: Charges for Services $ 2,529,491 $ 13,823,209 $ 2,735,469 Miscellaneous 6,713 50,000 67,210 ' Total operating revenues 2,536,204 13,873,209 2,802,679 Operating Expenses: , Personnel Services 234,833 215,573 223,054 Operations 335,031 1,611,486 1,736,445 Depreciation and Amortization - 214 2,075 ' Asserted and Paid Claims 2,017,917 10,370,993 269,162 Total operating expenses 2,587,781 12,198,266 2,230,736 Operating Income/Loss (51,577) 1,674,943 571,943 ' Non-Operating Revenues/(Expenses): Investment Income 15,993 54,314 34,170 ' Insurance Recoveries 351,616 482,554 790,276 Gain (Loss) on Disposition of Assets - - - Total Non-Operating Revenues/(Expenses) 367,609 536,868 824,446 ' Income/Loss Before Transfers 316,032 2,211,811 1,396,389 Transfers to Other Funds 57,190 76,101 810,593 ' Change in Net Assets 258,842 2,135,710 585,796 ' Total Net Assets-October 1 3,132,601 9,652,868 6,115,104 Total Net Assets-September 30 $ 3,391,443 $ 11,788,578 $ 6,700,900 ' 1 (Continued) 1 1 1 G-83 ' Fleet Management Fund Total $ 2,965,082 $ 22,053,251 10,159 134,082 2,975,241 22,187,333 ' 1,011,874 1,685,334 1,232,128 4,915,090 64,005 66,294 12,658,072 2,308,007 19,324,790 x 667,234 2,862,543 f 3 9,546 114,023 - 1,624,446 4,299 4,299 13,845 1,742,768 681,079 4,605,311 (468,476) (1,412,360) ' 212,603 3,192,951 1 1,932,465 20,833,038 ' $ 2,145,068 $ 24,025,989 G-84 MONROE COUNTY, FLORIDA COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Worker's Group Risk Compensation Insurance Management ' Fund Fund Fund Operating Activities: Cash received for services $ 116,939 $ 3,676,707 $ 33,245 ' Cash rec'vd from other funds for goods and svcs 2,405,768 10,133,040 2,700,377 Cash received from insurance recoveries 351,616 489,417 786,696 Cash payments to suppliers for goods and svcs (399,469) (882,523) (1,853,454) Cash payments for employee services (88,998) (136,856) (83,431) Cash payments to other funds (25,603) (1,472) (25,175) Cash payments for claims (1,918,485) (13,935,702) (208,785) Other operating revenue 6,713 50,000 67,210 Net Cash Provided by/(Used in) Operating Activities 448,481 (607,389) 1,416,683 Noncapital Financing Activities: Transfers to other funds (57,190) (76,101) (810,593) , Capital and Related Financing Activities: Acquisition of capital assets - - (16,958) , Investing Activities: Investment income 76,755 217,550 111,191 , Proceeds from sales and maturities of investments 2,861,482 8,741,797 3,651,983 Purchase of investment securities (3,085,010) (7,858,637) (4,000,692) Net Cash Provided/(Used) in Investing Activities (146,773) 1,100,710 (237,518) , Net Increase/(Decrease) in Cash and Cash Equivalents 244,518 417,220 351,614 ' Cash and Cash Equivalents: October 1 615,024 2,536,832 803,198 September 30 $ 859,542 $ 2,954,052 $ 1,154,812 (Continued) G-85 ' ' Fleet Management Fund Total ' $ 883,313 $ 4,710,204 2,078,183 17,317,368 - 1,627,729 (797,771) (3,933,217) (692,024) (1,001,309) (237,969) (290,219) ' - (16,062,972) 10,159 134,082 ' 1,243,891 2,501,666 ' (468,476) (1,412,360) (4,220) (21,178) V Z ' 27,071 432,567 358,426 15,613,688 (970,922) (15,915,261) (585,425) 130,994 ' 1851770 1,199,122 185,475 4,140,529 ' $ 371,245 $ 5,339,651 1 1 G-86 1 MONROE COUNTY, FLORIDA ' COMBINING STATEMENT OF CASH FLOWS - CONTINUED INTERNAL SERVICE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' Worker's Group Risk Compensation Insurance Management ' Fund Fund Fund Reconciliation of operating income/(loss) , to net cash provided by/(used in) operating activities: Operating income/(loss) $ (51,577) $ 1,674,943 $ 571,943 , Adjustments to reconcile operating income/(loss) to net cash provided by/(used in) operating activities: , Depreciation and Amortization - 214 2,075 Nonoperating Income-Insurance Recoveries 351,616 482,554 790,276 Change in assets and liabilities: ' (Increase)/Decrease in Accounts receivable - 6,863 (3,580) (I ncrea se)/De crease in Due from other funds - (25,576) (Increase)/Decrease in Due from other gov't units (1,189) 12,374 - (In crea se)/De crease in Due fm constitutional ofcrs (8,161) (260) - Increase/(Decrease) in Accounts payable (428) 791,206 (55,346) ' Increase/(Decrease) in Accrued wages/benefits (303) (1,814) 76 Increase/(Decrease) in Claims/judgments payable 99,432 (3,564,709) 60,377 Increase/(Decrease) in Due to other funds 438 1,190 677 , Increase/(Decrease) in Due to other gov't units 2,341 - - Increase/(Decrease) in Due to constitutional ofcrs 2,566 - (1,847) Increase/(Decrease) in Comp. absences payable 1,819 578 1,632 , Increase/(Decrease) in OPEB liability 51,927 15,048 50,400 Total adjustments 500,058 (2,282,332) 844,740 Net cash provided by/(used in) ' operating activities $ 448,481 $ (607,389) $ 1,416,683 Noncash investing, capital, and financing activities: , Gain (Loss) on disposition of assets $ - $ - $ - , Change in fair value of investments $ (56,775) , Cash Reconciliation: Unrestricted $ 859,542 $ 2,954,052 $ 1,154,812 (Continued) , G-87 ' Fleet Management ' Fund Total 1 $ 667,234 $ 2,862,543 ' 64,005 66,294 - 1,624,446 (1,214) 2,069 (25,576) ' (2,440) 8,745 68 (8,353) 15,478 750,910 ' 913 (1,128) - (3,404,900) 468,667 470,972 ' 2 2,343 - 719 17518 5,547 ' 29,660 147,035 576,657 (360,877) 1 $ 1,243,891 $ 2,501,666 1 $ 4,299 $ 4,299 1 � (29 ' $ 371,245 $ 5,339,651 G-88 1 MONROE COUNTY, FLORIDA COMBINING STATEMENT OF FIDUCIARY NET ASSETS ALL AGENCY FUNDS SEPTEMBER 30, 2012 Clerk's Sheriff's Tag General General and Property Agency Agency License Tax Totals ASSETS ' Cash and Cash Equivalents $ 3,512,768 $ 1,446,235 $ 187,148 $ 1,548,590 $ 6,694,741 Accounts Receivable 4,641 6,842 2,381 - 13,864 Total assets $ 3,517,409 $ 1,453,077 $ 189,529 $ 1,548,590 $ 6,708,605 ' LIABILITIES Due to Others $ 2,464,149 $ 1,453,077 $ 1 ,223 $ 11,697 $ 3,930;146 ' Due to Other Governmental Units 1,053,260 - 188,306 1,536,893 2,778,459 Total liabilities $ 3,517,409 $ 1,453,077 $ 189,529 $ 1,548,590 $ 6,708,605 G-89 ' MONROE COUNTY, FLORIDA COMBINING STATEMENT OF CHANGES IN FIDUCIARY NET ASSETS ALL AGENCY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2012 1 10/1/2011 Additions Deductions 9/30/2012 ' Clerk's General Assets Cash and Cash Equivalents $ 1,864,107 $ 27,814,064 $ 26,165,403 $ 3,512,768 ' Accounts Receivable 3,901 20,662 19,922 4,641 Total assets $ 1,868,008 $ 27,834,726 $ 26,185,325 $ 3,517,409 ' Liabilities Due to Others $ 978,406 $ 6,137,984 $ 4,652,241 $ 2,464,149 Due to Other Governmental Units 889,602 21,696,742 21,533,084 1,053,260 ' Total liabilities $ 1,868,008 $ 27,834,726 $ 26,185,325 $ 3,517,409 Sheriffs General ' Assets Cash and Cash Equivalents $ 1,204,931 $ 2,425,523 $ 2,184,219 $ 1,446,235 Accounts Receivable 1,644 701,606 696,408 6,842 ' Total assets 1,206,575 $ 3,127,129 2,880,627 $ 1,453,077 Liabilities ' Due to Others $ 1,206,575 $ 3,566,833 $ 3,320,331 $ 1,453,077 Total liabilities $ 1,206,575 $ 3,566,833 $ 3,320,331 $ 1,453,077 Tag and License Assets Cash and Cash Equivalents $ 170,457 $ 13,950,918 $ 13,934,227 $ 187,148 Accounts Receivable 3,819 - 1,438 2,381 ' Total assets $ 174,276 $ 13,950,918 $ 13,935,665 $ 189,529 ' Liabilities Due to Others $ 2,425 $ 20,974 $ 22,176 $ 1,223 Due to Other Governmental Units 171,851 13,929,944 13,913,489 188,306 Total liabilities $ 174,276 $ 13,950,918 $ 13,935,665 $ 189,529 ' Property Tax ' Assets Cash and Cash Equivalents $ 1,824,105 $ 259,002,231 $ 259,277,746 $ 1,548,590 Accounts Receivable 30 - 30 - Total assets $ 1,824,135 $ 259,002,231 $ 259,277,776 $ 1,548,590 ' Liabilities Due to Others $ 19,665 $ 13,720,813 $ 13,728,781 $ 11,697 ' Due to Other Governmental Units 1,804,470 245,281,418 245,548,995 1,536,893 Total liabilities $ 1,824,135 $ 259,002,231 $ 259,277,776 $ 1,548,590 ' (Continued) G-90 MONROE COUNTY, FLORIDA t COMBINING STATEMENT OF CHANGES IN FIDUCIARY NET ASSETS-CONTINUED ALL AGENCY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2012 ' 10/1/2011 Additions Deductions 9/30/2012 ' Total All Agency Funds Assets Cash and Cash Equivalents $ 5,063,600 $ 303,192,736 $ 301,561,595 $ 6,694,741 ' Accounts Receivable 9,394 722,268 717,798 13,864 Total assets $ 5,072,994 $ 303,915,004 $ 302,279,393 $ 6,708,605 Liabilities 1 Due to Others $ 2,207,071 $ 23,446,604 $ 21,723,529 $ 3,930,146 ' Due to Other Governmental Units 2,865,923 280,908,104 280,995,568 2,778,459 Total liabilities $ 5,072,994 $ 304,354,708 $ 302,719,097 $ 6,708,605 1 1 1 1 1 1 t t t G-91 i gi 1 THIS PAGE INTENTIONALLY LEFT BLANK i xl �p 4 1 P 3 s € i E i 1 1 1 1 1 1 1 1 1 � 1 1 N LO r CA CA M r � O N N r r CO co LOif) NLO r M T T � LO CF) CA M r 0 O N 00 N r r M O C0 O O O LOr r N ' LO (D 0) O CO O LO O cor M r 0) M N N r r co LO r r N ' CA ' oo r 0 N N r r 00 C 00 M O LO N co LO N 0 � LO 00 00 CY) r 0) O N N r r 0O0 LO 00 N r M ' C O w _ i . m p (0 00 � M 0)r O N N r r � r LO co lf) 00 'a W i N r M 0 Q) LL N r C N N (D _ 0 lL p Lo (0 O) � M r � O N N r r � O Lf) r LO tf) 00 .r = N r M IT r a)U � d w 'O = O Q J O Lo co O � r M r r p N r r CO n 00 cz a N r r r M N 1� d r N ' m a) U � rn a) 'O co Lo 0o 1� `- p O cor O N N r r LO r n Co O N r co CD > O M O a) cor (p p IT LO a) a) M r CA O N CN r r co tC) r tf) 0o C N 'EC O (a U a� N a) ( 0 M c aa)) -„a n E LL U In =c cn a ' E c a om m In C a) U w O ma 0 C C a) C O (n a) O > a) a) U 'U a) E > Z c = c c 7 (� 6 .`� m J L p U m (n O N a) O p (0 W p J O Cn U y D a) O W C Q O O LL a) @ o U r o� �. cn ocn mLL a a U La � E � Q � E ` f tC: m . o a) m 0 0 00 C (/) jl Q >+ O C CL m Q I— E Q Q m m O J L) 0 Z LL a_ Q- F- 2 U U i H-25 1 n 04 N O N O a N O O m I' C O O O N N LO N �"� N � o'' co (1 i N N O O co N (+J N N N t U7 O 0 0 N c0 O 00 n O u� n m v rn co r o �- N n CO N n (O O O N N N f 1 � n O C N cl N O 0 0 � � � N n O V N N I ' v CO U n co o V COO c O n (co oO' o v C C n � 0i v M `-4 rn o (v N (h N CO O N C' N N O O N m LO O O cco 0 n N fh (c L N (O (V DD 00 O N O O Nt. N N � C6 N CC) 0D N CO N O N V ' N O O O (O Cl O Z Z co co co c C_ N _� ("� O (D � � N O N N O m N N M N V Y 0 (f i N m rn Q Q c c c' u o 00 N c po LL 10 0 `C a v N Z Z co co n v °o coco N O tV N cl N N c) C7 1fi LL O O u') n N Ui C C (00 0 CR O O O O p (� aD N (O mLO p O C N O (,r n co O) O (O (D N N co N N N (J C C H O � ` CD C n 0N, O O O N C) O O O C) p v o N O v Cl) O O O p M N O) O) p 0 N aD O N N nj O CA CO CO N N N N In N N 00 N O (�fi O O C) C) C) C) (( N (O M Y I O NO co O aD V C) of O N O N Obi N e 1 („) cs c 1 O) 00 (O CO N N N C,N V N nj co Nr N _ _ C) C:) N 0O) n Cl) o Cl) cli Q Q Q Q LCR) (LO C' N Q Q rn I- O (n O � Z Z Z Z Cj n N Z Z O N N 7 N( N N N Cl LO N y y C CU ' y cn m (6 D 2 y N c d N O 'D 3 3 c y :4 = T N y y E y C O 'V C C I y _ — 0 7 C m m E o D y y (°� m y N N L N C77 U N C77 y y C U N y N y C C y C N Ll C c6 C Q m - o °� c � Y c m Y c c c 0) � U Q ` ° cu `o m Z O Cu o an d o Y o a o a o c w aZi d y y c = > C U C d 0 0. O 'D C j 3 7 y (n N l6 5 @ ? N -0 N 76 p m c �_ U c E E d m 0_ a� ; � a � =L E O O O Q E Q Q Q Z c Q c m H E Z Z c 05 Z (? � ii Q 2 U U (n Z H-24 '01 N co co U') CO N N �t O M ' co U) C'I N N � r 11 O CO CO M O M I- UO I— N N co O N N � co O r- CD (o ml U-) M co UO 1l— N M O O M LO N ' N C _ ) N N M co N N M O M CO N V N C 7 LL 00�! O M CO N (A N �t �t co (U O (U N O Q. ' N CD 0 a Ew N I- M � N t� M _ V_ E +>'+ = V CO COO l N 0) O C y MnO M CO M o Ur-- N CU � CU f 0 j O 0 N O cc M � M (A N �t M 00 BUJ N .� a� U7 co (70 N N (A (A CA 1� C M CNO N CA N M_ M O N a)> O O 'j N c= (u C s W tl C MO M N N � N � O CO N a) ' L j 07 > C C C O � C (U " O (U C U r_ O In (U O` C > U (U O O w (U O C _O CB V C/) COEn@ Q C CU N U U V (U — y C E j C� ti C� a a F` w = U U � cn H-23 oz_ E cvc z a o W M I O � O CV C Q � Z 41 0 O Z E °1 W cc O cc � m O ++ o 0 0 0 0 0 0 0 0 0 0 R c O co O Ln r- N O co co Cl) O E C y M d C 0) 0 co .- 'ITN Ln h N O p d 3 E CD T .- C6 ti O N 6 6 M O c a , U- 0 0 c V O M .- LU c m a e ' c c. Ez oE cc La � w LU c ' O R (6 CV m m V a�d N Y CD N _ ` r N Cl) 7 �n CO h co O) O � a. cc v ' 9) `o 3 y r. d• co N �— v O O N N 0 41 Cl) '7 O Do Q7 Cl) O Cl) O Ln CD Q) O O (D Lr) L v Cl) N r p c' r 06 °c N 1 E @ � E � f6 U W E co w v o o z° ' U o U co w o 0 o 0 En c Q 9 o Q E j E o m CD O L � U d cn j w N 7 7 > En j U) N w o O ai O O o o aTi ° E w O O O X O U U C Q v) o H Q W O 2 U a 2 cn z H-22 c d ' O�v o 0 0 0 0 0 0 0 0 0 w CD V r CO O O M O M vi vi N C`7 4 f- OO (D V ' d C M v w ' O C M coCD r M r (y CO _ V � (MO CO C(D NV M N N M C`') U) G OD OD co co co 00 co co co 00 C W C N co w N w V (D O 14' V N � O CA CV CA Cli N OO E LL � C CD r- O LO *- �- O CO 00 z O _ y G O m Nr V (D CD (D �n (a ' w O W d m `= w (n V a c ii Uc (D J O O O LO N LO rO (DD M N d .-. O LO Cl) �T N (D In co r Q O V! e- 0) co a) OOO (D CM O N LO z (D N •' 0) r O ICT LO V' r M O E m a E � O 0> C U a — C O o O w E _ � � N (D f0 � 0 � U N O C O O O f0 L0 C.)N M N �Y N Q Q W OD m 00 O C`') I� N N (3 O OO O C C. OD OO CEO f� I� U tQ O C 7 T U N IL D m (D Wco @ _ o co m to a) a) CQ cp U o Co M M V Cn CO I- 00 CD O r N O c Z V M O O O O O O O 0 0 W d O O O O O O O O O O ca CO Li Y N N N N N N N N N N Q 0 �! Z H-21 w C9 m v ui QQ � 0orn 0 � `) o 0 CO O N N zzL6411 Nch f- >O cci o m U �° N � M a) o J O O O 000 0 0 N a� to o O o _) w a) O O O 0 X a) •0O O N Q N a C 'a a) W O j E W a: U O Q) UJ a) N N Z U (6 C ~ m - 0 U L a C 0 0 0 0 0 m 3 ~° Q o000o co cn a) N d Uri L o 0 o (5 -0 O) ' � m v CD v C Nu ) O Z r -p Ca H d M N C7 0 c "0 O LL ') W O LO 0) O 0) a O W (D - M 00 O U> O >, d m ri rl ao cri C\ c QQ_ � roiaCOornN c O a) cm 4) y awg w a) .0 z - > z z C6 C4 > N a) O aci rn CDW Q E Q) O d d >- ttr scc u 'a o O .a fn �+ Y rn 00 N o vi N a) E C� 3 J W C r- cr c co s .a m uwi QQcNo � � r�) o o c ~ CDz zz0Gorr- Go � a x CL a) w a C Q aa)) 609- 30 6 2 E ' N CD r- ( r U Q) m Q Q 0000 0O O N O E x 5u gz � � ch q Gq CliCl) O w a) Q > ZZoi � aoGoai v, � o O c > w m c c ° Q a) ca co a) m c��o E � c - a) N Nco L N U O O VQ 0000 � � N _ E 0CD 0 a) LL N N N N N N N m > L) @ a) L a) iY 07 U > Q m fl- N N O (D w -o LO Z ' -E Q W a) N II � L' Q N Q Z I, H-20 4 i t Monroe County, Florida Pledged-Revenue Coverage , Governmental Activities Last Ten Fiscal Years Sales Tax Revenue Bonds , Fiscal Debt Service Year Collections Principal Interest Total Coverage ' 2003 $ 12,884,890 $ 4,995,000 $ 604,715 $ 5,599,715 2.30 2004 15,039,016 3,387,500 750,952 4,138,452 3.63 , 2005 14,875,923 1,157,500 640,780 1,798,280 8.27 2006 15,201,005 1,187,500 617,630 1,805,130 8.42 2007 15,200,289 1,222,500 593,880 1,816,380 8.37 2008 15,147,595 2,515,000 1,558,694 4,073,694 3.72 , 2009 13,702,434 3,857,500 1,728,301 5,585,801 2.45 2010 14,085,030 3,997,500 1,588,708 5,586,208 2.52 2011 15,374,998 4,145,000 1,440,676 5,585,676 2.75 , 2012 16,318,450 4,300,000 1,284,405 5,584,405 2.92 Note: Details regarding the County's outstanding debt can be found in the notes to the financial statements. i I H-19 Monroe County, Florida Legal Debt Margin Information Last Ten Fiscal Years There are no State laws or County ordinances establishing a legal debt margin for years 2003-2012. 1 i I i I I j I 1 1 H-18 I Monroe,County, Florida ' Direct and Overlapping Governmental Activities Debt As of September 30, 2012 Estimated Estimated- Share of ' Debt Percentage Overlapping Governmental Unit Outstanding Applicable Debt Monroe County does not have any direct and overlapping governmental activities debt ' as of September 30, 2012. i H-17 g , Monroe Count Florida ,g Y� Ratios of General Bonded Debt Outstanding ' Last Ten Fiscal Years i Percentage of Estimated General Less: Amounts Actual Taxable Fiscal Obligation Available in Debt Value of Per ' Year Bonds Service Fund Total Property Capita Monroe County does not have any outstanding general bonded debt for years 2003-2012 Y $3 i I H-16 d a 'a •7 co (h n n ao n Z m U m m ,m _ dV \ 00 0 0y E wo o ZV M a Q O O (V N a 0 = ' = O v n n m rn m m rn O O V M CO (00 N c0+) L- - cc E E v o 20 v (ri ao (ri Di co ' E 0 � � rn N r- ((D M Lq (o •� m d > (O 0) n •7 N (n N )O v (O O c7 N N (O (O O) 00 (O LO •7 O O O O O O O O O O , w d N N N N N N N N N N •a a) n n n n n � � n n n V ) O a) D1 000 ao (n0 n CD (O (CD DO > m to 00 O O (O LO 0 W V a) m 00 Lo M V (co to c7 O COco a C yC d M O n (O Do •7 CO 0 ' O. 0) — V- N O) (O O co LO (O O Z 00 CO O) (O 0 O O (0 p4) d9 C C N N N N 75 a a) a) O_ O CDd H N c , (iO > :° c u m 0 0 0 0 0 0 0 an d c yr a) o 0 0 0 0 0 o E O C LL c 'aa L (ri O _O O u'i O V V U m C CD a) O i V N O 0 to 0 C a) « 0) m O O (n rl M 0 C N , O 3 c0 V) N 4= Co C 0 U) ` m O J o n a) O In O- al 0) 0 0 M O O O = U J 0 O V N y d9 'o ' a) , a C 3 o 0) CD cli a) C V � V Ili -0 y N la O N V N J d O Q a Eo m C 0 d V- 00 V 000 N n O 0 0 O c W E ' ti r� v oc (o O In cc m a C 3 y 0 ('7 n 0 N 0 O CD 0 co C a) ate+ 01 0 C) N m N O (D 0 0 3 a) O V O) co 00 N 0 O O> co •7 O U Op NZ M N N C6 1: O) yt C 3 01 ci E a) o y O O O O O 00 rl- (O 0 LQ o)0 C 'O O O 0 0 O _N 0 O O) m C O > Cp m ('7 N O 0M0 O O 01 0 -2 75 N m N N — 00 to -IT '7 coco N N a m �L _ to f � (D m N Q IO co V O to n 00 O) O �_ _N (D Z CD m 0 O O O O O O O O O O N fn lL �' N N N N N N N N N N p Q z 7-z H-15 1 I ' w>, W J r- :+ O 0 0 0 0 0 r- 00 r- (DO (D In O (7) m rn rn m rn m m rn rn rn •O C N d ' a)�O a m p LO 'IT O (D O r- (D O .- co N M (O M to r- r- ' — C, 7 M (D (D L (O m L CO IT co co qT LO �- 0 0 v M � 0D O co N CNM O O E oD (p (O r- 00 ONo r- r- f Q � i O � M (D co N m N _ r401 (D O cl O O qr Q ' 4-0 LO U! >- N rn N v 00 LO i N O d C •) i+ d a ' — � j U) U- •a } > I d N J O > LL w t ' V O) C > O OR0 0 0 0 0 0 LO O O 0 0 0 G� 'J = y (D LO r- LO (D 0 � + + J !3 (D (D (D (D In (D O O O O O O O O O () F ' a a d a � } O 00 _ 00 00 O Nr N LO NT OD 00 r- ' O V 0 N O N O O O (p V N 7 ch LO OMO r- OD CD 0) L N U- O M O CV (V O O Q O (NO to r_ ti ti co co r- r- � O U ' M O O C" C G M U O co OD OO (O O qqr O (D O V m lf) ate+ > O t` N r� U v � ' O J y cD ao r co co 00 C LL � O a) U � O U ' M O a ` a d CD a M � � (O r� OD O O — N 2 Q .a O CD O O O O O �- O jp = E O O O O O O O O O O N Z N W (D N N N N N N N N N N ` U. m fn Z 1 ' H-14 Monroe County,Florida t Principal Property Taxpayers September 30,2012 2012 2003 Percentage of Percentage of Taxable Total Taxable Taxable Total Taxable Assessed Assessed Assessed Assessed Taxpayer Value Rank Value Value Rank Value Fla. Keys Electric Co-Op $ 102,807,815 1 0.55% $ Galleon Condominium Assoc Inc 61,631,632 2 0.33% City of Key West 48,367,540 3 0.26% , Hyatt Vacation Management Co 47,756,685 4 0.26% Windward Pointe II LLC 46,532,794 5 0.25% , SH5 LTD 43,382,715 6 0.23% BellSouth/Southern Bell 43,007,776 7 0.23% 68,686,148 1 0.54% , NWCL LLC 40,087,822 8 0.22% 57,302,161 2 0.45% Ocean Reef Acquisition Corp 31,946,095 9 0.17% 32,621,854 4 `* 0.26% Bluegreen Resorts Management 31,336,711 10 0.17% 22,053,094 9 '" 0.17% Hilton Resorts&Marina - - 38,857,543 3 0.31% , Pier House - - 29,358,197 5 0.23% , Sheraton Suites - - 27,720,848 6 0.22% Hawks Cay - - 27,166,654 7 0.21% ' e Southernmost Beach LP - - 25,929,378 8 0.20% Reach - - 22,045,307 10 0.17% , $ $496,857,585 2.68% $ 351,741,184 2.77% Source: Monroe County Property Appraiser , In 2003 Taxpayer was Casa Marina "In 2003 Taxpayer was Checca Lodge " In 2003 Taxpayer was Holiday Inn of Key West 9 H-13 , i `r { C 7 O U t � d rT 2 m y ' p_ 0 co N o0 N co O O O .c; V O..G+ 00 c'7 0 O 0 m O r 0 _ CT 0 ` R m 0 0 C) N (D m ('7 O 76 (U o A O ,, c (0 3 .� O O U) 0 W CD cO� O (M7 � O +0. d (D co O O N O O O co CD m U C• N c7 C'7 ('') c7 a rn I ' cl e y N 0 i 0 = R Cl) C4 NO N CO (D � N Cor N (00 O Q N rL ('') C) Cl) (V N C6 C7 C7 0 0 V Z � ° c (u = c Uo N 00 N rL N d t L.+ V O C R CO) C (U t d Q) O i R C C d O O O O O O O O 0 O d ++ C'7 N N N — 0 N r- CO 0 C �_ r— O) (07 O 0) 0) (O') ONO � L ' x > (D O ` U r- c 0 O c ° P • m (n c0 m c0 r— r— v 3 C CL O C .� co a) 0R co Or (+N) N ' M Nce) co O O O DO C• d H �' O O O V O ) +• d•- 0 0. 0 J d a ++ y d O O R R ++ d i i I i i i I { I i y ca. d ` Z 0 CO) rZ N C O Q1 C N ( .D O «+ d co O N r- O 0 0 0 ce)) (0 y — CO E d O r — — — D. C c0 O � mow. ' ° _U 10 0 0 0 =_ r ('') O 0 ('') r C) r— O N n a ' Q a m m o 2 U to V N c 0 N L O a y rL O —2 C, R rL Q1 CO d C d q (2 O O r— r— O co N 0 (U `+ aj R` R LO N � 0 000 M � � CND (+0) U i0 N ' d = r, c? O 0 ch r" ce r" 7 7 (U O L O qT V qT Cl) Cl) N ('') M 'IT 'ITO` C (U u- C d C O 0 d rn R O N j IC M 0 0 0 0 00 0) 0 �_ N_ i! (a R O O O O O — U 0 0_C N d O O O O O O O O O O 0 > �•' N N N N N N N N N N p (n 0 H-12 o coo coo m cu (a cu (a cu m m 3 Q j as , 0 O � o Co r d co co co cu cu co cu cu co co R E o x � wa ~ > > m U N M O O r- O M N � d x r00 -m LO 00 (O 000 r 00 00 N 00 (U h r- m O LO m Cl) M I� (rD - E 0 V CM cM N cM cM 'i 4 to N G! Q (0 O O L- a. N Cl) (D U) O 't N (D I- a) O O O M Lo Lo � (cD C � � Lr `� K X N d m CD O (D N M N (D 0o N O m Fm d 3 00 00 0) co 0) �- O N 0o Q) N lC cM CD W r- (D (D (O " CM N cn .� to > 00 O co It r It (D N LO Iq O r to (D I- Cl) I- LO LC) LO Cl) LO to cy O Q N V7 r- r (D C70 CD N O C70 fn -p = 1! F-- r N N N N N r r m 0 >_ O a) 6 LL lC >- LO CD CD r LO 00 r r- I- Iq L� , c4 r LM CD I- ti O O r 00 '.4, O O Q- LO I- GO It M O O m 00 Lo O N CD N O (3 I: cM O r- (D ti V m C 0 X Q cM co � OM 0) N co � LO � M � O G) W O (D N 00 (D LO 00 O 00 O C70 a J L r CO O N O) r- r v m r O a. a M CA LO cl N I� U) 00 O C }, 0 F- Lo (D 00 O N N C> O r- ti CD (� �j JCID to .O > , C -a m 00 O 00 N CD LO 04 O N CU y 00 (D IT cM v CD N O (D O cn m r- IT LO co CD co M I- W !Q cn > 0 Q � N CD O M m O - 0) cn N O r 00 't m Ln O (D p CM O r a- 00 N OO OO OC) C70 N N E G) I- (D O r- m m (D N m w O a a (D (D ti � w 00 w 00 co I- to aa)to 61+ U to f a , M Cl) M 00 (D N Cl) N CA cM I- N O cM N co LO I� An CM O LO N CA IT LM � ` N (O O (O N I- v 00 r 00 N (U r U) r N U) CA N(D 00 (U r- CV) LO , m d � Lo (D � LO 00 M 00 >+ Q- f0 X E L- M M N LC) r CO 0) lLOO Q �D Cp a O M r LO Lo e- O I- (D N Q y U (o Cfl Do Do of o C of cw Do T c. (� cu a) 0 0 a) a a � L`nO O O (rD O (�D (ND (DO` Cl)r N LO CD v 0) 00 r O N a r C CO r d' 00 O f, r �i Ln "i C j ' d a) CD I- iO N co r- co LO - CO 0 N (B C 0 O V CA � Cb N LO U) (O (D () CU - 7 CD L- co co r CO v LM r r LO O - m T IL M O Cr! r 00 V N Oo Cl) N m ,(� X r 1� cu N CA m (D r 1� - 0- ' r r r N N N N N r r C > 0- L Oco (0 (tS O O E O lC d M M d' to (O 1- 00 m O r N 2 w O V l4 ++ O O O O CD O r r r 7 , tl! d Q O O O O O O O O O O O Q �!- W G) N N N N N N N N N N (n Z C U) H-11 r` co � C(7 r` � r` N co m N O M N (A � c- � M C r` Co O UD 0 T O � r` m m N N O O I,- � a r` Cn cl 7 CA (O ~ r- Cn O r` IT O Iq O N C- O m O O O N N N N Cn N r` O N O COO (� M ` - - (V M O M N lf) Co — — n CD Z M Cn � O CA N V (O O r` (O (O O r` 00 r` r` O O of 64 V 7 r` Iq V' 00 00 0) CA M O ((O M 00 M cy O 00 V to 00 � C U t1) (M Iq OD r` O N 00 O O m C M O LO � O v- O C� (O (O N 7LO to GI O N N , C ` V K 69 C i C > . F- LL 0) > O (A y d Iq co N N N co (M 0 O cu C R H Cc y 000 O O N Iq 00 (D N 0) f- R N 00 O �' (h N oD r` CA r` r` O 0o 0o 0o Cn M U) 0) E U t4 O (c M (D r` O Cn o) O (O C CD = ` J N O CO O O O (O r` 06 N O m C _ E N V ff3 I1 O ` R d J d 70 O (A O 00 r` r` O M (D O CO () o M N O 00 Cl) O O O U tv E tQ 00 � COO V " N N " C _ O N (M M r- N 00 N — () LV N N N N N N N N M C- N yg O Y co N o) 0o N CO () i•, 0o O O 0o O CA O O r` ' m O O N L() v co r` I` Cn N I d r` O V OD 00 m v O. — N W M N OO (C V (O O U a ) (D tD r- r°= r- o "co coOo r- r- 64 d 0 ' c 0 m L co d' LO (D r` 00 0 O N ' V Co O O O O O O O UJ (V O O O O CD O O O O CD U- N N N N N N N N N N o Cn ' H-10 N a M e N N V a)(3 (�) N O O n n ' o' (Y1 GO> p r r r r i r i O � N co D1 69 o co 69 ' O m (VY) O V N h (Y) O r V G O O . , i i r i W O _ N n n 1n tr) !9 f9 Ni r co O C M m O O ' O M m C O M O 01 O O � N n a] V 1L1 oD V o 69 ' clq o co C7 O cl O L C OI M a7 m N e O N O O ao O O V r r r r fh n Ni 69 N a0 OV O ' � O N � � N a7 OD V a7 O m V o 7 O a0 h O co C O M rn r r r r ao n O N U i° .- C r M Ni LL .0 a0 O 01 01 O tr) n n o fC U O M V r r . i i - r N ao co N vo Ocli rn rn IQ — , LL ` } �O to aD al N } fa A U N C a LL ,p R t9 f9 16 FA U O N ~ LL N m N O h ' ` U O n O V7 V C C to a0 1n fh o O m J � G �2 m N C � rf �-- _ 0 v C69 f9 a] O a0 OI V 47 a7 O m O) M cn mp m (D i r r r i n r o) N u co t9 Ni QD m O O N a] N O N O O N V < co n O (D O 04 c O Ih u, i r N No O CD ' N r nj v t9 f9 ' rf1 (DO N V N V a0 O V M O O fD c V co t+1 -V O O a7 m O r- aJ e , O V (D r c r pI v M O h N O 01 OI V O V n V V N N O f9 f9 , a) 7 N a V) C C a) ° >N > _ O @ U w W Z o a3 � y y ED c� 7 a7 Q N a) C w N a p� > O O N ; m a7 c a� a E o y E@ ° m a) u c o a c c $ y m y a � w y> > aa) � @ ° aa) m o y L y cx u E $ E o .n a`, u u o z m m o m m o 0 6 0 0 o y c of F= amaoa Uza F- w z n`o H-9 , O O M N O O� O v v N N v h v O v N 00 (+) O (D O N h M O NLn (D LO Lf) M (D O � O O (O O M (D r (O N O 00 (O v M aD Lq O) n N N O N CD ` O M N O v (O O) (O h OD00 N M M N O V O (D C O 1, 1 h- h 1� O O r O v N 0 w M (O 0) h r v N O N r h O Ilill 00 r (O M LL') (O s N N (O �; O) r r O f`O') a) r (D N M V M h CO r v 00 r r N S s M N O ((7 N M O M 1l (l7 ((7 (D M O M O O N (7 CD ( � i (f) 0) M (O O r r (D (O r N CO O (O M O M Ih M N r r M M O (O M N O O N M 1' N M O) CD r (O 1- (O N O CO N O (O M M O) r O r O ((7 O) N O) u7 O M M M M (O N (D M 1� O(O M r N 0 00 00 r >. N NM �oOrrM O NOry N CO NCO 0) N O r r N (A F N M (O r v N CD N (O (3) O O M O N (D O M r (O CO (D (O O M CD Cl) co O v O) r (O N v r (D O (D (O LO (D h N (O O (O (O(D r O (O r N V V Ot 00 O (D 1� n L M t O_ N1- OO n (D i- r0NM OMMN OMh N (D i N � NM ((7O (D (OO OO r (O 0) N i O O) 0) N O r h CD (D sf co O n coO n (O N(l) r v 00 N N M 0 (O r r O (V O r (V 00 v 0D coN N O to r r N (O M N 00 O N N 0D v 00 O v r v n 1- M h M 1-N N M (O O O O u7 (O 1- O N O) W) (D N O r r 00 r O) h O N v O v 00 O O 00 O (O N (O 00 g O) M O (O i- O 00 v (O O (D v O N (O ti 00 p CD 00 N 1-D) O O 1� 0) OCD ( 00M hN O) 0o p O (O Co00 O N O r O O N h O Q`- N v M N (O (D v M N 'R M M (D r v v N CD v O r v 00 N v N (Is M r r r N V N v (D O 1` N co co u) 00 (O 00 v M 0O n 00 1- 00 O O h O r O (D aD N v O O (O Q) LL') 00 E I` M O O 01 r O M (O M N M V r O O O) O) (D Vi 0o v N 00 1- (D co M M N "t (O 0) M O) M N O) v n N M i O 00 NV (O 00 NM (O h (O M O (O v 00 v O (O 00 1- r M , N O) O v �actN M 0 O r_Ih r C N O r O O v v) (O 0 ' C CD M M (D(h co v 00 NCO 00 CO v O r N r M (O O (O r O M O r M LL N y O C fA C E l- (O N M O (O In v In CC n rn M v (D N 0D f 7 O N (O N v 00 tO v N h (D (O (O O O 1`- (D M (O O O 00 Co (O M 00 O M O v M N v v Ih N N N O) O '0 E ` ou ^ N (D (OOOO � OOOhMw M M _N O(O v M C.D1�- N (D 1� M 1� N N r M O (O h 0) M (D O O m w O (O r 00 r (D (O N N (O t* 00 y r (O r M 00 v (D ELL (J � O N vm0 NOM O (00 (O (DMO (00 (O N O i D y r co r N M O r r M N ()6 O }c N N y (6 0 cOiLLd i0 U m 0 LL (O CO O N 000 r v O (O (O (+) (OOvO) v (D O _h N N (DO MO (DON NNO � C m y 0) co (D co N r r (p r O O(D O 00 (O v r h N N (O r O O � (0 O (O )O )O MMMOr r tiMOM O NV M (OV (O a0 C Jp d N O M O CD N CDr (D O (O O O) r M M N (O ' X. = d O r O r 1� M N (O (O O sr O r 00 O h 0) CD, 1� r V ',. U. C N N (O CO M CO M 0) M (O v O h O v toO N (D (D C .0 1-O O r N M T r r N N N O m E ' rn c w ' t v a0 (n O v M 'D o CO rr M M CD v ClO M ao U') (n (� (D (O N to co (O coO W) N 1- N N v O) N N M N M M r N C 0 co M O r v h C (O N r O ((7 O) r 1� r (O (O (O CO N N CD CD 0) (M M O O N 1- O to co O) (O v O O CO O (O It O N O v 0) v 1- r 0) N V) M 1- 00 Cl) M O O 00 O N Cl r N (O (O L C h r 0) N M (0 N 1- N M N O N a0(D N W) h N M W) (D 1- v CDv N ' O y r O M cor r 00 i (A M (D v (O v M O (O O O v m N 1, N_ O 00 n N w N O M O M N O) CO 0) CO O) (O N M O) ' O M v r N r (O O M O O M N 1� 00 1l W 1l. M (D (D a (D OvM 1- OO M 1- OOr v (D Mh w00w (D N p vMvin (Ovv (() o00 (Oa) InMhrn V) a) (D (D N V r (O O r co 00 (O (D M N (D Cr�)O r CO v M N (O N N N N N O co W) N W)v h M 1l O (D (O Q) Ry r O N co nnvNMON (O 041OOv0000OMM (O (Du7 (D N Q) n N v ao (O M (O (O v N M Mao r (D co (D N N O (O Oo (O m n O O (D M Ih 0 (O N O) N V O r M to 00 (O 00 O N (O 00 (0 M M 1- It N W) 1�O M Cl O (D M N (O 1� () v M O 00 1, M CD W) N N w (O 1� r O r 0 1l N O O O O v ((') O r 0?(O (O CO M M N r- N r M N N N 00 co MM N O) 00 v I- co W) O N r r di vt � V r C @ 5 E E E o u 0 d o m c o m u = a n m m u y w c °' > an d E n 'C c > > o o m > ' o > p1 d y 4) w -O (D C a) •_+ O1 W a1 V N W O d N N d O C 1 E) . in m m a) " ••-y * c ca 7 r r N.6 _d w (xa 0 0. t (°> > 5 o B.0 d 0 o x >D BULL F- w CD a a- LU M 0000 F- w H-8 Continued m ao ao m ao n w rn w 00 't r- N O Ci N C 6 L i aO O co f0 N LO co (3) m O C T C rO cf C ' G O of C)O) r n O O N C'i n (3) N r ui Cl) N m r O N 69 !fl 69 ER !fl NN LOm N O) OOLO OCY) N 00 a0 - Ci cD O I 'p C\C\i N O) N O n LO CF) Lo M r N CO 04 M O) N LO r cD )C) Ci Cl C I Ci N LQ O) n n co M Lo 00 to to m N N Ci 69 !fl 69 r 69 69 ' ; v co N Ci C) toChi C' n CD O cD 10 N O cD cD O O N O , O K) lc c0 actencn cn N m m N Ci m rc0 w v n !fl !fl 49 49 !fl co m cD m n Ci co T CD O Cli c, n n cD In m r M O rn rn r n r N CD w t v O co N N N co Ci :i O I 6A 6A 6A 6A 6A O W) W) cn N 0) v n L N N cn N r O a0 1fi 'Q O) v N L' O O ^ LO ^O CD aOD CD CD O r Q N to N O O Ci 0 co n Ci r r Ci co cn l0 n co .p O1 C C 69 69 69 49 !fl C LL •� Op Cl) a0 O N r 0) e0 M O c0 n v a0 LO v aO ' N U O E d O C Cli n �fi c0 LL N cn IT co co O) N M O r C ,6 _0 r r fl C U E d 49 yq 69 en eta CO Q 0 vN O n O) Cvi O C � p 0, O eD > Q , C C W W O co O J O N 1 m w n v N LO t j r LL p r O co C E d�a tH d�a 7 O 0) LLCN co N co coo a0 r r LO m LO N n a0 O (0 'Q E N LO LO a) 0 Lo r` C N O N c m n rn v co o n E o N N N O co U') n a r r E m , ets eta eta ets eta ° o c cD v O Ln coo N _ O (D C' O O C C _r v r aO N CD cn y N O C O LO'Q Ol) Q > N 2 m N N r co U') n C r c W y is W. b% es W. eta c0 O r N 0) r O co n > C , Ci r co v co cn v m :3 )a rn L LQ ao Cr (Q O ui C U- m cn r` N O N y O LO N N N LQ co r cOD cNV V Cl D rn rn rn O N LO LO L U Z eta eta eta eta eta m E U N N N a C � a N N y 1 A 10 o J ea li N c c 10 la m C fD „' C LL .o C aCi c 7 y c C a) c i E r 'o p 7 c E C LL CN C c E o. cLL L., w � o -o d w y ` y .� 'o a) o -0n E ycn m o a) LL C', `w a�i Z m a c rm Z m w m 2 d d >- c N ypm m m7 y yV y E 0 E y LL 0 Z CD 0 z w U ¢ ¢ z w 0 ¢� 7 F° H-7 , ' Monroe County, Florida i Governmental Activities Tax Revenues By Source Last Ten Fiscal Years ' (accrual basis of accounting) 1 3 Sales Taxes ' State Local Local Tourist Fiscal Property Tourist Sales Development Other Year Tax Impact Tax Tax Tax Taxes Total ' 2003 $ 58,170,115 $ 2,078,380 $ 25,760,295 $ 12,395,648 $ 1,233,000 $ 99,637,438 1 2004 60,113,153 2,280,226 29,241,630 13,653,340 3,044,564 108,332,913 ' 2005 65,213,691 2,319,138 28,604,200 13,924,863 3,546,375 113,608,267 2006 71,978,592 2,337,667 29,097,437 13,658,344 3,567,410 120,639,450 ' 2007 77,370,025 2,470,447 28,849,639 15,427,328 3,126,761 127,244,200 2008 74,581,111 2,774,826 28,455,229 15,006,028 2,055,110 122,872,304 ' 2009 81,181,540 2,567,410 25,936,719 14,962,879 1,141,964 125,790,512 { ' 2010 81,685,080 2,820,046 27,042,539 19,658,401 1,292,038 132,498,104 2011 78,492,821 3,221,050 29,123,899 22,409,539 1,702,807 134,950,116 1! 2012 74,644,751 6,288,112 30,706,877 25,606,873 1,866,485 139,113,098 I i 1 1 H-6 M (O OD N O OD m tOo M Cl) N M T N I- m V wD) M m r V I` O M Cl) t' D) I� V m V t0 (O V O m (O m v M M (O m ' M V V m N N OD CO CO m M CO N to V m O V V N O M < m M N O to (D(O V O w N 0 V V I- (O N (D Il M(O OD T N m M V M M M N (D O N V (O (O m (D(O N N (D (O OD Q1 N N ^ N 69 69 6% tl9 /A M 1- O 0 N M M I` V V M V O r O OD N n N N r N O N 0 wV 0 M O O V M N N N (D (O OD m OD r I- n a0 c (D N O N a .N V (O � 1l � OD Ol (D (O N InN M 01 V CD (D M N V (D O N co v N co N N NO O N (O w I` O O � m co O O 1� G V N V N M V Il N (D Il M O M M O O N N r N V OD M (O W Ln N — M — M V V (D N 0 /A 69 69 IH IA OA 0 N (O m M N M OD (D M O M Ol DD N(D o (D N (D V N M O , I� O O M O V O (O N N M N (D N M O N O M p N N m N O (D (O O N M 0 O N W N N co O M 1- O m N � (D DD M (1'1 O (D N V � O)M 'IT M M � M � N N O! M N M N DD V 69 69 69 69 /A 69 N O N O O V V Q1 O) ID N M V(O (O (O (O m (D N.OD (D N_V M DD V OD O (D (D N O_ IliM T O_ C% Ili Of M 1� N I� N DD N N (D O ti O 01 Qi Qi M (D 1l V n 01 1- O Co. O 00 N M N v N I� M V M ' N OA V% V% 0 6% V% ;�-n O 7 (D (D O M w o o w (D a0 V OI n OD V OD n m O1 N I- N N 0N� M N WM Il- V (O M 1- t` V O(M (D actN V(O O N at M V (D aD O V M O (D (D M ' CO (D I- 01 V (D 1-(D WO M (D N M N m Cl) Cl)) M p (D (D 01 DD I- (O DD (D N O O O N Cl) w w OI V p V O0 (O U) I� O N 0 0 —w OD 01 wN M OI N M Cl (D N (D (D O) C N N O N N N M I-. V = (D Cl) O O O O N 69 (H 69 (H f9 H O(D (D (O P- OD N M OD O OD (D O M N O (O O( V T M N O N N V u1 0 W N (O 1- O (D 1- N OD n (D M m O( Mt OI O V OI M N M O O (D O N 01 M N A O V V 00 1-O t- (D M 1-(O N (O M 0 DD Cl OD I- N I- t- N N o N N O M OI M V OD N M OD (D 0 N p (D N OI M V M M N V M N N OI 01 N (D N N M (D 'O N O O I, N N OD (O(O M M OD Z OD — M (D (O oo(D V j ^ V N C C v D O C 19 Vf f9 69 IA Vf O U y N Q1 N I� O N N V O OI M V a0 w M OD N O 1� V N (O OI m o (O w O w N w N 01 (D N M N LL N >- V (O(O OI N 0 M IW O Cl) N M O a0 OD r OD 00 V M Cl) O M N OCT N OD 1�N M OD 1� (D N I, I-Z aD 1- vr (D O M M N Cml O N N (D Il. Cl) t0 O w w (D O N V w M N 0 (D I- M (D N O 01 M V V N(D(O M N N N I� OI OI 7 U' y 0 N N N O N (O w (O M M M 01(O 01 (D V O Q IL N M M M 0) z � a o r- w w w w w w C 0 w J (7 N a0 O 0I OD M M tD O N M (D (O M 1V m M co (n Ql M OD O N (D 1-`V N N M OD (D N M V M S' C C1 01 (D O 01 OD M N N 01 1l- V 01 OI (O N (VD C O „mom Lo V O M M 01 (O M(O V (D (O M M N N (O M (O I- CO 1O V = O O ID (D N V OI O n n 1O (D N m 11,(O N M (O O 01 (O N (O (O M I� O( O V V m U N Oj(O w 0 N(O aD V M M M N 1- (D O O (D # fis fis fis fis Vk fis a0 O N M (D O O V N O m M 1- N N M (O O O O (O r N N M N V V (D O 1� M M 1-N M M O 1- m 1O M 00 N � N �_a0 (D M (O V O 01 V O(OD 01 M O (D 1l. V N C O M O V (O M V O V a0 M m w (D M CO ' p M N w 01 w O(O V O V 1- (D (O Il- (n 1� M N ((D p N O (O N M V M(O O N 1� V M (D M N M lw 0 O N(O W N M M M N N O O( (D 01 01 O (O OWOOWOMNVM N O 01 0ID O ID (O (D OD m M 1R 01 v V O V M O O N (D I- 0 w(O N O OI 01 O N V M 1l- O a0 ID O N (D V 01 01 1l T N M 01 O DD M 1- M O O n t\`V (O M N m N m I- 0 O O to Il- p N a0 t` I` w w w m M N M w (O 1� O 1O N O 1� O N DD p V 01 V C 0 Ili CD M N O( O (D V V (D N N O Ili n N co N N M N (O I, N N M N M a O1 (D (D m a C m Q. x a' A a) C t H x C u m H _ °�- E c a g x u c 3 E *R " E C ` N N m E a) U a) E d C .d. m m > 7 al m w l�9 0 m O C (D U "' > Q m N O m m d Ol a'Z 6 E ex n1 C > W N C j E N C =O H �p al n Z' > c I 0 x o c a c d F, 2 a 2' ED m y o c y O m e a) > w E c a E ° E E 0 E m N H v U m —a = E °x'E w n c E y > > v, U 0 m t CON ;�d `m m d y (mi c m a rn E 4'. c N m 0 x -0 o m N c o N y U c C > ul 0 C (D c > ti :° cL > mQF-(7 OHOt > a m :� v, c :? �° m >'m z cDm C7U(�~ O g� i= F° m' —� � F° U(7m' FD H-5 ' V N 10 ow O N m O N N M M r- O LO M N m N O V c0 m r O v O m O O O v N M -- N N cD V cc N N O O P, m cc v N v O N O N m O N O N O N O O O cD V M N N M a) rZ N a0 N m CD N O NW m O r- m ' O O N O N N �_c0 m m r M N Cl N Di N r- (O M m rt ^ M co N 64 fa O V N m (D O O o0 m N O V m m � N N N V CO C') N O O M M � CD m cofD M of 1� M N N N N cc cD m ac V m � co M O m co m O m r- N r r- r- r- N V f` m O O N v N c0 v rg r� M O cD cD Mr� O M O CD Cl) CD N V N at 6ct CD V O r- V N O r- ' N c0 N N M M coo 1- fD M M m 64 Ni fi CD m N N cD N N V (0 N cD a) a) N O) to LO NODr- CD r- O co O a) V N m r r- cD O O V � m cc m cD O c') cD N N C7 c� CD N M cc v ' O m c- m cD O c0 m 0 C) (D N N c0 M c0 v 3 Q m c- m O V (D CD C` V c- LO N m r- m N N M ClN CO O V O m cc V O O r- m c0 O m g tt)m N � V CYi r- - (D V) N Cl)cli m ' m V M N c0 cD r- O c- c- V LO V O -; CD M Co0 O O N r_ m c- V O m Cl m V i O r r Na)m M N M O O V V m f` (O (D I co O O M V V toc- 0) r- c0 O N V m cD c- C` 00 v I� O V O co c0 V M O C0 V cD r N m N 0 LO m LO N N N r N V c") m O O V r r O M L m m LO LO O N V (O (D C0 N co M m s 64 Ni O N CD N V V m M (0O 0 I17 c0 NV N 1- LO OD N r- Cl) M O NV O V V m cc V O � P M � m M m O M N N O v fD (D � cD cD Lb � M OD m CD cn N c0 LO c0 (0 O V c7 CD c7 a) r- v CD C V m 0 r- w M M O O cD M O LO O O ; m m N N m m N N M V N N N If) V V c- co cD V � Oi CD V IT cD co V V N co M a) to Ni m (D M N cD M O m V V co V r N V V 00 1� fD cc V � c0 � m V C N N M r- (Df` O O O cD N f` m fD O m cD M N f` f` n c- O V c- O M to CD Cl) O N c- cD N O M m m N O cD r c0 co M co r- O C0 co co co � LO m co M N O CO c- N c� M O h m cc N If) M c- Y7 N � CD V O CD LO �; N V V m N m C O] EA fA C i � C O •C CN cD N V cD r N O V M m m O m co (� m 0 N V c0 V cs r- m cc N N N m m C 0 c0 CS cD N M N N y m !� O N N N f` CO fD V � f` O cD N N fD cD O LL y Y V 0fD m f`w cN N N M m v w O O N cD m O O r- O N w c0 V m CO M CD r- V V CD O m M O M M M N O N v c- M C W (3 O cm O cD M c'7 If) � M C` c'e) N , f ' O C H m cD CO M 6% Vr� r� v m co N O W A ` N fD fD cD w O M M O N Lo (D cD C N N cD a) J O O CD (D N c0 r- r- m m (D c0 cD cD to (D O ' C h m c0 M m M O N O V O c0 O cD fD m O .m. O o cD M M m -om cD c0 m c cocD Cl cocD N V fD m N NV � � CD M M M N N fD D V c0 c- cD m M c- V N V c0 N Lo M c0 t9 Cfl N O N w m m m M 0 r O m co c0 c0 C` m m CD N m m CD N N O O cD Lo O N m 10 cD M v V N c� M N O m O cD NF- M cD cc N 10 N N M O r- CD N c0 V (D V m 00 M fD N N m fD h O cD cD r- V O m cD N c0 V (O � LO N O O m N c0 co c0 CD O V cD N cD N N V oc cD O M M M m M — V M M O N Cl) cD N O ' EA co N V V cj O N O cD o M V V Vr- c0 m 0 N D V M N M M Cc c0 O m N m r- N N N c0 ct) a co O N O m O O O cf) N N c0 f` N m V N cD V M N c0 CD � O cD P, N N N M : m M O N m M C m m N N c0 c0 M M O c0 N O V O co M ' N m M V r- fD N N V M Co cc cD cl N CD t� N M M M C M N N co m N N N h vi Hi ' N O y 0 y CO N N N ` N C C C N C C O D > > ' N C C N U C a) N U C d 5 ')LI) in E E C a) � � � g � z � U d E CE cm C um aa)) > ]O`- OC.C .V Q' U C m N m lUa N _E• f1 C l�9 O E _ Q w _ m N O C m w y c f6 tm C O a y N a) a m C N p f1 C O C� ca w(p r V (n m cu m C f1 �`o m rn C m m cu C f1 m C U °a E C d C m > N w 0 > O y C m N N E °' E E a) y o . o O a) n a) 80 a) E ` E rn c % o f rn y rn m m a a E a`) m a) -C f0 > > o a) a > E m o o a) a) a > a) 0 0 v U o o w 2 0 0 0 U 0 L) D U ~ Y O U o 0 0 0 a CD f f0 m ) m rn 1 ' H-4 Continued f N O N W O n r, N N v W N M n Of M W N W N W N N O n W n W WV N M N W N r W W N V: I M N O O V N M W D N N i r- w M m (D N O N M N W O op (D N N W N N N G A W N LO n O O n Of N 40 M N LT N N m N N N N O N W m N — LT — N W N IA , M W Of M W rl- W O N W O co Ln W W W O O W N n m W O) D+W (D N N O)�(D O W W N NV M N W M W m m n O) (D W N� N M N m W M O M n co W N N M N M o O W R nvn r` LnAOrn rn W N LnNM Lc) oaovW r- � oi� n LD M O N aO N N , V! N n w N O'T n W N co (D n W a O W M n R n LT D1 O> N O N W N W N O W W O N � W f O) n W O rD N V M O W m a0 n(D N N m n , G n v W W v M N M N w W N n N CD N N W n M W O V N a (D M O n W W W n N W mN Of N N O W M m N O> N N N IA � W W n W N n W O> W W W W n W m N N ,Ln D) ^ O N M Ili l'1 N O O M M n Q) M LD (D n W C n N O N W W n LA M CO W N - O O W O A W W W O co N n NV LT M M 40 W v N M V O W W V7 v W W m n W LT N m O W m M W aO N N Ln n W N N n O N N M n NC', N W 0 0 ON � 0 N m W rn M O N N 'C O a a N a n N N V c at cD O -NM M M LD— W W - V O LD m W W v n W M W W IN LT M N n W m o N O n N N N M N r- (D M c N w M N lW'1 w V W W m w m N n N N O (A IA M n W O N N v M M W O W W O m LO n N N v W N v W m N Ln M n O n a n .- W N a N Ln ( , n N n n N N m W Om ('7 n O N W v n O O M O O LT W W V a ti n N a W O 41 OD c Ln N W IV: n N V O W W O LO N W LO m W W m M O N m M O N MW N N A 7 yi (y 0 O , LL Q U N v vLO LO O n n W N mn W Nt N W a W N W W W N N O N co N n M N W N M n O) r� M O) V O OO C Z 0 O W v O Lr n O n M W O Of n n LO O O 7 O N N n W W N N v R v N W N n M M p C LL A O O O n N n N W N UY O a N lA n M V M C 0 N W N W W n M IW n aO LO O W n �m p OI F .D N N C (C6 YI A O r m W (A V U v n W M W n N V n O W M � M M - A N rn n a, N Ln a co O n O W N W W a at N n a W W LT N W n n N W M O 0 m W N LD n D) W N Of v O N N N W v M W N Ll') M W n M O N N O O P%M A W O N CO M LD W ' NDi LD N V) co (D N O) IA (A v co r- M M W M M M co W W n M N M N O M W W W v (D W W N n N O) M N W W n D�n -V: W lv W V W w rn , v vi vi(DW W w (D r,- Ln 'W n O W M M M M N in O N LD W O N M .N D7 at (OD W n M M x N N wV O 1 n v w (ND W N Vi ID O W CO n W Ln W CO CO W M rn n M M W M 0 N W M LO v O n n q W W O) W N M W W O W W N N M O W M O W O V n O LD V v � N n N W O N CO W O (D n co v r.- O n O W a O Ln W W M N O N� CO r% N W O n N V — N W W V W n Ln O N n co (D N W ' (A V! N N N N N N d C N N N d N N ) N C C Z C N y N C y N N .(D (U7 C •> CE Cu,VC yc U iU C @ U> OI¢rNO¢rOC UwCl N> A > > A? V O A a d O a Owc W z -0 v-jEW ° AWrV A 0 C d °' °' a cy � vL 7E0 > N 'C y r v m d w t 0 >> 'O v � m o o W x oc9aar- wxc�c�5 w (D r m' r° r°- H-3 Continued t ' Imo o) N NNO m O N (D N N N men c N 'D N < O (D O N h O N M O <m O O a0 O n n N c < N N n m m N fD�� m n m (O O Y�I` (D N < N 19 OA m fA H H m (D N , m (D N N m O N O N ~ O N Cl f` a0 N N a0 OD O mn f` m r)OO NU) (O N N N O O O O N C! (O N N < n O N £ M Go N H m W 0)N N m fN m O O OOD i O N N OD C) 0(O O(D N `T a C) N (D < O OD a6< (D O O N a 0 R C<(D 0 0 N p N a0 OD N 0! M OD(D m N N N ('� Cl) N (N N 'T 44 M1 W i O) N a2 O)N ` O N (D 1 aO0 N N (D OctO N N ' O YOi O n N n N `N7 100 m N (O N n N O (D N O O) (l) a7 N O (��) n n O On,1 f�)N N d M fA 69 69 M f ' O O O O)OD Lr) O OD m N O I�C N r— ) o o O n M O a0 N <I%O N IIL Oct a0 < t O M(D O) O) m O m (D 07 N O I-<'T (D N(D 0) Ih 0 0) < w N n N N N N O) In O m N N 4 e�aD co O O I. f uI N O co aD N owo < S (q bq aq 69 m m <Cf N 0 (0)OD m 00) 001 OOD N O OD N N N A N O O N (h<N (7 O)M (D 0) O O)O N N O)N N OD m n 0) No N n O) O) m 1D (D O N N O �(D r- aD NCO I� Th 00)) (D N N1 N 'T C L C Ni 4N N H m 4N G m p a0<OD O (D N N O v(D O O co(D m O) O I- (D < A M O (7 ' u. E r (V,) I�n O N (O O N N (7 aD (D R O W A W N M n f7 Cl) M O n (D DJ n O () O O N O) O (D u) O N E N O N f� Y v: (O N N f7 O d u. N m m a7 N O O < (D N () C N N n OD < N I� N OD O < m y F a i o Q m m w w w w w w O 2 I-OD I- N OD N (D a) N O C1 a0 Z J V M V O 0) O OD N Il 1N O) := N n m OD OD O) N m y Il O O aD O) as (D I� O '7 (D N O l"1 N M< - O <I-I A M m N 'T N O N oD 1D O)I% N N O '7 O f7 O'7 O DJ <0)'T OD (D m I� < N u) N O) O) m ' 0% M m 69 69 0% O O (D O) M OD I` OD M aD (D I- O(D 0) < I-(O V) I- n M N � M I-m N N OD (D I (D O O 'T «'7 O a0 'T(A OD N(D O O O 0)co (D < I�O N O t-aD O < ' O fh(h N l"1 I-.a0 N a0 1 � N m (D O M N (D CoO 0) OD N l+l V! 69 M W. W. 69 < I� O O I� aD '7< a0 a0 R t7 r- N N N O) (D 1D N (D fC m m (D o N N 'Q(D O) a0 O (h m N O OD 0) a '7 O Q a0 O n aD fh N N N'7 (') fh (D m N N N O'Q (D m m O I- (O I`'T m ;E N� ON (� N (D O) vN) .... Go /9 N 1A 4! M V y y N a) y N y d W O y O N O f0 C a C C N a C y y a) N (D 1 ? N .. H E C � U =9 c =° r E > m'S. d m n E n o f0 N coN 01 0 y C d CD .�.'C N C O> C N W E v d u > v)v a) " m rn v N E E N C H � C �C N � W > N vi N > a) ID N N W O C O 7 C O C C O c9— r m— r a r ' H-2 STATISTICAL SECTION (Unaudited) ' This art of Monroe Count Florida Government's comprehensive annual financial ' P Y� P report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information ' says about the County's overall financial health. Statistical schedules differ from financial statements because they usually cover more than one fiscal year and may present non- accounting data. These schedules are designed to give the reader insights into the ' financial position of Monroe County not readily apparent from the financial statements. Contents Financial Trends ' These schedules contain trend information to help the reader understand how the ' government's financial performance and well-being have changed over time. Revenue Capacity ' These schedules contain information to help the reader assess the government's most significant local revenue source, the property tax. ' Debt Capacity These schedules present information to help the reader assess the affordability of the ' government's current levels of outstanding debt and the government's ability to issue additional debt in the future. Demographic and Economic Information These schedules offer demographic and economic indicators to help the reader understand the environment within which the government's financial activities take place. Operating Information These schedules contain service and infrastructure data to help the reader t understand how the information in the government's financial report relates to the services the government provides and the activities it performs. Sources: Unless otherwise noted, the information in these schedules is derived from the t comprehensive annual financial reports for the relevant year. H-1 t i i t i COMPLIANCE SECTION i I i G f I i I I Ii I i Cherry Bekaert L' CPAs&.advisors Independent Auditors' Report on Internal Control Over , Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards To the Honorable Mayor and Board, of County Commissioners of , Monroe County, Florida: We have audited the financial statements of the governmental activities, the business-type activities, ' each major fund and the aggregate remaining.fund information of Monroe County, Florida (the "County") as of and for the year ended September 30, 2012, which collectively comprise the County's basic financial statements, and have issued our report thereon dated March 31, 2013. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Internal Control over Financial Reporting Management of the County is responsible for establishing and maintaining effective internal control over financial reporting. In planning and performing our audit, we considered the County's internal control over financial reporting as a basis for designing our auditing procedures for the purpose of expressing , our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the County's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the County's internal control over financial reporting. , A deficiency in internal control exists when the design or operation of a control does not allow F .management or employees, in the normal course of performing their assigned functions, to prevent or ' k detect and correct misstatements on a timely basis. A material weakness is a deficiency, or combination of deficiencies, in internal control, such that there is a reasonable possibility that a material misstatement of the County's financial statements will not be prevented, or detected and corrected on a t timely basis. ' Our consideration of internal control over financial reporting was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over financial reporting that might be deficiencies, significant deficiencies or material weaknesses. We did not identify any deficiencies in internal control over financial reporting that we consider to be material weaknesses, as defined above. s I-1 Compliance and Other Matters As part of obtaining reasonable assurance about whether the County's financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. We noted certain items that we reported to management in a separate letter dated March 31, 2013. ' This report is intended solely for the information and use of management, others within the entity, the County Mayor and the Board of County Commissioners of Monroe County, Florida, the State of Florida ' Office of the Auditor General, and applicable federal and state agencies and is not intended to be, and should not be used by anyone other than these specified parties. Orlando, Florida March 31, 2013 1 1-2 1 ` % Cherry Bekaert so CPA;h At v;cnrs ' Independent Auditors' Report on Compliance with Requirements ' that Could Have a Direct and Material Effect on Each Major Federal Awards Program and State Financial Assistance Project and on Internal Control Over Compliance in Accordance with OMB Circular A-133 and 1 Chapter 10.550, Rules of the Florida Auditor General To the Honorable Mayor and Board ' of County Commissioners of Monroe County, Florida: ' Compliance We have audited the compliance of Monroe County, Florida (the "County"), with- the types of compliance requirements described in the OMB Circular A-133 Compliance Supplement, and the ' requirements described in the State of Florida Department of Financial Services' State Projects Compliance Supplement, that could have a direct and material effect on each of the County's major federal awards programs and state financial assistance projects for the year ended September 30, 2012. The County's major federal awards programs and state financial assistance projects are identified in the summary of auditors' results section of the accompanying Schedule of Findings and Questioned Costs. Compliance with the requirements of laws, regulations, contracts, and grants applicable to each of its major federal awards programs and state financial assistance projects is the ' responsibility of the County's management. Our responsibility is to express an opinion on the County's compliance based on our audit. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations; and Chapter 10.550, Rules of the Auditor General. Those standards, OMB Circular A-133, and Chapter 10.550, Rules of the Auditor General, require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct ' and material effect on a major federal awards program and state financial assistance project occurred. An audit includes examining, on a test basis, evidence about the County's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. ' We believe that our audit provides a reasonable basis for our opinion. Our audit does not provide a legal determination of the County's compliance with those requirements. In our opinion, the County complied, in all material respects, with the compliance requirements referred 1 to above that could have a direct and material effect on each of its major federal awards programs and state financial assistance projects for the year ended September 30, 2012. 1-3 Internal Control over Compliance Management of the County is responsible for establishing and maintaining effective internal control over compliance with the requirements of laws, regulations, contracts, and grants applicable to federal ' awards programs and state financial assistance projects. _In planning and performing our audit, we considered the County's internal control over compliance with the requirements that could have a direct and material effect on a major federal awards program or state financial assistance project in order to ' determine the auditing procedures for the purpose of expressing our opinion on compliance and to test and report on internal control over compliance in accordance with OMB Circular A-133 and Chapter 10.550, Rules of the Auditor General, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the ' effectiveness of the County's internal control over compliance. A deficiency in internal control over compliance exists when the design or operation of a control over ' compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal awards program or state financial assistance project on a timely basis. A ' material weakness in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a federal awards program or state financial assistance project will not be prevented, or detected and corrected, on a timely basis. ' Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over ' compliance that might be deficiencies, significant deficiencies or material weaknesses. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses, as defined above. ' This report is intended solely for the information and use of management, others within the entity, the County Mayor and the Board of County Commissioners of Monroe County, Florida, the State of Florida Office of the Auditor General, and applicable state and federal agencies, and is not intended to be and ' should not be used by anyone other than these specified parties. Orlando, Florida March 31, 2013 1-4 MONROE COUNTY, FLORIDA SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS AND STATE FINANCIAL ASSISTANCE PROJECTS ' For the Year Ended September 30,2012 Federal/State Agency, Pass-through Entity CFDA Federal Program/State Proiect Number ' Department of Agriculture: Passed through Florida Department of Elder Affairs and Alliance for Aging: ' Nutrition Services Incentive Program-2011 10.570 Department of Health and Human Services: ' Passed through Florida Department of Elder Affairs and Alliance for Aging: Title IIIB Community Living Program-2012 93.044 Title IIIC1 Congregate Meals-2011 93.045 Title IIIC2 Home Delivered Meals-2011 93.045 ' Title IIIC1 Congregate Meals-2012 93.045 Title IIIC2 Home Delivered Meals-2012 93.045 Total Program Title IIIE Caregiver Support Services-2011 93.052 Title IIIE Caregiver Support Services-2012 93.052 Total Program ' Nutrition Services Incentive Program-2012 93.053 Passed through Florida Department of Revenue,Agency for Children and Families, Office of Child Support Enforcement: Child Support Enforcement Title IV-D 93.563 ' Passed through Florida Department of Community Affairs: Low Income Home Energy Assistance Program-2011 93.568 Passed through Florida Department of Economic Opportunity: ' Low Income Home Energy Assistance Program-2012 93,568 Weatherization Assistance Program-2012 93.568 Total Program ' Total Federal Agency Department of the Interior: Passed through Florida Department of Environmental Protection: ' US Fish and Wildlife Services: Clean Vessel Act Grant Program 15.616 Department of Justice: ' Equitable Sharing Agreement 16.000 Direct Program: Bureau of Justice Assistance: Monroe County Sheriff Office Crisis Intervention Training 16.738 Drug Court Specialized Software and Technology 1 The accompanying notes are an integral part of this schedule. 1-5 1 1 Contract Grant Number Expenditures ' US1151 $ 3,624 I ' CLP1229 2,809 AA 1129 38,925 AM 129 53,471 AA 1229 105,312 AA1229 152,604 350,312 AA 1129 11,197 AM 229 57,897 69,094 ' US1251 28,937 ' CD344 130,936 11EA 8U 11-54-01-019 140,907 ' 12 EA-OF-11-54-01-019 202,583 12 LH-9Z-11-54-01-039 8,685 211,268 ' 934,263 ' MV022 for CVA10-575 7,680 692,748 2010-DJ-BX-1076 2,369 2011-DJ-BX-0019 17,460 (Continued) I-6 r MONROE COUNTY,FLORIDA ' SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS AND STATE FINANCIAL ASSISTANCE PROJECTS ' For the Year Ended September 30, 2012 Federal/State Agency, Pass-through Entity CFDA ' Federal Program/State Proiect Number Department of Justice-Continued: Passed through Office of the Attorney General: Victims of Crime Acts 16.575 Passed through Florida Department of Law Enforcement: Residential Substance Abuse Treatment- MC Jail Incarceration Program 16.593 , Edward Byrne Memorial Justice Assistance Grant-Boys&Girls Club Program 16.738 Edward Byrne Memorial Justice Assistance Grant-Sub Abuse Ed& Relapse Prev 16.738 Edward Byrne Memorial Justice Assistance Grant-Ct Mandated Svcs &Sub Abuse 16.738 Edward Byrne Memorial Justice Assistance Grant- Preventing Recidivism 16.738 , Edward Byrne Memorial Justice Assistance Grant-MYC Violence&Sub Abuse Prev 16.738 Total Program Edward Byrne Memorial Justice Assistance Grant-Jail In-House Program 16.803 Passed through Broward Sheriffs Office: South Florida Internet Crimes Against Children Total Federal Agency Executive Office of the President: Direct Program: { High Intensity Drug Trafficking Areas 95.001 , High Intensity Drug Trafficking Areas 95.001 High Intensity Drug Trafficking Areas 95.001 High Intensity Drug Trafficking Areas 95.001 , High Intensity Drug Trafficking Areas 95.001 High Intensity Drug Trafficking Areas 95.001 High Intensity Drug Trafficking Areas 95.001 High Intensity Drug Trafficking Areas 95.001 High Intensity Drug Trafficking Areas 95.001 High Intensity Drug Trafficking Areas 95.001 High Intensity Drug Trafficking Areas 95.001 ' High Intensity Drug Trafficking Areas 95.001 High Intensity Drug Trafficking Areas 95.001 High Intensity Drug Trafficking Areas 95.001 , 4 High Intensity Drug Trafficking Areas 95.001 High Intensity Drug Trafficking Areas 95.001 High Intensity Drug Trafficking Areas 95.001 , Total Federal Agency The accompanying notes are an integral part of this schedule. 1 1-7 Contract Grant Number Expenditures V11231 257,377 201 1-RSAT-MONR-1-A9-004 44,345 2011-JAGC-MONR-4-B2-185 16,122 2012-JAGC-MONR-4-C4-232 .5,000 2012-JAGC-MONR-1-C4-234 20,000 2012-JAGC-MONR-2-C4-246 29,856 2012-JAGC-MONR-3-C4-227 20,000 90,978 2012-JAGC-MONR-5-C4-228 30,000 5,492 448,021 G11 M10001A 6,193,664 ' G11 M10005A 1,178,098 G 11 PR0001 A 3,711,334 G 10M10001 A 1,414,735 ' G10M10005A 106,597 G10PR0001A 643,834 G09M 10001 A 11,009 ' G09MI0005A 65,761 G09PR0001A 276,374 G12MI0001A 2,679,730 G 12AC0005A 735,276 G12PR0001A 3,040,517 18PMIP598Z 24,426 18PPRP578Z 86,832 ' ISPMIP5980 134,938 18PMIP5981 24,479 17PMIP598Z 4,999 ' 20,332,603 ' Continued 1-8 MONROE COUNTY, FLORIDA ' SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS AND STATE FINANCIAL ASSISTANCE PROJECTS ' For the Year Ended September 30,2012 Federal/State Agency, Pass-through Entity CFDA Federal Program/State Project Number ' Department of Transportation: Direct Program: ' Federal Aviation Administration: Key West AIP-3743 20.105 Key West AIP-3744 20.106 ' Key West AIP-3745 20.106 Marathon AIP-4427 20.105 Marathon AIP-4428 20.106 Marathon AIP-4429 20.106 ' Total Federal Agency Federal Highway Administration: Passed through Florida Department of Transportation: Transportation Planning Program 07- 09 20.205 Local Agency Program: All American Road Signage 20.205 ' Local Agency Program: FL Keys Scenic Hgwy Interpretive Panels 20.205 Local Agency Program: Highway Planning/Construction: Old SR940 Leg A BPK Bridge 20.205 Total Federal Agency Department of Homeland Security: ' Passed through Florida Department of Economic Opportunity: Public Assistance Programs: ' Hurricane Wilma- FEMA-DR-1509-FL 97.036 Passed through Florida Division of Emergency Management: Hurricane Isaac- Sheriff-FEMA-4084-DR-FL 97.036 ' Hurricane Ike- FEMA-3293-EM 97.036 s Total Program Emergency Management Performance Grant FY11-12 97.042 ' Emergency Management Performance Grant FY12-13 97.042 Total Program r The accompanying notes are an integral part of this schedule. I-9 z 1 Contract Grant Number Expenditures 1 1 3-12-0037-043-2010 197,497 3-12-0037-044-2011 1,260,491 3-12-0037-045-2011 201,778 3-12-0044-027-2009 16,880 3-12-0044-028-2010 39,491 3-12-0044-029-2011 9,731 1,725,868 ' 8887-370 132,960 428298-1/APW52 32,354 ' 428017-1/APZ10 35,900 430193-1/AQE31 64,639 265,853 1 ' 06-WL-&K-11-54-01-558 24,196 13-IS-3S-11-54-15-526 6,411 08-PA-00-11-54-13-509 425 31,032 12-FG-R3-11-54-01-111 23,789 ' 13-FG-86-11-54-01-111 36,113 59,902 1 (Continued) 1-10 MONROE COUNTY, FLORIDA SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS AND STATE FINANCIAL ASSISTANCE PROJECTS For the Year Ended September 30, 2012 Federal/State Agency, Pass-through Entity CFDA ' Federal Program/State Proiect Number Department of Homeland Security-Continued: State Homeland Security Grant Program 97.067 ' Passed through the City of Miami: Urban Area Security Initiative Grant Program-2007 97.067 Urban Area Security Initiative Grant Program-2008 97.067 , Urban Area Security Initiative Grant Program-2009 97.067 Total Program Direct Program: ' s Staffing for Adequate Fire&Emergency Response(SAFER) 97.044 Transportation Security Administration: Law Enforcement Officer Reimbursement Agreement 97.090 Total Federal Agency Department of Energy: Passed through Florida Department of Economic Opportunity: , ARRA-Weatherization Assistance Program 81.402 Passed through Florida Energy& Climate Commission: ARRA-State Energy Program 81.041 Total Federal Agency ' Department of Housing and Urban Development: Passed through Florida Department of Economic Opportunity: , Community Development Block Grant 14.228 Community Development Block Grant-Small Cities 14.228 Community Development Block Grant-Disaster Recovery Emergency Funds 14.228 ' Total Federal Agency United States Treasury Department: Equitable Sharing Agreement 21.000 , Total Expenditures of Federal Awards The accompanying notes are an integral part of this schedule. ` 1 I-11 L . 1 r � r Contract Grant Number Expenditures 1 2009-SS-T9-0081 598 09-DS-24-11-23-02-011 176,058 10-DS-48-11-23-02-195 18,101 ' 11-DS-32-11-23-02-233 174,327 369,084 EMW-2007-IF-01214 227,570 rHSTS0208HSLR360 46,719 734,307 1 ' 10WX-7X-11-54-01-719 174,287 DE-EE0000241/ARS010 2,520,822 ' 2,695,109 ' 10-DB-K4-11-54-02-K24 662,922 12-D B-C 5-11-54-01-H 15 21,105 12-D B-P5-11-54-01-K47 10,293 ' 694,320 -- 62,493 $ 28,596,889 1 1 1 (Continued) 1 1-12 1 1 MONROE COUNTY, FLORIDA , SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS AND STATE FINANCIAL ASSISTANCE PROJECTS For the Year Ended September 30,2012 CSFA State Agency Number Florida Division of Emergency Management: Emergency Management Programs FY11 52.008 , Emergency Management Programs FY12 52.008 Total Program Florida Department of Children and Families: ' Criminal Justice Mental Health and Substance Abuse Reinvestment Grant 60.115 Florida Department of Elder Affairs: Passed through The Alliance for Aging: Home Care for the Elderly-2012 65.001 Home Care for the Elderly-2013 65.001 ' Total Program Alzheimer's Disease Initiative-2011 65.004 Alzheimer's Disease Initiative-2012 65.004 ' Total Program Community Care for Elderly-2011 65.010 Community Care for Elderly-2012 65.010 Total Program , Total Department Florida Department of Environmental Protection: Small County Recycling 37.012 Canal Management Master Plan 37.390 Total Department , Florida Department of Health: EMS County Award-2010 64.005 Florida Department of Juvenile Justice: Intensive Delinquency Diversion Service 80.022 Florida Department of Management Services: , E911 State Grant Program 72.002 Information provided for state financial assistance but not required for federal awards. ' The accompanying notes are an integral part of this schedule. 1 1-13 r r Contract Grant Number Expenditures 11-BG-05-11-54-01-163 $ (250) 12-BG-05-11-54-01-044 101,045 100,795 LHZ237 137,911 KH1172 1,352 KH1272 2,701 4,053 KZ1197 42,972 KZ1297 10,115 53,087 KC 1171 220,920 KC 1271 44,781 ' 265,701 322,841 ' 224SC 70,588 S0607 gg 890 170,478 1 C 9044 5,142 1 X 1431 95,324 S4-11-07-29 14,557 1 1 ' (Continued) 1 1-14 1 F MONROE COUNTY, FLORIDA SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS AND STATE FINANCIAL ASSISTANCE PROJECTS ' For the Year Ended September 30, 2012 CSFA State Agency Number Florida Department of State: State Aid to Libraries-2011 45.030 ' State Aid to Libraries-2012 45.030 Total Department Florida Department of Transportation: , Tom's Harbor Channel Bridge 55.009 Small County Outreach Program/No Name Key Bridge 55.009 ' Total Program Transportation Planning Program 07-09 55.023 Pigeon Key Ferry Service 55.023 Pigeon Key Ferry Service 55.023 ' State Highway Project Reimbursement 55.023 Total Program Key West Airport 55.004 ' Key West&Marathon Airport 55.004 Key West&Marathon Airport 55.004 Marathon Airport 55.004 ' Marathon Airport 55.004 Total Program Total Department Florida Fish &Wildlife Conservation Commission: ' Boating Improvement Fund 77.006 Exotic Plant Control Services — ' Total Department x Florida Housing Finance Corporation: State Housing Initiative Program 52.901 State Housing Initiative Program 52.901 ETotal Department Total Expenditures of State Financial Assistance ' Information provided for state financial assistance but not required for federal awards. ' The accompanying notes are an integral part of this schedule. 1-15 1 Contract Grant Number Expenditures 11-ST-37 27,125 t 12-ST-38 18,312 45,437 42855015801/APX68 428,860 43012113801/AQE34 130,489 559,349 25222811407/AOU27 22,318 41454515801/AOQ11 191,936 41454515802/AQO80 57,020 ' 25207711401/AN082 14,213 285,487 4245819401/APT62 80,753 25426919401/AO194 42,399 25426929401/AQE35 82,752 42043619401/AQ606 3,458 42350519401/AQ931 130,409 339,771 1,184,607 -- 234,900 08150 124,738 ' 359,638 SHIP 09-10 PLAN 6 YR 3 545,671 SHIP 11-12 PLAN 6 YR 4 23,219 568,890 $ 3,005,620 1 I-16 Monroe County, Florida Notes to Schedule of Expenditures of Federal Awards and ' State Financial Assistance Projects For the Year Ended September 3.0, 2012 Note 1 —Reporting Entity For reporting entity purposes, the Schedule of Federal Awards and State Financial ' Assistance Projects (the "Schedule") presents the Federal and State grant activity. of Monroe County, Florida (the "County") primary government and its blended component unit. Note 2—Summary of Significant Accounting Policies The accounting policies and presentation of the Schedule of Expenditures of Federal Awards and State Financial Assistance Projects are presented on the modified accrual basis of accounting and in accordance with accounting principles generally accepted in the United States of America as applicable to governmental organizations. The ' information in this schedule is presented in accordance with the requirements of OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations and the Florida Single Audit Act. Therefore, some amounts presented in this schedule may ' differ from amounts presented in, or used in the preparation of the basic financial statements. -17 , ' MONROE COUNTY, FLORIDA SCHEDULE OF FINDINGS AND QUESTIONED COSTS FEDERAL AWARDS PROGRAMS AND STATE FINANCIAL ASSISTANCE PROJECTS For the Year Ended September 30, 2012 Part 1 —Summary of Auditors' Results Financial Statement Section Type of auditors' report issued: Unqualified Internal control over financial reporting: Material weakness(es) identified? yes X no Significant deficiency(ies) identified? yes X none reported 1 Noncompliance material to financial yes X no statements noted? Federal Awards and State Projects Section ' Internal control over major programs: Material weakness(es) identified? yes X no ' Significant deficiency(ies) identified? yes X none reported ' Type of auditors' report issued on compliance for major federal and state projects: Unqualified Any audit findings disclosed that are required to be reported in accordance with Circular A-133 and/or ' Chapter 10.550 yes X no Identification of major federal programs and state projects: ' Federal Programs: Name of Program or Cluster CFDA Number ' Executive Office of the President High Intensity Drug Trafficking Areas 95.001 United States Treasury Department Equitable Sharing Agreement 21.000 Department of Justice Equitable Sharing Agreement 16.000 t 1-18 MONROE COUNTY, FLORIDA SCHEDULE OF FINDINGS AND QUESTIONED COSTS FEDERAL AWARDS PROGRAMS AND STATE FINANCIAL ASSISTANCE PROJECTS ' For the Year Ended September 30, 2012 Part I—Summary of Auditors' Results (continued) ' Federal Awards and State Projects Section (continued) Department of Energy ARRA- State Energy Program 81.041 State Projects: ' Name of Proiect CFDA Number ' Florida Department of Transportation Key West and Marathon Airport 55.004 ' Tom's Harbor Channel Bridge 55.009 Pigeon Key Ferry Service 55.023 Florida Housing Finance Corporation State Housing Initiatives Program 52.901 ' Dollar threshold used to determine Type A programs: Federal $ 857,906 ' State $ 300,000 Auditee qualified as low-risk auditee for federal purposes X yes — no ' Part 11 -Schedule of Financial Statement Findings ' This section identifies the significant deficiencies, material weaknesses, fraud, illegal acts, violations of provisions of contracts and grant agreements, and abuse related to the financial statements that are ' required to be reported in accordance with Government Auditing Standards. None noted ' Part III - Federal Award Findings and Questioned Costs This section identifies the significant deficiencies, material weaknesses, and material instances of noncompliance, including questioned costs, as well as any material abuse findings, related to the audit of major federal programs, as required to be reported by Section 510(a) of OMB Circular A-133. None noted 7 1-19 1 ' MONROE COUNTY, FLORIDA SCHEDULE OF FINDINGS AND QUESTIONED COSTS FEDERAL AWARDS PROGRAMS AND STATE FINANCIAL ASSISTANCE PROJECTS For the Year Ended September 30, 2012 1 Part IV-State Project Findings and Questioned Costs ' This section identifies the significant deficiencies, material weaknesses, and material instances of noncompliance, including questioned costs, as well as any material abuse findings, related to the audit of major state projects, as required to be reported by Chapter 10.550, Rules of the Auditor General - ' Local Governmental Entity Audits. None noted 1 1 1 1 1 1 1 ' 1-20 MONROE COUNTY, FLORIDA ' SUMMARY OF SCHEDULE OF PRIOR AUDIT FINDINGS AND CORRECTIVE ACTION PLAN FEDERAL AWARDS PROGRAMS AND STATE FINANCIAL ASSISTANCE PROJECTS For the Year Ended September 30, 2012 ' Status of Prior Audit Findings: ' There were no Single Audit findings for the year ended September 30, 2011. ' Corrective Action Plan: There were no Single Audit findings for the year ended September 30, 2012. ' 1-21 t Cherry Bekaeff' 1 Independent Auditors' Management Letter 1 To the Honorable Mayor and Board of County Commissioners of Monroe County, Florida: ' We have audited the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of Monroe County, Florida (the "County"), as of and for the year ended September 30, 2012, and have issued our report thereon ' dated March 31, 2013. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing ' Standards, issued by the Comptroller General of the United States; and OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations; and Chapter 10.550, Rules of the Florida Auditor General. We have issued our Independent Auditors' Report on Internal Control over Financial Reporting and on Compliance and Other Matters, Independent Auditors' Report on ' Compliance with Requirements that Could Have a Direct and Material Effect on each Major Federal Program and State Financial Assistance Projects and on Internal Control over Compliance, and Schedule of Findings and Questioned Costs. Disclosures in those reports and schedule, which are tdated March 31, 2013, should be considered in conjunction with this management letter. Additionally, our audit was conducted in accordance with Chapter 10,550, Rules of the Auditor ' General, which govern the conduct of local government entity audits performed in the State of Florida. This letter includes the following information, which is not included in the aforementioned auditors' reports or schedule. ' Section 10.554(1)(i)1., Rules of the Auditor General, requires that we determine whether or not corrective actions have been taken to address significant findings and recommendations made in the preceding annual financial audit report. There were no recommendations made in the preceding ' annual financial audit report. Section 10.554(1)(i)2., Rules of the Auditor General, requires our audit to include a review of the ' provisions of Section 218.145, Florida Statutes, regarding the investment of public funds. In connection with our audit, nothing came to our attention that could cause us to believe that the County was in noncompliance with Section 218.415 regarding the investment of public funds. ' Section 10.554(1)(i)3., Rules of the Auditor General, requires that we address in the management letter any recommendations to improve the County's financial management. In connection with our audit, we did not have any such recommendations. ' Section 10.554(1)(i)(4., Rules of the Auditor General, requires that weaddress violations of provisions of contracts and grant agreements, fraud, illegal acts, or abuse, that have occurred, or are likely to ' have occurred, that have an effect on the financial statements that is less than material but more than inconsequential. In connection with our audit, we did not have any such findings. ' J-1 Section 10.554(1)(i)5., Rules of the Auditor General, provides that the auditor may, based on ' professional judgment, report the following matters that have an inconsequential effect on financial statements, considering both quantitative and qualitative factors: (1) violations of provisions of contracts or grant agreements, fraud, illegal acts, or abuse, and (2) deficiencies in internal control that , are not significant deficiencies. In connection with our audit, we noted two instances of expenditures and one instance of a transfer which exceeded appropriations. Section 10.554(1)(i)6., Rules of the Auditor General, requires that the name or official title and legal t authority for the primary government and each component unit of the reporting entity be disclosed in the management letter, unless disclosed in the notes to the financial statements. Such disclosure is included in the notes to the financial statements. ' Section 10.554(1)(i)7.a., Rules of the Auditor General, requires a statement be included as to whether or not the local governmental entity has met one or more of the conditions described in Section 218.503(1), Florida Statutes, and identification of the specific condition(s) met. In connection with our ' audit of the financial statements of the County, the results of our tests did not indicate the County met any of the specified conditions of a financial emergency contained in Section 218.503(1). However, our audit does not provide a legal determination of the County's compliance with this requirement. ' Section 10.554(1)(i)7.b., Rules of the Auditor General, requires that we determine whether the annual financial report for the County for the fiscal year ended September 30, 2012, filed with the Florida Department of Financial Services pursuant to Section 218.32(1)(a), Florida Statutes, is in agreement t with the annual financial audit report for the fiscal year ended September 30, 2012. Our comparison of the financial report filed with the Florida Department of the Financial Services to the County's 2012 audited financial statements resulted in no material differences. Pursuant to Sections 10.554(1)(i)7.c. and 10.556(7), Rules of the Auditor General, we applied financial condition assessment procedures as of September 30, 2012. It is management's t responsibility to monitor the County's financial condition, and our financial condition assessment was based in part on representations made by management and the review of financial information provided by same. This letter is intended solely for the information and use of the Legislative Auditing Committee, ' members of the. Florida Senate and the Florida House of Representatives, the Florida Auditor General, Federal and other granting agencies, and applicable management, and is not intended to be t and should not be used by anyone other than these specified parties. Orlando, Florida March 31, 2013 J-2