Loading...
Item C30 ~~~ Louis LaTorre, Senior Director Social Services/tabt BOARD OF COUNTY COMMISSIONERS AGENDA ITEM SUMMARY MEETING DATE: 12/15/2004 DIVISION: COMMUNITY SERVICES BULK ITEM: YES X NO DEPARTMENT: SOCIAL SERVICES AGENDA ITEM WORDING: Approval ofOAA Agreement #AA-529 (1/1/05-12/31/05) between the Alliance for Aging, Inc. (Area Agency On Aging for Miami-Dade and Monroe Counties) and the Monroe County Board of County CommissionerslMonroe County Social Services. ITEM BACKGROUND: The approval of OAA Agreement #AA-529 will enable Monroe County to continue providing services to Monroe County's elderly population under the Older American's Act program. PREVIOUS RELEVANT BOCC ACTION: Approval ofOAA Contract #AA-429, between the Alliance for Aging and Monroe County Board of County CommissionerslMonroe County Social Services, effective January 1,2004, at the BOCC Meeting on December 17,2003. CONTRACT/AGREEMENT CHANGES: N/A STAJ1'.F Rl!;COMMENDATION: Approval TOTAL COST: $502,493.00 (Grant) COST TO COUNTY: $87,588.00 BUDGETED:YES-L NO_ SOURCE OF FUNDS: Older American Act for Jan 2005-Dec 2005 REVENUE PRODUCING: YES NO-X- AMT.PER MONTH YEAR APPROVED BY: COUNTY ATTY.l OMB/Purchasing l RISK MANAGEMENT -X DMSION DlRECfOR APPROVAL: f '11 A..~ >id-N JAMES MALLOCH DOCUMENTATION: INCLUDED_ TO FOLLOW X NOT REQUIRED -- - AGENDA ITEM#: C3L DISPOSITION: Revised 02/27/0Jlda MONROE COUNTY BOARD OF COUNTY COMMISSIONERS CONTRACT SUMMARY Contract with: Alliance For Aging, Inc. Contract # AA-529 Effective Date: 01/01/2005 Expiration Date: 12/31/2005 Contract Purpose/Description: Approval ofOAA Agreement #AA-529 will enable Monroe County to continue providing services to Monroe County's derly population under the Older American's Act program, under titles nIB, CI, cn and mE. - 4589 (Ext. ) Social Services/Stop 1 (Department/Stop #) Contract Manager: For BOCC meetin on 12/15/04 A enda Deadline: 11/29/04 CONTRACT COSTS Total Dollar Value of Contract: Budgeted? Yes X No Grant: $ 502,493.00 County Match: $87,588.00 $590,081.00 Account Codes: Current Year Portion: $ Estimated Ongoing Costs: $ (Not included in dollar value above) /yr ADDITIONAL COSTS For: (ell:. Maintenance, utilities,janitorial, salaries, etc) CONTRACT REVIEW Date In Di vision Director j J:3tJ-(J if Risk Management \ 'd,-I- Ol\ Changes Needr' Yes f!!Y Yes W Date Out County Attorney (IlLer) 'I Yes "'::-\ No' O.M.B./Purchasing Yes - Comments: OMB Form Revised 2/27/01 MCP #2 January 1, 2005 Agreement Number AA-529 OLDER AMERICANS ACT STANDARD FIXED RATE AGREEMENT - 2005 THIS AGREEMENT is entered into between the Alliance for Aging, Inc., hereinafter referred to as the "Alliance," and Monroe County Board of Commissioners, hereinafter referred to as the "recipient." This agreement is subject to all provisions contained in the MASTER AGREEMENT executed between the Alliance and the Recipient, Agreement No. PA-429, and its successor, incorporated herein by reference. The parties agree: I. Recipient Agrees: A. Services to be Provided: To plan, develop, and accomplish the services delineated, or otherwise cause the planning, development, and accomplishment of such services and activities, under the conditions specified and in the manner prescribed in Attachment I of this agreement. B. Requirements of Section 287, Florida Statutes: These requirements are herein incorporated by reference. C. Final Request for Payment: The recipient must submit the final request for payment to the Alliance no more than 45 days after the agreement ends or is terminated; if the recipient fails to do so, all right to payment is forfeited, and the Alliance will not honor any requests submitted after the aforesaid time period. Any payment due under the terms of this agreement may be withheld until all reports due from the recipient, and necessary adjustments thereto, have been approved by the Alliance. II. The Alliance agrees: A. Agreement Amount: To pay for services according to the conditions of Attachment I in an amount not to exceed $502,493.00, subject to the availability of funds. B. Obligation to Pay: The Alliance's performance and obligation to pay under this agreement is contingent upon an annual appropriation by the Legislature and passed through the State of Florida Department of Elder Affairs. C. Source of Funds: The costs of services paid under any other agreement or from any other source are not eligible for reimbursement under this agreement. The funds awarded to the recipient pursuant to this agreement are in state grants and aids appropriations and consist of the following: 1 January 1, 2005 Agreement Number AA-529 Program Title Year Funding Source CFDA# Funds Amounts OAA Title IIIB Support 2005 US Department of 93.044 $110,000.00 Services Health & Human Services OAA Title II1C1 Congregate 2005 " 93.045 $158,599.00 Meals OAA Title III C2 Home 2005 " 93.045 $184,789.00 Delivered Meals OAA Title IIIE Services 2005 .. 93.052 $49,105.00 TOTAL FUNDS CONTAINED IN THIS AGREEMENT: $502,493.00 III. Recipient and Alliance Mutually Agree: A. Effective Date: 1. This agreement shall begin on January 1, 2005. 2. This agreement shall end on December 31, 2005. B. Termination, Suspension and/or Enforcement: The causes and remedies for termination or suspension of this agreement shall follow the same procedures as outlined in Section III.B. and Section III.C. of the Master Agreement. C. Recipient Responsibility: Notwithstanding the pass-through language contained in Section 1.S.1. of the Master Agreement, the recipient maintains responsibility for the performance of all sub-recipients and vendors in accordance with all applicable federal and state laws. (Code of Federal Regulations (CFR) Title 45, Chapter, XIII, Part 1321.) D. Notice, Contact, and Payee Information: 1. The name, address, and telephone number of the grant manager for the Alliance for this agreement is: Steven Weisberg, M. S. 9500 S. Dadeland Boulevard, Suite 400 Miami, FL 33156 305-670-6500 2. The name, address, and telephone number of the representative of the recipient responsible for administration of the program under this agreement is: Louis LaTorre GA TO Building - 1100 Simonton Street Key West, FL 33040 (305) 292-4573 2 January 1, 2005 Agreement Number AA-529 3. In the event different representatives are designated by either party after execution of this agreement, notice of the name and address of the new representative will be rendered in writing to the other party and said notification attached to originals of this agreement. 4. The name (recipient name as shown on page 1 of this agreement) and mailing address of the official payee to whom the payment shall be made: Monroe County Board of Commissioners GA TO Building - 1100 Simonton Street Key West, FL 33040 IN WITNESS THEREOF, the parties hereto have caused this 15-page agreement to be executed by their undersigned officials as duly authorized. RECIPIENT: ALLIANCE FOR AGING, INC. MONROE COUNTY BOARD OF COMMISSIONERS BOARD PRESIDENT OR AUTHORIZED DESIGNEE SIGNED BY: SIGNED BY: NAME: NAME: Steven Weisberg, M. S. PresidenVCEO TITLE: TITLE: DATE: DATE: FEDERAL 10 NUMBER: 59-6000749 RECIPIENT FISCAL YEAR END DATE: 09/30 3 January 1, 2005 Agreement Number AA-529 ATTACHMENT I OLDER AMERICANS ACT PROGRAM I. STATEMENT OF PURPOSE The Older Americans Act (OAA) Program is a federal program that provides assistance to older persons and caregivers. To enhance the provision of services at the local level, the Department of Elder Affairs is charged with dividing the state into distinct planning and service areas (PSAs) and designating an Area Agency on Aging (AAA) for each of them. The Alliance is responsible for assessing the needs of older persons within PSA-11. The OAA Program is the only federal supportive services program directed solely toward improving the lives of older people. The Alliance fosters the development and implementation of comprehensive and coordinated systems to serve older individuals. Under current law, all service providers funded under part B of the Act must follow priorities established by the Alliance and approved by the Department of Elder Affairs for serving the elderly, providing assurances that preference will be given to those with the greatest economic and social need, with particular attention to low-income minority older individuals residing in rural areas. The Older Americans Act provides a framework for a partnership among the different levels of government and the public and private sectors with a common objective _ improving the quality of life for all older Americans by helping them to remain independent and productive. II. SERVICES TO BE PROVIDED A. Services: The recipient's service application for the calendar year 2005, and any revisions thereto approved by the Alliance and located in the grant manager's file, are incorporated by reference in this agreement between the Alliance and the recipient and prescribe the manner in which the recipient will meet the requirements of the Older Americans Act as amended in 2000. B. Manner and Service Provision: The services will be provided in a manner consistent with and described in the recipient's service provider application for the calendar year 2005, the Department of Elder Affairs Home and Community-Based Services Handbook dated 1/03, the Department of Elder Affairs National Family Caregiver Support Program Guidelines, and the Department of Health and Human Services, Office of Assistant Secretary, Administration on Aging, Program Instruction, AoA-PI-01- 02. In the event the manual or guidelines are revised, such revisions will automatically be incorporated into the agreement and the recipient will be given a copy of the revisions. The recipient agrees to perform the services of the agreement in accordance with all federal, state, and local laws, rules, regulations and policies that pertain to Older Americans Act funds. 4 January 1, 2005 Agreement Number AA-529 III. METHOD OF PAYMENT A. The method of payment in this agreement includes advances, cost reimbursement and/or fixed price for some Title III E services and fixed rate for all other services. The recipient must ensure all costs and fixed rates include only those costs which are in accordance with all applicable state and federal statutes and regulations and are based on historical costs and audited historical costs when applicable. All requests for payment and expenditure reports submitted to support requests for payment shall be on DOEA forms 106A, 105A and 106E. This agreement is subject to those Federal cost principles applicable to the particular organization concerned [Office of Management and Budget (OM B) circulars A-87, A-122, A-21, 45 CFR part 74, and 48 CFR part 31]. B. The recipient shall maintain documentation to support payment requests which shall be available to the Alliance, Department of Elder Affairs staff or the Comptroller for the State of Florida upon request. C. The due date for the request for payment and expenditure reports shall be on the 5th day of the month following the month being reported. D. The Alliance shall make payment to the recipient for a total dollar amount not to exceed $502,493.00, subject to the availability of funds. Rates listed in Paragraph E are the Alliance's share not to exceed 90% of the gross cost per unit of service. E. The Alliance shall make payment to the recipient for provision of services up to a maximum number of units of service and at the rate(s) stated below: Service to be Provided Unit of Unit Rate Maximum Maximum Service Units Dollars Homemaker 1 hour 30.64 1,542 $47,276.00 Personal Care 1 hour 34.75 1,805 62,724.00 Congregate Meals 1 meal 8.95 17,398 155,714.00 Nutrition Education (C-1) Episode 412.12 7 2,885.00 Home Delivered Meals 1 meal 5.70 32,241 183,777.00 Nutrition Education (C-2) Episode 505.88 2 1 ,012.00 In-Home Respite (3E) 1 hour 27.87 960 26,763.00 Facility Respite (3E) 1 hour 9.85 2,268. 22,342.00 F. If applicable, recipient may implement a Modified Spending Authority for these services, WITHIN THEIR RESPECTIVE TITLES. Under this Modified Spending Authority, the total units of service and maximum dollar amount projected by the recipient and approved under Section III.E may fluctuate based on consumers' service plans. Additional budget revisions/amendments will not be required in order to move funding among services within any given funding title, with the exception of Screening/Assessment, Case Aide, and Case Management. The total 5 January 1, 2005 Agreement Number AA-529 agreement amount per funding title cannot be exceeded without prior approval and an agreement amendment. G. The recipient may request a monthly advance for each of the first two months of the agreement period, based on immediate anticipated cash needs. Detailed documentation justifying cash needs for advances must be submitted with the signed agreement, approved by the Alliance, and maintained in the grant manager's file. For-profit organizations cannot receive advance funds. All payment requests for the third through the twelfth months shall be based on the submission of monthly actual expenditure reports beginning with the first month of the agreement. The schedule for submission of invoices is ATTACHMENT II to this agreement. Reconciliation and recouping of advances made under this agreement are to be completed by the time the final payment is made. All payments are subject to the availability of funds. H. A final receipt and expenditure report (closeout report) will be forwarded to the Alliance within sixty (60) days after the agreement ends or is terminated. All monies which have been paid to the recipient and not used to retire outstanding obligations of the agreement being closed out must be refunded to the Alliance along with the final receipt and expenditure report. I. Interested Earned on General Revenue and Federal Funds: All interest income earned on the advance of aeneral revenue and federal funds must be separately identified and returned to the Alliance, together with the payment and expenditure reports. Advances on Federal funds must be maintained in interest- bearing accounts in accordance with 45 CFR 74.22 (k). Interest amounts earned on Federal funds up to $250.00 per year, may be retained by the recipient for administrative expenses. J. Any payment due by the Alliance under the terms of this agreement may be withheld pending the receipt and approval by the Alliance of all financial programmatic reports due from the recipient and any adjustments thereto, including any disallowance not resolved as outlined in Section I.T. of the Master Agreement. K. The recipient agrees to implement the distribution of funds as detailed in the service application and the Budget Summary, ATTACHMENT III to this agreement. Any changes in the amounts of federal funds identified on the Budget Summary form require an agreement amendment. L. Financial Reports: The recipient agrees to provide an accurate, complete and current disclosure of the financial results of this agreement as follows: 1. To submit all requests for payment and expenditure reports according to the format, schedule and requirements specified in ATTACHMENT I. 2. The completed manual units of service portions of the Older Americans Act Annual Report, if applicable, are due to the grant manager on the date established by the Alliance. The Department of Elder Affairs will obtain the remaining Report sections from the Consumer Information, Registration and Tracking System (CIRTS). 6 January 1, 2005 Agreement Number AA-529 IV. SPECIAL PROVISIONS A. Match The recipient will assure a match requirement of at least 10 percent of the cost for all services funded through this agreement. The recipient's match will be made in the form of cash and/or in-kind resources. At the end of the agreement period, all Older Americans Act funds expended must be properly matched. B. Consumer Contributions and Co-payments for Services 1) The recipient assures compliance with Section 315 of the Older Americans Act as amended in 2000, in regard to consumer contributions. Sub-recipients may charge co-payments to those persons able to pay part or all of the cost of services only for services not paid for with Older Americans Act funds. 2) Voluntary contributions are not to be used for cost sharing or matching. (See Title 45, chapter XIII, Part 1321.67, CFR.) 3) Accumulated voluntary contributions are to be used prior to requesting Federal reimbursement. (See Title 45, Chapter XIII, Part 1321.67, CFR.) 4) Voluntary contributions and related interest earned are program income and must be used to expand services. C. Title III Funds The recipient assures compliance with Section 306 of the Older Americans Act as amended in 2000, that funds received under Title III will not be used to pay any part of a cost (including an administrative cost) incurred by the recipient to carry out an agreement or commercial relationship that is not carried out to implement Title III. D. Carry Forward Funds Carry forward funds must be identified on the computation of carry forward report submitted with the closeout report and requests for award of carry forward funds must be justified by the recipient and approved by the Alliance. All OAA carry forward funds must be budgeted in the same title as originally awarded. E. Prioritization for Service Delivery The recipient shall develop and implement policies and procedures consistent with Older Americans Act targeting criteria. F. Information and Referral The recipient agrees to adhere to the Standards for Professional Information & Referral, ATTACHMENT IV to this agreement. The basis of these standards are those found in the standards published by the Alliance for Information & Referral 7 January 1, 2005 Agreement Number AA-529 Systems (AIRS), copyright 2000, and amended by the Department of Elder Affairs to meet the unique needs of the Elder Helpline system. G. Service Cost Reports The recipient will submit semi-annual service cost reports which reflect actual costs of providing each service by program. This report provides information for planning and negotiating unit rates. H. Caregiver Forums The recipient will collaborate with the Alliance in supporting a Statewide Caregiver Forum coordinated by the Department of Elder Affairs. The Alliance will sponsor the attendance of a minimum of ten caregivers and contribute $1,000.00 toward the expense of speakers and miscellaneous training expenses using agreement funds. Sponsorship of caregivers includes providing funds for all expenses related to caregivers attending this event; to include registration, travel, and local respite services. Recipients are also encouraged to help the Alliance plan and conduct local caregiver forums utilizing Title III-E funds. Caregiver Forums are defined in the Department of Elder Affairs Title III-E National Family Caregiver Support Guidelines. 8 January 1, 2005 Report Number 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Agreement Number AA-529 ATTACHMENT II AGREEMENT REPORT CALENDAR ADVANCE BASIS AGREEMENT TITLE III Month Submit To Alliance On This Date Based On January February March April May June July August September October November December Advance * Advance * January Expenditure Report February Expenditure Report March Expenditure Report April Expenditure Report May Expenditure Report June Expenditure Report July Expenditure Report August Expenditure Report September Expenditure Report October Expenditure Report November Expenditure Report December Expenditure Report Final Payment Request Closeout Package January 1 January 1 February 5 March 5 April 5 May 5 June 5 July 5 August 5 September 5 October 5 November 5 December 5 January 5 February 14 February 28 Leaend: * Advance based on projected cash need. Note #1 : Note #2: Submission of expenditure reports mayor may not generate a payment request. If final expenditure report reflects funds due back to the Alliance, payment is to accompany the report. Reports #1 and #2 for Advance Basis Agreements cannot be submitted to the Alliance until the agreement with the Alliance has been executed. The last two months of the recipient's fiscal reports covering actual expenditures shall reflect an adjustment repaying advances for the first two months of the agreement, if advances have not been recouped. 9 January 1, 2005 Agreement Number AA-529 ATTACHMENT III BUDGET SUMMARY 2005 OOA BUDGET SUMMARY Recipient: Monroe County Board of Commissioners Agreement No.: AA-529 DISTRIBUTION OF AWARD BY TITLE FEDERAL SHARE OAA Title III-B OAA Title III-C-1 OAA Title III-C-2 OAA Title III-E TOTAL FEDERAL AMOUNT: 10 $110,000.00 $158,599.00 $184,789.00 $49,105.00 $502,493.00 January 1, 2005 Agreement Number AA-529 ATTACHMENT IV OLDER AMERICANS ACT PROGRAM SUMMARY OF STANDARDS FOR PROFESSIONAL INFORMATION & REFERRAL I. SERVICE DELIVERY Standard 1: Information Provision The Information and Referral (I & R) service shall provide accurate information to an inquirer in response to a direct request for such information. Information can range from a limited response (such as organization's name, telephone number, and address) to detailed data about community service systems (such as explaining how a group intake system works for a particular agency), agency policies, and procedures for application. Every call, including information only calls, shall be documented. Documentation shall include the type of information requested and the action taken. The I & R Specialist shall encourage inquirers to call back if the information proves incorrect, inappropriate, or insufficient to link them with needed service(s). Standard 2: Referral Provision The I & R service shall provide information and referral services in which the inquirer has one-to-one contact with an I & R specialist. The referral process consists of assessing the needs of the inquirer, identifying appropriate resources, assessing appropriate response modes, indicating organization capable of meeting those needs, providing enough information about each organization to help inquirers make an informed choice, helping inquirers for whom services are unavailable by locating alternative resources, and actively participating in linking the inquirer to needed services. Follow-up is required for each referral. The referral cannot be counted until follow-up is complete. The I & R Service shall provide the ability to access to its services for individuals and groups who have special needs (Le. TDDfTTY access for people with hearing impairments, and language access for inquirers who speak languages other than English.) The I & R service shall utilize technology that improves access to service and enhances its ability to serve inquirers efficiently and effectively while preserving the level and quality of its core services. Technology includes telephone systems, 1& R software packages, and searchable I & R databases on the Internet. Standard 3: Advocacv/lntervention The I & R service shall offer advocacy to ensure that people receive the benefits and services to which they are entitled and that organizations within the established service delivery system meet the collective needs of the community. For purposes of these standards, advocacy does not include any actions specifically prohibited by Federal 11 January 1, 2005 Agreement Number AA-529 cost principles. All advocacy efforts shall be consistent with policies established by the government body of the I & R service and shall proceed only with the permission of the inquirer. The I & R service shall intervene on behalf of individuals to help them establish eligibility for or obtain needed services when they have been denied benefits or services to which they are entitled, or when they need assistance to communicate their needs to a service provider. Standard 4: Follow-Up Follow-up on referrals must be completed within 10 calendar days, either by telephone or visit to the inquirer and/or the organization, to determine that services are being provided and that the elder or caregiver is satisfied with the services as provided, unless a crisis situation suggests more immediate follow-up. If the inquirer has not received services or the need has not been met, the I & R service shall determine whether there is still a need and make additional appropriate referrals. The I & R service shall also document the follow-up results (that service was not received) for future reference. II. RESOURCE DATABASE Standard 5: Inclusion/Exclusion Criteria The I & R service shall have a written policy that describes inclusion/exclusion criteria for the resource database. The inclusion/exclusion criteria shall be reviewed on a regular basis to ensure that they continue to meet the changing needs of the community. These criteria shall be uniformly applied and published so that staff and the public will be aware of the scope and limitations of the database. If the I & R service charges a fee for the inclusion of organizations in its database, that practice shall be published as a part of its inclusion/exclusion criteria. Standard 6: Data Elements A standardized profile shall be developed for each county's organization within the planning and service area. The database shall include: . Provider's legal name, common name and acronym Address (mailing and physical location) Telephone number(s) Hours and days of operation Legal Status (non-profit, government, for-profit, unincorporated group) Description of services Method (Source) of Payment (Medicaid, Medicare, private insurance) Date the information was last verified . . . . . . . 12 January 1, 2005 Agreement Number AA-529 Standard 7: Indexina the Resource Database/Search Methods Information in the resource database shall be indexed and accessible in ways that support the I & R process. Standard 8: Classification System (Taxonomy) The I & R service shall use the AIRS/INFO LINE Taxonomy of Human Service classification system. Standard 9: Database Maintenance The resource database shall be updated through continuous revision or at intervals sufficiently frequent to ensure accuracy of information and comprehensiveness of its contents. The resource database shall be updated at least annually and records in the database shall include the date of the last update. III. REPORTS AND MEASURE Standard 10: Inauirer Data Collection The I & R service shall establish and use a system for collecting and organizing inquirer data which facilitates appropriate referrals and provides a basis for describing requests for service, identifying service gaps and overlaps, assisting with needs assessments, supporting the development of products, identifying issues for staff training and facilitating the development of the resource information system. Inquirer data includes information gathered during follow-up as well as that acquired during the original contract. The I & R service shall have in place appropriate security precautions which protect and keep confidential data collection forms and inquirer information. Standard 11: Data Analysis and Reportina The I & R service shall develop reports using inquirer data and/or data from the resource database to support community planning activities (or planning at other levels), internal analysis and advocacy. Beginning January 2005, the I & R service shall submit quarterly reports to the Department of Elder Affairs. Reports shall provide total number of incoming calls, type of service requested, referrals (Clients served), unmet needs, and gaps in services. IV. COOPERATIVE RELATIONSHIPS Standard 12: Cooperative Relationships within the Local I & R System In communities which have a multiplicity of comprehensive and specialized I & R providers, the I & R service shall develop cooperative working relationships to build a coordinated I & R system which ensures broad access to information and referral services, maximizes the utilization of existing I & R resources, avoids duplication of effort and encourages seamless access to community resource information. I & R 13 January 1, 2005 Agreement Number AA-529 services within the system may choose to be "full service" programs performing all necessary I & R functions within their designated service area; or may prefer to partner with one or more I & R services to share those functions (e.g., one I & R service might build and maintain the resource database and another might assume responsibility for service delivery.) Standard 13: Coooerative Relationshios within the Local Service Delivery System The I & R service shall strive to develop cooperative working relationships with local service providers to build an integrated service delivery system which ensures broad access to community services, maximizes the utilization of existing resources, avoids duplication of effort and gaps in services, and facilitates the ability of people who need services to easily find the most appropriate provider. Standard 14: CooDerative Relationshios Amona Local. State or Provincial. Realonal. National. and International I & R Providers Comprehensive and specialized I & R services at all geographic levels (local, state/provincial, regional, national and international) shall strive to develop formal and informal working relationships with the objective of broadening the availability of information and referral to all inquiries, facilitating access to appropriate resources regardless of their origin and/or location, avoiding duplication of effort and funding, expanding the effectiveness of social analysis with more global information about needs and services, and augmenting the impact of advocacy efforts through coordination, where possible. Standard 15: Particioation in State or Provincial. Reaional. National. and International I & R Associations The I & R service shall strive to strengthen state, regional, and national I & R associations by participating in activities. v. ORGANIZATIONAL REQUIREMENTS Standard 16: Governance The auspices under which the I & R service operates shall ensure the achievement of I & R goals and meet the standards set forth by the Department of Elder Affairs. Standard 17: Personnel Administration The I & R service shall provide a framework and mechanisms for program, personnel management and administration that guarantee the continuity and consistency required for effective service delivery. Standard 18: Staff Trainina The I & R service shall have a training policy and make training available to paid and volunteer staff. 14 January 1, 2005 Agreement Number AA-529 Standard 19: Promotion and Outreach The I & R service shall establish and maintain a program which increases public awareness of 1& R services, their objectives, and their value to the community. At least two outreach projects targeting low-income minority and rural elders must be completed annually. 15 January 1, 2004 Agreement Number AA-429 OLDER AMERICANS ACT STANDARD FIXED RATE AGREEMENT - 2004 THIS AGREEMENT is entered into between the Alliance for Aging, Inc., hereinafter referred to as the "Alliance," and Monroe County Board of Commissioners, hereinafter referred to as the "recipient." This agreement is subject to all provisions contained in the MASTER AGREEMENT executed between the Alliance and the Recipient, Agreement No. PA-329, and its successor, incorporated herein by reference. The parties agree: I. Recipient Agrees: A. Services to be Provided: To plan, develop, and accomplish the services delineated, or otherwise cause the planning, development, and accomplishment of such services and activities, under the conditions specified and in the manner prescribed in Attachment I of this agreement. B. Requirements of Section 287, Florida Statutes: These requirements are herein incorporated by reference. C. Final Request for Payment: The recipient must submit the final request for payment to the Alliance no more than 45 days after the agreement ends or is terminated; if the recipient fails to do so, all right to payment is forfeited, and the Alliance will not honor any requests submitted after the aforesaid time period. Any payment due under the terms of this agreement may be withheld until all reports due from the recipient, and necessary adjustments thereto, have been approved by the Alliance. II. The Alliance agrees: A. Agreement Amount: To pay for services according to the conditions of Attachment I in an amount not to exceed $502,493.00, subject to the availability of funds. B. Obligation to Pay: The Alliance's performance and obligation to pay under this agreement is contingent upon an annual appropriation by the Legislature and passed through the State of Florida Department of Elder Affairs. C. Source of Funds: The costs of services paid under any other agreement or from any other source are not eligible for reimbursement under this agreement. The funds awarded to the recipient pursuant to this agreement are in state grants and aids appropriations and consist of the following: 1 January 1, 2004 Agreement Number AA-429 Program Title Year Funding Source CFDA# Funds Amounts OAA Title 1118 Support 2004 US Department of 93.044 $110,000.00 Services Health & Human Services OAA Title IIIC1 Congregate 2004 " 93.045 $158,599.00 Meals OAA Title III C2 Home 2004 " 93.045 $184,789.00 Delivered Meals OAA Title III E Services 2004 .. 93.052 $49,105.00 TOTAL FUNDS CONTAINED IN THIS AGREEMENT: $502,493.00 III. Recipient and Alliance Mutually Agree: A. Effective Date: 1. This agreement shall begin on January 1, 2004 or on the date the agreement has been signed by both parties, whichever is later. 2. This agreement shall end on December 31, 2004. B. Termination, Suspension and/or Enforcement: The causes and remedies for termination or suspension of this agreement shall follow the same procedures as outlined in Section III.B. and Section III.C. of the Master Agreement. C. Recipient Responsibility: Notwithstanding the pass-through language contained in Section 1.S.1. of the Master Agreement, the recipient maintains responsibility for the performance of all sub-recipients and vendors in accordance with all applicable federal and state laws. (Code of Federal Regulations (CFR) Title 45, Chapter, XIII, Part 1321.) D. Notice, Contact, and Payee Information: 1. The name, address, and telephone number of the grant manager for the Alliance for this agreement is: Steven Weisberg, M. S. 9500 S. Dadeland Boulevard, Suite 400 Miami, FL 33156 305-670-6500 2. The name, address, and telephone number of the representative of the recipient responsible for administration of the program under this agreement is: Louis LaTorre GA TO Building - 1100 Simonton Street Key West, FL 33040 (305) 292-4573 2 January 1, 2004 Ag~ementNumberAA-429 3. In the event different representatives are designated by either party after execution of this agreement, notice of the name and address of the new representative will be rendered in writing to the other party and said notification attached to originals of this agreement. 4. The name (recipient name as shown on page 1 of this agreement) and mailing address of the official payee to whom the payment shall be made: Monroe County Board of Commissioners GA TO Building - 1100 Simonton Street Key West, FL 33040 IN WITNESS THEREOF, the p;;Jrties hereto have caused this 15-page agreement to be executed by their undersigned officials as duly authorized. RECIPIENT: MONROE COUNTY BOARD OF COMMISSIONERS BOARD PRESIDENT OR AUTHORIZED DESIGNEE SIGNED BY: ALLIANCE FOR AGING, INC. SIGNED BY: NAME: NAME: Steven Weisberg, M. S. President/CEO TITLE: TITLE: DATE: DATE: FEDERAL 10 NUMBER: RECIPIENT FISCAL YEAR END DATE: 59-6000749 09/30 3 January 1, 2004 Agreement Number AA-429 ATTACHMENT I OLDER AMERICANS ACT PROGRAM I. STATEMENT OF PURPOSE The Older Americans Act (OAA) Program is a federal program that provides assistance to older persons and caregivers. To enhance the provision of services at the local level, the Department of Elder Affairs is charged with dividing the state into distinct planning and service areas (PSAs) and designating an Area Agency on Aging (AAA) for each of them. The Alliance is responsible for assessing the needs of older persons within PSA-11. The OAA Program is the only federal supportive services program directed solely toward improving the lives of older people. The Alliance fosters the development and implementation of comprehensive and coordinated systems to serve older individuals. Under current law, all service providers funded under part B of the Act must follow priorities established by the Alliance and approved by the Department of Elder Affairs for serving the elderly, providing assurances that preference will be given to those with the greatest economic and social need, with particular attention to low-income minority older individuals residing in rural areas. The Older Americans Act provides a framework for a partnership among the different levels of government and the public and private sectors with a common objective - improving the quality of life for all older Americans by helping them to remain independent and productive. II. SERVICES TO BE PROVIDED A. Services: The recipient's service application for the calendar year 2004, and any revisions thereto approved by the Alliance and located in the grant manager's file, are incorporated by reference in this agreement between the Alliance and the recipient and prescribe the manner in which the recipient will meet the requirements of the Older Americans Act as amended in 2000. B. Manner and Service Provision: The services will be provided in a manner consistent with and described in the recipient's service provider application for the calendar year 2004, the Department of Elder Affairs Home and Community-Based Services Handbook dated 1/03, the Department of Elder Affairs National Family Caregiver Support Program Guidelines, and the Department of Health and Human Services, Office of Assistant Secretary, Administration on Aging, Program Instruction, AoA-PI-01- 02. In the event the manual or guidelines are revised, such revisions will automatically be incorporated into the agreement and the recipient will be given a copy of the revisions. The recipient agrees to perform the services of the agreement in accordance with all federal, state, and local laws, rules, regulations and policies that pertain to Older Americans Act funds. 4 January 1, 2004 Agreement Number AA-429 III. METHOD OF PAYMENT A. The method of payment in this agreement includes advances, cost reimbursement and/or fixed price for some Title III E services and fixed rate for all other services. The recipient must ensure all costs and fixed rates include only those costs which are in accordance with all applicable state and federal statutes and regulations and are based on historical costs and audited historical costs when applicable. All requests for payment and expenditure reports submitted to support requests for payment shall be on DOEA forms 106A, 105A and 106E. This agreement is subject to those Federal cost principles applicable to the particular organization concerned [Office of Management and Budget (OMB) circulars A-87, A-122, A-21 , 45 CFR part 74, and 48 CFR part 31]. B. The recipient shall maintain documentation to support payment requests which shall be available to the Alliance, Department of Elder Affairs staff or the Comptroller for the State of Florida upon request. C. The due date for the request for payment and expenditure reports shall be on the 5th day of the month following the month being reported. D. The Alliance shall make payment to the recipient for a total dollar amount not to exceed $502,493.00, subject to the availability of funds. Rates listed in Paragraph E are the Alliance's share not to exceed 90% of the gross cost per unit of service. E. The Alliance shall make payment to the recipient for provision of services up to a maximum number of units of service and at the rate(s) stated below: Service to be Provided Unit of Unit Rate Maximum Maximum Service Units Dollars Homemaker 1 hour 30.035518 1,574 $47,276.00 Personal Care 1 hour 34.539647 1,816 62,724.00 Congregate Meals 1 meal 8.26484 19,929 155,974.00 Nutrition Education (C-1) Episode 375.00 7 2,625.00 Home Delivered Meals 1 meal 5.096198 36,113 184.039.00 Nutrition Education (C-2) Episode 375.00 2 750.00 In-Home Respite (3E) 1 hour 27.170558 985 26,763.00 Facility Respite (3E) 1 hour 9.551517 2,339 22,342.00 F. If applicable, recipient may implement a Modified Spending Authority for these services, WITHIN THEIR RESPECTIVE TITLES. Under this Modified Spending Authority, the total units of service and maximum dollar amount projected by the recipient and approved under Section III.E may fluctuate based on consumers' service plans. Additional budget revisions/amendments will not be required in order to move funding among services within any given funding title, with the exception of Screening/Assessment, Case Aide, and Case Management. The total 5 January 1, 2004 Agreement Number AA-429 agreement amount per funding title cannot be exceeded without prior approval and an agreement amendment. G. The recipient may request a monthly advance for each of the first two months of the agreement period, based on immediate anticipated cash needs. Detailed documentation justifying cash needs for advances must be submitted with the signed agreement, approved by the Alliance, and maintained in the grant manager's file. For-profit organizations cannot receive advance funds. All payment requests for the third through the twelfth months shall be based on the submission of monthly actual expenditure reports beginning with the first month of the agreement. The schedule for submission of invoices is ATTACHMENT II to this agreement. Reconciliation and recouping of advances made under this agreement are to be completed by the time the final payment is made. All payments are subject to the availability of funds. H. A final receipt and expenditure report (closeout report) will be forwarded to the Alliance within sixty (60) days after the agreement ends or is terminated. All monies which have been paid to the recipient and not used to retire outstanding obligations of the agreement being closed out must be refunded to the Alliance along with the final receipt and expenditure report. I. Interested Earned on General Revenue and Federal Funds: All interest income earned on the advance of oeneral revenue and federal funds must be separately identified and returned to the Alliance, together with the payment and expenditure reports. Advances on Federal funds must be maintained in interest- bearing accounts in accordance with 45 CFR 74.22 (k). Interest amounts earned on Federal funds up to $250.00 per year, may be retained by the recipient for administrative expenses. J. Any payment due by the Alliance under the terms of this agreement may be withheld pending the receipt and approval by the Alliance of all financial programmatic reports due from the recipient and any adjustments thereto, including any disallowance not resolved as outlined in Section I.T. of the Master Agreement. K. The recipient agrees to implement the distribution of funds as detailed in the service application and the Budget Summary, ATTACHMENT III to this agreement. Any changes in the amounts of federal funds identified on the Budget Summary form require an agreement amendment. L. Financial Reports: The recipient agrees to provide an accurate, complete and current disclosure of the financial results of this agreement as follows: 1. To submit all requests for payment and expenditure reports according to the format, schedule and requirements specified in ATTACHMENT I. 2. The completed manual units of service portions of the Older Americans Act Annual Report, if applicable, are due to the grant manager on the date established by the Alliance. The Department of Elder Affairs will obtain the remaining Report sections from the Consumer Information, Registration and Tracking System (CIRTS). 6 January 1, 2004 Agreement Number AA-429 IV. SPECIAL PROVISIONS A. Match The recipient will assure a match requirement of at least 10 percent of the cost for all services funded through this agreement. The recipient's match will be made in the form of cash and/or in-kind resources. At the end of the agreement period, all Older Americans Act funds expended must be properly matched. B. Consumer Contributions and Co-payments for Services 1) The recipient assures compliance with Section 315 of the Older Americans Act as amended in 2000, in regard to consumer contributions. Sub-recipients may charge co-payments to those persons able to pay part or all of the cost of services only for services not paid for with Older Americans Act funds. 2) Voluntary contributions are not to be used for cost sharing or matching. (See Title 45, chapter XIII, Part 1321.67, CFR.) 3) Accumulated voluntary contributions are to be used prior to requesting Federal reimbursement. (See Title 45, Chapter Xllr, Part 1321.67, CFR.) 4) Voluntary contributions and related interest earned are program income and must be used to expand services. C. Title III Funds The recipient assures compliance with Section 306 of the Older Americans Act as amended in 2000, that funds received under Title III will not be used to pay any part of a cost (including an administrative cost) incurred by the recipient to carry out an agreement or commercial relationship that is not carried out to implement Title III. D. Carry Forward Funds Carry forward funds must be identified on the computation of carry forward report submitted with the closeout report and requests for award of carry forward funds must be justified by the recipient and approved by the Alliance. All OAA carry forward funds must be budgeted in the same title as originally awarded. E. Prioritization for Service Delivery The recipient shall develop and implement policies and procedures consistent with Older Americans Act targeting criteria. F. Information and Referral The recipient agrees to adhere to the Standards for Professional Information & Referral, ATTACHMENT IV to this agreement. The basis of these standards are those found in the standards published by the Alliance for Information & Referral 7 January 1, 2004 Agreement Number AA-429 Systems (AIRS), copyright 2000, and amended by the Department of Elder Affairs to meet the unique needs of the Elder Helpline system. G. Service Cost Reports The recipient will submit semi-annual service cost reports which reflect actual costs of providing each service by program. This report provides information for planning and negotiating unit rates. H. Caregiver Forums The recipient will collaborate with the Alliance in supporting a Statewide Caregiver Forum coordinated by the Department of Elder Affairs. The Alliance will sponsor the attendance of a minimum of ten caregivers and contribute $1,000.00 toward the expense of speakers and miscellaneous training expenses using agreement funds. Sponsorship of caregivers includes providing funds for all expenses related to caregivers attending this event; to include registration, travel, and local respite services. Recipients are also encouraged to help the Alliance plan and conduct local caregiver forums utilizing Title III-E funds. Caregiver Forums are defined in the Department of Elder Affairs Title III-E National Family Caregiver Support Guidelines. 8 January 1, 2004 Report Number 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Agreement Number AA-429 ATTACHMENT II AGREEMENT REPORT CALENDAR ADVANCE BASIS AGREEMENT TITLE III Month Submit To Alliance On This Date Based On January February March April May June July August September October November December Advance * Advance * January Expenditure Report February Expenditure Report March Expenditure Report April Expenditure Report May Expenditure Report June Expenditure Report July Expenditure Report August Expenditure Report September Expenditure Report October Expenditure Report November Expenditure Report December Expenditure Report Final Payment Request Closeout Package January 1 January 1 February 5 March 5 April 5 May 5 June 5 July 5 August 5 September 5 October 5 November 5 December 5 January 5 February 14 February 29 Leoend: * Advance based on projected cash need. Note #1 : Note #2: Submission of expenditure reports mayor may not generate a payment request. If final expenditure report reflects funds due back to the Alliance, payment is to accompany the report. Reports #1 and #2 for Advance Basis Agreements cannot be submitted to the Alliance until the agreement with the Alliance has been executed. The last two months of the recipient's fiscal reports covering actual expenditures shall reflect an adjustment repaying advances for the first two months of the agreement, if advances have not been recouped. 9 January 1, 2004 Agreement Number AA-429 ATTACHMENT III BUDGET SUMMARY 2004 OOA BUDGET SUMMARY Recipient: Monroe County Board of Commissioners Agreement No.: AA-429 DISTRIBUTION OF AWARD BY TITLE FEDERAL SHARE OAA Title III-B $110,000.00 $158,599.00 $184,789.00 $49,105.00 $502,493.00 OAA Title III-C-1 OAA Title III-C-2 OAA Title III-E TOTAL FEDERAL AMOUNT: 10 January 1, 2004 Agreement Number AA-429 ATTACHMENT IV OLDER AMERICANS ACT PROGRAM SUMMARY OF STANDARDS FOR PROFESSIONAL INFORMATION & REFERRAL I. SERVICE DELIVERY Standard 1: Information Provision The Information and Referral (I & R) service shall provide accurate information to an inquirer in response to a direct request for such information. Information can range from a limited response (such as organization's name, telephone number, and address) to detailed data about community service systems (such as explaining how a group intake system works for a particular agency), agency policies, and procedures for application. Every call, including information only calls, shall be documented. Documentation shall include the type of information requested and the action taken. The I & R Specialist shall encourage inquirers to call back if the information proves incorrect, inappropriate, or insufficient to link them with needed service(s). Standard 2: Referral Provision The I & R service shall provide information and referral services in which the inquirer has one-to-one contact with an I & R specialist. The referral process consists of assessing the needs of the inquirer, identifying appropriate resources, assessing appropriate response modes, indicating organization capable of meeting those needs, providing enough information about each organization to help inquirers make an informed choice, helping inquirers for whom services are unavailable by locating alternative resources, and actively participating in linking the inquirer to needed services. Follow-up is required for each referral. The referral cannot be counted until follow-up is complete. The I & R Service shall provide the ability to access to its services for individuals and groups who have special needs (Le. TDDITTY access for people with hearing impairments, and language access for inquirers who speak languages other than English.) The I & R service shall utilize technology that improves access to service and enhances its ability to serve inquirers efficiently and effectively while preserving the level and quality of its core services. Technology includes telephone systems, 1& R software packages, and searchable I & R databases on the Internet. Standard 3: Advocacv/lntervention The I & R service shall offer advocacy to ensure that people receive the benefits and services to which they are entitled and that organizations within the established service delivery system meet the collective needs of the community. For purposes of these standards, advocacy does not include any actions specifically prohibited by Federal 11 January 1, 2004 Agreement Number AA-429 cost principles. All advocacy efforts shall be consistent with policies established by the government body of the I & R service and shall proceed only with the permission of the inquirer. The I & R service shall intervene on behalf of individuals to help them establish eligibility for or obtain needed services when they have been denied benefits or services to which they are entitled, or when they need assistance to communicate their needs to a service provider. Standard 4: Follow-Up Follow-up on referrals must be completed within 10 calendar days, either by telephone or visit to the inquirer and/or the organization, to determine that services are being provided and that the elder or caregiver is satisfied with the services as provided, unless a crisis situation suggests more immediate follow-up. If the inquirer has not received services or the need has not been met, the I & R service shall determine whether there is still a need and make additional appropriate referrals. The I & R service shall also document the follow-up results (that service was not received) for future reference. II. RESOURCE DATABASE Standard 5: Inclusion/Exclusion Criteria The I & R service shall have a written policy that describes inclusion/exclusion criteria for the resource database. The inclusion/exclusion criteria shall be reviewed on a regular basis to ensure that they continue to meet the changing needs of the community. These criteria shall be uniformly applied and published so that staff and the public will be aware of the scope and limitations of the database. If the I & R service charges a fee for the inclusion of organizations in its database, that practice shall be published as a part of its inclusion/exclusion criteria. Standard 6: Data Elements A standardized profile shall be developed for each county's organization within the planning and service area. The database shall include: . Provider's legal name, common name and acronym Address (mailing and physical location) Telephone number(s) Hours and days of operation Legal Status (non-profit, government, for-profit, unincorporated group) Description of services Method (Source) of Payment (Medicaid, Medicare, private insurance) Date the information was last verified . . . . . . . 12 January 1, 2004 Agreement Number AA-429 Standard 7: Indexina the Resource Database/Search Methods Information in the resource database shall be indexed and accessible in ways that support the I & R process. Standard 8: Classification Svstem (Taxonomy) The I & R service shall use the AIRS/INFO LINE Taxonomy of Human Service classification system. Standard 9: Database Maintenance The resource database shall be updated through continuous revision or at intervals sufficiently frequent to ensure accuracy of information and comprehensiveness of its contents. The resource database shall be updated at least annually and records in the database shall include the date of the last update. III. REPORTS AND MEASURE Standard 10: InQuirer Data Collection The I & R service shall establish and use a system for collecting and organizing inquirer data which facilitates appropriate referrals and provides a basis for describing requests for service, identifying service gaps and overlaps, assisting with needs assessments, supporting the development of products, identifying issues for staff training and facilitating the development of the resource information system. Inquirer data includes information gathered during follow-up as well as that acquired during the original contract. The I & R service shaU have in place appropriate security precautions which protect and keep confidential data collection forms and inquirer information. Standard 11: Data Analysis and Reportina The I & R service shall develop reports using inquirer data and/or data from the resource database to support community planning activities (or planning at other levels), internal analysis and advocacy. Beginning January 2004, the I & R service shall submit quarterly reports to the Department of Elder Affairs. Reports shall provide total number of incoming calls, type of service requested, referrals (clients served), unmet needs, and gaps in services. IV. COOPERATIVE RELATIONSHIPS Standard 12: Cooperative Relationships within the Local I & R System In communities which have a multiplicity of comprehensive and specialized I & R providers, the I & R service shall develop cooperative working relationships to build a coordinated I & R system which ensures broad access to information and referral services, maximizes the utilization of existing I & R resources, avoids duplication of effort and encourages seamless access to community resource information. 1& R 13 January 1, 2004 Agreement Number AA-429 services within the system may choose to be "full service" programs performing all necessary I & R functions within their designated service area; or may prefer to partner with one or more I & R services to share those functions (e.g., one I & R service might build and maintain the resource database and another might assume responsibility for service delivery.) Standard 13: Cooperative Relationships within the Local Service Delivery Svstem The I & R service shall strive to develop cooperative working relationships with local service providers to build an integrated service delivery system which ensures broad access to community services, maximizes the utilization of existing resources, avoids duplication of effort and gaps in services, and facilitates the ability of people who need services to easily find the most appropriate provider. Standard 14: Cooperative Relationships Amona Local. State or Provincial. Reaional. National. and International I & R Providers Comprehensive and specialized I & R services at all geographic levels (local, state/provincial, regional, national and international) shall strive to develop formal and informal working relationships with the objective of broadening the availability of information and referral to all inquiries, facilitating access to appropriate resources regardless of their origin and/or location, avoiding duplication of effort and funding, expanding the effectiveness of social analysis with more global information about needs and services, and augmenting the impact of advocacy efforts through coordination, where possible. Standard 15: Participation in State or Provincial. Reaional. National. and International I & R Associations The I & R service shall strive to strengthen state, regional, and national I & R associations by participating in activities. V. ORGANIZATIONAL REQUIREMENTS Standard 16: Governance The auspices under which the I & R service operates shall ensure the achievement of I & R goals and meet the standards set forth by the Department of Elder Affairs. Standard 17: Personnel Administration The I & R service shall provide a framework and mechanisms for program, personnel management and administration that guarantee the continuity and consistency required for effective service delivery. Standard 18: Staff Trainina The I & R service shall have a training policy and make training available to paid and volunteer staff. 14 January 1, 2004 Agreement Number AA-429 Standard 19: Promotion and Outreach The I & R service shall establish and maintain a program which increases public awareness of 1& R services, their objectives, and their value to the community. At least two outreach projects targeting low-income minority and rural elders must be completed annually. 15