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Fiscal Year 1997 # t� �t R �1 t� M� i hl �Y F G� ! f f af1�sr�b rt i 1� iS isys r 7 rirC l # lot s -- i 7? + t�,' A, �Y,r .`���f, �t�� �,�;,"'i��}�5`•C:S�, ��l+f rt'#ic riC;�} t)/{}}�!tCr 75; )} r �4�; ,_� A � r �, 4Y. t#tt � i#if'4+uts)fh y, t � it :c v UP MIT aw �s� it v r s t # # I se'�sv #t - ` }v y r u �•�� r�d �d�)_ " "iv�,��lstj7l�� �;�CJ -.. 1 Farj id rtei _v 1 C r<<�'� t�'.:i t .{t4fi t(jt S�S55fY?.�3?�^,�IYY'�...�. ,� v, ,�,�,��.-..)te� st� +•h 1�4 �+t�)4�i=§ r4?t'RiE+,Pgii}i.d�}� ��utGt �,�F�Kk �r�f)`Yh rtutasAir,r�fi't��itl �°t�,y,s`��`}.)'#.s?`s1,7�`,#±�.,�'7�S,t')i'; 2 .ti* ,4> 1 .�.. Y '���aA"€ :,'�z�a'Gr�dti y r.ItS tp�v"n�#t�rt•'ds`t" r Gi3 r,�i`���+r�t~x �t��,,� '1y���fy �). {a{ ti s� �'3.r4 v fi��'rlait-ih it Cji"���i;�Cs�4Yr 3, ' { i vv �t=.4s� v � iltiatt� rr�yEcx�1 sobh\dtn ttr�7 #t},' � r s c - ? - ab, � a �+ Yyh uj 1)a�Gi t•y�dt5 �G!}�t "s v �r� v� ]] 4 s `�� t $' y�. �' - }5 O ROE COUNTY, FLORID COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 DANNY L. KOLHAGE CLERK OF THE CIRCUIT COURT PREPARED BY: CLERK OF THE CIRCUIT COURT FINANCE DEPARTMENT SANDRA CARLILE FINANCE DIRECTOR Cover photo courtesy of Bill Keogh, an adventure travel photographer whose home base is on Big Pine Key, Florida. MONROE COUNTY,' FLORIDA BOARD OF COUNTY COMMISSIONERS KEITH DOUGLASS, MAYOR DISTRICT 4 WILHELMINA HARVEY JACK LONDON DISTRICT 1 DISTRICT 2 SHIRLEY FREEMAN MARY KAY REICH DISTRICT 3 , DISTRICT 5 COUNTY ADMINISTRATOR JAMES ROBERTS CLERK OF THE CIRCUIT COURT AND CHIEF FINANCIAL OFFICER DANNY L. KOLHAGE MONROE COUNTY, FLORIDA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 !ARLEAQ��� PAGE INTRODUCTORY SECTION Transmittal Letter of the Clerk of the Circuit Court..................................--...................... ........ A-1 Certificate of Achievement for Excellence in Financial Reporting...................--.................. ..... A-19 OrganizationalChart................... ................... ................. ...................................... ............ A-20 Independent Auditors' Report......................................--.................... .............*......................... B-1 Report on Compliance and on Internal Control Over Financial Reporting Based on an Audit of Financial Statements Performed in Accordance with Governmental Auditing Standards....... ............................... ... B-3 COMBINED FINANCIAL STATEMENTS GENERAL PURPOSE FINANCIAL STATEMENTS: Combined Balance Sheet-All Fund Types,Account Groups and Discretely Presented Component Unit............. C-1 Combined Statement of Revenues, Expenditures and Changes in Fund Balances- All Governmental Fund Types, Expendable Trust Funds and Discretely Presented Component Unit............... C-5 Combined Statement of Revenues, Expenditures and Changes in Fund Balances- Budget and Actual-All Governmental Fund Types and Expendable Trust Funds........ ........... ................ ....... C-7 Combined Statement of Revenues, Expenses and Changes in Fund Equity- AllProprietary Fund Types................. ...................... .................................................. ....................... .............. C-1 1 Combined Statement of Cash Flows-All Proprietary Fund Types...........—1........... ...... ........................ C-12 Notes to Combined Financial Statements........ ..............--.............—................................. .........—..................... C-14 GOVERNMENTAL FUND TYPES: General Fund Schedule of Revenues, Expenditures and Changes in Fund Balance® Budget and Actual.................... D-1 Speci al-a I� avenueF�n CombiningBalance Sheet..................................................... .......................... .........----......... E-1 Combining Statement of Revenues, Expenditures and Changes in Fund Balance........ ............ E-9 Statements and Schedules of Revenues, Expenditures and Changes in Fund Balance-Budget and Actual: AffordableHousing Programs................................................................................. .............. E-17 Fineand Forfeiture................................. .............................. .......................................... ..... E-18 Roadand Bridge .........................--.......-.................. .....-................. .........—................ E-19 LawLibrary........................................................................................................ .................... E-21 Tourist Development, All Districts, Two Cent............................................................... ......... E-22 Tourist Development, Administrative and Promotional, Two Cent...... ........................... ...... E-23 Tourist Development, District#One, Three Cent................................................................... E-24 (Continued) . ' ' &NONROE COUNTY, FLORIDA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR HE FISCAL YEAR ENDEDSEPTE / BER 30, 1997 TABLE QF CONTENTS -CONTINUED PAGE To ' . ' ' | / ' rist Development,[}isthct#Tvvo. Three Cent.-..-�_.-.--. `�—..,_-.--.__,__._~. ' Tourist Development, #Th � Tourist ' - District Three ' � Tourist ` Fire and Ambulance, District#1. Lower and K8|Ud|e Keys_--_ ,'------. E-32 Finaond/\nlhubance' [>�thct#8, Kev |arnn�''-.---~---_-----_.---.--_' `E-34 ` Translator �a ' System 35 Unincorporated Area ' "," c".pv.a==Area Service District^- Parks and Recreation................................................ c_38 ' Impact Fees -_� . ^ |r�p��` Faua - �ar�a and ---.--.'.--_------,----..--_'-.- �-4O | Fees- ' ' F -41 Impact—Fees Police Facilities ^ Impact-, Fees_ ire`'- and _EMS -.`-.-_-------------_----.-----'_- _ `4 - g1 Enhancement ' Duck Key Security ' CuUyoe Gardens Municipal kwert0s�x�_-----,.---'-__.^--.---_- E-49 Jolly RogerEstates Municipal Service'Culvert District.............................................................. 0 . Winston Waterway Municipal Service Taxing District- E-51� Comprehensive Plan Land E-52 ' _ H|DTA (�n�n�m--'----.--.-.,_�_-----_.-._---.-.-`'_,,_-_`---- E-53 Sheriff _--_-----.-..-.-_._---�_--.----_--.-.--. E-54 ' ` ' . �-55 Sheriffs " `'''D"y/---'^^-'_-------`__'-------'-' -'---'',-^----� ^ � . Debt Service Funds Combining BalanceF-1 _ Combining of Revenues, Expenditures and Changes inFund ................... Combining Statement' of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual-._-.---..--.-.,__.-,-.-.-.--._..--__-_-_---._-. F-3 ^ Capital P[giegt Funds Combining ' , � Balance Sheet _..._--.-_-_-_---- ........................................................ G 1 ' Combining Revenues, Expenditures and Changes in Fund Balances-,,---- G'2 Combining Statementrf Revenues, Expenditures and Changes inFund Balances - andActual................................................................................................................... {S-3 ' - ' ' ���� PROPRIETARY FUND _ ES: Enterprise Funds Cnnlbhnhno Ro|on�� |�he8t-.---_-'._---------,_-_-'~---_-_-._'---_ H-1 . ' (C�nbnu�d\ ' ` . ` K0ONROE COUNTY, FLORIDA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED SEPTEK8BER3O, 1997 TABLE OF CONTENTS -CONTINUED PAGE —` Combining Statement of Revenues, Expenses and Changes in Fund Equity............................. H'5 Combining Statement of Cash Flows.......................................................................................... H-7 Schedule of Expenditures - Budget and Actual: -` Municipal Services District- Waste.......................................................................... H'11 CardSound Bridge.................................................................................................................. H'12 MarathonAirport..................................................................................................................... H-13 -- Key West Airport ---_--------_----.---.—~-----_-------.--. H-14 Refunding Improvement Revenue Bonds -Series 1S91 - Description........................................ H-15 Refunding Improvement Revenue Bonds-Series 10S1 _Debt Requirements ho Maturity...................... M-18 Internal Service Funds Combining Balance SheeL----..----------------------------- ��1� ConlbiningStotemnentofF�evgnues. �nd ��h�n��minFundEouhx.-----_---. H-19 Combining Statement of Cash Flows.......................................................................................... H-21 Schedule of Expenditures - Budget and Actual: - Worker's Compensation Fund....................... H-25 Group Insurance Fund............................................................................................................ H-26 RiskManagement Fund.......................................................................................................... H-27 Fleet Management Fund......................................................................................................... H-28 � FIDUCIARY FUNDS AND ACCOUNT GROUPS: FiduciaU Funds -� CombiningBalance Skeet........................................................................................................... 1-1 Combining Statement Of Revenues, Expenditures andChangesinFundBa|ancen - -� All ExpendableTrust Funds.................................................................................................... 1-3 Combining Statement df Changes in Assets and Liabilities -All Agency Funds......................... 1-4 Sbabements.ofRevenueo. Expendituresond Changes in Fund Balance- Budget and Actual: -� Law Enforcement Trust ----------------------..----------.--- 1-7 Drug xAbuse Trust -------.----.------------------._—,.------. 1-8 CourtFacility Fees..................................................................................................................... 1-9 General Fixed Assets Account Group Schedule of General Fixed Assets by Smurce--.---.,`----------'-------- J-1 Schedule of General Fixed Assets by FunctionaOd Activity—_ . J-2 | Schedule of Changes in General Fixed Assets bv Function and -----------' J-4 Long-Term DaLtAgQQu_n_t_Q_r= | Schedule of� _- `=-_ in General Long-Term J-O Refunding Improvement Revenue Bonds - Series 1B83 /M3\ - Description................................. J-7 Refunding Improvement Revenue Bonds~Series 1983 (83)'Debt Requirements ho K8nturdy----' J-0 � Refunding |rn ��v8DW� B�nd� - G�d�G1S�3 /88)- ----.—.----- J-S | '�`" '�-'--- ` ' Description Refunding Improvement Revenue Bonds-Series 19S3 (G8)- Debt Requirements to ----' J'10 Sales Tax Revenue Bonds, Series 1991 - Description................................................................ J'11 | Sales Tax Revenue BoDds, Series 1991 ' Debt Requirements to Maturity................................. J-12 / (Continued) MONROE COUNTY, FLORIDA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 TABLE OF CQNTENTS - CQ !LNILED PAGE STATISTICAL ag-CTION General Fund Statistical Data General Government Expenditures by Function............................................... ............... ......... K-1 General Government Revenue by Source........................ .................................... ................ K-3 Tax Related Statistical Data Property Tax Levies and Collections...... .............................. ............................................ ... K-5 Assessed and Estimated Actual Value of Taxable Property....................................................... -K-6 Property Value, Construction and Bank Deposits............................................ ........................... K-7 Property Tax Rates - Direct and Overlapping Governments....................................................... K-8 PrincipalTaxpayers.......................I.....................................I........................................... .......... K-9 Debt Related 5taflaflgal Data Ratio of Net Genera[ Bonded Debt to Assessed Value and Net Bonded Debt Per Capita...................... K-10 Computation of Direct Underlying and Overlapping Debt........................................................... K-1 1 Ratio of Annual Debt Service Expenditures for General Bonded Debt to Total General Government Expenditures.... ......... ......... ......... ..............................I.................... ..... K-12 Schedule of Revenue and Coverage - Municipal Service District- to................................ K-1 3 General Statistical Data Schedule of Insurance Companies......... ..::........................***...... ......*...... ......*.... K-14 Schedule of Insurance Agencies.................................................................... ............................. K-15 Salaries and Surety Bonds of Principal Officials.....................I......................... .......... ......... K-16 Demographic Statistical Data........................................................................................ .......... K-17 Miscellaneous'Statistical Data...............I.......................................................I............................... K-1 8 cou" Mannp X. Ralbage BRANCH OFFICE CLERK OF THE CIRCUIT COURT BRANCH OFFICE 3117 OVERSEAS HIGHWAY MONROE COUNTY 88820 OVERSEAS HIGHWAY MARATHON,FLORIDA 33050 500 WHITEHEAD STREET PLANTATION KEY,FLORIDA 33070 TEL. (305)289-6027 KEY WEST,FLORIDA 33040 TEL.(305)852-7145 FAX(305)289-1745 TEL. (305)292-3550 FAX(305)852-7146 FAX(305)295-3660 March 25, 1998 The Honorable Jack London Chairman, Board of County Commissioners Monroe County, Florida Dear Mayor London: It our pleasure to present to you, the Board of County Commissioners, and the citizens of Monroe County, the Comprehensive Annual Financial Report of Monroe County, Florida for the fiscal year ended September 30, 1997. This report was prepared by the Finance Depart- ment of the Clerk of the Circuit Court. The accompanying financial statements and statistical tables were prepared in conformance with standards set forth by: 1. The Government Accounting Standards Board 2. The American Institute of Certified Public Accountants and its Committee on Governmental Accounting and Auditing 3.7he State Auditor, State of Florida 4.The Government Finance Officers Association of the United States and Canada Responsibility for both the accuracy of the presented data and the completeness and fairness of the presentation, including all disclosure, rests with the Clerk of the Circuit Court as Chief Financial Officer of Monroe County. We believe the data as presented is accurate in all material aspects; that it is presented in a manner designed to fairly set forth the financial position and results of operations of the County as measured by the financial activity of its various funds; and that all disclosures necessary to enable the reader to in a comprehen- sive understanding of the County's financial activity have been included. The Comprehensive Annual Financial Report (CAFR) is designed to meet the needs of a wide range of financial statement users and is divided into three main sections: introductory, finan- cial and statistical. The introductory section consists of this transmittal letter, the prior year's Certificate of Achievement for Excellence in Financial Reporting, and Monroe County's organizational,chart. This section is designed to give the reader of the financial report some ®1 _basic background about the County and its financial position. The financial section includes the general purpose, combining and individual fund and account group financial statements and schedules, as well as the independent auditors' report: The statistical section includes a number of unaudited tables of data depicting the financial history of the County for the last ten fiscal years and other demographic information., THE REPORTING ENTITY This report includes all funds and account groups of Monroe County. For financial reporting purposes, the County's reporting entity consists o (1) the County as primary government, the Board of County Commissioners, the Sheriff, the Clerk of the Circuit Court, the Tax Collector, the Property Appraiser, and the Supervisor of Elections, (2) other entities, though legally separate, which are in substance, part of the primary government'soperations and for which the primary government is financially accountable (blended component units), the Monroe County. Comprehensive Ian Land uthority, and,(3) other organizations which are financially accountable t the primary `government, or whose relationship with the primary government is such that an exclusion would cause,the reporting entity's-financial statements to be misleading or incomplete (discrete component units), the Monroe County HousingFinance Authority. Discretely presented component units are reported in a separate column in the combined financial statements to emphasize that they re legall ,s r to from the primary government and to differentiate their fin nci 1.position, results of operations, n sh flows from those of the primary government. The Monroe County School Board andthe Monroe County Mosquito Control District have not met the established criteria for inclusion in the reporting entity, and accordingly, re excluded from this report. Monroe County provides a full range of services an i ' a non-charter county established under the Constitution and the laws of the,State of Florida. Legislative control is vested with a five-member Board of County Commissioners, "each of whom-is elected to four-year term.; The elections are st red so that no more than threecommissioners re elected in any given year. T day-to-day operational direction of the Countyis the responsibility of the appointed of inistr tor. The operation of other'specific government functions resides with five Constitutional Officers. The specific functions 'are indicated y their titles. The elected positions are Clerk of the Circuit Court, Property Appraiser, Sheriff, Supervisor o 'Elections, and Tax Collector. Under the direction of the Clerk of the Circuit Court,: the Finance Department maintains the accountingsystemfor t r o CountyCommissioner's operations, including the ,Supervi- sor ofElection's operations n the Clerk of the Circuit Court's operations, which is included in theBoard of County Commissioner's General Fund. The Clerk of the Circuit Court's agency accounts, Property Appraiser, Sheriff,,Tax Collector, onro o n y Comprehensive Plan,Land uthority, a blendedcomponent unit, and the Monroe County Housing Finance Authority, a discrete component unit, maintain th iron accounting systems. However, for purposes of this Comprehensive Annual Financial Report, 'thle operation's of the primary government and the component units, the Monroe County ComprehensiveI Land Author- ity and the Monroe County HousingFinance uthority, have resent -2 LOCAL ECONOMIC EVENTS Monroe County was constitutionally formed in 1823. It is comprised of a string of subtropical islands that stretch More than one hundred miles into the Atlantic Ocean. These islands are connected in chain-like fashion to the mainland by a series of forty-two bridges. The County seat, Key West, is approximately one hundred fifty miles southwest of Miami. Havana, Cuba lies a mere ninety miles to the south. International and domestic tourism remains an important economic factor in Monroe County. The tropical climate together with the recreational water activities makes the Florida Keys and Key West a major tourist area. Tourist tax revenues continue to reach record highs for Monroe County at $9,582,455 for Fiscal Year 1997. This is an 8.51% increase in tourist tax revenues from the prior year. - Tourist taxes are collected by district. There are five such districts in Monroe County: Key West, Lower Keys, Marathon, Is!amorada, and Key Largo. Further evidence of the importance of the tourist industry is that of the top ten taxpayers in Monroe County, nine are hotels or motels. The County enjoys a healthy unemployment rate of 2.5% at September 30, 1997, which continues to decline, compared to 2.9% at September 30, 1996. The County is also well to the state and national rates of 5.1% and 5.4%, respectively. Another favorable economic indicator is continued growth in property values and new construction. Inaddition bank deposits continue to increase to $71,802,000 or 7.18% from the previous year. It is clear that the County's economic condition indicates favorable influ- ences and positive growth trends. MAJOR INITIATIVES FOR THE YEAR: Monroe County continued with its overall program of improving the admini- stration and management of the County and followed through on many of the activities identi- fied in the previous year. Administration worked closely with the Board of County Commissioners,in the development of policies that guided the preparation of the Fiscal Year 1997 budget. Aspects of capital planning were improved so that the Board of County Commissioners would be able to identify the overall impact of capital funds, from whatever source, that are utilized for a wide variety of capital projects. Work continued on a cost allocation approach that moved toward greater equity and consistency in the provision of funds on major sections of the County budget. One area of major improvement was the result of a compensation and classification study conducted by a major national consultant. That study analyzed job descriptions and duties and the job market and developed a job classification and compensation program that brought the status of County employees more nearly in line with the local and regional markets. The result was a three year program to adjust compensation levels of employees under the Board of County Commissioners and to lay the ground work in Fiscal Year 1999 that will improve job descriptions, performance evaluations, and long range compensation proposals. In addition, the Board of County A-3 Commissioners instituted an Employee Assistance Program This, combined with the group insurance benefits and the compensation and, classification study, is designed to provide employees with a secure employment' situation with opportunities for advancement and predictability. The major capital projects undertaken and continued by the County in Fiscal Year 1998 saw significant progress. The Lester Building in the Jackson ;Square complex_in Key West was completed and is_now the facility housing the State Attorney, the Supervisor of Elections and the County Commissioner for District 3: Additional design work continued on the overall Jackson Square project, with steps developed for moving various departments and Constitu- tional Officers so that additional renovations could begin. Those movements and renovations should be initiated during Fiscal Year 1998. ,They will affect the County Attorney, the Clerk of the Circuit Court, the Property Appraiser and court personnel. In reference to the Public Works facilities in the County, smaller projects were undertaken at all three major locations in the Keys with the overall .goal of improving;the Fleet Management facilities and upgrading the program to better,serve the County's fleef and-to offer services to the Sheriff and, ultimately, many other parts of the County and local government. For many years the--County has had an aggressive program of acquiring property for park and recreational development. During Fiscal Year 1997, the County continued its design and implementation of various,facilities. Most notable was,the Marr Property in Key Largo, which will be utilized for a major recreational facility. During the year, most of the design work was completed, after extensive public meetings held by the Parks and Recreational Advisory. Board. In addition work was completed'at Friendship Park in Key Largo, a more localized facility utilized by the neighborhood. Progress continued on the Marathon park and marina program, with the County acquiring a marina located immediately adjacent to the park facility. Steps'were initiated to develop a Request for Qualifications and for a consultant to'undertake designs for the park.and marina facilities and also to recommend management practices for the marina and the harbor, all in conjunction with strong community consensus building. Additional work for maintenance and improvement purposes was done at a variety of the County's smaller facilities and included.sod replacement and fence.repairs. .The County maintains agreements with the Monroe County School Board to develop and improve various,recreational facilities on School Board property that can ultimately be used for public tion also. These efforts.continued during the-year. Improvements were also initiated at various fields and tennis courts throughout the Keys. At Bernstein Park on Stock Island, a caretaker's house was completed so that there is an on-site,presence nearly all the time. A variety of'improvements were made at other County facilities, including the East and West Martello Towers and the County beach in Key West: During the year, the County completed its major renovation of the old Truman School on Truman Avenue in Key West. A decision had been made to renovate the facility rather than have it removed;and a new structure to replace it. The result has been major accolades for the design and adaptive reuse and especially for maintaining a piece of history in Key West. A-4 The facility now houses a major new meeting room for the Board of County Commissioners and other public entities including television capabilities, the County's Veterans Affairs Department, the Information Systems Department, and the Tax Collector's operation. During the next fiscal year, it is anticipated that the Monroe County Land Authority will move its offices to this building. Work was completed on the Marathon Health Department facility, with the ultimate relocation of major health services to be convenient to the citizens of that area. This was a much needed project that was developed in conjunction with the State Health Department. Work commenced at the Key West International Airport. The approximate $4 million project will include additional space and renovation of the existing terminal. The overall goals are to improve efficiency and to provide a more positive environment for the nearly 600,000 passen- gers that come through that facility each year. Funding for the project comes,fro m the Florida Department of Transportation, the Federal Aviation Administration and Passenger Facility Charges. The County maintains an ongoing program of the development and maintenance of a variety of facilities in the County. These include roads, bridges and bike paths. During the year, it is estimated that approximately $4 million expended for these projects resulted in improvements and new facilities throughout Monroe County. Overall, the County creatively utilizes a number of sources for the development and mainte- nance of its infrastructure. These sources include, not only infrastructure sales tax which funded either completely or partially most of the projects identified above, but they also included impact fees and a variety of state and federal sources; especially in reference to infrastructure sales tax funds and the ai rport projects, there are long range plans for their use. In terms of impact fees, as tax money, etc., the County has long range road and bicycle path plans which are updated each year by the Board of County Commissioners. THE FUTURE: In Fiscal Year 1998 Monroe County will continue its improvement of its capital budgeting process and communication with the Board of County Commissioners concerning all aspects oft process, There will be capital budget trend analyses in all the major areas of capital spending in the County, as well as identification of the sources of the revenues utilized to support those projects. There will be an overall summary of the capital projects plan presented with attached breakdowns of all the revenue sources and appropriations plans in the different funds. These analyses will identify the major projects as they are anticipated to proceed throughout the fiscal year. First, however, it will be useful to look at two influences on capital budgeting in the County. One of those influences is the recent vote to incorporate an area of the County known as Islamorada. If that incorporation is successful through the court challenges, at the end of March, 1998, there will be a new municipality. It is anticipated that, if that is the case, elections will occur by the end of March, 1998, and a new governing body will be t tocal government for a significant portion of Monroe County. This means that there will be long A-5 range impacts on revenues to the County from a variety of outside sources including state distributions and specialized taxes as well as ad valorem taxes. The overall impact will more than likely be felt in Fiscal Year 1999 although there may be some affect:in fiscal Year 1,998. It will be in the development of the capital budget for Fiscal Year 1999 where a clearer analy- sis can be shown. The second item is with the i nfrastructure.sales tax. That tax was implemented specifically for, the purpose:of improving the infrastructure throughout the County. It has produced much success and much more is planned-for the future: However_, it does expire in the year 2003, and there are many proposals for fiscal improvements to the County's infrastructure that have yet to Abe met. In essence there are more demands than resources at present. As was begun in,the previous fiscal year, the County will continue its implementation of the compensation and classification program for the employees. under the jurisdiction of the Board of County Commissioners. _ As described in the previous section, the results of this effort should serve to stabilize the compensation program in the County, hopefully reducing turnover among employees and helping to create longer term; experienced employees to serve_the citizens. 'The County's capital:program include_s a significant number of smaller projects that; for the most part,, are designed to upgrade existing facilities. Examples include improvements to` Bayshore" Manor, the County's assisted living facility, necessary fuel tank replacements, improvements to the Marathon Government Annex and the Marathon Courthouse; and a variety-.of roof replacement projects. In addition there is hope that there will be work commencing:on a communications building in Marathon to house the County's Communica-_ tions Department, the Sheriff's firing range on Crawl Key, upgrading of various County parks and senior_centers, and improvements under the agreements made with the Monroe County School Board for the physical improvement of various recreational facilities. Major projects for the year include the continuation of the Jackson Square refurbishment, primarily for the courts and the Constitutional Offices. It is anticipated that the County Attor- ney will be moved to temporary quarters in-the old jail and that this will initiate.a domino effect of moving the County Clerk and Property Appraiser to temporary facilities so that the renova- tions can begin on the old Courthouse, with completion scheduled for Fiscal Year 1999. In addition funds will be spent on the plans for the Courthouse Annex. A major effort will be the signing of the lease with the United States Navy for the.Gato Building (Commissary) in Key West. This $6 million renovationwill ultimately be the home of the Monroe County Health Department, the Social Services Department with its various functions, and a variety of admin- istrative offices. In addition because of the historic nature of the facility, there is planned a small museum to identifythat history and its importance to the community. Once-that facility is completed, utilizing'approximately $3 million of. State funds, as well as the County's infrastruc ture tax funds, it will pave the way for the demolition of the extremely old County buildings on Stock Island, with the possibility of locating a modern new Public Works facility and vehicle maintenance area on Stock Island. The project to improve the Key West International Airport A-6 will continue utilizing funds from the Florida Department of Transportation, the Federal Aviation Administration, and Passenger Facilities Charges. Monroe County continues its aggressive program of improving its parks and recreation facili- ties. A large number of small improvements are planned including smaller beaches and parks and the East Martello Towers in Key West. This is a facility that needs major structural improvement and a new roof. Continuing attention will be paid to Harry Harris Park with overall upgrade of playground equipment, sod, irrigation, etc. It should be noted that the County has a five year program of reviewing and replacing, as necessary, playground equip- ment throughout the Keys for �mprove d utilization and greater safety. The Key Largo park, which will be a major undertaking, will be bid and construction initiated during the fiscal year. This is a facility that will serve the entire community, especially the youth, and which is anticipated to cost between $1 1/2 to $2 million for development. Designs from a newly hired consultant will proceed on the Marathon park and the recently acquired marina property. In addition the County is pursuing eminent domain proceedings in reference to an adjoining parcel which will serve to round out the major recreational approach for properties in the Middle Keys. As identified previously, the County has an ongoing program of road, bridge and bike path work. During the year, approximately $4 million will be expended on these projects which will impact approximately 55 miles of bike the and 12 bridges. In conclusion, Monroe County continues its aggressive program to bring its facilities up to modern standards and to provide significant additional opportunities for the citizens to enjoy public property. There will have to be some additional consideration in the future concerning the amount of funds available for these purposes and how they are to be programmed, DEPARTMENT FOCUS: SIXTEENTH JUDICIAL CIRCUIT COURT IN AND FOR MONROE COUNTY The Sixteenth Judicial Circuit is one of twenty judicial circuits in the Florida State Court System and encompasses all of Monroe County. The Florida State Court System is adminis- tered by the Chief Justice oft Supreme Court in conjunction with the State Court Adminis- trator. Local administration is the responsibility of the Chief Judge with the assistance of the Trial Court Administrator. The Sixteenth Judicial Circuit has three court locations. The Monroe County Courthouse Annex in Key West houses the main offices of court administration, official court reporters, the law library, and courtrooms and offices of Circuit and County Judges. The Marathon Branch Courthouse houses courtrooms and offices and a County Judge. The Upper Keys Govern- ment Center in Tavernier houses courtrooms and offices, a Circuit and a County Judge, and an official court reporter. The Chief Judge is the presiding judge, of the circuit court and exercises administrative supervision over the Sixteenth Judicial Circuit. This position is elected for a term oftwo years by the majority of the circuit and county court judges. A-7 All judges are elected by the registered voters of Monroe County. Circuit judges are elected for a term of six years while county judges serve four-year terms. There are four circuit judges and four county court judges in the Sixteenth Judicial Court. Circuit court judges preside over criminal felony_ cases, juvenile dependency and delinquency cases, guardianship; mental commitment and probate cases, cases involving injunctions,' actions involving title and boundaries of real property, dissolution of marriage cases, appeals from county court cases, and other civil cases ,involving damage claims in excess,of small claims court jurisdiction. County court judges-preside over criminal misdemeanor cases, civil traffic, municipal and county infraction cases, evictions and small claims-court cases. Other judicial personnel include the Trial Court Administrator, who is appointed by a majority vote of the circuit and county `court judges.. Some of the specialized judicial personnel`include the Indigence Examiner, the Juvenile Alternative Sanctions Coordinator and the Court Monitor for Guardianship. There are numerous ongoing judicial programs. A few are described as follows: Pretrial Services: The Pretrial Services Program _screens defendants for nonmonetary release from jail prior to trial. Pretrial Services staff interview and investigate defendants and make recommendations to the judge regarding release at all first appearances and at bond reduction hearings. Pretrial Services also supervises defendants released to the program. The defendants must comply with conditions of. release as set by the judge, which are designed to ensure the defendant's appearance at court hearings and to protect the physical safety of the community. Pretrial Services staff are located 'in-Key West, Marathon and the Upper Keys and are responsible for monitoring criminal cases pending in all three court locations. Drug Court: The 16th Circuit began its first Drug Court in 1993. Since its inception, more -than 160 men'and women have 'participated in Drug Court: I Defendants targeted by the program are those nonviolent offenders who have been,arrested on drug related charges and who have no previous felony convictions. The Drug Court'Program is voluntary and, upon completion, defendants may have their charges dismissed. In 1996 the program was extended to include juveniles and. mirrors the adult program with the addition of family counseling. Familiv Court Programs: In 1994 the Supreme Court of Florida mandated_ the implementa- tion of a coordinated response to the issues presented by families in need of court interven- tion so as to maximize the use-of available court and community-based.resources, as well as to help ensure the constructive and expeditious resolution of cases involving dissolution of marriage, child custody and visitation_ disputes, juvenile dependency"and delinquency; domes- tic and repeat violence.. Pro Se Assistance: Many litigants with,family-related cases do not have lawyers to represent them.. Indigent litigants are entitled to court-appointed attorneys only in juvenile dependency and termination of.parental rights cases. To address the needs of the many litigants without lawyers who appear pro se, i.e., on their own behalf, a Pro Se Assistance Project began. Help A-8- with proper legal forms and notices is gi'ven to litigants in cases involving child support enforcement and modification, child custody and visitation disputes, name changes, dissolu- tion of marriage and injunctions for protection. Upper Keys Domestic Violence Court: In September, 1996 a Domestic Violence Court pilot project was implemented in the Upper Keys designed to better address the needs of the family unit that is affected by domestic violence. In the Domestic Violence Court, the judge is given information on the background of the alleged offender, including any prior arrests for domestic violence, the existence of injunctions for protection and any other previous domestic complaints. Related court cases, such as dissolution of marriage, juvenile dependency and delinquency, and injunctions for protection are brought tot attention of the judge and are consolidated on his docket, so that consistent orders are made for the safety and welfare of the family unit. The program is currently being expanded to include Key West and Marathon. Guardian Ad Litem Pro am: The Guardian Ad Lit em Program recruits, trains and monitors gL__ volunteers who represent the best interest of children who are involved in court proceedings. These volunteers do not take custody of the children they are assigned to represent, but instead, act as the child's voice in court and, in many instances, report back to the court with recommendations for more effective services and allocation of resources for the child and family or more beneficial temporary placements for the child within his or her own community. Court Medigfiqn_PrqgraM: Civil cases are referred to mediation by judges in an attempt to solve disputes, rather than engage in protracted litigation. The local court system is partly funded by Monroe County and partly funded by the State of Florida. The Chief Judge and Trial Court Administrator submit an annual budget for approval to the Board of County Comiss ion ers each year. Additionally, a budget is submitted to the is of the State Courts Administrator annually which, after committee review is submitted in a budget package for all circuits, appellate courts and the Supreme Court to the Florida Legis- lature. All judges, the Trial Court Administrator and administrative assistant, judicial assis- tants and the majority of the Family Court employees are paid by the State of Florida. The remaining employees are paid by Monroe County which,also funds the operating expenses of the courts. The judiciary interacts with all segments oft justice system in Monroe County. The State Attorney's is represents the State of Florida in criminal trials it the office of the Public Defender represents indigent defendants in criminal cases. The Department of Corrections supervises convicted felony defendants placed on probation by the courts and the Salvation Army supervises misdemeanants placed on probation at the courts of Key West and Marathon. Pride, Inca supervises misdemeanants placed on probation in the courts at Planta- tion Key. The Sheriffs Office, Key West Police Department and other law enforcement agencies interact with the courts through the arrest process and the serving of warrants issued by the courts. The Sheriffs is also administers the local jails located in Key West, Marathon and Tavernier and is responsible for courthouse security as well. The Clerk of the Court maintains the official records of all court proceedings in the circuit. A-9 INTERNAL CONTROL STRUCTURE The internal control structure is designed to ensure that the assets of the County are protected from loss, theft. or misuse and to ensure that adequate accounting data are compiled to allow for the preparation of financial statements in conformity with generally accepted accounting principles. The internal control structure is designed to provide reason- able, but not absolute, assurance that these objectives are met for both internal and external reporting purposes. Refining internal controls is an ongoing process, which is necessary to provide such assurances. The Clerk of the Circuit Court maintains an Internal Audit Department. This Department` performs financial and compliance audits for the Clerk of the Circuit Court and the Board of County Commissioners. The main functions of the Internal Audit Division are to evaluate the internal accounting controls; ensure compliance with existing laws and regulations within the County's accounting system, and make recommendations to management for improvement: This evaluation provides management with the assurance that their financial resources are being properly recorded and adequately safeguarded. In order to qualify for various federal, state and _local financial assistance programs, the County must provide assurance that proper internal controls are in place to ensure compli- ance with applicable laws and regulations related to those grant programs. The system of internal controls is subject to periodic evaluation by management and the internal audit staff of the Clerk of the Circuit Court. These internal controls are,audited each,year by independent Certified Public Accountants. GENERAL GOVERNMENT Total primary general government revenues collected by Monroe County during the past year amounted to $131 million. This amount includes revenues of the General; Special-Revenue, Debt Service, Capital,Project, and Fiduciary Fund Types but-,does not include collections from the Proprietary Funds or the Monroe County Housing Finance Authority, a discrete component unit. The graph at the top of the next page illustrates a ten-year history of Monroe County's_ primary general government revenues. ,Taxes of $774 million. comprised the largest general government revenue source. The second largest revenue category is intergovernmental revenues, which includes a variety of state and federal shared grants amounting to $29.2 million. Charges for services comprises the third largest-revenue source at $8.8 million. The remaining primary-general government revenues are composed of $6.6 million for investment income, $4.4 million for fines and forfeitures, $2.4 million for miscellaneous revenues, and $2.2 million for licenses and permits. For graphic purposes miscellaneous revenues are shown to include licenses and permits and investment income. A-10 Monroe County, Florida General Government Revenues 140 120 0 100 E 80 60 40 0 20 0 '88 '89 '90 '91 '92 '93 '94 '95 '96 a Fiscal Year Fines Miscellaneous Taxes E-1 Charges 91 Intergovernment The chart at the bottom of the page represents a summary of General, Special Revenue, Debt Service, Capital Projects, and Fiduciary Fund revenues for the fiscal years ended September 30, 1997 and 1996, and the amount and percentages of increases and decreases in relation to prior year revenues. ---------- ---- Percentof Percentage Percentage Revenue Source 1997 1996 Increase of Total of Total Dollars in Thousands (Decrease) 1997 1996 Taxes $77,393 $74,036 4.53 59.05 59.84 Licenses & Permits 2,228 2,482 (10.23) 1.70 2.00 Intergovernmental ®2 26,456 10.54 22.32 21.38 Charges for Services 8,790 9,726 (9.62) 6.71 7.86 Fines & Forfeitures 4,420 2,807 57.46 3.37 2.27 Investment Income 6,582 5,612 17.28 5.02 4.54 Miscellaneous 2,397 2,613 (8.27) 1.83 2.11 Total $131,055 $123,732 5.92 100.00 100.00 A-11 The only significant percent of increase,or decrease occurred in the Fines -Forfeitures revenue source. These I revenues increased by 57%, or approximately $800,000. This ,increase is attributed to successful drug-sting operations providing additional revenue by selling forfeited property. Primary government revenues collected by all Fund Types, including Govern- Florida mental Funds previously listed as well as Total-Primary Government Revenues Proprietary' ' Funds, amounted to FY'1 997 164 5 4,569, which represents I an increase of approximately $7.5 million or .77% over the previous fiscal year. The 3.4 Licenses&Permits ,8oim 'taxes % largest source of revenue this year In the 6.7% .. Intergovernmental Proprietary Fund Types was Charges for Charges for Services Services amounting to approximately 22.3/0 o 59.1%v Fines&Forfeitures 5 G t 25.4 million. The rah to the right ; Investment Income illustrates the proportion of primary. 11 Miscellaneous , government revenues attributable to the various sources. The following chart represents a summary of General, Special Revenue, Debt Service, Capital Projects and Fiduciary Fund expenditures, excluding the Housing Finance Authority, a discrete component unit, for the fiscal years ended September 3 , 1997 and 1956, and the percentage of change-in relation to prior year expenditures: Percent of Percentage Percentage Expenditure Function Increase of Total of Total Dollars in Thousands (Decrease) 1997 -1996 General Government $26,213 $24,653 6.33 22.96 .17 Public Safety 51,528 12.09 45.14 .2 Physical Environment 947 1,3 (29.06) 1.25 Transportation 5,664 4,836- 17.12 4.96 4.56 Economic Environment 9,618 . .42 8.84 Human Resources 5,862 5,769 1.61 5.13 5.42 Culture and Recreation3,657 4, (15.60) 3.20 4.07 Debt Service 5,971 5,777 3.36 5.23 5.43 Capital Outlay 4,704 4,330 8.64 4.12 4.07 Total $114,164 $106,410 . 100.00 100.00 _1 The two largest functions are General Government and Public Safety. General Government consists primarily of the Board of County Commissioners, Planning and Zoning, Clerk of the Circuit Court, Property Appraiser, Tax Collector, Supervisor of Elections, County Attorney, Information Systems and Public Works Facilities Maintenance. Public Safety expenditures primarily include the Sheriff Department's operations and activities and fire and ambulance services. Monroe County Florida Total Primary Government Expenditures Primary government expenditures for FY 1997 all fund types, including the Govern- mental Funds previously listed as 0 General Government wel I as the Proprietary Funds 4.2% 5.4% Public Safety amounted to $147,710,170, which 5.2% 27.1% Physical Environment represents an increase of over $9.3 8.5% Transportation million or 6.8% from the previous 5.0% Economic Environment fiscal year. The graph on the right 0.8% Human Services 0 Culture and Recreation illustrates the proportion of expendi- 43.7% Debt Service tures attributable to the various functions. ENTERPRISE FUNDS Enterprise Funds are established to finance and account for the acquisition, operation and maintenance of facilities and services which are intended to be entirely or predominantly self- supporting through the collection of charges from users, or for which the periodic determina- tion of revenues earned, expenses incurred, and/or net income is appropriate for capital maintenance, public policy or other purposes. The County maintains four enterprise funds as follows: MUNICIPAL SERVICE DISTRICT, WASTE - This fund accounts for the sanitary waste disposal activities of the County. Operating revenues during the fiscal year increased 1.15%, while operating expenses increased 2.52%. The fund reported a net income of $161,376 in Fiscal Year 1997, compared to a net income of$422,701 in Fiscal Year 1996. CARD SOUND BRIDGE - This fund accounts for the operations of the County's toll bridge. Operating revenues and expenditures generated during the fiscal year amounted to $966,715 and $688,819, respectively. MARATHON AIRPORT - This fund accounts for the operations of the Marathon Airport. Operating revenues during the fiscal year increased 3.6%, and operating expenses increased 6.3%. The County collected Passenger Facility Charges totaling $93,483 in Fiscal Year 1997 and $25,086 in Fiscal Year 1996. A-1 3 KEY WEST INTERNATIONAL I This fund accounts for the operations of the Key West International Airport. The fund reported a net income of $271,714 in Fiscal Year 1997 - comared to a net income of $956,238 in Fiscal Year 1996. Construction on the renovation and additions to the terminal facilities continues. FIDUCIARY- The County maintains five agency and four expendable trust funds. Fiduciary Funds are established to account for assets held by the County in a trustee capacity or as an agent for individuals, private organizations, other government units, or other funds. The total assets of the .Fiduciary Funds were $12,987,495 as of September 30, 1997. The four largest of the funds are the Deferred Compensation Plan, Sheriff General Agency, Property Tax, and Clerk General Agency. FIXEDGENERAL The general fixed assets of the County are those fixed assets used in the performance of general governmental functions, _and-they exclude the fixed assets of Proprietary Funds. As of September 30, 1997, the general fixed assets of the County amounted to $138,451,116. This amount represents the original cost of the assets and bears no relationship to their present value. There was a 6.64% increase from the prior fiscal r: Depreciation` f general,fixed assetsis not recognized in the County's accounting system in accordance with Governmental Accounting Practices. DEBT ADMINISTRATION The County's financial management team has consistently demonstrated its ability to respon- sibly manage the fiscal it of the government. The nationally recognized ratings on County bonds have historically been Aaa and AAA from oo y's Investors Service an Standard & Poor'sCorporation, respectively. CASH MANAGEMENT The Finance Department monitors the cash-flow needs of the Boardf County Commissioners on a weekly basis in accordance with the -written investment policy. All operating funs in excess of weekly s l r depositedit the Local Government Surplus Funds Trust Fund under h managementthe Florida State Boardof Administration. This invest- ment opportunity provides the Countywith extremely liquid funs which are--retrievable from investment withintwenty-four hours. The average daily balance invested with the State Board over the fiscal year was approximately $91.6million. Our a vera ge participant rate of return on these funs was 5.5 % an increase of 7 basis points over the prior fiscal year. In a dition the Board of CountyCommissioners, through its investment advisors, has struc- tured an investment portfolio of securities, which had an average duration of approximately 2.36 years. Various security instruments were utilized. They included U.S. Tr a u , bli - tions, Federal Agencies and Money Markets. The p olio'saverage rate of return for the A-14 fiscal year was 5.84%. The average daily balance invested in this portfolio was approximately $19.4 million. The County began using a pooled cash banking strategy in Fiscal Year 1997. The general government and proprietary fund's investment earnings amounted to $8,031,240, which repre- sents an,increase of approximately $1.1 million or 16% over the prior fiscal year. RISK MANAGEMENT The County's assets are protected through the risk management program developed and managed by the is Management Section of the Human Resources Department. They administer insurance activities relating to fleet auto liability, general liability, and public official liability. The Risk Management Section, through its coordinated and continuous efforts in monitoring potential risk exposures and implementing safety control programs, coupled with effective claims administration, is striving to meet the goal of minimizing injury claims which results in economic repercussions to the County. Additionally, the County, managed by the Employee Benefit Section, maintains a Worker's Compensation and Group Insurance Internal Service Fund. Under these programs, all County employees, as wel I as the employees oft Constitutional Officers,.are provided a compre- hensive health care plan and term life insurance coverage as well as a worker's compensation program. Funding for these programs is generated by charges tot operating departments based on management's annual estimates of claim loss and operating costs. BUDGETARY CONTROL Budgets for the Property Appraiser and the Tax Collector are approved by the Florida Depart- ment of Revenue and are adopted as part of the General Fund by the Board of County Commissioners. The Sheriff, Supervisor of Elections, and Clerk of the Circuit Court prepare budgets for their General Funds which are submitted to and approved by the Board. Formal budgetary integration is employed as a management control device during the year for all fund types except as not in the Notes to the General Purpose Financial Statements. 'Monroe County follows the laws of Florida regarding the control, adoption, and amendment of the budget during each fiscal year; in addition the County Commission increases the level of budgetary control because they approve all cost center, budgetary changes by resolution. As an additional control, the County employs an encumbrance system which reduces avail- able appropriations in governmental funds upon the issuance of purchase orders, contracts, or other forms or legal commitments. Encumbrances at year end do not constitute expendi- tures or liabilities. They are accounted for as a reservation of fund balance in the year the commitment is made. While appropriations lapse at the end of the fiscal year, the succeeding year's budget resolution provides for the reappropriation of year-end encumbrances. A-1 5 INDEPENDENT AUDIT Chapter,11.45 of the Florida Statutes requires an independent certified public accountant's financial audit of counties in the State. This requirement has been I met for the fiscal year ending on September 30, 1997,-and the opinion of the auditors has been included in this report. In addition to meeting the requirements set forth in State Statutes, the audit also was - designed to meet the requirements of the Federal Single Audit Act of 1984 and related OMB Circular A-133. The auditor's report on the general purpose financial statements and combin- ing and individual fund statements and schedules is included in the financial section of this report: CERTIFICATE OF ACHIEVEMENT The Government Finance Officers Association of the .United .States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to Monroe County for its:Comprehensive Annual.Financial Report for the fiscal year ended September 30, :1996. The Certificate of Achievement is-a prestigious national award' recognizing conformance with the highest standards for preparation of state and local government financial reports. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized Comprehensive Annual Financial Report, whose contents conform to program standards. Such Comprehensive Annual Financial Report must_satisfy both generally accepted accounting principles and applicable legal requirements: A Certificate of Achievement is valid for 'a period of one year only. Monroe County ,has received ,a Certificate of Achievement for the last nine consecutive years. We believe our current report continues to conform to the Certificate of Achievement program requirements, and we are submitting it to the GFOA. ACKNOWLEDGMENT This"report results from the mutual cooperation and dedication of the entire Finance Depart- ment for their, invaluable assistance under the direction of the Clerk of the Circuit Court of Monroe County as Auditor and Chief Financial Officer to the Board of County Commissioners. Special thanks go to Lisa-Albury and Jackie Clynes, who were committed to the preparation and production of this report: Although- the Finance Department is responsible for the preparation of this report, the County's independent auditors, Kemp and Green, PA, have greatly contributed to the report. Our sincerest appreciation is extended to them for all they have accomplished. We also wish to express our thanks to the Monroe County Constitutional Officers, Sheriff Richard Roth; Tax Collector Harry Knight; Property Appraiser Ervin Higgs and Supervisor of. Elections Harry Sawyer. Particular recognition is due the County Administrator, James Rob erts, for-his contribution of the major initiative section of this transmittal letter and Theresa A-16 Westerfield, the Trial Court Administrator, for contributing the departmental focus. We would also like to express our appreciation to all County employees who have made contributions to this report. Our thanks also go to the component units, Monroe County Comprehensive Plan Land Authority and the Monroe County Housing Finance Authority, as well as to the Monroe County Housing Finance Authority's independent auditor, Peter Rosasco, CPA, for his efforts in providing information. In closing, the preparers of this report would especially Like to thank the County Commission- ers,for their interest and support throughout the year in matters pertaining to the financial operations of the County. We thank you and the citizens of Monroe County for the vital role you have played in enabling Monroe County to achieve and maintain a high degree of fiscal responsibility. Thanks to Mayor Jack -London, Commissioner Shirley Freeman, Commis- sioner Wilhelmina Harvey, Commissioner Keith Douglass, and Commissioner Mary Kay Reich. We believe that this report reflects the strong financial health of Monroe County and we submit it to you with pride. Sincerely, Dann Kolhage Sandra Carlile Clerk of the Circuit Court Finance Director and Chief Financial Officer A-17 THIS PAGE INTENTIONALLY LEFT BLANK A-18 Certificate of Achievement for Excellence in Financial Reporting Presented to Monroe County, Florida For its Comprehensive- Annual Financial.Report for the Fiscal Year Ended September 30, 1996 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting. and financial reporting. �E OfFjCr� , t ` - i INTED AN TES yn CAWAA ea MTM President s SEAL anc�ca fJ y OrJ Executive Director A-19 c loz- a_O- 6` c i w Y _y W _ j � �n w m O -E u1 Z v O > C7 '.moo i O .Qoo igoO ,qt d0a XUo d�.!, v76� i(D If ;_ZO-' ®Q >C3-J j Z < a � z $� �d o 4 � Ip K p, i u> wa W �p w E j a o v r^ , l l d > ( coo mm ? w Oc m a 2 0 E 76 E a m u c �� c'> o ®' ¢ m a d C m w d - J w o En m mom ��a. C9ca a) v'w N ar sm ° m ®®® 1 a - v7.L c c (p (.E a m c a c 'cn <- w W z c 11— p > ; v E rn wa�c a Wm $ = as c Z o a °ro ¢ c zza� ro -'sn U) � 6 > C7r`sd wood ¢ m (Ui zUa g` - �� ww0 Yak 0 0 ¢ Z)W a v p z w �. 02 ®c o p�Q 0< [—� - CL w > z a� � w w n �LD 0 a I-- N O _ cc = to o as ( C) o O O c-o' ¢ 0 0 ®� d wo ,,, _ ndu=' z6 �W.uIn ® o � ( suCJ �zyOpm 6@ ®'pal yd.w � Y mod . nW',15 Q LL W o W-I z -d o -rn Z 6 Z O wCL EL -7- j IT) f 0 W¢ I 1 C) i a: " a2' tMoIW < I N i 4 r p w aEi b ( c ro O lt/Ua 9 NI �(7 ® .O 6 U ¢ � ` ro ( 0 Ob .0 m y.y ( race �z I�C��n li, Q® u W °_ � E � rnvs w °oa) w W w e 0 pet. Q 0 W W U t.t_ C7 vi .I(D 0.n as �� Z p s l a w d C m E s = O > _ J o W.� w. d W oo p d v v) L p r- o p 1 p o U co c) as boa zoo, , U c w-�� m 'ZC3 H m ro r �w ;W ¢ z 0 � m a s Q m KEMP & GREEN, P.A. Certified Public Accountants 1438 KENNEDY DRIVE P. O. BOX 1529 KEY WEST, FLORIDA 33041-1529 MEMBER OF AMERICAN INSTITUTE WM. O. KEMP, C.P.A. (305) 294-2581 AND FLORIDA INSTITUTE OF MARVA E. GREEN, C.P.A. FAX # (305) 294-4778 CERTIFIED PUBLIC ACCOUNTANTS INDEPENDENT AUQIIQRLREPORT Board of County Commissioners Monroe County, Florida We have audited the accompanying general -purpose financial statements of Monroe County, Florida (the "County") as of and for the year ended September 30, 1997 as listed in the table of contents. These general -purpose financial statements are the responsibility of the County's management. Our responsibility is to express an opinion on these general -purpose financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general -purpose financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general - purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall general -purpose financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the general -purpose financial statements referred to above present fairly, in all material respects, the financial position of the County as of September 30, 1997, and the results of its operations and the cash flows of its proprietary fund types for the year then ended in conformity with generally accepted accounting principles. Our audit was made for the purpose of forming an opinion on the general - purpose financial statements taken as a whole. The combining and individual fund and account group financial statements and schedules listed in the table of contents, which are also the responsibility of the management of the County, are presented for purposes of additional analysis and are not a required part of the general =purpose financial statements of the County. Such additional information has been subjected to the-auditing procedures applied in the audit of the general -purpose financial statements and, in our opinion, B-1 is fairly stated in all material respects when considered in relation to the general -purpose financial statements taken as a whole. The statistical data referred to i n the table of contents ' is presented for the purposes of additional analysis and is not a required part `of the general -purpose financial statements of Monroe County. Such additional information has not been subjected to the auditing procedures applied in the audit of the _general - purpose financial statements and, accordingly, e express no opinion on it. In accordance with Government Auditing Standards, we have also issued a report dated March 10, 1998 on our consideration of Monroe County's internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts and grants. Kemp & Green, P.A. Certified Public Accountants March 10, 199 .2 KEMP & GREEN, P.A. Certified Public Accountants 1438 KEN NEDY DRIVE P. 0. BOX 1529 KEY WEST, FLORIDA 33041-1529 MEMBER OF AMERICAN INSTITUTE WM. 0. KEMP, C.P.A. (305) 294-2581 AND FLORIDA INSTITUTE OF MARVA E. GREEN, C.P.A. FAX # (305) 294-4778 CERTIFIED PUBLIC ACCOUNTANTS REPORT ON COMPLIANCE AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED ON AN.,,--AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE-WITH GOVERNMENT AUDITING STANDARDS Board of County Commissioners Monroe County, Florida We have audited the financial statements of Monroe County, Florida (the "County") as of and for the year ended September 30, 1997, and have issued our report thereon dated March 10, 1998. We conducted our audit in accordance with generally accepted auditing standards and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Compl i an-c-e As part of obtaining reasonable assurance about whether the County's financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grants, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. Internal Control Over--Financial—Rewrr tin In planning and performing our audit, we considered the County's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and not to provide assurance on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A material, weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements in amounts that would be material in relation to the financial B-3 statements being audited may occur and not be detected within a timely period by employees in the normal course Hof performing their assigned functions We noted_ no matters i nvol.vi ng the i nternal control over fi nancial reporti ng ,and its operation that ,we considered to be material weaknesses. This report is intended for the information of the Board of County Commissioners,` management and federal awarding agencies and pass-through entities.. However, this report is a matter of public record and its distribution is not limited. PA7 Kemp & Green, P. A. Certified Public Accountants March 10, 1998 B-4 L FUND QENERA— The General Fund is the general operating fund of the County. It is used to account for all financial resources except for those required to be accounted for in another fund. The General Fund has a greater number and variety of revenue sources'than any other fund and its resources finance a wider range of activities. The resources of the General Fund are ordinarily largely expended and replenished on an annual basis. II SPECIAL REVENUE EUNDS The Special Revenue Funds are used to account for the proceeds of specific revenue sources that are restricted by law or administrative action for specific purposes. DEBT SERVICE FUNDS The Debt Service Funds are used to account for the payment of principal, interest and expenditures on long-term debt other than debt payable from the operations of Enterprise Funds. CAPITAL PROJECTS-EUND The Capital Projects Funds are used to account for financial resources segregated for the acquisition or construction of major capital facilities other than those financed by enterprise operations. ENNTERPRIMEUN—DS The Enterprise Funds are used to account for operations that are financed and operated in a manner similar to private business enterprises where the intent is that the costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis be financed primarily through user charges or where periodic determination of revenues earned, expenses incurred, and/or net income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes. J IN'VERNAL,SERVICE FUNDS The Internal Service Funds are used to account for the financing of goods or services provided by one department or agency to other departments or agencies of the County, or to other governments, on a cost-reimbursement basis. The Trust and Agency Funds are used to account for the assets held by the County as trustee or agent for individuals, private organizations, and other governments. GENERALEDMAUM The General Fixed Assets Account Group is used to account for those assets used in the performance of general governmental functions and excludes the fixed assets of Proprietary Funds. GENERAL 1QNQjERM_ICE The General Long-Term Debt Account Group is used to account for the County liability II for special revenue bonds and other general long-term obligations, which are not obligations of the Enterprise Funds. O ROE COUNTY, FLORIDA COMBINED BALANCE SHEET ALL FUND TYPES, ACCOUNT GROUPS AND DISCRETELY PRESENTED COMPONENT UNIT S PTE ER 30;197 PROPRIETARY GOVERNMENTAL FUND TYPES FUND TYPES Special Debt Capital General Revenue Service Projects- Enterprise ASSETS AND OTHER DEBITS Assets: Cash and Cash Equivalents 16,317,733 $ 63,042,885 $ $ 16,960,327 $ 15,003,473 Cash with Fiscal Agent __ __ _ __ 7,871 Investments 5,983,188 12,995,873 -- 4,366,076 710,676 Accounts Receivable: Delinquent Waste Collection Fees - -- -- -- 796,763 Allowance for Uncollectible -Waste Collection Fees - -- (740,767) Other 398,702 1,882,471 -- 4 504,229 Allowance for Other Uncollectibie (200,243) (1,615,372) __ (52,288) Mortgage Note Receivable. __ 1,999,053 -- - -- Allowance for Mortgage Receivable -- (387,274) Inventory 21,976 Inventory of Land for Resale - 7,561,549 -- -- -- Due from Other Funds 467,770 1,367,258 -- 65,663 1,179,629 Due from Other Governmental Units 3,680,707 4,103,176 -- 928,643 1,152,426 Interest Receivable 28,589 166,877 - 41,954 9,209 Restricted Assets: Cash and Cash Equivalents -- -- 1,659,218 -- 5,553,618 Due from Other Funds - - 10,000 -- - Property, (Net,Where Applicable of Accumulated Depreciation) -- __ _ __ 22,313,028 Deferred Charges(Net) -- -- - 234,951 Other Debits: Amount Available for Debt Service Amount to be Provided for Retire- ment of General Long-Term Debt Total Assets and Other Debits $ 26,698,422 $ 91,116,496 $ 1,669,218 $ 22,362,667 $ 46,672,818 C-1 TOTAL TOTAL PROPRIETARY FIDUCIARY PRIMARY COMPONENT REPORTING FUND TYPES FUND TYPES ACCOUNT GROUPS GOVERNMENT UNIT ENTITY General General Housing Internal Trust Fixed Long-Term Memorandum Finance Memorandum Service &Agency Assets Debt Only Authority Only 5,831,443 5,914,325 123,070,186 $ 267,422 $ 123,337,608 7,871 7,871 4,249,140 28,304,953 28,304,953 796,768 796,763 (740,767) (740,767) 222,622 38,775 3,046,803 3,428 3,050,231 (1,867,903) (1,867,903) 1,999,053 1,999,053 (387,274) (387,274) 21,976 21,976 7,561,549 7,561,549, 12,842 2,274,490 5,367,652 5,367,652 181,847 510,765 10,557,564 1,192 10,558,756 246,629 246,629 7,212,836 7,212,836 10,000 10,000 1,902,166 138,451,116 162,666,310 1,178,132 163,844,442 234,951 234,951 842,169 842,169 842,169 36,865,811 36,865,811 1,178,132 38,043,943 8,150,920 12,987,495 138,451,116 $ 37,707,980 385,817,132 $ 2,628,306 388,445,438 The notes to the financial statements are an integral part of these statements. C-2 (Continued) ONROE COUNTY, FLORIDA COMBINED BALANCE SHEET-CONTINUED ALL FUND TYPES, ACCOUNT GROUPS AND DISCRETELY PRESENTED COMPONENT UNIT SEPTEMBER 3 , 197 PROPRIETARY GOVERNMENTAL FUND TYPES FUND TYPES Special Debt Capital General Revenue Service Projects Enterprise LIABILITIES, FUND EQUITY AND OTHER CREDITS Liabilities: Accounts Payable $ - 1,531,653 $ 2,504,110 $ - $ 513,668 $ 1,881,888 Tax Anticipation Note 59,000 - -- .Accrued Wages and Benefits Pyble 2,330,143 609,918 - 14,578 130,473 Accrued Comp. Absences Pyble 103,956 145,894 1,789 9,348 Due to Others - 10 -- -- -- Claims and Judgements Payable -- - -- -- 230,536 Due to Other Funds 1,718,831 2,197,461 -- 1,262,278 197,860 Due to Other Governmental Units 2,632,540 626,964 -- 650 23,381 Matured Bonds Payable - __ _ 5,000 Matured Premium Payable -- - -- _ 2,871 Deposits in Escrow 80,587 6,375 -- -- 82,124 Deferred Revenues 36,000 9,562,465 -- -- 323,546 Capital Leases Payable -- -- -- -- 155,481 Payable from Restricted Assets: Accounts Payable 20,384 -- -- Accrued Interest Payable 806,665 -- 268,366 Revenue Bonds Payable-Current - - -- -- 355,000 Landfill Closure/Post Closure Costs -- -- -- -- 432,683 Other Current Liabilities 4,236 145 Long-Term Debt __ -- 91749,121 Total Liabilities 8,437,946 15,712,342 827,049 1,792,963 13,847,678 Fund Equity and Other Credits: Investment in General Fixed Assets Contributed Capital _ _ -_ -- 13,064,985 Retained Earnings: Reserved for Rev. Bond Retirement _ __ __ __ 1,597,746 Unreserved __ _ __ -_ 18,162,409 Fund Balances: Reserved for Encumbrances 99,290 119,828 Reserved-for Trust Fund Purposes Reserved for Land Acquisition -- 4,084,230 Reserved for Inventory -- 7,561,549 Reserved for Mortgage Loans 108,457 Reserved for Debt Service 842,169 -- - Reserved for Performance Bond Unreserved, Designated for Beaches -- 388,126 Unreserved, Undesignated 18,161,186 63,141,964 -- 20,569,704 -- Total Fund Equity and Other Credits 1 ,260,476 75,40 ,154 842,169 20,569,704 32,825,140' Total Liabilities, Fund Equity and Other Credits $ 26,698,422 $ 91,116,496 $ 1,669,218 $ 22,362,667 $ 46,672,818 C-3 TOTAL TOTAL PROPRIETARY FIDUCIARY PRIMARY COMPONENT REPORTING FUND TYPES FUND TYPES ACCOUNT GROUPS GOVERNMENT UNIT ENTITY General General Housing Internal Trust Fixed Long-Term Memorandum Finance Memorandum Service &Agency Assets Debt Only Authority Only 325,024 14,448 $ 6,770,791 943 $ 6,771,734 59,000 59,000 49,834 3,134,946 3,134,946 11,463 272,450 272,450 5,640,034 5,640,044 5,640,044 4,382,995 4,613,531 4,613,531 1,222 5,377,652 5,377,652 25,435 6,123,958 9,432,928 9,432,928 5,000 5,000 2,871 2,871 169,086 5,148 174,234 9,922,011 9,922,011 155,481 155,481 20,384 20,384 1,075,031 1,075,031 355,000 355,000 432,683 432,683 20,071 24,452 24,452 -692199, 37,707,980 47,526,300 1,178,132 48,704,432, 4,885,243 11,778,440 37,707,980 94,989,641 1,184,223 96,173,864 138,451,116 138,451,116 1,178,132 139,629,248 2,307,379 15,372,364 15,372,364 1,597,746 1,597,746 958,298 19,120,707 19,120,707 219,118 219,118 1,209,055 1,209,055 1,209,055 4,084,230 4,084,230 7,561,549 7,561,549 108,457 108,457 842,169 842,169 40,000 40,000 388,126 388,126 101,872,854 225,951 102,098,805 ........... 3,265,677 1,209,055 138,451,116 - 290,827,491 1,444,083 292,271,574 8,150,920 12,987,495 $ 138,451,116 37,707,980 385,817,132 $ 2,628,306 $ 388,445,438 The notes to the financial statements are an integral part of these statements. C-4 ONROE COUNTY, FLORIDA COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES ALL GOVERNMENTAL FUND TYPES, EXPENDABLE TRUST FUNDS AND DISCRETELY PRESENTED COMPONENT UNIT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 GOVERNMENTAL FUND TYPE Special Debt Capital General Revenue Service Projects Revenues: Taxes $ 16,048,520 $ 49,334,965 $ - $ 12,009,003 Licenses& Permits 413,149 1,814,310 Intergovernmental 9,608,297 18,738,875 898,250 Charges for Services 3,681,246 4,868,378 - 199,815 Fines&Forfeitures 231,510 3,331,700 -- Investment Income 1,272,168 4,190,907 208,156 885,495 Miscellaneous 559,325 1,604;656 8,140 Total Revenues 31,814,215 83,883,791 1,106,406 13,102,453, Expenditures.- Current: General Government 21,046,436 5,167,141 -- - Public Safety 28,900,191 22,150,745 - -- Physical Environment, 145,983 800,828 _ Transportation - 40,451 5,623,438 Economic Environment 330,261 9,287,464 -- -- Human Services 3,247,866 2,580,369 Culture and Recreation 1,876,158 1,781,308 -- - Debt Service 87,570 8,925 5,874,524 - Capital Outlay 4,703,424 Total Expenditures 55,674,916 47,400,218 5,874,524 4,703,424 Excess of Revenues Over/ (Under) Expenditures (23,860,701) 36,483,573 (4,768,118) 8,399,029 Other Financing Sources/(Uses): Proceeds of Long-Term Notes Operating Transfers from Other Funds 29,467,169 1,215,573 -- 519,539 Operating Transfers to Other Funds (1,666,150) (28,826,584) -- (1',201,632) Capital Lease Acquisition 103,386 __ s Total Other Financing Sources/(Uses) 27,904,405 (27,611,011) - (682,093) " Excess of Revenues and Other Sources Over/(Under) Expenditures&Other Uses 4,043,704 8,872,562 (4,768,118) 7,716,936 Fund Balance, October 1, 1996 14,216,772 66,531,592 8,284,086 10,178,969 Residual Equity Transfer In - - 478,569 - 2,673,799 Residual Equity Transfer Out -- (478,569) (2,673,799) - Fund Balance, September 30, 1997 $ 18,260,476 75,404,154-- $_-- 842,169 $ 20,569,704 C-5 TOTAL TOTAL FIDUCIARY PRIMARY COMPONENT REPORTING FUND TYPES GOVERNMENT UNIT ENTITY Housing Expendable Memorandum Finance Memorandum Trust -Only Authority Only $ -- $ 77,392,488 $ -- $ 77,392,488 -- 2,227,459 - 2,227,459 29,245,422 29,245,422 40,771 8,790,210 -- 8,790,210 856,954 4,420,164 -- 4,420,164 25,555 6,582,281 6,679 6,588,960 224,466 2,396;587 43,601 2,440,188 1,147,746 131,054,611 50,280 131,104,891 -- 26,213,577 103,725 26,317,302 476,821 51,527,757 - 51,527,757 _ 946,811 -- 946,811 -- 5,663,889 -- 5,663,889 -- 9,617,725 -- 9,617,725 34,000 5,862,235 -- 5,862,235 -- 3,657,466 -- 3,657,466 -- 5,971,019 -- 5,971,019 -- 4,703,424 256,111 4,959,535 510,821 114,163,903 359,836 114,523,739 636,925 16,890,708 (309,556) 16,581,152 -- -- 256,111 256,111 . 31,202,281 100,000 31,302,281 -- (31,694,366) (100,000) (31,794,366) -- 103,386 -- 103,386 -- (388,699) 256,111 (132,588) 636,925 16,502,009 (53,445) 16,448,564 572,130 99,783,549 319,396 100,102,945 3,152,368 -- (3,152,368) -- (3,152,368) $ 1,209,055 $ 116,285558_ $.__ _265,9.51 $ 116,551,509 The notes to the financial statements are an integral part of these statements C-6 MONROE COUNTY; FLORIDA COMBINED STATEMENT OF REVENUES, EXPENDITURES AND , CHANGES IN FUND BALANCES -BUDGET AND ACTUAL ALL GOVERNMENTAL FUND TYPES AND EXPENDABLE TRUST FUNDS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 `GENERAL FUND Variance Favorable` Budget Actual (Unfavorable) Revenues: Taxes $ 16,142,404 $, 16,048,520 $ (93,884) Licenses& Permits 250,000 413,149 163,149 Intergovernmental 7,929,223 9,608,297 1,679,074 Charges for Services 31096,261 3,682,564 586,303 Fines&Forfeitures 168,500 231,510 63,010 Investment Income 480,000, 1,272,168 792,168 Miscellaneous 245,783 559,325 313,542 Total Revenues 28,312,171. 31,815,533 3,503,362 Expenditures: Current: General Government 22,519,343 20,988,661 1,530,682 Public Safety 29,741,632 28,900,191 841,441 Physical Environment 150,260 145,983, 4;277. Transportation 75,472 40,451 35,021 Economic Environment 344,774 330,261 14,513 Human Services 3,679,354 3,247,866 431,488 Culture and Recreation 2,226,017 1,876,158 349,8591 Debt Service -- 87,570 (87,570) Total Expenditures 58,736,852 55,617,141 3,119,711 Excess of.Revenues Over/(Under) Expenditures (30,424,681) (23,801,608) 6,623,073 Other Financing Sources/(Uses): Reserve for Contingencies (564,722) -- 564,722 Operating Transfers from Other Funds 30,318,459- 29,467,169 (851,290) Operating Transfers to Other Funds (1,771,711) (1,666,150) 105,561 Capital Lease Acquisition -- 103,386 103,386 Total Other Financing Sources/(Uses) 27,982,026 27,904405 (77621), Excess of Revenues and Other Sources Over/(Under) Expenditures and Other Uses- Budgetary Basis (2,442,655) 4,102,797 6,545,452 Total Adjustments - (59,093) (59,093) Excess of Revenues and Other Sources Over/(Under) Expenditures and Other Uses'-GAAP Basis (2,442,655) 4,043,704 6,486;359 Fund Balance,October 1; 1996 14,216,772 141216,772 -- Residual Equity Transfer In -- -- -- Residual Equity Transfer Out , -- -- - Fund Balance, September 30, 1997 $ 11,774,1,17 $ 18,260,476 $ 6,486,359 C-7 SPECIAL REVENUE FUNDS DEBT SERVICE FUNDS Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) 49,007,153 49,334,965 $ 327,812 1,010,000 1,814,310 804,310 -- 32,474,109 18,063,901 (14,410,208) 898,250 898,250 3,095,270 4,868,378 1,773,108 -- -- 1,560,000 1,889,305 329,305 -- -- 1,688,300 4,184,811 2,496,511 325,000 208,156 (116,844) 980,457 1,674,656 694,199 -- — 89,815,289 81,830,326 (7,984,963) 1,223,250 1,106,406 (116,844) 19,131,470 5,996,945 13,134,525 27,001,789 20,027,280 6,974,509 2,489,572 800,828 1,688,744 21,395,924 5,623,438 15,772,486 12,612,975 9,287,464 3,325,511 6,542,629 2,580,369 3,962,260 4,907,196 1,781,308 3,125,888 -- -- -- 81,149 79,925 1,224 6,867,087 5,874,524 992,563 94,162,704 46,177,557 47,985,147 6,867,087 5,874,524 992,563 (4,347,415) 35,652,769 40,000,184 (5,643,837) (4,768,118) 875,719 (3,589,219) -- 3,589,219 (900,000) 900,000 1,950,437 1,215,573 (734,864) 4,900,000 (4,900,000) (29,697,834) (28,826,584) 871,250 -- (31,336,616) (27,611,011) 3,725,605 4,000,000 (4,000,000) (35,684,031) 8,041,758 43,725,789 (1,643,837) (4,768,118) (3,124,281) 7,203,808 830,804 (6,373,004) (28,480,223) 8,872,562 37,352,785 (1,643,837) (4,768,118) (3,124,281) 66,531,592 66,531,592 -- 8,284,086 8,284,086 -- 478,569 478,569 -- -- -- - (478,5619), 11(478,569) (2,673,799) (2,673,799) 38,051,369 $ 75,404,154 $ 37,352,785 $ 6,640,249 $ 842,169 $ (5,798,080) The notes to the financial statements are an integral part of these statements. C-8 (Continued) MONROE-COUNTY, FLORIDA COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL ALL GOVERNMENTAL FUND,TYPES AND EXPENDABLE TRUST FUNDS CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 CAPITAL PROJECT FUNDS Variance Favorable Budget Actual (Unfavorable) Revenues: Taxes $ 10,000,000 $ 12,009,003 $ 2,009,003 Licenses&Permits - Intergovernmental Charges for Services. 199,815 199,815 - Fines&Forfeitures -- - -- Investment Income 200,000 885,495 685,495 Miscellaneous -- 8,140 8,146 Total Revenues 10,399,815 13,102,453 -2,702,638 Expenditures: Current: General Government 6,690,417 3,608,903 3,081,514 Public Safety 1,175,189 49,708 1,125,481 Physical Environment -- -- -- Transportation -- -- -- Economic Environment -- -- -- Human Services- Culture and'Recreation 2,521,207 1,044,813 1,476,394 Debt Service Total Expenditures 10,386,813 4,703,424 5,683,389 Excess of Revenues Over/(Under) Expenditures 13,002 8,399,029 8,386,027 Other Financing Sources/(Uses): Reserve for Contingencies (776,355) 7761355` Operating Transfers from Other Funds -- 519,539 519539 Operating Transfers to Other Funds (5,520,525) (1,201,632) 4,318,893 Capital Lease Acquisition -- -- Total Other Financing Sources/(Uses) (6,296,880) (682,093) 5,614,787 Excess of Revenues and Other Sources Over/(Under) Expenditures and Other Uses-Budgetary Basis (6,283,878) 7,716,936 14,000,814 Total Adjustments -- -- -- Excess of Revenues and Other Sources Over/(Under) Expenditures and Other Uses-GAAP Basis (6,283,878) 7,716,936 14,000,814 Fund Balance, October 1, 1996 10,178,969_ 10,178,969, -- Residual Equity Transfer In -- 2,673,799 2,673,799 Residual Equity Transfer Out -- -- -- Fund Balance,September 30-1997 $ 3,895,091 $ 20,569,704- $ 16,674,613 C-9 EXPENDABLE TRUST FUNDS TOTAL-MEMORANDUM ONLY Variance Variance Favorable. Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) $ -- $ 75,149,557 $ 77,392,488 $ 2,242,931 1,260,000 2,227,459 967,459 _- 41,301,582 28,570,448 (12,731,134) 35,000 40,771 5,771 6,426,346 8,791,528 2,365,182 353,337 856,954 503,617 2,081,837 2,977,769 895,932 13,000 25,555 12,555 2,706,300 6,576,185 3,869,885 200 -- (200) 1,226,440 2,242,121 1,015,681 401,537 .923,280 521,743 130,152,062 128,777,998 (1,374,064) 254,975 -- 254,975 48,596,205 30,594,509 18,001,696 446,889 338,160 108,729 58,365,499 49,315,339 9,050,160 _- -- -- 2,639,832 946,811 1,693,021 _ -- 21,471,396 5,663,889 15,807,507 -- -- -- 12,957,749 9,617,725 3,340,024 34,000 34,000 - 10,255,983 5,862,235 4,393,748 -- -- -- 9,654,420 4,702,279 4,952,141 __ -_ -- 6,948,236 6,042,019 906,217 735,864 372,160 363,704 170,889,320 112,744,806 58,144,514 (334,327) 551,120 885,447 (40,737,258) 16,033,192 56,770,450 (59,175) -- 59,175 (5,889,471) -- 5,889,471 37,168,896 31,202,281 (5,966,615) (36,990,070) (31,694,366) 5,295,704 103,386 103,386 (59,175) -- 59,175 (5,710,645) (388,699) 5,321,946 (393,502) 551,120 944,622 (46,447,903) 15,644,493 62,092,396 _ 85,805 85,805 7,203,808 857,516 (6,346,292) (393,502) 636,925 1,030,427 (39,244,095) 16,502,009 55,746,104 572,130 572,130 - 99,783,549 99,783,549 -- -- -- -- -- 3,152,368 3,152,368 -- -- -- -- (3,152,368) (3,152,368) $ 178,628 $ 1,209,055 $ 1,030,427 $ 60,539,454 $ 116,285,558 $ 55,746,104 The notes to the financial statements are an integral part of these statements. C-10 MONROE COUNTY, FLORIDA COMBINED STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND EQUITY ALL PROPRIETARY FUND TYPES FOR THE FISCAL YEAR ENDED SEPTEMBER 30,1997 Internal Total Enterprise Service Memorandum Funds Funds Only Operating Revenues: Tolls $ 966,715 $ --. $ 966,7.15 Charges for Services 12,807,698 12608,780 25,416,478 Franchise Fees 3,405,562 -- 3,405,562" Fines and Forfeitures 418 -- - 418 Miscellaneous 359,195 794,300 11153,495 Total Operating Revenues 17,539,588 13,403,080 30,942,668 Operating Expenses: Personal Services_ 3,254,398 1,257,351 4,511,749 Operations 13,569,964 3,507,619 17,077,583 Landfill Closure and Post Closure 718,158> -- 718,158 Depreciation and Amortization 1,332,926 279,081 1,612,007 Asserted and Paid Claims -- 8,935,129 8,935,129 Total Operating Expenses 18,875,446. 13,979,180 32,854,626 Operating Income(toss) (1,335,858) (576,100) (1,911,958) Non-Operating Revenues(Expenses): Operating Grants 1,058,331 -- 1,058,331 Investment Income 1,261,636 187,323 1,448,959 Interest Expense and Fiscal Charges (652,147) -- (652,147) Loss on Disposition of Assets - (22,765) (16,729) (39,494) Total Non-Operating Revenues(Expenses) 1,645,055 170,594 1,815,649 Income(Loss) Before Operating Transfers 309,197 (405,506) (96,309) Operating Transfers: Operating Transfers from Other Funds 21-053,453 -- 2,053,453 Operating Transfers to Other Funds (1,561,368) -- (1;561,368) Total Operating Transfers, 492,085 -- 492;085 Net Income,(Loss) 801,282 (405,506) 395,776 Fund Equity-October 1, 1996 30,517,906 3,669,540 34,187,446 Contributed Capital._ 1,505,952, 1,643 1,507,595 fund Equity-September 30,'1997 $ _ 32,825 140 $ ___3 265�677- $ _ 36,090,817 The notes to the financial statements are an integral part of these statements. C-11 MONROE COUNTY, FLORIDA COMBINED STATEMENT[>F CASH FLOWS -� ALL PROPRIETARY FUND TYPES FOR THE FISCAL YEAR ENDED SEPTEMBER 30' 1997 -~ INCREASE |MCASH AND CASH EQUIVALENTS Internal Total Enterprise Service Memorandum Funds Funds _ Only Cash flows from operating activities: -� Cash received for services $ 17.192.092 13.105.366 $ 38.297.458 Cash payments to suppliers for goods and services (14.038.898) (11.695.587) (25.732.485) Cash payments 0o employees for services (3.278.842) (1.251.986) (4.531.828) Other operating revenue 359,613_ 794,300 1`153.913' Net cash provided by operating activities 234,965 1,187,058 Cash flows from noncapitm|financing activities: Operating grants received 1.055.248 - 1.055.248 Operating transfers from other funds 1.123.473 - 1.123.473 Operating transfers to other funds -_-(1/584,476) -- (1.5s4^478) Net cash provided bynnnuapita! -- financing activities 594,245 �� 594,245- Cash,flowofromoapita|andngated8nancing activities: Proceeds from capital grants 681.528 - 681`528 Proceeds from sale nfassets 22.540 - 22.540 Acquisition and construction of capital assets (2.390.508) (143.398) (2.533804) -� Principal paid on capital debt (481.448) - (481.448) Interest paid on capital debt � � (6S1.a62) Net cash used by and related financing activities � (2,973,146) Cash flows from investing activities: -` Proceeds from sale and maturities of investment securities 5.179.836 1.138.532 6.318.388 Investment Income 1,315,971 108'605 1,515,576 - Net cash provided byinvesting activities _ _ 6,495,807 1.338'137 - - -7.833.944 Net increase in cash and cash equivalents 4,495.287 2.146.834 8.642,101 } Cash and cash equivalents ek beginning mfyear 16089695 3684609 19754 ,304 Cash and cash equivalents et end ofyear $ $ 5,8311,443 $ ` C-12 (Continued) MONROE COUNTY, FLORIDA COMBINED STATEMENT OF CASH FLOWS ALL PROPRIETARY FUND TYPES-CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 RECONCILIATION OF OPERATING LOSS TO NET CASH PROVIDED BY OPERATING ACTIVITIES Internal Total " Enterprise . Service Memorandum Funds Funds Only Operating loss $ (1,335,858) $ (576,100) $ (1,911,958) Adjustments to reconcile operating loss to net cash provided by operating activities:. Depreciation and amortization 1,332,926 279,081 1',612,007 Change in assets and liabilities: Decrease/(Increase) in: Accounts receivable 14,303 233,063 247,366 Due from other funds (14,579) 218,959 204,380 Due from other governmental units 844 44,564 45,408 (Decrease)/Increase in: Accounts payable _ 72318 93,533 165,851 Accrued wages and benefits payable 14,572 (6,098) 8,474 Accrued compensated absences (40,016) 11,463 (28,553) Claims and judgements payable (13,765) 643,819 630,054 Due to other funds 182,357 (7,100) 175,257 Due to other governmental units 20,403 (629) 19,774 Deposits in escrow 11,549 -- 11,549 " Landfill closure/post closure (10,089)` -- (10,089) Other current liabilities -- 17,538 17,538 - Total adjustments 1,570,823 1,528,193 3,099,016 Net cash`provided by operating activities $ 234, 665 _$ __952,093 $ __1 187 C68_ SUPPLEMENTAL SCHEDULE OF NON-CASH FINANCING CAPITAL AND INVESTING ACTIVITIES Contributed fixed assets $ 132,200 $ 1,643 $ 133,843 Loss on disposition of fixed assets $ 22,765- $ 16,729 $ 39,494 The notes to the financial statements are an integral part of these statements. C-13 MONROE COUNTY. FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The accounting policies and the presentation of the financial report of Monroe County, Florida have been designed to conform to generally accepted accounting principles as applicable to governmental units, in accordance with the Governmental Accounting Standards Board (GASB) . GASB embodies the official pronouncements previously issued by the National Council on Governmental Accounting (NCGA) . Proprietary funds apply Financial Accounting Standards Boards (FASB) pronouncements and Accounting Principles Board (APB) opinions issued on or before November 30, 1989, unless those pronouncements conflict with or contradict GASB pronouncements, in which case, GASB prevails. The following is a summary of the significant accounting policies. Reporting EntitX - Monroe County is a Non-Charter County established under the Constitution and the laws of the State of Florida. There are six offices elected County-wide, which are as follows: Board of County Commissioners, composed of five members, Clerk of Circuit Court, Property Appraiser, Sheriff, Supervisor of Elections and Tax Collector. The Board of County Commissioners is the legislative body of Monroe County and as such budgets and provides funding used by the separate Constitutional Offices with the exception of fees collected by the Clerk of Circuit Court and the Tax Collector. Under the direction of the Clerk of Circuit Court, the Monroe County Finance Department maintains the accounting system for the County's operations, including those of the Supervisor of Elections and the Clerk of Circuit Court, which are included in the General Fund, but excluding those of the Property Appraiser, Sheriff and Tax Collector, each of which maintains its own accounting system. The operations of the County as a whole, however, including all of the Constitutional Offices, have been combined in these financial statements. Services provided by the County and accounted . for within these financial statements include police services for unincorporated areas of the County, health and social services, emergency medical services, cultural and recreational programs, solid waste services and other governmental services. Blended Component Unit - The Monroe County, Florida Comprehensive Plan Land Authority (MCLA) is a component unit whose governing board is composed entirely of the Monroe County Board of County Commissioners serving ex C-14 MONROE COUNTY. FLORID NOTES TO COMBINED FINANCIAL STATEMENTS SPTEBER 30 1997 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) officio. The unit was created by Monroe County, Florida Ordinance 031-1986 pursuant to Florida Statutes 380 and is' considered legally separate. As MCLA's financial and operational policies may be significantly influenced by the Monroe County Board of County Commissioners, MCLA is considered',part of the primary government and is presented as a blended component unit. Complete financial statements for MCLA can be obtained from CLA's administrative office at 3706 N. Roosevelt Boulevard, Key West. Discretely Presented Component Unit_ - The Monroe County Housing Finance Authority (MCHFA) was created by Monroe County, Florida Ordinance 1019-1979 pursuant to Florida Statutes 159 for the purpose of stimulating the construction of residential housing for low and moderate income families through the use of public housing; MCHFA is component unit whose governing board is appointed by the Board of County Commissioners. The Conty. is able to .impose its will on MCHFA because of its ability to remove appointed members without cause from the CHF 's board To emphasize its separate_ :legal status, MCHFA is discretely presented in the combined financial statements. MCHFA maintains its own financial records. Complete financial° statements for MCHFA can be obtained from CHFA' s administrative office at 1400 Kennedy Drive,, Key West. axis of Presentation The accounts of the County are oranied' on the basis of funds and account groups, each of which is considered a separate accounting entity. Fund structures, where applicable, have been designed to comply with all requirements of the bond resolutions and regulatory provisions_ or administrative action. The operations of each fund are accounted for with a set of separate self-balancing accounts comprised of its assets, liabilities, equities, revenues and expenditures or expenses, as appropriate. The various funds are grouped by type in the financial statements The following fund types and account groups are used by the County: Governmental Funds: General Fund - The . eneral Fund is the general operating fund of the County. All general tax revenues and other receipts that are not required either legally or by generally accepted accounting principles to be accounted for in other funds are accounted for in the General Fund. C-15 MONROE COUNTY, FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) General operating funds of the Property Appraiser, Sheriff, and Tax Collector represent subfunds of the County's General Fund that are held and accounted for individually, but presented herein with the balance of the Board of County Commissioner's operating funds. Special Revenue Funds - Special Revenue Funds are used to account for the proceeds of specific revenue sources (other than those associated with expendable trusts or major capital projects) requiring separate accounting because of legal or regulatory provisions or administrative action. Debt Service Funds - Debt Service Funds are used to account for the payment of principal , interest, and other expenditures related to long-term debt, other than bonds and loans payable from the operations of Proprietary Funds. Capital Project Funds Capital Project Funds are used to account for financial resources segregated for the acquisition or construction of major capital facilities other than those financed by proprietary operations. Proprietary Funds: Enterprise Funds - Enterprise Funds are used to account for operations that are financed and operated in a manner similar to private business enterprises, where the stated intent is that the cost (expenses, including depreciation) of providing goods or services to the general public on a continuing basis be financed primarily through user charges or where periodic determination of revenues earned, expenses incurred, and/or net income is deemed appropriate for capital maintenance, public policy, management control , accountability or other purposes. Internal Service Funds - Internal Service 'Funds are used to account for the financing of goods or services provided by one department to other departments of the County or to other governmental units on a cost reimbursement basis. C-16 MONROE COUNTY. FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 1 - , SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Fiduciary Funds: Expendable Trust Funds -. Expendable Trust Funds are generally used in instances 'where legally mandated or where a formal legal trustee relationship exists. Both principal and income may be expended in the course of their designated operations. Agency Funds Agency Funds are custodial in nature (assets equal liabilities) .and do not involve measurement of results of operations. Agency Funds are merely clearing accounts for assets held by a government as an agent for individuals, private organizations, other governments, or other funds.,- Account Groups: General Fixed Assets Account Group, - This account is established to account for all fixed assets of the County, other than those accounted for in the Enterprise and Internal Service Funds. General Long-Term Debt Account GroupThis account group is established -to account for _`the long-term debt of the County financed from Governmental Funds. Basis of Accounting - The accounting and financial reporting treatment applied to a fun& is determined by its measurement focus. All Governmental Funds and Expendable Trust Funds are accounted for using a current financial resources measurement focus. With this measurement focus, only current assets and current liabilities generally are included' on the balance sheet Operating statements of these funds present increases- 0 .e. revenues and other financing sources) -and decreases (i.e. , expenditures and other financing uses) in net current assets. All Proprietary Funds are_ accounted for on a flow of economic resources measurement focus. With this measurement focus, all assets and all liabilities associated with the operation of these funds are included on the C-17 MONR!E_LQUN!Y__ELQRM NOTES-IL COMBINED-FINANCIAL-STATEMENT S NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) balance sheet. Fund equity (i .e. , net total assets) is segregated into contributed capital and retained earnings components. Proprietary fund-type operating statements present increases (e.g. , revenue) and decreases (e.g. , expenses) in net total assets. Basis of accounting refers to when revenues and expenditures or expenses are recognized in the accounts and reported in the financial statements. Basis of accounting relates to the timing of the measurements made regardless of the measurement focus applied. The modified accrual basis of accounting is followed in the Governmental Funds, Agency Funds, and Expendable Trust Funds. Under the modified accrual basis of accounting, revenues are recognized in the accounting period in which they become susceptible to accrual -- that is, when they become both measurable and available to finance expenditures of , the current period. Available means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. Primary revenues, which include taxes, intergovernmental revenues, charges for services, rents and interest are treated as susceptible to accrual under the modified accrual basis. Receivables related to these revenues are not recognized unless they are collectible within 60 days after the fiscal year end. Expenditures and transfers out are recorded when the related fund liability is incurred. Exceptions to this general rule include:' (1) accumulated sick pay, vacation pay, and compensatory time, which are not recorded as expenditures; (2) prepaid items, which are reported only on the Balance Sheet and do not affect expenditures; and (3) principal and interest on long-term debt, which are recognized when due. Budgets for Governmental Funds are also prepared on the modified accrual basis, with certain exceptions described under budgets. and budgetary data. In applying the susceptibility-to-accrual concept to intergovernmental revenues, the legal and contractual requirements of the numerous individual programs are used as guidance. There are, however, essentially two types of these revenues. In one, monies must be expended on the specific purpose or project before any amounts will be paid to the County; therefore, revenues are recognized based on the expenditures recorded. In. the other, monies are virtually unrestricted as to purpose of expenditure and substantially C-18 MONROE COUNTY, FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE` 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES" (Continued) irrevocable; i .e. revocable only for failure to comply with prescribed compliance requirements; such ,as equal employment opportunity. These resources are reflected as revenues at the time of receipt or earlier if they meet ,the -avai l abil i ty criterion. Licenses and permits; charges for services and miscellaneous revenues (except investment earnings) are recorded as revenues when received in cash, because they are generally not measurable until actually received. Investment earnings and most fines and forfeitures are recorded as earned since they are measurable and available. -Proprietary Funds use the accrual basis of accounting. Revenues are recognized in the period in which they are earned and expenses are recognized in the period incurred. Budgets and Budgetary Data The, following are the statutory procedures followed by the Board of County Commissioners in establishing the. budget for Monroe County. 1) On or before May 1 of each year the Sheriff, the Clerk of the Circuit Court, the Tax Collector, and the Supervisor of Elections, shall each submit to the Board of, County Commissioners a tentative budget for their respective offices for the ensuing fiscal year. 2) Within fifteen days after certification of the ad valorem tax roll by-the Property Appraiser, the County Budget Officer submits to the Board a proposed budget for the fiscal year commencing the following October 1 The budget includes proposed expenditures and the ,means of financing them. 3) By Board 'resolution, , a tentative budget is submitted to the public. Public-hearings are held to obtain taxpayer comments. 4) Fifteen days after adoption of the tentative budget', a final budget is-, submitted for review and adoption at a final public hearing. 5) Prior Ito, or on . September_ 30, the County's budget is legally enacted through passage of a resolution. ' Accordingly, all fund types have an adopted budget as required by Florida Statutes 129.03. - All funds have,legally adopted budgets, except' as described in a following note. C-19 MONROE COUNTY, FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Conti.nued) 6) During the year, the Office of Management and Budget acts on intradepartmental budget changes that do not alter the total revenue or expenditures budgeted, to a cost center. A cost center represents a particular area of County operations or a department. All other budget changes (whether they are transfers between cost centers or alterations of total revenues and expenditures in a fund) are approved by the Board. Supplemental appropriations were necessary and the budgetary data presented herein was amended by the Board during the year in a legally permissible manner. 7) Florida Statute 129, Section 7, as amended in 1978, provides that only expenditures in excess of total fund budgets are unlawful . However, because the Board acts on all budget changes between cost centers; this becomes the level of control . 8) Budgeted to Actual Expenditure reports are employed as a management control device during the year for all fund types. 9) Budgets for all funds, with the exception of the Property Appraiser's General Fund, are adopted on a basis consistent with generally accepted accounting principles (GAAP) for that fund type, except for revenues and expenditures relative to tax anticipation notes and land purchased for resale for governmental funds and revenues and expenditures relative to debt and capital outlay for proprietary funds. The Property Appraiser's General Fund is budgeted on the cash basis. Budgetary versus GAAP differences are described in a following note. 10) All appropriations lapse at year end. Inventory - Inventory in the Comprehensive Plan Land Authority (Special Revenue) consists of land purchased for resale and is valued at costa The cost is recorded as an expenditure when items are purchased for budgetary purposes. For GAAP purposes, the land cost is recorded as an asset. Cost records are maintained which specifically identify the unit of inventory and related cost. The purchase method of accounting is used; accordingly, reported inventories are equally offset by a fund balance reserve which indicates that they do not constitute "available spendable resources." Inventory in the General Fund consists of certain- supplies which are stated at cost using the moving average cost method. The inventory is determined by a C-20 MONROE COUNTY. FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30. 1997 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) monthly physical count. No reserve has been established within the General Fund balance as the consumption method is used to account for this inventory. Investments Investments, with the exception of those held by deferred compensation plans, are stated at cost, -which 'approximates market. Investments held by the deferred compensation plans are stated at market value The Monroe County Board of County Commissioners pools cash and investments of the County, excluding those funds held and accounted for by the separate Constitutional Officers and those requiring or benefiting by separate investment. This gives the County the ability to maximize its yield on the short-term investment of cash, increasing its income- accordingly. Interest earned on pooled investments is allocated to the participating funds based on their average daily balance.. Individual fund deficits are ignored in the allocation of interest. General Fixed Assets General Fixed Assets are recorded as expenditures in the General Fund, Special Revenue Funds, Capital Project Funds and other Governmental: Fund types at the time of purchase and are capitalized at cost in the General Fixed Assets Account Group. Fixed assets consisting of certain improvements including roads, bridges, curbs and gutters,' streets and sidewalks drainage systems and lighting systems have ` no been capitalized Gifts or contributions are recorded in General Fixed Assets at estimated fair market value-at the time received. There is no depreciation expense recorded on General Fixed Assets; Enterprise and Internal Service Fund Fixed Assets - Additions to Enterprise and Internal Service Fund Fixed Assets are stated at cost. Depreciation has been provided using the straight-line method. , The estimated useful livs` of the various classes of depreciable fixed assets are as follows: C- 1 MONROE COUNTY, FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Life - Years Buildings and Other Improvements 7-40 Machinery and Equipment 3-10 Improvements other than Buildings 50 Depreciation . of Contributed Assets - Depreciation recognized on assets acquired or constructed through grants externally restricted for capital acquisitions is recorded as an operating expense in the related proprietary funds Capital Lease Obligations - Capital lease obligations for non-Enterprise Funds are accounted for in the General Long-Term Debt Account Group. The capitalized lease obligations are stated at the original fair market value of leased assets capitalized, less payments since the inception of the lease discounted at the implicit rate of interest in the lease. Also, in the year an asset is acquired by capital lease, the expenditure for the asset and the offsetting amount of the financing source are reflected in the Statement of Revenues, Expenditures, and Changes in Fund Balances. Assets acquired under capital leases in non-Enterprise Funds are accounted for in the General Fixed Asset Account Group. Capital lease obligations of Enterprise Funds and the cost of assets so acquired are reflected in the accounts of those funds. Unamortized Debt Expense - Unamortized debt expense of the Enterprise Funds is amortized by using the straight-line method over the life of the debt. Encumbrances Encumbrance accounting, under which purchase orders are recorded to reserve that portion of the applicable appropriation, is employed in the Governmental and Expendable Trust Fund types. Encumbrances are not the equivalent of expenditures; therefore, the encumbrances --are reported as reservations of fund balances at year end and reappropriated the following year. Property Taxes - Property taxes, based on assessed values at January 1, are levied and become due and payable on November 1st of each year. A four percent discount is allowed if the taxes are paid in November, with the C-22 MONROE COUNTY. FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER K 1997 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) discount 'declining by one percent each month thereafter. Taxes become delinquent on April 1st of each year, and tax certificates for the full amount of any unpaid taxes and assessments must be sold not later than June 1st of each year. No accrual for the property tax levy, becoming' due in .November of 1997 is included in the accompanying financial statements, since such taxes are collected to finance expenditures of the subsequent period, Compensated Absences - County policy "grants employees annual leave and, sick leave in varying amounts. Upon termination o emlo ent, employees with six months or more of credited Service can receive payment for accumulated annual leave. In general , sick leave payments are granted upon termination -of employment to employees with five years or more of credited service The maximum payment is subject to percentage and maximum hour limitations as determined by each constitutional officer. Accumulated annual leave, sick leave; and related benefits are accrued in Governmental Fund Types to the extent that such amounts would normally be liquidated with expendable available financial resources. The remaining liability is reflected in the General Long-Term Debt Account Group. The accumulated leave in Proprietary Fund Types is reflected in the -Fund's financial statements on the accrual basis. Cash and Cash Equivalents = For purposes of the statement of cash flows, the Proprietary Fund Types consider all highly liquid investments (including restricted assets) with a maturity of three months or less when purchased to be cash equivalents. Total Columns on Combined Statements - Overview - Total columns on the Combined Statements Overview (General , Purpose Financial Statements) are captioned "Memorandum Only" to indicate that they are presented only to facilitate financial analysis. Data in these columns do not present financial position, results of operations, or cash flows in conformity with generally accepted accounting principles, and such , data is not comparable to a consolidation. Interfund eliminations have not been made in the aggregation of this data. C-2 MONROE COUNTY FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 2 - CASH, CASH EQUIVALENTS, AND INVESTMENTS PRIMARY GOVERNMENT Cash, cash equivalents, and investments consist of the following at September 30 1997: Restricted Cash, Cash, Cash Equiv.& Cash Equiv.& Cash with Investments Investments Fiscal Agent Total Board of County Commissioners Amount Invested in County'sPooled Cash Program $ 96,177,210 $ 2,036,201 $ - $ 98,213,411 Demand Deposits 9,557,395 5,176,635 7,871 14,741,901 Investments 20,020.817 - - 20,020,817 125,755,422 7,212,836 7,871 132,976.129 Other Constitutional Officers and Dependent District Amount Invested in County's Pooled Cash Program 10,319,928 10,319,928 Demand Deposits 7,015,653 7,015,653 Investments 8,284,136 - 8,284,136 25,619,717 - 25,619,717 $151,375,139 $ 7,212,836 $ 7.871 $158,595.846 C-24 MONROE COUNTY, FLORIDA NOTES TO COMBINED- FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 2` CASH, -CASH EQUIVALENTS, `AND INVESTMENTS (Continued) Florida, Statute 125.31 authorizes the County to invest surplus funds in the following: a) the Local Government Surplus Funds Trust Fund under the management of the State Board of Administration. b) the Florida Counties Investment Trust Fund under the sponsorship of the Florida Association of Counties and the Florida Association of Court Clerks/Comptrollers. c) negotiable direct obligations of, or obligations of which the principal and interest are unconditionally guaranteed by,' the U.S. Government. d) interest bearing time deposits or savings , accounts in banks and savings and loans organized under state laws or doing business and situated i,n the' state, provided collateral requ cements ;are met. e) obl,igations of the Federal Home Loan Mortgage Corporation. f) obligations of the Federal National Mortgage Association. g) commercial paper of U.S. corporations having a rating of at least two' of the following three ratings: A-1, P-1 and F-1, as rated by Standard & Poors, `Moody's and Fitch Investors Service rating services. h) bankers' acceptances that are eligible for purchase by the Federal Reserve Banks and have a ,letter .of credit rating,of AA or better. i) tax-exempt obligations of the State of Florida and its various local governments, ` including Monroe County. Tax exempt obligations with a rating of A or less., must be an insured issue through MBIA or an equivalent company. Issues rated A+ or higher may or. may not carry an insurance backing. Deposits = Demand and time deposits are fully insured by Federal Depository Insurance and the multiple financial institution collateral pool required by Sections 280.07 and 280.08, Florida .Statutes: Investments The U.S Government Securities are held by the County's agent in the County's name. The repurchase agreement is uninsured and unregistered with securities held by the bank in the bank's name. Investments at year end are shown as follows: C-25 MONROE COUNTY, FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 2 CASH, CASH EQUIVALENTS, AND INVESTMENTS (Continued) Carrying Market Board of County Commissioners Amount Value U.S. Government Securities $ 18,177,822 $ 18,056,283 Local Government Surplus Funds Trust Fund 98,213,411 98,213,411 Deferred Compensation Plans 1,842,995 1,842,995 118,234,228 118.112.689 Other Constitutional Officers and Dependent District Local Government Surplus Trust Funds 10,319,928 10,319,928 Repurchase Agreement 5,877,991 5,877,991 Deferred Compensation Plans 2,406,145 2,406,145 18,604,064 18.604.064 $136.838.292 $136,716,753 COMPONENT UNIT Deposits - Demand and time deposits are fully insured by Federal Depository Insurance and the multiple financial institution collateral pool required by Sections 280.07 and 280.08, Florida Statutes. At September 30, 1997, deposits for the component unit totaled $261,422. NOTE 3 - MORTGAGES RECEIVABLE Mortgages receivable at September 30, 1997 consist of the following: Community Development Block Grant: Second Mortgages Receivable from individuals, collateralized by land and buildings, payable in monthly installments of $3,622 including interest at 3%. final payment due March 1, 2004 $ 387,274 Second Mortgages Receivable from individuals, collateralized by personal residences. The entire amount of the loan will be forgiven over a ten year period at a rate of one fifth per year, beginning on the 7th anniversary of the completion of the construction of the improvements funded by the mortgage, provided that the mortgagor complies with the Mortgage .covenants. 249,948 C-26 MONROE COUNTY, FLORIDA NOTES" TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30 1997: NOTE 3 MORTGAGES RECEIVABLE (Continued) Second Mortgages Receivable from individuals, collateralized by personal residences. The, entire balance of the• mortgage will be forgiven over a ten year period at a rate of ten percent per year upon the anniversary of the mortgage: provided that the mortgagor complies with the Mortgage covenants. The Mortgages.are interest free. 72,066 Local Housing Assistance:. Second Mortgages Receivable from individuals, collateralized by personal residences. Commencing in year sixteen of the mortgage, principal and accrued interest at 3% will be forgiven at the rate of 6.66% annually. The entire principal balance and accrued interest will be forgiven-at the end,of.year thirty. If the residence is sold before the initiation of the forgiveness period, the full amount of the mortgage and accrued interest is due at closing. 249,023 Second Mortgages Receivable from individuals, collateralized by personal residences. Principal payments shall be deferred for the term of the first mortgage loan, or until the date the last payment is due on ;the first mortgage. Interest is not charged on the mortgages unless the mortgagor is in default, in which case the interest rate is 12% per annum from the date when payment of the second mortgage is due. In the event the home is sold, transferred, rented, refinanced or the first mortgage loan is satisfied, the entire mortgage balance is due. 885,500 Second Mortgages -Receivable from individuals, collateralized by personal residences. The entire balance of the mortgage will be forgiven over a ten year, period at the rate of ten percent per year"upon the anniversary of the mortgage, provided that the mortgagor complies with the Mortgage covenants. The mortgages are interest free. 46,785 Monroe County Comprehensive Plan Land Authority (MCLA): Mortgage Receivable from a not•for=profit corporation, collateralized by land; payable in semi-annual installments of 35,000 plus interest at the rate earned by MCLA on deposits with the State Board of Administration 35,000 Mortgage due from not-for-profit corporation, collateralized by land, principal,and interest at 9.5% payable in full at May 13, 2000. 14,432 Mortgage due'from governmental agency, collateralized by land and building, payable-in full September, 2045 interest free. 59,025 Total Mortgages Receivable $ 1.999.053 Except for the' mortgages secured by personal- residences, the mortgages receivable are equally offset by a fund balance reserve which indicates that they do not constitute "available: spendable resources even though they are a component of total assets. The mortgages secured by personal residences are offset by a related deferred revenue account. C-27 MONROE COUNTY, FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 4 - INTERFUND BALANCES Individual fund interfund receivable and payable balances at September 30, 1997 are as follows: Interfund Interfund Fund Receivable Payable General Fund $ 467,770 $ 1,718,831 Special Revenue Funds: Affordable Housing Programs 55,186 703 Fine and Forfeiture 37 2,067 Road and Bridge 963,064 104,742 Tourist Development, All Districts-2 Cent 24,760 - g Tourist Development Administrative and Promotional , 2 Cent 27,789 Tourist Development District #One, 3 Cent 14,195 Tourist Development District#Two, 3 Cent 30 Tourist Development District #Three, 3 Cent 25 Tourist Development District #Four, 3 .Cent 7,067 Tourist Development District #Five, 3 Cent 4,073 - Governmental Fund Type Grants 267,315 95,349 Fire and Ambulance District #1- 2,262 2,244 Planning, Building and Zoning 1,200 73,099 Parks and Recreation 255 1,510 Impact Fees Roadways 818,735 Impact Fees Parks and Recreation 7,328 Impact Fees Police Facilities 2,846 Cudjoe Gardens Culvert 4,381 Jolly Roger MSD - 2,429 Sheriff HIDTA Grants - 1,010,611 Sheriff -Off-Duty 1,615 Sheriff Two-Eyes Grant - 69,802 1,367,258 2.197.461 Debt Service 1991 Sales Tax Revenue Bonds 10,000 C-28 MONROE COUNTY, FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 4 -- INTERFUND BALANCES (Continued) Capital Project Funds. One Cent Infrastructure Surtax. 65,663 1,262,278 Enterprise Funds: Card Sound Bridge - -50 671 Marathon Airport" 362,095 1,733, Key West Airport 7914,495 . 34,734 Municipal Service District Waste 123,039 110,722 1,179 629 197,860 Internal Service Funds:- ` Worker's Compensation - 28 Group Insurance 380` - Risk Management 6,546 1,194 Fleet Management 5,916 - 12,842 1,222 Trust and Agency Funds Sheriff General Agency 2.274.490 5,377 652 $ 5.377.652 During the year, no interfund transfers took place between the County and its component unit, Monroe County Housing Finance Authority. NOTE 5 - RESTRICTED ASSETS Restricted Assets include those provided for by resolutions adopted by the -County,Commission for the issuance of the Municipal ServiceDistrict Waste Revenue Bonds, Refunding Improvement Revenue Bonds, Series 1993/83, Refunding Improvement Revenue Bonds, Series 1993/88, Sales Tax I Revenue Bonds, Series 1991, and Airport Passenger Facility Charges. Total restricted assets as of September 30 1997 are- as -follows: C-29 MONROE COUNTY, FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 5 - RESTRICTED ASSETS (Continued) Cash, Cash Equiv.& Enterprise Fund - Municipal Service District - Waste Investments . Renewal and Replacement Fund $ 1,240,827 Sinking Funds 625,285 Landfill Closure Escrow 1,651,305 3,517,417 Enterprise Fund Marathon Airport Passenger Facility Charge Funds 202,541 Enterprise Fund Key West Airport Passenger Facility Charge Funds 1,833,660 Refunding Improvement Revenue Bonds Series 1993/83 Debt Service Fund Sinking Fund 359,281 Refunding Improvement Revenue Bonds Series 1993/88 Debt Service Fund Sinking Fund 478,737 Sales Tax Revenue Bonds, Series 1991 Debt Service Fund Sinking Fund 821,200 Due from Other Funds 10,000 831,200 $ 7,222,836 C-30 MONROE 'COUNTY.- FLORIDA. NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30. 199 NOTE 6 RESERVES FOR RESTRICTED ASSETS AND DESIGNATIONS OF FUND BALANCE Reserves representing the- excess of amounts provided for certain restricted asset accounts over the liabilities payable therefrom are established by a reduction of retained earnings or fund balance. The following schedule reflects the reserve -account balances at September 30, 1997: Enterprise Funds Municipal Service District - Waste: Reserved for Debt Service $ 356,919 Reserved for Renewal and Replacement 1,240,827 e 1,597,746 Debt Service Funds Refunding Improvement Revenue Bonds, `Series 1993/83 Reserved for Debt Service 359,281 Refunding Improvement Revenue Bonds,` Series 1993/88 Reserved for Debt Service 478,737 Sales Tax Revenue Bonds, Series 1991 Reserved for Debt Service 4,151 842,169 $ 2,439,915 Retained earnings and fund balances are reserved to the extent of the excess of restricted assets over liabilities' payable- from restricted assets as follows: Total restricted assets $ 7,222,836 Less: Restricted assets for which retained earnings are not required to be reserved 3,687,506. Liabilities payable from restricted assets 1.095.415 2,439,215 C-31 MONROE COUNTY FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30. 1997 NOTE 6 - RESERVES FOR RESTRICTED ASSETS AND DESIGNATIONS OF FUND BALANCE (Continued) A portion of the unreserved fund balance in Special Revenue Fund, Tourist Development District # One, Three Cent has been designated for various beach nourishment projects. NOTE 7 ® PROPERTY PRimRy GOVERNMENT The following is a summary of changes in General Fixed Assets for the year ended September 30, 1997: 1996 Additions— Deductions ----1997. Land $ 19.452,876 $ 1,364,672 $ 142,450 $ 20,675,098 Buildings 67,896,783 3,480,279 71,377,062 Equipment 36,032,163 4,857,321 1,755,263 39,134,221 Construction in Progress: Truman Offices 2,996,243 2,126,337 5,122,580 Key Largo VFD 1,259,821 134 1,259,955 Other Construction 2.198.298 1.783.222 1.839.365 ----2-142J55 L-122 836.L184 13,611,965 An additional $3,642,579 will be required to complete construction projects under present contractual agreements. It is the County's policy to not capitalize interest on construction projects financed with debt proceeds. Proprietary funds property, plant and equipment consist of the following at September 30, 1997: Internal Enterprise Service Funds Funds Land $ 6,132,875 $ 54,000 Buildings and Improvements 13,011,893 1,402,696 Equipment 15,674,175 1,458,736 construction in Progress 2,431.Z67 - C-32 MONROE COUNTY, FLORIDA, NOTES TO 'COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 7 PROPERTY (Continued) Total Property 37,250,710` 2,915;432 Less Accumulated Depreciation 14.937.682 1,013,266 Net Property $ 22.313.028 1,902,166 COMPONENT UNIT The following is a summary of changes.in' property for the year ended .September 30, 1997: _ 1996 , Additions Deductions 1997 Land $ 105,000 $ 105,000 Buildings and Improvements 428,133- 644,999 1,073,132 Construction in Progress 388,888 256,111 (644,999) $ 922,021 1 901.110 (644.9991 $ 1.178.132 : NOTE '8 - TAX ANTICIPATION NOTES Tax anticipation notes payable at September 30 1997 are as follows: Winston Waterway Municipal Service Taxing District' - Amount due,, to: bank on October '30, 1997 with interest- at 6.08% payment to be funded by the first, proceeds of, taxes levied` for the 1997-1998 fiscal year, proceeds of the note to be used .for the improvement of certain roadways located in the Winston Waterway subdivision 59.000 NOTE 9 LONG-TERM DEBT PRIMARY GOVERNMENT The following is a summary of changes in long-term debt for the year ended September 30, 1997 C-33 MONROE COUNTY, FLORIDA NOTES TQ COMBINED FINANCIAL STATEMENTS SEPTEMBER .30. 1997 NOTE 9 - LONG-TERM DEBT (Continued) Debt Debt 1996 Issued Retired 1997 General Long-Term Debt Group Revenue Bonds $ 37,260,000 $ $ 3,655,000 $ 33,605,000 Accrued Compensated Absences 3,594,979 379,332 65 3.964,246 Capitalized Lease Obligations 114.140 103.386 78,792 138.734 Subtotal 40.959.119 482-7-18 3.733.857 37.707.980 Proprietary Funds Revenue Bonds 8,490,000 335,000 8,155,000 Accrued Compensated , Absences 371,541 3,125 374,666 Capitalized Lease Obligation 1,945,583 146.44$ 1.799.135 Subtotal 10.807.124 3.125 481.448 10,328.801 Total 51 766,243 $ 4$5,$43 1 4.215.305 $ 48.036.781 Bonds payable at September 30, 1997 from Proprietary Funs are composed of the following issues: Enter rise Revenue onds - $9,570,000 1991 Municipal Service District Refunding Improvement Bonds due in annual installments of $355,000 to $735,000 on October 1, 1997 to October 1, 2011; interest at 6.0% to 6.7 % $ J,155.0 0 Bons payable at September 30, 1997 from Governmental Funds are composed of the following issues: Revenue Bonds, - $42,415,000 1991 Sales Tax Revenue Bonds, Series 1991 due in annual installments of $3,270,000 to $4,55,000 on April 1, 1996 through April 1, 204; interest at 5.6% to 6.2% $ 27,240,000 C-34 MONROE COUNTY, FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 9 - LONG-TERM DEBT (Continued) Revenue Bonds - $1,185,000 1993 Refunding Improvement Revenue Bonds, Series 1993 due in annual installments of $190,000 to $200,000 on July 1, 1998 to July 1, 1999; interest at 4.5% to 4'35% 390,000 Revenue Bonds = $7,230,000 1993 Refunding Revenue Bonds . Series 1993 due in installments of $385,000 to $640,000 on December 1, 1997 to December 11 2008; interest at 4.1% to 5.0% 5,975,000 33.605._000 Subsequent Event By resolution adopted January 14, 1998, the Board authorized the refunding of a portion of the 1991 Sales Tax Revenue bonds with the proceeds' of another bond issue. It is anticipated that the County will receive a present value savings of $1,007,784 as a-result of this refunding. Debt Service Funding Requirements - The total_, annual debt -service funding requirements for all bonds outstanding (net of sinking fund balances) at September 30, 1991, consisting. of interest payments of $12,268,978 and principal payments of $41,020,000 are as follows: Revenue Bonds Year Ended Proprietary Funds Governmental September 30 Amount Interest Rate Amount Interest RaU' 1998 890,788 6.00% - 6.75% 5,668,290 4.10% - 6.20% 1999 898,288 6.15% 6.75% 5,663,455 4.30% - 6.20% 2000 893,380 6.30% 6.75% 5,446,720 4.50% 6.20% 2001 896,605 6.40% 6.75% 5,437,425 4.70% 6.20% 2002 892,485 6 50% - 6.75% 5,424,620 4.80% - 6.20% 2003-2007 4;437,622 6 60% - 6.75% 12,837,900 5.00% - 6.20% 2008=2011 3,229,400 6.75% 672.000 5.00% Total $ 12,138.568 $ 41.150.410 C-35 MONR)E COUNTY. FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER30-11997 NOTE 9 LONG-TERM DEBT (Continued) Year Ended September 30 TQtaL- 1998 6,559,078 1999 6,561,743 2000 6,340,100 2001 6,334,030 2002 6,317,105 2003-2007 17,275,522 2008-2012 3,901 400 Total 53,288,978 The amount available in the Debt Service Funds to service the 1991, 1993/83 and 1993/88 revenue bonds is $842,169. The 1993/83 Refunding Improvement Revenue Bonds are payable from and collateralized by a lien on and pledge of the racetrack funds received by Monroe County from the State of Florida. The 1993/88 Refunding Improvement Revenue Bonds are payable from and collateralized by a first lien upon and pledge of the Guaranteed Entitlement portion of the Revenue Sharing Trust Fund for Counties and the Second Guaranteed Entitlement for Counties paid by the State of Florida. The 1991 Municipal Service District Refunding Improvement bonds are payable solely from and collateralized by a prior lien upon and pledge of M charges for service levied annually against residential property within the Monroe County Municipal Service District (the "District") , Monroe County, Florida for the availability and furnishing of certain solid waste disposal services, (ii ) payments received from franchisee solid waste collectors with respect to commercial property within the District, (iii) all other non ad valorem funds received by the District with respect to furnishing services of the solid waste facilities to the residents of the District excluding any state or federal funds received from time to time by the District and (iv) certain investment income received by the District. Under the terms of the enterprise C-36 MONROE COUNTY, FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 9 - LONG-TERM DEBT (Continued) revenue bonds issue, the Municipal Service District is required, among other things, to establish rates - and to collect fees and charges which will be sufficient at all times to pay 110% of the -Maximum Debt, Service'-Requirement on the Series 1991 Bonds, and on all outstanding Parity Bonds plus 100% of all reserve or other payments including the cost of 'Operation and Maintenance and :deposits for Renewal and- Replacements of the Facilities. The Municipal Service District was in compliance with those covenants for the year ended September :30, 1997.` The Bonds and the interest payable thereon will not constitute a general obligation of the. District, Monroe,County or, the -State of Florida, or a pledge of the faith and credit of the District, Monroe County, the State of_Florida or any political subdivision thereof. Neither the Bonds, nor any interest or premium thereon,-. shall be payable from the ad valorem 'tax revenues of the District, Monroe County, or the State of Florida. The 1991 Sales Tax Revenue Bonds are payable from and collateralized by a" lien and pledge of the portion of the proceeds of the one cent local government infrastructure sales surtax on deposit in the 'trust fund established for the County in the Florida State Treasury, allocated for and distributed monthly to the County. COMPONENT UNIT The following is a summary of changes in long-term debt for the year ended September 30, 1997: Debt Debt 1996 Issued Retired 1997 Mortgages Payable 922,021 1 1,178,132 Mortgages ._payable at September 30, 1997 are .composed of the following: Mortgages due _ to Monroe County Land Authority, collateralized by land and - building, payable in full September, 2045, interest free $ 59,025 Mortgages due to First Housing; collateralized by land and building, payable in full March1 -2001, _interest free. 1.119,107 $ 1,178,132 C-37 OOE COUNTY. FLORID NOTES TO COMBINED FINANCIAL STATEMENT SEPTEMBER—aQ---1997 NOTE 10 - DEFEASANCE OF DEBT The following schedule reflects the outstanding principal on refunded bonds, by issue, as of September 30, 1997: $8,000,000 Municipal Service District Improvement Revenue Bonds, Series 1980; defeased on December 6, 1985 using proceeds from the $9,211,774 Municipal Service District Refunding Improvement Bonds, Series 1985 $ 6,580,000 $9,211,774 Municipal Service District Refunding Improvement Bonds, Series 1985; defeased on April 1, 1991 using proceeds from the Municipal Service District Refunding Improvement Bonds, Series 1991 Total Municipal Service District Bonds 12,606.669 $4,585,000 Card Sound Road and Bridge Improvement Revenue Bonds, Series 1993; defeased on March 8, 1994 using available cash 1 ij-3.8 zL=O=O=Q $21-155,000 Refunding Improvement Revenue Bonds, Series 1983; defeased on January 1, 1993 using proceeds from the Refunding Improvement Revenue Bonds, Series 1993/83 $ 1,635,000 $5,000,000 Improvement Revenue Bonds, Series 1988; defeasbd on May 1, 1993 using proceeds from the Refunding Revenue Bonds, Series 1993/88 5,000,000 $2,265,000 Improvement Revenue Bonds, Series 1988; defeased on May 1, 1993 using proceeds from the Refunding Revenue Bonds, Series 1993/88 430,000 Total General Revenue Bonds 7, 6 .000 C-38 MONROE COUNTY, FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 11 - LEASE OBLIGATIONS Capitalized lease obligations consist of equipment lease purchases accounted for in the General Long-Term Debt Account Group and General Fixed Assets Account Group, and the _Municipal Service District Enterprise Fund. The future minimum payments under capitalized leases consist of the following at September 30; 1997: General Long Proprietary Fiscal year ending September- 30: Term Debt Funds 1998 -114,883 - 259,200 1999 27,698 259,200 2000 2,308 259,200 2001 2,308 259,200- 2002 1,924 259,200- Thereafter - 1,036,797. Total minimum payments 149,121 2,332,797 Amounts representing interest 10.387 533,662 Present value of net minimum lease payments 138,734 1,799.135 Leased equipment which has been capitalized as of September 30,- ,1997 is as follows: General Fixed Assets - Public Safety - $ 453.386 Proprietary.Funds $ 2.335.830 Rental expense under cancelable operating leases for the .current year amounted to $1,343,814. NOTE 12 - LAND AUTHORITY LEASES The City of Key West leases two lots. from the County which cost $101,036 and which are-used to provide access _and parking for the Community Pool . The terms of the lease,provide ,for rental of $1 per year for 30 years, expiring in the year 2022. C-39 MONROE COUNTY, FLORIDA NQTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 13 - CONTRIBUTED CAPITAL Contributed capital consists of the following at September 30, 1997: 1996 Additions Refund 1997. Enterprise Funds - Contributions from Other Funds: Municipal Service District $ 3,311,886 $ 1,000 $ $ 3,312,886 Card Sound Bridge 2,514,741 2,514,741 Marathon Airport 4,152,412 77,607 4,230,019 Key West Airport 1,579,994 1,427,345 3,007,339 Workers' Compensation 621 - 621 Group Insurance Fund 2,527 2,527 Fleet Management 2,302.588 1,643 2.304,231 $ 13,864,769 $ 1.507.595 $ $ L 72.364 NOTE 14 - FUND DEFICITS The following_ funds had retained deficits at September 30, 1997: Fleet Management The retained deficit of $20,722 is the result of the current year operating loss and is attributed to depreciation on contributed assets. NOTE 15 EXPENDITURES IN EXCESS OF APPROPRIATIONS The following cost center had expenditures in excess of appropriations at September 30, 1997: General Fund: Debt Service - The Sheriff budgeted certain capital lease payments as operating expense rather than debt service. However, the Sheriff was in budgetary compliance at the legal level of control . Expenditures exceeded appropriations by $87,570. C-40 MONROE COUNTY, FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 " NOTE 16 - SEGMENTS OF ENTERPRISE ACTIVITIES Municipal Service ,,District operating revenues are generated primarily by billings for mandatory garbage collection. , Card Sound Bridge operating revenues are generated through tolls for the use of the Bridge. Revenues in the Key West and Marathon Airports are generated by rents and user fees. The -key , financial data for the year, ended September 30, 1997 for :the above services are as follows Municipal Card Service Sound Marathon Key West District Bridge Airport Air rno t Total Operating Revenues S 14,345,498 $ 966,715 $ 622.169 $ 1,605,206 $17.539:588 Operating Expenses 13,452,269 521,215 1,167,030 21-402,006 17,542,520 Depreciation and Amortization 976.318 167.604 146,276 42,728 1,332,926 Total Operating Expenses 14,428,587 688,819 1.313.306 2,444.734 18,875,446 Operating Income (Loss) (83,089) 277,896 (691,137) (839:528) (1,335.858) Operating Grants 227,648 284,988 545,695 1,058,331 -Investment Income 779;242 229,513 76,285' 176,596 1,261.636 Interest Expense and Other Debt Service Costs (652,147) (652,147) Loss on Disposition of Assets (20,271) (1,257) - (190) (1.047) (22,765) Operating Transfers In 901,822 362,094 789,537 2,053"453 Operating Transfers Out (991,829) (50,000) (120,000) (399,539), (1,561.368) Net Income (Loss) 161,376 456,152 (87,960) 271,114 801,282 Fund Equity, 1996 10.158,218 8,815,855 - 6,431,946 5,111,187 30.517:906 Contributed Capital 1.000 77.607 1,427,345 1,505,952 Fund Equity, 1997 $ 10,321,294 S 9:Z72. 007 - E 6.421.593 S 6.810:246 S 32.825.140 Assets E 22,586,080 fi 9.375.539 S 6.980.386 ; 7 730.813 S 46.672.818 Long-Term Debt 1 9.592:524 3 18,693 S 16.974 S 120.930 S' 9,749,121 Acquisition and Construction of Property E 380.52 S 16.324 E 162.075 S 1.989.355 2 Net Working Capital $ 8.346,652 $ 4.552.422 $ 951.690 S` 1.677:949 S 15.528.713 _Net Increase (Decrease) in Cash Flows 3.668.784 $ 2.027,190 S (418.218) (782.489) S" 4 495 267 C=41 MONR E-LQUN!Y---ELQR1QA NOTES-ia-CQMEINED-FINANCIAL STATEMENTS SERIEM DER-31-IM NOTE 17 - BUDGETARY - GAAP REPORTING RECONCILIATION The accompanying Combined Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual - General , Special Revenue, Debt Service, Capital Project and Expendable Trust Funds for the year ended September 30, 1997 presents comparisons of the legally adopted budget with actual data on a budgetary basis. Because certain accounting principles applied for purposes of developing data on a budgetary basis differ from those used to present financial statements in conformity with GAAP, a reconciliation of resultant basis, timing and perspective differences in the Excess of Revenues and Other Sources over Expenditures and Other Uses for the year ended September 30, 1997 is presented as follows: Special Debt Capital Expendable --General Revenue Service Projects Trust Excess of revenues and other sources over (under) expenditures and other uses - budgetary basis $ 4.102.797 8,Q41_75 J(4,768-1A1 ) $ 7,716,936 5551 120 Adjustments: To adjust revenues for mortgage repayments recorded as a reduction of assets (70,000) To adjust revenues for accruals (57,775) To adjust expenditures for accruals (1,318) To adjust expenditures for repayment of tax anticipation note 71,000 To adjust for mortgages receivable (334.033) To adjust for mortgage loans made 334,033 To adjust expenditures for purchases of land recorded as inventory 1,536,352 To adjust expenditures for cost of land sold (706,548) To record excess of revenues over (under) expenditures for unbudgeted funds: Sheriff, Inmate Welfare 85,805 Sheriff, Forfeiture Sheriff, Two Eyes Total Adjustments (52_093) 830,80 Excess of revenues and other sources over (under) expenditures and other uses - GAAP basis LA—L41 704 1 5�2 10IA"11 —LM—a—U2— L 9-25 C-42 MONROE COUNTY, FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS ` SEPTEMBER 30. 1997 NOTE 18 INTERFUND TRANSFERS Operating Transfers during the year ended September 30, 1997 consisted of the following: PRIMARY GOVERNMENT Operating Operating Fund Transfers In Transfers Out General -fund $ 29,467,169 $ 1,666,150 Special Revenue Funds: Affordable Housing Programs 42,454 11,287 fine and Forfeiture 27,835,016 Road and Bridges 818,709 61,572 Governmental Fund Type Grants 354,410 Impact Fees - Roads - 818,709 Unicorp Area Service Dist— Planning 100,000 1.215,573 28,826,584 Capital Project: One Cent Infrastructure Surtax 519,539 1,201,632 Enterprise Fund: Card Sound Bridge - 50,000 Municipal Service District 901,822 991,829 'Marathon Airport 362,094 120,000 Key West Airport_ 789,537 399,539 2,053,453 1.561.368 $ 33,255,734 $ 33.255.734 COMPONENT KNIT General Fund $ 100,000 $ Capital Project Fund -� 100,000 $ 100.000 $ 100,000 C-43 MONROE COUNTY, FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 19 - RISK MANAGEMENT The; County is exposed to various risks of loss related to tort; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. During the fiscal years ended 1976, 1984 and 1988, the County established the Worker's Compensation, Group Insurance, and Risk Management Funds, respectively, as internal service funds to account for and finance Iits uninsured risks of loss. Under. these programs, the Worker's Compensation provides $325,000 coverage per claim, The Group Insurance Fund provides coverage up to $85,000 for each medical claim. Risk management provides $100,000 for each general liability, public official liability and auto liability claim and $250,000 for most property damage claims. Windstorm, Flood and Property Damage insurance excess coverage varies by individual property. The County 'purchases commercial insurance for claims in excess' of coverage provided by the funds and for all other risks of loss. Settled claims have not exceeded this commercial coverage in any of the past three years. All funds of the County participate in the-programs and make payments to the Worker's Compensation, Group Insurance and Risk Management Funds based on estimates of the amounts needed to pay prior and current year claims. The claims liabilities reported at . September 30, 1997 are based on the requirements of Governmental Accounting Standards Board Statement No. 10, which requires that a liability for claims be reported if information prior to the issuance of the financial statements indicates that it is probable that liability has been incurred at the date ofthe financial statements and the amount of the loss can be reasonably estimated. Changes in the claims liability amounts in fiscal year 1996 and 1997 were: Worker's Group Risk Compensation Insurance Management Total, Balance at September 30, 1995 $ 250,000 $ 2,030,876 $ 734,617 $ 3,015,493 Current year claims and changes in estimates 1,897,842 6,396,551 627,128 8,921,521 Claim payments (1.435.842) (6,508,462) (253.534) (8,197,838) Balance at September 30, 1996 712,000 1,918,965 1,108,211 3,739,176 C-44 MONROE COUNTY, FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS. SEPTEMBER 30. 1997 NOTE 19 -, RISK MANAGEMENT (Continued) Current year claims and changes in estimates 1,424,265 7,130,628 380,236 8,935,129 Claim-payments (1.158.066) (6.910.405) (222,839) (8,291,310) Balance at September 30,. 1997 $ 978.199 $ 2.139.188 $ 1.265.608 $ 4,382.995 NOTE 20 - RETIREMENT PLAN Substantially all full -time County employees are participants in the Florida Retirement System, "The System" , a multiple-employer, cost-sharing public retirement system. The System,- which is controlled by, the State Legislature and administered- by the State of Florida, Department of Administration, . Division of, Retirement, covers approximately 587,000 full -time employees of various governmental units within the State of Florida. The System provides for, vesting of benefits after 10 years of creditable service. Normal -retirement benefits are available to employees-who retire at or after age 62 with 10 or more years of service. Early retirement is available after 10 years of service with a 5% reduction of benefits for. each year prior to the normal retirement age.- Retirement benefits are based-upon age, average compensation and years-of-service credit where average compensation is computed as the average of ;an individual 's five highest years of earnings. Employees are not required to contribute to this retirement system. The County has no responsibility. to the System other than to make the periodic payments required by state statutes. The Florida Division of Retirement issues a publicly available financial report that includes financial statements and required supplementary information-for the System: The report may be obtained by writing to Florida Division of Retirement, 2639 Monroe Street, Building C, Tallahassee, FL 32399-1560. Participating employer contributions are based upon state-wide rates established by the State of Florida;. These rates are applied to employee salaries as follows: regular employees, 17.43%, special risk employees 27.10%, 'and elected. officials, - 27.99%.' The County's contributions made during the years ended September 30, 1997, 1996 and 1995 were $8,462,000, $8,117,000 C-45 MONR I-LQUN!t—!LQRMA NOTES TO COMBINED FINANCIAL STATEMENTS NOTE 20 - RETIREMENT PLAN, (Continued) and $7,609,000, 'respectively, equal to actuarially determined contribution requirements for each year. The County has determined, in accordance with GASB Statement No. 27, that there was no pension liability before or at transition. NOTE 21 - POST RETIREMENT BENEFITS OTHER THAN PENSION In addition to the retirement plan described in Note 20, the County provides post retirement health care benefits in accordance with state . statutes to all employees who retire from the County on or after attaining age 62 with at least 10 years of service, and who are enrolled in the County's group health plan. Currently 168 retirees are eligible for this post employment benefit. Expenditures for post retirement health care benefits are recognized, as the premiums are paid. During the year ended September 30, 1997, expenditures of $91,605 were recognized for post retirement health care. NOTE 22 - DEFERRED COMPENSATION PLAN The County offers its employees a deferred compensation plan created in accordance with Internal Revenue Code Section 457. The plan, available to all employees, permits the to defer a portion of their. salary until future years. The deferred compensation is not available to employees until termination, retirement, death, or unforeseeable emergency. All amounts of compensation deferred under the plan, all property and rights purchased with those amounts, and all income attributable to those amounts, property, or rights are (until paid or made available to the employee or other beneficiary) solely the property and rights of the County (without being restricted to the provisions of benefits under the plan) , subject only to the claims of the County's general creditors. Participants' rights under the plan are equal to those of general creditors of the County in an amount equal to the fair market value of the deferred account for each participant. The County has no liability for losses under the plan but does have the duty of due care that would be required of an ordinary prudent investor. The County believes that it is unlikely that it will use the assets to satisfy the claims of general creditors in the future. C-46 MONROE COUNTY. FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 22 DEFERRED COMPENSATION PLAN (Continued) In "August,, 1996, Internal Revenue Service code Section 457 was amended to require that amounts deferred under a deferred compensation plan maintained by a state or Local government- must be held in trust for the exclusive benefit of plan participants and their beneficiar- es. Amounts deferred under existing- plans need- not comply with the new trust requirements until January l; 1999. NOTE 23 RECOGNITION OF CLOSURE AND POST CLOSURE COST State and-federal laws require final cover and closure as well as post closure care of the County's landfills: Recognition of the liability for closure and post closure costs ,is based on the landfill capacity used to date. The landfill capacity of 'the. County's previously operated, 1 andf i 11 s. is 100% used and has no remaining landfill life. Closure of these landfills was substantially completed during the year- ended September 30, 1994. The County has another landfill site which has never been used. Accordingly, no future closure cost is accruable except for post closure costs estimated to be- incurred in the coming year. The Florida Department. of Environmental Protection approved a post closure operating plan which permits the County- to fund closure and post closure costs as an operating expense using ,annual appropriations. The landfill is required by _state and federal laws and regulations to make annual contributions to a cash escrow -account to meet financial assurance requirements. The landfill is in compliance with these requirements at September 30, 1997 . with cash and investments of $1,651,305 held for these purposes. In the event closure escrows and interest ,earnings prove inadequate due to_ inflation, changes in technology or additional post closure ,care requirements, these costs may need to be covered by charges to service users. NOTE 24 -- LITIGATION The County is a defendant in various lawsuits and is involved in other disputes wherein substantial- amounts are claimed. In the opinion. of the. County,these -suits and claims should not result in judgments or settlements which, in aggregate; would have a material adverse effect on, the County' s financial condition. C-47 MONROE COUNTY, FLORIDA NOTES TO COMBINED FINANCIAL STATEMENTS SEPTEMBER 30. 1997 NOTE 25 - COMMITMENTS AND CONTINGENCIES Grant Programs - The County participates in a number of federally assisted grant programs. These programs are subject to financial and compliance audits by the grantors or their representatives. As of March 10, 1998 there were no material questioned or disallowed -costs as a result of grant audits in process or completed. Arbitrage Rebate - In accordance with the Tax Reform Act of 1986, any interest earnings on borrowed construction funds in excess of the interest costs are required to be rebated to the federal government. The County has estimated that there will be no significant liability for arbitrage rebate. Impact Fee Refunds - Unexpended or unencumbered funds arising from the collection of impact fees may be refunded within one year following the end of the sixth year from the date on which the impact fee- was paid or within three months of the noncommencement of construction. Industrial Development Bonds - By resolution adopted February 21, 1995, the Board authorized the issuance of $3,400,000 of Industrial Development Revenue Bonds for the North Key Largo Utility Corporation Project. The bonds were subsequently issued March 9, 1995 and are secured by a mortgage on certain real estate owned by The North Key Largo Utility Corporation. These bonds do not constitute an obligation of the County. C-48 0 THIS PAGE INTENTIONALLY LEFT BLANK 'I GENERAL FUND �I I The General Fund is the general operating fund of the County. It is used to account for all financial resources except for those required to be accounted for in another fund. The General Fund has a greater number and variety of revenue sources than any other fund, and its resources finance a wider range of activities. The resources of the General Fund are ordinarily largely expended and replenished on an annual basis. i �I I I j l l I i I ;I iI Ij I i MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GENERALFUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: _ Taxes $ 16,142,404 $ 16,048,520 $ (93,884) Licenses and Permits 2501 00 413,149 163,149 Intergovernmental 7,929,223 9,608,297 1,679,074 Charges for Services 3,096,261 3,682-1564 586,303 Fines and Forfeitures 168,500 231,510 631010 Investment Income 480,000 1,272,168 792,168 Miscellaneous 2451783 559,325 313,542 Total Revenues 28,312,171 31,8151-533 3,503,362 Expenditures: Current: General Government: Board of County Commissioners 1,261,220 1,164,219 97,001 Clerk-Financial Package r 100,000 51,586 48,414 Clerk of the Court-Administrative 219,883 213,865 6,018 Clerk of the Court-Jury Management 46,261 45,399 862 Clerk of the Court-Records Management 231,269 230,893 376 Clerk of the Court-Recording 281,576 280,691 885 Clerk of the Court-Information Systems 403,355 403,355 -- Clerk to Board of County Commissioners 733,241 733,241 -- Clerk Circuit Court 1,423 -- 1,423 Public Records Trust Fund 102,287 82,642 19,645 Clerk of the Circuit Court-Criminal 470,711 462,130 8,581 Clerk-of the Circuit Court-Civil' 221,900 220,753 1,147 Clerk of the Circuit Court-Family, 80,246 79,636 610 Clerk of the Circuit Court-Juvenile 60,273 59,458 815 Clerk of the Circuit Court-Probate 39,582 39,083 499 Clerk of the County Court-Criminal 405,902 402,918- 2,984 Clerk of the County Court-Civil 149,805 148,722 1,083 Clerk of the County Court-Traffic 369,090' 367,570 1,520 Criminal Systems 18,490 76,356 2,134 Internal Audit 126,040 91,382 34,658 TDC Audit Function 141,510 110,334 31,176 Insurances-Clerk to Board of County Comm 121,953 113,530 8,423 Insurances-Records Management 68,227 60,185 8,042` Insurances-Administration 48,023 47,642 381 Insurances-Jury Management 4,977 4,977 -- Insurances-Circuit Criminal 64,931 64,931 -- Insurances-Circuit Civil 32,389 Insurances-Circuit Family 8,374 7,953 421 Insurances-Circuit Juvenile 7,217 7,216 1 D-1 (Continued), MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GENERAL FUND - CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Insurances-Circuit Probate 4,942 4,941 1 Insurances-Information Systems 28,177 28,177 -- Insurances-County Criminal 67,512 67,511 1 Insurances-County Civil 22,458 22,077 381 Insurances-County Traffic 53,631 53,631 -- County Attorney 813,415 591,250 222,165 Property Appraiser 2,518,487 2,275,756 242,731 Tax Collector 2,659,208 2,586,744 72,464 Sheriff 738,004 722,435 15,569 Circuit Court 531,732 476,796 54,936 Guardian Ad Litem 130,847 122,400 8,447 Court Reporter 324,862 315,307 9,555 County Court 130,256 129,119 1,137 Pretrial Services 438,429 431,273 7,156 State Attorney 129,961 112,978 16,983 Public Defender 183,569 169,306 14,263 Guardianship of Monroe County 69,921 68,850 1,071 Involuntary Civil Commitment Appointment 40,000 30,869 9,131 Supervisor of Elections 813,791 736,300 77,491 County Administrator 322,886 291,405 31,481 Information Systems 1,135,464 1,092,321 43,143 Office of Management& Budget 461,508 410,465 51,043 Quasi External Services 75,000 14,122 60,878 Personnel\Safety 383,327 379,487 3,840 Public Works Management 148,893 147,582 1,311 Public Works Facilities Maintenance 3,909,073 3,759,084 149,989 ADA Compliance 182,872 53,079 129,793 Advertising 5,000 3,516 1;484 Public Safety Management 157,638 155,959 1,679 Community Services Management 99,386 74,972 24,414 Community Services-Marine Projects 58,939 57,893 1,046 Total General Government 22,519,343 20,988,661 1,530,682 Public Safety: Medical Examiner 299,891 298,470 1,421 Emergency Management 193,296 166,180 27,116 Marathon EOC 62,039 51,760 10,279 Radiological Emerg Preparedness Grant 438 438 -- Emergency Medical Services Coordinator 133,128 126,846 6,282 Fire and Rescue Department 196,592 179,289 17,303 Inter-Agency Communications 252,313 -- 252,313 D-2 (Continued) MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GENERAL FUND CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Emergency Medical Air Transportation 50,000 Communications 425,934 397,190 28,744 Red Cross Lower Keys 25,000 25,000 -- Sheriff 28,103,001 27,655,018 447,983 Total Public Safety 29,741,632 28,900,191 841,441 Physical Environment: Extension Service 150,260 145,983 4,277 Transportation: County Engineer 75,472 40,451 35,021 Economic Environment: Housing Authority-HUD 676 676 - Veteran's Affairs 342,970 328,457 14,513 SFETC Intake 128 128 -- Summer Youth Employment& Training 1,000 1,000 - Total Economic Environment 344,774 330,261 14,513 Human Services: Public Works Animal Shelter 664,187 568,312 95,875 Middle Keys Guidance Clinic 501,266 501,225 41 Upper Keys Guidance Clinic 87,859 87,859 -- Care Center for Mental Health 214,629 203,156 11,473 The Heron 25,000 24,998 2. Monroe County Assoc for Retarded Citizens 30,695 30,695 Welfare-Administration 593,532 578,939 14,593 Welfare Services 799,500 668,567 130,933 Health Care Responsibility Act 180,064 33,977 146,087 Bayshore Manor 381,417 354,840 26,577 Older,Americans Volunteer Program 4,000 1,420 2,580 Legal Aid 17,500 14,173 3,327 Help Line 21,000 21,000 -- Domestic Abuse Shelter 23,000 23,000 -- Hospice of the Florida Keys 50,000 50,000 -- Big Brothers\Big Sisters 21,010 21,010 - Florida Keys Outreach Coalition 8,000 8,000 -- Florida Keys Children Shelter 26,695 26,695 -- Wesley House 25,000 25,000 -- D-3 (Continued) MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GENERAL FUND -CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Literacy of America 5,000 5,000 Total Human Services 3,679,354 3,247,866 431,488 Culture and Recreation: Fine Arts Council 45,000 11,143 33,857 Summer School Recreation Program 54,120 42,924 11,196 Lower Keys AARP 1,500 841 659 Middle Keys AARP 1,500 1,002 498 Upper Keys AARP 1,500 1,500 Big Pine Key AARP 1,500 959 541 Florida Keys Youth Club 30,000 29,744 256 Upper Keys Youth Club 33,600 16,808 16,792 8,000 Heart of the Keys Recreation 4 1 18,000 Big Pine Athletic Association 18,000 18,000 Higgs each 98,150 97,764 386 Historic Florida Keys Preservation Board 4,275 4,275 Monroe County Museums 17,447 14,799 2,648 Library Admin Support 243,538 188,841 54,697 Library Key West 674,711 650,225 24,486 Library Marathon 239,697 190,360 49,337 Library Islamorada 196,557 180,137 16,420 Library Key Largo 255,915 233,726 22,189 Library Big Pine Key 169,325 149,508 19,817 Library Donations-County Wide 70,234 2,125 68,109 Library Donations-Key West 18,655 15,052 3,603 Library Donations-Marathon 4,644 1,843 2,801 Library Donations-Islamorada 9,057 5,547 3,510 Library Donations-Key Largo 10,943 2,535 8,408 Library Donations-Big in 8,099 8,099 Florida History 50 510 Total Cultural and Recreation 2,226,017 1,876,158 349,859 Debt Service: Principal Retirement 78,792 (78,792) Interest and Fiscal Charges 8,778 (8,778) Total Debt Service 87,570 (87,570) Total Expenditures 58,736,852 55,617,141 3,119,711 D-4 (Continued) MONROE COUNTY, FLORIDA SCHEDULE Of REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GENERAL-FUND -CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Excess of Revenues Over/ (Under) Expenditures (30,424,681) (23,801,608) 6,623,073 Other Financing Sources/(Uses): Reserve for Contingencies (564,722) -- 564;722 Operating Transfers from Other Funds 30,318,459 29,467,169 (851,290) Operating Transfers to Other Funds (1,771,711) (1,666,150) 105,561 Capital Lease Acquisition -- 103,386 103,386 Total Other Financing Sources(Uses) 27,982,026 27904,405 (77,621) Excess of Revenues and Other Sources Over/(Under) Expenditures and Other_ Uses- Budgetary Basis (2,442,655) 4,102,797 6,545,452 Total Adjustments -- (59,093) (59,093) Excess of Revenues and.Other Sources Over/(Under) Expenditures and Other Uses- GAAP Basis (2,442,655) 4,043,704 6,486,359 Fund Balance, October 1, 1996 14,216,772 14,216,772 -- Fund Balance, September 30, 1997 $ 11,774,117 $ 18,260,476 $ 61-486,359 D-5 SPECIAL REVENUE FUNDS AFFORDABLE HOUSING PROGRAM To account for revenues and expenditures of various low income housing programs. EINE AND FORFEITURE To account for revenues received from fines and forfeitures imposed from the commission of statutory offenses, and ad valorem taxes that are transferred to the Sheriffs Department and to account for operations of the County's court support system. RQAD AND BRIDGE To account for all revenues, operating expenditures and capital improvements for the County's Road Department. LAW LIBRARY To account for all revenues and expenditures for the County's Law Library. TOjJR[aj-QEYELQEMENj-OjajffiM To account for the local option three cent bed tax in five district funds and an Administrative and Promotional Fund for the expenditures of advertising, promo- tions, and special events of the County Tourist Development Council. GOVERNMENTAL FUND TYPE !QRANTS To account for operating revenue and expenditures for certain federal and state grants. FIRE AND AMBULANCE DISTRICTS To account for all revenues and expenditures in three district funds for County fire and ambulance services. The Fire and Ambulance District#5, Tavernier does not have a legally adopted budget. TRANSLATOR SYSTEM SERVICE DISTRICT To account for all revenues and expenditures for the county's television translator system. UNINCORPORATED AREA SERVI-C-E-DISTRICT To account for all revenues and expenditures for planning, building and zoning and parks and recreation. IMEACIT—F To account for special assessment revenues in five funds of the unincorporated area from impact fees for roa as, parks and recreation, libraries, solid waste, police dw facilities, and Fire and EMS. i L (Continued) SPECIAL REVENUE FUNDS-CONTINUED j 911 ENHANCEMENT FEES To account for fees levied on;each telephone access line in Monroe County for the enhancement of the 911 emergency telephone system. DUCK KEY SECURITY DISTRICT To account for the revenues and expenditures in providing security services for the, Duck Key District. II j LOCAL HOUSING ASSISTANCE To account for the revenues and expenditures for the administration and imple- mentation of the Local Housing Assistance Program. �I UPPER KEYS HEAT CARE.SPECIAL TAXING DI TRI T To account for all transportation and hospitalization costs of Monroe.County trauma patients in Dade County. NON-AD VALOREM ASSESSMENTS To account for the non-ad valorem assessment revenues and expenditures for street and road improvements for Winston Waterways and for water circulation improve- ments through the installation of culverts in the Jolly Roger Estates and Cudjoe Gardens. COMPREHENIVE PLAN D AUTHOR(TY Designated to purchase unbuildable property.Y in the Florida Keys and repackage �I the property into appropriate lot sizes to meet the new density and land use plan require- meets. Property is also purchased for recreational and conservational purposes. SHERIFF GRAN S To account for all revenues and expenditures for the Sheriff Department's HIDTA and Two Eyes grant programs. The Two Eyes Grant Fund does not have a legally adopted budget. l SHERIFF SAFETY SEAT PROGRAM To account for all revenues and,expenditures for the safety seat program of the Sheriffs Department. SHERIFF'S FORFEITURE To account for the Sheriff Department's revenues produced from forfeitures and i the prevention, investigation, detection and identification of crime. This expenditures n e p g , fund does not have a legally adopted budget. l SHERIFF'S OFF-DUTY To account for the Sheriff Department's revenues and expenditures for the purpose of providing private security services. MONROE COUNTY, FLORIDA COMBINING BALANCE SHEET ALL SPECIAL REVENUE FUNDS SEPTEMBER 30, 1997 Affordable Fine Road Housing and and Law Programs Forfeiture Bridge Library ASSETS Assets: Cash and Cash Equivalents $ 156,120 $ 10,116,946 8,212,644 30,883 Investments -- 1,8591515 4,187,128 -- Accounts Receivable: Other 100 2 Allowance for Other Uncollectible -- -- -- Mortgage Note Receivable 709,288 Allowance for Mortgage Receivable (387,274) Inventory of Land for Resale -- -- -- Due from Other Funds 55,186 37 963,064 Due from Other Governmental Units -- 1,397,731 462,056 3,255 Interest Receivable 24,097 54,259 Total Assets $ 533,320 , $ 13,398,426 $ 13,879,153 $ 34,138 LIABILITIES AND FUND EQUITY Liabilities: Accounts Payable $ 6,193 $ 108,686 $ 254,375 2,134 Tax Anticipation Note -- -- Accrued Wages and Benefits Payable 17,145 91,606 Accrued Comp. Absences Payable 1,843 17,352 Due to Others -- -- -- Due to Other Funds 703 2,067 104,742 Due to Other Governmental Units 10,105 1,934 792 Deposits in Escrow -- 375 Deferred Revenues 322,014 Other Current Liabilities -- 145 -- Total Liabilities 339,015 131,820 469,242 2,134 Fund Equity: Fund Balances: Reserved for Encumbrances Reserved for Land Acquisition Reserved for Inventory Reserved for Mortgage Loans Unreserved, Designated for Beaches -- -- -- -- Unreserved, Undesignated 194,305 13,266,606 13,409,911 32,004 Total Fund Equity 194,305 13,266,606 13,409,911 32,004 Total Liabilities and Fund Equity 533,320 $ 13,398,426 $ 13,879,153 $ 34,138 E-1 (Continued) MONROE COUNTY, FLORIDA COMBINING BALANCE SHEET ALL SPECIAL REVENUE FUNDS - CONTINUED SEPTEMBER 30, 1997 Tourist Tourist Dev. Tourist Tourist Development, Admin. & Development, Development, All Districts, Promotional, District#One, District#Two, Two Cent Two Cent Three Cent Three Cent ASSETS --------._- — ------ ---__ __ Assets: Cash and Cash`Equivalents $ 2,359,454 $ 2,964,129 $ 2,184,062 $ 238,741 Investments -- -- -- Accounts Receivable: Other -- 34 -- -- Allowance for Other Uncollectible -- -- -- -- Mortgage Note Receivable -- -- -- -- Allowance for Mortgage Receivable -- -- -- -- Inventory of,Land for Resale -- -- -- Due from Other Funds 24,760 27,789 14,195 30 Due from Other.Governmental Units 13,784 28,563 12,963 1,157 Interest Receivable -- -- -- - Total Assets $ 2,397,998 $ 3,020,515 $ 2,211,220 $ 239,928 LIABILITIES AND FUND EQUITY Liabilities: Accounts Payable $ 215,524 $ 175,433 $ 101,406 $ 8,525 Tax Anticipation-Note -- -- -- -- Accrued Wages and Benefits Payable 298 2,385 756 550 Accrued Comp. Absences Payable 129 1,032 224 -- Due to Others -- -- -- -- Due to Other Funds -- -- -- -- Due to Other Governmental Units 305 -- Deposits in Escrow -- -- -- -- Deferred Revenues -- -- -- -- Other Current Liabilities -- -- -- Total Liabilities 216,256 178,850 103,897 9,075 Fund Equity: Fund Balances: Reserved for Encumbrances Reserved for Land Acquisition -- -- -- -- Reserved for Inventory -- -- - -- Reserved for Mortgage Loans -- -- -- -- Unreserved, Designated for Beaches - -- 388,126 -- Unreserved, Undesignated 2,181,742 2,841,665 1',719,197 230,853 Total Fund Equity 2,181,742 2,841,665 2,107,323 230,853 Total Liabilities and Fund Equity $_ 2,397,998_ $ 3,020,515 $ 2,211,220 $ 239,928 E-2 Tourist Tourist Tourist Fire &Amb. Development, Development, Development, Governmental District#1, Fire &Amb. Dist. #Three, Dist. #Four, District#Five, Fund Type Lower and District#5, Three Cent Three.Cent Three Cent Grants Middle Keys Tavernier $ 414,878 $ 509,346 $ 603,873 $ 9,457,440 $ 1,811,327 $ -- -- -- -- -- 55,140 -- r 1,851,326 -- -- -- -- (1,615,372) -- 25 7,067 4,073 267,315 2,262 -- 1,597 2,415 3,040 528,774 49,211 7- ---- -- -- 715 - $ 416,500 $ 518,828 $ 610,986 $ 10,253,529 $ 2,154,609 $ -- $ 6,339 $ 9,643 $ 17,529 $ 86,531 $ 147,260 $ -- 34 37 47 81,969 97,679 -- 16 17 21 34,445 12,080 -- -- -- -- 95,349 2,244 -- -- -_ -- 50,844 1,403 -- -_ 8,059,143 -- -- 6,389 9,697 17,597 8,408,281 260,666 -- 5,758 92,016 -- 410,111 509,131 593,389 1,839,490 1,801,927 -- 410,111 509,131 593,389 1,845,248 1,893,943 -- $ 416,500 $ 518,828 $ 610,986 $ 10,253,529 $ 2,154,609 $ -- E-3 (Continued) ,MONROE COUNTY, FLORIDA COMBINING BALANCE SHEET ALL SPECIAL REVENUE FUNDS - CONTINUED SEPTEMBER 30, 1997 Translator Unincorp. Unincorp. Fire & Amb. System Area Service Area Service District#6, Service Dist., Planning, District, Key Largo District Bldg: &Zoning Parks& Rec. ASSETS -- Assets: Cash and Cash Equivalents $ 405,285 $ 52,671 $ 3,278,131 $ 547,818 Investments -- -- 887,444 -- Accounts Receivable: Other 8 2,090 5 1 Allowance for Other Uncollectible - -- -- -- Mortgage Note Receivable -- -- -- -- Allowance for Mortgage Receivable -- -- -- Inventory of Land for Resale -- -- -- -- Due from Other Funds -- -- 1,200 255 Due from Other Governmental Units 4,516 223 71,705 13,973 Interest Receivable - -- 11,500 -- Total Assets $ 409,809 $ 54,984 $ 4,249,985 $ 562,047 LIABILITIES AND FUND EQUITY Liabilities: Accounts Payable $ 15,929 $ 17,886 $ 125911 $ 24,263 Tax Anticipation Note -- -- -- -- Accrued Wages and Benefits Payable 1;288 - 139,445 22,602, Accrued Comp. Absences Payable -- -- 31,944 3,012 Due to Others - -- -- -- Due to Other Funds -- - 73,099 1,510 Due to Other Governmental Units 690 -- 414 34,568 Deposits in Escrow -- --' -- 6,000 Deferred Revenues -- - -- Other Current Liabilities -- -- -- Total Liabilities 17,907 17,886 370,813 91,955 Fund Equity: Fund Balances` Reserved for Encumbrances 12,755 -- 90 -- Reserved for Land Acquisition -- -- -- Reserved for Inventory -- -- -- - Reserved for Mortgage Loans -- - - Unreserved, Designated for Beaches -- _ -- -- -- Unreserved, Undesignated 379,147 37,098 3,879,082 470,092 Total Fund Equity 391,902 37,098 3,879,172 470,092 Total liabilities and Fund Equity $ 409,809 $ 54,984 $ 4,249,985 $ 562,047 E-4 Impact Fees, Impact Fees, Impact Fees, Impact Fees, Parks and Impact Fees, Impact Fees, Police Fire and Roadways Recreation Libraries Solid Waste Facilities EMS $ 5,475,674 $ 495,869 $ 368,063 $ 162,340 $ 721,669 $ 134,523 1,678,457 -- -- -- _- -- -- 4,295 -- --21,750 -- -- -- $ 7,175,881 $ 500,164 $ 368,063 $ 162,340 $ 721,669 $ 134,523 $ 339 $ 3,000 $ 27,979 $ -- $ 26,250 $ -- -- -- -- -- 28 -- 818,735 7,328 -- -- 2,846 -- 819,074 10,328 27,979 -- 29,124 -- 6,356,807 489,836 340,084 162,340 692,545 134,523 6,356,807 489,836 340,084 162,340 692,545 134,523 $ 7,175,881 $ 500,164 $ 368,063 $ 162,340 $ 721,669 $ 134,523 E-5 (Continued) MONROE COUNTY, FLORIDA COMBINING BALANCE SHEET ALL SPECIAL REVENUE FUNDS- CONTINUED SEPTEMBER 30, 1997 Upper Keys 911 Duck Key Local Health Care Enhancement Security Housing Special Fees District 'Assistance Taxing Dist. ASSETS _ __- ------ ------. ----__ — _ Assets: Cash and Cash Equivalents $ 560,436 $ 71,497 $ 162,337 $ 1,535,345_ Investments -- -- 2,227,209 Accounts Receivable: Other, 25,493 -- -- -- Allowance for Other Uncollectible -- -- -_ Mortgage Note Receivable -- -- 1,181,308 -- Allowance for Mortgage Receivable -- -- -- -- Inventory of Land for Resale -- -- -- -- Due from Other Funds -- - Due from Other Governmental Units -- 2 314,405 -- Interest Receivable -- - 25,694 28,862 Total Assets $ 585,929 $ 71,499 $ 1,683,744 $ 3,791,416 LIABILITIES AND FUND EQUITY, Liabilities: Accounts Payable $ 12,042 $ 4,760 $ 4,296 $ 1,886, Tax Anticipation Note -- -- -- -- " Accrued Wages and Benefits Payable -- -- -- 3,789 Accrued Comp. Absences Payable -- - - -- Due to Others -- -- -- -- Due to Other Funds -- -- -- -- Due to Other Governmental Units - -- 254 206.` Deposits in Escrow =- - -- -- Deferred Revenues -- -- 1,181,308 -- Other Current Liabilities -- -- -- -- Total Liabilities 12,042 4,760 1,185,858 5,881 Fund Equity: Fund Balances: Reserved for Encumbrances 9,024 -- -- 185 Reserved for Land Acquisition - -- -- -- -Reserved for Inventory -- -- -- -- Reserved for Mortgage Loans - -- -- -- Unreserved, Designated for Beaches -- Unreserved, Undesignated 564,863 66,739 497,886 3,785;350 Total Fund Equity 573,887 66,739 497,886 3,785,535 Total Liabilities and Fund Equity $ 585,929 $ 71,499 $ 1,683,744 $ 3,791,416 E-6 Cudjoe Jolly Roger Winston Comprehensive Sheriff Gardens Estates Waterway Plan Sheriff Safety Municip. Svc. Municip. Svc. Municip. Svc. Land HIDTA Seat Culy. Dist. Culv. Dist. Taxing Dist. Authority Grants Program $ 199,613 $ 78,427 $ 69,180 $ 9,842,228 $ (687,840) $ 10,812 __ -- -- -- 2,100,980 -- -- -- -- 1,295 502 -- -- -- -- 108,457 -- -- __ -- 7,561,549 -- -- -- -- 1 205,914 913,794 -- $ 199,613 $ 78,427 $ 69,181 $ 17,719,443 $ 2,327,436 $ 10,812 1,090,835 $ -- -- -- 59,000 -- -- 112 86 -- 1,981 148,081 -- -- -- -- -- 43,779 -- -- -- -- -- -- 10 4,381 2,429 -- -- 1,010,611 -- -- -- -- -- 34,130 -- 4,493 2,515 59,000 1,981 2,327,436 10 -- -® -- 4,084,230 -- -- -- -- -- 7,561,549 -- -- -- -- 108,457 195,120 75,912 10,181 5,963,226 -- 10,802 195,120 75,912 10,181 17,717,462 -- 10,802 $ 199,613 $ 78,427 $ 69,181 $ 17,719,443 $ 2,327,436 $ 10,812 E-7 (Continued) MONROE COUNTY, FLORIDA COMBINING BALANCE ALL SPECIAL REVENUE F - CONTINUED SEPTEMBER 30, 1997 Sheriff's Sheriffs Two Eyes Forfeiture f - uy rant Total ASSETS __------- Assets: Cash and Cash Equivalents 498,964 $ -- -- $ 63,042,885 Investments -- -- 12,995,873 Accounts Receivable: Other -- 1,615 -- 1,882,471 Allowance for Other Uncollectible -- - -- (1,615,372) Mortgage NoteReceivable - -- -- -- 1,999,053 Allowance for Mortgage Receivable -- -- -- (387,274) Inventory of Land for Resale __ __ -- 7,561,549 ue.from Other Funds -- -- -- 1,367,258 Due from Other Governmental Units -- -- 69, 02 4,103,176 Interest Receivable -- -- -- 162877 Total Assets $ 498,964 1,615 69,802 $ 91,116,496 LIABILITIES AND FUND EQUITY Liabilities: Accounts Payable $ 9,156 $ 2,50 ,110 Tax Anticipation Note 59,000 Accrued Wages and Benefits Payable 609,918 Accrued.Comp. Absences Payable -- - -- 145,89 Due to Others -- -- -- 10 Due to Other Funds -- 1,615 69, 02 2,17,461 Due to Other Governmental Units 489,808 626,964 Deposits in Escrow -- - -- 6,375 Deferred evenues -- -- -- 9,562,465 Other Current Liabilities -- -- - 15 Total Liabilities 498,964 1,615 69, 02 1 ,712,32 FundEquity: FundBalances: Reserved for Encumbrances -- -- 119, 28 Reserved for Land Acquisition 4,084,230 Reserved for Inventory -- -- -- 7,561,549 Reserved for Mortgage Loans -- -- -- 10 ,457 Unreserved, Designated for Beaches -- -® -- 388,126 Unreserved, Undesignated 63,141,964 Total Fund Equity -- -- -- 75,40 ,154 Total Liabilities and Fund Equity $ 4 ,96 $ - -1, 15 6 ,802 91 116, 96 MONROE COUNTY, FLORIDA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE ALL SPECIAL REVENUE FUNDS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Affordable Fine Road Housing and and Law Programs Forfeiture_ _ Bridge Library Revenues: Taxes $ -- $ 29,206,099 $ 1,945,356 $ -- Licenses & Permits -- -- -- Intergovernmental 446,191 159,712 2,952,878 -- Charges for Services -- 3,038,454 30,493 -- Fines & Forfeitures -- 1,823,021 -- 42,525 Investment Income 10,167 850,231 691,802 907 Miscellaneous 1,823 24,024 37,424 1,348 Total Revenues 458,181 35,101,541 5,657,953 44,780 Expenditures: Current: General Government -- 612,055 -- 29,270 Public Safety -- 4,208,535 -- -- Physical Environment -- -- -- Transportation -- -- 5,459,021 -- Economic Environment 500,242 -- 50,700 -- Human Services -- -- 680,660 -- Culture and Recreation -- -- -- Debt Service -- -- -- -- Total Expenditures 500,242 4,820,590 6,190,381 29,270 Excess of Revenues Over/ (Under) Expenditures (42,061) 30,280,951 (532,428) 15,510 Other Financing Sources/(Uses): Operating Transfers from Other Funds 42,454 -- 818,709 -- Operating Transfers to Other Funds (11,287) (27,835,016) (61,572) -- Total Other Financing Sources/(Uses) 31,167 (27,835,016) 757,137 -- Excess of Revenues and Other Sources Over/(Under) Expenditures & Other Uses (10,894) 2,445,935 224,709 15,510 Fund Balance, October 1, 1996 205,199 10,820,671 13,185,202 16,494 Residual Equity Transfer In -- -- -- -- Residual Equity Transfer Out -- -- -- -- Fund Balance, September 30, 1997 $ 194,305 $ 13,266,606 $ 13,409,911 $ 32,004 E-9 (Continued) MONROE COUNTY, FLORIDA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE ALL SPECIAL REVENUE FUNDS -`CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Tourist Tourist Dev. Tourist Tourist Development, Admin. & Development, Development, All Districts, Promotional, District#One, District#Two, Two Cent Two Cent Three Cent Three Cent Revenues: Taxes $ 2,079,393 $ 4,308,911 $ 1,743,543 $ 171,342 Licenses,& Permits -- -- -- -- Intergovernmental -- -- -- -- Charges for Services 25,008 51,821 20,499 1,169 Fines & Forfeitures -- -- -- -- Investment Income 106,754 121,286 100,594 10,597 Miscellaneous 693 12,612 -- 1,241 Total Revenues 2,211,848 4,494,630 1,864,636 184,349 Expenditures: Current: General Government -- -- -- -- Public Safety -- -- -- -- Physical Environment` -- -- -- -- Transportation -- -- --Economic Environment 1,708,736 3,775,403 1,368,546 126,675 Human Services -- -- -- -- Culture and Recreation Debt Service Total Expenditures 1,708,736 3,775,403 1,368,546 126,675 Excess of Revenues Over/ (Under) Expenditures 503,112 719,227 496,090 57,674 Other Financing Sources/(Uses): Operating Transfers from Other Funds Operating Transfers to Other Funds -- -- -- -- Total Other Financing Sources/(Uses) Excess of Revenues and Other Sources Over/(Under) Expenditures &Other Uses 503,112 719,227 496,090 57,674 Fund Balance, October 1, 1996 1,678,630 2,122,438 1,611,233- 173,179 Residual Equity Transfer In -- -- -- -- Residual Equity Transfer Out -- -- -- -- Fund Balance, September 30, 1997 $ 2,181,742 ;$ 2,841,665 $ 2,107,323 $ 230,853 E-10 Tourist Tourist Tourist Fire &Amb. Development, Development, Development, Governmental District#1, Fire &Amb. Dist. #Three, Dist. #Four, District#Five, Fund Type Lower and District#5, Three Cent Three Cent Three Cent Grants Middle Keys Tavernier $ 366,351 $ 398,974 $ 513,941 $ -- $ 3,720,181 $ -- -- -- -- 3,587,070 8,590 -- 1,603 8,067 7,076 144,683 689,006 -- 16,839 20,588 23,068 483,530 156,638 -- -- -- -- 80,388 3,615 -® 384,793 427,629 544,085 4,295,671 4,578,030 -- -- -- -- 1,175,132 172,217 -- -- -- -- 292,373 4,242,536 -- -- -- -- 326,394 -- -- -- -- -- 163,751 -- -- 293,469 261,486 298,725 405,666 -- -- -- -- -- 1,756,752 -- -- -- -- -- 63,372 -- -- 293,469 261,486 298,725 4,183,440 4,414,753 -- 91,324 166,143 245,360 112,231 163,277 -- -- -- -- 354,410 -- - -- -- - 354,410 91,324 166,143 245,360 466,641 163,277 -- 318,787 342,988 348,029 1,378,607 1,252,097 478,569 -- -- -- -- 478,569 -- -- -- -- -- -- (478,569) $ 410,111 $ 509,131_ $ 593,389 $ 1,845 248_ $ 1,893,943 $ -- E-11 (Continued) MONROE COUNTY, FLORIDA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE ALL SPECIAL REVENUE FUNDS -CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Translator Unincorp. Unincorp. Fire &Amb. System Area Service Area Service District#6, Service Dist.,Planning, District, Key Largo District Bldg. &Zoning Parks & Rec. Revenues: Taxes $ 394,733 $ 341 $ 3,461,237 $ 1,024,555, Licenses & Permits -- -- 1,814,310 -- Intergovernmental -- - 4,850 1,340 Charges for Services -- 384,010 45,174 Fines & Forfeitures - -- -- 23,759 -- Investment Income 27,606 3,084 248,848 46,923 Miscellaneous, -- 27 10,043 27,892 Total Revenues 422,339 3,452 -5,947,057 1,145,884 Expenditures: Current: , General Government 14;051 -- 2,206,683 -- Public Safety 358,266 -- 2,251,051 -- Physical Environment - -- 456,619 -- Transportation -- -- -- Economic Environment -- -- -- -- Human Services -- _- Culture and Recreation -- 27,138 -- 1,081,184 Debt Service -- -- -- -- Total Expenditures 372,317 27,138 4,914353 1,081,184 Excess of Revenues Over/ (Under) Expenditures 50,022 (23,686) 1,032,704 64,700 Other Financing Sources/(Uses): Operating Transfers from Other Funds -- -- -- -- Operating Transfers to Other Funds -- -- (100,000) -- Total Other Financing Sources/(Uses) -- -- (100,000) -- Excess'of Revenues and Other Sources Over/(Under) Expenditures & Other Uses '50,022 (23,686) 932,704 64,700 Fund Balance, October 1, 1996 341,880 60,784 2,946,468 405,392 Residual Equity Transfer In -- -- - -- Residual Equity Transfer Out -- -- - -- Fund Balance, September 30, 1997 $ 391,902 $ 371098 $ 3,879,172 $ 470,092 E-12 Impact Fees, Impact Fees, Impact Fees, Impact Fees, Parks and Impact Fees, Impact Fees, Police Fire and Roadways Recreation Libraries Solid Waste Facilities EMS 370,423 40,690 20,462 7,505 39-1189 10,632 289,924 86,730 87,653 20,782 45,593 31,628 660,347 127,420 108,115 28,287 84,782 42,260 116,241 120,361 64 -- -- 666 419,880 189,734 666 419,880 189,734 64 116,241 120,361 659,681 (292,460) (81,619) 28,223 (31,459) (78,101) (818,709) (818,709) (159,028) (292,460) (81,619) 28,223 (31,459) (78,101) 6,515,835 782,296 421,703 134,117 724,004 212,624 6,356,807 $ 489,836 3 340,084 $ 162,340 $ 692,545 $ 134,523 E-1 3 (Continued) MONROE COUNTY, FLORIDA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE ALL SPECIAL REVENUE FUNDS - CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Upper Keys 911 Duck Key Local Health Care Enhancement Security Housing Special Fees District Assistance Taxing Dist. Revenues: Taxes $ -- $ -- $ -- $ 8 Licenses & Permits -- - - Intergovernmental -- -- 724,469 -- Charges for Services 303,075 -- -- Fines & Forfeitures -- -- -- -- Investment Income 25,808 4,517 19,169 212-1076 Miscellaneous -- 68,458 23,574 752. Total Revenues 328,883 . 72,975 767,212 212,836 Expenditures: Current: General Government -- 2,001 -- 110 Public Safety 199,823 57,060 -- -- Physical Environment -- -- - -- Transportation -- -- -- Economic Environment -- -- 497,816 -- Human Services -- -- -- 142,957 Culture and Recreation -- -- -- -- Debt Service -- -- 7- Total Expenditures 199,823 59,061 497,816 143,067 Excess of Revenues Over/ (Under) Expenditures 129,060 13,914 269,396 69,769 Other Financing Sources/(Uses): Operating Transfers from Other Funds Operating Transfers to Other Funds -- -- -- -- Total Other Financing Sources/(Uses) - -- -- -- Excess of Revenues and Other Sources Over/(Under) Expenditures & Other Uses 129,060 13,914 269,396 69,769 Fund Balance, October 1, 1996 444,827 52,825 228,490 3,715,766 Residual Equity Transfer In -- -- - -- Residual Equity Transfer Out -- -- - -- Fund Balance, September 30, 1997 $ 573,887 $ 66,739 $ 497,886 $ 3,785,535 E-14 Cudjoe Jolly Roger Winston Comprehensive Sheriff Gardens Estates . Waterway Plan Sheriff Safety Municip. Svc. Municip. Svc. Municip. Svc. Land HIDTA Seat Culv. Dist. Culy. Dist. Taxing Dist. Authority Grants Program -- -- -- 2,001,775 8,177,026 -- -- _- -- 114,232 -- -- 10,355 4,088 3,498 496,937 -- -- -- -- 29,205 719,197 -- 30 10,355 4,088 32,703 3,332,141 8,177,026 30 -- -- 820 954,802 -- -- -- -- -- 8,177,026 -- 11,056 6,695 -- -- -- -- -- -- 8,925 11,056 6,695 9,745 954,802 8,177,026 -- (701) (2,607) 22,958 2,377,339 -- 30 (701) (2,607) 22,958 2,377,339 -- 30 195,821 78,519 (12,777) 15,340,123 -- 10,772 $ _ 195,120 $ 75,912 $ 10,181 $ 17,717,462 $ -- $ 10,802 E-15 (Continued) MONROE COUNTY, FLORIDA COMBININGT T T OF REVENUES, EXPENDITURES CHANGES IN-FUND L SPECIAL REVENUE F CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER , 1 Sheriff s Sheriff s Two Eyes, Forfeiture Off-Duty rant Total Revenues: _ Taxes -- - $ -- 49,33 ,965 Licenses & Permits -- -- 1,814,310 Intergovernmental 605,172 - 69,802 18,738,875 Charges for Services -- 4,008 4,868,378 Fines & Forfeitures 1, 2,395 -- - 3,331,700 Investment Income 6,096 -- -- 4,190,907 Miscellaneous -- -- -- 1,60 ,656 Total Revenues 2,053,663 4,008, 69,802 83,883,791 Expenditures: Current: General Government 5,167,141 Public Safety 2,053,663 4,008 69,802 2 ,150,74 Physical Environment 800,828 Transportation -- -- -- 5,623,438 Economic Environment -- -- -- 9,27,46 Human Services -- -- -- 2,50,369 Culture and Recreation -- -- -- 1,781,308 Debt Service -- -- -- 8,925 Total Expenditures 2,053,663 4,008 69,802 47, 00,21 Excess of Revenues Over/ (Under) Expenditures -- -- -- 36,483,573 .Other Financing Sources/(Uses): Operating Transfers from Other Funds -- -- 11215,573 Operating Transfers to Other Funds' -- -- -- (28, 26,54) Total Other Financing Sources/(Uses) -- -- -- (27,611,011) Excess of Revenues and Other SourcesOver/(Under) Expenditures Other Uses 81,872,562 Fund Balance, October 1, 1996 66,531,592 Residual Equity Transfer In 478,569 Residual Equity Transfer Out -- -- -- ( 7 ,56 ) Fund Balance, September 30, 1997 _ _-_ $ ._ __. 75,404,154 E-16 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL AFFORDABLE HOUSING PROGRAMS SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Intergovernmental $ 447,391 $ 446,191 $ (1,200) Investment Income 7,500 10,167 2,667 Miscellaneous -- 1,823 1,823 Total Revenues 454,891 458,181 3,290 Expenditures: Current: Economic Environment: Affordable Housing Initiatives 23,000 -- 23,000 Elderly Homeowner Rehabilitation 26,051 4,837 21,214 Emergency Home Disaster Relief 43,000 6,675 36,325 Home Investment Partnership Program 447,391 446,191 1,200 Plan 2000 48,634 42,455 6,179 Rental Rehab 24,934 84 24,850 Total Expenditures 613,010 .500,242 112,768 Excess of Revenues Over/ (Under) Expenditures (158,119) (42,061) 116,058 Other Financing Sources/(Uses): Reserve for Contingencies (3,370) -- 3,370 Operating Transfers from Other Funds 48,634 42,454 (6,180) Operating Transfers to Other Funds (38,120) (11,287) 26,833 Total Other Financing Sources/(Uses) 7,144 31,167 24,023 Excess of Revenues and Other Sources Over/(Under) Expenditures and Other Uses (150,975) (10,894) 140,081 Fund Balance, October 1, 1996 205,199 205,199 -- Fund Balance, September 30, 1997 $ 54,224 $ 194,305 $ 140,081 E-17 MONROE COUNTY, FLORIDA STATEMENTF REVENUES, EXPENDITURES BALANCE-BUDGETCHANGES IN FUND L FINE AND FORFEITURE CI L REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER , 1 7 Variance Favorable Budgetcual (Unfavorable) Revenues: Taxes 30,137,095 $ 29,206,099 $ (930,996) Intergovernmental 152,000 159,712 7,712 Charges for Services 1,65,000 3,038,454 1,373,45 Fines and Forfeitures 1,510,000 1,823,021 313,021 Investment Income 450,000 80,231 Q0,231 Miscellaneous -- 24,024 2 ,024 Total Revenues 33,91 ,095 35,101,51 1,187,46 Expenditures: Current: General Government:- Witness Fees 847,000 61 ,055 24,945 Public Safety: Sheriffs Other 3,000,210 31000,210 -- LEEA Funds 75,000 75,000 -- Jail Operations 194,780 125,458 69,322 Public Works Correction Facilities 1,051,71 1,007, 67 3, 24 Total Public Safety 4,321781 4, 08,55 113,26 Total Expenditures ,188,71 , 20, 0 3 ,191 Excess of Revenues Over/ (Under) Expenditures 28,745,314 30,280,91 1,53 ,637 Other Financing Sources/(Uses): Reserve for Contingencies (71,10 ) -- 71,104 Operating Transfers to Other Funds (28,641,005) (27, 3 ,016) 805,989 Total Other FinancingSources/(Uses) (28,712,109) (27,835,016) 877,093 Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses 33,205 2,445,935 2, 12,730 Fund Balance, October 1, 1996 10,820,671 10,820,671 -- Fund Balance, September 3 , 197 $ 10,853,876 $ -1 ,266,6. 6 _ 2,412,730 E-1 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL ROAD AND BRIDGE SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable _ Budget Actual (Unfavorable) Revenues: Taxes $ 1,775,000 $ 1,945,356 $ 170,356 Intergovernmental 2,755,000 2,952,878 197,878 Charges for Services 19,500 30,493 10,993 Investment Income 500,000 691,802 191,802 Miscellaneous 3,000 37,424 34,424 Total Revenues 5,052,500 5,657,953 605,453 Expenditures: Current: Transportation: Road Department 2,897,526 2,564,896 332,630 Boot Key Bridge 107,525 104,156 3,369 County Engineer 603,954 278,913 325,041 Local Option Gas Tax: Street Lighting 270,847 261,792 9,055 Local Option Gas Tax Projects 2,100,000 134,965 1,965,035 80% Gas Tax 8,823,159 2,001,104 6,822,055 In-House Projects 250,000 113,195 136,806 Total Transportation 15,053,011 5,459,021 9,593,990 Economic Environment: Veteran's Affairs Transportation 57,714 50,700 7,014 Human Services: Transportation - Human Services 742,355 680,660 61,695 Debt Service: Principal Retirement 1,080 -- 1,080 Interest and Fiscal Charges 144 Total Debt Service 1,224 -- 1,224 Total Expenditures 15,854,304 6,190,381 9,663,923 Excess of Revenues Over/ (Under) Expenditures (10,801,804) (532,428) 10,269,376 E-19 (Continued) MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES iN FUND BALANCE-BUDGET AND ACTUAL ROAD AND BRIDGE SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual- (Unfavorable) Other Financing Sources/(Uses): Reserve for Contingencies (1,668,043) -- 1,668,043 Operating Transfers from Other Funds -- 818,709 818,709 Operating Transfers to Other Funds (100,000) (61,572) 38,428 Total Other Financing Sources/(Uses) (1,768,043) 757,137 2,525,180 Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses (12,569,847) 224,709 12,794,556 Fund Balance, October 1, 1996 13,185,202 13,185,202 -- Fund Balance, September 30, 1997 $ 615,355 $ 13,409,911 $ 12,794,556 E-20 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL LAW LIBRARY SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Fines and Forfeitures 25,000 $ 42,525 17,525 Investment Income 907 907 Miscellaneous -- 1,348 1,348 Total Revenues 25,000 44,780 19,780 Expenditures: Current: General Government: Operations 34,089 29,270 4,819 Excess of Revenues Over/ (Under) Expenditures (9,089) 15,510 24,599 Other Financing Sources/(Uses): Reserve for Contingencies (661) 661 Excess of Revenues and Other Sources Over/ (Under).Expenditures and Other Uses (9,750) 15,510 25,260 Fund Balance, October 1, 1996 16,494 16,494 Fund Balance, September 30, 1997 $ 6,7144 $ 32,004, 25,260 E-21 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL TOURIST DEVELOPMENT,ALL DISTRICTS, TWO CENT SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Taxes $ 1,783,660 $ 2,079,393 $ 295,733 ; Charges for Services -- 25,008 25,008 Investment Income -- 106,754 106,754 Miscellaneous -- 693 693 Total Revenues 1,783,660 2,211;848 428,188 Expenditures: Current: Economic Environment: Administration 1,173,226 906,801 266,425 Cultural Umbrella 347,000 315,606 31,394 Fishing Umbrella 446,000 392,164 53,836 Diving Umbrella 100,000 94,165 5,835 Total Expenditures 2,066,226 1,708,736 357,490 Excess of Revenues Over/ (Under) Expenditures (282,566} 503,112 785,678 Other Financing Sources/(Uses): Reserve for Contingencies (206,624) ®- 206,624 Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses (489,190) 503,1,12 992,302 Fund Balance, October 1, 1996 1,678,630 1,678,630 ®® Fund Balance, September 30, 1997 $ 1,189,440 $ 2,181,742 $ 9K,302 E-22 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL TOURIST DEVELOPMENT, ADMINISTRATIVE AND PROMOTIONAL, TWO CENT SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Taxes 3,696,094 4,308,911 612,817 Charges for Services -- 51,821 51,821 Investment Income 121,286 121,286 Miscellaneous -- 12,612 12,612 Total Revenues 3,696,094 4,494,630 798,536 Expenditures: Current: Economic Environment: Advertising and Promotion 3,897,161 3,438,314 458,847 Administrative Services 451,378 337,089 114,289 Total Expenditures 4,348,539 3,775,403 573,136 Excess of Revenues Over/ (Under) Expenditures (652,445) 719,227 1,371,672 Other Financing Sources/(Uses): Reserve for Contingencies (434,854) 434,854 Excess of Revenues and Other Sources Over/ ( Under) Expenditures and Other Uses (1,087,299) 719,227 1,806,526 Fund Balance, October 1, 1996 2,122,438 2,122,438 Fund Balance, September 30, 1997 $ 111,035,139 $ 2,841,665 1,806,526 E-23 MONROE COUNTY, FLORIDA STATEMENT OF,REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL TOURIST DEVELOPMENT, DISTRICT#ONE, THREE CENTSPECIAL.REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Taxes $ 1,480,721 $ 1,743,543 $ 262,822 Charges for Services' -- 20,499 20,499 Investment Income -- 100,594 100,594 Total Revenues 1,480,721 1,864,636 383,915 Expenditures: Current: Economic Environment: TDC'Administrative 45,837 30,325 15,512 Tourist Information Services 219,000 217,730' 11270 Bricks and Mortar 252,389 247,298 5,091 Special Events, 397,326 135,400 261,926 Promotion and Advertising 744,328 657,229 87,099 Beaches 263,100 80,564 182,536 Total Expenditures 1,921,980 1,368546 553,434 Excess of Revenues Over/ (Under) Expenditures (441,259) 496,090 937,349 Other Financing Sources/(Uses): Reserve for Contingencies (162,787) -- 162,787 Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses (604,046) 496,090 1,100,136 Fund Balance,'October 1, 1996 1,611,233 1,611,233 -- Fund Balance, September30, 1997 $ 1,007,187 $ 2,107,323 $ 1,100,136 E-24 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL TOURIST DEVELOPMENT, DISTRICT#TWO, THREE CENT SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Taxes 149,374 171,342 $ 21,968 Charges for Services -- 1,169 1,169 Investment Income 10,597 10,597 Miscellaneous - 1,241 1,241 Total Revenues 149,374 184,349 34,975 Expenditures: Current: Economic Environment: TDC Administrative 4,945 3,221 1,724 Tourist Information Services 53,500 52,550 950 Bricks and Mortar 24,332 19,850 4,482 Special Events 8,673 3,008 5,665 Promotion and Advertising 73,391 , 48,046 25,345 Total Expenditures 164,841 126,675 38,166 Excess of Revenues Over/ (Under) Expenditures (15,467) 57,674 73,141 Other Financing Sources/(Uses): Reserve for Contingencies 16,485 Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses (31,952) 57,674 89,626 Fund Balance, October 1, 1996 173,179 173,1179 Fund'Balance, September 30, 1997 $ 141,227 $ 230,853 $ 89,626 E-25 MONROE COUNTY, FLORIDA _ STATEMENT OF'REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL TOURIST DEVELOPMENT; DISTRICT #THREE, THREE CENT SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Taxes $ 336,572 $ 366,351 $ 29,779 Charges for Services -- 1,603 1,603 Investment Income -- 16,839 16,839 Total Revenues 336,572 384,793, 48,221 Expenditures: Current: Economic Environment: TDC Administrative 10,873 6,021 4,852 Tourist Information Services 72,800 70,524 - 2,276 Bricks and Mortar 51,950 29,735 22,215 Special Events 31,826 -- 31,826 Promotion and Advertising 194,953 187,189 7,764 Total Expenditures 362,402 293,469 68,933 Excess of Revenues Over/ (Under)Expenditures (25,830) 911324 117,154 Other Financing Sources/(Uses): Reserve for Contingencies (36,239) -- 36,239 Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses (62,069) 91,324 153,393 Fund Balance, October 1, 1996 318,787 318,787 -- Fund Balance, September 30, 1997 $ 256,718 $ 4101111 $ 153,393` E-26 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL TOURIST DEVELOPMENT, DISTRICT#FOUR, THREE CENT SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Taxes $ 343,355 $ 398,974 $ 55,619 Charges for Services -- 8,067 8,067 Investment Income -- 20,588 20,588 Total Revenues 343,355 427,629 84,274 Expenditures: Current: Economic Environment: TDC Administrative 11,056 6,924 4,132 Tourist Information Services 75,000 73,902 1,098 Bricks and Mortar 19,638 18,866 772 Special Events 46,855 1,721 45,134 Promotion and Advertising 215,973 160,073 55,900 Total Expenditures 368,522 261,486 107,036 Excess of Revenues Over/ (Under) Expenditures (25,167) 166,143 191,310 Other Financing Sources/(Uses): Reserve for Contingencies (36,852) -- 36,852 Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses (62,019) 166,143 228,162 Fund Balance, October 1, 1996 342,988 342,988 -- Fund Balance, September 30, 1997 $ 280,969 $ 509,131 $ 228,162 E-27 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL TOURIST DEVELOPMENT, DISTRICT"#FIVE, THREE CENT SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Taxes $ 429,855 $ 513,941 $ 84,086 Charges for Services -- 7,076 -7,076 Investment Income -- 23,068 23,068 Total Revenues 429,855 544,085 114,230 Expenditures: Current: Economic Environment: TDC Administrative 13,781 8,867 4,914 Tourist Information Services 92,400 92,4.00 -- Bricks and Mortar 138,281 24,057 114,224 Special Events 20,267 -- 20,267 Promotion and Advertising 194,618 173,401 21,217 Total Expenditures 459,347 298,725 160,622 Excess of Revenues Over/ (Under) Expenditures (29,492) 2451360 274,852 Other Financing Sources/(Uses): Reserve for Contingencies (45,935) Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses (75,427) 245,360 320,787 Fund Balance, October 1,'1996 348,029 348,029 -- Fund Balance, September 30, 1997 $ 272,602 $ 593,389 ` $ 320,787 E-28 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GOVERNMENTAL FUND TYPE GRANTS SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Intergovernmental $ 14,008,146 3,587,070 $ (10,421,076) Charges for Services 189,263 144,683 (44,580) Investment Income 483,530 483,530 Miscellaneous 54,957 80,388 25,431 Total Revenues 14,252,366 4,295,671 (9,956,695) Expenditures: Current: General Government: Drug Court Program 200,806 180,425 20,381 Anger Management/Conflict 9,540 6,712 2,828 Local Law Enforcement Block Grant 114,839 103,870 10,969 Juvenile Drug Mentoring 1,000 623 377 Anti Drug Abuse Pretrial 65,892 63,389 2,503 Florida Communities Trust 7,051,549 820,113 6,231,436 Total General Government 7,443,626 1,175,132 6,268,494 Public Safety: Emergency Management Trust Fund 93,404 91,594 1,810 Radiological Emergency Preparedness 112,954 106,871 6,083 Hurricane Opal 9,093 5,174 3,919 Emergency Management Award Grant 258,655 258,655 Emergency Management Matching Grant 30,110 30,110 Anti Drug Abuse DARE 38,672 28,028 10,644 Hazardous Material Plan Update 5,407 5,407 Hazardous Mitigation 60,707 60,706 1 Total Public Safety 609,002 292,373 316,629 Physical Environment: Hazardous Waste Curbside Pickup 44,001 12,977 31,024 Derelict Vesse,.Is--Zone 2 66,620 34,188 32,432 Emergency Removal Derelict Vessels 1,792 1,792 Emergency Removal--Cow Key Extension 13,980 13,980 Barcelona Boat Ramp 13,323 13,323 Emergency Removal DV03A.2171 6,300 6,300 Emergency Removal--Buoy Purchase 930 930 Emergency Removal--Reef Relief 25,000 25,000 Emergency Removal DV03A2279 750 750 E-29 (Continued) MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GOVERNMENTAL FUND TYPE GRANTS SPECIAL REVENUE FUND - CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable)- Reinstall Buoys--Smathers Beach 1,770 1,770 -- Derelict Vessel Removal 1996 50,000 49,520 480 Cow Key Channel Marker Repairs 7,465 7,465 -- Derelict-Vessel Removal 1997 60,000 58,352 1,648 Adams Waterway 5,540 5,540 -- Tavernier Creek &Windley Key Contractual 10,725 10,725 Derelict Vessel Removal--2348, 2350-52 2,870 2,870 -- Whale Harbor;Channel 6,390 6,390 -- Vaca Cut No Wake Zone 6,900 6,654 246 Windley Key Channel Markers 13,890 13,644; 246 Emergency Removal-=Marine Debris 15,000 2,718 12,282 Emergency Removal--Snake Creek 8,490 4,245 4,245 Emergency Removal--Bonefish Bay 13,200 6,600 6,600 Emergency Removal--Upper Matecumbe West 9,900 .9,900 -- Emergency Removal Derelict Vessels--Fly 1,600 841 759 Derelict Vessel Removal 97-10 79,050 -- 79,050 Onsite Sewage Disposal 598,250 8,168 590,082 Channel Marking Plan 35,000 25,005 9,995 AD[D Project (FloridaKeys) 9,176 2,000 7,176 Wastewater Management Plan 194,000 9,000 185,000 Total Physical Environment 1,301,912 326,394 975,518 Transportation: Bicycle/Pedestrian Plan 84,500 74,750 9,750 Study Plan Update 234,265 89001 145,264 Total Transportation 318,765 163,751 155,014 Economic Environment: Low Income Home Energy Assistance- 143,242 71,925 71,317 Summer Youth Employment&Training 143,173 47,368 95,805 SFETC-JTPA Liaison 50,060 27,01-7 23,043 SFETC Title IIA/IIC/111 Intake 228,245 89,605 138,640 Disaster Relief--Home it 1,057,000 169,751 887,249 Total Economic Environment 1,621,720 405,666 1,216,054 Human Services: - Grace Jones Daycare Center 3;091 2,435 656 Senior Community Service Employment 402,084 226,480 175,604 E-30 (Continued) MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GOVERNMENTAL FUND TYPE GRANTS SPECIAL REVENUE FUND -CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual --(Unfavorable) Senior Community Service Employment-Admin 35,509 31,291 4,218 Title IIIC-1 Concregate Meals 226,989 184,740 42,249 Title IIIC-2 Home Delivered Meals 225,760 191,539 34,221 Community Care for the Elderly 1,131,713 645,772 485,941 Community Care for Disabled Adults 212,563 100,650 111,913 Home Care for the Elderly 32,201 17,565 14,636 Title 111-D In-Home Services 39,356 27,866 11,490 Support Services III B 266,409 213,242 53,167 Anti Drug Abuse Keys to Recovery 81,530 56,922 24,608 Sunshine House Transitional Program 9,765 9,765 Alzheimer's Disease Initiative 87,934 48,485 39,449 Total Human Services 2,754,904 1,756,752 998,152 Culture and Recreation: Sombrero each Restrooms 91,375 91,375 Artificial Reef Program 50,000 50,000 Florida Communities Trust-Swartz#2 2,071,136 63,372 2,007,764 Total Cultural and Recreation 2,212,511 63,372 2,149,139 Total Expenditures 16,262,440 4,183,440 12,079,000 Excess of Revenues Over/ (Under) Expenditures (2,010,074) 112,231 2,122,305 Other Financing Sources/(Uses): Reserve for Contingencies (291,729) 291,729 Operating Transfers from Other Funds 1,901,803 354,410 (1,547,393) Total Other Financing Sources/(Uses) 1,610,074 354,410 (1,255,664) Excess of Revenues and Other Sources Over/(Under) Expenditures and Other Uses (400,000) 466,641 866,641 Fund Balance, October 1, 1996 1,378,607 1,378,607 Fund Balance, September 30, 1997 $ 978,607 $ 1,845,248 866,641 E-31 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FIRE AND AMBULANCE DISTRICT#1 - LOWER AND MIDDLE KEYS SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Taxes $ 3,845,354 $ 3,720,181 $ (125,173) Intergovernmental 10,000 8,590 (1,410) Charges for Services 650,000 689,006 39,006 Investment Income" 90,000 156,638 66,638 Miscellaneous -- 3,615 3,615 Total Revenues 4,595,354 4,578,030 (17,324) Expenditures: Current: General Government: Commissions and Fees 208,000 172,217 35,783 Public Safety: District 1 Central Services 205,116 112,969 92,147 Fire Rescue- Stock Island 94,536 54,672 39,864 Fire Rescue- Big Coppitt" 191,342 113,167 78,175 Fire Rescue Sugarloaf 131,341 121,636 9,705 Fire Rescue - Big Pine 365,637 205,594 160,043 Fire Rescue - Marathon 215,482 161,609 53,873 Fire Rescue - Conch Key 153,882 122,217 31,665 Fire Rescue - Layton 78,301 60,842 17,459 Fire Rescue- Islamorada 137,630 94,363 43,267 Fire Rescue-Tavernier 174;555 130,985 43,570 Lower& Middle Keys Ambulance District 3,069,005 3,064,482 4,523 Total Public Safety 4,816,827 4,242,536 574,291 Total Expenditures 5,024,827 4,414,753 610,074 Excess of Revenues Over/ (Under) Expenditures (429,473) 163,277 592,750 Other Financing Sources/(Uses): Reserve for Contingencies (50,759) -- 50,759 E-32 (Continued) MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FIRE AND AMBULANCE DISTRICT #1 - LOWER AND MIDDLE KEYS SPECIAL REVENUE FUND - CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses (480,232) 163,277 643,509 Fund Balance, October 1, 1996 1,252,097 1,252,097 -- Residual Equity Transfer In -- 478,589 478,569 Fund Balance, September 30, 1997 $ 771,865 $ 1,893,943 1,122,078 E-33 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FIRE AND AMBULANCE DISTRICT #6 - KEY LARGO SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Taxes $ 400,365 $ 394,733 Investment Income 20,000 27,606 7,606 Total Revenues 420,365 422,339 1,974 Expenditures: Current: General Government: Commissions and Fees 29,378 14,051 15,327 Public Safety: Key Largo Volunteer Ambulance 231,837 183,430 48,407 Key Largo Volunteer Fire Dept. 238,132 174,836 63,296 Total Public,Safety 469,969 358,266 1-11,703 Total Expenditures 499,347 372,317 127,0130 Excess of Revenues Over/ (Under) Expenditures (78,982) 50,022 129,004 Other Financing Sources/(Uses): Reserve for Contingencies (10,000) -- 10,000 Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses (88,982) 50,022 139,004 Fund Balance, October 1, 1996 341,880 341,880 - Fund Balance, September 30, 1997 $ 252,898 $ 391,902 $- _ _ 139,004 E-34 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL k TRANSLATOR SYSTEM SERVICE DISTRICT SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Taxes $ -- $ 341 $ 341 Investment Income -- 3,084 3,084 Miscellaneous Revenue -- 27 27 Total Revenues -- 3,452 3,452 Expenditures: Current: Culture and Recreation: Translator Operations 40,000 27,138 12,862 Excess of Revenues Over/ (Under) Expenditures (40,000) (23,686) 16,314 Fund Balance, October 1, 1996 60,784 60,784 -- Fund Balance, September 30, 1997 $ 20,784 $ 37,098 _ 16,314 E-35 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, IT BALANCECHANGES IN FUND ACTUAL UNINCORPORATED VICE DISTRICT _ PLANNING, BUILDING SPECIALZONING REVENUE FUND FOR THE FISCALT 1 7 Variance Favorable Budget Actual (Unfavorable) Revenues: .Taxes 3,571,58 3, 61,237 (110,311) Licenses and Permits 1,010,000 1, 1 ,310 804,310 Intergovernmental 1 4,000 4,850 850 Charges for Services 240,000 384,010 144,010 Fines and Forfeitures 25,000 23,759 (1,21) Investment Income 100,000 248,848 14 , 8 Miscellaneous 4,000 10,043 6,043 Total Revenues ,95 ,54 5,97,07 992,509 Expenditures: Current: General Government: Commissions and Fees 202,115 196,434 5,681 Planning and Zoning 1,369,717 1,263,289 106,428 DCA Land Development Regulations 550,000 282,588 267,412 Planning Commission 61,531 1 43,60617,925 Growth Management 421,496 06,33 15,113' ROGO Implementation 10,000 -- 10,000 Planning and Building Refunds 30,000 14,383 15,617 Total General Government 2,64, 59 2,206,683 438,176 Public Safety: Building Department 1,373,935 1,365,006 8,929 Code Enforcement 684,137 665,336 1 ,801 Fire Marshall 223,413 220,709 2,704 Total Public Safety 2,281,485 ,21,01 30,434 PhysicalEnvironment: Environmental Resources 356,520321,584 34,936 Marine Resources 17„771 15, 5 2,76 Total Physical Environment 494,291 456,619 37,672 Total Expenditures 5,420,635 4,914,353 506,282 -36 (Continued) MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL UNINCORPORATED AREA SERVICE DISTRICT - PLANNING, BUILDING AND ZONING SPECIAL REVENUE FUND - CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Excess of Revenues Over/ (Under) Expenditures (466,087) 1,032,704 1,498,791 Other Financing Sources/(Uses): Reserve for Contingencies (386,186) -- 386,186 Operating Transfers to Other Funds (100,000) (100,000) -- Total Other Financing Sources/(Uses) (486,186) (100,000) 386,186 Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses (952,273) 932,704 1,884,977 Fund Balance, October 1, 1996 2,946,468 2,946,468 -- Fund Balance, September 30, 1997 $ 1,994,195 $ 3879,172 $ 1,884,977 E-37 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL UNINCORPORATED AREA SERVICE DISTRICT - PARKS AND RECREATION SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEP,TEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Taxes $ 1,058,160 $ 1,024,555 $ (33,605) Intergovernmental 500 1,340 840 Charges for Services 25,000 45,174 20,174 Investment Income 18,000 46,923 28,923 Miscellaneous ®e 27,892 27,892 Total Revenues 1,101,660 1,145,884 44,224 Expenditures: , Current: Culture and Recreation: Unincorporated School Recreation Program 68,880 59,316 9,564 Parks`& Beaches Unincorporated 1,117,297 1,021,868 95,429 Total Expenditures 1,186,177 1,081,184 104,993 Excess of Revenues Over/ (Under) Expenditures (84,517) 64,700 149,217 Other.Financing Sources/(Uses): Reserve for Contingencies (15,000) -- 15,000 Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses (99,517) 64,700 164,217 Fund Balance,October 1, 1996 405,392 405,392 -- Fund Balance; September 30, 1997' $ 305,875 $ 470,092 $ 164,217 E-38 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL IMPACT FEES - ROADWAYS SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Investment Income 206,000 $ 370,423 164,423 Miscellaneous 312,000 289,924 (22,076) Total Revenues 518,000 660,347 142,347 Expenditures: Current: Transportation: Fair Share Improvement County Wide 3,659,701 3,659,701 Fair Share Improvement Dist 1 53,240 633 52,607 Fair Share Improvement Dist 2 734,834 734,834 Fair Share Improvement Dist 3 1,406,086 33 1,406,053 Fair Share Improvement Key Colony Beach 170,287 170,287 Total Expenditures 6,024,148 666 6,023,482 Excess of Revenues Over/ (Under) Expenditures (5,506,148) 659,681 6,165,829 Other Financing Sources/(Uses): Operating Transfers to Other Funds (818,709) (818,709) -- Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses (6,324,857) (159,028) 6,165,829 Fund Balance, October 1, 1996 ---6,515,835 Fund Balance, September 30, 1997 $ 190,978 $ 6,356,807 $ 6,165,829 E-39 MONROE COUNTY; FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL IMPACT FEES - PARKS AND RECREATION SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Investment Income $ 39,000 $ 40,690 $ 1,690 Miscellaneous 88,000 86,730 (11270) Total Revenues 127,000 127,420 420 Expenditures: Current: Culture and Recreation: Fair Share Improvement Dist 1 159,414 340 159,074 Fair Share Improvement Dist 2 28,492 -- 28,492 Fair Share Improvement Dist 3 246,465- -- 246,465 Fair Share Improvement Key Colony Beach 24,768 14,706 10,062 Friendship Park 309,000 304,640 4,360 Big Coppitt Key Park 33,000 -- 33,000 Jesse Hobbs Park 122,000 100,194 21,806 Total.Expenditures 923,139 419,880 503,259 Excess of Revenues-Over/ (Under) Expenditures (796,139) (292,460) 503,679 Fund Balance; October 1, 1996 782,296 782,296 -- Fund Balance,September 30, 1997 $ (13,843) $ 489,836 $ 503,679 E-40 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL IMPACT FEES - LIBRARIES SPECIAL REVENUE FUND FOR THE FISCAL,YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Investment Income $ 10,000 $ 20,462 10,462 Miscellaneous 115,000 87,653 (27,347) Total Revenues 125,000 108,115 (16,885) Expenditures: Current: Culture and Recreation: Fair Share Improvement County Wide 170,089 38,504 131,585 Marathon Library 500 500 -- Islamorada Library 219,500 150,730 68,770 County Wide Automation 155,280 — 155,280 Total Expenditures 545,369 189,734 355,635 -------------- Excess of Revenues Over/ (Under) Expenditures (420,369) (81,619) 338,750 Fund Balance, October 1, 1996 421,703 421,703 -- Fund Balance, September 30, 1997 $ 1,334 $ 340,084 $ 338,750 E-41 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL IMPACT FEES-SOLID WASTE SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Investment Income $ 5000 $ 7,505 $ 2,505 Miscellaneous 25,000 20,782 (4,21-8) Total Revenues 30,000 28,287 (1,713) Expenditures: Current: Physical Environment: Fair Share Improvement Projects 168,119 64 168,055 Excess of Revenues Over/ (Under) Expenditures (138,119) 28,223 166,342 Fund Balance, October 1, 1996 134,117 134,117 -- Fund Balance; September 30, 1997 $ __C4002) $ 162,340 $ 166,342 E-42 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL IMPACT FEES - POLICE FACILITIES SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget --- --Actual (Unfavorable) Revenues: Investment Income 25,000 $ 39,189 14,189 Miscellaneous 50,000 45,593 (4,407) Total Revenues 75,000 84,782 9,782 Expenditures: Current: Public Safety: Fair Share Improvement County Wide 33,439 150 33,289 Fair Share Improvement Key Colony each 18,000 13,000 5,000 PK Sheriff Substation 48,000 48,000 -- Vehicle Impound 21,811 21,453 358 Juvenile Detention 350,000 33,282 316,718 Firing Range 100,000 356 99,644 Total Expenditures 571,250 116,241 455,009 Excess of Revenues Over/ (Under) Expenditures (496,250) (31,459) 464,791 Fund Balance, October 1, 1996 724,004 724_,_004_ - --- Fund Balance, September 30, 1997 227,754 $ 692,545 $ 464,791 E-43 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL IMPACT FEES_- FIRE AND EMS SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Investment Income $ 7,100 $ 10,632 $ 3,532 Miscellaneous 38,500 81,628 (6,872) Total Revenues 45,600 42,260 (3,340) Expenditures: Current: Public Safety: Fair Share Improvement Dist 1 91,150 44,733 46,417 Fair Share Improvement Dist 2 32,750 31,000 1,750 Fair Share Improvement Dist 3 119,850 44,628 75,222 Fair Share Improvement Key Colony Beach 3,070 -- 3,070 Total Expenditures 246,820 120,361 126,459 Excess of Revenues Over/ (Under) Expenditures (201,220) (78,101) 123,119 Fund Balance, October 1, 1996 212,624 212,624 -- Fund Balance, September 30, 1997 $ 11,404 $ 134,523 $ 123,119 E-44 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL 911 ENHANCEMENT FEES SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable ----Budget -- Actual-- ---(-Unfavorable) Revenues: Charges for Services $ 230,685 $ 303,075 $72,390 Investment Income 1,000 25,808 24,808 Total Revenues 231,685 328,883 97,198 Expenditures: Current: Public Safety: 911 Emergency System 593,231 199,823 393,408 Excess of Revenues Over/ (Under) Expenditures (361,546) 129,060 490,606 Other Financing Sources/(Uses): Reserve for Contingencies (31,690) -- 31,690 Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses (393,236) 129,060 522,296 Fund Balance, October 1, 1996 444,827 444,827 -- Fund Balance, September 30, 1997 51,59,11 $ 573,887 522,296 E-45 MONROE COUNTY, FLORIDA' STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL DUCK KEY SECURITY DISTRICT SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Investment Income $ 2,000 _$ 4,5.17 $ 2,517 Miscellaneous 65,000 68,458 3,458 Total Revenues 67,000 72,975 5,975 Expenditures: Current: General Government: Commissions and Fees 2,500 2,001 499 'Public Safety: , Island Security 86,150 57,060 29,090 Total Expenditures 88,650 59,061 29,589 Excess of Revenues Over/ (Under) Expenditures- (21,650) 13,914 35,564 Other Financing Sources/(Uses): Reserve for Contingencies (10,000) -- 10,000 Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses (31,650) 13,914 45,564 Fund Balance, October,1, 1996 52-1825 Fund Balance, September 30, 1997 $ 21,175 $ 66,739 $ 45,564 E-46 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL LOCAL HOUSING ASSISTANCE SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Intergovernmental $ 490,620 $ 724,469 $ 233,849 Investment Income 1,200 19,169 17,969 Miscellaneous -- 23,574 23,574 Total Revenues 491,820 767,212 275,392 Expenditures: Current: Economic Environment: Administration 50,065 50,065 -- Home Ownership/Rehab Existing 505,017 378,930 126,087 Home Ownership/Fair Housing 17,171 17,171 -- Rental Rehabilitation 56,421 51,650 4,771 Total Expenditures 628,674 497,816 130,858 Excess of Revenues Over/ (Under) Expenditures (136,854) 269,396 406,250 Other Financing Sources/(Uses): Reserve for Contingencies (6,381) -- 6,381 Excess of Revenues and Other Sources Over/(Under)Expenditures and Other Uses- Budgetary Basis (143,235) 269,396 412,631 Adjustment for Mortgage Receivables -- (334,033) (334,033) Adjustment for Mortgage Loans Made -- 334,033 334,033 Total Adjustments -- -- -- Excess of Revenues and Other Sources Over/(Under) Expenditures and Other Uses- GAAP Basis (143,235) 269,396 412,631 Fund Balance, October 1, 1996 228,490 228,490 -- Fund Balance, September 30, 1997 $ 85,2.55 $ 497,886 $ 412,631 E-47 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL UPPER KEYS HEALTH CARE SPECIAL TAXING DISTRICT SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Taxes $ -- $ 8 $ 8 Investment Income 100,000 212,076 112,076 Miscellaneous -- 752 752 Total Revenues 100,000 212,836 112,836 Expenditures:, Current: General Government: Commissions and Fees 110 110 - Human Services: Trauma Care Administration 145,808 128,430 17,378 Transportation and Treatment 1,884;715 11,319 1,873,396 Pre-Transportation Hospital & Physical Care 144,979 3,208 141,771 Upgrading Facilities& Staff Services 869,868 -- 869,868 Total Human Services 3,045,370 142,957 2,902,413 Total,Expenditures 3,045,480 143,067 2,902,413 Excess of Revenues Over/ (Under) Expenditures (2,945,480) 69,769 3,015,249 Other Financing,Sources/(Uses): Reserve for Contingencies (104,520) -- 104,520 Excess of Revenues and Other Sources Over/ (Under)Expenditures and Other Uses (3,050,000) 69,769 3,119,769 Fund Balance, October 1, 1996 3,715,766 3,715,766 -- Fund Balance, September 30, 1997 $ 665,766 $ 3,785,535 $ 3,119,769 E-48 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL CUDJOE GARDENS MUNICIPAL SERVICE CULVERT DISTRICT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget,----- --- Actual (Unfavorable) Revenues: Investment Income $ 5,000 $ 10,355 $ 5,355 Expenditures: Current: General Government: Commissions and Fees 5,000 5,000 Physical Environment: Cudjoe Gardens Culverts 349,750 11,056 338,694 Total Expenditures 354,750 11,056 343,694 Excess of Revenues Over/ (Under) Expenditures (349,750) (701) 349,049 Fund Balance, October 1, 1996 195,821 195,821 Fund Balance, September 30, 1997 (153,929) $ 195,120 $ 349,049 E-49 MONROE COUNTY,FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL JOLLY ROGER ESTATES MUNICIPAL SERVICE CULVERT DISTRICT FOR THE FISCAL,YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual- (Unfavorable) Revenues: Investment Income $ 500 $ 4,088 $ 3,588 Expenditures: Current: Physical Environment: Jolly Roger Estates Culverts 150475 6,695' 143,780 Excess of Revenues Over/ (Under) Expenditures (149,975) (2,607) 147,368 Fund Balance, October 1, 1996 78,519 78,519 -- Fund Balance, September 30, 1997 $ (71,456 $ 75,912 $ 147,368 E-50 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL WINSTON WATERWAY MUNICIPAL SERVICE TAXING DISTRICT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Investment Income $ 1,000 $ 3,498 $ 2,498 Miscellaneous 25,000 29,205 4,205 Total Revenues 26,000 32,703 6,703 Expenditures: Current: General Government Commissions and Fees 1,000 820 180 Physical Environment: Winston Waterway 25,025 -- 25,025 Debt Service: Principal 71,000 71,000 -- Interest 8,925 8,925 -- Total Debt Service 79,925 79,925 -- Total Expenditures 105,950 80,745 25,205 Excess of Revenues Over/(Under) Expenditures - Budgetary.Basis (79,950) (48,042) 31,908 Adjustment for Repayment of Tax Anticipation Note 71,000 71,000 -- Excess of Revenues Over/(Under) Expenditures - GAAP Basis (8,950) 22,958 31,908 Fund Balance, October 1, 1996 (12,777) (12,777) -- Fund Balance, September 30, 1997 $ (21,727) $ 1.01181 $ 31,908 E-51 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL COMPREHENSIVE PLAN LAND AUTHORITY SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED`SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Intergovernmental $ 1,650,000 $ 2,001,775 $ 351,775 Charges for Services 27;000 114,232 87,232 Investment Income 100,000 496,937 396,937 Miscellaneous 200,000 789;197 589,197 Total Revenues 1,977,000 3,402,141 1,425,141 Expenditures: Current: General Government: Administrative 310,600 210,346 100,254 Land and Land Rights Acquisition 7,202,808 1,574,260 5,628,548 Grants and Aid 402,500 -- 402,500 Total Expenditures 7,915,908 1,784,606 6,131,302 Excess of Revenues Over/(Under) Expenditures -Budgetary Basis (5,938,908) 1,617,535 7,556,443 Adjustment to Report Expenditures for Land as an Asset 7,202,808 11536,352 (5,666,456) Adjustment to Report Cost of Land Sold as an Expenditure -- (706,548) (706,548) Adjustment to Report Mortgage Repayments as a Reduction in Assets (70,000) (70,000) -- Total Adjustments 7,132,808 7591-804 (6,373,004) Excess of Revenues Over/(Under) Expenditures - GAAP Basis 1,193,900 2,377,339 1,183,439 Fund Balance, October 1, 1996 15,340,123 15,340,123 -- Fund Balance, September 30, 1997 $ 16,534,023 $ 17,717,462 $ 1,183,439 E-52 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL SHERIFF FEDERAL GRANTS SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget— Actual (Unfavorable) Revenues: Intergovernmental 12,956,452 $ 8,177,026 (4,779,426) Expenditures: Current: Public Safety 12,956,452 8,177,026 4,779,426 Excess of Revenues Over/ (Under) Expenditures -- -- 7 Fund Balance, October 1, 1996 Fund Balance, September 30, 1997 $ E-53 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL SHERIFF SAFETY SEAT PROGRAM SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance- Favorable Budget Actual (Unfavorable) Revenues: Charges for Services $ 10,822 $ -- $ (10,822) Miscellaneous 30 30 Total Revenues: 10,822 30 (10,792) Expenditures: Current: Public Safety 10,822 -- 10,822 Excess of Revenues Over/ (Under) Expenditures -- 30 30 Fund Balance, October 1, 1996 10,772 10,772 - Fund Balance,September 30, 1997 $ _ 10,772 $ 10,802 $ 30 E-54 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL SHERIFF'S OFF-DUTY SPECIAL REVENUE FUND FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Charges for Services $ 382000 $ 4,008 $ (33,992) Expenditures: Current: Public Safety 38,000 4,008 33,992 Excess of Revenues Over/ (Under) Expenditures -- -- -- Fund Balance, October 1, 199 -- -- -- Fund Balance, September 30, 17 E-55 THIS PAGE INTENTIONALLY LEFT BLANK , DEBT SERVICE FUNDS 1993 REFUNDING IMPROVEMENT BONDS-1983 To account for accumulation of resources for and payment of interest and principal on the long-term debt incurred in the refunding of the 1983 Refunding Improvement Bonds. I� 1993 REFUNDING IMPROVEMENT BONDS-1988 To account for accumulation of resources for and payment of interest and principal on the long-term debt incurred in the refunding of the 1988 A & B l Improvement Bonds. I 1991 SALES TAX REVENUE BONDS - To account for accumulation of resources for and payment of interest and principal on the long-term debt incurred in the building of the new Monroe County Detention Facility. i j 'I I i I I I I !I MONROE COUNTY, FLORIDA COMBINING BALANCE SHEET ALL DEBT SERVICE FUNDS SEPTEMBER 30, 1997 1993 1993 1991 Refunding Refunding Sales Tax Improvement Improvement Revenue Bonds-1983 Bonds-1988 Bonds Total ASSETS Assets:. Restricted Assets: Cash and Cash Equivalents $ 359,281 $ 478,737 $ 821,200 $ 1,659,218 _ Due from Other Funds - - 10,000 10,000 Total Assets $ 359,281 $ 478,737 $ 831,200 $ 1,669 218 LIABILITIES AND FUND EQUITY Liabilities: Payable from Restricted Assets: Accounts Payable $ -- $ -- $ `20,384 $ 20,384 Accrued Interest Payable -- -- 806,665 806,665 Total Liabilities -- -- 827,049 827,049 Fund Equity: Reserved for Debt Service 359,281 478,737 4,151 842,169 Total Liabilities and Fund Equity $ 359,281 $ 478,737 $ _ 831,200 $ 1,669,218 F-1 MONROE COUNTY, FLORIDA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES ALL DEBT SERVICE FUNDS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 1993 1993 1991 Refunding Refunding Sales Tax Improvement Improvement Revenue Bonds-1983 Bonds-1988 Bonds Total Revenues: - Intergovernmental $ 223,250 $ 675,000 $ -- $ 898,250 Investment Income 20,907 10,342 176,907 208,156 Total Revenues 244,157 685,342 176,907 1,106,406 Expenditures: Debt Service 209,023 667,819 4,997,682 5,874,524 Excess of Revenues Over/ (Under) Expenditures 35,134 17,523 (4,820,775) (4,768,118) Fund Balance, October 1, 1996 324,147 461,214 7,498,725 8,284,086 Residual Equity Transfer Out -- -- (2,673,799) (2,673,799) Fund Balance, September 30, 1997 $ 359,281 $ 478,737 $ 4,_151 $ 842,169 F-2 MONROE COUNTY, FLORIDA COMBINING T OF REVENUES, IT CHANGES IN F - BUDGET AND ACTUAL ALLIDEBT SERVICE FUNDS FOR THE FISCAL YEAR ENDED SEPTEMBER , 1 7 1993 RefundingImprovement o s 1983 Variance Favorable Budget Actual (Unfavorable) Revenues: Intergovernmental. 223,250 $ 223,250 $ -- Investment Income 15,000 20,907 5,907 Total Revenues 238,250 2 ,157 5,907 Expenditures: Debt Service: Principal Retirement 10,000 180,000 -- Interest 25,790 2 ,790 -- Fiscal Charges 170,547 3,233 167,31 Total Expenditures 376,337 209,023 167,314 Excess of Revenues Over/ (Under) Expenditures (138,07) 35,134 173,221 Other Financing Sources/(Uses): Reserve for Contingencies (50,000) -- 50,000 Operating Transfers from Other Funds -- -- -- Total Other Financing Sources/(Uses) (50,000) -- 50,000 Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses (188,087) _ 35,134 223,221 Fund Balance, October 1 196 324,17 32 ,17 -- Residual Equity Transfer Out -- -- -- Fund Balance, September 30, 1997 136,060 $ 359,21 223,221 F-3 1993 Refunding Improvement Bonds - 1988 1991 Sales Tax Revenue Bonds Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) $ 675,000 $ 675,000 $ -- $ -- $ -- $ -- 10,000 10,342 342 300,000 176,907 (123,093) 685,000 685,342 342 300,000 176,907 (123,093) 375,000 375,000 -- 3,100,000 3,100,000 -- 290,620 290,620 -- 1,698,580 1,698,580 -- 135,130 2,199 132,931 891,420 199,102 692,318 800,750 667,819 132,931 5,690,000 4,997,682 692,318 (115,750) 17,523 133,273 (5,390,000) (4,820,775) 569,225 (100,000) -- 100,000 (750,000) -- 750,000 -- __ -_ 4,900,000 -- (4,900,000) (100,000) -- 100,000 4,150,000 -- (4,150;000) (215,750) 17,523 233,273 (1,240,000) (4,820,775) (3,580,775) 461,214 461,214 -- 7,498,725 7,498,725 -- -- -- -- -- (2,673,799) (2,673,799) $ 245,464 $ 478,737 $ 233,273 $ 6,258,725 $ - 4,151 $ (6,254,574) F-4 (Continued) MONROE COUNTY, FLORIDA COMBINING STATEMENT OF REVENUES; EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET ANDACTUAL ALL DEBT SERVICE FUNDS -CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 - Total Variance Favorable Budget Actual (Unfavorable) Revenues: Intergovernmental $ 898,250 $ 898,250 $ -- Investment Income 325,000 208,156 (116,844) Total Revenues 1,223,250 1,106,406 (116,844) Expenditures: Debt Service: Principal Retirement 3,655,000 3,655,000 Interest 2,014,990 2,014,990 -- Fiscal Charges 1;197,097 204,534 992,563 Total Expenditures 6,867,087 5,874524 992,563' Excess of Revenues Over/ - (Under) Expenditures (5,643,837) (4,768,118) 875,719 Other Financing Sources/(Uses): - Reserve'for Contingencies (900,000) -- 900,000 Operating Transfers from Other Funds 4,900,000 - (4,900,000) Total Other Financing Sources/(Uses) 4,000,000 -- (4,000,000) Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses (1,643,837) (4,768,118) (3,124,281) Fund Balance, October 1, 1996 8,284,086 8,284,086 -- Residual Equity Transfer Out -- (2,673,799) (2;673,799) -Fund Balance, September 30, 1997 $ 6,640249 $ 842,169 $ (5,798,080) F-5 CAPITAL PROJECT FUNDS ONE CENT INFRASTRUCTURE SURTAX To account for capital improvements allocated from the One Cent Infra— structure Tax. i SALES TAX BOND CAPITAL IMPROVEMENTS To account for capital improvements allocated from the Sales Tax Bond. ' f I �I iI I i _ I I I is I MONROE COUNTY, FLORIDA COMBINING BALANCE SHEET ALL CAPITAL PROJECT FUNDS SEPTEMBER 30, 1997 Sales Tax One Cent ' Bond Infrastructure Capital Surtax Improvements Total ASSETS Cash and Cash Equivalents. $ 16,865,362 $ 94,965 $ 16,960,327 Investments 3,237,610 1,128,466 4,366,076 Accounts Receivable - 4 =- 4 Due from Other Funds 65,663 - 65;663 Due from Other Governmental Units 928,643; -- 928,643 Interest Receivable 41,954' -- 41,954 Total Assets $ 21,139,236 $ 1,223,431 $ 22,362,667 LIABILITIES AND FUND EQUITY Liabilities: Accounts Payable $ 513,668 $ -- $ 513,668 Accrued Wages and Benefits Payable 14,578 -- 14,578 -Accrued Compensated Absences Payable. 1,789 -- 1,789` Due to Other Funds 1,262,278 -- 1,262,,278 Due to Other Governmental Units 650 -- 650 Total Liabilities 1-,792,963 -- 1,792963 Fund Equity: . Fund Balances, Unreserved 19;346,273 1,223,431 20,569,704 Total Liabilities and Fund Equity $ 21 139,236 $ 1,223431 $ 22,362,667 G=1 MONROE COUNTY, FLORIDA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES ALL CAPITAL PROJECT FUNDS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Sales Tax One Cent on Infrastructure Capital Surtax Improvements Total Revenues: Taxes $ 12,009,003 $ 12,009,003 Charges for Services 199,815 199,815 Investment Income 823,570 61,925 885,495 Miscellaneous 5,902 2,238 8,140 Total Revenues 13,038,290 64,163 13,102,453 Expenditures: Capital Outlay: General Government 3,608,903 3,608,903 Public Safety 49,708 49,708 Culture and Recreation 1,044,813 Total Expenditures 4,703,424 4,703,424 Excess of Revenues Over/ (Under) Expenditures 8,334,866 64,163 8,399,029 Other Financing Sources/(Uses): Operating Transfers from Other Funds 519,539 519,539 Operating Transfers to Other Funds (1,201,632) (1,201,632) Total Other Financing Sources/(Uses) (682,093) (682,093) Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses 7,652,773 64,163 7,716,936 Fund Balance, October 1, 1996 9,019,701 1,159,268 10,178,969 Residual Equity Transfer In 2,673,799 -- 2,673,799 Fund Balance, September 30, 1997 $ 19,36,27 $- --------1,223,431 20,569,704 G-2 MONROE COUNTY, FLORIDA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL -ALL CAPITAL PROJECT FUNDS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Capital Projects, One Cent Infrastructure Surtax Variance Favorable Budget Actual (Unfavorable) Revenues: Taxes $ 10,0001000 $ 12,009,003 $ 2,009,003 " Charges for Services 199,815 199,1815 -- Investment Income 200,000 823,570 623,570 Miscellaneous -- 5,902 5,902 Total Revenues 10,399,815 13,038,290 2,638,475- Expenditures:_ Capital Outlay: General Government: County Engineer 293,878 -- 293,878 Jackson Square Trailers 3,000 3,000 -- New Judicial Complex 50,000 393 49,607 Old Courthouse 150,600 59,495 90,505 Lester Building 1,172,700 802,987 369,713 Courthouse Annex 200,000 79,050 120,950 Marathon:Govern mentComplex 150,000 1,014 148,986 Plantation Key Courtrooms ` 100,000 13,526 86,474 Plantation Key Garage 47,000 36,958 10,042 Plantation Key Courthouse--Ellis Building, 171,024 4,499 166,525 Truman School 2;600,000 2,066,984, 533,016 Fuel Tank Replacement "90,000 -2;218 87,782 Marathon Garage 12,000 -- 12,000 Cato Building 700,000 32,084 667;916 Marathon HRS Building 730,815 495,317 235,498 Bayshore Manor Improvements 20,000 7,888 12,112 Public Works 100,000 572 99,428 Tavernier HRS . 100,000 '2,918 97,082 Public Safety: Key Largo Volunteer Fire Department 189 134 55 .Conch Key Volunteer Fire Department 52,000 42,385 9,615 Crawl Key Training 3,000 . 2,948 52` Detention/Correction Facilities -- -- - Stock Island-Sheriffs Building 20,000 4,241 15,759 Culture and Recreation: Development of Parks 108,000 -- 108,000 Wilhelmina L. Harvey Park 60,000 4,349 55,651 Plantation Key Elementary School.Ballfield 75,500 3,922 71,578 Watson Field Tennis 31,000 941 30,059 G-3 Capital Projects, Sales Tax Bond Capital Improvements Total Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual - (Unfavorable) 10,000,000 $ 12,009,003 $ 2,009,003 -- -- -- 199,815 199,815 -- -- 61,925 61,925 200,000 885,495 685,495 -- 2,238 2,238 -- 8,140 8,140 -- 64,163 64,163 10,399,815 13,102,453 2,702,638 293,878 -- 293,878 -- -- -- 3,000 3,000 -- -- 50,000 393 49,607 -- -- -- 150,000 59,495 90,505 -- -- -® 1,172,700 802,987 369,713 -- -- - 200,000 79,050 120,950 -- -- -- 150,000 1,014 148,986 -- -- -- 100,000 13,526 86,474 -- -- -- 47,000 36,958 10,042 -- -- -- 171,024 4,499 166,525 -- -- 2,600,000 2,066,984 533,016 -- -- -® 90,000 2,218 87,782 -- -- -- 12,000 -- 12,000 -- -- -- 700,000 32,084 667,916 -- -- -- 730,815 495,317 235,498 -- -- 20,000 7,888 12,112 -- -- -- 100,000 572 99,428 -- - -- 100,000 2,918 97,082 -- -- -- 189 134 55 -- -- -- 52,000 42,385 9,615 -- -- -- 3,000 2,948 52 1,100,000 -- 1,100,000 1,100,000 -- 1,100,000 -- -- -- 20,000 4,241 15,759 -- -- -- 108,000 ®® 108,000 -® -- -- 60,000 4,349 55,651 -- -- -- 75,500 3,922 71,578 -- -- -- 31,000 941 30,059 G-4 (Continued) MONROE COUNTY, FLORIDA COMBINING STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL -ALL CAPITAL PROJECT FUNDS - CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER 30,.1997 Capital Projects, One Cent Infrastructure Surtax Variance Favorable Budget Actual (Unfavorable) Harry Harris Park 236,000 234,050 1,950 Bernstein Park 107,500 -754 106,746 Friendship Park 139,858 76,514 63,344 Big Pine Key Senior Center 50,000 -- 50,000 Big Coppitt Key Park 219 187 32 Higgs Beach 117,500 8,465 '109,035 Marr Property 100,000 61,350 38,650 Coco Plum Beach 50,000 - 46 49,954 Sombrero/Switlik Park 67,950 14,314 53,636 Islamorada Library 17,680 10,092 7,588 Coral Shores High School Soccer Field 250,000 1,542 248,458 Marathon Park--Schwartz 300,000 86,976 213,024 Ann's Beach 10,000 8,287 1,713 Boot Key Harbor Marina 606,000 532,443 . 67;557 East Martello Towers--New Roof 100,0W 581 99,419 West Martello Towers--New Roof 100,000 -- 100,000 Total Expenditures 9,286,813 4,703,424 4,583,389 Excess of Revenues Over/ (Under) Expenditures 1,113,002 8,334,866 7,221,864 Other Financing Sources/(Uses): Reserve for Contingencies (376,355) -- 376;355 Operating Transfers from Other Funds -- 519,539 519,539 Operating Transfers-to Other-Funds (5,520,525) (1,201,632) 4,318,893 Total Other Financing Sources/(Uses) (5,896,880) (682,093) 5,214,787 Excess of Revenues and Other Sources_ Over/ .,(Under) Expenditures and Other Uses (4,783,878) 7,652,773 12,436,651 Fund Balance, October 1, 1996 9,019,701 9,019,701 -- Residual Equity Transfer In -- 2,673799 2673,799 Fund Balance, September 30, 1997 $ 4,235 823 $ ___ 19,346,273 $ 15,110,450 G-5 Capital Projects, Sales Tax Bond Capital Improvements Total Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) -- -- -- 236,000 234,050 1,950 -- ®- -- 107,500 754 106,746 -- -- -® 139,858 76,514 63,344 -- -- -- 50,000 -- 50,000 -- -- -- 219 187 32 -- -- -- 117,500 8,465 109,035 -- -- -- 100,000 61,350 38,650 -- -- 50,000 46 49,954 -- -- -- 67,950 14,314 53,636 -- -- -- 17,680 10,092 7,588 -- -- -- 250,000 1,542 248,458 -- -- -- 300,000 86,976 213,024 -- -- -- 10,000 8,287 1,713 -- -- -- 600,000 532,443 67,557 -- -- 100,000 581 99,419 -- -- -- 100,000 - 100,000 1,100,000 -- 1,100,000 10,386,813 4,703,424 5,683,389 (1,100,000) 64,163 1,164,163 13,002 8,399,029 8,386,027 (400,000) -- 400,000 (776,355) -- 776,355 -- -_ 519,539 519,539 -- -- -- (5,520,525) (1,201,632) 4,318,893 (400,000) -- 400,000 (6,296,880) (682,093) 5,614,787 (1,500,000) 64,163 1,564,163 (6,283,878) 7,716,936 14,000,814 1,159,268 1,159,268 -- 10,178,969 10,178,969 -- -- -- -- -- 2,673,799 2,673,799 $ �340,732) $ 1,223,431 $ 1,564,163 $3,895,091 $ 20,569,704 $ 16,674,613 G-6 THIS PAGEINTENTIONALLY LEFT BLANK j ENTERPRISE FUNDS i �I MUNICIPAL SERVICE DISTRICT-WASTE To account for the operations of Monroe County's Solid Waste Services. I� CARD SOUND BRIDGE II To account for the operations of Monroe County's Card Sound Toll Bridge. MARATHON AIRPORT To account for the operations of Monroe County's Marathon Airport. KEY WEST AIRPORT To account for the operations of Monroe� County's Key West International Ii Airport. it i j � I I I' �I i I MONROE COUNTY, FLORIDA COMBINING BALANCE SHEET ALL ENTERPRISE FUNDS SEPTEMBER 30, 1997 Municipal Svc Card District Sound Marathon- Waste Bridge Airport ASSETS __ _ _ - ---------- - -- ------ Current Assets: Cash and Cash Equivalents $ 8,625,707 $ 4,629,390 $ 954,821 Cash with Fiscal Agent -- 7,871 -- Investments 710,676 -- -- Accounts Receivable: Delinquent Waste Collection Fees 796,763 -- -® Allowance for Uncollectible Waste Collection Fees (740,767) -- -- Other 475,400 -- 6,504 Allowance for Other Uncollectible (52,288) -- -- Due from Other Funds 23,039 -- 362,095 Due from Other Governmental Units 115,126 ®- 170,089 Interest Receivable Total Current Assets 9,962,865 4,637,261 1,493,509 Restricted Assets: Cash and Cash Equivalents 3,517,417 - 202,541 Property, Plant and Equipment (Net of Accumulated Depreciation) 8,870,847 4,738,278 5,284,336 Other Assets: Deferred Charges (Net) 234951 -- -- Total Assets $ 22,586,080 $ 9,375,539 $ 6,980,386 H-1 Key West Airport Total. $ 793,555 $ 15,003,473 -- 7,871 -- 710,676 -- 796,763 -- (740,767) 22,325 504,229 -- (52,288) 794,495 1,179,629 867,211 1,152,426 -- 9,209 2,477,586 18,571,221 1,833,660 5,553,618 3,419,567 22,313,028 -- 234,951 $ 7,730,813 $ 46,672,818 `4 f H-2 (Continued) MONROE COUNTY, FLORIDA COMBINING BALANCE SHEET - CONTINUED ALL ENTERPRISE FUNDS SEPTEMBER 30, 1997 Municipal Svc Card District Sound Marathon Waste Bridge Airport LIABILITIES AND FUND EQUITY Current Liabilities: Accounts Payable $ 965,401 $ 3,900 $ 196,772 Accrued Wages and Benefits Payable 71,241 16,643 8,875 Accrued Compensated Absences -- 4,761 4,587 Claims and Judgements Payable 230,536 -- -- Due to Other Funds 110,722 50,671 1,733 Due to Other Governmental Units 20,780 993 -- Matured Bonds Payable - 5,000 - Matured Premium Payable -- 2,871 -- Deposits in Escrow 62,052 -- 6,306 Deferred Revenues -- -- 323,546 Capital Leases Payable 155,481 -- - Total Current Liabilities 1,616,213 84,839 541,819 Current Liabilities Payable from Restricted Assets: Accrued Interest Payable 268,366 -- -- Revenue Bonds Payable 355,000 -- -- Landfill Closure/Post Closure Costs 432,683 -- -- Total Current Liabilities Payable from Restricted Assets 1,056,049 -- -- Long-Term Liabilities: Accrued Compensated Absences 148,870 18,693 16,974 Capital Leases Payable 1,643,654 -- -- Revenue Bonds Payable 7,800,000 -- -- Total Long-Term Liabilities 9,592,524 18,693 16,974 Total Liabilities 12;264,786 103,532 558,793 Fund Equity: Contributed Capital 3,312,886 2,514,741 4,230,019 Retained Earnings: -Reserved for Revenue Bond Retirement 1,597,746 -- -- Unreserved 5,410,662 6,757,266 2;191,574 Total Retained Earnings 7,008,408 6,757,266 2,191,574 Total Fund Equity 10,321,294 9,272,007 6,421,593 Total Liabilities and Fund Equity $ 22,586,080 $ _ 9,375,539 $ 6,980,386 H-3 Key West Airport Total $ 715,815 $ 1,881,888 33,714 130,473 -- 9,348 -- 230,536 34,734 197,860 1,608 23,381 -® 5,000 -- 2,871, 13,766 82,124 -- 323,546 -- 155,481 799,637 3,042,508 -- 268,366 -- 355,000 -- 432,683 -- 1,056,049 120,930 305,467 -- 1,643,654 -- 7,800,000 120,930 9,749,121 920,567 13,847,678 3,007,339 13,064,985 -- 1,597,746 3,802,907 18,162,409 3,802,907 19,760,155 6,810,246 32,825,140 $ 7,730,813 $ 46,672,818 M-4 MONROE COUNTY, FLORIDA COMBINING TEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND EQUITY ALL ENTERPRISEFUNDS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Municipal Svc Card District Sound Marathon Waste Bridge Airport Operating Revenues: Tolls $ -- $ 966,715 $ -- Charges for Services 10,593,963 - 616,264 Franchise Fees 3, 05,562 -- -- Fines and Forfeitures -- -- -- Miscellaneous 345,973 -- 5,905 Total Operating Revenues 14,3 5,498 966,715 622,169 Operating Expenses: Personal Services 1,701,986 422,923 19 ,373 Operations 11,02,125 98,292 972,657 Landfill Closure and Post Closure 718,158 -- -- Depreciation and Amortization 976,318 167,604 146, 76 Total Operating Expenses 1 , ,587 688,819 1,31 ,306 Operating Income (Loss) ( 3,089) 277,896 (691,137) Non-Operating Revenues (Expenses): Operating Grants` 227,648 284,988 Investment Income 779,242 229,513 76,285 Interest Expenses and Fiscal Charges (62,17) ®- Loss on Disposition of Assets (20,271) (1,257) (190) Total Non-Operating Revenues (Expenses) 334,472 228,256 361,083 Income (Loss) Before Operating Transfers 251,383 506,15 (33 ,054) Operating Transfers: Operating Transfers from Other Funds 901, 2 -- 36 ,09 Operating Transfers to Other Funs (91,89) ( 0,000) (120,000) Total Operating Transfers (90,007) (50,000) 242;09 Net Income (Loss) 161,376 4 6,1 2 ( 7,960) Fund Equity - October 1, 1996 10,158,918 8,815,855 , 31, 46 Contributed Capital 1,000 -- 77,607 Fund Equity September 3 , 197 10,321,294 $ 9,272,07 $ 6,421,593 - Key West Airport Total $ -- $ 966,715 1,597,471 12,807,698 -- 3,405,562 418 418 7,317 359,195 1,605,206 17,539,588 935,116 3,254,398 1,466,890 13,569,964 -- 718,158 42,728 1,332,926 2,444,734 18,875,446 (839,528) (1,335,858) 545,695 1,058,331 176,596 1,261,636 -- (652,147) (1,047) (22,765) 721,244 1,645,055 (118,284) 309,197 .......-. 789,537 2,053,453 (399,539) (1,561,368) 389,998 492,085 271,714 801,282 5,111,187 30,517,906 1,427,345 1,505,952 $ 6,810,246 $ 32,825,140 H-6 MONROE COUNTY, FLORIDA COMBINING STATEMENT OF CASH FLOWS ALL ENTERPRISE FUNDS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS Municipal Svc Card District Sound Marathon Waste Bridge Airport Cash flows from operating activities: Cash received for services $ 13,929,395 $ 973,788 $ 621,987 Cash payments to suppliers for goods and services (12,188,974) (49,621) (862,039) Cash payments to employees for services (1,722,998) (415,736) (186,072) Other operating revenue 345,973 -- 5,905 Net cash provided(used) by operating activities 363,396 508,431 (420,219) Cash flows from noncapital financing activities: Operating grants received 237,918 -- 163,792 Operating transfers from other funds 9011-822 - - Operating transfers to other funds (991,829) (50,000) (143,108) Net cash provided (used) by noncapital financing activities 147,911 (50,000) 20,684 Cash flows from capital and related financing activities: Proceeds from capital grants -- -- 66,607 Proceeds from sale of assets 22,540 -- -- Acquisition and construction of capital assets (379,596) (16,324) (161,575) Principal paid on capital debt (481,448) -- -- Interest paid on capital debt (661,862) -- -® Net cash (used) by capital and related financing activities (1,500,366) (16,324) (94,968) Cash flows from investing activities: Proceeds from sale and maturities of investment securities 3,838,733 1,341,103 -- Investment income 819,110 243,980 76,285 Net cash provided-by investing activities 4,657,843 1,585,083 76,285 Net increase(decrease)in cash and cash equivalents 3,668,784 2,027,190 (418,218) Cash and cash equivalents at beginning of year 8,474,340 2,610,071 1,575,580 Cash and cash equivalents at end of year $ 12,143,124 $ 4,637,261 $ 1,157,362 H-7 Key West Airport Total $ 1,666,922 $ 17,192,092 (936,264) (14,036,898) (955,036) (3,279,842) 7,735 359,613 (216,643) 234,965 653,538 1,055,248 221,651 1,123,473 (399,539) (1,584,476) 475,650 594,245 614,921 681,528 -- 22,540 (1,833,013) (2,390,508) -- (481,448) -- (661,862) (1,218,092) (2,829,750) -- 5,179,836 176,596 1,315,971 176,596 6,495,807 (782,489) 4,495,267 3,409,704 16,069,695 $ 2,627,215 $ 20,564,962 H-8 (Continued) MONROE COUNTY, FLORIDA COMBINING STATEMENT OF CASH FLOWS ALL ENTERPRISE FUNDS -CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 RECONCILIATION OF OPERATING INCOME (LOSS) TO, NET CASH PROVIDED(USED) BY OPERATING ACTIVITIES Municipal Svc Card District Sound Marathon Waste Bridge Airport Operating income (loss) $ (83,089) $ 277;896 $ -(691,137) Adjustments to reconcile operating income to net cash provided (used) by operating activities: Depreciation and amortization 976,318 167,604 146,276 Change in assets and liabilities: Decrease/(Increase) in: Accounts receivable (60,095) -- 5,593 Due from other funds (23,039) 7,073 130 Due from other governmental units 854 -- -- (Decrease)/Increase in: Accounts payable (538,716) (2,174) 109,786 Accrued wages and benefits payable 8,540 2,426 3,714 Accrued compensated absences (29,552) 4,761 4,587 Claims and judgements payable (13,765) -- -- Due to other funds 104,771 50,581 848 Due to other governmental units 19,108 264 (16) Deposits in escrow 12,150 -- -- Landfill closure/post closure costs (10,089) -- -- Total adjustments 446,485 230,535 270,918 Net cash provided (used) by operating activities $ 363,396 $ 508,431 $ ___ 4( 20,21% SUPPLEMENTAL SCHEDULE OF NON-CASH FINANCING, CAPITAL AND INVESTING ACTIVITIES Contributed fixed assets $ 1,000 $ -- $ 500- Loss on disposition of fixed assets $ 20,271 $ 1,257 $ _190 H-9 Key_West Airport Total $ (839,528) $ (1,335,858) 42,728 1,332,926 68,805 14,303 1,257 (14,579) (10) 844 503,422 72,318 (108) 14,572 (19,812) (40,016) -- (13,765) 26,157 182,357 1,047 20,403 (601) 11,549 -- (10,089) 622,885 1,570,823 $ (216,643) $ 234,965_ 130,700 $ 132,200 $ 1,047 $ 22,765 H-10 MONROE COUNTY, FLORIDA SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL MUNICIPAL SERVICES DISTRICT-WASTE FOR THE YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Operating Expenditures: Administration $ 385,268 $ 351,955 $ 33,313 Hazardous Waste 228,516 152,419 76,097 Recycling-Hazardous Waste Program 495,227 351,275 143,952 Franchise Operators 4,615;457 4,559,349 56,108 Facility Operations 70,000 2,400 67,600 Cudjoe Key Transfer Station 1,781,458 1,761,293 20,165 Cudjoe-Key Landfill 321,675 321,675 -- Cudjoe Key Post Closure 105,443 65,256 40,184 Long Key Transfer Station 2,110,760 2,080,035 30,725 Long Key Landfill 188,381 153,064 35,317 Long Key Post Closure 158,736 60,458 98,278 Key Largo Transfer Station 2,016,201 1,977,796 38,405 Key Largo Landfill 68,715 51,907 16,808 Key Largo Post Closure 99,073 65,794 33,279 Pollution Control 580,071 444,907 135,164 Recycling 1,018,316 871,078 147,238 Renewal and Replacement 2,653,553 -- 2,653,553 Total Operating Expenditures 16,896,850 13,270,664 31626,186 Non-Operating Expenditures: Operating Grants: Recycling Grant 20,529 20,529 -- DER Recycling Grant 158,793 158,793 -- Litter& Marine Debris Prevention Grant 19,166 19,166 -- Debt Service: Principal Retirement 481,460 481,448 12 Interest Expenses and Fiscal Charges 662,217 652,147 10,070 Capital Outlay :1,180,700 379,596 801,104 Loss on Disposition of Assets 20,280 20,271 9 Total Non-Operating Expenditures 2,543,145 1,731,950 811,195 Operating Transfers and Reserves: Reserve for Contingencies 664,925 -- 664,925 Operating Transfers to Other Funds 1,400,000 991,829 408,171 Total Operating Transfers and Reserves 2,064,925 991,829 1,073,096 Total Expenditures $ 21,504,920 $ 15,994,443 $ 5,510,477 H-11 MONROE COUNTY, FLORIDA SCHEDULEIT T AND ACTUAL BRIDGECARD SOUND FOR THE YEAR ENDED SEPTEMBER , 1 Variance Favorable Budget Actual (Unfavorable) Operating Expenditure: Card Sound Road & Toll Bridge 535,922 $ 510,041 $ 25,881 County Engineer 74,981 11,174 63,807 Card Sound Bridge 555,438 55 , 38 Total Operating Expenditures 1,16 ,341 521,215 645,126 Non-Operating Expenditures: Capital Outlay 16,824 16,324 500 Loss on Disposition of Assets 1,30 1,257 43 Total on-Operating Expenditures 18,12 17,581 543 Operating Transfers andReserves: Reserve for Contingencies 3,1 8,296 -- 3,198,296 Operating Transfers to Other Funds 50,000 50,000 Total Operating Transfers and Reserves 3,248,296 50,000 3,198,296 Total Expenditures $ 4,432,761 588,796 $ 3,843,965 i H-12 MONROE COUNTY, FLORIDA SCHEDULEIT ACTUAL MARATHONI T FOR THE YEAR-ENDED SEPTEMBER 30, 1997 Variance, Favorable Budget Actual (Unfavorable) Operating Expenditures: Operation & Maintenance $ 67,217 $ 593,215 $ 54,002 Non-Operating Expenditures: Operating Grants: Airport Planning Studies 110, 31 71,564 39,27 Runway Lighting 320,85 224,822 96,023 Airport Fencing 367,341 238;158 129,183 Master Airport Layout Plan 60,328 39,272 21,05 Capital Outlay 42,530 11,575 260,955 Loss on Disposition of Assets 10 190 - Total on-Operating Expenditures 1,282,065 735,581 546,484 Aerating Transfers and Reserves: Reserve for Contingencies 28,126 -- 28,126 Operating Transfers to Other Funds 150,000 120,000 30,000 Total Operating Transfers and Reserves 178,126 120,00 5 ,126 Total Expenditures 2,107,408 $ 1,448,796 $ 658,612 H-13 MONROE COUNTY, FLORIDA SCHEDULE_ OF EXPENDITURES - BUDGET AND ACTUAL KEY WEST AIRPORT FOR THE YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Operating Expenditures: Operation & Maintenance $ 1,351,570 $ 1,328,040 $ 23,530 Non-Operating Expenditures: Operating Grants: Airfield Drainage 296,180 288,364 7,816 Safety Fence 277,589 162,530 115,059 Salt Pond Enhancement 178,309 109,578 68,731 Noise Buffer 247,562 170,733 76,829 Airport Planning Studies 152,792 50;217 102,575 Airport Clear Zone II 168,783 137,945 30,838 Airport Master Plan /ALP 58,240 39,020 19,220 Noise Study Update 97,107 53,227 43,880 Additional Parking 6,940 6,940 -- Large Parking Lot Expansion 375,000 20,543 354,457 Small Parking Lot Expansion 300,000 3,913 296,087 Commercial Apron Ph 1 139,323 3,560 135,763 General Aviation Apron Ph 1 68,621 1,754 66,867 Capital Outlay 5,828,149 1,858,655 3,969,494 Loss on Disposition of Assets 1,047 1,047 -- Total Non-Operating Expenditures 8,195,642 2,908,026 5,287,616 Operating Transfers and Reserves: Reserve for Contingencies 341,396 -- 341,396 Operating Transfers to Other Funds 399,539 399,539 -- Total Operating Transfers and Reserves 740,935 399,539 341,396 Total Expenditures $ 10,288,147 $ 4,635,605 $ 5,652,542 H-14 MONROE COUNTY, FLORIDA , REFUNDING IMPROVEMENT REVENUE BONDS -SERIES 1991 DESCRIPTION SEPTEMBER 30, 1997` Refunding Bonds Series 1991 Original authorization $11,000,000 Unissued 1,430,000 Issued 9,570,000 Retirements through September-30, 1997 1,415,000 Balance outstanding September 30, 1997 $8,155,000 Date of issue April 1, 1991 Maturity range, 1992-2011 Principal payment date October 1 Interest payment dates April - October Denominations $5,000 Interest rates: 5.20% Maturities 1992 6:15% Maturities 1999 5.40%o_Maturities 1993 6.30%:Maturities 2000 5:60% Maturities 1994 6.40% Maturities 2001 5.70% Maturities 1995 6.50% Maturities 2002 5.80% Maturities 1996 6.60% Maturities 2003 5.90% Maturities 1997 6.75% Maturities 2011 6.00%Maturities 1998 Average interest cost rate Call feature 1999 102 2000 101 2001-2011 100 Paying agent Citizens and Souther_n Trust Co. N.A. Ft. Lauderdale, Florida H-15 MONROE COUNTY, FLORIDA REFUNDING IMPROVEMENT REVENUE BONDS - SERIES 1991 DEBT REQUIREMENTS TO MATURITY SEPTEMBER 30, 1997 $9,570,000 Refunding Improvement Bonds-Series 1991 Bond Year Ending Original Total October 1 Principal Interest Debt Service 1991 $ -- $ 307,834 $ 307,834 1992 180,000 615,668 795,668 1993 285,000 606,307 891,307 1994 300,000 590,918 890,918 1995 315,000 574,117 889,117 1996 335,000 556,162 891,162 1997 355,000 536,732 891,732 1998 375,000 515,788 890,788 1999 405,000 493,288 898,288 2000 425,000 468,380 893,380 2001 455,000 441,605 896,605 2002 480,000 412,485 892,485 2003 510,000 381,285 891,285 2004 540,000 347,625 887,625 2005 580,000 311,175 891,175 2006 615,000 272,025 887,025 2007 650,000 230,512 880,512 2008 690,000 186,638 876,638 2009 735,000 140,062 875,062 2010 640,000 90,450 730,450 2011 700,000 47,250 747,250 $ 9,570,000 $ 8,126,306 17,696,306 H-16 THIS PAGE INTENTIONALLY LEFT BLANK INTERNAL SERVICE FUNDS WORKER'S COMPENSATION To account for departmental and agency revenues used for the purpose of financing Monroe County's Worker's Compensation Program. GROUP INSURANCE To account for departmental and agency revenues used for the purpose of financing Monroe County's Group Insurance Program. RISK MANAGEMENT To account for Monroe County's safety and loss control program, risk management, administration and uninsured losses. FLEET MANAGEMENT To account for Monroe County's vehicle fleet and maintenance program. MONROE COUNTY, FLORIDA COMBINING BALANCE SHEET ALL INTERNAL SERVICE FUNDS .SEPTEMBER 30, 1997 Worker's. Group Risk Compensation Insurance Management Fund Fund Fund ASSETS Current Assets: Cash and Cash Equivalents $ 1,050,835 $ 2,972,990 $ 1,320,886 Accounts Receivable 25,080 197,494 48 Due from Other Funds -- 380 6,546 Due from Other Governmental Units Total Current Assets 1,075,915 3,276,546 11327,480 Property, Plant and Equipment (Net, Where Applicable, of Accumulated Depreciation) 4,154 9,202 14,752 Total Assets $ 1,080,069 $ 3,285,748 $ 1,342,232 LIABILITIES AND FUND EQUITY Current Liabilities: Accounts Payable $, 48,956 $ 142;322 $ 58,215 Accrued Wages and Benefits Payable 3,651 5,126 -5,972 Accrued Compensated Absences 3,211 3,412 2,725 Claims and Judgements Payable 978,199 2,139,188, 1,265,608 Due to Other Funds 28 -= 1,194, Due to Other Governmental Units 25,435 -- -- Other Current Liabilities 87 19,984 -- Total Current Liabilities 1,059,567 2,310,032 1,333,714 Long-Term Liabilities: Accrued Compensated Absences 6,030 1,1,085 5,453 Total Liabilities 1,065,597 2,321,117 1,339,167 Fund Equity: Contributed Capital 621 2,527 -- Retained Earnings, Unreserved 13,851 962,104 3,065- Total Fund Equity 14,472 964,631 3,065 Total Liabilities and Fund Equity $ 1,080,069 $ 3,285 748 $ 1,342,232 H-17 Fleet Management Fund Total $ 486,732 $ 5,831,443 222,62 5,916 12, 2 76,165 181,847 58,813 6,248,754 1,87 ,058 1,9 ,166 $ 2,442,871 $ 8,150,920 $ 75,531 $ 325,024 35,085 49,834 2,115 11,463 -- 4,382,995 -- 25,435 -- 20,071 112,731 4,816,044 46,631 69,199 159,362 4,885,243 2,304,231 2,307,379 (20,722) 958,298 2,283,509 3,265,677 $ 2,442,871 $ 8,150 920 H-18 MONROE COUNTY, FLORIDA COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND EQUITY ALL INTERNAL SERVICE FUNDS FOR THE FISCAL YEAR ENDED SEPTEMBER_30, 1997 Worker's Group Risk Compensation Insurance Management Fund Fund Fund Operating Revenues: Charges for Services $ 1,761,621 $ 71440,057 $ 1,113,031 Miscellaneous 118,461 643,999 30,727 TotalOperating Revenues 1,880,082 8,084,056 1,143,758 Operating Expenses: Personal Services 105,387 143,393 154,875 Operations 362,407 1,251,885 789,793 Depreciation 1,960 2,392 5,130 Asserted and Paid Claims 1,424,265 7,130,628 380,236 Total Operating Expenses 1,894,019 8,528,298 1,330,034 Operating Income (Loss) (13,937) (444,242) (186,276) Non-Operating Revenues(Expenses): Investment Income 27,654 91,366 55,500 Loss on Disposition of Assets - - (948) Total Non-Operating Revenues (Expenses) 27,654 91,366 54,552 Net Income (Loss) 13,717 (352876) (131,724) Fund Equity - October 1, 1996 755 1,317,507 134,789 Contributed Capital -- -- -- Fund Equity September 30, 1997 $ _ 14,472 $ 964,631 $ 3,065 H-19 Fleet Management Fund Total 2,294,071 $ 12,608,780 1,113 794,300 2,295,184 13,403,080 853,696 1,257,351 1,103,534 3,507,619 269,599 279,081 -- 8,935,129 2,226,829 13,979,180 68,355 (576,100) 12,803 187,323 (15,781) (16,729) (2,978) 170,594 65,377 (405,506) 2,216,489 3,669,540 1,643 1,643 $ 2,283,509 $ 3,265,677 H-20 MONROE COUNTY, FLORIDA COMBINING ST T OF CASH FLOWS ALL INTERNAL VI FOR THE FISCALYE T30, 1997 I (DECREASE) IEQUIVALENTS Worker's ro is Compensation Insurance Management Fund Fund Fund Cash flows from operating activities: Cash received for services $ 2,037,388 $ 7,670,561 1,110,297 Cash payments to suppliers for goods and services (1,501,695) (8,086,87 ) (985,687) Cash payments to employees for services (10 ,492) (14 ,957) (154,576) Other operating revenue 118,461 643,999 30,727 - Net cash provided by operating activities 547,662 82,725 761 Cash flows from capital and related financing activities: Acquisition of fixed assets (538) ( 2 ) (3,223) Cash flows from investing activities: Proceeds from sale and maturities of investment securities 712 212,399 925,421 Investment income 27,662 93, 57 65,483 t cash provided by investing activities 28,374 306,056 990,90 t increase in cash and cash equivalents 575,48 37,953 98,442 Cash and cash equivalents at beginning of year 475,337 2, 5,037 32,44 Cash and cash equivalents at end of year 1,050,835 2,972,990, $ _ 1,320,86 H-21 Fleet Management Fund Total $ 2,287,120 $ 13,105,366 (1,121,327) (11,695,587) (845,961) (1,251,986) 1,113 794,300- 320,945 952,093 (138,807) (143,396) -- 1,138,532 12,803 199,605 12,803 1,338,137 194,941 2,146,834 291,791 3,684,609 $ 486,732 $ 5,831,443 H-22 (Continued) MONROE COUNTY, FLORIDA COMBINING STATEMENT OF CASH FLOWS ALL INTERNAL SERVICE FUNDS -CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER, 30, 1997 RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH PROVIDED BY OPERATING ACTIVITIES Worker's. Group Risk Compensation Insurance Management Fund Fund Fund Operating income(loss) $ (13,937) $ (444,242) $ (186,276) Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation 1,960 2,392 5,130 Change in assets and liabilities: Decrease/(Increase) in: Accounts receivable 92,933 137,196 2,863 Due from other funds 181,632 1,440 (5,597) Due from other governmental units 1,202 91,868 -- (Decrease)/Increase in: Accounts payable 19,074 58,429 29,235 Accrued wages and benefits payable (4,316) (4,976) (2,426) Accrued compensated absences 3,211 3,412 2,725 Claims and judgements payable 266,199 220,223 157,397 Due to other funds (223) (435) (1,896) Due to other governmental units (160) (33) (394) Other current liabilities 87 17,451 -- Total adjustments 561,599 526,967 187,037 Net cash provided by operating activities $ 547,662 $ 82,725 $ 761 SUPPLEMENTAL SCHEDULE OF NON-CASH FINANCING CAPITAL AND INVESTING ACTIVITIES Contributed fixed assets $ -- $ -- $ -- toss on disposition of fixed assets $ -- $ -- $ 948 H-23 Fleet Management Fund Total $ 68,355 $ (576,100) 269,599 279,081 71 233,063 41,484 218,959 (48,506) 44,564 (13,205) 93,533 5,620 (6,098) 2,115 11,463 -- 643,819 (4,546) (7,100) (42) (629) -- 17,538 252,590 1,528,193 $ 320,945 $ 952,093 $ 1,643 $ 1,643 $ 15,781 $ 16,729 H-24 MONROE COUNTY, FLORIDA SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL WORKER'S COMPENSATION FUND- FOR THE YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Operating Expenditures: Administrative $ 102,929 $ 102,281 $ 648 Operations and Claims 335,402 335,402 - Claims 1,167,300 1,158,066 9,234 Safety & Loss Control 30-,159 30,110 49 Asserted Claims 816,339 266,199 550,140 Total Operating Expenditures 2,452,129 1,892;058 560,'071 Non-Operating Expenditures: Capital Outlay 938 538 400 Total Expenditures $ 2,453,067 $ 1,892,596 $ 560,471 H-25 MONROE COUNTY, FLORIDA SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL GROUP INSURANCE FUND FOR THE YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Operating Expenditures: Administration $ 197,606 $ 191,043 6,563 Operations 1,370,641 1,204,235 166,406 Group Insurance Claims 7,638,602 7,130,628 507,974 Asserted Claims 1,669,455 1,669,455 Total Operating Expenditures 10,876,304 8,525,906 2,350,398 Non-Operating Expenditures: Capital Outlay 4,322 828 3,494 Total Expenditures $ 10,880,626 8,526,734 2,353,892 H-26 MONROE COUNTY, FLORIDA SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL RISK MANAGEMENT FUND FOR THE YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Operating Expenditures: -- Administration $ 176,681 $ 175,746 $ 935 Operations 853,615 730,706 122,909 Claims 528,025 380,236 147,789 Safety and Loss Control 40,067 38,216 1,851 Asserted Claims 606,000 -- 606,000 Total Operating Expenditures 2,204,388 1,324,904 879,484 Non-Operating Expenditures: Capital Outlay 4,281 3,224 1,057 Loss on Disposition of Assets 950 948 2 Total Non-Operating Expenditures 5,231 4,172 1,059 Operating Transfers and Reserves: Reserve for Contingencies 108,003 -- 108,003 Total Expenditures $ 2,317,622 $ 1,329,076 $ 988,546 H-27 MONROE COUNTY, FLORIDA SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL FLEET MANAGEMENT FUND FOR THE YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Operating Expenditures: Public Works Garage $ 1,035,206 $ 947,632 $ 87,574 Fleet Management Services - Fuel 637,768 533,137 104,631 Operations 486,414 476,461 9,953 Total Operating Expenditures 2,159,388 1,957,230 202,158 Non-Operating Expenditures: Capital Outlay 147,604 138,807 8,797 Loss on Disposition of Assets 20,000 15,781 4,219' Total Non-Operating Expenditures 167,604 154,588 13,016 Operating Transfers and Reserves: Reserve for Contingencies 10,566 -- 10,566 Total Expenditures $ 2,337,558 $ 2,111,818 $ 225,740 H-28 THIS PAGE INTENTIONALLY LEFT BLANK FIDUCIARY FUNDS INMATE WELFARE To account for funds of the inmates incarcerated in the Monroe County Jail. This fund does not have a legally adopted budget. LAW ENFORCEMENT TRUST To account for the funds used for the purpose of training police officers and supporting personnel in the prevention, investigation, detection and identification of crime. DRUG ABUSE TRUST To account for assessments collected for drug abuse programs and to disburse assistance grants on an annual basis for drug use treatment and/or educational programs which meet the standards for qualification of such pro- grams by the Department of Health and Rehabilitative Services. COURT FACILITY FEES To account for revenues collected upon the institution of any civil action, suit or proceeding to be used exclusively in providing and maintaining existing and future facilities fort use oft Circuit and County Court system. DEFERRED CQUIRENSATION PLAN To account for assets held for employees in accordance with the provisions of Internal Revenue Code Section 457. CLERK GENERAL-AGENCY To account for revenues collected for recording fees, circuit and civil filing fees, criminal and traffic fines, and other miscellaneous fees. SHERIFF GEN ERAL AGEN_QY To account for the personal services, operating expenses and capital outlay within the law enforcement, corrections and court services of the Sheriffs Office. TA ' AND LICEINS E To account for revenues collected from the issuance of vehicle and boat registrations, applications and transfers of title, occupational licenses and other miscellaneous licenses. PROPERTY-TAX To account fort collection and distribution of ad valorem and tangible ersonal roperty taxes. MONROE COUNTY, FLORIDA COMBINING BALANCE SHEET ALL FIDUCIARY FUNDS SEPTEMBER 30, 1997 EXPENDABLE TRUST FUNDS Law Drug Court Inmate Enforcement Abuse Facility Welfare Trust : Trust Fees ASSETS Cash and Cash Equivalents $ 197,699 $ 123,787 $ 8,233 $ 404,769 Investments -- - -- -- Accounts Receivable 15,160 -- -- -- Due from Other Funds -- -- -- -- Due-from Other Governmental Units -- 506,388 88 3,106 Total Assets $ 212,859 $ 630,175 $ 8,321 $ 407,875 LIABILITIES AND FUND BALANCES Liabilities: Accounts Payable $ 12,020 $ -- $ 2,428 $ -- Due to Others 20,340 - -- -- Due to Other Governmental Units -- 15,387 -- -- Total Liabilities 32,360 15,387 2,428 -- Fund Balance: Reserved forTrust Fund Purposes 180,499 614,788 5,893 407,875 Total Liabilities and Fund Balance $ 212,859 $ 630,175 $ 81321 $ 407,875 -1 AGENCY FUNDS Deferred Clerk Sheriff Compensation General General Tag and Property Plans Agency Agency License Tax Total $ -- $ 1,841,176 $ 455,533, $ 272,163 $ 2,610,965 $ 5,914,325 4,249,140 -- -- -- -- 4,249,140 -- 200 -- 3,400 20,015 138,775 -- -- 2,274,490 -- -- 2,274,490 -- 1,183 -- -- -- 510,765 $ 4,249,140 $ 1,842,559 $ 2,730,023 $ 275,563 $ 2,630,980 $ 12,987,495 14,448 4,249,140 908,503 449,856 611 11,584 5,640,034 -- 934,056 2,280,167 274,952 2,619,396 6,123,958 4,249,140 1,842,559 2,730,023 275,563 2,630,980 11,778,440 -- -- -- -- -- 1,209,055 $ 4,249,140 $ 1,842,559 $ 2,730,023 $ 275,563 $ 2,630,980 $ 12,987,495 1-2 MONROE COUNTY, FLORIDA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES ALL EXPENDABLE TRUST FUNDS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Law IDrug Court, Inmate Enforcement Abuse Facility Welfare Trust Trust Fees Total: Revenues: Charges for Services $ -- $ -- $ -- $ 40,771 $ 40,771 Fines & Forfeitures -- 854,725 2,229 -- 856,954 Investment Income -- 3,571 1,819 20,165 25,555 Miscellaneous 224,466 - -- -- 224,466 Total Revenues 224,466 858,296 4,048 60,936 1,147,746 Expenditures: Current: Public Safety 138,661 338,160 -- -- 476,821 Human Services -- -- 34,000 -- 34,000 Total Expenditures 138,661 338,160 34,000 -- 510,821 Excess of Revenues Over/ (Under)-Expenditures 85,805 520,136 (29,952) 60,936 636,925 Fund Balance, October 1,1996 94,694 94,652 35,845 346,939 572,130 Fund Balance, September 30, 1997 $ 180499 $ 614,788 $ 5,893 $ 407,875 $ 1,209,055 1-3 MONROE COUNTY, FLORIDA COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES ALL AGENCY FUNDS FOR FISCAL YEAR ENDED SEPTEMBER 30, 1997 Balance Balance October 1, September 30, 1996 Additions Deductions 1997 DEFERRED COMPENSATION PLANS: ASSETS Investments $ 3,157,730 $ 1,218,728 $ 127,318 $ 4,249,140 LIABILITIES Due to Others $ 3,157,730 $ 1,218,728 $ 127,318 $ 4,249,140 CLERK GENERAL AGENCY: ASSETS Cash and Cash Equivalents $ 1,958,057 $ 30,010,375 $ 30,127,256 $ 1,841,176 Accounts Receivable 11,159 45,037 55,996 200 Due from Other Governmental Units 1,075 5,108 5,000 1,183 Total Assets $ 1,970,291 $ 30,060,520 $ 30,188,252 $ 1,842,559 LIABILITIES Due to Others $ 809,257 $ 12,652,900 $ 12,553,654 $ 908,503 Due toOther Governmental Units 1,161,034 17,407,620 17,634,598 934,056 Total Liabilities $ _1,970,291 $ 30,060,520 $ 30,188,252 $ 1,842,559, 1-4 (Continued) MONROE COUNTY, FLORIDA COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES ALL AGENCY FUNDS -CONTINUED FOR FISCAL YEAR ENDED SEPTEMBER 30, 1997 Balance Balance October 1, September 30, 1996 Additions Deductions 1997 SHERIFF GENERAL AGENCY: ASSETS Cash and Cash Equivalents $ 486,226 $ 1,789,430 $ 1,820,123 $ 455,533 Due from Other Funds 2,165,027 5,751,099 5,641,636 2,274,490 Total Assets $ 2,651,253 $ 7,540,529 $ 7,461,759 $ 2,730,023 LIABILITIES Due to Others $ 479,783 $ '1,709,412 $ 11739,339 $ 449,856 Due toOther Governmental Units 2,171,470 51831,117 5,722A20 2,280,167 Total Liabilities $ 2,651,253 $ 7,540,529 $ 7,461,759 $ 2,730,023 TAG AND LICENSE: ASSETS Cash and Cash Equivalents $ 319,272 $ 7,019,194 $ 7,066,303 $ 272,163 Accounts Receivable 2,101 11299 -- 3,400 Total Assets $ 321,373 $ 7,020,493 $ 7,066,303 $ 275,563 LIABILITIES Due to Others $ 517 $ 11,175 $ 11,081 " $ 611 Due to Other Governmental Units 320,856 7,009,318 7,055,222 274,952 Total Liabilities $ 321,373 $ 7,020,493 $ 7;066,303 $ 275,563 1-5 (Continued) MONROE COUNTY, FLORIDA COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES ALL AGENCY FUNDS - CONTINUED FOR FISCAL YEAR ENDED SEPTEMBER 30, 1997 Balance Balance October 1, September 30, 1996 Additions Deductions 1997 PROPERTY TAX: ASSETS Cash and Cash Equivalents $ 2,470,341 $ 145,221,250 $ 145;080,626 $ 2,610,965 Accounts Receivable 40,682 42,388 63,055 20,015 Total Assets $ 2,511,023 $ 145,263,638 $ 145,143,681 $ 2,630,980 LIABILITIES Due to Others - $ 13,800 $ 5,200,968 $ 5,203,184 $ 11,584 Due to Other Governmental Units 2,497,223 140,062,670 139,940,497 2,619,396 Total Liabilities $ 2,511,023 $ 145,263,638 $ 145,143,681 $ 2,630,980 TOTAL ALL AGENCY FUNDS: ASSETS Cash and Cash Equivalents $ 5,233,896 $ 184,040,249 $ 184,094,308 $ 5,179,837 Investments 3,157,730 1,218,728 127,318 4,249,140 Accounts Receivable 53,942 88,724 119,051 23,615 Due from Other Funds 2,165,027 5,751,099 5,641,636 2,274,490 Due from Other Governmental Units 1,075 5,108 5,000 1,183 Total Assets $ 10,611,670 $ 191,103,908 $ 189,987,313 $ 11,728,265 LIABILITIES Due to Others $ 4,461,087 $ 20,793,183 $ 19,634,576 $ 5,619,694 Due to Other Governmental Units 6,150,583 170.310,725 170,352,737 6,108,571 Total Liabilities $ 10,611,670 $ 191,103,908 $ 189,987,313 $ 11,728,265 1-6 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET-AND ACTUAL LAW ENFORCEMENT TRUST EXPENDABLE TRUST FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Fines and Forfeitures $ 350,337 $ 854,725 $ 504,388` Investment Income 2,000 3,571 1,571 Total Revenues 352,337 858,296 505,959 Expenditures: Current: Public Safety 446,889 338,160 108,729 Excess of Revenues Over/ (Under) Expenditures (94,552) 520,136 614,688 Fund Balance, October 1, 1996 94,652 94,652 -- Fund Balance, September 30, 1907 $ 100 $ 614,788 $ 614,688 1-7 MONROE COUNTY, FLORIDA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL DRUG ABUSE TRUST EXPENDABLE TRUST FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Fines and Forfeitures $ 3,000 $ 2,229 (771) Investment Income 1,000 1,819 819 Miscellaneous 200 (200) Total Revenues 4,200 4,048 (152) Expenditures: Current: Human Services 34,000 34,000 Excess of Revenues Over/ (Under) Expenditures (29,800) (29,952) (152) Fund Balance, October 1, 1996 35,845 35,845 - Fund Balance, September 30, 1997 6,045 $ 5,893 $ (152) 1-8 MONROE COUNTY, FLORIDA STATEMENT F REVENUES, EXPENDITURES CHANGES IN FUND BALANCET AND ACTUAL COURT FACILITY EXPENDABLE TRUST FOR THE FISCALY T30, 1997 Variance Favorable Budget Actual (Unfavorable) Revenues: Charges for Services 35,000 $ 40,771 $ 5,771 Investment Income 10,000 20,165 10,165 Total Revenues 45,000 60,936 15,936 Expenditures: Current: General Government: Court Facility 24,975 -- 254,975 Excess of Revenues Over/ (Under) Expenditures (20 ,975) 60,936 270,911 Other Financing Sources/(Uses): Reserve for Contingencies (5 ,175) -- 59,175 Excess of Revenues and Other Sources Over/ (Under) Expenditures and Other Uses- (269,10) 60,936 330,086 Fund Balance, October 1, 1996 36,99 36,939 -- Fund Balance, September 30, 197 77,7 $ 407,87 $ - 330086 1-9 ACCOUNT GROUPS- ..,, I I i GENERAL FIXED ASSETS To account for all fixed assets of Monroe County, other than those accounted for in the Enterprise Funds and Internal Service Funds. : I i GENERAL LONG-TERRA DEBT To account for long-term debt supported by general revenue sources of the Monroe County Governmental Unit. i iI II II I I l i i I I I � I I i !i I I I l i `THIS PAGE INTENTIONALLY LEFT BLANK MONROE COUNTY, FLORIDA SCHEDULE OF GENERAL FIXED ASSETS BY SOURCE SEPTEMBER 30, 1997 GENERAL FIXED ASSETS: Land $ 20,675,098 Buildings 71,377,062 Equipment 39,134,221 Construction In Progress 7,264,735 Total General Fixed Assets $ 138,451,116 INVESTMENTS IN FIXED ASSETS: General Fund Revenues: County Funding $ 28,292,022 1988 Improvement Revenue Bonds 62,098 Federal Grants and Shared Revenues 901,422 State Grants and Shared Revenues 3,418,775 Donations 186,467 General Obligation Bonds 2,469,017 Special Revenue Fund Revenues 16,868,034 Donations 3,286,951 Capital Project Fund: Special Revenue Bonds 1,210,451 1988 Improvement Revenue Bonds 1,433,012 1991 Sales Tax Revenue Bonds 31,953,990 Federal Grants and Shared Revenues 1,668,429 State Grants and Shared Revenues 2,837,886 County Funding 43,842,507 Donations 20,055 Total Investment in General Fixed Assets 138,451,116 J-1 MONROE COUNTY,,FLORIDA, SCHEDULE OF GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY SEPTEMBER 30, 1997 Construction Land Buildings Equipment in Progress Total General Government: Legislative $ -- $ -- $ 326,081 $ -- $ 326,081 Executive -- -- : 35,866 -- 35,866 Financial and Administrative 439,179 3,475,439 2,810,371 -- 6,724,989 Legal Counsel -- - 52,861 - 52,861 Comprehensive Planning 11436,820 28,580 223,268 -- 1,688,668 Judicial -- 170,168 1,385,482 -- -1,555,650 Other General Government 4,554,088 11,193,703 3,091,610 -- 18,839,401 Total General Government 6,430,087 141867,890 7,925,539 -- 29,223,516 Public Safety: Law Enforcement 359,962 1,236,239 13,487,185' -- 15,083,386 Fire Control 519,135 3,765,421 7,395,896' -- 11,680,452 -Detention/Correction 4,858,904 44,458,552 22;941 -- 49,340,397, Protective Inspections - 14,808 80,915 -- 95,723 Emergency&Disaster Relief Svcs -- 51,874 339,307 -- 391,181 Ambulance and Rescue Svcs -- 13,215 2,294,424 -- 2,307,639 Medical Examiner -- -- 33,216 -- 33,216 Total Public Safety 5,738,001 49,540,109 23,653.884 -- 78,931,994 Physical Environment: Garbage/Solid Waste -- -- 115,674 -- 115,674 Conservation&Resource Mgmt -- -- 104,696 -- 104,696 Other Physical Environment -- - 3,511" -- 3,511 Total Physical Environment -- -- 223,881 -- 223,881 Transportation: Road and Street Facilities -- 21,147 3,130,803 -- 3,151,950 Airports - -- -- -- -- Parking Facilities 799,963 -- -- -- 799,963 Total Transportation 799,963 21,147 3,130,803 -- 3,951,913 Economic Environment: Employment Development -- -- 14,363 -- 14,363' Industry Development 369,000 -- 107,635 -- 476,635 Veteran's Services -- -- 27,106 27,106, Other Economic Development -- -- 2,932 -- 2,932 Total Economic Environment 369,000 -- 152,036 -- 521,036 J-2 (Continued) MONROE COUNTY, FLORIDA SCHEDULE OF GENERAL FIXED ASSETS Y FUNCTION ACTIVITY-CONTINUED SEPTEMBER 30, 1997 Construction Land BuildingsEquipment in Progress Total Human Services: Hospitals -- 34,510 157,873 -- 192,383 Health 10,500 1,318,163 1,442,207 - 2,770,870 Welfare 8,500 448,338 877,064 -- 1,333,902 Total Human Services 19,000 1,801,011 2,477,144 - 4,297,155 Culture and Recreation: Libraries 110,197 3,787,347 311,757 -- 4,209,301 Parks and Recreation 6,900,398 1,121,031 306,338 -- 8,327,767 Special Recreation Facilities 300,152 232,263 -- -- 532,415 Other Culture and Recreation 8,300 6,264 89 ,740 -- 914,304 Total Culture and Recreation 7,319,047 5,146,905 1,517,835 13,983,787 Court Related Expenditures: Information Systems -- -- 49,560 -- 49,560 County Court Criminal-Public Defender -- -- 594 -- 594 County Court Civil-Clerk of Court -- -- 2,945 -- 2,945 Dotal Court Related Expenditures -- -- 53,099 -- 53,099 Construction in Progress -_ _- ®® 7,264,735 7,264,735 Total 20,675,098 71,377,062 39,134,221 $ 7,264,735 13 ,451,116 J-3 MONROE COUNTY; FLORIDA SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 October 1; Transfers. September 30, 1996 Additions. Deductions In Out 1997 General Government: Legislative $ 234,228 $ 94,049 $ 2,196 $ -- $ -- $ 326,081, Executive 35,067 5,814 5,015 -- -- 35,866 Financial &Administration 7,005,148 138,359- 529,082 121,879 11,315 6,724,989 Legal Counsel 51,497 4,727 -- -- 3,363 52,861. Comprehensive Planning 752,055 1,028,114 84,749 -- 6,752 1,688,668 Judicial 1,417,861 298,748 160,959 - -- 1,555,650 Other General Government 18,936,147 147,114 252,849 10,070 1,081 18,839,401 Total General Government 28,432,003 1,716,925 1,034,850 131,949 22,511 29,223,516 Public Safety: Law Enforcement 12,088,979 31051,916 57,509 -- -- 15,083,386 Fire Control 9,813,035 1,962,905 128,582 39,109 6,015 11,680,452 Detention/Correction 49,264,597 75,800 - -- 49,340,397 Protective Inspections 102,736 7,677 12,350 -- _ 2,340 95,723 Emergency &,Disaster Relief Svcs 442,084 27,512 81,799 3,384 -- 391,181` Ambulance&Rescue,Services 2,334,257 192,686 103,462 -- 115,842 - 2,307,639 Medical Examiner 35,123 822 -2,729 - -- 33,216 Total Public Safety 74,080,811 5,319,318 386,431 42,493 124,167 _78,931,994 Physical Environment: Garbage/Solid Waste - 115,674 -- -- -- 115,674, Conservation&Resource;Mgmt 104,515 9,351 - 9,170 -- -- 104,696' Other Physical Environment 3,511 -- - -- -- 3,511 Total Physical Environment 108,026 125,025 9,170 -- -- 223,881 Transportation: Road and Street Facilities 2,823,709 467,1t8 124,701 -- 14,176 3,151,950 Airports 130,700 -- 130,700 -- --Parking Facilities 799,963 -- - -- - 799,963 Total Transportation: 3,754,372 467,118 255,401 -- 14,176 3,951,913 Economic Environment: Employment Development 14,363 -- -- - 14,363 Industry Development ` 471,014 8,181 2,560 -_ __ 476,635 Veteran's Services 25,304 1,802 -- -- -- 27,106 Other Economic Development 2,932 -- __ __ __ 2,932 Total'Economic Environment 513;613 9,983 2,560 -- - 521,036 J-4 (Continued) MONROE COUNTY, FLORIDA. SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS BY.FUNCTION AND ACTIVITY-CONTINUED FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 October 1, Transfers September 30, 1996 Additions Deductions In Out _1997 - Human Services: Hospitals 192,383 192,383 Health 1,961,872 909,452 100,454 2,770,870 Welfare 1,347,926 31,303 31,769 2,788 16,346 1,333,902 Total Human Services 3,502,181 940,755 132,223 2,788 16,346 4,297,155 Culture and Recreation: Libraries 3,845,049 400,255 36,003 4,209,301 Parks and Recreation 8,197,465 137,379 7,077 8,327,767 Special Recreation Facilities 532,415 532,415 Other Culture and Recreation 948,302 33,998 914,304 Total Culture and Recreation 12,990,816 1,070,049 77,078 13,983,787 Court Related Expenditures: Information Systems 49,560 49,560 County Court Criminal-Public Defender 594 594 County Court Civil-Clerk of Court 2,945 -2,945 Total Court Related Expenditures 53,099 53,099 Construction in Progress 6,454,362 3,909,693 3,099,320 7,264,735 Total $ 129,836,184 13,61111,965 41997,033 $ 177,230 177,230 138,451,116 J-5 THIS PAGE INTENTIONALLY LEFT BLANK MONROE COUNTY, FLORIDA SCHEDULE OF CHANGES IN GENERAL LONG-TERM DEBT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1997 Balance Balance October 1; September 30, 1996 Additions Retirements 1997 General Long-Term Debt Payable: Revenue Bonds Payable: Sales Tax Bonds, Series 1991 $ 30,340,000 $ -- $ 3,100,000 $ 27,240,000 Refund Improvement Bonds, Series 1993 (83) 570,000 -- 180,000 390,000 Refund Improvement Bonds, Series 1993 (88) 6,350,000 -- 375,000 5,975,000 Total Revenue Bonds Payable 37,260,000 -- 3,655,000 33,605,000 Capital Lease Obligations: Sheriff 114,140 103,386 78,792 138,734 Accrued Compensated Absences: Board of County Commissioners 1,522,922 90,150 -- 1,613,072 Tax Collector 55,948 -- 65 55,883 Property Appraiser 125,818 -- -- 125,818 Sheriff 1,880,291 289,182 -- 2,169,473 Total Accrued Compensated Absences 3,584,979 379,332 65 3,964,246 Total General Long-Term Debt Payable $ _ 40,959,119 $ 482,718 $ 3,733,857 $ 37,707,980 J-6 MONROE COUNTY, FLORIDA REFUNDING IMPROVEMENT UE BONDS - SERIES 1993_ ( ) DESCRIPTION SEPTEMBER 30, 1997 Refunding-Bonds ri 1 3 ( 3) Original authorization $2,500,000 ' Unissued 1,315,000 Issued 1,15,000 Retirements through September 30, 1997 795,000 Balance outstanding September 30, 197 $390,000 Date of issue January 1, 13 Maturity range 13-199 Principal payment date July 1 Interest payment dates January -July Denominations $5,000 ' Interest rates: 2. 0% Maturities 1993 4.30% Maturities 1997 3.10% Maturities 1994 4.50% Maturities 199 .7 % Maturities 1995 4.75% Maturities 1 b99 4.10% Maturities 1996 Average interest cost rate 3.95% Paying'agent Barnett Banks Trust Company, N.A. Jacksonville, Florida J-7 MONROE COUNTY, FLORIDA REFUNDING IMPROVEMENT REVENUE BONDS -SERIES 1993 (83) DEBT REQUIREMENTS TO MATURITY ,SEPTEMBER 30, 1997 $1,185,000 Improvement Bonds-Series 1993 (83) Ending Original Total July 1 Principal Interest Debt Service 1993 105,000 23,445 $ 128,445 1994 165,000 44,370 209,370 1995 170,000 39,255 209,255 1996 175,000 32,965 207,965 1997 180,000 25,790 205,790 1998 190,000 18,050 208,050 1999 200,000 9,500 209,500 $ 1,185,000 193,375 1,378,375 J-8 MONROE COUNTY, FLORIDA REFUNDING IMPROVEMENT REVENUE BONDS - SERIES 1993 (88) DESCRIPTION SEPTEMBER 30, 1997 Refunding Bonds Series 1993 (88) Original authorization $7,500,000 Unissued 270,000 Issued 7,230,000 Retirements through September30, 1997 1,255,000 Balance outstanding September 30, 1997 $5,975,000 Date of issue May 1, 1993 Maturity range 1993-2008 Principal payment,date December 1 Interest payment dates June - December Denominations $5,000 Interest rates: 2.60% Maturities 1993 4.70% Maturities 2001 2.60% Maturities 1994 4.80% Maturities 2002 3.30% Maturities 1995 5.00% Maturities2003 3.60% Maturities 1996 5.00% Maturities 2004 4.00% Maturities 1997 5.00% Maturities2005 4.10% Maturities 1998 5.00% Maturities 2006 4.30% Maturities 1999 5.00% Maturities 2007 4.50% Maturities 2000 5.00% Maturities 2008 Average interest cost rate 4.47% Call feature 12/01/01 11/30/02 102- 12/01/02 - 11/30/03 101 12/01/03 - Maturity 100 Paying agent Nations Bank of Florida, N.A. J-9 MONROE COUNTY, FLORIDA REFUNDING IMPROVEMENT REVENUE BONDS -SERIES 1993 (88) DEBT REQUIREMENTS TO MATURITY SEPTEMBER 30, 1997 $7,230,000 Improvement Bonds-Series 1993 (88) Bond Year Ending Original Total December 1 Principal Interest Debt Service 1993 $ 170,000 $ 188,282 $ 358,282 1994 350,000 318,350 668,350 1995 360,000 309,250 669,250 1996 375,000 297,370 672,370 1997 385,000 283,870 668,870' 1998 400,000 268,470 668,470 1999 420,000 252,070 672,070 2000 435,000 234,010 669,010 2001 455,000 214,435 669,435 2002 475,000 193,050 668,050 2003 500,000 170,250 670,250 2004 525,000 145,250 670,250 2005 550,000 119,000 669,000 2006 580,000 91,500 671,500 2007 610,000 62,500 672,500 2008 640,000 32,000 672,000 $ 7,230,000 $ 3,179,657 $ 10,409,657 J-10 MONROE COUNTY, FLORIDA SALES TAX REVENUE BONDS - SERIES 1991 DESCRIPTION SEPTEMBER 30, 1997 Revenue Bonds Series 1991 Original authorization $43,500,000 Unissued 1,085'000 Issued 42,415,000 Retirements through September 30, 1997 15,175,000 Balance outstanding September 30, 1997 $27,240,000 Date of issue October 1, 1991 Maturity range 1992-2004 Principal payment date April 1 Interest payment date. April- October Denominations $5,000 Interest rates: 4.50% Maturities 1992 ` 5.70% Maturities 1999 4.75% Maturities 1993 5.80% Maturities 2000- 5.00% Maturities 1994 5.90% Maturities 2001 5.20°!o Maturities 1995 6.00% Maturities 2002 5.30% Maturities 1996 6.10% Maturities`2003 5.50% Maturities 1997 6.20% Maturities 2004 5.60% Maturities 1998 Average interest cost rate 5.92% Call feature 1998-1999 102.0 1999-2000 101.0 2000-Maturity 100.0 Paying agent First Florida Bank, N.A. Tampa, Florida J-11 MONROE COUNTY, FLORIDA SALES TAX REVENUE BONDS -SERIES 1991 DEBT REQUIREMENTS TO MATURITY SEPTEMBER 30, 1997 $42,415,000 Series 1991 Bonds Fiscal Original Total Year Principal Interest Debt Service 1992 $ 1,135,000 $ 1,194,983 $ 2,329,983 1993 2,540,000 2,338,890 4,878,890 1994 2;665,000 2,218,240 4,883,240 1995 2,795,000 2,084,990 4,879,990 1996 2,940,000 1,939,650 4,879,650 1997 3,100,000 1,783,830 4,883,830 1998 3,270,000 1,613,330 4,883,330 1999 3,450,000 1,430,210 4,880,210 2000 3,650,000 1,233,560 4,883,560 2001 3,860,000 1,021,860 4,881,860 2002 4,085,000 794,120 4,879,120 2003 4,330,000 549,020 4,879,020 2004 4,595,000 284,890 4,879,890 $ 42,415,000 $18,487,573 $ 60,902,573 J-12 THIS PAGE INTENTIONALLY LEFT BLANK STATISTICAL SECTION Statistical information is different from the information presented in the financial section in that it usually covers more than one fiscal year and may present non-accounting information. The tables present social and economic information, financial trends and the fiscal capacity of the government necessary for the complete disclosure of the County's financial activity. The information presented in the following tables is not required for fair presentation in conformity with generally accepted accounting principles and is, therefore, not covered by the auditors' opinion. Sources of Data: * Monroe County Clerk of the Circuit Court-Finance Department (Page K-1 - K-19 where a source is not indicated) * Monroe County Tax Collector * Monroe County Property Appraiser * Monroe County School Board * Monroe County Supervisor of Elections * Monroe County Sheriffs Department * U.S. Bureau of the Census * Florida Banker's Association * Department of Natural Resources, Bureau of Park Planning *Agency for Health Care Administration * Florida Department of Labor and Employment Security The.Constitution of the State of Florida, Florida Statute 200.181 and Monroe County set no legal debt limit. COUNTY,MONROE FLORIDA GENERAL GOVERNMENT EXPENDITURESFUNCTION FOR TEN FISCAL YEARS FISCAL L PUBLIC PHYSICAL ECONOMIC - YEAR GOVERNMENT Y ENVIRONMENT PORTATIONENVIRONMENT 198 $ 14,238,914 19,171,479 174,732 3,946,380 3,841,530 1989 15,767,785 22,3 6,972 240,970 6,426,753 5,066,351 1990 17,935,158 25,58,23 497,510 5,370,915 7,332,55 1991 20,040,936 29,320,771 51,593 6,078,545 6,906,952 1992 20,956,430 31,6 9,193 668,315 5,923,595 7,851,857 1993 20,908,679 34,331,564 741,354 4,175,462 7,811,82 1994 23,460,049 38,321,175 1,305, 61 4,263,681 7,9 6,073 195 29,390, 53 41,240,319 1,160,034 6,168,342 9,616,40 1996 24,652,862 5,96 ,956 1,334,988 4,836,343 9,40 ,309 1997 26,213,577 51,527,757 946,811 5,663,889 9, 17,72 *Includes expenditures in General, Special Revenue, Debt Service and Expendable Trust Fund Types. Excludes Housing Finance Authority, Discrete Component Unit. -1 HUMAN CULTURE AND DEBT SERVICES RECREATION SERVICE TOTAL* $ 4,479,122 $ 2,096,837 $ 659,727 $ 48,608,721 4,783,859 2,342,247 705,704 57,690,641 4,862,131 2,384,354 1,098,596 65,069,462 5,186,247 2,886,706 1,270,761 72,222,511 5,309,346 2,971,243 4,657,447 79,987,426 5,719,640 2,345,014 7,037,236 83,070,774 9,787,823 2,757,703 4,627,836 92,519,401 5,573,627 2,703,504 6,888,070 102,740,553 5,769,102 4,332,830 5,777,227 102,080,617 5,862,235 3,657,464 5,971,019 109,460,477 K-2 MONROE COUNTY, FLORIDA GENERAL GOVERNMENT REVENUE BY SOURCE FOR LAST TEN FISCAL YEARS LICENSES INTER CHARGES FISCAL AND GOVERN• FOR YEAR TAXES PERMITS MENTAL SERVICES 1988 $ 32,419,904 $ 1,919,763 $ 11,495,816 $ 3,438,650 1989 37,938,385 2,052;940 18,570,790 3,365,050 1990 41,991,855 2,189,049 17,054,599_ 4,007,404 1991 46,675,252 2,724,190 14,563,582 4,373,229 1992 48,195,057 2,284,836 16,678,180 4,757,019 1993 53,908,727 2,422,039 18,163,244 4,224,315 1994 54,441,515 2,018,078 19,514,402 4,895,466 1995 58,121,769 2,124,995 20,256,479 8,086,331 1996 62,514,109 2,481,768 26,456,481 9,534,513 1997 65,383,485 2,227,459 29,245,422 8,590,395 *Includes revenues in General, Special Revenue, Debt Service and Expendable Trust Fund Types. Excludes Housing Finance Authority, Discrete Component-Unit. K-3 FINES AND INVESTMENT MISCEL- FORFEITURES INCOME LANEOUS TOTAL* $ 1,705,128 $ 2,249,943 $ 2,164,854 $ 55,394,058 1,906,987 3,616,155 2,131,269 69,581,576 2,153,152 3,935,207 1,501,256 72,832,522 2,099,284 3,805,048 2,300,275 76,540,860 2,218,317 3,093,779 2,026,446 79,253,634 2,214,505 2,314,117 1,823,814 85,070,761 2,955,435 2,558,970 2,200,160 88,584,026 2,486,360 4,018,259 4,245,450 99,339,643 2,807,175 5,266,515 2,603,888 111,664,449 4,420,164 5,696,786 2,388,447 117,952,158 K-4 MONROE COUNTY, FLORIDA PROPERTY TAX LEVIES AND COLLECTIONS FOR LAST TEN FISCAL YEARS FISCAL TAX TAX PERCENT OF YEAR LEVY COLLECTION LEVY COLLECTED 1988 $ 34,251,268 $ 32,863,650 95.9 1989 31,055,120 29,950,942 96.4 1990 34,489,127 33,259,628 96.4 1991 ' 39,598,532 38,360,079 96.9 1992 40,610,035 39,072,069 96.2 1993 42,637,049 41,350,979 97.0 1994 43,472,080 42,014,616 96.6 1995 48,129,060 46,502,205 96.6 1996 51,350,380 49,747,700 96.9 1997 53,523,947 51,917,045 97.0 Property tax levies, based on assessed values as of January 1 st, become due and payable on November 1st of each year. A four percent discount is allowed if the taxes are paid in November, with the discount declining by one percent each month thereafter. Accordingly, taxes collected will never be one hundred percent of the tax levy. Taxes become delinquent on April 1 st of each year and tax certificates for the full amount of any unpaid taxes and assessments must be sold not later than June 1st of each year. Property taxes receivable and a corresponding reserve for uncollectible property taxes are not included in the financial statements as there are no delinquent taxes as of September 30, 1997. Source: Monroe County Tax Collector K-5 MONROE COUNTY, FLORIDA ASSESSED AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY FOR LAST TEN FISCAL YEARS REAL PROPERTY PERSONAL PROPERTY TOTAL YEAR ASSESSED VALUE ASSESSED VALUE ASSESSED VALUE 1988 $ 3,754,724,220 $ 221,643,508 $ 3,976,367,728 1989 4,208,231,293 261,996,249 4,470,227,542 1990 5,129,539,812 284,929,021 5,414,468,833 1991 5,616,223,591 299,565,576 5,915,789,167 1992 6,135,745,413 305,062,159 6,440,807,572 1993 6,205,863,228 310,418,654 6,516,281,882 1994 6,140,029,454 318,280,985 6,458,310,439 1995 6,601,604,418 338,856,309 6,940,460,727 1996 6,856,274,547 360,857,198 7,217,131,745 1997 6,970,972,120 355,388,938 7,326,361,058 Assessed values used are net taxable values after deducting allowable statutory exemptions. Property is assessed as of January 1 st and taxes based on those assessments are levied and become due on the following November 1 st. Therefore, assessments and levies applicable to a certain tax year are collected in the fiscal year ending during the next succeeding calendar year. Estimated actual value for each tax year is equal to the assessed value. The ratio of total assessed to the total estimated actual value is 100% for each tax year. .Source: Monroe County Property Appraiser K-6 MONROE COUNTY, FLORIDA PROPERTY VALUE, CONSTRUCTION AND BANK DEPOSITS FOR LAST TEN FISCAL YEARS FISCAL, PROPERTY BANK YEAR VALUE* CONSTRUCTION DEPOSITS** 1988 $ 4830,297,181 $ 74,847,145 $ 648,426,000 1989 2,974,503,658 110,925;817 892,242,000 1990 3,667,553,207 156,637,545 928,728,000 1991 4,049,901,005 122,937,849 918,016,045 1992 4,375,917,282 120,323,709- 888,072,000 1993 4,447,309,657 91,934,986 923,935,000 1994 4,390,694,004 66,414,893 952,120,000, 1995 4,791,995,498 88,598,076 947,751,000 1996 4,957,041,364 79,313,136 999,568,000 1997 4,978,695,909 81,984,599 1,071,370,000 Taxable.property value and construction does not include the municipal areas of the County. Construction amounts include new taxable construction minus deletions from the Tax Roll. Source: Monroe County Property Appraiser ** Florida Banker's Association K-7 MONROE COUNTY, FLORIDA PROPERTY TAX RATES -DIRECT AND OVERLAPPING GOVERNMENTS FOR LAST TEN FISCAL YEARS TAX SCHOOL BOARD COUNTY* TAX YEAR OPERATING DEBT SERVICE OPERATING DEBT SERVICE OTHER" TOTAL 1988 62720 6.9222 - 1.2250 14.4192 1989 6.4570 6.3713 - 1.1650 13.9933 1990 5.8570 6.6803 - 1.1570 13.6943 1991 5.7190 6.2992 ®- 1.1964 112146 1992 5.7070 - 6.8061 - 1.1945 13.7076 1993 6.0910 - 5.5903 - 1.4065 13.0878 1994 6.2050 - 5.7142 - 1.1851 13.1043 1995 6.4330 - 6.0983 - 1.2851 13.8164 1996 6.2530 - 6.0857 - 1.348 13.6867 1997 5.9021 - 5.8089 - 1.585 13.2960 Property is assessed as of January 1 st and the taxes based on those assessments are levied according to the tax rate in effect during that tax year and become due on November 1 st.Therefore, assessments and tax levies applicable to a certain tax year are collected in the fiscal year ending during the following calendar year. Monroe County does not have outstanding debt funded by ad valorem taxes. County millage consists of the General Revenue Fund, the Fine and Forfeiture Fund, and the Health Clinic. Con'sists of the following districts: Monroe County Mosquito Control, South Florida Water Management, Okeechobee Basin Fund, Big Cypress Fund and Everglades Construction Project. Source: Monroe County Tax Collector K-8 MONROE COUNTY, FLORIDA PRINCIPAL TAXPAYERS 1997 FISCAL PERCENTAGE ASSESSED YEAR TAXES OF TOTAL TAXPAYER" VALUE* COLLECTED** COLLECTED 1. Southern Bell $ 66,129,329 $ 1,012,450 0.83% 2. Casa Marina 42,698,485 683,561 0.56% 3. Cheeca Lodge 22,641,042 343,651 0.28% 4. Pier House 20,341,049 336,137 0.28% 5. Sheraton Suites 19,100,447 334,806 0.27% 6. Holiday Inn Key West 18,919,164 320,310 0.26% 7. The Reach 18,750,198 316,775 026% 8. Southernmost Beach LP 17,400,458 303,158 0.25% 9. Hyatt Key West 16,544,734 281,191 0.23% 10. Ocean Key House 16,211,,421 27'3,883 022% $ 258 736 327 4,205922 3.44% Sour cw * Monroe County Property Appraiser Monroe County Tax Collector K-9 MONROE COUNTY, FLORIDA RATIO OF NET GENERAL BONDED DEBT TO ASSESSED VALUE AND NET BONDED DEBT PER CAPITA FOR LAST TEN FISCAL YEARS GROSS DEBT ASSESSED BONDED SERVICE YEAR POPULATION* VALUE" DEBT FUNDS 1988 75,462 $ 3,976,367,728 $ 1989 76,780 4,470,227,542 1990 78,024 5,414,468,833 1991 79,536 5,915,789,167 1992 80,968 6,440,807,572 1993 81,766 6,516,281,882 1994 81,796 6,458,310,439 1995 81,850 6,940,460,727 1996 80,730 7,217,131,745 1997 81,919 7,326,361,058 Property Taxable Value Assessments are as of January 1 st of each year. Monroe County does not have general bonded debt. Source-, U.S. Bureau of the Census Monroe County Property Appraiser K-j 0 MONROE COUNTY, FLORIDA COMPUTATION OF DIRECT UNDERLYING AND OVERLAPPING DEBT SEPTEMBER 30, 1997 PERCENTAGE APPLICABLE TO THIS OVERLAPPING GOVERNMENTAL UNIT GROSS DEBT GOVERNMENTAL UNIT NET DEBT ...................................--- ............... ...... Monroe County, Florida $ — -- School Bonds* 3,235,000 100% 3,235,000 Monroe County does not have outstanding general obligation debt funded by ad valorem taxes. The School Board's fiscal year ends June 30, 1997. Source: Monroe County School Board K-1 1 MONROE COUNTY, FLORIDA RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR GENERAL BONDED DEBT TO TOTAL GENERAL GOVERNMENT EXPENDITURES FOR LAST TEN FISCAL YEARS RATIO OF DEBT SERVICE TO OTHER TOTAL GENERAL GENERAL FISCAL DEBT DEBT GOVERNMENT GOVERNMENT YEAR PRINCIPAL INTEREST SERVICE SERVICE* EXPENDITURES EXPENDITURES ............... 1988 30,000 $ 183,209 $* 447,006 $ 660,215 $ 48,608,721 1.36% 1989 30,000 394,703 281,001 705,704 57,690,641 1.22% 1990 215,000 688,139 195,457 1,098,596 65,069,462 1.69% 1991 230,000 674,514 366,247 1,270,761 72,222,511 1.76% 1992 1,380,000 2,949,256 328,191 4,657,447 79,987,426 5.82% 1993 3,932,492 2,827,261 277,483 7,037,236 83,070,774 8.47% 1994 3,000,000 1,500,948 126,888 4.,627,836 92,519,401 5.00% 1995 3,315,000 3,407,870 165,200 6,888,070 102,740,553 6.70% 1996 3,475,000 2,198,015 104,212 5,777,227 102,080,617 5,66% 1997 3,655,000 2,014,990 301,029 5,971,019 109,460,479 5.46% *Debt Service includes principal and interest on general obligation bonds, revenue bonds, bond anticipation notes and other loan and notes payable. 'Interest includes fiscal charges. K-1 2 MONROE COUNTY, FLORIDA SCHEDULE OF REVENUE BOND COVERAGE MUNICIPAL SERVICE DISTRICT-WASTE FOR LAST TEN FISCAL YEARS NET REVENUE DEBT SERVICE REQUIREMENTS .........---- ........................................................................................... FISCAL GROSS AVAILABLE FOR TIMES YEAR REVENUE* EXPENSES" DEBT SERVICE PRINCIPAL INTEREST TOTAL COVERAGE - - -- . I .. .. I............................. 1988 8,236,280 6,644,830 $ 1,591,450 $ 280,000 $ 607,418 $ 887,418 1.79 1989 9,571,847 6,770,541 2,801,306 300,000 589,993 889,993 3.15 1990 11,295,582 8,772,546 2,523,036 315,000 569,986 884,986 2.85 1991 13,344,013 10,896,916 2,447,097 335,000 547,630 882,630 2.77 1992 14,458,040 11,394,292 3,063,748 180,000 615,668 795,668 3.85 1993 16,094,726 13,640,389 2,454,337 285,000 606,307 891,307 2.75 1994 15,619,182 11,673,498 3,945,684 300,000 590,918 890,918 4.43 1995 14,310,678 12,452,817 1,857,861 315,000 574,117 889,117 2.09 1996 15,183,770 13,055,040 2,128,730 335,000 556,162 891,162 2.39 1997 15,352,388 13,452,269 1,900,119 355,000 536,732 891,732 2.13 "Gross Revenue"shall mean all rates, fees, charges, assessments or other income received by the County or accrued to the County or any agency thereof in control of the management and operation of said Municipal Service District-Waste. Excluded from"Gross Revenue"is interest earned on funds heI d in escrow for the retirement of refunded 1980 bonds. "Expenses"exclude depreciation of fixed assets and amortization of deferred charges is are reflected as expenses in the financial statements. ®1 3 MONROE COUNTY,FLORIDA SCHEDULE OF INSURANCE COMPANIES SEPTEMBER 30, 1997 INSURANCE COMPANY POLICY PERIOD Clarendon National Insurance 10/01/96-97 Insurance Company of North America 07/26/97-98, 07/01/97-98 John Alden Life Insurance Company 10/01/96-97 Vincam, Managed Care 11/01/96-10/31/97 Insurance Servicing and Adjusting Company 04/01/97-09/30/97 Bankers Insurance Company 04/03/97-98, 06/18/97-98, 11/13/96-97 02/22/97-98,05/18/97-98, 01/29197-98 08/01/97-98, 10/11/97-98, 08/05/97-98 09/24197-98, 07/19/97-98, 09/20/96-97 Florida Municipal Insurance Trust 10/01/96-97, 10/01/96-97 Western World 03/15/97-98 Essex Insurance Company 05/01/97-98 Hartford AD&D 10/01/96-97 Great American Insurance Company 07/27/97-98 Lloyds of London 07/27197-98 Coregis 12/20/96-97 The Connecticut Indemnity Company 10/01196-97 Lexington Insurance Company 03/13/97-98 General Accident Insurance Company 09/16/97-98 Florida Windstorm Underwriting Association 04/11/97-98 Hartford Steam Boiler Inspection&Insurance Company 03/15/97-98, 10/01196-97 Commerce&Industry Company 02/14197-98, 03/13197-98 Omaha Property&Casualty 02/20197-98, 08/24/97-98 American International Specialty Lines Insurance Company 07/10/96-99 Royal Surplus Lines Insurance Company 04/01/97-04/01/98 Florida Shedfrs Self-insurance Fund 10/01196-97 K-14 MONROE COUNTY,FLORIDA SCHEDULE OF INSURANCE AGENCIES SEPTEMBER 30, 1997 EXPIRATION ANNUAL AGENCY DATE PREMIUM Arthur J.Gallagher 03/13/98 $ 25,000 Acordia National 06/30/98 192,248 Porter Allen Insurance Company 10/11/97 1,314 11/13/97 1,252 01/29/98 1,392 02/22198 281 03/15/98 12,484 04/30/98 20,512 05/18/98 1,738 06/18/98 523 07/19/98 2,423 07/19/98 761 08/01/98 13,791 08/05/98 1,819 09/16/98 9,514 09/20/98 5,918 09/24/98 1,585 The Johnson's Insurance Agency 02/20/98 3,091 04/11/98 185,829 08/24/98 3,091 Florida League of Cities 09/30/97 117,137 10/01/97 12,721 10/01/97 82,017 12/20/97 9,673 02/14/98 3,160 03/15/98 3,318 05/01/98 2,275 The CIA Companies, Inc. 07/01/98 743 John Alden Life Insurance 09/30/97 989,609 Arthur J.Gallagher&Co. 07/27/98 54,382 Edison Insurance Group 09/30/97 41,043 09/30/97 242 Hunt Insurance Group, Inc, 09/30/97 25,000 The Plastridge Agency, Inc. 07/01/99 39,300 10/01/99 42,430 Sedgwick James of Fla., Inc. 04/01/98 169,293 K-15 MONROE COUNTY, FLORIDA SALARIES AND SURETY BONDS OF PRINCIPAL OFFICIALS SEPTEMBER 30, 1997 ANNUAL AMOUNT OF NAME AND TITLE OF OFFICIAL SALARY SURETY BOND .......... ------ Keith Douglass-Chairman, Board of County Commissioners $ 32,529 $ 2,000 Shirley Freeman- Member, Board of County Commissioners 32,529 2,000 Jack London- Member, Board of County Commissioners 32,529 5,000 Wilhelmina Harvey- Member, Board of County Commissioners 32,529 2,000 Mary Kay Reich- Member, Board of County Commissioners 32,529 2,000 Danny L. Kolhage-Clerk of Circuit Court and Chief Financial Officer 80,349 5,000 Richard D. Roth- Sheriff 86,908 15,000 Harry L. Sawyer, Jr. -Supervisor of Elections 65,720 5,000 Ervin A. Higgs- Property Appraiser 80,349 10,000 Harry F. Knight-Tax Collector 80,349 50,000 James Roberts-County Administrator 106,894 — K-1 6 MONROE COUNTY, FLORIDA DEMOGRAPHIC STATISTICAL DATA LAST TEN YEARS SCHOOL UNEMPLOYMENT PER CAPITA ENROLLMENT RATE YEAR POPULATION (1) INCOME PERCENTAGEM .......... ............. -------------...................... 1988 75,462 $ 17,130 7,575 2.6 1989 76,780 19,003 8,198 2.5 1990 78,024 20,155 8,490 3.1 1991 79,536 20,206 8,338 4.8 1992 80,968 NA 8,862 8.5 1993 81,766 NA 8,789 3.6 1994 81,796 NA 9,140 3.9 1995 81,850 NA 9,328 3.9 1996 80,730 NA 9,422 2.9 1997 81,919 NA 9,529 2.5 NA- Data Not Currently Available Sources: (1) U.S. Bureau of the Census (2) Monroe County School Board (3) Florida Department of Labor and Employment Security K-17 MONROE COUNTY, FLORIDA MISCELLANEOUS STATISTICAL DATA SEPTEMBER 30, 1997 Government Structure Governing Body: Monroe County Board of County Commissioners Number of Seats: 5 Length of Term: 4 years Chairman: Chosen annually by fellow commissioners Chief Administrative Position: County Administrator Date originally established EDUCATION: constitutionally: July 3, 1823 Number of schools- High Schools 3 Date of present constitution Middle Schools 1 establishment: May 13, 1887 Elementary Schools 5 Middle/Elementary Schools 3 Form of government: Constitutional County Number of Administrators 29 Present area: 1,875.54 square miles Number of Teachers 579 Source- Monroe County School Board POPULATION: Date Residents Increase % EMPLOYEES: 1988 75,462 Property Appraiser 41 1989 76,780 1.75% Tax Collector 52 1990 78,024 1.62% Board of County Commissioners 696 1991 79,536 1.94% Clerk of Circuit Court 108 1992 80,968 1.80% Supervisor of Elections 10 1993 81,766 0.99% Sheriff 482 1994 81,796 0.04% Land Authority 2 1995 81,850 0.07% 1996 80,730 -1.37% 1997 81,919 1.47% AMBULANCE SERVICE: Number of vehicles 16 Number of employees 46 Source: U.S. Bureau of the Census Number of volunteers 35 K-1 8 (Continued) MONROE COUNTY, FLORIDA MISCELLANEOUS STATISTICAL DATA-CONTINUED SEPTEMBER 30, 1997 HEALTH CARE: PUBLIC LIBRARIES: Medical Facilities Number of Beds Library Facilities Lower Keys Health Systems- Library Holdings 143,687 Florida Keys Memorial Hospital 120 DePoo Hospital 49 Fisherman's Hospital 58 ROAD MILEAGE: Mariners Hospital 42 Paved streets: 361.1 Unpaved streets: 95.2 Source: Agency for Health Care Administration Office of Health Facility Regulation FIRE PROTECTIOW°!`" Number of stations 1 POLICE PROTECTION: Number of volunteers 226 Number of stations 4 Number of employees: Certified Law Enforcement 151 Support Personnel 196 Correction Facility Personnel 135 Source: Monroe County Sheriffs Department -19