07/21/1997
Memorandum of Understanding
...
([)
-.J
C._
Coordinated Permit Review Process for Wastewater Disposal Permits
and Development Permits for New Residential Development
in the Florida Keys
-'
f'V '.'
~
cO',
This Memorandum of Understanding ("MOU") is entered into between the Florida Department
of Community Affairs ("DCA"), Florida Department of Environmental Protection ("DEP"),
Florida Department of Health ("DOH") including the Monroe County Health Department
("MCHD"), and Monroe County ("County").
The purpose of this MOU is to document the individual and collective responsibilities of the
above parties to implement a coordinated permit review process regarding wastewater disposal
permits and development permits for new residential development in the Florida Keys as
required under Administration Commission Rule No. 28-20.100, Comprehensive Plan - Part II
(34) Policy 101.2.13 and as directed in Executive Order Number 96-108.
Rule 28-20.100 directs that no state agency shall issue a wastewater disposal permit that would
allow development in excess of the number of permits that Monroe County may issue under
Policy 101.2.13 for new residential development, and that Monroe County shall not issue
development permits in excess of wastewater disposal permits that DOH may issue or
wastewater treatment plant construction permits that DEP may issue.
1
Monroe County adopted Ordinance No. 16-1992 establishing a dwelling unit allocation
system, also referred to as the Rate of Growth Ordinance ("ROGO"), to facilitate
implementation of the Florida Keys Comprehensive Plan and Development Regulations and to
regulate the rate of growth.
Monroe County more recently adopted Ordinance No. 03-1997 regarding an inspection and
compliance program for on-site sewage treatment and disposal systems ("OSTDSs"), requiring
operating permits for unpermitted OSTDSs and permit renewals for existing, permitted
OSTDSs. The Monroe County Board of County Commissioners also passed and adopted
Resolution No. 028-1997 directing enforcement of this ordinance.
General authority for the parties to enter into this MOD is provided by Administration
Commission Rule No. 28-20.100(34), Florida Administrative Code. Additionally, DCA is
authorized by Section 380.032, Florida Statutes (F.S.), to enter into an agreement with any
landowner, developer or other governmental agency as may be necessary to effectuate the
provisions and purposes of Chapter 380, F.S., or any related rule. DEP is authorized to enter
into this agreement under Section 402.061(21), F.S. (Supplement 1996).
This MOD and the above cited ordinances as amended by Administration Commission Rule
No. 28-20.100 are intended to serve as the interim Permit Allocation System, the coordinated
permit review process, and the tracking system for monitoring cesspit replacements required
by Administration Commission Rule No. 28-20.100.
2
EFFECTIVE DATE
This MOU shall take effect upon execution by the parties and remain in effect for the period
prescribed within Administration Commission Rule 28-20.100.
CESSPIT REPLACEMENT CREDITS
DOH/MCHD agrees to establish, document, and maintain a tracking system that monitors
cesspit replacements in each of the three ROGO areas. Replacement of a cesspit with an
approved OSTDS or hookup to a DEP-permitted wastewater treatment facility generates a
cesspit replacement credit ("cesspit credit"). DOH/MCHD agrees to track the number of
residential credits generated and used. Each cesspit credit will receive a unique identifier.
After each quarterly ROGO allocation application deadline, DOH/MCHD agrees to notify
Monroe County of the number of cesspit credits available in each ROGO area. No OSTDS
permit may be issued unless an unused cesspit credit exists for that ROGO area. When an
OSTDS permit is issued, a cesspit credit is then considered used and the record for that cesspit
credit will include a unique identifier provided by Monroe County for the ROGO allocation
award linked to that cesspit credit. The cesspit credit identifier and the ROGO allocation
award identifier will both be included on the OSTDS permit issued. MCHD shall keep a
cumulative list of individual used and unused cesspit credits, unique identifiers for each cesspit
credit, dates issued, ROGO area of each cesspit credit, the corresponding OSTDS permits
issued, and corresponding ROGO award identifiers. MCHD agrees to provide a quarterly
summary report showing totals-to-date, annual, and quarterly figures to the parties to this
agreement and to the Executive Office of the Governor ("EOG").
3
ROGO ALLOCATION TRACKING SYSTEM
The County agrees to establish, document, and maintain a tracking system that monitors
ROGO allocation awards in each of the three ROGO areas, with separate tracking for market-
rate residential and affordable residential awards. The County agrees to track the number of
residential ROGO allocation awards generated and used. When a ROGO allocation award is
made, the County will assign an identifier unique to that award for tracking purposes. The
County will notify ROGO allocation awardees and the MCHD. In determining quarterly
ROGO allocation awards, the County will use the information provided by DOH/MCHD
regarding the number of cesspit credits available in each ROGO area. No building permit may
be issued unless the applicant has received a ROGO allocation award with unique identifier and
an OSTDS permit with corresponding cesspit credit and unique identifier from MCHD. For
development using a wastewater treatment plant and therefore not requiring an OSTDS permit,
a cesspit credit will still be required for each dwelling unit. MCHD will coordinate cesspit
credits with unique identifiers for this process, and the building permit for a unit using a
wastewater treatment plant will not be issued without a ROGO allocation award with unique
identifier and the required cesspit credit and unique identifier from MCHD. The cesspit credit
identifier and the ROGO allocation award identifier will both be included on the issued
building permit. Cesspit credits will be divided between affordable residential and market-rate
residential ROGO allocation awards in a 20: 80 proportion. No cesspit credits associated with
affordable residential ROGO allocation awards may be switched to market-rate residential
allocations.
4
For the initial quarterly ROGO allocation process under this MOU, the County may award the
full ROGO quarterly allocation allowed under Monroe County Ordinance No. 16-1992,
regardless of the number of cesspit credits available. Those ROGO allocation awardees unable
to receive their OSTDS permits and building permits because of a shortage of cesspit credits
will retain their ROGO allocation award and cesspit credit priority rank for future cesspit
credits that may become available, ahead of ROGO allocation award recipients in subsequent
quarters. The ROGO allocation awards in subsequent quarters will be reduced by the number
of ROGO allocation award recipients awaiting a cesspit credit. A ROGO allocation awardee
with an available cesspit credit has 60 days to pick up his OSTDS after notification by the
County. After 60 days, the ROGO allocation award expires, and the cesspit credit is available
to the awardee highest on the cesspit credit priority list. The ROGO allocation award is then
available to be awarded by the County within the same annual cycle. The County shall
maintain a cumulative list of individual used and unused ROGO allocation awards,
corresponding unique award identifiers, dates issued, ROGO area of each award including
whether market-rate residential or affordable residential, corresponding cesspit credit
identifiers, and the corresponding building permits issued. The County agrees to provide a
quarterly summary report showing total to date, annual, and quarterly figures to the parties to
this agreement and the EOG.
DEP agrees to coordinate with MCHD and the County prior to issuing any wastewater
treatment plant construction permits or letters of intent to issue permits, in order to avoid
allowing development in excess of the number of permits that the County may issue.
5
HOT SPOT EFFORTS
DEP has identified and ranked areas in the Florida Keys with water quality problems, with the
resulting list known as the "Hot Spot List." DEP agrees to continue the process of reviewing
and ranking the Hot Spot List as additional data are available. The parties to this agreement
agree to address those water quality issues related to wastewater in the Hot Spots. Unless
altered by agreement among the parties to this MOD, the following prioritized list shall serve
as the Hot Spot List for activities related to this MOD:
1. Sexton Cove Estates/Lake Surprise
2. Whispering Pines/Hollerich Subdivision/Grieser/Ross Haven/Pat & Mary/Big Pine
Cove/Sands
3. Cross Key Waterways
4. Doctors Arm/Lambert/Tropical Bay
5. Eden Pines Colony/Pine Channel Estates/Cahill Pines & Palms
6. Pirates Cove
7. Plantation Key Colony/Indian Waterways
8. Lower Matecumbe Beach/Port Antigua/White Marlin Beach
9. Conch Key
10. Bay Point Subdivision
11. Cudjoe Garden/Cutthroat Harbor Estates/Cudjoe Ocean Shores
12. Venetian Shores
13. Hammer Point
14. Long Key Estates
6
15. Jolly Rogers Estates
16. Breezeswept Beach Estates
17. Tamarac Park
18. Winken Blynken & Nod
19. Sugarloaf Shore Subdivision/Orchid Park
20. Summerland Key Cove
21. Gulfcrest
22. Port Pine Heights
23. Ocean Reef
Each month DEP, the County Growth Management Division, the DCA, and the MCHD, as
lead agency, will jointly review the location of properties that are the subject of current and
past unknown sewage disposal notifications to determine if the properties are within Hot Spots.
For Hot Spots that will receive multiple notifications, the agencies will develop strategies for
the most effective way to reduce wastewater pollution. Strategies may include meeting with
area homeowners to inform them of the situation and present options to them, such as joint
sewage collection and processing facilities. Identification and pursuit of additional outside
funds for wastewater treatment in Hot Spots will also be considered.
EDUCATIONAL EFFORTS
The parties recognize that public education and acceptance are critical to the success of their
efforts. MCHD agrees to act as lead in conducting public education programs and
7
neighborhood meetings regarding the wastewater disposal permitting process. The other
parties to the agreement agree to participate as needed in these efforts and to provide technical
support.
COORDINATED PERMIT REVIEW PROCESS
The Coordinated Permit Review Process for Wastewater Disposal Permits and Development
Permits for the Florida Keys from the applicant's perspective shall be:
1. The applicant for an OSTDS permit for new development applies for and receives a
preliminary OSTDS letter of review from DOH/MCHD if all conditions are met except the
possession of a cesspit replacement credit. Applicant signs disclaimer acknowledging that the
OSTDS permit will not be issued until and unless a cesspit credit is available, and that the
County cannot issue a building permit until the applicant receives a ROGO allocation award
and verification of cesspit credit availability.
2. The applicant goes through the ROGO process and receives a ROGO allocation
ranking. The ROGO ranking also determines the priority for cesspit replacement credit.
3. If the applicant's ranking is sufficiently high to receive a ROGO allocation award
and sufficient cesspit credits are available for that ROGO area, the applicant is notified by
Monroe County that he is eligible to receive an OSTDS permit and then a building permit.
The County also notifies MCHD. The notification includes a unique identifier for the
applicant's ROGO award. The notification also states that the awardee has 60 days to pick up
the OSTDS permit; otherwise, the awardee's ROGO award expires. The County also
compiles a list of the ranks of all applicants considered for the quarterly ROGO allocation
8
award. Applicants may consult this list to determine their ranking. In some quarters the
number of available cesspit credits may be less than the number of available ROGO allocation
awards. Those ROGO allocation awardees unable to receive their OSTDS permits and
building permits because of a shortage of cesspit credits will retain their ROGO allocation
award and cesspit credit priority rank for future cesspit credits that may become available,
ahead of ROGO allocation award recipients in subsequent quarters. The County notifies the
awardee when a cesspit credit is available and the 60 day time period to receive the OSTDS
permit starts upon this notification.
4. The applicant brings the ROGO award notification with unique identifier to the
DOH/MCHD to receive the OSTDS permit. DOH/MCHD issues the applicant an OSTDS
permit showing both the cesspit credit unique identifier and the ROGO award unique
identifier. MCHD notifies the County after the applicant receives the OSTDS permit.
S. The County notifies the applicant that the applicant has 60 days to pick up a
building permit from the County. The building permit shows both the cesspit credit unique
identifier and the ROGO award unique identifier.
6. At any stage in the permitting process an applicant has the option of earning a
cesspit credit by replacing a cesspit in the ROGO area within which the applicant wishes to
build. After final inspection and approval by MCHD of the new OSTDS replacing a cesspit,
MCHD will reserve the resulting cesspit credit and unique identifier in the applicant's name
and will issue a preliminary OSTDS letter of review if all other conditions are met.
9
Applicants with a DOH/MCHD OSTDS permit issued prior to Administration Commission
Rule No. 28-20.100 going into effect but without a ROGO allocation are not required to go
through the DOH/MCHD OSTDS permit process again in the event that they receive a ROGO
allocation, unless their OSTDS permit has expired or a renewal is required prior to receiving a
building permit.
FUNDING
The 1997 Florida Legislature appropriated $100,000 for wastewater treatment grants to
Monroe County through DEP to assist low-income residents in replacing illegal or inadequate
onsite wastewater treatment systems, to be matched 100% by Monroe County. By July 31,
1997, the County, DOH/MCHD, DEP, and DCA, with guidance from the EOG, shall
formulate a ranking and application system, including a list of documents required to prove
applicant eligibility. Primary considerations will be income level of potential recipients, and
location of their affected property within DEP-identified Hot Spots. The County shall be
responsible for ranking resident homeowners' applications and approving them for cesspit
identification and replacement assistance. Information on the potential availability of
assistance funds and requirements to receive funds will be included in unknown sewage
disposal notifications.
The parties to this agreement and the EOG recognize that the $100,000 appropriated will not
be adequate to assist all low-income residents to inspect and replace cesspits. All parties agree
to actively seek funds to provide additional assistance to these homeowners. All parties shall
10
(S='l.)
ATT::::~: DAN:'N L KOLHAGE CLERK
ElY
~r7
Da
Affairs
6, - 10 ~ G}-::;--
Date
~:u~uRlD~
Secretary ,\Department of Environmental Protection
'-1-'1'
Date
~7~~
~epartment of Health
I/1l
~t./~~ 7/7-/97
ment Date I '
Ad
11
EOG = Executive Office of the Governor
DEP = Department of Environmental Protection
DCA = Department of Community Affairs
MOU = Memorandum of Understanding
DOH = Department of Health
MCHD = Monroe County Health Department
ROGO = Rate of Growth Ordinance
OSTDS = On-site Sewage Treatment Disposal System