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Item C1 BOARD OF COUNTY COMMISSIONERS AGENDA ITEM SUMMARY Meeting Date: September 12, 2001 Division: County Attorney Bulk Item: Yes 0 No 0 AGENDA ITEM WORDING: Approval of Resolution Ratifying Request tor Key Largo Wastewater Treatment System(s) Proposals, Directing and Scheduling Staff Evaluation of Proposals, Reserving Decision Making Authority to the Board of County COmmissioners, Rescinding References to Evaluation by Others, Reconflnnlng Entitlement to Update COst Proposals, Finding Potential Diminution or Loss of funding, and Providing an Effective Date. nEM BACKGROUND: Based on BOCC ranking of proposals, FJ<M and Odgen entered into a DesJgn/Build Contract. That COntract was held to be void under the Sunshine law; the Anal JUdgment so holding is now on appeal and will not be deeded for several months. Florida Keys Water Quality Improvement Act, enacted subsequent to Odgen contract, authorizes construction of wastewater projects, indudlng Key Largo. PREVIOUS RELEVANT BOCC ACTION: Request for Proposal was Issued September 8, 1999. Resolution 093-2000 was adopted February 17, 2000. CONTRACT I AGREEMEN"r CHANGES: STAFF RECOMMENDATIONS: Approval TOTAL COST: COST TO COUNTY: BUDGETED: Yes 0 No 0 APPROVED BY: COunty Attornev J( OMB/Purchaslng 0 RiSk Management 0 DOCUMENTATION: Induded 0 DIVISION DIRECTOR APPROVAL: AGENDA ITEM # { NABORS, GIBLIN & NICKERSON, P.A. "TTORN~YS AT L.....W IIUITI!: zoo 11100 MAHAN DRIVE T....L.L.AHA55E:E:. FLORIDA 323Q8 T,.,t ,.0IN1[., SUITt IQGO ;1110& PlOCKY "OINT DRiVe T","'PA. F"LORIOA ;t~,.g1 T'L'P~ONE 1850/ Zil4.4070 TEL.ECOPY 1550/ ZZ4'40'" CNL cr..rEll. $UITE ~.o . .60 sour.. OR.....OE ..."(NUt ORL"'''OO. rLORID... ~2ol01 1407. "%8.7.~S. ,8.31 ;01.:Z:2 !t'-CCOPY (.07) ..2e.8011 TtL[COP'Y '0,)11 t'et.D,l8 August 9. 2001 Via Facsimile James Hendrick, Esquire Monroe County Attorney 310 Fleming Street Key West. Florida 33040 Re: Special Counsel Services Relating to the Key Largo Wastewater System Project Dear Mr. Hendrick: We have completed our review of the current status of the request for proposals ("RFP") process in light of the final judgment of the Circuit Court of the Sixteenth Judicial Circuit of Monroe County (the "Final Judgment") which found certain violations of section 286.011, Florida Statutes (the "Sunshine Law") such that the process previously used by the County was invalidated. With your assistance, we have drafted a resolution for Board consideration which would implement a process for re-evaluation of the bids previously submitted which we believe will be consistent with the provisions of Florida's Sunshine Law and the instructions for compliance therewith identified in the circuit court opinion. The latest draft of the resolution, and a blacklined copy are attached. Should the Board pass the proposed resolution and authorize implementation ofthe re-evaluation process, our Firm would be prepared to assist the County Manager and staff with legal issues which might arise during the re-evaluation process. As we also have discussed, we will identify, evaluate and, if it is your desire, present to the Board potential governance alternatives for the oversight and management of the Key Largo Wastewater System. We will bill for our services on an 'hourly basis as indicated in our letter dated July 2, 2001, a copy of which is attached, and we estimate legal fees to provide these services will not exceed $40,000. We will not exceed this amount without prior notification to you as to the necessity to expend hours beyond those included in our estimate. Also. consistent with our proposal stated in the Jetter dated July 2, 2001. attached please find a proposed workplan prepared by Government Services Group, Inc. ("GSG"). As you know, GSG is affiliated with and partially owned by shareholders of our Firm. The , James Hendrick August9,2001 Page 2 workplan identifies the tasks. and associated costs for completing the proposed re- evaluation process. As indicated in the workplan, GSG has selected Hartman and Associates as the consultant to assist them with this project. It is our understanding that this workplan will be presented to the Board on August 15, 2001 for its approval. We hope that the arrangements described in this letter are satisfactory to the County. Please do not hesitate to call Bob or me if you have any questions concerning the information provided in this letter. As always, we appreciate your retaining our Firm to assist you in these matters. I look forward to working with you to bring these matters to a conclusion beneficial to the County and its residents. Very truly yours, ~ Brian P. Armstro BPNadg Attachments cc: James L. Roberts F.\WPDAT AIPIlOJECTS1211D011l8ftIllICk 8_8.wpd NABORS, GIBLIN & NICKERSON, P.A. ATTORNeys AT LAW SUITt 200 I ~oo .....I"..N DRIVE TALLAHASSEE. FLORIDA 32308 T"C 1'01NTt. ~uITr; '0&0 _001' ROClfY POINT DRive T.....'... HOAID" 3~60' TELEPHOHE .llaOI 22...070 TELCCOP'l' ISSOI 1'....07' CNL CtNTt~ 5111'1: 510 "'.0 $O\lT" O~"NGC AVC"Ur. OAL"NOO. '~OAIO.. 22.0. ,el)l.ee,.r,:t '''0'' .Z6-7S.. "fELt-eop," .e.,:-, J:.I~D',I. TEL~COP' 1"07). ~...gZI July 2, 2001 Overnight Delivery James Hendrick, Esquire Monroe County Attorney 310 Fleming Street Key West, Florida 33040 Re: Special Counsel Services Relating to Construction and Operation of a Wastewater Treatment Facility to Serve Key Largo Dear Mr. Hendrick: Pursuant to our previous telephone conversations, this letter is intended to document the scope of our engagement by Monroe County (the "County") to assist in evaluating the proposals previously received in response to the Request for Proposals issued by the County, dated September 8. 1999, and entitled Design/Build or Design/Build/Operate a Wastewater Treatment System(s) to Serve Key Largo (the "RFP"). Specifically. such scope of services includes the following: 1. Recommend and implement a process for the Board of County Commissioners of the County (the "Board") to evaluate the proposals submitted pursuant to the RFP and to award a contract to the proposer selected that is consistent with the provisions of section 286.011, Florida Statutes, and the instructions for compliance with such statutory requirements provided in the Final Judgment. dated May 16, 2001, entitled Florida Kevs AQueduct Authority v. Board of County Commissioners. Monroe County. et aI., Case No. CA-K-00-1170 in the Circuit Court of the 16th Judicial Circuit of Monroe County, Florida. 2. Provide an evaluation of the proposals submitted pursuant to the RFP sufficient to allow the Board to select a proposal and award a contract in compliance with the RFP procedure. - James Hendrick July 2,2001 Page 2 3. Assist your office in preparing and negotiating a contract with the proposer selected by the Board consistent with the proposal submitted and policy decisions of the Board. 4. Be available, if requested. to provide services in the supervision and administration of the construction and performance of the awarded contract or other matters relating to the construction and operation of wastewater facilities. It Is contemplated that we will use the services of Governmental Services Group, Inc. (t1GSGtI) in the performance of the contemplated services. In particular, it is contemplated that GSG would have the primary responsibility for the evaluation of the proposals contemplated in paragraph 2 above. As you know, GSG is affiliated with and partially owned by Stockholders of our Firm. We have requested that GSG prepare a workplan to describe the specific tasks required to perform the evaluation of the proposals contemplated in paragraph 2 above. Such workplan would include a method of compensation for the services provided by GSG and a cost matrix of the time and estimated costs to complete each task. Such cost matrix would also identify any required subcontractors necessary for the performance of the outlined tasks. Any additional subcontractors subsequently determined to be necessary by our Firm and GSG to complete any of the contemplated scope of services would be subject to prior approval by the County. The method of compensation for legal services for the Firm shall be on an hourly basis calculated pursuant to the following hourly rates: (a) stockholders (b) senior associates (c) junior associates (d) law clerks $200 per hour $175 per hour $150 per hour $ 70 per hour In addition to such professional compensation, the firm shall be reimbursed for actual costs incurred on long distance telephone charges. travel expenses and overnight delivery charges. Photocopies shall be billed at .25t per page. Any travel expenses shall be reimbursed in accordance with section 112.061. Florida Statutes. A statement for professional services rendered and costs incurred shall be submitted monthly for the fees and costs incurred the previous month. It is contemplated that the method of compensation for services provided by GSG shall also be calculated on an hourly basis. As discussed previously, such method of compensation and an estimation of costs will be included in the workplan GSG has been requested to prepare. ,., James Hendrick July 2,2001 Page 3 I trust the scope of services outlined in this letter meets your expectations. Thank you for your consideration of our Firm on this important public works project. Very truly yours, (2~~ Robert L. Nabors RLN/adg cc: James L. Roberts, Monroe County Administrator Robert E. Sheets, CEO Government Services Group, Inc. II OBJECTIVE II The objective of this outline is to develop a framework by which an analysis an.d U evaluation of the proposals received to design. build. and operate a wastewater system or systems in the Key Largo wastewater service area can be conducted in a manner consistent with the Sunshine Laws of the State of Florida and the goals and objectives of the Board of County Commissioners, To accomplish this objective. this work plan articulates three phases that when brought to their normal conclusion, will result in the County having selected a respondent to design, build, and operate the wastewater facilities in Key Largo. plus a series of the governance alternatives, by which this operation can be managed. Nabors, Giblin & Nickerson, P.A. ("NG&NW), will focus their efforts in addressing governance alternatives for presentation back to the Board, therefore, any references in the following work plan to governance alternatives simply reflects the logical relationship to the work being proposed here. and not the work effort proposed by GSG and its consulting engineers. In addition. an implementation plan to oversee the construction implementation of the recommendations and actions taken by the Board will be developed. This analysis is intended to be extensive enough to allow the Board to make fUlly informed decisions regarding all aspects of this issue. This work plan has been divided into three phases. They are as follows: PHASE I - PROPOSAL EVALUATION This proposal evaluation consists of the following components, and it is intended to be broad enough to cover all the general issues necessary for the Board to make a decision regarding selection of a successful respondent: · Technical review of the proposals received consistent with the directions provided by the Board · A preliminary review and evaluation of governance options (prepared by NG&N) · A preliminary review of financial considerations and how they may be impacted by the decisions made by the Board PHASE 11- CONTRACT NEGOTIATIONS Once the Board has selected a successful respondent, an agreement will be developed. It will be essential that a method be developed by which a contract work plan and agreements can be articulated in a manner consistent with the County's objectives. To accomplish this, the following categories will be addressed: · Contract negotiations and development . Detailed financial analysis · Development of project management and implementation plan PHASE III-IMPLEMENTATION At the point in which the County has successfully completed the contract negotiation, project oversight and management will be critical for the successful implementation of such a comprehensive program. The following bullets highlight the functions to be performed during this phase: GOVERNMENT SERVICES GROUP, INC. - MONROE COUNTY. KEY LARGO WASTEWA TER SYSTEM PROJECT . Implementation of work plan and project controls . Implementation of governance and/or management structure required to oversee the Key Largo wastewater system . Ongoing project management and oversight . Implementation of governance options (prepared by NG&N) This work plan will outline in detail those tasks necessary to complete Phase I, along with an estimation of hours and professional fees required. At the end of Phase I, a detailed work plan and an estimation of hours for Phase II will be completed. Also at the end of Phase II, a work plan for Phase III, if required, would be developed and submitted to the County under this work order. GOVERNMENT SERVICES GROUP. INC. - MONROE COUNTY. KEY LARGO WASTEWA TER SYSTEM PROJECT 2 WORK PLAN The work plan outlined below is intended to be specific enough in nature to OUTLINE articulate to the County the intended level of service required to carry out an evaluation of the respondent's proposals, and an analysis of the governance options. In addition, the County will be provided with sufficient input and information to move forward with the selection of a provider for wastewater services in Key Largo. PHASE I- PROPOSAL EVALUATION TASK I: PROJECT INITIATION During this task, NG&N and the consulting team will meet with the County Administrator to clearly articulate the evaluation process and criteria that will be utilized for the respondent's proposals. In addition, the identification of any additional stake holders will be completed during this task to insure that analysis and evaluation will be conducted in a fair and open manner. At the conclusion of Task I, the County and project team will come to a final conclusion on goals, objectives, and time frame for Phase I. TASK II: NOTIFICATION TO ALL PROPOSERS Notification will be provided to all proposers. This notification will outline any modifications to the evaluation procedures and criteria, plus request updated cost proposals and qualification verification necessary to conduct a thorough and impartial evaluation. TASK III: ANALYSIS OF TECHNICAL PROPOSALS The project team during this task and after updated responses from the respondents will begin the evaluation of the proposals consistent with section 3.2 of the RFP. This will include. but not be limited to, the following technical review: A. Technical Criteria B. Management Criteria C. Project Schedule and Other Considerations It is anticipated that the project team will utilize the criteria categories stipulated In section 3.2 of the RFP. The project team may make inquiries of the respondents for clarification. TASK IV: ANALYSIS OF COST PROPOSALS At the conclusion of Task III, the project team will have evaluated all proposals from a technical, managerial, and scheduling standpoint. Upon completion of that task, the cost proposals will be evaluated by the project team consistent with section 3.2 of the proposal. The project team will conduct an analysis of the funding implications of the various proposals and their schedules, and will provide the County Administrator with a preliminary outline and discussion regarding any funding implications from both a total dollar impact to a timing and flow of funds standpoint. GOVERNMENT SERVICES GROUP, INC. - MONROE COUNTY, KEY LARGO WASTEWA TER SYSTEM PROJECT 3 TASK V: PROVIDE EVALUATION OF TECHNICAL AND COST PROPOSALS TO BOARD Within 90 days of project initiation, the project team will submit to the County Administrator our findings and analysis of the technical and cost proposals. This analysis will provide a detailed evaluation and analysis of all respondents and identify any critical questions or issues which may remain. In addition, the project team will provide guidance to the County Administrator as to a method and process by which the Board may conduct its analysis of the proposals, including potential oral interviews with all respondents. It is anticipated that at the end of the Board's analysis. the County will make a decision regarding which respondent to initiate contract negotiations. TASK VI: IMPLEMENTATION PLAN At the Conclusion of Task V. the Project Team will develop an action plan which will articulate those tasks necessary in Phase II to: A. Initiate contract negotiations B. Draft the appropriate documents C. Outline a project schedule and construction management program D. Formalize governance options GOVERNMENT SERVICES GROUP, INC. - MONROE COUNTY. Key LARGO WASTEWA TER SYSTeM PROJECT 4 'PHASE 11- CONTRACT NEGOTIATIONS A detailed scope of work and work plan for Phase II will be developed at the conclusion of the selection process, This work plan will include an estimation of hours and professional fees requi~ed to successfully negotiate and begin project implementation. COMPENSATION To complete Phase I, the project team has estimated the total of 404 professional hours, for an estimated fee of $60,600. A detailed breakdown of an estimation of hours and fees is provided in Appendix A. The fees presented are an estimate only, since at this point, it is difficult to predict the number of meetings and presentations that will be required during the evaluation process. However. the project team will not exceed the fees presented without prior notification to the County as to the necessity to expend hours beyond those estimated. Hourly fees for GSG are as follows: Senior Project Manager Senior Consultant Consultant $150/hr $135/hr $120/hr Hourly fees for Hartman and Associates are as follows: Senior Project Manager Project Manager Consultant $175/hr $150/hr $135/hr In addition to such professional compensation, the project team shall be reimbursed for actual cost incurred on long distance telephone charges, travel expenses, and overnight delivery charges. Photocopies shall be billed at 25 cents per page. Any travel expenses shall be reimbursed in accordance to section 112.061, Florida Statues. Statements for professional services rendered and costs incurred shall be submitted monthly for the fees and costs incurred in the previous month. GOVERNMENT SERVICES GROUP, INC. - MONROE COUNTY. KEY LARGO WASTEWA TER SYSTEM PROJECT 5 APPENDIX A HOURS AND FEES MATRIX GOVERNMENT SERVICES GROUP, INC. - MONROE. COUNTY. KEY LARGO WASTEWA TER SYSTEM PROJECT 6 Task 1 - Pro 'ect Initiation I: , GSG 16 $ ENGINEERS 16 $ Task Total 32 $ Task 2 - Notification to All Pro osers GSG ENGINEERS Task Total Task 3 - Anal s/s of Technical Pro osa/. GSG ENGINEERS Task Total Task 4- Evaluation of Cost Pro sals GSG ENGINEERS Task Total Task 5 . Provide Anal sis of Technical and Cost Pro osa/s to Board ",: . r GSG ENGINEERS Task Total Task 6 . 1m I.mentation Plan GSG ENGINEERS S Task Total $ GSG TOTAL. 168 $ 25 200.00 ENGINEERS TOTAL.. 236 $ 35,400.00 *GSG's total has been calculated at a fee of $150/hr --Engineers total has been calculated at a fee of $150/hr e"Travel and related expenses will be billed according to section 112.061, Florida Statutes. GOVERNMENT SERVICES GROUP. INC. - MONROE COUNTY, KEY L.ARGO WASTEWA TER SYSTEM PROJECT 7 DRAFT NO.3 08/08/01 RESOLUTION NO. _-2001 WHEREAS. the Monroe County Board of County Commissioners issued on September 8, 1999, a Request for Proposals to Design/Build or Design/Build/Operate a Wastewater Treatment System(s) To Serve Key Largo; and WHEREAS, four (4) firms submitted a total of seven (7) Technical Proposals in response to the RFP; and WHEREAS, one firm withdrew one of its Technical Proposals leaving six (6) Technical Proposals and six (6) accompanying Cost Proposals for consideration; and WHEREAS, by Resolution No. 093-2000, adopted on February 17,2000, the Board approved the commencement of contract negotiations between the Florida Keys Aqueduct Authority and Ogden Water Systems, Inc. to design/build/operate a wastewater treatment system in Key Largo serving an area from Tavernier Creek to approximately US 1 Mile Marker 106 pursuant to the proposals submitted by Ogden in response to the RFP; and WHEREAS, the FKAA and Ogden entered into a Design/Build Contract, dated July 5, 2000, for the Key Largo Wastewater Treatment System pursuant to the direction authorized in Resolution No. 093-2000; and WHEREAS, the Circuit Court of the Sixteenth Judicial Circuit of Monroe County in Case No. CA-K-00-1170 entered a Final Jl!dgment on May 16, 2001, holding that the selection of Ogden by the Board and the Ogden/FKAA Design/Build Contract was void based upon the Court's findings that the Technical Evaluation Panel utilized by the Board to evaluate and rank the proposals received pursuant to the RFP was an advisory board P3gG 1 of 11 DRAFT NO.3 08/08/01 subject to the public meeting requirements of section 286.011, Florida Statutes, and that the TEP engaged in conduct that violated such statutory provisions; and WHEREAS, the Court in the Final Judgment further found that attempts by the Board to cure the Sunshine Law violations by the TEP in its evaluation of the proposals submitted pursuant to the RFP, while "heroic," were not effective for the following reasons: In this case the BOCC did not return to or reevaluate the original proposals of each of the proposers or the technical compliance of the proposers with the BOCC's RFP. It did not undo, reexamine or re-do the rankings assigned to each of the proposers by the TEP. It did not allow the proposers to provide oral presentations to the BOCC in full, fair, and open public meetings. and WHEREAS, the United States Congress passed the Florida Keys Water Quality Improvements Act which provides for a $100 million authorization for the construction of vital wastewater projects within the Keys including that portion of Key Largo that is the subject of the RFP. NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF COUNTY COMMISSIONERS OF MONROE COUNTY, FLORIDA THAT: SECTION 1. DEFINITIONS. As used in this Resolution, the following words and terms shall have the following meanings, unless the context clearly requires a different meaning. "Board" means the Board of County'Commissioners of the County. "Cost Proposal" means the cost proposal submitted by a proposer pursuant to the RFP. Page 2 of 11 DRAFT NO.3 08/08/01 "County" means Monroe County, Florida. "County Administrator" means the chief administrative officer of the County or his designee. "Final Judgment" means that Final Judgment entered on May 16, 2000, by the Circuit Court of the Sixteenth Judicial Circuit of Monroe County in Case No. CA-K-00-1190. "FKAA" means the Florida Keys Aqueduct Authority. "Key Largo Wastewater Service Area" means that portion of the Key Largo area that could potentially be the subject of a wastewater treatment system proposal under the terms of the RFP. "Key largo Wastewater 5ystam Project" means the construction and operation of a wastewater system or systems in the Key Largo Wastewater Service Area within the parameters and framework contemplated in the RFP. "Ogden" means Ogden Water System, Inc. or Ogden Water Systems of Florida. Inc. "Ogden/FKAA Design/Build Contract" means that Design/Build Contract entered into between Ogden and FKAA, dated July 5, 2000, for the Key Largo Wastewater Treatment Plant entered into pursuant to Resolution No. 093-2000 of the Board. "Qualification Requirements" means that part of a proposer's Technical Proposal that contains the information requested in Sections 2.5(C), (D) and (E) of the RFP, excluding that information requested in Section 2.5(D)(5} of the RFP. Page 3 of 11 DRAFT NO.3 08108/01 "RFP" means the Request for Proposals to Design/Build or Design/Build/Operate a Wastewater Treatment System(s) To Serve Key Largo, dated September 8, 1999. "Sunshine Law" means the provisions of section 286.011, Florida Statutes. ''Technical Proposal" means the technical proposal submitted by a proposer pursuant to the RFP. "TEP" means the Technical Evaluation Plan utilized previously by the Board to rank the proposals received by the County pursuant to the RFP. SECTION 2. FINDINGS. It is hereby ascertained and determined that: (A) The preceding findings are hereby confirmed and incorporated herein by reference. (B) Paragraph 19 of the Final Judgment provides instructions that the evaluation process contained in the RFP as applied by the TEP could be cured of the Sunshine Law violations of the TEP if the Board undid, reexamined, or redid the rankings assigned to each of the proposers by the TEP and allowed the proposers to provide oral presentations to the Board in full, fair and open meetings. (C) Paragraph 16 of the Final Judgment provided further instructions that Sunshine Law violations by an advisory board can only be cured by the Board by scheduling a new meeting covering the same subject matter and that utiliZing the work product of the advisory committee that is tainted by the Sunshine Law violations as a basis for the Board's deliberations on the RFP responses was not a legally sufficient cure. P:1gs 4 of 11 DRAFT NO.3 08/08/01 (D) Paragraph 16 of the Final Judgment cites the decision in Monroe County v. Piaeon Key Historical Park, 64 So. 2d 857 (Fla. 3d DCA 1995), as an example of an effective cure of a Sunshine Law violation since, in that case, the Board restarted the deliberative process in full compliance with the Sunshine Law. (E) The potential availability of federal and state funds for the construction of water quality improvements in the Florida Keys authorized in the Florida Keys Water Quality Improvement Act and other initiatives by the Florida Legislature will be placed in jeopardy unless the Board acts with dispatch to place the Key Largo Wastewater System Project in a position to apply for and receive such grant funds. (F) The terms and conditions of the RFP have been publicly aired and debated and the fact that such terms and conditions are readily understood is evidenced by the number of detailed responses to the RFP that were received by the County. (G) Section 255.20(1)(a}7, Florida Statutes, establishing the process for the award of construction contracts with anticipated construction costs in excess of $200,000, provides an exception when: 7. The funding source of the project will be diminished or lost because the time required to competitively award the project after the funds become available exceeds the time within which the funding source must be spent. If this Board was to seek new proposals under a revised RFP or pursuant to a new request for proposals, the ability of the Board to receive anticipated federal and state grant funds would be diminished or lost because of the inherent delays involved in such replacement or revision of the existing RFP. Such federal and state grant funds are essential Pago 5 of 11 DRAFT NO.3 08/08/01 components to the financial feasibility of the construction of water and wastewater facilities within the Key Largo Wastewater Service Area. (H) Near shore water pollution in the seas adjacent to the Key Largo area caused by septic tanks. cess pits and otherwise poorly maintained or operated wastewater treatment systems constitutes a direct and immediate threat to the pUblic health and safety and endangers the health and continued existence of the coral reefs off-shore of Key Largo. The coral reefs are not only a national and world ecological treasure, they also draw to Key Largo visitors from the United States and abroad and thus help to support a significant portion of the local economy. SECTION 3. INTENT. It is the intent of this Board to restart its decision making process to evaluate the proposals received in response to the RFP under a process consistent with the instructions contained in the Final Judgment with the objectives to: (1) cure any Sunshine Law violations in the evaluation of and actions by the TEP that tainted the prior deliberations and decisions of this Board; (2) maintain the integrity of the selection process contemplated in and initiated by this Board in its adoption and publication of the RFP; and (3) maximize the potential of this Board to receive anticipated federal and state grant funds to construct the Key Largo Wastewater System Project on a timely basis consistent with the anticipated availability of such state and federal grant funds. SECTION 4. RATIFICATION OF THE RFP. Except as modified in this Resolution, the Request for Proposals with the issue date of September 8. 1999, defined Pago 6 of 11 DRAFT NO.3 08/08/01 in this Resolution as the "RFP" is hereby ratified and confirmed. A copy of the RFP is attached hereto as Schedule"A" and incorporated herein by reference. SECTION 5. EVALUATION PROCEDURE. The County Administrator, assisted by such consultants as approved by the Board, shall apply the evaluation criteria specifically provided in Section 3.2 of the RFP and generally stated throughout the RFP in evaluating the following Technical Proposals and accompanying Cost Proposals received pursuant to the RFP, as they may be updated pursuant to Section 9 herein: No. Proposal 1. Azurix - Primary 2. Azurix - Alternate #1 3. Azurix - Alternative #2 4. Daniels Contracting Co. - SBR 5. Ogden Water Systems. Inc. 6. R.J. Sullivan Corp. In the application of such evaluation criteria, the County Administrator, his designees, and all approved consultants shall start fresh with the proposals enumerated in this section of this Resolution, as updated in the manner provided in Section 9 of this Resolution. All references to the TEP in the RFP and all work product of the TEP. including its conclusions and deliberations, shall be ignored by the County Administrator in his application of such evaluation criteria. P~ge 7 of 11 DRAFT NO.3 08/08/01 SECTION 6. TIMING OF EVALUATION PROCESS BY COUNTY ADMINISTRATOR. To minimize the diminution or loss of federal or state grant funds, to expedite final decision on the selection of a proposer by the Board pursuant to the RFP, and to finalize the implementation by the Board of the governance structure to be used in the construction and operation of a wastewater system or systems in the Key Largo Wastewater Service Area, the County Administrator is directed to proceed with the application of the evaluation procedures as directed in Section 5 of this Resolution in conformity with the following deadlines: No. Action Deadline 1. Notification to Proposers of the Within 5 days of Resolution Date Reevaluation Process Under this Resolution 2. Receipt of Updated Cost Proposals and Within 30 Days of Resolution Date Qualification Requirements 3. Submittal to Board of Governance Within 60 Days of Resolution Date Options for the Key Largo Wastewater Service Area 4. Provide Analysis of Technical and Cost Within 90 Days of Resolution Date Proposals to Board SECTION 7. RESERVATION OF DECISION MAKING AUTHORITY TO BOARD. It is the stated intent of the Board to reserve onto itself all decision making authority concerning the selection of a Technical Proposal and Cost Proposal, for the wastewater treatment system(s) to serve the Key Largo Wastewater Service Area trom those proposals submitted pursuant to the RFP and enumerated in Section 5 of this Resolution. None of the decision making authority of this Board is intended to be Pagt;) B of 11 DRAFT NO.3 08/08/01 delegated to the County Administrator, or his designee, or any consultants approved to assist the County Administrator in his application of the evaluation criteria in the manner contemplated in Section 5 ofthis Resolution. Further, in the application of such evaluation criteria, the County Administrator is deemed to be operating as staff to the Board and is hereby directed not to make choices among proposers or eliminate options, such decision making being hereby reserved to this Board. SECTION 8. AMENDMENT OF RFP. Any reference in the RFP as to an evaluation by any entity or agency other than the County Administrator as provided in Section 5 of this Resolution is hereby rescinded. SECTION 9. UPDATE OF COST PROPOSALS AND QUALIFICATION REQUIREMENTS. Each proposer is required to confirm or update its Cost Proposal and update its Qualification Requirements prior to 5:00 p.m. on September 14. 2001, in the format previously submitted. Aside from the Qualification Requirements, no updates to the Technical Proposal previously submitted by any Proposer enumerated in Section 5 of this Resolution shall be considered. SECTION 10. FINDING OF POTENTIAl. DIMINUTION OR LOSS OF FEDERAL AND STATE FUNDING. The essential funding source represented by federal and state grants may be diminished or lost unless the Board decides on the method and manner in which the construction of a wastewater treatment system in the Key Largo Wastewater Service Area will be provided and on the identification of the construction and operation costs of the Key Largo Wastewater System Project to be incurred. The Board Page 9 of 11 DRAFT NO.3 08/08/01 hereby finds and determines that the Key Largo Wastewater System Project falls within the exception provided in section 255.01 (1 )(a}7, Florida Statutes, to the state requirements for the award of construction contracts. Notwithstanding this finding and the inapplicability of section 255.01, Florida Statutes, to the award of a construction contract tor the Key Largo Wastewater System Project, the Board hereby determines that reevaluation of the Technical Proposals and Cost Proposals pursuant to an evaluation process contained in the RFP to cure the Sunshine Law violation of the TEP in a manner consistent with the Final Judgment is a preferable process to ensure the widest public understanding of the authorization of this valid project and to secure and finalize the most cost effective construction and operational costs. SECTION 11. INAPPLICABILITY OF CHAPTER 120, FLORIDA STATUTES. Notwithstanding the references to the contrary in the RFP, the County rejects any adoption or reliance on Chapter 120, Florida Statutes, and the Board hereby states its intent to implement the evaluation process embodied in this Resolution under its constitutional and statutory powers of local self-government. SECTION 12. AUTHORIZATION TO COUNTY ATTORNEY TO RESOLVE PENDING APPEAL. The County Attorney is hereby authorized to seek resolution and dismissal of the pending appeal of the Final Judgment in a manner consistent with the evaluation process embodied in this Resolu'tion. SECTION 13. EFFECTIVE DATE. This Resolution shall become effective immediately upon its adoption. Page 10 of 11 DRAFT NO.3 08/08/01 PASSED AND ADOPTED by the Board of County Commissioners, Monroe County I Florida at a regular meeting of said Board held on the _ day of ,2001. Mayor George Neugent, Mayor Commissioner Dixie Spehar Commissioner Charles "Sonny'. McCoy Commissioner Nora Williams Commissioner Murray Nelson (SEAL) Danny L. Kolhage. Clerk By: Deputy Clerk F:\WPOATAIPROJECTSI2"OOIresollldon_ofp!...p<l BOARD OF COUNTY COMMISSIONERS OF MONROE COUNTY. FLORIDA By: Mayor/Chairperson Page 11 of 11 SCHEDULE A DESIGN/BUILD OR DESIGN/BUILD/OPERATE A WASTEWATER TREATMENT SYSTEM(S) TO SERVE KEY LARGO MONROE COUNTY . .. . . . -, .., -_.. - . . .. ". -'". -. 1 -. ., . . \',' i, ~:f~}~ c} t1J:(i:'$:jl' IF~.c\h 'd<H~~\):voS>.~;t>) '., ' . . r.l .... I. . \. ,. . .... . ;: (t<II;~-f\) . . ' : : .. : ':.' '. . .:., -. .' " ~. ..1.~ .:-f.:~_'. "'.._,._J~, _'".. _. ~:: ~ ___ .'. . Issue Dale: Seplember 8, 1999 TUle: DESIGN I BUILD OR DESIGN I BUILD I OPERATE A WASTEWATER TREA TMENT SYSTEM(S) TO SERVE KEY LARGO Purpose: The purpose of this RFP process is to solicit technical and cost proposals 6'om qualified respondents who c:an design I build or who can design! buildloperare. wastewater trcab'nent S)'$tem(s) to serve the Key Largo area of Monroe County, Florida. A more c:omplere description o(the 1eChnical spe<:ificarions can be found in PU14 of this RFP. IDqulry ~riod: Seprembcr I. 1999 to Oaobcr 16,1999 Inquiries may be made between rhe hours of'8:00 A~M. and 5:00 P.M. weokdays. Point or Coalac. ror Inquiries: All inquiries must be submined in writil!8 to : Director of ParChasing/PurcbastDI: Department Fax No. (30S) 292-4515 Deadlioe For Tecboical and Cost Proposal Submissions: OCTOBER 29, 1999 - 4:00 P.M. JO Copies to be Submitted, In~JudiDg 2 Marked "Original- Continnation of timely ~ipt may be made by calling (305) 292-4465 Proposals Must ~ Submitted to tbe FollowiDC Address: Monroe County PW"thasing Depanment 5100 College Road Public Service Building Stock Island, fL 33040 The separately sealed Cost Propos.1s will be public:ly opened: 4:00 p.m.. Deeelnber J6, 1999. OMB. Proposen are reminded thatlhc deadline for the cost proposals is. the same time as the technital proposal deadline. Exhibits; . This RFP Is Comprised or if Sections: Seer ion I General Guidelines, InshUctions. SOW Section 2 Cost Proposal Form Seerion 3 Supplemental forms Section 4 Exhibits I. Map of "Hoc Spoc" area 2. Overview of"Hor Spot" area 3. Signalory Page Page I of 17; 00100 PARTl .GENERAL GUIDELINES AND INFORMATION 1.1 DEFTNmONS "DesignlBuild Finn." A partnership, ~rporation, or other legal ontity which is: .' I) certified under Ch.489. 119 F.S., to engage in contracting through a cettified OJ registered building contractor as the qualifying agent, and: 2) certified under Ch. 471.023, F.S., to practice or to offer to practice engineering; certified under Ch 481.219 F.S., to practice or to offer to practice architecture; or certified under Ch 481.319 F.S.. to practice or to offer to practice landscape architecture. All Submitting Finns should be DesignlBuild FimlS. "Proposer", "Respondent", or...Submitting Firm". All contractors, consultants, organizations, finns, or other entities submitting a leSpOase to this RFP. "Proposal" or "Response." The Proposer's written response to this RFP offering 10 provide the specified commodities and/or services. It shall be considered as a formal offer, and shall be valid for a period of 180 days. "Solicitation." A formal request to oblain conunodities and/or services. It includes Requests For Proposals, Proposals, Quotes, or Information. "County," Monroe County "Contract. II A binding written agreement, including Durchase orders, containing terms and obligations governing the relationship bctw=n the County and the other party. 1.2 INVIT AnON This invitation is extended to all qualified which can provide the requirement(s) specified herein. Responses should be prepared simply and economically, addressing the requirements in a straightforward and concise manner. The requirements presented in this solicitation represent the County's anticipated needs. 1.3 POINTS OF CONT^CT AND TIMETA8LE FOR INOUIRlES Respondents may contact the County to discuss this solicitation. The point of contact is specified on the cover page. All respondent's inquiries must be in writing either through the mail or via facsimile transmission. Inquiries will not be entertained beyond the cut-off date indicated on the cover page in order that answers to substantive questions, in the form of written addenda. may be distributed to all who requested the solicitation. 1.4 A V AILABn.ITY OF LANDS FOR WORK The lands upon which the Work is to be performed, rights-of-way and easements for access thereto and other lands designated for use by the successful respondent in performing the Work must be provided by the successful Proposer. All additional lands and access. thereto required for temporary construction facilities, construction equipment or storage of materials and equipment to be incorporated in the Work are to be obtained and paid for by the successful Proposer. lbis is for the pwpose of detennining the costs of the project and the County recognizes that the subject property may no longer be available at the time of the contract signing, and that the finally selected site must have separate County approval. 1.5 EXAMINA nON OF DOCUMENTS AND SITE CONTRACT Proposer's Responsibilities: It is the responsibiliry of each Proposer before sUbmitting a Proposal to: 1. Examine thorOUghly the Contract Documents and other related data identified in the Proposal Documents;. 2. Identify and visit the proposed Site to become familiar with and ,satisfy Proposer as to the g~neraI, local and Site' conditions that may affect cost. progress, performance or furnishing of the Work; 3. Consider federal, state and local Laws and Regulations that may affect cost, progress, performance or furnishing of the Work; 4. Study and carefully correlate Proposer's knowledge and observations with the Proposal Page 2 of 17; 00100 Documents ana such other related data; and H a Bidd~ protests aD)' provision of tbt: CB, a Notice of Protest must be filed within 72 hours 1.1 DEVEl.oPMF.NTCO~ aftao ~pI of the Request for Bicb. Failure to ~c. .. · proIQt within the timcfi'1Unc.presoribod-inSee1ioA- ---N~ C'oumy .110& J~ltivcs..u.~ ___ J2D.57(J), Florida StIlutcs, sbaU c.oastin= . IillbJe faa- l1li)' cxpa1$eI iDcumd iJJ MJmoetio~ with ~ ofprooeediaS3 UDder Chaptet 120, Florida rhc"~a,hrn~ioD or ~fiOD of a Sca!utcs. .... - . . '.\' ~ . ,. .. . r I~ to 1hiI .oJicillitioU. AJJ Wormaboa' in the I n:sJ>vuox; IhaU Ix: provided at DO east 10 the Cocmay. 1.6 ADDEfID^ I U my IOUcitatfon ~ODS bccoz= ~. iDducIiQg ~ 10 the drMli,- fur rcspoDSe sobmWfOD,;khe ~ will J2l'OYide wriUeD ~. 10 tbose firm which IQpoodcd 10 the bid IOJiciwioa. All iaquirics mUSf be m::e:ivcd DO" than t= (10) ~endar days prior to the date fixod for the opaliag o( Bids to be giYa1 c.onsidQatioo.. Each addendum islUcd by Uu; County 9iill include . receipt aclcnowfedgemeat. A ~ RCQpC fOl" cad1 addendum unm be signed and subD:Uttal &0 the CoUDl)' . s. Promptly notify the Co\D11y of all contlicu. errors, mnbiguities, or ~ies which Bidder has discovcrt:d in the Bid DocumaJb. If issued. the County v.iJl mail lDdIor We MiUco addenda at least xvm (7) calendar dayJ befOl'C Ibc ~ fixed for opc:Ding 1bc ~ AU n:spoadcab 5bou1d COIJlacl Ibc Couzdy before t1Ie $Olicltldioa cbd1ine 10 aca1aID. wbctbcr ay addenda line beco iasw:d. RqxmdCZIts DUJSI aclalowfedge rudpt of d\e edd-nda 1D their Bid. FaU= of i 1m)' n::spandenr to raziwp or to ackn~ receipt of any such Mdrouda sbal1 not rdievc 'ueh~poodcur fiorD any obUption unda- ill Bid ~!~ Rtspondc:ots an: dvixd to CODIIIct the ~ JXior 10 submitting bids to uJisfr ~ fS to die cxiJIeace sad l1limba' at aud1 ~ ^ addmda so issued shaD become pan of the Doc:um,,-. 1.7 RAWALOF RBSPONS ~1D8y withdnnv their JUbmiued mpoase by , Co~ either in writing 011 iu pctSOD tbro aa authorized representBti\'C a1 auy tiJ:Dc pm~ .... ........... ........ Iodiv;d.... ~ the ~wa1 slmll provide evidence that -n P.acJotl7 they are an authorized representative of the ICSJX>ndenl ResJx>nses, onre received, remme ~ _ property of the Counry, aod will DOt be R:tumcd to ~ C\\:Il wbco Ibcy lire witbdnrwa &om C<<lSida'arioa. ~ ODCI: opcaed, may not be withdrawn or modified. 1.9 .c(>NTRACT DOCl~ If · ~ pruIc3ls ID)' puvisfoas of Cbe CoDrraa dnr.I_~ a DOtice of iman to prot.cst I!uIlJ be fiJcd witb 1bc CQuory in wntins within 72 bours after ftlCCipt of1be Rcquat for Bids. 1.10 RESPoNSE OPENING SUBMISSION Al:m A1J '7ec2mieal" IUd WCosr bids must be submiDed in sepmtcJy seaJat al\ldopc:s by the drMH11( intfi~M 011 the c:ovcr Pee of this JOfuoit_tion. The bid IImlI idcadfy dJc sali.citalion J1\JIDba- ami title lpOdtied 011 tho co\'t::r Jl88c or thJs widtation. nu. ~ iDf'CJJ!DItioD EhaII abo ~ IDIIIicd an the 0Ubldc of the sc:aJcd cmreJopes. lDCltadiag 1hc respoudem's ICCuDa addfta. The County assumes no ~'b1lity for bids DO( properly zzuubcl The Couaty caWoaa re:spoadcnts 10 ~ I!aUAI dellyqy ofn:spoasca dtIJer baud ddjvcmJ or mailed via U.S. mail or cm:migbt como. directly 10 1be Countys PurcIIasiua Dept. m the Public &nice BuUdiDg in Kqr West. mOl 10 Ibe drMlhIn 3d for . POC:niD2 J'C$~ n.: Couuty will DOt ~ I'CSpODSeS ddivaed after the estab~ ~.Atllinl'l. Rec:elpl' ot . RapollH b;r UI)' CoIIDC)- of&c, nceptioallt or pehollDcI oCher tIaaA Pan:Iaaiq does Dor coDltihrte "dcliTery" .. rcquiral by this IOlidtatioa. Telephone lW\6rmAtioa of dmdy receipt of the bid may be nmdc by calliDs (305) ~ 4465 before the 0)JCniDa timc of dac bids. The c.ou.uy dWJ DOC --.pC or CODSlder n:sponses 5Ubmiacd via rllCSiJuile traDsmission. 2924465 before the opening time of the proposals. The County shall not accept or consider responses submitted via facsimile transmission. The public is welcome to attend the technical solicitation and the cost proposal openings. I.) 1 DISCLOSURE ., Upon receipt, responses become "public records" and shaH be subject to public disclosure consistent with Chapter 119. Florida Statutes. In order to protect confidential information, respondents must invoke the exemptions to disclosure provided by Jaw. in the response to the solicitation, by providing the specific statutoJ)' authority for the claimed exemption., identi1)ring the data or other materials to be protected. and stating the reasons why such excJusion from public disclosure is necessary. Responses will be. made available for public inspection at the time the County posts notice of its decision or intended decision concerning contract awards, or ten (l0) days after the response opening. whichever is earlier. 1. ) 2 REJECTION OF RESPONSES The County reserves the right to reject any and all responses when such rejection is in the County's interests. Responses that do not contain aU infonnation requested herein (with the exclusion of optional docwnenls) or do not meet other restricti~ns contained herein shall be deemed non-responsive and shall not be considered for further evaluation. Minor irregularities contained in a response may be waived by the County. A minor irregularity is a variation from the solicitation that does not affect the price of the contract or does not give a respondent an advantage or benefit not enjoyed by other respondents, or does not adversely impact the interests of the County. The County may also re-advertise and solicit for other responses when it is considered to be in the County's interests to do so. The COWlty further reserves the right to cancel this solicitation at any time if it is in the County's interest to do so. J.IJ AWARD The respondent understands that this SOliCitation and/or the response docs not constitute a COntraCt with the County. No COntract is binding or official until responses are reviewed and accepted by the Board of Monroe County Commissioners. appr~ved by the appropriate level of authority within the County, and either an official contract is duly executed by the paI1ies or a pW"Cbase order is issued to the respondent. The respondent to whom the award is made shall, within thirty (30) calendar davs after notice of award has been given, provide evideoce of any required insurance, performance bonds, payment bonds and guarantee. and schedule of subcontractors (if applicable) and sign the necessary contract. Failure to execute the contract and/or to provide evidence of any required insurance or bonding COvctage shaH be just cause for the annulment of the award. A ward may then be made to the next highest ranked respondent or the work may be readvertised as the County may decide. The County anticipates entering into contract negotiations with the respondent whose proposal is judged by the Technical Evaluation Panel and the County to be the most advantageous to the Count)', in accordance with the evaluation criteria herein described. The TECHNICAL EV ALVA nON PANEL will be established and coordinated by the U.S. EnvirollOlMW Protection Agency (EPA) and will be composed of wastewater experts from EP A,Fthe Florida Department of EnviromncntaJ Protection (FDEP). and other agencies as deemed appropriate. The County anticipates aWarding one contract, but reserves the right to award more than one contract. or not to make any award whatsoever, if to do SO is in the interest of the County. J .14 FORMAL NOTICE OF INTENT TO AWARD In compliance with Chapter 120 of the Flonda Statutes. the Notice of Award will be posted at the Monroe County Office of Purchasing. This notice will remain posted for a period of seventy-two (72) hours. Failure to file a protest within the time prescribed in Rule 40E-7.302 Florida Administrative Code and Scction 120.53(5). Florida Starut~. shall constitute a waiver of proceedings under Chapter 120, Florida Statutes. Page'" of 17; 00100 . l.15 TAX EXEMPT STAruS - 2.3 PUBLIC ENTITY CRIMES The County is exempt from Florida Sales and Federal Excise taxes on direct purchase of tangible property . J .16 ORAL PRESENT A TlONS Following me submission and evaluation of the wrinen proposals, EPA and the Countyl at their discretion, may require the highest ranked rcspondentsto give an oral presentation explaining and/or demonstrating each proposal. All oral presentations shaJJ be scheduled by the County and/or EPA. PART 2 INSTRUCTIONS FOR PREPARING RESPONSES 2.1 RULE~ Proposals shall be tendered in two (2) separate subminals, "Technical" and "Cost." Each proposaJ envelope marked "Technical" shall contain the Proposer's Construction I Technical I Managerial qualifications and other required documents described herein. The second sealed envelope marked "Cost" shall contain all items related to cost and referenced herein. Each proposal by an individual or fum shall state the name and address of all persons or entities having an interest in me proposal. Proposals shall be signed by an authorized person or member of the finn making the proposal. In no ease may a proposal be transferred or assigned by a respondent. 2.2 STATEMENT ORGANlZA TION OF BUSINESS All respondents to this solicitation shall complete the anached Statement of Business Organization. This fonn provides the County with vital information concerning the responding organization as well as joint venture or subcontractor panicipation levels (if applicable). Any respondent, 01 any of hislher suppliers, subcontractors, Or <:onsultants who shall perform work which is intended (0 benefit the County, shall not be a convicted vendor or, if the respondent or any affiliate of the respondent has been convicted of a public entity crime, a period longer than 36 months has passed since that person was placed on the convicted vendor list. The respondent further understands and accepts that any contract issued as a result of this solicitation shall be either voidable by the COWlty or subject to immediate termination by the County. in the event there is any misrepresentation or lack of compliance with the mandates of Section 287.133, F.S. The County, in the event of such termination. shall not incur any liability to the respondent for any work or materials furnished. 2.4 BONDS. INSURANCE OUARANTEES AND RespondentS shall be required to provide with the proposal (in the "Cost" submittal) evidence from the surety company guaranteeing the respondent's ability to provide a Payment Bond and a Conunon Law Performance, in addition to Penonnance Gwuantees specified in the Scope of Work., part 4-3. Proposals mwt <:ontain the required evidence and guarantees in order to be considered responsive and be further evaluated. AJJ proposals shall be accompanied by a Bid Bond, equal to 5% (five percent) of the estimated total contract construction cost. In case a submining firm to whom a Contract is awarded shall fail or neglect to execute the Agreement and furnish the satisfactory bonds within the time specified. the County may determined that the Proposer bas abandoned the Contn!cl, and thereupon the Proposal Forms and acceptance shall be nun and void and the Bid Security accompanying the ProposaJ shall be forfeited to the County as liquidated damages for such failure or neglect and to indemnify the County from any Joss which may be sustained by failure of the Proposer to execute the Agreement. All Bid Securities will be returned on the execution of Ute Contract or ifno award is made. hge 5 or 17; 00100 Tlte respondent. if awarded a ~ntract. shall maintain insurance ~ve!i:lge r.eflecting. at a minimwn, the amounts and conditions as specified within the Insurance Requirements attached to this solicitation. Evidence of appropriate insurance coverage shall be provided as an attachment to the response. Respondents may fulfill this requirement by having their inslU'lU)ce agent either (J) compl* and sign an insurance certificate which meets aJl'~equirements) or (2) issue a (etter on the insurance agency's stationery stating that the respondent qualifies for the required insurance coverage levels and that an insurance certificate meeting the COWlty'S requirements will be submitted before final execution or issuance of the ~ntracr. AU insurers must be qualified to lawfully conduct business in the State of Florida. Failure of the County to notify the respondent that the certificate of ins\ll'8nCe provided does not meet the contract requirements, shall not constitute a waiver of the respondent's responsibility to meet the stated requirements. In addition, receipt and acceptance of the certificate of insurance by the County shaIJ not constitute approval of the amounts or types of coverage listed on the cenificate. Misrepresentation of any material faet. whether intentional or not, regarding the respondent's insurance coverage. policies or capabilities, may be grounds for rejection of the response and recision of any ensuing contracL 2.5 RESPONSE FORMAT AND CONTENTS In order to facilitate County review, responses should be organized in the following sequence: "Technical" ProDOsals : A. Letter of Transmittal B. "Technical" Proposal C. Qualifications &. Experience D. Supplemental Information E. Attachments F. Optional Information "Cost" ProoosaJ G. Cost Proposal and "Cost" Proposal Form A. Letter of Transmittal All responses must contain a lransmjttaJ lener highlighting lIle respondent's reasons for responding to the solicitation and unique attributes. The I~tter must name any and aU of the persons authorized to make representations on behalf of the respondent, including the titles. addresses and telephone numbers of each person(s). The letter must declare thaI the response was prepared without collusion with any other person or entity submitting a response pursuant to this solicitation. An authoriz.ed agent of the respondent must sign the transmittal letter indicating the agent's title or authority. The letter should not exceed two pages in length. B. Technical ProoosaJ The County is seeking to qualify one or more contractors for the lasb specified in the anached Statement of Work. This section of the response should explain the Statement of Work as understood by lIle respondent. This section should also include any assistance, materials, equipment, repons, space, ere. the County is requested to provide to the respondent to complete the requested Work Plan." Technical submittals shaIJ also contain drawings, project development schedule and other docwnents that delineate and describe the character of thc entire project. The following details should be included: I. A statement of the proposed work objective and scope. 2. A list of resources and/or equipment, inCluding the site, to be provided by the respondent. 3. Methodology and rationale for the proposed approach. 4. Proposed work plan addressing specific tasks. nu1estones, and deliverables. S. Proposed project management pJan. 6. Provide an estimated footprint of the proposed main facility or facililies (include square footage of the facility, acreage of property required and an estimate of how the facilirylfacilities would sit On B propos:ed site) 7. Detailed description of wastewater Ireatment methodology and levels of treatment thaI the Page 6 or 17; 00100 a minimum, this schedule shall indicate a specified timefiame following the Notice 10 ~ (or the (oUowiDg irems: · Pn::pmmjoa ot CoIIstrucdOll Doc'~ for the PrclimiDsry Oc3i1D PJwc · PrqmBtiOll of Coo!tructiOD Documcats for rhc . I)inaI ~gu. Phase. =d finaJ selection .of all iotcicw fiDista · Review aDd apprvval by the County of Cbc FJnal Design Phase aud hderior fin;~ · Baildiag Pamit PmcessiDg (NOm obtamins pcmUts as n:qqired for this project IbaD be the aole rcspoasibilhy of the: Comractor. Failure of the CoDtnctor to obWn required pc:rmflS in accordance with its proposed scbeduIc may DOt be coasidm:d grounds for au e.:xtc:u.sioo of ~ CoDt1U11imc for this projcx;t) · Permit doc:umcm revisiObS and ~ of pmniu required for coDStnJction · CoI1Sb'UetiOD mobilizlltioQ . Consttuccioo . Substlodal Complcdon · F'mal Completion Dale , '. · Acquisition ofllDd iocJuding all easements c. OualiJiadions IIbd ~~ This sbaIJ be a SCpIII'IIe sedioa &ad include ddaUs as fonows: 1. Details on me qualUic:ations of 1bc firm. including . summary of the film's bistoEy and cxpcricacc. with pIII1icuIar emphasis OD wastewaret trealDkut ~ build capabUities. Include quaIi1iC8liODS for cbc individual 9r eatity thar will be provfdU!g Dc$lp ProfC$SfooaJ 2..' Details on the qWLIifications of the individuaI(s) who will pcrfonn the design and operation work, including experience in similar work. cwriculum vitae, and relevant COllege, graduate or professional courses an~ certifications. 3. Swrunariz.e the firm's record of safety perfonnance for the past three }'~, providing safety performance figures for ~xperience modification rate, and describing any citations from OSHA. 4. In the operation or construction of wastewater treatment facUities, detail any complaints received regarding noise or odor. Such detail should include nwnber of complaints recorded and time eJapsed before problem was identified and corrected. Details should include aU incidents within the last five years. 5. Details if this linn has been refused surety, bond, or liability insurance in the last .ten years. 6. Details if this finn, or any officer Or partner of this firm. has failed in the previous five (5) years to complete a construction contract operating as this organization or any other organization. 7. If responding under Alternative One (d/b/a): a list of at least five (5) current clients and pertinent references (include name, address and teJephone nwnber) that the County may contact. If responding under Alternative Two (dIb), at least five (5) former client reference letters of recommendation pertaining to similar past projects including col)tact name, address and telephone number, swnmary of each project scope as it relates to this project (one paragraph), and date that each project was completed. These leners of recommendation must be from ejected officials, government staff or agencies that have worked with the Submitting Firm. The five (S) letters should reflect at least three (3) different wastewater treatment facilities, with the Submitting Finn providing facility detail for each. 8. Indicate the availability of lhc firm and the individuals proposed to provide the s;ervices. Jdentify the extent and nature of any anticipated outside support. 9. If a joint venture or subcontractor aJTangemem is involved in the response, the respondent mUSt include a copy of the agreement with the response, and list of such parties by name, address and telephone nwnber, inClUding supervisory and professional persoMel, and a summary of how the work will be apportioned. 10. The same information requested above in items (J) through (8) ~ust be provided for each subcontraClor and/or or joint venture party. D. Supplemental lnfonnatioD This section shall inclUde th~ following items: I. Provide a staffing plan that clearly iJJustrares the key elements of the orgaiUzational structures proposed to accomplish the management. technical. construction and adminisb'ative services required. Project management and key personnel within each area of required services shall be identified and past experience of each, as it relates to this project, shaU be discussed. 2. Provide details of the Quality ControJ program proposed for this project. The Quality Control program shall include an explanation.. of the poHcies and procedures that wilJ be used to assure the complete and accurate docwnent and materiaVconstnJetion operations evaluation and (quality) control. 3. Provide a summary of any litigation filed against lhe respondent in lhe past five {5} years which is related to the services that respondent provides in the regular course of business. The sW11maJy shall state the nature of the litigation, a brief description of the case, lhe outcome or projected outcome, and the monetary amo1}l1ts inVOlved. 4. Provide financial statements for the past two years, annual reports, or other similar evidence of respondent's fmanciaJ $tabiJity. The Counry reserves the right to perfonn a detailed review of financial information in order to dctennine whether or not lhe respondent is financially ~llabJc for successful performance of any ensuing contract award. Information requested includes Current rating with Dun &. Bradstreet, current Page 8 of 17; 00100 . . working capital for the finn, any history of bankruptcy or reorganization, total bonding capacity (and name, address and telephone number of the finn's predominant insurance and bonding company), percentage of capacity currently committed to other work, and audited net worth. Please provide details for any transaction or event which has takc:n place since the last statement of audited net worth provided. Include information about experience with the financing of similar capital projects and the ability of the Submitting Firm to finance capital projects. 5. Any additional information which the respondent considers pertinent for consideration should be included in this part of the proposal. 6. Signatory Pace (provided) 7. Recent performance audit from a similar wastewater system E. Attachments The following at1aclunents shall be provided with the response: I. Signed receipts for each addendum issued by the County (if applicable). 2. Evidence from the surety camp;my guaranteeing the respondent's ability to provide a Payment Bond and a Common Law Perfonnance, in addition to Perfonnance Guarantees specified in the Scope of Work, part 4-3. 3. Statement of Business Organization. 4. Evidence of cwrentlcvels of insurance. 5. Certification from the Florida SecretaI)' of State, if respondent is a corporation or partnership, verifying respondent's corporate status and good slanding. If respondent is also an out-of-state corporation, provide evidence of authority to conduct business in lile State of Florida. 6. Copies of required licenses (State of Florida Registered Architect and/or Engineer, and State of Florida General. Contractor or Building Contractor). Note: The Proposer shall have, at the time of submission. all professional licenses required by law for their performance of the Work in order to be considered responsible. F. Ootional Documents: Documents detailing the folJowing are requested. but not required. If a proposal is presented as part of the proposal response, indicate cost impacts and considerations on the cast proposal Conn. 1. Potentia) for Re-usc at Proposed Wastewater Treatment Facility. The ability to conserve water is considered vital to the continuing well-being of our conununities. The County would welcome an optional proposal for fe-use at the proposed facility/facilities. 2. Availability of Affordable Housing for Submitting Finn Employees. This document should provide the number of employees expected to work for the proposed sewer treatment system{s} (including those involved in line maintenance and in any other capacity). what is likely to be their pay, and what effons the Submitting Finn will make to ensure that housing is available for those employees. Then: is a dire shortage of affordable housing in MoDJOC County and service personnel in all industries an: struggling to find affordable housing. The County would welcome an optional proposal for the provision of affordable housing. G. "Cost" Pronosal The respondent shall state clearly the total proposed cost and the reasons justifying why the proposed approach could be the most cost effective approach for the County. All pricing should exclude sales and use taxes at both the State and Federal levels since . the Co\Dlty is exrmpt &om payment of such taxes. except where the Submitting Ymn win be liable for such taxes on items and services purchased directly. The Submining Firm, however. will not charge sales and use tax to either the County or the FKAA. The proposed price and fees are to include the furnishinc of all materials, equipment, lools, utilities, acquisition of all penn its. approvals. authorizations, certificates, including applicable taxes, and all facilities and the performance of all Paae9 or 11: 00100 labor and professional services including design costs necessary or proper for the completion of the Work except -as may be expressly provided in the Request for Proposals. See "Cost Proposal Form" for additional details. I. For Alternative proposals: 1, DesignlBuild/Operate . .' a) Contnlct Price for Design/Construction (as both a total cost and a cost per EDU) b) Operating and Maintenance Costs (as both a per year cost and a cost per month per EDU). c) Cost of land, easements and rights-of-way acquisition. These costs are to. retJect local conditions. Any responses which do not reaJisticaJly reflect local conditions may be considered non-responsive and may not be further evaJuated. d) If Proposer will provide financing for the capiraJ costs of the project, the monthly capital recovery fee per EOU for that financing for the life of the contract and the initial hoole-up fee per EDU e) Optional: If Proposer has provided proposals for Re-use or Affordable Housing. provide cost figures (both as total cost and cost per SOU) and expected revenue impacts 2. For Alternative 2 Design/Build Proposals: a) Contract Price for Design/Construction (as both a total cost and a cost per EOU) b) Expected Operating and Maintenance Costs for the facility/facilities (as both a per year cost and a cost per month per EDU) c) Cost of land, easements and rights-of-way acquisition. These costs are to reflect local conditions. Any responses which do not realistically reflect local conditions may be considered non-responsive and may noE be further evaluated. d) Optional: If Proposer will provide financing for the capital costs of the project. the . monthly fee per BDU per month ror financing to extend over the course of twenty years (240 months) and the proposed initial hook-up fe~ per EOU e) Optional: If Proposer has provided propOsals for Re-use or Affordable Housing, provide cost .figures (both as total cost and cost per EOU) and expected revenue impacts The proposal shall include details of how the Submitting Firm can help with the financing of the Project. PART 3 EVALUATION .METHOD 3.1 EV ALOA TION PROCEDURE The EP A, in partnership with the Florida Department of Environmental Protection (FDEP). will provide evaluations of the Submitting Finns through a Technical Evaluation Panel. Both the Florida Keys Aqueduct Authority and Monroe County may designate a member for the Panel. The evaluation committee will first evaluate the 'technica1lmanagerial" proposals and will then shoI1- list the most-quaJified Proposers. That short list will be further refmed as a result of scheduled oral presentations of the Submitting rums. If a Proposer's presentation is deemed inadequate by the Technical Evaluation Pane), that Proposer win be removed from the short list,. At the' time and place announced on the cover page. the OMS Director will publicly unseal the cost proposals. An adjustcdscore win be anivcd at for each linn by dividing each farm's total proposed cost. as expressed by cost per EDU, by the technical review sanoe. The Technical Evaluation Panel will reconuncnd to the County that the firm with the 10WCSl adjusted score be awarded the contract. The County-shall be the sole judge ofits own .-needs/requirements, the responsc(s), and' any resulting negotiated contract(s). The County's decisions will be finaJ. with the caveat that no pr9pesaJ contract win be awarded without the agreement oftbe Florida Keys Aqueduct Authority. 3.2 EV ALVA nON CRlTERlA The Technical Panel's evaluation criteria of the technicaVmanagerialJproject proposals will include paee 10 of 17; 00100 ~ cosi;sideration of the following: Range of Evaluation Category Points " o to 4S pts Technical Criteria. including: · Technical soundness of proposal · Adequacy of preliminary construction site plans · Level of treatment I treatment methodology · Plan fOJ precluding discharge of improperly treated sewage . Treatment reliability · Number of EDUs to be serviced . Completeness of work plan o to 3S pts Mana2cment Criteria. including: . Qualifications of staff and firm · Firm's past experience and performance with designlbuild on comparable projects or with designlbuildloperate as appropriate · Competence ~d Qualification of PersoMel assigned to the Project · Accessibility/response time of key persoMel to situations that mayarisc in Monroe County · References · Quality control systems and procedures · Experience with the fmancing of capital projects . Ability to finance capjtal projects . Financial Stability o to 20 pIS. Proiect Schedulc and Other Considerations: · A vaiJabiJity of resources for the project · Location and appearance of proposed facility · Project schedule . ObstacJesto acquiring land, easements. rights-of-way Page II of 17; 00100 PART 4 STATEMENT OF WORK DESIGN I BUILD I OPERA TE A W ASTEW A TER TREAMENT SYSTEM TO SERVE THE KEY LARGO AREA OF MONROE COUNTY 4- J INTRODUCTION: . " Unincorporated Monroe County is plagued by inadequate wastewater treatment facilities. The majority of the residents currently treat their wastewater through the use of septic systems or cesspools. The Governor and Cabinet of the State of florida, in agreement with the locaJ Monroe County Commission, have determined that identified "hot spots," areas with known water quality problems, will be the fim priorities in instituting upgraded WHtewater treatment systems. The upgraded wastewater treatment system(s} may include centralized, neighborhood. clustered onsite and individual onsite systems. Individual onsite systems WDuld have to be approved by the Florida Dept. of Health before they are found pennittable. The COWtty's Project Manager wjJl be the FK.AA, which will designate its employee(s} to perform the Project Manager function. Upon completion of the Project, aU County managerial oversight will be performed by the FKAA through its designated employees. These projects are considered to be; on a fast tracl< schedule and of dire import for the future of Monroe County and its citizens. In this year alone, viruses have been fOWld in local canals and certain beaches have been closed due to fecal contamination. Time is of the essence in preserving and enhancing Monroe County's surrounding water quality. It is the intent of Monroe County to contract with a DesignlBuild rum to either designlbuiJdloperate or to designlbuild a wastewalcr treatment system(s) to serve the designated hot spot and surrounding area, as appropriate, on the island of Key Largo. nus project must be implemented OD a "fast tnlck" schedule and be operational within thirty (30) months from contract execution. The Key Largo Hot Spot to be treated combines the neighborhoods of Lake Surprise, Sexton Cove and Largo Highlands, three subdivisions located in close proximity at approximately mile marker I 06. (Those subdivisions are included in the subdivision lay-outs provided and arc clearly marked "HOT SPOT SUBDIVISION LAY. OUT.") lbis area includes approximately 600 residential hook-ups, of which 358 are unknown systems, in all probability cesspools and older, underperl'onning septic systems. While this area need not be the only area treated by lhe proposed sewer system, at a minimum this entire area must be treated by the proposed 6eWef wastewater treatment system(s). The proposals that do not provide for service to these three neighborhoods will be deemed non-responsive and will not be further considered. 4-2 SCOPE OF SERVICES Finns have the option of selecting Design/BuiJd/Operate (Alternative 1) and/or DesignlBuild (Alternative 2) as the method by which they wish to apply. Proposers have the option to propose to provide onsite or clustered onsite systems. In the event such systems are to be provided, the Proposer shall develop the details of the Technical Proposal under Pan 2 "Instructions for Preparing Responses," appropriate to the facilities proposed and consistent with the requirements ofItems 1-19 of Pan 2.5.8. Alternative I: Desia.nlBuildlOoerate ("d/b/a") Scope of Service A, The Submitting Finn shall provide Monroe County, Florida with the expertise, materials and staff Pace 12 of 11; 00100 . . '., necessary to perfonn all required design and construclio~ operations and maintenance (and possible financing)' necessary to complete the proposed wastewater treatment system(s) (Alternative I). B. The Submining Firm shall prepare all necessary designs (including proposed facility and collection line locations), construction plans and specifications, provide construction management, and facilities startup necessary to provide sewage collection and treatment for the area specified above. All phases of this proposed project must be in accordance with ~} applicable rules and regulation~ including but not limited to those established by Monroe County, Florida, the Florida Department of Envirorunental Protection, the Florida Department of Health, and the U. S. EnvirorunentaJ Protection Agency. This shall be accomplished through responsible, efficient, effective, on-site management, supervision, staffing, equipment maintenance and repair, and predictive and preventive maintenance of all inclusive facilities and equipment included in the wastewater treatment system, through the conclusion of the contract C. Definition of Wastewater Treatment System(s): For the purposes of this Request for Proposals, the wastewater treatment system shall include, but not be limited to the land, easements, rights-of-way, equipment, structures, buildings, tanks, chemical feed systems, instrumentation, access lOads, buffer provisions, safety and security provisions, fire protection, emergency and Wind-by power generation, and sewer collection systems, including but not lirilited to land, easements, rights-of-way, buffer provisions, piping, pumps. vacuum equipment (including valves, pjts and tanks) and appurtenances, structures, buildings, instrumentation, access roads, and power supply. Where clustered onsite or individual onsit.e systems are proposed, the respondent would be responsible for operation JlIld maintenance of all such systems for the life of the mntract. D. The Submining Finn will provide wastewater treatment system operators as necessary to staff the facilities in accordance with aU applicable environmenlalrules and regulations, on-site, and who shall be in responsible charge of the treatment system(s). All operators shall have all certifications required by law, and at a minimum, must be certified by the Stale of Florida. In addition, the Submitting Finn shall provide experienced project management throughout all phases of the project. The Operator-In-Responsible-Cbarge (ORC) will maintain lhe necessary certification of grade equivalent to the classification assigned to the wastewater treatment system. The wastewater treatment system(s) shall be staffed in accordance with State of Florida Department of Environmental Protection regulations governing the treatment system(s) designed by the Submitting Firm and as approved by Monroe County. E. The Submitting Finn will provide all necessary power, chemicals. equipment, maintenance (predictive. preventive and corrective), capital equipment, supplies, buildings and grounds maintenance (including landscaping), and all other goods and/or services necessary to provide aU day to day operations, maintenance and management of the wastewater treatment system for the duration of the contract. The SUbmitting Finn will assume all costs of aU repairs (minor and/or major) for all facilities. equipment. access roads kwI and collection system components throughout the term of the contract. F. The Submitting Finn win develop and implement a predictive and preventive maintenance progJam for the entire wastewater treatment system(s) (as defined herein)... This program shalJ include all lubrication, adjustments and repairs as necessary to maintain the wastewater treatment system(s) for the duration of the conlract lerm. The Submining Finn shall provide and maintain a spare pans inventory that delineates the critical pans and equipment that are neeessary to be maintained "on-shelf" to insure continuous operation of the wastewater treatment system(s). The Submining Firm shall utilize a "Wastewater Treatment System Audit Checklisl" of its own design to report monthly on the status of the wastewater treatment system(s) reliabi)ity to be delivered monthly to the Sewage Authority in Monroe County (the Florida Keys Aqueduct Authority). The county ~hQII approve the design of the fonn in advance. The Submitting Finn shall submit a copy of a recent audit from as similar a wastewater treatment system as possible that is now under their charge. Pate 13 of 17: 00100 d. The Submitting Finn will conduct routine process monitoring and all required permit monitoring of lhe wastewater system(s). The Subcommittee Finn will conduct all monitoring required as directed by the regulatory agencies governing the wastewater treatment system(s). The Submitting Finn at no additional cost to Monroe County wiIJ also conduct any additional sampling and monitoring that may be required by. an)' governing agency. H. All pennit renewal fees, annual iospection fees, and laboratory certification fees shall be the responsibiJit} of the Submitting Finn. .' J. The Submitting Firm shall maintain aU insurance coverage and benefits required by Federal, Slate, and Local Agencies for its employees. The Submitting Firm shall be responsible for a corporate safety program. including any or aU of the (ollowing as available: safel)' manual, training schedules. and a J 99B Lost-Time Injwy Report. The Submitting Firm shall provide experienced project management tluoughout aU phases of the projecr. The Operator-ln-Responsible-Charse (ORC) wiU maintain the necessary certification of grade equivalent to the classification assigned to the wastewater treatment system(s). The person the Submining Firm designates as having primary responsibility for the day-to-day operations of the project must be approved by both Monroe County and the Florida Keys Aqueduct Authority. and must live within easy commute of the main facility. Alternative 2: DesilmlBuild (CCdlb"') Scone ofSeNice A. The Submining Finn shall provide Monroe County, Florida with the expertise, materials and staff necessary 10 perform all required design and construction (and possible financing) complete the proposed wastewater treatment syslem(s) (AJremative 2). B. The Submining Finn will prepare all necessary designs (inclUding proposed facility and colJection line locations), construction plans and specifications, provide construction management, and facilities startup for the area specified above. AIl phases of this proposed project must be in accordance with all applicable rules and regulations. including but not limited to those established by Monroe County. Florida. the Florida Department of Environmental Protection, the Florida Department of Health and the U. S. Environmental Protection Agency through responsible. efficient. effective, on-site management. supervision. staffing. equipment maintenance and repair. and predictive and preventive maintenance of aU inclusive facilities and equipment included in the wastewater treatment system(s). '. C. Defmition of Wastewater Treatment System(s): For the purposes of this Request for Proposals, the wastewater treatment system shall include, but not be limited to the land. easements. rights-of.way. equipment, structures. buildings, tanks. chemical feed systems. instrumentation, access roads, buffer provisions, safety and security provisions. fire protection, emergency and stand.by power generation, and sewer collection systems. including but not limited to land. easements. rights-of.way. buffer provisions, piping. pumps. vacuwn equipmenr (including valves, pits and tanks) and appurtenances. structures, buildings. instrumentation. access roads, and power supply. Where clustered onsite or. individual .onsile systems are proposed, the respondent would be responsible for operation and maintenance of all such systems for the life of the contract. . D. The Submining Firm will provide experienced project management throughout a1l phases of the project, properly ccnified in accordance with all applicable environmental rules and regulation(s). The Project Management Team will be identified and available for infonnation. reports and on.site visits with Monroe County and the Florida Keys Aqueduct Authority during all phases of the contract. E. The Submitting Firm will asswne all cost of all repairs (minor and/or major) for all facilities, equipment, Jane access roads and collection system components throughout the term of the contract. Page 14 ofJ?; 00100 F. The Submining Finn will develop a pre4ictivc and preventive maintenance program for the entire wastewater treatment system(s) (as defined herein). This program shall include detail of all lubrication, adjustments and repairs as necessary to maintain the wastewater treatment system(s) for the first twenty (20) years of the system's life. The Submining Firm shall provide a spare parts inventory list that delineates the crilical p3I1S and equipmenr thaI are necessary to be maintained "on-shelf" to insure continuous operation of the wastewater treabnent system(s). The ~.ubmining Finn shall provide a "Wastewater Treatment System Audit Checklist" of its own design (or the Florida Keys Aqueduct Authority 10 use for monthly repons subsequent to the begifUling of operations of the system(s). The County and the Florida Keys Aqueduct Authority shaU approve the design of the fonn in advance. The Submining Finn will submit a copy of a re<:ent audit from as similar a wastewater treatment system as possible that was constructed by their finn. G. Owing the first six (6) months of operation of the facjJjty, the Submining Finn wilJ conduct routine process monitoring and all required permit monitoring of the wastewater system(s) and maintain a local team to work with the Florida Keys Aqueduct Authority during the period of transition. The Submining' Firm will conduct all monitoring required as directed by the regulatory agencies governing the wastewater treatment system(s) during the length of this conlract. The Submitting Firm at no additional cost to Monroe County will also conduct any additional sampling and monitoring that may be required by any governing agency during the length of this contract. H. All pennit renewal fees, inspection fees, and laboratory certification fees shall be the responsibility of the Submitting Finn throughout the length of this contJact. 1. The Submining Finn shall maintain all insurance coverage required by Federal, State, and Local Agencies for its employees. The Submitting Firm shall be responsible for a corporate safety program during the length of this contract, including any or all of the follOwing as available: safety manual, training schedules, and a 1998 Lost-Time Injury Repon. 4-3 PERFORMANCE GUARANTEE A. The SUbmitting Firm shall guarantee that the proposed wastewater treatment system(s) will be operational and meeting all discharge requirements within no more than thirty (30) months nom the execution of a contract between Monroe Count)' and the Submitting Finn. The Submitting Firm will meet or exceed the requirements of the law for the type of facilitylfacilities proposed. B. The Submitting Firm will guarantee complete and total compliance with all local, State and Federal water quality rules and regulations as may be applicable to this proposed project. Under Alternative One (dlb/o), any water quality vio,lations concerning the operations, maintenance and management of the proposed wastewater treatment system, with the exception of Acts of God (hurricanes, floods, tires from sources outside the control of the Submitting Firm, or other event afForce Majeure) will be lhe sole responsibility of the Submining Firm, including any and all fines, penalties, lawsuits, or any other form ofJiquidaled damages as may result from such violation, during the life of this contract. Under Ahernative Two (dIb), any water quality violations concerning the operations, maintenance and management of the proposed wastewater treatment system, with the exception of Acts of God (hurric~es, floods. fires from sources outside the control of the Submiuins Finn, or oth~r event of Force Majeure) Will be Ihe sole responsibility of the Submitting Firm, including any and all fines, penalties, lawsuits, or any other fonn of liquidaled damages as may resuh from such violation, during the first three years of facility/facilities Page 15 or 17; 00100 operation. Since it is difficult to quantify the precise dollar measure of damages to the environment resulting from a system fa-Hure,'the successful submining finn will agree by contract that the reasonablc Jiquidaled damages for each incident of failure to treat to guaranteed levels will be a minimum of $5000. 4-4 PROJECT-COST GUARANTEE ~ A. For Alternative I DesignIBuildlOj,erate Submitting Finns, the Cost for the proposed Wastewater treatment system(s) shall be presented as: (I) total designlbuild costs per EDU, and (2) Operating Costs per month per EDU. The maximwn operating and maintenance costs, including administrative costs for billing, per month per EDU shaH not exceed $35. Any response reflecting an O&M cost in excess of S35per month per EDU will be deemed non-responsive and wiJJ not be furthcr evaluated. Operating and Maintenance Costs are nOllo increase over the life of the contnlct, except as adjusted by the Consumer Price Index to keep up with inflation. If thaI is nOI agreeable to the Proposer, the Submitting Finn must provide an explanation of how. price adjustments for operation and maintenance will occur. Explanations that are considered unacceptable will disqualify Proposers from further consideration. These monthly fees must be defined in tenns meaningful to the full length of the project. The figures provided must be a guaranteed maximum price. For Ahernative 2 Design/Build SUbmitting Finns, the Cost for the proposed wastewater treabnent system(s) shall be presented as ~ total cost per EDU for all elements of the contract. The figures provided must be a guaranteed maximwn price. B. The Submining Finn will determine the number of sewer hook-ups necessary within the proposed wastewater treatment service area. Proposals must include the hook-ups present within the priority hot spot defined above (apprOXimately 600 EDUs), but may include additional surrounding area hook-ups on the island as required 10 make the project cost-effective and feasible. 4-5 TERM OF CONTRACT A. It is the intent of Monroe County to enter into an agreement with a Submitting Firm for either Alternative One or Alternative 1\vo. Under Alternative I, DesjgnlBuildlOperate, it is the intent of Monroe County to enter into an agreement with the Submitting Firm for an operations and maintenance contnlct for twenty (20) years from the starting date of operations for the proposed wastewater treatment system(s). If the Florida Keys Aqueduct Authority so chooses, it may be the contract signator on behalf of Monroe County. Under Alternative 2, DesignlBuild, it is the intent of Monroe County to enter into an agreement with the Submitting Finn for a construction contract which will include a six (6) month frc1nsiti<?D period ,after. .operation begins. If the Florida Keys Aqueduct Authority so chooses, it may be the contract signator on behalf of Monroe Couney. B. The time allowed for design and construction of the recommended wastewater treatment system(s) shall be no longer than thirty (30) months from execution of a contract between Monroe COWlty and the Submitting Firm. Any delays in this design and construction schedule will result in construction liquidated damages of one thousand dollars ($1,000.00) per day against the Submining Firm. It will be the sole responsibility of the Submitting Firm to make all necessary cffons 10 comply with this "fast track" design, construction and start-up schedule. No mediating circumstances, excluding Acts of God or Force Majeure, shaH be accepted as an excuse for noncompliance WIth the design, construction and start-up schedule of thirty (30) months. Page 16 of 17: 00100 4-6 METHOD OF REIMBURSEMENT A. For the DesignIBuildlOperate (Alternative I) Submitting Finn. reimbursement for the design, and construction shall be from the' initial hook-up fees and the additional capital recovery charge identified on the Cost Proposal Fonn. On-going operations. and maintenance of the proposed wastewater treatment system(s) shall come from the monthly sewer use charges proposed by the Submitting Finn. !:, for the DesignlBuild (Alternative 2) Submitting Firm. which shall submit a funding plan, reimbursements for the design and construction of the wastewater treatment system(s) will take place on a schedule defined in the contract itself. with payments made with no greater frequency than monthly in each calendar year. The signing of the contract may be deferred until such time as necessary funding is secured~ with the agreement of all signing parties. B. The Submitting Finn may choose to utilize the Florida Keys Aqueduct Authority as the mechanism by which to develop a sewer hook~up program and sewer use billing and conection program. This service will have associated costs, which will need to be included in the costs for operation and maintenance of the facility/faciJities. C. Monroe County and/or the Plorida Keys Aqueduct Authority will enforce the sewer hook~up schedule for both residential and commercial hook-ups, requiring mandatory hook-up within thirty (30) days from the time ~he sewer wastewater collection sy~em(s) is/are ready for individual hook-up. It will be the responsibility of the Submitting Finn to maintain an up-to-date sewer hook-up schedule and to coordinate same with the Florida Keys Aqueduct Authority. 4-7 TERMINA nON OF CONTRACT Monroe County may at any time terminate the contract resulting from me Submitting Finn's proposed wastewater treatment system(s) for breach of any pan of the resulting agreement. In the event of such tennination by Monroe COWlty, final payment to the Submitting Firm shalJ be decided by arbitration between Monroe County and the Submitting Firm under the applicable laws of the state of Florida. If the Board of Monroe County Commissioners declines to appropriate sufficient funds to complete or oontinue the project or if grant funding is reduced or terminated. then the BOCC may terminate the Submitting Finn contract with no ftu1her liability or obligation to the Submitting Finn other than the obligation to pay for work satisfactorily completed up to the point of notification oftennination. 4-8 ASSIGNABIUTY The contract between the selected Submitting Finn and Monroe County (or the Florida Keys Aqueduct Authority) may not be re-assig.ned by the Submitting Finn without prior written consent of the Florida Keys Aqueduct Authority and Monroe County. 4-9 ADDITIONAL JNFORMA nON Submitting Firm acknowledges that if Key Largo incorporates, the county may no longer be in a position to make the decision on this CB, and may need to assign this contractual award to the government of the new municipality. The County/Submitting Finn contract will require the submining firm to consent to such assignment. Page 17 of 17; 00100 DRAFT NO.3 08/08/01 RESOLUTION NO. _-2001 WHEREAS, the Monroe County Board of County Commissioners issued on September 8. 1999, a Request for Proposals to Design/Build or Design/Build/Operate a Wastewater Treatment System(s) To Serve Key Largo; and WHEREAS, four (4) firms submitted a total of seven (7) Technical Proposals in response to the RFP; and WHEREAS, one firm withdrew one of its Technical Proposals leaving six (6) Technical Proposals and six (6) accompanying Cost Proposals for consideration; and WHEREAS. by Resolution No. 093-2000, adopted on February 17, 2000, the Board approved the commencement of contract negotiations between the Florida Keys Aqueduct Authority and Ogden Water Systems, Inc. to design/build/operate a wastewatertreatment system in Key Largo serving an area from Tavernier Creek to approximately US 1 Mile' Marker 106 pursuant to the proposals submitted by Ogden in response to the RFP; and WHEREAS, the FKAA and Ogden entered into a Design/Build Contract, dated July 5, 2000, for the Key Largo Wastewater Treatment System pursuant to the direction authorized in Resolution No. 093-2000; and WHEREAS, the Circuit Court of the Sixteenth Judicial Circuit of Monroe County in Case No. CA-K-00-1170 entered a Final Judgment on May 16, 2001, holding that the selection of Ogden by the Board and the Ogden/FKAA Design/Build Contract was void based upon the Court's findings that the Technical Evaluation Panel utilized by the Board to evaluate and rank the proposals received pursuant to the RFP was an advisory board Pags 1 of 11 DRAFT NO.3 08/08/01 subject to the public meeting requirements of section 286.011, Florida Statutes, and that the TEP engaged in conduct that violated such statutory provisions; and WHEREAS, the Court in the Final Judgment further found that attempts by the Board to cure the Sunshine Law violations by the TEP in its evaluation of the proposals submitted pursuant to the RFP, while "heroic, It were not effective for the following reasons: In this case the BOCC did not return to or reevaluate the original proposals of each of the proposers or the technical compliance of the proposers with the BOCC's RFP. It did not undo, reexamine or re-do the ranklngs assigned to each of the proposers by the TEP. It did not allow the proposers to provide oral presentations to the BOCC in full, fair, and open public meetings. and WIII:REAS, the Final Jl:1dgment is now on app8el to the Third District Court of Appeal, leaving the COl:1l"1ty in the untenable p03ition of being unable to contrect for the .con3b"t1ction of the I<ey Largo Wastewater System P!'Oie-ct; and Wtt~R[AG, both the County and Ogden agree to dismiss the appeal of the ril'lal Judgment in order to e.xpcdite the selection of a contractor to construct the I{q Largo WastCVlo'8ter ~Y3tem Project 83 provided in this Rssoll:1tlon; and WHEREAS, the United States Congress passed the Florida Keys Water Quality Improvements Act which provides for a $100 million authorization for the construction of vital wastewater projects within the Keys including that portion of Key Largo that is the subject of the RFP. NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF COUNTY COMMISSIONERS OF MONROE COUNTY, FLORIDA THAT: Page 2 of 11 DRAFT NO.3 08/08/01 SECTION 1. DEFINITIONS. As used in this Resolution, the following words and terms shall have the following meanings, unless the context clearly requires a different meaning. "Board" means the Board of County Commissioners of the County. "Cost Proposal" means the cost proposal submitted by a proposer pursuant to the RFP. "County" means Monroe County, Florida. "County Administrator" means the chief administrative officer of the County or his designee. "Final Judgment" means that Final Judgment entered on May 16, 2000. by the Circuit Court of the Sixteenth Judicial Circuit of Monroe County in Case No. CA-K-OO-1190. "FKAA" means the Florida Keys Aqueduct Authority. "Key Largo Wastewater Service Area" means that portion of the Key Largo area that could potentially be the subject of a wastewater treatment system proposal under the terms of the RFP. "Key Largo Wastewater System Project" means the construction and operation of a wastewater system or systems in the Key Largo Wastewater Service Area within the parameters and framework contemplated in the RFP. "Ogden" means Ogden Water System, Inc. or Ogden Water Systems of Florida, Inc. PagQ 3 of 11 DRAFT NO.3 08/08/01 "Ogden/FKAA Design/Build Contract" means that Design/Build Contract entered into between Ogden and FKAA. dated July 5, 2000, for the Key Largo Wastewater Treatment Plant entered into pursuant to Resolution No. 093-2000 of the Board. "Qualification Requirements'. means that part of a proposer's Technical Proposal that contains the information requested in Sections 2.5(C), (D) and (E) of the RFP, excluding that information requested in Section 2.5(D){5) of the RFP. tfRFP" means the Request for Proposals to Design/Build or Design/Build/Operate a Wastewater Treatment System(s) To Serve Key Largo, dated September 8, 1999. "Sunshine Law" means the provisions of section 286.011, Florida Statutes. "Technical Proposal" means the technical proposal submitted by a proposer pursuant to the RFP. "TEP" means the Technical Evaluation Plan utilized previously by the Board to rank the proposals received by the County pursuant to the RFP. eI:I'Tlnt.. ., J;.t.lnINt:~ It i~ h~rjl).hv ~~r.p.rtRinArI ::Inri determined that: DRAFT NO.3 08/08/01 "Ogden/FKAA Design/Build Contract" means that Design/Build Contract entered into between Ogden and FKAA. dated July 5, 2000, for the Key Largo Wastewater Treatment Plant entered into pursuant to Resolution No. 093-2000 of the Board. "Qualification Requirements" means that part of a proposer's Technical Proposal that contains the information requested in Sections 2.5(C), (D) and (E) of the RFP, excluding that information requested in Section 2.5(0)(5) of the RFP. "RFP" means the Request for Proposals to Design/Build or Design/Build/Operate a Wastewater Treatment System(s) To Serve Key Largo, dated September 8. 1999. "Sunshine Law" means the provisions of section 286.011, Florida Statutes. "Technical Proposal" means the technical proposal submitted by a proposer pursuant to the RFP. "TEP" means the Technical Evaluation Plan utilized previously by the Board to rank the proposals received by the County pursuant to the RFP. SECTION 2. FINDINGS. It is hereby ascertained and determined that: (A) The preceding findings are hereby confirmed and incorporated herein by reference. (B) Paragraph 19 of the Final Judgment provides instructions that the evaluation process contained in the RFP as applied by the TEP could be cured of the Sunshine Law violations of the TEP if the Board undid, reexamined, or redid the rankings assigned to each of the proposers by the TEP and allowed the proposers to provide oral presentations to the Board in full, fair and open meetings. Page 4 of 11 DRAFT NO.3 08108101 (C) Paragraph 16 of the Final Judgment provided further instructions that Sunshine Law violations by an advisory board can only be cured by the Board by scheduling a new meeting covering the same subject matter and that utilizing the work product of the advisory committee that is tainted by the Sunshine Law violations as a basis for the Board's deliberations on the RFP responses was not a legally sufficient cure. (D) Paragraph 16 of the Final Judgment cites the decision in Monroe County v. Pigeon Kev Historical Park, 64 So. 2d 857 (Fla. 3d DCA 1995), as an example of an effective cure of a Sunshine Law violation since, in that case, the Board restarted the deliberative process in full compliance with the Sunshine Law. . (E) The potential availability of federal and state funds for the construction of water quality improvements in the Florida Keys authorized in the Florida Keys Water Quality Improvement Act and other initiatives by the Florida Legislature will be placed in jeopardy unless the Board acts with dispatch to place the Key Largo Wastewater System Project in a pOSition to apply for and receive such grant funds. (F) The terms and conditions of the RFP have been publicly aired and debated and the fact that such terms and conditions are readily understood is evidenced by the number of detailed responses to the RFP that were received by the County. (G) Section 255.20(1 )(a)7, Florida Statutes, establishing the process for the award of construction contracts with anticipated construction costs in excess of $200,000, provides an exception when: 7. The funding source of the project will be diminished or lost because the time required to competitively Page 5 of 11 DRAFT NO.3 08108/01 award the project after the funds become available exceeds the time within which the funding source must be spent. If this Board was to seek new proposals under a revised RFP or pursuant to a new request for proposals, the ability of the Board to receive anticipated federal and state grant funds would be diminished or lost because of the inherent delays involved in such replacement or revision of the existing RFP. Such federal and state grant funds are essential components to the financial feasibility of the construction of water and wastewater facilities within the Key Largo Wastewater Service Area. t!!l Near shore water Dollution in the seas adiacent to the Kev Lara9 area caused by seDtlc tanks. cess pits and otherwise Doorlv maintained or oDerated wastewater treatment systems constitutes a direct and Immediate threat to the public health and safety and endanQers the health and continued existence of the coral reefs off-shore of Key Larao. The coral reefs are not only a national and world ecoloaical treasure. they also draw to Key Laroo visitors from the United States and abroad and thus helD to SUDDOrt a sianificant Donion of the local economy. SECTION 3. INTENT. It is the intent of this Board to restart its decision making process to evaluate the proposals received in response to the RFP under a process consistent with the instructions contained in the Final Judgment with the objectives to: (1) cure any Sunshine Law violations in the evaluation of and actions by the TEP that tainted the prior deliberations and decisions of this Board; (2) maintain the integrity of the selection process contemplated in and initiated by this Board in its adoption and publication of the RFP; and (3) maximize the potential of this Board to receive anticipated federal and Page 6 of 11 DRAFT NO.3 08/08/01 state grant funds to construct the Key Largo Wastewater System Project on a timely basis consistent with the anticipated availability of such state and federal grant funds. SECTION 4. RATIFICATION OF THE RFP. Except as modified subseqtJently in O~ction 8 of In this Resolution, the Request for Proposals with the issue date of September 8, 1999, defined in this Resolution as the "RFP" is hereby ratified and confirmed. A copy of the RFP is attached hereto as Schedule"A" and incorporated herein by reference. SECTION 5. EVALUATION PROCEDURE. The County Administrator, assisted by such consultants as approved by the Board, shall apply the evaluation criteria specifically provided in Section 3.2 of the RFP and generally stated throughout the RFP in evaluating the following Technical Proposals and accompanying Cost Proposals received pursuant to the RFP, as they may be updated pursuant to Section 9 herein: No. Proposal 1. Azurix - Primary 2. Azurix - Alternate #1 3. Azurix - Alternative #2 4. Daniels Contracting Co. - SBR 5. Ogden Water Systems, Inc. 6. R.J. Sullivan Corp. In the application of such evaluation criteria, the County Administrator, his designees, and all approved consultants shall start fresh with the proposals enumerated in this section of Page 7 of 11 DRAFT NO.3 08/08/01 this Resolution, as updated in the manner provided in Section 9 of this Resolution. All references to the TEP In the RFP and all work product of the TEP, including its conclusions and deliberations, shall be ignored by the County Administrator in his application of such evaluation criteria. SECTION 6. TIMING OF EVALUATION PROCESS BY COUNTY ADMINISTRATOR. To minimize the diminution or loss of federal or state grant funds, to expedite final decision on the selection of a proposer by the Board pursuant to the RFP, and to finalize the implementation by the Board of the governance structure to be used in the construction and operation of a wastewater system or systems in the Key Largo Wastewater Service Area, the County Administrator is directed to proceed with the application of the evaluation procedures as directed in Section 5 of this Resolution in conformity with the following deadlines: No. Action Deadline 1. Notification to Proposers of the Within 5 days of Resolution Date Reevaluation Process Under this Resolution 2. Receipt of Updated Cost Proposals and Within 30 Days of Resolution Date Qualification Reauirement~ 3. Submittal to Board of Governance Within 60 Days of Resolution Date Options for the Key Largo Wastewater Service Area 4. Provide Analysis of Technical and Cost Within 90 Days of Resolution Date Proposals to Board P:agQ 8 of 11 DRAFT NO.3 08/08/01 SECTION 7. RESERVATION OF DECISION MAKING AUTHORITY TO BOARD. It is the stated intent of the Board to reserve onto itself all decision making authority concerning the selection of a Technical Proposal and Cost Proposal, for the wastewater treatment system(s) to serve the Key Largo Wastewater Service Area from those proposals submitted pursuant to the RFP and enumerated in Section 5 of this Resolution. None of the decision making authority of this Board is intended to be delegated to the County Administrator, or his designee, or any consultants approved to assist the County Administrator in his application of the evaluation criteria in the manner contemplated in Section 5 of this Resolution. Further, in the application of such evaluation criteria, the County Administrator is deemed to be operating as staff to the Board and is hereby directed not to make choices among proposers or eliminate options, such decision making being hereby reserved to this Board. SECTION 8. AMENDMENT OF RFP. Any reference in the RFP as to an evaluation by any entity or agency other than the County Administrator as provided in Section 5 of this Resolution is hereby rescinded. SECTION 9. UPDATE OF COST PROPOSALS AND QUALIFICATION REQUIREMENTS. Each proposer is required to confirm or update its Cost proposal and update its Qualification Requirements prior to 5:00 p.m. on September 14, 2001. in the format previously submitted. Aside from the Qualification Requirements, no updates to the Technical Proposal previously submitted by any Proposer enumerated in Section 5 of this Resolution shall be considered. Page 9 of 11 DRAFT NO.3 08/08/01 SECTION 10. FINDING OF POTENTIAL DIMINUTION OR LOSS OF FEDERAL AND STATE FUNDING. The essential funding source represented by federal and state grants may be diminished or lost unless the Board decides on the method and manner in which the construction of a wastewater treatment system in the Key Largo Wastewater Service Area will be provided and on the identification of the construct/on and operation costs of the Key Largo Wastewater System Project to be incurred. The Board hereby finds and determines that the Key Largo Wastewater System Project falls within the exception provided in section 255.01 (1 )(a)7, Florida Statutes, to the state requirements for the award of construction contracts. Notwithstanding this finding and the inapplicability of section 255.01, Florida Statutes, to the award of a construction contract for the Key Largo Wastewater System Project, the Board hereby determines that reevaluation of the Technical Proposals and Cost Proposals pursuant to an evaluation process contained in the RFP to cure the Sunshine Law violation of the TEP in a manner consistent with the Final Judgment is a preferable process to ensure the widest publiC understanding of the authorization of this valid project and to secure and finalize the most cost effective construction and operational costs. SECTION 11. INAPP~CABILITY OE.QIjAPTE:R 120. FLORIDA STATUTES. Notwithstandina the references to the contrary in the RFP. the County reiects any adontion or reliance on Chanter 120. Florida Statutes. and the Board hereby states its intent to ImDlement the evaluation Drocess embodied in thJs Resolution under its constitutional and statutorY Dowers of local self-Government. pag9 10 of 11 DRAFT NO.3 08/08101 SECTION 12. AUTHORIZATION TO COUNTY ATTORNEY TO RESOLVE PENDING APPEAL--The County Attornev is hereby authorized to seek resolution and dismissal of the Dendina aDDeal of the Final Judqment In a manner consistent with the evaluation Drocess embodied In this Resolution. SECTION 13. EFFECTIVE DATE. This Resolution shall become effective immediately upon its adoption. PASSED AND ADOPTED by the Board of County Commissioners, Monroe County, Florida at a regular meeting of said Board held on the _ day of ,2001. Mayor George Neugent, Mayor Commissioner Dixie Spehar Commissioner Charles "Sonny" McCoy Commissioner Nora Williams Commissioner Murray Nelson -yes -yes -yes -yes -yes (SEAL) Danny L. Kolhage, Clerk BOARD OF COUNTY COMMISSIONERS OF MONROE COUNTY, FLORIDA By: Deputy Clerk By: Mayor/Chairperson F :\WPOA T A\CompaI9IRESOI.UTION I Page 11 of 11