Item F38
'.
Revised 2/95
BOARD OF COUNTY COMMISSIONERS
AGENDA ITEM SUMMARY
Meeting Date: November 21, 2000
Division: Management Services
Bulk Item: Yes ~ No 0
Department: Grants Administration
AGENDA ITEM WORDING: Authorization for the County Administrator to execute the
fiscal year 2001 Florida Department of Law Enforcement Residential Substance Abuse
Treatment grant application.
ITEM BACKGROUND: Funds are provided throught the Florida Dept of Law
Enforcement to implement the Residential Substance Abuse Treatment Program for
inmates in correctional institutions with six to twelve months remaining on their sentence.
PREVIOUS RELEVANT BOCC ACTION: By resolution 239-1999, the BOCC agreed to
serve as the coordinating unit of government in the development of the grant proposals
and in the distribution of substance abuse funds allocated to Monroe County.
STAFF RECOMMENDATION: Approval
BUDGETED: Yes I:8J No D
TOTAL COST: not to exceed 150,000.00
COST TO COUNTY: not to exceed 50,000.00 match, provided by Sheriff's Dept.
REVENUE PRODUCING: Yes D No I:8J
AMOUNT PER MONTH
YEAR
APPROVED BY:COUNTY ATTY 0 OMB/PURCHASING 0 RISK MANAGEMENT D
^
DIVISION DIRECTOR APPROVAL: -J~-- ';;-T:~",
James L. Roberts, County Administrator
DOCUMENTATION: INCLUDED: I:8J TO FOLLOW: D NOT REQUIRED~
DISPOSITION: AGENDA ITEM #: 1f:)~
OMB/Grants
RESOLUTION NO.
- 2000
A RESOLUTION OF THE BOARD OF COMMISSIONERS OF MONROE COUNTY,
FLORIDA AUTHORIZING THE SUBMISSION OF A GRANT APPLICATION TO THE
FLORIDA DEPARTMENT OF LAW ENFORCEMENT FOR THE FY 00/01 RESIDENTIAL
SUBSTANCE ABUSE TREATMENT FOR PRISONERS HELD IN LOCAL
CORRECTIONAL FACILITIES GRANT PROGRAM
WHEREAS, the Florida Department of Law Enforcement has announced the FYOO/Ol
funding cycle of the Residential Substance Abuse Treatment Grant Program; and
WHEREAS, on Apri119,2000, the Monroe County Board of Commissioners agreed to
serve as the coordinating unit of government in the preparation of the grant proposals and in the
distribution of funds allocated to Monroe County in the amount yet to be determined with a 25%
cash match requirement, now therefore,
BE IT RESOLVED BY THE BOARD OF COUNTY COMMISSIONERS OF
MONROE COUNTY, FLORIDA, that:
1. The County Administrator is hereby authorized to sign and submit the application
packet for the FYOO/O 1 grant funds to the Florida Department of Law Enforcement
Residential Substance Abuse Treatment Grant Program; and that
2. This resolution shall become effective immediately upon adoption by the Board of
County Commissioners and execution by the Presiding Officer and Clerk.
PASSED AND ADOPTED by the Board of County Commissioners of Monroe County, Florida,
at a regular meeting of said Board held on the 21st day of November, A.D., 2000.
Mayor Shirley Freeman
Mayor ProTem George Neugent
Commissioner Harvey
Commissioner Williams
Commissioner Reich
(Seal)
Monroe County Board of Commissioners
Attest:
By:
Clerk of Court
Mayor
Florida Department of
Law Enforcement
Office of Criminal Justice Grants
Mailing Address:
Office of Criminal Justice Grants
1819 Miccosukee Commons
Tallahassee. Florida 32308
(850) 410-8700
James T. "Tim" Moore
Commissioner
October 30,2000
The Honorable Wilhelmina Harvey
Chairperson, Monroe County Commission
500 Whitehead Street
Key West, Florida 33040
Dear Chairperson Harvey:
The Florida Department of Law Enforcement (FDLE) announces the availability of funds under
the Residential Substance Abuse Treatment (RSA T) for Prisoners Held in Local Correctional
Facilities Grant Program. Funds will be awarded only to Board of County Commissioners within
the State of Florida to provide RSA T services to prisoners held in local correctional facilities who
have at least six and no more than twelve months left to serve in their sentence.
The funds available under this Notice of Funding Availability (NFA) total $1,232,241 with a
maximum award per subgrantee of $150,000. Each award must be matched in cash in an
amount equal to but' not less than twenty-five percent of the total program cost. Subject to
funding availability, models which are successfully implemented will be eligible to receive
another award in an equal amount for one additional year. A copy of this package has been
mailed to the attention of the jail administrator (or member of their staff) whose name appears at
the bottom of this letter. Subgrant applications must be received by the FDLE by December 15,
2000, no later than 5:00 p.m Eastern Standard Time in order to be eligible. Applications
received after the date specified above will not be considered.
The enclosed information provides guidance regarding provisions and requirements associated
with the RSAT for Prisoners Held in Local Correctional Facilities Grant Program. The enclosure
consists of the Notice of Funding Availability and packages entitle General Information and
Frequently Asked Questions. It is provided as a tool to assist you in working with the jail
administrator to develop an application for funding.
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Committed to
Service . Integrity . Respect
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Letter to Chairperson Harvey
October 30,2000
Page Two
We look forward to working with you. Should you have any questions or if we can
provide assistance with this endeavor, please contact Ms. Mary Mills, Planning Manager at
(850) 410-8700.
Sincerely,
CleIJyf4;J. ~
Claytpn H. Wilder
Community Program Administrator
Enclosures
CHW/mm/sa
cc: Major Tommy Taylor, Administrator
Residential Substance Abuse Treatment Program
Florida Department of Law Enforcement
GENERAL
INFORMA TION
Page 1
RSA T Subgrant Application
SFY 2001
Residential Substance Abuse Treatment Program
Florida Department of Law Enforcement
RESIDENTIAL SUBSTANCE ABUSE TREATMENT (RSAT)
FOR PRISONERS HELD IN LOCAL CORRECTIONAL FACILITIES
GENERAL INFORMATION
IDENTIFIER DATA
Solicitation Type: Notice of Funding Availability (NF A)
Date of Issuance: October 27,2000
Issuing Office: Office of Criminal Justice Grants
Florida Department of Law Enforcement
PURPOSE OFNFA
The purpose of this NF A is to solicit subgrant applications from local units of government
(hereafter referred to as "applicants") to fund programs providing residential substance abuse
treatment services to offenders held in local correctional facilities who have at least six and no
more than 12 months of their sentence left to serve.
F or the purposes of this NF A, the term applicant means a Board of County Commissioners and
Chairman or designated representative thereof representing a county in the State of Florida and
of which is submitting a subgrant application in response to this NF A.
INTRODUCTION TO RSA T
The Florida Department of Law Enforcement (hereafter referred to as "FDLE") has been
designated to administer the Residential Substance Abuse Treatment for State Prisoners (RSA T)
Formula Grant Program as authorized by Title I of the Omnibus Crime Control and Safe Streets
Act (42 U.S.C. 3711 et seq.), as amended by the Violent Crime Control and Law Enforcement
Act of 1994, (Pub. L. 103-322,42 U.S.C., Section 3796 ff-Residential Substance Abuse
Treatment for State Prisoners.) The amendment authorized the award of formula grants for
substance abuse treatment programs in State and local correctional facilities. The purpose of the
RSA T program is to assist states and units of local government to develop and implement
residential substance abuse treatment.programs within state and local correctional and detention
facilities in which prisoners are incarcerated for a period of time sufficient to permit substance
abuse treatment.
Eligible Recipients: Funds specified for programs under this NF A will be awarded only to
County Boards of Commissioners within the State of Florida.
Fund Availability: The funds available under this NFA total $1,232,241. The maximum award
offederal funds per subgrant will total $150,000. The initial award will be in effect until
Page 2
RSA T Subgrant Application
SFY 2001
Residential Substance Abuse Treatment Program
Florida Department of Law Enforcement
January 31, 2002, and will be eligible to be renewed in an equal amount for up to twelve
additional months subject to the satisfactory performance of the programs with regard to
administrative, programmatic, and performance requirements, as well as the continued
availability of funds awarded to the State of Florida by the United States Department of Justice
and the appropriation of funds for these purposes by the State Legislature. The FDLE reserves
the right to offer an award of an amount less than requested to ensure that a maximum number of
programs are implemented and that available funds are used optimally in doing so. Failure to
expend total awarded funds during the grant period may result in a reduction of award during the
subsequent fiscal periods. Programs cannot be supported with RSA T funds for longer than 24
months in total.
Federal Fund Limitation: The federal share of a grant-funded program may not exceed
seventy-five percent (75%) of the total program.
Matching Fund Requirement: The RSAT Program has a twenty-five percent (25%) matching
funds requirement. Matching funds must be in the form of cash. Cash match is defined as cash
spent for project-related costs which are allowable applications of federal funds. Federal funds
may not be used as match.
RSA T Program Design Requirements: RSA T grant funds may be used to implement
residential substance abuse programs that provide individual and group treatment activities for
offenders in residential facilities operated by local correctional agencies. These programs shall:
· Last between six and 12 months. Each offender must participate in the program for not less
than six nor more than 12 months, unless he or she drops out or is terminated;
· Be provided in residential treatment facilities set apart from the general correctional
population (totally separate facilities or a dedicated housing unit within a facility exclusively
for use by program participants); kitchen and recreational facilities may be shared with the
general correctional population, but offenders served under these programs must otherwise
be separated;
· Focus on the substance abuse prob'ems of the inmate;
· Develop the inmate's cognitive, behavioral, social, vocational, and other skills to solve the
substance abuse and related problems; and,
· Have in place and continue to require or agree to implement urinalysis and/or other proven
reliable forms of dmg and alcohol testing of individuals assigned to residential substance
abuse treatment programs in correctional facilities. The applicant must include a description
in the subgrant application of its current drug testing program, the number of offenders
tested, the frequency with which they are tested, and plans to expand or continue these
programs.
Page 3
RSA T Subgrant Application
SFY 2001
Residential Substance Abuse Treatment Program
Florida Department of Law Enforcement
Guidelines for Use of RSA T Funds: Allowable costs are those which are directly associated
with the provision of treatment services. RSA T grant funds may not be used to supplant existing
state or local criminal justice funds, i.e.; any expenditures must increase the existing amount of
funds available for eligible activities.
Minimum Data Reporting Requirements: Applicants receiving awards under this NF A will
be required to meet the minimum data requirements specified in Attachment C -Sample
Minimum Date Reporting Requirements. Additional quantitative and qualitative reporting,
including quarterly and annual/final project progress reports, will be required.
National Evaluation Requirement: All recipients of grant funds must agree to participate in
national evaluation studies conducted by the National Institute of Justice.
NFA ADMINISTRATION
Obtaining a Subgrant Application: Interested applicants may request an electronic copy of the
Subgrant Application Package, including the EEO Program Certification Letters, the Sole Source
Justification for Services and Equipment, and the ADP Equipment Form. The electronic copy is
available in a Microsoft Word for Windows '97 format. To receive an electronic copy, simply
mail, fax or e-mail your request to the address indicated below. The files will be copied onto the
diskette and mailed back to the return address indicated. The electronic copy may be requested
using the Florida Department of Law Enforcement's electronic mail system, which can be
accessed via the Internet. Direct your e-mail request to the attention of Mary Mills, Program
Manager, at marvmillsuv.fdle.state.f1.us. A faxed request should be submitted to (850) 410-
8727. Clearly indicate which agency is submitting the request and include the name and phone
number of a contact person should it become necessary to contact your agency. An e-mail copy
of the files will be dispatched as soon as possible. A return e-mail address is required only if you
require the files to be sent to a location other than the one from which the request originated.
NF A Solicitation Schedule: The following schedule is anticipated for all actions relevant to this
NFA.
Activitv
Date & Time
Closing date for receipt of subgrant applications
Anticipated effective date of initial subgrant
Anticipated termination date of initial subgrant
December 15, 2000, 5 pm EST
February 15,2001
January 31, 2002
FDLE reserves the right to revise the NF A Solicitation Schedule provided above.
Applicant Questions: Basic information will be available by phone. Any information received
through oral communication shall not be binding, shall not be relied upon by any prospective
applicant, or serve to support an applicant in protest of awards made under this solicitation. No
inquiries, oral or \\Titten, will be answered in writing. The individual specified below is also the
official FDLE contact person for applicants.
Page 4
RSA T Subgrant Application
SFY 2001
Residential Substance Abuse Treatment Program
Florida Department of Law Enforcement
Ms. Mary Mills, Program Manager
Office of Criminal Justice Grants
Florida Department of Law Enforcement
1819 Miccosukee Commons
Tallahassee, Florida 32308
Telephone: 850/410-8700
Facsimile: 850/410-8727
Limited Number of SubgraIit Applications: Each applicant shall submit no more than one
subgrant application.
Modification and/or Withdrawal of Subgrant Applications: Any modification of a subgrant
application, except a modification resulting from a request of the FDLE, must be received at the
address listed below and must be received on or before the date and time they are due. An
applicant may not modify a subgrant application after the closing date for receipt. An applicant
may submit a written request to withdraw a sub grant application at any time. Mistakes in
arithmetic, extension of cost estimates or pricing may be corrected by the FDLE.
Date, Time and Place Subgrant Applications are Due: Subgrant applications must be
received at the FDLE by December 15, 2000, no later than 5:00 p.m. Eastern Standard Time
and addressed as follows:
Mr. Clayton H. Wilder, Community Program Administrator
Office of Criminal Justice Grants
Florida Department of Law Enforcement
A TTN: RSA T Application Enclosed
1819 Miccosukee Commons
Tallahassee, Florida 32308
Acceptance of Subgrant Applications: It is the applicant's liability to assure that subgrant
applications are delivered at the proper time and place as referenced above. Subgrant
applications or other filings must be submitted in hard-copy form. Submissions by telephone,
telegraph, facsimile, diskette or other electronic media will not be accepted. Subgrant
applications received after the exact time and date specified above for receipt will not be
considered.
Notice of Award: All applicants selected for award will receive written notification within ten
workings days of the date award decisions are made. All applicants not selected for award will
receive written notification within ten working days of the date award decisions are made.
Appeals: All applicants have the right to an administrative proceeding pursuant to Chapter 120,
Florida Statutes (FS).
Page 5
RSA T Subgrant Application
SFY 2001
Residential Substance Abuse Treatment Program
Florida Department of Law Enforcement
Ownership of MateriallPublic Records: All material submitted in response to this NF A will
become the property of the FDLE and subject to the provisions of Chapter 119, FS. All such
material becomes a public document, including material that an applicant may consider a trade
secret or otherwise confidential. Any claim of confidentiality is waived upon submission.
Disclosures: Information will be disclosed to applicants in accordance with State statutes and
rules applicable to this solicitation after evaluations are complete.
Cost of Subgrant Application Preparation: Any and all costs for preparing a subgrant
application in response to this NF A shall be borne by the applicant. The FDLE shall provide no
reimbursement for such costs.
Contracting Officer: The contracting officer is responsible for enforcing performance of
contract terms and conditions. The contracting officer, once the subgrant applications are
awarded, will execute subgrants with the winning proposers, if any, on behalf ofFDLE. The
contracting officer for this NF A is:
Mr. Clayton H. Wilder
Community Program Administrator
Office of Criminal Justice Grants
Florida Department of Law Enforcement
1819 Miccosukee Commons
Tallahassee, Florida 32308
Sub grant Application Evaluation & Scoring Criteria: Subgrant application evaluation and
scoring will be based upon the following criteria:
1. General Criteria
. Subgrant applications should be submitted in the most favorable manner, in
conformance with the requirements and instructions of this NF A. All subgrant
applications properly submitted will be accepted by FDLE. FDLE reserves the right
however, to reject any or all subgrant applications received, or cancel this NF A,
according to the best interests of the State of Florida. FDLE reserves the right to
make final selections without further discussion of the subgrant aoolications
submitted.
. A non-responsive subgrant application shall include, but not be limited to, those that:
1) are irregular or are not in conformance with the requirements and instructions
contained herein; 2) have improper or undated signatures; 3) fail to utilize or
complete prescribed forms; 4) are conditional subgrant applications; 5) are
incomplete subgrant applications; 6) propose to use federal funds to supplant state or
local funds; 7) propose to use federal funds that may be received in this process as
matching funds to apply for or receive other federal funds; 8) are not received on or
Page 6
RSA T Subgrant Application
SFY 2001
Residential Substance Abuse Treatment Program
Florida Department of Law Enforcement
before the closing deadline; 9) propose a program that cannot be completed, will
require additional funding to implement, or cannot be implemented for any reason.
The responsiveness of a subgrant application shall be determined based upon the
documents submitted with the subgrant application. A non-responsive subgrant
application will not be considered.
· FDLE may waive minor irregularities, as the term is defined in Rule 60A-1.002(1 0),
Florida Administrative Code, in the subgrant applications received where such are
merely a matter of form and not substance, and the corrections of such are not
prejudicial to other applicants. Variations which are not minor shall not be waived.
2. Program-Specific Criteria: The only programs that FDLE will fund through this
solicitation will be those that target previously unserved or under-served populations and
incorporate the elements of program design specified in the "Introduction to RSA T"
section of this NF A.
3. Criteria Warranting Preference: Preference will be given to subgrant applications
proposing program models that:
· Feature individualized treatment plans incorporating aftercare services.
· Exhibit linkages to aftercare services. Linkages shall be evidenced by Letters of
Intent written on aftercare agency letterhead and signed by authorized representatives.
Subgrant applications with letters that clearly indicate that RSA T graduates will be
given priority-access to aftercare services will receive additional preference.
· Provide residential treatment facilities that are totallv separate from the general
correctional population (programs which share kitchen and recreational facilities with
the general correctional population will not receive preference).
· Are new programs, i.e., the subgrant application must state that the program is a new
program and indicate that residential substance abuse treatment services will not be
available in the planned area of service unless the subgrant application is awarded.
The subgrant application must clearly indicate that the proposed program does not
represent an enhancement or expansion of a pre-existing program in order to receive
preference.
4. Additional Criteria: Program models must include the goal to become self-sufficient
within two years. The goal must be supported by specific measurable objectives and
include a narrative describing the strategy which will be utilized to accomplish them. An
objective specifying that data collection and reporting will meet the requirements
specified in the NF A and attachments should be included. Personnel needs and
qualifications should be adequately described and appropriate. The qualification and
years of experience of proposed service providers should be provided.
Page 7
RSA T Subgrant Application
SFY 2001
Residential Substance Abuse Treatment Program
Florida Department of Law Enforcement
The budget should include costs that are allowable and clearly related to the residential
substance abuse service program. Line items should be supported by adequate detail,
with justification. Supporting documentation including an Automated Data Processing
Equipment Form and Sole Source Justification for Services and Equipment should be
provided if applicable. The minimum match requirement must be met.
5. Scoring of Subgrant Applications: Each subgrant application will be reviewed by a
committee of at least three (3)'members with knowledge relative to the U.S. Department
of Justice, Residential Substance Abuse Treatment for State Prisoners Program
requirements. Each subgrant application will be evaluated and scored using the criteria
contained in this NF A and specified in Attachment D - Sample Evaluation Score Sheet.
Total point scores for each subgrant application shall be calculated by the committee in
determining recommended awards.
Page 8
RSAT Subgrant Application
SFY 2001
Residential Substance Abuse Treatment
for
Prisoners Held in Local Correctional Facilities
Answers to Frequently Asked Questions
The following are answers to frequently asked questions related to the Residential Substance Abuse Treatment
(RSAT) for Prisoners Held in Community Correctional Facilities Program currently being implemented by the
Florida Department of Law Enforcement. Most of the questions have been raised by,officials in State offices which
are responsible for administration of this federally funded grant program. This document provides guidance
regarding tlie program provisions and requirements. .
PURPOSE
Question:
What is the purpose of the RSAT for Community Corrections Prisoners Program?
Answer:
The purpose of the program is to assist units of local government to develop and implement
residential substance abuse treatment programs in local correctional and detention facilities in
which prisoners are incarcerated for a period of time sufficient to permit substance abuse
treatment.
ELIGIBILITY
Question:
Who is eligible to apply?
Answer:
Eligible applicants include a Board of County Commissioners and Chairman or designated
representative thereof representing a county in the State of Florida.
AVAILABLE FUNDING
Question:
What amount of funds is available to support RSAT programs and for what period of
time is it available?
Answer:
A total of $1,232,241 is available to fund RSAT programs. The maximum amount of federal
funds awarded per subgrant will not exceed $150,000 for a grant period projected to begin not
before February 01,2001, and to run through January 31, 2002. Subject to fund availability,
models which are successfully implemented will be eligible to receive another award in an
equal amount for an additional 12 months.
MATCHING FUND REQUIREMENT
Question:
Is there a matching fund requirement?
Answer:
Yes. The federal share of the program may not exceed 75 percent of the total program. The
25 percent matching fund requirement must be in the form of a cash match. Cash match is
defined as cash spent for project-related costs which are allowable applications of federal
funds. Federal funds may not be used as match.
PROGRAM DEVELOPMENT AND DESIGN
Question:
What are the basic program design requirements?
Answer:
Programs shall:
· Last between six and 12 months. Each offender with a substance abuse problem must
participate in the program for not less than six nor more than 12 months, unless he or she
drops out or is terminated;
· Be provided in residential treatment facilities set apart from the general correctional
population (totally separate facilities or a dedicated housing unit within a facility exclusively
for use by program participants); kitchen and recreational facilities may be shared with the
general correctional population, but offenders served under these programs must
otherwise be separated;
· Focus on the substance abuse problems of the inmate;
· Develop the inmate's cognitive, behavioral, social, vocational, and other skills to solve the
substance abuse and related problems; and,
· Have in place and continue to require or agree to implement urinalysis and/or other proven
reliable forms of drug and alcohol testing of individuals assigned to residential substance
abuse treatment programs in correctional facilities. The applicant must include a
description in the subgrant application of its current drug testing program, the number of
offenders tested, and plans to expand or continue these programs.
Question:
Will funding preference be given to program models meeting enhanced requirements?
Answer:
Yes. Funding preference will be given to programs which:
· Feature individualized treatment plans incorporating aftercare services.
· Exhibit linkages to aftercare services. Linkages shall be evidenced by Letters of Intent
drawn-up on aftercare agency letterhead and signed by authorized representatives.
Subgrant applications with letters which clearly indicate that RSAT graduates will be given
priority-access to aftercare services will receive additional preference.
· Provide residential treatment facilities that are totallv separate from the general
correctional population (programs which share kitchen and recreational facilities with the
general correctional population will not receive preference).
· Are new programs, i.e., the subgrant application must state that the program is a new
program and indicate that residential substance abuse treatment services will not be
available in the planned area of service unless the subgrant application is awarded. The
subgrant application must clearly indicate that the proposed program does not represent
an enhancement or expansion of a pre-existing program in order to receive preference.
Question:
Can the program be designed to last less than six months?
Answer:
No. Federal statutes require that the program last between six and 12 months. A subgrant-
funded program should accept inmates who can participate in the residential phase of the
program for at least six months.
Question:
Can inmates participate in the program for longer than twelve months?
Answer:
No. Studies have shown that the effectiveness of a residential treatment program begins to
decrease if the offender remains in the program too long. This is not to suggest that offenders
will not require additional treatment and support after the residential portion of the program.
Page 2
Question:
Answer:
Question:
Answer:
Question:
Answer:
Question:
Answer:
AFTERCARE
Question:
Answer:
Question:
Answer:
Question:
Answer:
The program should be designed with at least two phases, Leo, the grant-supported residential
phase, followed by an intensive and comprehensive aftercare program which is not grant-
supported.
Can funds be used to treat offenders who abuse alcohol?
Yes. Substance abuse refers to both alcohol and drug abuse.
Must the program be located within a jail?
No. Residential treatment may be provided in conventional jail facilities, as well as boot
camps, halfway houses, residential community corrections programs, and other similar types
of residential correctional facilities.
Can the program be designed to provide, for example, three months of residential
treatment in an institution and the balance in a residential correctional facility, such as
a halfway house, in the community.
Yes, as long as the residential portion of the program lasts between six and twelve months. If
the program is split, the two residential components must be coordinated to provide a
continuity of services. An aftercare component should still be available to provide treatment
services and support to the offenders after release from the community residential
component.
The treatment facility must be set apart or totally separate from the general
correctional population. What does "set apart" or "totally separate" mean?
"Set apart" and "totally separate" mean a building, component, or dedicated housing unit
within a correctional facility that is exclusively for use by program participants. It should have
a dedicated space for housing and for program activities. Program participants may share
facilities with the general population for meals, recreation, general education and other
activities.
May grant funds be used to pay for aftercare services?
No. Grant funds may only be used for the residential portion of a treatment program.
Guidelines indicate that preference will be given to applicants that provide aftercare
services to program participants. Does this mean that programs without an aftercare
component could be funded?
Yes. However, the State is required to give preference to programs which provide aftercare
because research indicates that such programs are much more effective if aftercare services
are provided.
If an offender is returned to the general population after completing the residential
substance abuse program, can we provide aftercare within the facility?
Aftercare refers to nonresidential community-based services, including treatment, support,
and monitoring of the offender, which follows release from the residential treatment program.
Generally, offenders should be placed in a residential treatment program during the last six to
twelve months of their sentence in a residential facility so that they can be released directly
into a community-based aftercare program. If an offender is returned to the general
population, he or she should be provided with support services within the institution and
should be placed in an aftercare program when returned to the community.
Page 3
PROGRAM PARTICIPANTS
Question:
Answer:
Question:
Answer:
Question:
Answer:
Question:
Answer:
Question:
Answer:
Question:
Answer:
Can grant funds be used to provide substance abuse treatment in juvenile facilities?
Yes.
Must an offender be sentenced to jail to qualify for participation in a grant-funded
treatment program?
No. The offender must be sentenced to or held in a residential facility operated by a local
correctional agency. The facility may be an institution, such as a jailor boot camp, or in the
community, such as a halfway house or a community corrections program.
Can the courts sentence directly to a community-based residential treatment program?
Grant funds may be used to support residential substance abuse treatment programs in
correctional facilities which serve as an alternative to incarceration and accept offenders
directly from the courts.
Can grant funds be used to establish a community-based re~idential treatment
program which serves as an intermediate sanction for probation or parole violators
rather than returning' them to prison?
Yes, as long as the program meets the other basic required criteria.
Can grant funds be used to buy slots or pay for services for offenders in a private
treatment facility?
No. The program must be in a correctional facility.
Could a correctional facility use grant funds to contract with a private entity to provide
services within a correctional facility?
Yes.
DRUG AND ALCOHOL TESTING REQUIREMENT
Question:
Answer:
Question:
Answer:
SUPPLANTING
Question:
Answer:
Each grant recipient must have in place and continue to require or agree to implement
urinalysis and/or other proven reliable forms of drug and alcohol testing of individuals
assigned to residential substance abuse programs in correctional facilities. Does this
apply to all of the grant recipient's residential substance abuse treatment programs or
only those that are grant funded?
Although grant recipients are encouraged to test individuals in all corrections substance
abuse treatment programs, this requirement only applies to grant-funded activities.
May grant funds be used to implement the drug testing requirement?
Yes, but only the costs associated with testing offenders while in the grant-funded program
may be paid with grant funds.
May grant funds be used to expand or enhance an existing residential substance
abuse treatment program?
Yes. Grant funds may be used for the expanded or enhanced portion of an existing program.
However, grant funds may not be used to supplant or replace existing non-federal funds.
Page 4
, ~
Question:
Can the residential substance abuse treatment program funds be used to continue a
program currently funded by another federal grant program?
Answer:
Yes. Although the intent of this program is to increase the availability of treatment programs
for offenders, these funds could be used to continue a program currently funded by another
federal grant program. However, the rules related to supplanting would apply to the
continuation of programs currently funded with state or local funds. Programs initiated with
other federal funds must meet or be modified to meet the requirements for this program.
ADMINISTRA TION
Question:
Will subgrant recipients receive funding in a lump sum or the normal
advance/reimbursement method?
Answer:
Subgrant recipients will receive funding via the advance/reimbursement method.
Question:
What are allowable costs?
Answer:
Allowable costs are those which are directly associated with the provision of treatment
services. Allowable costs are governed according to "General Principals of Allowability and
Standards for Selected Cost Items" set forth in the United States Bureau of Justice Assistance
Office of Justice Programs' Financial Guide (as amended) and federal Office of Management
and Budget's (OMB) Circular No. A-a?, "Cost Principles for State and Local Governments".
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