02/12/1999 Workplan MEMORANDUM
TO: Danny Kolhage
Clerk of the Court
FROM: Debbie Frederick
Aide to the County Administrator
DATE: February 12, 1999
SUBJECT: Mosquito Control Workplan
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Enclosed please find an original copy of the Florida Keys Mosquito Control District
Operations Review Workplan. The County Administrator, James L. Roberts has signed this
original document which allows the Government Services Group, Inc. (GSG) to proceed with the
Workplan.
This original copy is for your records.
Debbie Frederick
Enc.
CC ,72c/tr¢ Clyne
GSG Government Services Group, Inc.
Dedicated to solving funding and service delivery issues in the public sector
°O4e`nm`nt Ser..''"Grimm Inc. 315 So.Calhoun.Suite 860•Tallahassee.FL 32301 •Phone(850)681-3717•Fax(850)224-7206•Email:gsg+agovserv.con
February 8, 1999
VIA FACSIMILE TRANSMISSION AND FEDERAL EXPRESS
Mr. James L. Roberts
Monroe County Administrator
5100 College Road
Public Service Building, Wing II
Key West, Florida 33040
Re: Florida Keys Mosquito Control District Operations Review: Revised Workplan
Dear Mr. Roberts:
Government Services Group, Inc. (GSG) and Nabors, Giblin & Nickerson, P.A. (NG&N)
are pleased to provide Monroe County (County) with this workplan to assist the County in
conducting a "Special District Oversight Review Process" in accordance with Florida
Statute 189.428.
The scope of work outlined in Appendix A is based on our discussions with County staff,
our understanding of Section 189.428, Florida Statutes, and our experience of conducting
similar reviews under this statute.
The scope of work and professional fee of $23,600 is predicated on the assumption that all
information and records necessary to conduct this review will be made available by both
the County and the Florida Keys Mosquito Control District (District). It also anticipates the
assistance of County staff regarding data collection. All travel related expenses and
production costs associated with this engagement will be billed according to Section
112.061, Florida Statutes. The amount of which will be determined by the number of trips
required in the course of this analysis and the number of presentations made before the
County Commission or the District itself.
GSG's and NG&N's qualifications are attached as Appendix D.
If all terms and conditions of the attached scope of work and hours and fees matrix are
agreeable to the County, please have the Chairman of the County Commission sign the
attached page as notice to proceed on this very important project.
Mr. James L. Roberts
February 8, 1999
Page 2
In addition, only senior personnel will be assigned to this project because of the timeframe
and sensitivity of the engagement. Should you have any questions or require additional
information, please do not hesitate to contact me.
Sincerely,
Robert E. Sheets
CEO
RES/ilm
Attachment
NOTICE TO PROCEED
The attached scope of work and hours and fees matrix are agreed upon by the County
Commission of Monroe County, Florida, to conduct a "Special District Oversight Review
Process"of the Florida Keys Mosquito Control District operations for the County. Notice to
proceed is hereby given to Government Services Group, Inc. and Nabors, Giblin &
Nickerson, P.A.
Monroe County Administrator
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APPENDIX A
SCOPE OF WORK
OPERATIONS REVIEW FOR
FLORIDA KEYS MOSQUITO CONTROL DISTRICT
SCOPE OF WORK
The scope of work outlined in this section represents the minimum level of effort
necessary for Government Services Group, Inc. (GSG) and Nabors, Giblin & Nickerson,
P.A. (NG&N) to conduct an oversight review, on behalf of Monroe County, of the Florida
Keys Mosquito Control District (District) consistent with Section 189.428, Florida
Statutes, the "Special Districts Oversight Review Process." This scope of work is
intended to accomplish the following objectives:
• Evaluation of less costly alternative methods for the District to deliver
services;
• Evaluation of governance alternatives that will not hamper or impede the
services currently being provided; and
• Identification of any other recommendations that would lead to a more
efficient and effective delivery of the critical services.
It is the Consulting Team's understanding that the County Commission intends to
conduct the oversight review process so that a fair and objective evaluation can be
conducted as to the District's operation and delivery of services. Because of the
County's timeframe and budget constraints, the workplan outlined below represents the
minimum level of effort necessary to provide the County with a initial document from
which future decisions would be based. It is also important to note that in order to meet
these constraints within the timeframe, the Consulting Team will rely on County staff to
help collect and analyze certain data required to complete this engagement.
WORKPLAN
Task 1: Project Initiation
The Consulting Team will meet with appropriate County staff to insure a clear
understanding of the goals and objectives of this engagement, the anticipated role of all
parties involved, the timeframe, and the method by which the engagement will be
conducted. This task may included interviews of elected officials and a workshop so
that a clear articulation of observations and concerns can be ascertained and
documented.
Task 2: Data Collection
The Consulting Team, working with County staff, will collect all necessary data which
will include, but not be limited to, organizational charts, budgets, salary and wages
schedules, job descriptions, interlocal agreements for shared services and facilities
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between the District and the County, and other ordinances or resolutions necessary for
this evaluation.
Task 3: Personnel Interviews
The Consulting Team will conduct a number of interviews with District and County
personnel so a thorough familiarization with the operations and process of the District
and the County can be clearly defined. These interviews may include both appointed
and elected officials of each entity.
Task 4: Process and Procedure Examination
Concurrent with Task 3, the Consulting Team, with the assistance of County staff, will
conduct the necessary review of the District's procedures and methods by which it
delivers the services defined in its enabling legislation. This review will be limited to the
business process of the District and in no way will address the engineering and
scientific methods of mosquito control and abatement.
Task 5: Draft Report Preparation
Based on the information collected from the analysis conducted in Tasks 2, 3 and 4, the
Consulting Team will prepare a draft report which will articulate the findings and
recommendations of the review process. Care will be taken to ensure to the County
that Section 189.428, Florida Statutes, has been considered by the reviewer for those
criteria pertinent to this evaluation. This draft report will be presented to County staff for
its review and comments as it pertains to the factual presentation of the findings.
Task 6: Report Finalization
Once final comments have been received from the County, the Consulting Team will
finalize the report to include all findings and recommendations.
Task 7: Final Report Presentation
At the conclusion of this engagement, the Consulting Team will make a presentation to
the County Commission. It is our understanding that an additional presentation in a
public hearing setting may be required in order to comply with Section 189.428, Florida
Statutes.
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APPENDIX B
HOURS AND FEES MATRIX
OPERATIONS REVIEW FOR FLORIDA KEYS MOSQUITO
CONTROL BOARD
HOURS AND FEES MATRIX
Tasks Total Hours Total Fees
Task 1: Project Initiation
NG&N 4 $600
GSG 16 $2,000
Total Task 1 20 2600
Task 2: Data Collection
NG&N 8 $1,200
GSG 16 $2,000
Total Task 2 24 3200
Task 3: Personnel Interviews
NG&N 8 $1,200
GSG 24 $3,000
Total Task 3 32 4200
Task 4: Process and Procedure Examination
NG&N 8 $1,200
GSG 24 $3.000
Total Task 4 32 4200
Task 5: Draft Report Preparation
NG&N 8 $1,200
GSG 24 $3,000
Total Task 5 32 4200
Task 6: Report Finalization
NG&N 4 $600
GSG 16 $2,000
Total Task 6 20 2600
Task 7: Final Report Presentation
NG&N 4 $600
GSG 16 $2,000
Total Task 7 20 2600
Total NG&N Hours and Fees 44 $6,600
Total GSG Hours and Fees 136 $17,000
Total Hours and Fees* 180 $23,600
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Special Note:
(1) The total fees does not include travel or production expenses. Travel expenses will be billed
according to Florida Statues 112.061.
(2) Lump sum professional fees are based upon the following standard hourly rates: NG&N - $150;
GSG-$125
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APPENDIX C
DELIVERABLES AND PAYMENT SCHEDULE
OPERATIONS REVIEW FOR
FLORIDA KEYS MOSQUITO CONTROL DISTRICT
DELIVERABLES AND PAYMENT SCHEDULE
Deliverable Timeframe Payment Schedule
Project Initiation 10 days from Notice to Proceed 0% of fee
Complete Field Work 30 days from Project Initiation 50% of fee
Submit Draft Report 60 days from Project Initiation 30% of fee
Submit Final Report 10 days from final comments 10% of fee
from County
Project Closeout Presentation 10% of fee
to County Commission
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APPENDIX D
QUALIFICATIONS AND BACKGROUND OF GSG AND NG&N
OPERATIONS REVIEW FOR
FLORIDA KEYS MOSQUITO CONTROL DISTRICT
QUALIFICATIONS AND BACKGROUND OF GSG AND NG&N
GSG is the pre-eminent firm in the State in
Government Services Group, Inc. working with cities, counties and special
("GSG")
districts to develop alternative funding for
capital and service needs and in the
improvement of service delivery for these same governmental entities. (GSG is partially
owned by and affiliated with NG&N). While GSG has considerable experience in
virtually all aspects of revenue enhancement and administration, we specialize in the
development and implementation of funding, governance, and service enhancement
alternatives. We possess the capacity and capability to develop and put in place all
revenue and governance alternatives identified in this study effort. We have the
capability to create sophisticated, uniquely focused and individually structured solutions
that are carefully integrated with the specific needs of our clients.
GSG and NG&N have had in the past, and continue to have, professional relationships
with the majority of all counties within the State of Florida. In addition, we have had an
opportunity to work with the majority of all the major cities within the State in providing
governance alternatives for service delivery and alternative revenue enhancement
programs.
GSG and NG&N have had the opportunity in the past to work on other reviews of
special districts under Section 189.428, Florida Statues, the most recent and largest
project has been completed for Lee County. Lee County provides fire rescue services
via 17 independent districts, 3 municipalities, and the County. GSG and NG&N,
working as part of a consulting group, conducted an evaluation of all service delivery
options, legal impact, legislative initiatives required and funding alternatives for a more
efficient and effective delivery of such critical services in a rapidly growing county. This
project was the largest of its kind, that we are aware of, in the State of Florida. It
outlined numerous recommendations that address both true economies of scale and
false assumptions made in prior discussions that had occurred between the County and
various independent districts providing service. (Please contact Bruce Loucks,
Assistant County Manger at (941) 335-2221.)
Mr. Robert Sheets, the Project Director, and most of the team have been involved in
various operation reviews for numerous cities and counties within the State of Florida.
Mr. Sheets was project director for performance evaluations for seven major
departments in Hillsborough County that included the Environmental Protection
Commission, Countywide Planning Commission, Growth Management, Building and
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Zoning, and Civil Service Board. (Please contact Ms. Pat Bean, Assistant County
Manager at (813) 272-5750.)
In addition, GSG and NG&N are currently involved in assisting the City of Clearwater in
the development of funding alternatives for Gulf-To-Bay Boulevard. This road which
represents the major east west corridor of the City is to undergo a major capital
revitalization. We are currently assisting the City in the evaluation of all funding
alternatives. (Please contact Mr. Mike Roberto, City Manager at (727) 563-4045).
Because of the organizational skills of our Consulting Team, we were able to facilitate
the coordination of 11 communities in Broward County so that they could proceed to
solve a revenue shortfall problem as a result of the resolution of a dual taxation issue.
All of these communities utilized the same approach in a very ambitious timeframe to
resolve this issue by choosing to develop alternative funding programs to fund a portion
of their fire rescue services budgets. Consequently, of the 11 communities that entered
into this engagement with GSG and NG&N, 9 implemented their program in the first
year, the 10 h implemented its program the second year and the 11t (Miramar) decided
to use existing ad valorem taxes to fund the shortfall.
Also in the past year, GSG & NG&N have been retained by the City of St. Petersburg to
evaluate funding alternatives for the City's Fire Rescue Program. This analysis was
initially conducted in anticipation of a major revenue shortfall by the City. This project
has been completed and provided the City with the opportunity of relieving the impact of
ad valorem taxes should the City move forward with implementation. (Please contact
Chief Jim Callahan, 813/893-7694).
The following references should be contacted to ascertain the quality and reputation of
GSG. They are as follows:
Location Contact Telephone #
City of Clearwater Mr. Mike Roberto 757/562-4045
City Manager
West Coast Regional Mr. Jerry Maxwell 813/796-2355
Water Supply Authority Executive Director _
Hillsborough County Ms. Patricia Bean 813/272-5750
Deputy County Administrator
City of Margate Mr. Leonard B. Golub 954/972-6454
City Manager
Town of Davie Mr. Chris Wallace 954/797-1000
Director of Finance
South Florida Water Ms. Jane Bucca 561/687-6791
Management District Senior Economist
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Village of Wellington Mr. Charlie Lynn 561/791-4000
Village Manager
140000 Greenbriar Blvd.
Wellington, FL 33414
GSG and NG&N were engaged by the Village of Wellington to develop a series
of alternative funding and budget scenarios for this newly incorporated
community within Palm Beach County. This report outlined a detailed alternative
funding scenario for the Village's attempt to address neighborhood improvement
needs ranging from flood control to neighborhood parks improvements. GSG
and NG&N are currently negotiating a final Professional Services Agreement
with the Village to provide on-going support in the creation, implementation and
maintenance of these alternative funding programs.
City of Tallahassee Thomas Quillin 850/891-6606
Fire Chief
300 South Adams Street
Tallahassee, FL 32301
GSG and NG&N have been retained by the City of Tallahassee to develop an
alternative funding program for the City's Fire Rescue Services. These services
are currently being provided on a county-wide basis and have been funded
primarily by transfer from the City's electric utility to the general fund. Because
of pending utility deregulation and the City's desire to become more competitive
with its utility rates, they have made a policy decision to reduce the utility's
contribution to the general fund next year by $15 million dollars. GSG and
NG&N have developed an alternative funding source that will allow the City to
provide a special assessment for fire rescue services on the City's utility bill.
This will enable the City to assess the cost for fire rescue services to all
properties receiving utility services within the service area, which includes both
incorporated and unincorporated areas of the community. The program will also
enable the City to assess and collect for these public services from institutional
and tax-exempt properties.
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Miami- Mr. George Burgess 305/275-5143
Dade County Director, Office of Mgmt. and
Budget
Metropolitan Dade County
Stephen P. Clarke Center
111 N. W. 1st Street
Suite 2710
Miami, FL 33128
GSG and NG&N were brought under contract with Metro-Dade County in April of
1997 to fast track a funding program for its fire rescue special district. The fire
rescue district's $155 million budget is at or near a voter approved 3 mill tax
capacity. The Consulting Team was able to develop the assessment report and
database for submission to the special district within 75 days. The County has
not, at this point, implemented the program; but it anticipates implementation by
1999. During the development of the project, GSG developed a database with
more than 500,000 parcels.
International Drive Master Ms. Luann Brooks 407/248-9590
Transit and Improvement Executive Director
District 7081 Grand National Drive
Suite 103
Orlando, Florida
GSG and NG&N have been engaged by the International Drive Master Transit
and Improvement District ("the District") to assist in the development of an
alternative funding source to fund transportation improvements in the District.
The District has historically funded improvements using ad valorem taxes within
municipal service taxing units; however, the District's authority to use ad valorem
taxes was provided by Orange County and the City of Orlando subject to a
sunset provision effective Fiscal Year 1999-2000. Therefore, the District must
transition its existing revenue sources to an alternative funding mechanism.
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Nabors, Giblin & Nickerson, Nabors, Giblin & Nickerson, P.A. ("NG&N") is the
P.A. ("NG&N") leader in the Florida legal community in providing
innovative, sound and practical solutions to a
variety of revenue and governance challenges facing Florida's local governments.
NG&N is at the forefront of providing unique revenue alternatives because of the wide
variety of services that its members can provide. Because of the leadership role NG&N
maintains in this area, its clients have called upon the law firm to provide guidance in
addressing regional, community-wide and neighborhood-specific issues to fund both
service and capital programs. These programs, created by NG&N, have allowed its
clients to marshal creative, flexible solutions that are responsive to the communities'
demands. Through diversity of services and focus of mission, NG&N has solved
problems for local governments that other law firms would not even attempt to engage.
NG&N is a Florida law firm with offices in Tampa, Tallahassee and Orlando. The firm
was established in 1984 so that the firm's principals could limit their legal practices to
State and local government law. The firm still operates on this premise and today has
21 members with extensive experience in and primary dedication to representing
governmental clients in the areas of special revenue initiatives, governance structure,
public finance, pubic/private partnerships, litigation and public utilities and tax practice.
NG&N's unique combination of providing trial, appellate, legislative and financial legal
services almost exclusively to State and local governments provides NG&N, as a firm,
with the ability to assist its clients in identifying and implementing solutions for local
governance and revenue needs.
In 1994 at the request of the Governor's office, NG&N was engaged by the South
Florida Water Management District to work with the parties involved with federal
litigation over the pollution of the Everglades and structure a funding strategy for the
Everglades restoration project. Negotiations among various governmental entities and
private agricultural interests had identified specific projects to reduce the phosphorous
level of surface water entering the Everglades and established relative funding
obligations for the various parties. Although the general terms of private agriculture's
share of the project cost had been determined, no enforceable method of generating
funds from this source had been identified. To provide a secure funding vehicle, NG&N
developed State statutory provisions imposing an agricultural privilege tax that was
specifically tailored to meet the District's policy objectives and implement the agreement
previously reached with agricultural interests. During the course of this engagement,
NG&N negotiated specific terms of the tax provisions with agricultural interests, drafted
the State legislation and successfully lobbied the Florida Legislature for its enactment
without violating the statutory prohibition against the District paying outside consultants
to lobby the Florida Legislature. Further, after this tax was challenged by several
landowners in Hendry County in 1995 and 1996, NG&N represented the District and
were able to negotiate a favorable settlement. See Williams v. South Florida Water
Management District, No. 94-991 (Fla. 20th Cir. Ct.) (order dismissing case with
prejudice).
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NG&N is the leading public finance firm in Florida and serves on a continuing basis as
Bond Counsel or Disclosure Counsel to 26 Florida Counties and numerous Cities.
Since the Firm was founded in 1984, NG&N and its members have provided bond
counsel services to well over 100 cities, counties, and other governmental entities in
Florida.
NG&N is a public finance firm dedicated to governmental problem solving. In addition to
the significant public finance practice which involves the financing of traditional capital
infrastructure, NG&N is on the cutting edge of representing government in public-private
partnerships that are identified and sanctioned by local government. A representative
financing utility project of the Capital Finance Group is the public/private partnership
assessment program completed for the City of Miramar.
The City of Miramar project comprised a major utility assessment program to finance a
water treatment plant to be located in the undeveloped western portion of the City. The
cost to construct the basic utility infrastructure was assessed against a wide area to be
served by the plant at buildout. The assessments imposed were pledged for the
issuance of the debt necessary to construct the required capital improvements resulting
in no need to raise monthly service charges on existing customers. As utility
connections occurred, the amount of the prior assessment installments paid were
credited against the impact or connection fees otherwise due. The assessments were
authorized by a home rule ordinance enacted by the City. Such an assessment
program for a water treatment plant was developed by NG&N and was the first of its
kind within Florida.
Most recently, NG&N was engaged by the West Coast Regional Water Supply Authority
("Authority") to assist with reorganizing the Authority's governance structure. The
Authority was operating under an interlocal agreement among Hillsborough County,
Pasco County, Pinellas County, the City of St. Petersburg and the City of Tampa.
Water was developed and distributed under a subscription system, i.e., the individual
members subscribed and paid for specific projects (many located within the jurisdiction
of other members), from which they had priority rights to purchase water. The individual
members' obligations for each Authority facility, including the water rates, were
established in a separate agreement with one or more members. In addition, most
members owned and operated their own competing water supply facilities. The
divergent interests fostered by this system resulted in constant litigation and functionally
precluded the Authority from developing the new water supply facilities necessary to
reduce environmental stress near existing sources.
NG&N was primarily responsible for mediating and drafting a new interlocal agreement,
which fundamentally changed the relationship among the Authority's members. Under
the new agreement, the member governments agreed to relinquish their individual rights
to develop water supply facilities, and the Authority became the sole and exclusive
water supplier for the members with an unequivocal obligation to meet the members'
water needs. All members will purchase water from the Authority at a uniform rate.
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Pursuant to this agreement, the Authority acquired all regionally significant wholesale
water supply facilities owned by the members. Alternative dispute resolution provisions
were established to limit litigation, and deadlines were established for developing new
water sources and reducing pumpage from current facilities, that are consistent with the
environmental recovery plan established by the Southwest Florida Water Management
District.
Several corollary documents are appended to the interlocal agreement. NG&N
prepared a master water supply contract governing the specific terms under which
water is sold to the member governments. In addition, separate property transfer
agreements were prepared for conveyance of regionally significant supply facilities from
the members to the Authority. Negotiating a solution to the Tampa Bay "water wars"
required dozens of workshops with all of the members' representatives and an equal
number of meetings with individual members to formulate acceptable solutions for local
issues. The interlocal agreement has been approved by all of the Authority's members
and is considered to be the model of intergovernmental cooperation for the Tampa Bay
region.
NG&N has also assisted more than 40 Florida local governments by designing and
implementing special assessment programs for capital projects and governmental
services. By their very nature, no two assessment programs are the same; however,
throughout its many years of practice, NG&N has become well-versed in the
development and implementation of special assessment programs that are politically
patatauie, administratively implementable, financially feasible and legally sufficient.
In addition to assisting several local governments in the development and
implementation of special assessment programs, NG&N has also successfully defended
such programs from legal challenge. For example, in 1997, NG&N served as appellate
counsel for Sarasota County in the case of State v. Sarasota County, 693 So. 2d 546
(Fla. 1997), where the Supreme Court of Florida upheld the County's special
assessments for its stormwater management program. Further, NG&N successfully
defended a solid waste special assessment program for Clay County in Harris v.
Wilson, 693 So. 2d 945 (Fla. 1997). In this case, the Supreme Court found for the
County, holding that the solid waste special assessments provided a special benefit to
property and that the assessments were fairly and reasonably apportioned.
Additionally, NG&N represented Lake County in the recent case of Lake County v.
Water Oak Management Corp., 695 So. 2d 667 (Fla. 1997). This case confirmed what
NNG&N-had long advocated -- that fire rescue services provide the requisite special
benefit to property for special assessments. Furthermore, at least one member of
NG&N has served as trial or appellate counsel or counsel for a "friend of the court" in
almost all of the major local government revenue and home rule judicial decisions
during the past 25 years.
NG&N has also helped local governments develop and implement other alternative
revenue sources. Through NG&N's public finance practice, it has initiated the
development and implementation of many finance innovations in Florida, including
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insurable lease-purchase financing structures, the Florida Association of Counties
Commercial Paper Program, the Affordable Housing Guarantee Program of the Florida
Housing Finance Corporation, and the structure of bonds payable from special
assessments collected on the ad valorem tax bill. Additionally, NG&N has been an
innovator in securing for Florida local governments the authority to impose user fees for
the use and rental of public rights-of-way and other public property by utilities of all
types. Specifically, NG&N has assisted numerous local governments in designing and
negotiating franchise fees for gas, electric and cable television, and within the past few
years, NG&N has developed a concept of the unilateral home rule imposition by
ordinance of a privilege fee as an alternative to the functionally equivalent franchise fee.
NG&N has also worked with at least 11 Florida local governments on impact fee
projects for transportation, schools, libraries, parks, and fire. In this capacity, NG&N was
instrumental in structuring impact fee programs that use an improvement-driven
approach, as opposed to the traditional standards approach. An improvements
approach allows local government to provide necessary funding for capital
improvements in order to fulfill the capital improvement element of their comprehensive
plans.
Thus, NG&N has provided creative and effective solutions to various local government
funding problems. NG&N's ability to effectively respond to these needs in identifying
revenue and governance solutions has been partially due to the fact that NG&N or its
members have participated in drafting and securing passage by the Florida Legislature
of many significant local government tax initiatives during the past 20 years. For
example, during the 1985 Legislative Session, Robert L. Nabors, drafted the
amendment to Chapter 373, Florida Statutes, which authorized the pledge by water
management districts of funds deposited in the Water Management Lands Trust Fund
for land acquisition under the "Save Our Rivers" land acquisition program. Other
representative examples include the following:
• the municipal service taxing and benefit unit concept (§ 125.01(1)(q) and (r), Florida
Statutes);
• the revision of Uniform Collection Method to allow local governments more flexibility
in collecting capital special assessments on the tax bill (§ 197.3632, Florida
Statutes);
• -the Local Government Infrastructure Surtax, which provides a one cent local option
sales tax option for each of Florida's 67 counties; and
• revisions to the Tourist Development Tax.
Furthermore, NG&N's collective knowledge of the applicable laws and regulations
affecting tax and finance issues is unsurpassed. For example, several members of the
firm participate at least twice a year in a one-and-a-half-day seminar, sponsored by the
firm and GSG, to educate local government officials and staff on Florida law as it relates
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to local government finance and tax issues. Included with this proposal are the seminar
materials that are prepared by NG&N. In 1992 and 1994, NG&N assisted the Florida
Counties Foundation, Small Counties Technical Assistance Project by developing an
analysis of revenue options available under existing laws and Florida case law for each
of the 32 small counties in Florida. NG&N identified and offered practical advice
regarding additional revenue options. The analysis of revenue options included a
general reference guide and summary of the authorized small county optional tax
sources and home rule revenues, as well as a summary of each county's current
revenue and expenditures, including ad valorem tax data. Finally, NG&N, along with
members of GSG, was recently asked by the Florida Department of Community Affairs
to provide educational sessions to its staff on the home rule powers of Florida's local
governments and how those powers can be creatively used to fund elements of a local
comprehensive plan capital improvement element.
Lee County Mr. Bruce Loucks 941/335-2221
Director, Budget Services
P.O. Box 398
Ft. Myers, FL 33902
In 1985 NG&N was approached by Lee County to help the County undertake
bridge financings for which an enterprise fund would be established. In other
words, rather than finance each bridge individually, Lee County wanted to
finance up to three different bridges as part of one enterprise fund. Prior to
1985, most bridge financings were done pursuant to Chapter 159, Florida
Statutes, which is generally construed as not permitting toll facilities such as
bridges to be financed as part of an enterprise fund. We advised the County that
in lieu of utilizing Chapter 159, it should undertake its bridge financings pursuant
to its home rule powers. In that vein, we drafted a home rule ordinance for the
County to undertake financing of the bridges pursuant to an enterprise fund.
This issue was ultimately taken up through a validation proceeding to the Florida
Supreme Court. The Court found in favor of Lee County in the case styled
Taylor v. Lee County, 498 So. 2d 424 (Fla. 1986). This case is typically
recognized as one of the keynote cases in defining home rule powers of
II counties:-
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Osceola County Ms. Jo O. Thacker 407/847-1212
County Attorney
17 S. Vernon Avenue
Room 112
Kissimmee, FL 34741
NG&N was engaged by Osceola County to assist in funding a proposed toll road
to link Florida's Turnpike with World Drive. The capital cost of financing the toll
road was approximately $150,000,000. NG&N negotiated and prepared an
extensive Development Agreement among Osceola County, the Reedy Creek
Improvement District ("RCID") and several private developers, including Disney
Development Company. Pursuant to the Development Agreement, RCID and
the private developers provide a portion of the funds to construct the project and
will make annual payments to augment the toll revenues pledged to secure the
bonds issued to finance the toll road. The Development Agreement includes
seven layers of debt service security, the last of which is a general obligation
guaranty from RCID. The combination of tolls and private payments will result
in construction of this road without the necessity to pledge gas taxes or other
governmental revenues.
Monroe County D-10
Florida Keys Mosquito Control District Operations Review
2-8-99
•
City of Miramar Eric M. Soroka 305/466-8900
Water Treatment Plant (Former City Manager; now
Manager of the City of
Aventura)
As mentioned earlier, NG&N has recently completed a major utility assessment
project for the City of Miramar to finance a water treatment plant to be located in
the undeveloped western portion of the City. The special assessments which
secured a series of bonds to fund construction of the plant, were imposed on a
"two-tier basis. The cost to construct the plants basic infrastructure was
assessed, on an involuntary basis, against a wide area to be served by the plant
at buildout. Developers desiring immediate capacity from the plant were also
assessed for capacity improvements to serve all or a portion of their ultimate
capacity needs. This latter group, which numbered approximately 25
ownerships and included approximately 80 percent of the landowners, entered
into Water Treatment Plant Assessment and Capacity Agreements with the City.
The specific terms of these agreements and the method of sharing the project
cost among the various parties were negotiated and drafted by NG&N. The
assessments were authorized by a home rule ordinance enacted by the City.
Subsequently, NG&N was also engaged in the development of additional
assessment programs to finance other infrastructure in the western
undeveloped portion of the City of Miramar. These programs financed a
wastewater treatment plant and water and wastewater transmission facilities.
Monroe County D-11
Florida Keys Mosquito Control District Operations Review
2-8-99
•
Sarasota County Dave E. Cook 941/378-6009
Acquisition Program Finance Division Manager
Sarasota County Utilities
Department
Stephen E. DeMarsh 941/316-7272
Assistant County Attorney
P.O. Box 8
Sarasota, FL 34230
NG&N serves as legal advisor to Sarasota County in water and wastewater
utility matters. Sarasota County has more than 40 significant investor-owned
utilities and NG&N has been engaged to develop a rational approach to the
evaluation and acquisition of five major utilities with the objective of furthering
the creation of a regional utility system. As mentioned previously, NG&N has
negotiated and closed the $37.5 million acquisition by Sarasota County of
Southern States Utilities, Inc.'s Venice Gardens Utility System. In 1996, NG&N
completed successful negotiations with the Hugh F. Culverhouse Trust for the
acquisition of Central County Utilities, Inc.; Taywood Homes (Inc.) Ltd. for the
acquisition of the Meadwood Utility System; and developed and closed a
stipulated settlement agreement with Atlantic Utilities of Sarasota, Inc. for
acquisition of the Atlantic Utilities of Sarasota, Inc. utility system. In all of these
transactions, NG&N took the lead in orchestrating the transactional elements of
the closings and issuance of title insurance commitments and policies which
facilitated the closing process. NG&N is currently working on acquisition
programs in three other counties where initial title search work has been ordered
to facilitate the negotiation and acquisition analysis by NG&N's government
clients.
Monroe County D-12
Florida Keys Mosquito Control District Operations Review
2-8-99
•
West Coast Regional Jerry Maxwell, Executive 813/796-2355
Water Supply Authority Director
Don Conn, General Council
2535 Landmark Dr.
Suite 211
Clearwater, FL 34621
NG&N was responsible for mediating and drafting a new interlocal agreement,
which fundamentally changed the relationship among the Authority's members.
Under the new agreement the member governments agreed to relinquish their
individual rights to develop water supply facilities, and the Authority became the
sole and exclusive water supplier for the members with an unequivocal
obligation to meet the members water needs. Alternative dispute resolution
provisions were established to limit litigation, and deadlines were established for
developing new water sources and reducing pumpage from current facilities, that
are consistent with the environmental recovery plan established by the
Southwest Florida Water Management District.
Additionally, NG&N prepared several corollary documents involved in the
restructuring of the Authority, including a master water supply contract governing
the specific terms under which water is sold to the member governments and
separate property transfer agreements. The interlocal agreement has been
approved by all of the Authority's members and is considered to be the model of
intergovernmental cooperation for the Tampa Bay region.
Monroe County D-13
Florida Keys Mosquito Control District Operations Review
2-8-99