01/16/2002
Monroe County Clerk's Or inal
MODIFICATION NUMBER ONE
TO
HAZARD MITIGATION GRANT AGREEMENT
NUMBER OlHM-4L-1l-54-15-022
WHEREAS, Monroe County (hereinafter "Recipient") and the Department of Community
Affairs, Division of Emergency Management (hereinafter "the Department") have entered into a
Hazard Mitigation Grant Agreement (number 01HM-4L-11-54-15-022; hereinafter "Agreement")
for the purpose of distributing federal funds for hazard mitigation activities resulting from
Hurricane Georges, FEMA-DR-1249-FL;
WHEREAS, the parties desire to modify the Agreement to delete the following language
provided by the Department.
NOW, THEREFORE, the above-referenced Agreement is hereby modified as follows:
1, Paragraph (11), section (f) ofthe Agreement is hereby deleted in its entirety, and the
following paragraph substituted in its place and stead for all intents and purposes:
(f) A person or affiliate who has been placed on the convicted vendor list following a
conviction for a public entity crime or on the discriminatory vendor list may not
submit a bid on a contract to provide any goods or services to a public entity, may
not submit a bid on a contract with a public entity for the construction or repair of
a public building or public work, may not submit bids on leases of real property to
a public entity, may not be awarded or perform work as a contractor, supplier,
subcontractor, or consultant under a contract with a public entity, and may not
transact business with any public entity in excess of Category Two for a period of
36 months from the date of being placed on the convicted vendor or
discriminatory vendor list.
2. Paragraph (12), ofthe Agreement is hereby deleted in its entirety, and the following
paragraph substituted in its place and stead for all intents and purposes:
(12) AUDIT REOUIREMENTS.
(a) The Recipient agrees to maintain financial procedures and support documents, in
accordance with generally accepted accounting principles, to account for the
receipt and expenditure of funds under this Agreement.
(b) These records shall be available at all reasonable times for inspection, review, or
audit by state personnel and other personnel duly authorized by the Department.
"Reasonable" shall be construed according to circumstances, but ordinarily shall
mean normal business hours of8:00 a.m. to 5:00 p,m., local time, Monday
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through Friday.
(c) The Recipient shall also provide the Department with the records, reports or
financial statements upon request for the purposes of auditing and monitoring the
funds awarded under this Agreement.
(d) In the event that the Recipient expends $300,000 or more in Federal awards in its
fiscal year, the Recipient must have a single or program-specific audit conducted
in accordance with the provisions of OMB Circular A-133, as revised. EXHIBIT
I to this agreement indicates Federal funds awarded through the Department by
this agreement. In determining the Federal awards expended in its fiscal year, the
Recipient shall consider all sources of Federal awards, including Federal funds
received from the Department. The determination of amounts of Federal awards
expended should be in accordance with the guidelines established by OMB
Circular A-133, as revised. An audit of the Recipient conducted by the Auditor
General in accordance with the provisions OMB Circular A-I33, as revised, will
meet the requirements of this part.
In connection with the above audit requirements, the Recipient shall fulfill the
requirements relative to auditee responsibilities as provided in Subpart C of OMB
Circular A-133, as revised.
If the Recipient expends less than $300,000 in Federal awards in its fiscal year, an
audit conducted in accordance with the provisions ofOMB Circular A-133, as
revised, is not required. In the event that the Recipient expends less than
$300,000 in Federal awards in its fiscal year and elects to have an audit conducted
in accordance with the provisions ofOMB Circular A-133, as revised, the cost of
the audit must be paid from non-Federal funds (i.e., the cost of such an audit must
be paid from Recipient funds obtained from other than Federal entities).
1. The annual financial audif report shall include all management letters and
the Recipient's response to all findings, including corrective actions to be
taken.
2, The annual financial audit report shall include a schedule of financial
assistance specifically identifying all Agreement and other revenue by
sponsoring agency and Agreement number.
3. Copies of audit reports for audits conducted in accordance with OMB
Circular A-I33, as revised, and required by subparagraph (d) above shall
be submitted, when required by Section ,320 (d), OMB Circular A-133, as
revised, by or on behalf of the Recipient directlv to each of the following:
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(a) The Department at each of the following addresses:
Department of Community Affairs
Office of Audit Services
2555 Shumard Oak Boulevard
Tallahassee, Florida 32399-2100
and
State of I:lorida Auditor General
Attn: Ted 1. Sauerbeck
Room 574, Claude Pepper Building
111 West Madison Street
Tallahassee, Florida 32302-1450
(b) The Federal Audit Clearinghouse designated in OMB Circular
A-133, as revised (the number of copies required by Sections
.320(d)(1) and (2), OMB Circular A-133, as revised, should be
submitted to the Federal Audit Clearinghouse), at the following
address:
Federal Audit Clearinghouse
Bureau of the Census
1201 East 10th Street
Jeffersonville, IN 47132
(c) Other Federal agencies and pass-through entities in accordance
with Sections .320 (e) and (t), OMB Circular A-133, as revised,
4. Pursuant to Section .320(t), OMB Circular A-133, as revised, the
Recipient shall submit a copy of the reporting package described in
Section .320(c), OMB Circular A-133, as revised, and any management
letters issued by the auditor, to the Department at the following program
address:
Department of Community Affairs
2555 Shumard Oak Boulevard
Tallahassee, Florida 32399-2100
(e) In the event the audit shows that the entire funds disbursed hereunder, or any
portion thereof, were not spent in accordance with the conditions of this
Agreement, the Recipient shall be held liable for reimbursement to the
Department of all funds not spent in accordance with these applicable regulations
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and Agreement provisions within thirty (30) days after the Department has
notified the Recipient of such non-compliance.
(f) The Recipient shall retain all financial records, supporting documents, statistical
records, and any other documents pertinent to this contract for a period of three
years after the date of submission of the final expenditures report. However, if
litigation or an audit has been initiated prior to the expiration of the three-year
period, the records shall be retained until the litigation or audit findings have been
resolved.
(g) The Recipient shall have all audits completed by an independent certified public
accountant (IP A) who shall either be a certified public accountant or a public
accountant licensed under Chapter 473, Fla. Stat. The IPA shall state that the
audit complied with the applicable provisions noted above.
(h) The audit is due seven (7) months after the end of the fiscal year of Recipient or
by the date the audit report is issued by the state Auditor General, whichever is
later,
(i) An audit performed by the State Auditor General shall be deemed to satisfy the
above audit requirements.
3. Except as modified herein, all other provisions of the Agreement shall stay in full force and
effect.
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BY:
Name and Title: W, Craig Fugate, Director, Division of Emergency Management
Date: 4 [ ""?v{Lcrz--
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EXHIBIT - 1
FEDERAL RESOURCES AWARDED TO THE RECIPIENT PURSUANT TO THIS
AGREEMENT CONSIST OF THE FOLLOWING:
Federal Program: Federal Emergency Management Agency
Catalog of Federal Domestic Assistance Number: 83.548
Amount of Federal Funding: $122,704.00
COMPLIANCE REQUIREMENTS APPLICABLE TO THE FEDERAL RESOURCES
AWARDED PURSUANT TO THIS AGREEMENT ARE AS FOLLOWS:
Only the services described within the attached Agreement and Attachment A are eligible
expenditures for the funds awarded.
STATE RESOURCES AWARDED TO THE RECIPIENT PURSUANT TO THIS
AGREEMENT CONSIST OF THE FOLLOWING:
$19,757.00
MATCHING RESOURCES FOR FEDERAL PROGRAMS:
Federal Program: Federal Emergency Management Agency
Catalog of Federal Domestic Assistance Number: 83.548
Amount of Federal Funding: $122,704.00
SUBJECT TO SECTION 215.97. FLORIDA STATUTES:
Awarding Agency:
CSF A Title:
CSFA Number:
Amount:
Department of Community Affairs
Hazard Mitigation Grant Program
N/A
$19,757.00
COMPLIANCE REQUIREMENTS APPLICABLE TO STATE RESOURCES
AWARDED PURSUANT TO THIS AGREEMENT ARE AS FOLLOWS:
Only the services described within the attached Agreement and Attachment A are eligible
expenditures for the funds awarded.
NOTE: Section .400(d) ofOMB Circular A-133, as revised, and Section 215.97(5)(a), Florida
Statutes, require that the information about Federal Programs and State Projects included in
Exhibit 1 be provided to the recipient.