Item C06
BOARD OF COUNTY COMMISSIONERS
AGENDA ITEM SUMMARY
MEETING DATE: 2/13/02
2/14/02
DIVISION: COUNTY ADMINISTRATOR
BULK ITEM: YES
DEPARTt1ENT: AIRPORTS
AGENDA ITEM WORDING: Approval of a Joint Participation Agreement with the Florida Department of Transportation for
design and construction of a hangar development project at the Key West International Airport.
ITEM BACKGROUND: This project will be funded 50% by FDOT, and 50% by the developer.
PREVIOUS RELEVANT BOCC ACTION. Approval to negotiate with Island City Flying Service and Hangar Owners Co-
Op to redevelop the existing hangar area at the Key West International Airport, 7/26/00. Approval of Lease Amendment
and Modification Agreement with Island City Flying Service, 4/18/01.
CONTRACT/AGREEMENT CHANGES: New agreement
STAFF RECOMMENDATION: Approval
TOTAL COST: 2,000,000.00
BUDGETED: Yes
COST TO AIRPORT: None
COST TO PFC: None
COST TO COUNTY: None
REVENUE PRODUCING: N/A
AMOUNT PER MONTHNEAR:
APPROVED BY: County Attorney X
OMB/Purchasing X
Risk Management X
KEYWESTAIRPORTDIRECTORAPPROVALq H~ 1j€~
Peter J. Horton
DOCUMENTATION: Included X
To Follow
Not Required
AGENDA ITEM #
/~~
DISPOSITION:
/bev
MONROE COUNTY BOARD OF COUNTY COMMISSIONERS
CONTRACT SUMMARY
Contract #
Contract with: Florida Department of Transportation
Effective Date: FOOT Execution
Expiration Date: 1/31/04
Contract Purpose/Description: Design and construction of hangar development at the Key West International
Airport
Contract Manager: Bevette Moore
(name)
# 5195
(Ext. )
Airports - Stop # 5
(Department/Courier Stop)
for BOCC meeting on: 2/13/02
Agenda Deadline: 1/30/02
CONTRACT COSTS
Total Dollar Value of Contract: 2,000,000.00
Budgeted? Yes
Grant: FOOT - 50%
County Match: None - Developer - 50%
Current Year Portion: -75,000.00
Account Codes: 404-63061-560630-GAKD58
Estimated Ongoing Costs: N/A
(not included in dollar value above)
ADDITIONAL COSTS
For: .
(eg. maintenance, utilities, janitorial. salaries, etc.)
CONTRACT REVIEW
Date In
Changes
Needed
Yes No
Reviewer
Date Out
O.M.B./Purchasing
rt? 1-/ ~Hv 13 [~
Peter_Horton '
.~ ( / _~ .r.\_o_ "~:; " ~_f:I~I_,,,:,_~~, ~_. "1 --~
/ ' ; Wayne Robertson
'%M .__,( U .~~~ L~~K-,.,(
0) ! . Sheilr Barker
'.~""Cl U)o, fe,
Rob Wolfe
~~-
Airport Manager
Risk Management
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County Attorney
1l-1L'T C' A
L/ 8' /o~
Comments:
~~iH
STATE OF FLORIDA OEPAR1l.tENT OF TRANsPoRTATION
PUBLIC TRANSPORTATION
JOINT PARTICIPATION AGREEMENT
FORM 725-03o-oe
PUBUC TRANSP ADMIN. 07101
Page 1 of 12
Financial Project No.:
41286519401
(item-segmenl-phase-sequence)
Fund:
Catalog of Federal Domestic Assistance Number:
I""'1ilo
- - -FtArRAp~: 088719
FLAIR Obj.: 750004
Org.Code: 55062020628
Vendor No.: 596000749053
.
Catalog of State Rnancial Assistance Number: 55004
Function: 637
Contract No.: AL288
Federal No.:
1
',,"
THIS AGREEMENT, made and entered into this
day of
by and between the STATE OF FLORIDA DEPARTMENT OF TRANSPORTATION, an agency of the State of Florida,
hereinafter referred to as the Department, and MONROE COUNTY
3491 S. ROOSEVELT BLVD., KEY WEST, FLORIDA 33040
hereinafter referred to as Agency.
WITNESSETH:
WHEREAS, the Agency has the authority to enter into said Agreement and to undertake the project hereinafter
described, and the Department has been granted the authority to function adequately in all areas of appropriate
jurisdiction including the implementation of an integrated and balanced transportation system and is authorized
under 332.006(6)
Florida Statutes, to enter into this Agreement.
NOW, THEREFORE, in consideration of the mutual covenants, promises and representations herein, the parties
agree as follows: '
1.00 Purpose of Agreement: The purpose of this Agreement is
DESIGN AND CONSTRUCTION OF HANGAR DEVELOPMENT AT KEY WEST INTERNATIONAL AIRPORT.
and as further described in Exhibit(s) A,B,C, AND F attached hereto and by this reference made a part
hereof, hereinafter referred to as the project, and to provide Departmental financial assistance to the Agency and
state the terms and conditions uporrwhich such assistance will be provided and the understandings as to the
manner in which the project wif/ be undertaken and completed.
.
FORM "125-030-06
PUBlIC TRANSP ADMIN. 07101
F'age201 12
2.00 Accomplishment 01 the Project
2.10 General Requirements: The.Agency shall commence, and complete the project as described in Exhibit "A"
attached hereto and by this reference made a part hereof, with all practical dispatch, in a sound, economical, and efficient
manner, and in accordance with the provisions herein, and sfl appltcabJe laws.
~.,' . \ ~
2.20 Pursuant to Federal, State, and Local Law: In the event that any election, referendum, approval, permit,
notice, or other proceeding or authorization is requisite under applicable law to enable the Agency to enter into this
Agreement or to undertake the project hereunder, or to observe, assume or carry out any of the provisions of the
Agreement, the Agency will initiate and consummate, as provided by law, all ac1ions necess'ary with respect to any such
matters so requisite.
---- -
2.30 Funds of the Agency: The Agency shall initiate and prosecute to completion all proceedings necessary
including federal aid requirements to enable the Agency to provide the necessary funds for completion of the project.
2.40 Submission 01 Proceedings, Contracts and Other Documents: The Agency shall submit to the
Department such data,. reports, records, contracts and other documents relating to the project as the Department may
require as listed in Exhibit "e" attached hereto and by this reference made a part hereof.
3.00 Project Cost: The total estimated cost of the project is $ 2,000,000.00 . This amount
is based upon the estimate summarized in Exhibit "B" attached hereto and by this reference made a part hereof. The
Agency agrees to bear all expenses in excess of the total estimated cost of the project and any deficits involved.
4.00 Department Participation: The Department agrees to maximum participation, including contingencies,
in the project in the amount of $ 1.000,000.00 as detailed in Exhibit "B", or in an amount equal to the
percentage(s) of total project cost shown in Exhibit "B", whichever is less.
4.10 Project Cost Eligibility: Project costs eligible for State participation will be allowed only from the effective
date of this agreement. It is understood that State participation in eligible project costs is subject to:
(a) Legislative approval of the Department's appropriation request in the work program year that the project is
scheduled to be committed;
(b) Availability of funds as stated in paragraph 17.00 of this Agreement;
(c) Approval of all plans, specifications, contracts or other obligating documents and all other terms of this
Agreement;
(d) Department approval of the project scope and budget (Exhibits A & B) at the time appropriation authority
bec9mes available.
.,
4.20 Front End Funding: Frontend funding 0 is @ IS applicable. If applicable, the Department
may initially pay 100% of the total allowable incurred project costs up torwA aTlount equal to its total share of participation
as shown in paragraph 4.00. "
5.00 Retainage: Retainage 0 is ~} is not applicable. If applicable, percent of the
Department's total share of partiCipation as shown in paragraph 4.00 is to be held in retainage to be disbursed, at the
Department's discretion, on or before the completion of the final project audit.
FORM 725-03o.oe
PUBLIC TRANsP ADMIN. 07101
'"-ge3of 12
6.00 Project Budget and Payment Provisions:
6.10 The Project Budget: A project budget shall be prepared by the Agency and approved by the Department
The Agency shall maintain said budget, carry out the project and shall incur obligations against and make disbursements
of project funds only in conformity with the latest approved bl.,ldget for the prqect. No budget increase or decrease shall
be effective unless it complies with fund participatipp requirementl\ established in paragraph 4.00 of this Agreement and
is approved by the Department Comptroller. \.
6.20 Payment Provisions: Unless otherwise allowed under paragraph 4.20, payment will begin in the year he
project or project phase is scheduled in the work program as of the date of the-agreement. Payment will be made for
actual costs incurred as of the date the invoice is submitted with the final payment due upon receipt of a final invoice.
7.00 Accounting Records:
7.10 Establishment and Maintenance of Accounting Records: The Agency shall establish for the project, in
conformity with requirements established by Department's program guidelines/procedures and "Principles for State and
Local Governments", separate accounts to be maintained within its existing accounting system or establish independent
accounts. Such accounts are referred to herein collectively as the .project account". Documentation of the project
account shall be made available to the Department upon request any time during the period of the Agreement and for
three years after final payment is made.
7.20 Funds Received Or Made Available for The Project: The Agency shall appropriately record in the project
account, and deposit in a bank or trust company which is a member of the Federal Deposit Insurance Corporation, all
payments received by it from the Department pursuant to this Agreement and all other funds provided for, accruing to, or
otherwise received on account of the project, which Department payments and other funds are herein collectively referred
to as "project funds". The Agency shall require depositories of project funds to secure continuously and fully all project
funds in excess of the amounts insured under federal plans, or under State plans which have been approved for the
deposit of project funds by the Department, by the deposit or setting aside of collateral of the types and in the manner as
prescribed by State Law for the security of public funds, or as approved by the Department.
7.30 Costs Incurred for the Project: The Agency shall charge to the project account all eligible costs of the
project. Costs in excess of the latest approved budget or attributable to actions which have not received the required
approval of the Department shall not be considered eligible costs.
7.40 Documentation of Project Costs: All costs charged to the project, including any approved services
contributed by the Agency or others, shall be supported by properly executed p8/rolls, time records, invoices, contracts,
or vouchers evidencing in proper detail the nature and propriety of the charges.
7.50 Checks, Orders, and Vouchers: Any check or order drawn by the Agency with respect to any item which
is or will be chargeable pgainst the project account will be drawn only in accadance with a properly signed voucher then
on file in the Qffice of the Agency stating in proper detail the purpose for which such check or order is drawn. All checks,
payrolls, invoices, contracts, vouchers, orders, or other accounting documents pertaining in whole or in part to the project
shall be clearly identified, readily accessible, and, to the extent feasible, Iept separate and apart from all other such
documents.
"
7.60 Audit Reports: In addition to the requirements below, the Agency agrees to comply and cooperate
with any monitoring procedures/processes deemed appropriate by the Department, including but not limited to site visits
and limited scope audits. The Agency further agrees to comply and cooperate with any inspections, reviews,
investigations, or audits deemed necessary by the State Comptroller or Auditor General. The Agency shall retain
sufficient records demonstrating its compliance with the terms of this Agreement for a period of three years from the date
the audit report is issued, and shall allow the Department access to such records and working papers upon request. The
following requirements do not limit the authority of the Department to conduct or arrange for the conduct of additional
audits or evaluations of state financial assistance or limit the authority of any state agency inspector general, the Auditor
General, or any other state official. .
FORM 725-03o.os
PUBLIC TRANSP ADMIN. 07101
Page 4 0112
7.61 Federal Audit: In the event the Agency expends a total9f $300,000-.m::..l'!Jore~deral awards h its fiscal
year, the Agency must have a single or program-specific audit conducted in accordance with the provisions of OMB
Circular A-133. Federal awards are to be identified using the Catalog of Federal Domestic Assistance (CFDA) title and
number, award number and year, and name of the awarding Federal agency. If the Agency expends less than $300,000,
this audit is not required and if the Agency elects to have aii" auditConducted in accordance with the provisions of OMB
Circular A-133, the cost of the audit must be paicfrrom non-Fede~al fl1l1ds.
The Agency agrees to allow the Department or an independent auditor of the Department, the State Comptroller, and the
Auditor General access to the Agency's records and financial statements as may be necessary for complying with the
requirements of 31 U.S.C. 7501 et seq.
Pursuant to OMB Circular A-133, Section .320(d), the Agency shall provide a copy of the ~eporting package and any
management letters to the Department, or copies of audit reports for audits conducted in accordance with OMB Circular
A-133, to the Department and to:
Federal Audit Clearinghouse
Bureau of the Census
1201 East 10th Street
Jeffersonville, IN 47132
7.62 State Audit: In the event that the Agency expends a total of $300,000 or more in State awards in its fiscal
year, the Agency must have a State single or project-specific audit for such fiscal year in accordance with Section 215.97,
Florida Statutes and the applicable rules of the Executive Office of the Governor, the State Comptroller, and the Auditor
General. State awards will be identified using the Catalog of State Financial Assistance (CSFA) title and number, award
number and year, and name of the awarding State agency. If the Agency expends less than $300,000, this audit is not
required and if the Agency elects to have an audit conducted in accordance with the provisions of Section 215.97, Florida
Statutes, the cost of the audit must be paid from non-State funds. The Agency agrees to allow the Department, the State
Comptroller, and the Auditor General. In determining the State awards expended in its fiscal year, the agency shall
consider all sources of State awards except State awards except State awards received for Federal program matching
requirements shall be excluded from consideration. State awards will be identified using the Catalog of State Financial
Assistance (CSFA) title and number, award number and year, and name of the awarding State agency. If the Agency
expends less than $300,000, this audit is not required and if the Agency elects to have an audit conducted in accodance
with the provisions of Section 215.97, Florida Statutes, the cost of the audit must be paid from non-State funds.
The Agency agrees to allow the Department, the State Comptroller, and the Auditor General access to records and
independent auditor's working papers, as necessary for complying with the requrements of Section 215.97, Florida
Statutes.
The Agency shall provide annual financial reporting package of audits prepared in accordance with Section 215.97,
Florida Statutes, and applicable Rules of the Auditor General to the Department and to:
State of Florida Auditor General
Room 574, ~Iaude Pepper Building
111 West Madison Street
Tallahassee, Florida 32302-1450
7.63 Other Requirements: If an ~udit discloses any significant audit findings relating to any award, induding
material noncompliance with individual project compliance requirements or reportable conditions in internal controls of the
Agency, the Agency shall submit as part of the audit package to the Department a plan for corrective action to eliminate
such audit findings or a statement describing the reasons that corrective action is not necessary. The Agency shall take
timely and appropriate corrective action to any audit findings, recommendations, and corrective action plans.
FORM 725-03o.oe
PU8UC TRANsP ADMIN. 07101
Page 5 0112
7.70 Insurance: Execution of this Joint Participation Agreement constitutes a certification that the Agency has
- and will maintain the ability to repair or replace any project equipment otfadlitiesTnlJieeverifOTToss or damage due to
any accident or casualty for the useful life 9f such equipment or facilities. In the event of the loss of such equipment or
facilities, the Agency shall either replace the equipment or facilities or reimburse the Department to the extent of its
interest in the lost equipment or facility.
~,' \ \.
In the event this Agreement is for purchase of land or for the construction of infrastructure such as airport runways the
Department may waive or modify this section with an Exhibit .C..
8.00 Requisitions and Payments:
''l.;;.
8.10 Action by the Agency: In order to obtain any Department funds, the Agency shall file with the
Department of Transportation, District VI Public Transportation Office 602 SOUTH MIAMI AVENUE, MIAMI , FL,
33130 its requisition on a form or forms prescribed by the Department, and any other data pertaining to
the project account (as defined in paragraph 7.10 hereof) to justify and support the payment requisitions.
8.11. Invoices for fees or other compensation for services or expenses shall be submitted in detail
sufficient for a proper preaudit and postaudit thereof. .
8.12 Invoices for any travel expenses shall be submitted in accordance with Chapter 112.061, F.S.
The Department may establish rates lower than the maximum provided in Chapter 112.061, Florida Statutes.
8.13 For real property acquired, submit;
(1) the date the Agency acquired the real property,
(2) a statement by the Agency certifying that the Agency has acquired said real property, and
actual consideration paid for real property.
(3) a statement by the Agency certifying that the appraisal and acquisition of the real property
together with any attendant relocation of occupants was accomplished in compliance with all
federal laws, rules and procedures required by any federal oversight agency and with all state
laws, rules and procedures that may apply to the Agency acquiring the real pror:;erty.
8.20 The Department's Obligations: Subject to other provisions hereof, the Department will honor such
requisitions in amounts and at times deemed by the Department to be proper to ensure the carrying out of the project and
payment of the eligible costs. However, notwithstanding any other provision of this Agreement, the Department may elect
by notice in writing not to make a payment on the project if:
8.21 Misrepresentation: The Agency shall have made misrepresentation of a material nature in its
application, or any supplement thereto or amendment thereof, or in or with respect to any document or data
furnished therewith or pursuant hereto;
., 8.22 Litigation: There is then pending litigation with respect to the performance by the Agency of any
of its duties or obligations which may jeopardize or adversely affect the project, the Agreement, or payments to
the project;
8.23 Approval by Department: The Agency shall have taken any action pertaining to the project which,
under this agreement, requires the approval of the Department or has made related expenditures or incurred
related obligations without having been advised by the Department that same are approved;
8.24 Conflict of Interests: There has been any violation of the conflict of interest provisions contained
herein; or
8.25 Default: The Agency has been determined by the Department to be in default under any of the
provisions of the Agreement. .
8.26 Federal Participation (If Applicable): Any federal agency providing federal financial assistance to
the project suspends or terminates federal financial assistance to the project. In the event of suspension or
termination of federal financial assistance, the Agency will reimburse the Department ,for all disallowed costs.
8.30 Disallowed Costs: In determining the amount of the payment, the Department will exclude all projects
- costs incurred by the Agency prior to the effective date of this Agreement, costs whimare not.p;ovided for in the latest
approved budget for the project, and costs attributable to goods or services received under a contract or other
arrangements which have not been approved in writing by the Department.
FORM 725-03o.oe
PUBLIC TRANsP ADMIN. 07101
Page 6 0112
8.40 Payment Offset: If, atter project completion; anX claim ip made by the Department resulting from an audit
or for work or services performed pursuant to this agreement, the Department ma y offset such amount from payments
due for work or services done under any public transportation joint participation agreement which it has with the Agency
owing such amount if, upon demand, payment of the amount is not made within sixty (60) days to the Department.
Offsetting amounts shaff not be considered a breach of contract by the Department.
9.00 Termination or Suspension of Project:
9.10 Termination or Suspension Generally: If the Agency abandons or, before completion, finally
discontinues the project; or if, by reason of any of the events or conditions set forth in paragraphs 8.21 to 8.26 inclusive,
or for any other reason, the commencement, prosecution, or timely completion of the project by the Agency is rendered
improbable, infeasible, impossible, or illegal, the Department will, by written notice to the Agency, suspend any or all of its
obligations under this Agreement until such time as the event or condition resulting in such suspension has ceased or
been corrected, or the Department may terminate any or all of its obligations under this Agreement.
9.11 Action Subsequent to Notice of Termination or Suspension. Upon receipt of any final
termination or suspension notice under this paragraph, the Agency shaff proceed promptly to carry out the
actions required therein which may include any or all of the following: (1) nECessary action to terminate or
suspend, as the case may be, project activities and contracts and such other action as may be required or
desirable to keep to the minimum the costs upon the basis of which the financing is to be computed; (2) furnish
a statement of the project activities and contracts, and other undertakings the cost of which are otherwise
includable as project costs; and (3) remit to the Department such portion of the financing and any advance
payment previously received as is determined by the Department to be due under the provisions of the
Agreement. The termination or suspension shall be carried out in conformity with the latest schedule, plan, and
budget as approved by the Department or upon the basis of terms and conditions imposed by the Department
upon the failure of the Agency to furnish the schedule, plan, and budget within a reasonable time. The approval
of a remittance by the Agency or the closing out of federal financial participation in the project shall not constitute
a waiver of any claim which the Department may otherwise have arising out of this Agreement.
9.12 The Department reserves the right to unilateraffy cancel this Agreement for refusal by the
contractor or Agency to allow public access to all documents, papers, letters, or other material subject to the
provisions of Chapter 119, Florida Statutes and made or received in conjunction with this Agreement.
10.00 Remission of Project Account Upon Completion of Project: Upon completion of the project, and after
payment, provision for payment, or reimbursement of all project costs payable from the project account is made, the
Agency shall remit to the Department its share of any unexpended balance in the project account.
-
11.00 Audit and Inspection: The Agency shall permit, and shall require its contractors to permit, the
Department's authorized representatives to inspect all work, materials, payroll'3, records; and to audit the books, records
and accounts pertaining to the financing and.development of the project.
12.00 Contracts of the Agency:
12.10 Third Party Agreements: Except as otherwise authorized in writing by the Department, the Agency shall
not execute any contract or obligate itself in any manner requiring the disbursement of Department joint participation
funds, including consultant, construction or purchase of commodities contracts or amendments thereto, with any third
party with respect to the project without the written approval of the Department. Failure to obtain such approval shall be
sufficient cause for nonpayment by the Department as provided in paragraph 8.23. The Department specifically reserves
unto itself the right to review the qualifications of any consultant or contractor and to approve or disapprove the
employment of the same. I
FORM 725-03o.oe
PUBlIC TRANSP ADMIN. 07101
Page 7 of 12
12.20 Compliance with Consultants' Competitive Negotiation Act: It is understood and agreed by the
- parties hereto that participation by the Department in a project with an Agency, where-said project involves a consultant
contract for engineering, architecture or surveying services, is contingent on the Agency complying in full with provisions
of Chapter 287, Florida Statutes, Consultants Competitive Negotiation Act. At the discretion of the Department, the
Agency will involve the Department in the ConsultaDt Selection Process for all contracts. In all cases, the Agency's
Attorney shall certify to the Department that selectiQR has been \actoml?lished in compliance with the Consultanfs
Competitive Negotiation Act.
12.30 Disadvantaged Business Enterprise (DBE) Polley and Obligation:
'''-
12.31 DBE POlicy: It is the policy of the Department that disadvantaged business enterprises as defined
in 49 CFR Part 26, as amended, shall have the maximum opportunity to participate in the performance of
contracts financed in whole or in part with Department funds under this Agreement The DBE requirements of 49
CFR Part 26, as amended, apply to this Agreement.
12.32 DBE Obligation: The Agency and its contractors agree to ensure that Disadvantaged Business
Enterprises as.defined in 49 CFR Part 26, as amended, have the maximum opportunity to participate in the
performance of contracts and this Agreement. In this regard, all recipients, and contractors shall take all
necessary and reasonable steps in accordance with 49 CFR Part 26, as amended, to ensure that the
Disadvantaged Business Enterprises have the maximum opportunity to compete for and perform contracts.
Grantees, recipients and their contractors shall not discriminate on the basis of race, color, national origin or sex
in the award and performance of Department assisted contracts.
13.00 Restrictions, Prohibitions, Controls, and Labor Provisions:
13.10 Equal Employment Opportunity: In connection with the carrying out of any project, the Agency shall not
discriminate against any employee or applicant for employment because of race, age, creed, color, sex or national origin.
The Agency will take affirmative action to ensure that applicants are employed, and that employees are treated during
employment, without regard to their race, age, creed, color, sex, or national origin. Such action shall include, but not be
limited to, the following: Employment upgrading, demotion, or transfer; recruitment or recruitment advertising; layoff or
termination; rates of payor other forms of compensation; and selection for training, including apprenticeship. The Agency
shall insert the foregoing provision modified only to show the particular contractual relationship in all its contracts in
connection with the development or operation of the project, except contracts for the standard commercial supplies or
raw materials, and shall require all such contractors to insert a similar provision in all subcontracts, except subcontracts
for standard commercial supplies or raw materials. When the project involves installation, construction, demolition,
removal, site improvement, or similar work, the Agency shall post, in conspicuous places available to employees and
applicants for employment for project work, notices to be provided by the Department setting forth the provisions of the
nondiscrimination clause.
13.20 Title VI -.Clvil Rights Act of 1964: Execution of this Joint Participation Agreement constitutes a
certification th~t the Agency will comply with all the requirements imposed byTitle VI of the Civil Rights Act of 1964 (78
Statute 252), the Regulations of the Federal Department of Transportation issued thereunder, and the assurance by the
Agency pursuant thereto.
13.30 Title VIII- Civil Rights Act of 1968: Execution of this Joint Participation Agreement constitutes a
certification that the Agency will comply with all the requirements imposed by Title VIII of the Civil Rights Act of 1968, 42
USC 3601 ,et seq., which among other things, prohibits discrimination in housing on the basis of race, color, national
origin, religion, sex, disability and familial status.
13.40 Americans with Disabilities Act of 1990 (ADA): Execution of this Joint Participation Agreement
constitutes a certification that the Agency will comply with all the requiremerts imposed by tj1e ADA, the regulations of the
federal government issued thereunder, and the assurance by the Agency pursuant thereto.
FOAM 725-03o.oe
PUBlIC 1'RANSP ADMIN. 07101
PlIge 8 0112
13.50 Prohibited Interests: Neither the Agency nor any of its contractors or their subcontractors shall enter into
- any contract, subcontract, or arrangement in connection with the project-or any property~ncluGe9-0r planned to be
included in the project, in which any member, officer, or employee of the Agency during his tenure or for two years
thereafter has any interest, direct or indirect: If any such present or former member, officer, or employee involuntarily
acquires or had acquired prior to the beginning of h.is tenure .any S4Ch interest, and if such interest is immediately
disclosed to the Agency, the Agency with prior appr.pval of the ~e~artment, may waive the prohibition contained in this
subsection: Provided, that any such present member, officer or employee shall not participate in any action by the
Agency relating to such contract, subcontract, or arrangement. The Agency shall insert in all contracts entered into in
connection with the project or any property included or planned to be included in any project, and shall require its
contractors to insert in each of their subcontracts, the following provision: '
"No member, officer, or employee of the Agency during his tenure or for two years thereafter shall have
any interest, direct or indirect, in this contract or the proceeds thereof."
The provisions of this subsection shall not be applicable to any agreement between the Agency and its fiscal depositories,
or to any agreement for utility services the rates for which are fixed or controlled by a Governmental agency.
13.60 Interest of Members of, or Delegates to, Congress: No member or delegate to the Congress of the
United States shall be admitted to any share or part of the Agreement or any benefit arising therefrom.
14.00 Miscellaneous Provisions:
14.10 Environmental Pollution: Execution of this Joint Participation Agreement constitutes a certification by
the Agency that the project will be carried out in conformance with all applicable environmental regulations including the
securing of any applicable permits. The Agency will be solely responsible for any liability in the event of non-compliance
with applicable environmental regulations, including the securing of any applicable permits, and will reimburse the
Department for any loss incurred in connection therewith.
14.20 Department Not Obligated to Third Parties: The Department shall not be obligated or liable hereunder
to any party other than the Agency.
14.30 When Rights and Remedies Not Waived: In no event shall the making by the Department of any
payment to the Agency constitute or be construed as a waiver by the Department of any breach of covenant or any
default which may then exist, on the part of the Agency, and the making of such payment by the Department while any
such breach or default shall exist shall in no way impair or prejUdice any right or remedy available to the Department with
respect to such breach or default.
14.40 How Agreement Is Affected by Provisions Being Held Invalid: If any provision of this Agreement is
held invalid, the remainder of this Agreement shall not be affected. In such an instance the remainder would then
continue to conform to the terms and requirements of applicable law.
.
14.507 Bonus or Commission: ~y execution of the Agreement the Agency represents that it has not paid and,
also, agrees not to pay, any bonus or Eommission for the purpose of obtaining an approval of its application for the
financing hereunder. -
"
14.60 State or Territorial Law: Nothing in the Agreement shall require the Agency to observe or enforce
compliance with any provision thereof, perform any other act or do any other tling in contravention of any applicable State
law: Provided, that if any of the provisions of the Agreement violate any applcable State law, the Agency will at once
notify the Department in writing in order that appropriate changes and modifications may be made by the Department and
the Agency to the end that the Agency may proceed as soon as possible with the project.
FORM 725-03o.oe
PUBlIC TRANSP ADMIN. 07/01
PIge 9 0112
14.70 Use and Maintenance of Project Facilities and'Equipment: The Agency agrees that the project
- facilities and equipment will be used by the Agency to provide or support pubic trar.lSportation..fol:..the period of the useful
life of such facilities and equipment as determined in accordance with general accounting principles and approved by the
Department. The Agency further agrees to maintain the project facilities and equipment in good working order for the
useful life of said facilities or equipment.
...... \ ~
14.71 Property Records: The Agency agrees to maintain property records, conduct physical
inventories and develop control systems as required by 49 CFR Part 18, when appicable.
14.80 Disposal of Project Facilities or Equipment: If the Agency dis~ses of any project facility or equipment
during its useful life for any purpose except its replacement with like facility or equipment for public transportation use, the
Agency will comply with the terms of 49 CFR Part 18 relating to property management stalldards. The Agency agrees to
remit to the Department a proportional amount of the proceeds from the disposal of the facility or equipment. Said
proportional amount shall be determined on the basis of the ratio of the Department financing of the facility or equipment
as provided in this Agreement.
14.90 Contractual Indemnity: To the extent provided by law, the Agency shalUndemnify, defend, and hold
harmless the Department and all of its officers, agents, and employees from any claim, loss, damage, cost, charge, or
expense arising out of any act, error, omission, or negligent act by the Agency, its agents, or employees during the
performance of the Agreement, except that neither the Agency, its agents, or its employees will be liable under this
paragraph for any claim, loss, damage, cost, charge, or expense arising out of any act, error, omission, or negligent act
by the Department or any of its officers, agents, or employees during the performance of the Agreement.
The parties recognize and accept the funding restrictions set forth in Section 339.135(6)(a), and Section 129.07, Florida
Statutes, which may affect each of the parties' obligations. Those provisions are as follows:
(a) The Department during any fiscal year shall not expend money, incur any liability, or enter into any contract
which, by its terms, involves the expenditure of money in excess of the amounts budgeted as available for
expenditure during such fiscal year. Any contract, verbal or written, made in violation of this subsection is null
and void, and no money may be paid on such contract. The Department shall require a statement from the
Comptroller of the Department that funds are available prior to entering into any such contract or other binding
commitment of funds. Nothing herein contained shall prevent the making of contracts for periods exceeding one
(1) year, but any contract so made shall be executory only for the value of the services to be rendered or agreed
to be paid for in succeeding fiscal years. Section 339.135(6)(a), Florida Statutes.
(b) It is unlawful for the Board of County Commissioners to expend or contract for the expenditure in any fiscal
year more than the amount budgeted in each fund's budget, except as provided herein, and in no case shall the
total appropriations of any budget be exceeded, except as provided in s. 129.06, and any indebtedness
contracted for any purpose against either of the funds enumerated in this chapter or for any purpose, the
expenditure for which is chargeable to either of said funds, shall be null and void, and no suit or suits shall be
pros~cuted in any court in this state for the collection of same, and members of the Board of County
Commissioners voting for and contracting for such amounts and the bonds of such members of said boards
also shall be liable for the excess indebtedness so contracted for. Section 129.07, Florida Statutes.
..
When either party receives a notice Of claim for damages that may have been caused by the other party in the
performance of services required under this Agreement, that party will immediately forward the claim to the other party.
Each party will evaluate the claim and report its findings to each other within fourteen (14) working days and will jointly
discuss options in defending the claim.
FORM 725-03o-oe
PUBlIC TRANsP ADMIN . 07101
PIIge 10 0112
15.00 Plans and Specifications: In the event that this Agreement involves the purchasing of capital equipment
- or the constructing and equipping of facilities, the Agency shall submit to theDepartment-for.appt'Oval all appropriate
plans and specifications covering the project. The Department will review all plans and specifications and will issue to the
Agency written approval with any approved Portions of the project and comments or recommendations conceming any
remainder of the project deemed appropriate. After, resolution of these comments and recommendations to the
Department's satisfaction, the Department will issu,e.to the AgencYLwritten approval with said remainder of the project.
Failure to obtain this written approval shall be sufficient cause f6r nonpayment by the Department as provided in
paragraph 8.23.
16.00 Project Completion, Agency Certification: The Agency will certify in writing on or attached to the final
invoice, that the project was completed in accordance with applicable plans and specifications, is in place on the Agency
facility, that adequate title is in the Agency and that the project is accepted by the Agency a~ suitable for the intended
purpose.
17.00 Appropriation of Funds:
17.10 The State of Florida's performance and obligation to pay under this Agreement is contingent upon an
annual appropriation by the Legislature.
17.20 Multi-Year Commitment: In the event this Agreement is in excess of $25,000 and has a term for a
period of more than one year, the provisions of Chapter 339.135(6}(a), Florida Statutes, are hereby incorporated: "(a)
The Department, during any fiscal year, shall not expend money, incur any Iiablity, or enter into any contract which, by its
terms involves the expenditure of money in excess of the amounts budgeted as available for expenditure during such
fiscal year. Any contract, verbal or written, made in violation of this subsection is null and void, and no money may be
paid on such contract. The Department shall require a statement from the comptroller of the Department that funds are
available prior to entering into any such contract or other binding commitment of funds. Nothing herein contained shall
prevent the making of contracts for periOds exceeding 1 year, but any contract so made shall be executory only for the
value of the services to be rendered or agreed to be paid for in succeeding fiscal years; and this paragraph shall be
incorporated verbatim in all contracts of the Department which are for an amount in excess of 25,000 dollars and which
have a term for a period of more than 1 year."
18.00 Expiration of Agreement: The Agency agrees to complete the project on or before
January 31,2004 . If the Agency does not complete the project within this time period, this Agreement
will expire unless an extension of the time periOd is requested by the Agency and granted in writing by the District
Secretary, District VI . Expiration of this Agreement will be considered termination of the
project and the procedure established in paragraph 9.00 of this Agreement shall be initiated.
18.10 Final Invoice: The Agency must submit the final invoice on this project to the Department within 120 days
after the expiration of this Agreement. Invoices submitted after the 120 day time periOd will not be paid.
~
19.007 Agreement Format: All words used herein in the singular form shall extend to and include the plural. All
words used in the plural form shall extend to and include the singular. All words used in any gender shall extend to and
include all genders. -
20.00 Execution of Agreement: Thjs Agreement may be SimUltaneously executed in a minimum of two
counterparts, each of which so executed shall be deemed to be an original, and such counterparts together shall
constitute one in the same instrument.
21.00 Restrictions on LObbying:
FOAM 725-03o.oe
PUBlIC TRANsP ADUlN. 07/01
Page 11 of 12
21.10 Federal: The Agency agrees that no federal appropriated funds have been paid or will be paid by or on
- behalf of the Agency, to any person for influencing or attempting to influence any offieer ar ~ee of any federal
agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in
connection with the awarding of any federal contract, the making of any federal grant, the making of any federal loan, the
entering into of any cooperative agreement, and th~ extension, conjjnuation, renewal, amendment or modification of any
federal contract, grant, loan or cooperative agree~rJt.
\ ~
If any funds other than federal appropriated funds have been paid by the Agency to any person for influencing or
attempting to influence an officer or employee of any federal agency, a Membergf Congress, an officer or employee of
Congress, or an employee of a Member of Congress in connection with this Joinf'Participation Agreement, the
undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying,. in accordance with its
instructions.
The Agency shall require that the language of this section be included in the award documents for all subawards at all
tiers (including subcontracts, subgrants, and contracts under grants, loans and cooperative agreements) and that all
subrecipients shall certify and disclose accordingly.
21.20 State: No funds received pursuant to this contract may be expended for lobbying the Legislature or a
state agency.
22.00 Vendors Rights: Vendors (in this document identified as Agency) providing goods and services to the
Department should be aware of the following time frames. Upon receipt, the Department has five (5) working days to
inspect and approve the goods and services unless the bid specifications, purchase order or contract specifies otherwise.
The Department has 20 days to deliver a request for payment (voucher) to the Department of Banking and Finance. The
20 days are measured from the latter of the date the invoice is received or the goods or services are received, inspected
and approved.
If a payment is not available within 40 days after receipt of the invoice and receipt, inspection and approval of goods and
services, a separate interest penalty in accordance with Section 215.422(3)(b) will be due and payable, in addition to the
invoice amount to the Agency. The interest penalty provision applies after a 35 day time period to health care providers,
as defined by rule. Interest penalties of less than one (1) dollar will not be enforced unless the Agency requests payment.
Invoices which have to be returned to an Agency because of vendor preparation errors will result in a delay in the
payment. The invoice payment requirements do not start until a properly completed invoice is provided to the
Department.
A Vendor Ombudsman has been established within the Department of Banking and Finance. The duties of this individual
include acting as an advocate for Agencies who may be experiencing prOblems in obtaining timely payment(s) from the
Department. The Vendor Ombudsman may be contacted at (904)488-2924 or by calling the State Comptroller's Hotline,
1-800-848-3792.
23.00 P~blic !;ntity Crime: Pursuant to 287. 133(3)(a) F.S. the following is applicable to this agreement.
287.133(2)(a),"A person or affiliate who has been placed on the convicted vendor list following a conviction for a public
entity crime may not submit a bid on a contract to provide any gOOds or services to a public entity, may not submit a bid
on a contract with a public entity for the construction or repair of a public building or public work, may not submit bids on
leases of real property to a pUblic entity, may not be awarded or perform work as a contractor, supplier, subcontractor, or
consultant under a contract with'-any public entity, and may not transact business with any pUblic entity in excess of the
threshold amount provided in s. 287.017 for CATEGORY TWO for a period of 36 months from the date of being plaCed
on the convicted vendor list."
24.00 Discrimination: An entity or affiliate who has been placed on the discriminatory vendor list may not
submit a bid on a contract to provide any goods or services to a public entity, may not submit a bid on a contract with a
public entity for the construction or repair of a public building or pUblic work, may not submit bids on leases of real
property to a public entity, may not be awarded or perform work as a contractor, supplier, S\Jbcontractor, or consultant
under a contract with any public entity, and may not transact business with any pUblic entity.
fOl'l" m.Q3Q.Q8
PUlILIC TRAHSP AOMlN. 07/01
Page tZaltZ
Financial ProjeerNo: ---.n288519401
Contract No. AL288
Agreement Date
.""
IN WITNESS WHEREOF. the parties hereto have caused these presents be executed, the day and year first above
written.
AGENCY
FDOT
MONROE COUNTY
NAME
See attached Encumbrance Form for date of Funding
Approval by Comptroller
SIGNATURE
~f)-c:u2-
LlCAl. AEVIIW
DEPARTMENT OF TRANSPORTATION
TITLE
DEPA~eNTOFTRANSPORTATION
DIRECTOR OF PLANNING & PROGRAMS, OIST. VI
TITlE
AiCYC~ P"'P~ .,
STATE OF F1..0RIDA DEPARTMENT OF TRANSPORTATION FORM 350-020-01
ENCUMBRANCE INPUT FORM COMPTROLLER-FINADMIN1J9199-
RUSH _ (Needed by -1_1_ (date))
Reason for RUSH:
Advertise (Letting Date) ~Terminatiorlldm of Comp
- Award - LOA _ Supplemental_ Renewal_ Correction
_X_ New _ Addition _ Court Order _ Overrun
"
Contract # _AL288 Contract Type _AG_ Method of Procurement _G_
Vendor Name _MONROE COUNTY Vendor In _F596oo0749053_
Has WrittenNerbal Approval from a Participating Federal Agency
been received_ Yes _No X_
Fed Agmt Amt State Funds_$I,OOO,OOO. Local Funds_$I,OOO,OOO._
Beginning date of this Agmt: 01l02l2002_(Must be after fund approval)
Ending date of this Agmt: 01l3112oo4_(Estimate jfnecessary)
Execution date of this Agmt: OOIOOIOO(Only on original agreements)
Has work been authorized to begin? _ Yes _X_ No
Have standard financial provisions been altered by contract terms?
_Yes _X_ No If so, show Revision date:
Does this agreement and/or change order include provisions for
reimbursement to D.O.T. from other entities? _ Yes _X_ No
******************************************************************
Brief Description of W orklComments:
Design and Construction of Hangar Development at Key West International
Airport.
RECIPIENT "C" CSFA NO. 55004
******************************************************************
ORG-CODE *EO * OBJECT * AMOUNT *FIN PROJ or JOB # *Fcr
(FISCAL YEAR) (FUND) alpha
55062020628 *PT* 750004* $_1,000,000. * 41286519401 *637
(01102) DS
====================---=--===============
------------------------------------------------------------------
------------------------------------------------------------------
TOTAL AMOUNT *$1,000,000.
-----------------------------------------------------------------
Originator:...ANI:UrnA CHAO-GARCIA_ DATE SENT:_1210412001 PH/SC:_452-5912
E-mail USERID(s)
******************************************************************
TO BE COMPLETED BY OFFICE OF COMPTROLLER
******************************************************************
"
BUDGET ENTITY _55100300 CATEGORY _088719-02
WORK PROGRAM VERIFICATION _OK
ALLOTMENT YEAR_ DATE CHECKED
CI _NEW/04_ 6S LINE _0001_
FUNDS APPROVED BY Josephine Jones
FOR ROBIN M. NAITOVE, CPA, COMPTROLLER DATE: _12/0612001_
****************************************************************
Item No.: 41286519401
Contract No.: AL288
~,' \ ~
EXHIBIT "A"
PROJECT DESCRIPTION AND RESPONSffiILITIES
.'\;;
This exhibit fonns an integral part of that certain Joint Participation Agreement between the
State of Florida, Department of Transportation and Monroe County, dated
PROJECT LOCATION:
KEY WEST INTERNATIONAL AIRPORT
PROJECT DESCRIPTION:
This agreement is for the design and construction of hangar development at Key West
International Airport.
SPECIAL CONSIDERATIONS BY AGENCY:
The audit report(s) required in paragraph 7.60 of the Agreement shall include a schedule of project
assistance that will reflect the Department's contract number, Financial Project Number and the
Federal Identification number, where applicable, and the amount of state funding action (receipt and
disbursement of funds) and any federal or local funding action and the funding action from any other
source with respect to the project.
SPECIAL CONSIDERATIONS BY DEPARTMENT: None
?
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Item No.: 41286519401
Contract No.: AL288
EXHffiIT "B"
PROJECT BUDGET
This exhibit forms an integral part of that certain Joint Participation Agreement between the
State of Florida, Department of Transportation, and Monroe County, dated
I.
PROJECT COST:
$ 2,000,000.00
TOTAL PROJECT COST:
$ 2,000,000.00
II. FUND PARTICIPATION:
WITH FAA PARTICIPATION
Federal Participation: (FAA)
(75%) $ 0
Public Agency Participation: (LF)
(12.5%) $ 0
Department Participation: (DS)
(12.5%) $ 0
SUBTOTAL = $ 0
WITHOUT FAA PARTICIPATION
7
Public Agency Participation: (LF)
(50%) $1,000,000.00
Department Participation: (DDRlDS)
~
(50%) $1,000,000.00
SUBTOT AL=$2,000,OOO.00
, EXHIBIT "c"
(A viationConst~ctioh Ptojects)
Item No.: 41286519401
Contract No.: AL288
This exhibit forms an integral part of that certain Joint Participation Agreement between the
State of Florida, Department of Transportation anc:r: Monroe County, dated
Reference statutes as applicable
.'
SUBMITTAL/CERTIFlCA TION
RESPONSmlLITY
Consultant Selection Compliance (if necessary)
Public Agency Attorney
Certification
Feasibility Study (if necessary)
Public Agency
Design Submittal
30%, 60%, 90%, 100%
Department Review/Letter* 100%
ConstructionIProcurement
Public Agency
MBE Compliance
Public Agency Certification
Safety Compliance
Public Agency
Audit Reports
Public Agency Annually
During Life of Project
* This approval does not imply that the Department has made a detailed engineering review, as it is
the responsibility of the Submitting Agency to provide its own detailed review for accuracy of plans,
specifications, 'reports and contract documents. Similarly, legal aspects of these documents were not
?
addressed as they are also considered the responsibility of the Submitting Agency to ensure
compliance with all applicable laws, statutes and ordinances.
OTHER ITEMS
..
The Agency must submit an invoice to the Department no later than One Hundred and Twenty (120)
days after the period of services covered by said invoice. Invoices submitted after (120) days of the
date in which it was paid will not be paid.
Approval of the properly submitted invoice by the Department must occur no later than five days
after receipt of the invoice.
---.-
. EXHIBIT "F"
SPECIAL~IRPORT ASSURANCES
ItemNo.: 41286519401
Contract No.: AL288
This exhibit forms an integral part of that certain Joint Participation Agreement between the
State of Florida, Department of Transportation and~ Monroe County, dated
1. GENERAL
a. These assurances shall be complied with in the perfoimance of master planning, land
. acquisition, economic development or capital improvement projects, which contain
NO federal funds. .
b. Upon acceptance of this Joint Participation Agreement by the sponsor, these
assurances are incorporated in and become a part thereof.
II. DURATION
The terms, conditions and assurances of the grant agreement shall remain in full force and
effect throughout the useful life of the facilities developed or equipment acquired for any airport
development project, but in any event not to exceed twenty (20) years from the date of acceptance of
a grant agreement utilizing state funds for the project. However, there shall be no limit on the
duration of the assurances with respect to real property acquired with project funds.
ID. SPONSOR CERTIFICATION
The sponsor hereby assures and certifies, with respect to this grant:
a. It has sufficient funds available for that portion of the project costs not paid for by the State.
It has sufficient funds available to assure operation and maintenance of items it will own or
controI.. funded under the grant agreement.
?
..
b. It holds good title, satisfactory to the Departnient, to'the landing area of the airport or site
thereof, or will give assurance satisfactory to the Department, that good title will be acquired.
..
c. If an arrangement is made for managemen\ ad operation of the airport by any agency or
person other than the Sponsor or an employee of the sponsor, the sponsor will reserve
sufficient rights and authority to ensure that the airport will be operated and maintained in
accordance with the Federal Airport and Airway Improvement Act of 1982, or successive
legislation; the regulations and the tenns, conditions and assurances in the grant agreement;
and shall ensure that such arrangement also requires compliance the~with.
d. It will adequately clear and protect the aerial approaches to the airport by removing,
lowering, relocating, marking, or lighting, or otherwise mitigating existing 3irport hazards
and b~ preventing the establishment o~ cre~~on of future airport h~ards.
e. It will make its airport available as an airport for public use on fair and reasonable tenns.
f. It will pennit no exclusive rights for the use of the airport by any persons providing, or
intending to provide aeronautical services to the public.
g. All revenues generated by the airport will be expended by it for the capital or operating costs
of the airport, the local airport system, or other local facilities owned or operated by the
owner or operator of the airport and directly related to the actual aerial transportation of
passengers or property.
h. Once accomplished, it will keep up-to-date a minimum of an Airport Layout Plan of the
airport showing (1) boundaries of the airport and all proposed additions thereto, together with
the boundaries of all offsite areas owned or controlled by the sponsor for airport purposes
and proposed additions thereto; (2) the location and nature of all existing and proposed
airport facilities and structures (such as runways, taxiways, aprons, tenninal buildings,
hangars and roads), including all proposed extensions and reductions of existing airport
facilities; and (3) the location of all existing improvements thereon.
~
.,
"