01/16/1997 Agreement
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BRANCH OFFICE
3111 OVERSEAS HIGHWAY
MARArnON, FLORIDA 33050
TEL. (305) 289-6021
FAX (305) 289-1145
CLERK OF THE CIRCUIT COURT
MONROE cOUNlY
500 WHITEHEAD STREET
KEY WEST, FLORIDA 33040
TEL. (305) 292-3550
FAX (305) 295-3660
BRANCH OFFICE
88820 OVERSEAS HIGHWAY
PLANTATION KEY, FLORIDA 33070
TEL. (305) 852-1145
FAX (305) 852-1146
MEMORANDUM
TO: Bob Herman
Director of Growth Management
Attention: Isabel Reid, Sr. Staff Assistant
FROM:
Ruth Ann Jantzen ~.
Deputy Clerk - - CJ
DATE:
January 28, 1997
At the January 16,1997 County Commission Meeting, the Board granted
approval and authorized execution of a Joint Participation Agreement between Monroe
County and the Florida Department of Transportation to provide $200,000.00 in Federal
and State grant monies for transportation planning studies and services.
Enclosed please f"md five duplicate originals of the above Agreement, executed on
behalf of Monroe County. Please be sure that one fully executed copy B returned to thfi
ofrJCe as soon as ~ible.
If you have any questions regarding the above, please do not hesitate to contact
this office.
cc: County Attorney
Finance
County Administrato~, wlo document
File "
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STATE OF FLORIDA DEPARTMENT OF TRANSPORTATION
JOINT PARTICIPATION.AGREEMENT
FORM 725-030-06
PUBLIC TRANSP ADMIN
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Page I of 16
WPI No: 6596618
Fund: 100
Function: 215
Federal No: FAP # XL-8888-(488)
Contract No: AE-270
SAMAS Approp: 088854
SAMAS Obj.: 790015
Org. Code: 55 062010630
Vendor No.: F 596-000-749-054
Job No: 90000-3535
Phase 50
THIS AGREEMENT, made and entered into this
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by and between the STATE OF FLORIDA DEPARTMENT OF TRANSPORTATION, an ageQ9' of ~ State of
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Suite 410. 2798 Overseas Highway. Marathon. Florida 33050-2227
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The Monroe County Planning DepariiSient.
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Florida, hereinafter referred to as the Department, and
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hereinafter referred to as the Public Agency.
WHEREAS, the Public Agency has the authority to enter into said Agreement and to undertake the project
hereinafter described, and the Department has been granted the authority to function adequately in all areas of
appropriate jurisdiction including the implementation of an integrated and balanced transportation system and
is authorized under Sect. 334.044 , Florida Statutes, to enter into this Agreement; and,
WHEREAS, the Public Agency will be performing data collection, analysis, and general transportation planning
for the purpose of updating and maintaining the long range transportation plan; and,
WHEREAS, the purpose of this Agreement is to provide Departmental assistance to the Public Agency to
undertake the work elements related to general transportation planning, and the update of the long range
transportation plan, hereinafter called the Project, and to state the terms and conditions upon which such
assistance will be provided, and the understanding as to the manner in which the Project will be undertaken and
completed; and,
WHEREAS, State warrants will be made payable to the Monroe County Board of County Commissioners, and
mailed as follows: Monroe County Planning Department, Suite 410,2798 Overseas Highway, Marathon, Florida
33050-2227;
NOW, THEREFORE, in consideration of the mutual covenants, promises and representations herein, the parties
agree as follows:
1.00 Purpose of Agreement: The purpose of this Agreement is to provide funding for the Public Agency to
undertake the work elements related to general transportation planning, and the update of the long range transportation
plan;
and as further described in Exhibit(s) A. Band C attached hereto and by this reference made a part
hereof, hereinafter referred to as the Project, and to provide Departmental financial assistance to the Public Agency and
state the terms and conditions upon which such assistance will be provided and the understandings as to the manner in
which the project will be undertaken and completed.
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2.00 Accomplishment of the Project:
2.10 General Requirements: The Public Agency shall commence, and complete the project as described in
Exhibit "A" attached hereto and by this reference made a part hereof, with all practical dispatch, in a sound, economical,
and efficient manner, and in accordance with the provisions herein, and all applicable laws.
2.20 Pursuant to Federal, State, and Local Law: In the event that any election, referendum, approval,
permit, notice, or other proceeding or authorization is requisite under applicable law to enable the Public Agency to enter
into this Agreement or to undertake the project hereunder, or to observe, assume or carry out any of the provisions of
the Agreement, the Public Agency will initiate and consummate, as provided by law, all actions necessary with respect
to any such matters so requisite,
2.30 Funds of the Public Agency: The Public Agency shall initiate and prosecute to completion all
proceedings necessary including federal aid requirements to enable the Public Agency to provide the necessary funds
for completion of the project.
2.40 Submission of Proceedings, Contracts and Other Documents: The Public Agency shall submit to the
Department such data, reports, records, contracts and other documents relating to the project as the Department may
require as listed in Exhibit "c" attached hereto and by this reference made a part hereof,
3.00 Project Cost: The total estimated cost of the project is $ 222.222.00 , This amount
is based upon the estimate summarized in Exhibit "B" attached hereto and by this reference made a part hereof. The
Public Agency agrees to bear all expenses in excess of the total estimateddi/ios of the W. and any deficits involved,
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. Department artlclpatIon: e epartment agree x, partICipation, mc u mg contmgencles,
in the project in the amount of $ ~ tt. 2 000. 0 S detailed in Exhibit "B", or in an amount equal
to the percentage(s) of total project cost shown in Exhibit "B", whichever is less.
4.10 Project Cost Eligibility: Project costs eligible for State participation will be allowed only from the
effective date of this Agreement, It is understood that State participation in eligible project costs is subject to:
(a) Legislative approval of the Department's appropriation request in the work program year that the
project is scheduled to be committed;
(b) Availability of funds as stated in paragraph 17.00 of this Agreement;
(c) Approval of all plans, specifications, contracts or other obligating documents and all other terms of this
Agreement;
(d) Department approval of the project scope and budget (Exhibits A & B) at the time appropriation
authority becomes available,
4.20 Front End Funding: Front end funding is not applicable. If applicable, the Department may initially pay
100% of the total allowable incurred project costs up to an amount equal to its total share of participation as shown in
paragraph 4.00.
5.00 Retainage: Retainage is not applicable. If applicable, nla percent of the
Department's total share of participation as shown in paragraph 4.00 is to be held in retainage to be disbursed, at the
Department's discretion, on or before the completion of the fmal project audit.
6.00 Project Budget and Payment Provisions:
6.10 The Project Budget: A project budget shall be prepared by the Public Agency and approved by the
Department. The Public Agency shall maintain said budget, carry out the project and shall incur obligations against and
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make disbursements of project funds only in conformity with the latest approved budget for the project. No budget
increase or decrease shall be effective unless it complies with fund participation requirements established in paragraph
4.00 of this Agreement and is approved by the Department Comptroller.
6.20 Payment Provisions: Unless otherwise allowed under paragraph 4.20, payment will begin in the year
the project or project phase is scheduled in the work program as of the date of the agreement. Payment will be made
for actual costs incurred as of the date the invoice is submitted with the fmal payment due upon receipt of a final invoice.
7.00 Accounting Records:
7.10 Establishment and Maintenance of Accounting Records: The Public Agency shall establish for the
project, in conformity with requirements established by Department's program guidelines/procedures and "Principles
for State and Local Governments", separate accounts to be maintained within its existing accounting system or establish
independent accounts. Such accounts are referred to herein collectively as the "project account". Documentation of the
project account shall be made available to the Department upon request any time during the period of the Agreement
and for five years after final payment is made.
7.20 Funds Received Or Made Available for The Project: The Public Agency shall appropriately record
in the project account, and deposit in a bank: or trust company which is a member of the Federal Deposit Insurance
Corporation, all payments received by it from the Department pursuant to this Agreement and all other funds provided
for, accruing to, or otherwise received on account of the project, which Department payments and other funds are herein
collectively referred to as "project funds". The Public Agency shall require depositories of project funds to secure
continuously and fully all project funds in excess of the amounts insured under federal plans, or under State plans which
have been approved for the deposit of project funds by the Department, by the deposit or setting aside of collateral of
the types and in the manner as prescribed by State Law for the security of public funds, or as approved by the
Department,
7.30 Costs Incurred for the Project: The Public Agency shall charge to the project account all eligible costs
of the project. Costs in excess of the latest approved budget or attributable to actions which have not received the
required approval of the Department shall not be considered eligible costs.
7.40 Documentation of Project Costs: All costs charged to the project, including any approved services
contributed by the Public Agency or others, shall be supported by properly executed payrolls, time records, invoices,
contracts, or vouchers evidencing in proper detail the nature and propriety of the charges,
7.50 Checks, Orders, and Vouchers: Any check or order drawn by the Public Agency with respect to any
item which is or will be chargeable against the project account will be drawn only in accordance with a properly signed
voucher then on fIle in the office of the Public Agency stating in proper detail the purpose for which such check or order
is drawn, All checks, payrolls, invoices, contracts, vouchers, orders, or other accounting documents pertaining in whole
or in part to the project shall be clearly identified, readily accessible, and, to the extent feasible, kept separate and apart
from all other such documents,
7.60 Audit Reports: The Public Agency shall provide to the Department for each of its fiscal years for which
the project account remains open, two audit reports prepared either by its official auditor or audit Public Agency or an
independent certified public accountant, reflecting the use of the funds of the Department, the Public Agency, and those
from any other source with respect to the project. Audits shall be performed in accordance with generally accepted
government auditing standards contained in the "Standards for Audit of Governmental Organizations, Programs,
Activities and Functions", issued by the U, S, General Accounting Office and OMB Circulars A-128 or A-133 where
applicable. The Public Agency shall require its auditors to include in their report a schedule of project assistance as
described in Exhibit "A", Special Considerations,
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7.70 Insurance: Execution of this Joint Participation Agreement constitutes a certification that the Public
Agency has and will maintain the ability to repair or replace any project equipment or facilities in the event of loss or
damage due to any accident or casualty for the useful life of such equipment or facilities. In the event of the loss of such
equipment or facilities, the Public Agency shall either replace the equipment or facilities or reimburse the Department
to the extent of its interest in the lost equipment or facility.
In the event this Agreement is for purchase of land or for the construction of infrastructure such as airport runways the
Department may waive or modify this section with an Exhibit "D".
8.00 Requisitions and Payments:
8.10 Action by the Public Agency: In order to obtain any Department funds, the Public Agency shall file with
the Department of Transportation. District Six Planning Office. 602 South Miami Avenue. Miami Florida, 33130, its
requisition on a form or forms prescribed ,by the Department, and other data pertaining to the project account (as defined
in paragraph 7,10 hereof) to justify and support the payment requisitions,
8.11 Invoices for fees or other compensation for services or expenses shall be submitted in detail
sufficient for a proper preaudit and postaudit thereof.
8.12 Invoices for any travel expenses shall be submitted in accordance with Chapter 112,061, F.S.
The Department may establish rates lower than the maximum provided in Chapter 112.061, Florida Statutes.
8.13 For real property acquired, submit;
(1) the date the Public Agency acquired the real property,
(2) a statement by the Public Agency certifying that the Public Agency has acquired said real
property, and actual consideration paid for real property.
(3) a statement by the Public Agency certifying that the appraisal and acquisition of the real
property together with any attendant relocation of occupants was accomplished in compliance
with all federal laws , rules and procedures required by any federal oversight agency and with
all state laws, rules and procedures that may apply to the Public Agency acquiring the real
property .
8.20 The Department's Obligations: Subject to other provisions hereof, the Department will honor such
requisitions in amounts and at times deemed by the Department to be proper to ensure the carrying out of the project
and payment of the eligible costs, However, notwithstanding any other provision of this Agreement, the Department
may elect by notice in writing not to make a payment on the project if:
8.21 Misrepresentation: The Public Agency shall have made misrepresentation of a material nature
in its application, or any supplement thereto or amendment thereof, or in or with respect to any document or
data furnished therewith or pursuant hereto;
8.22 Litigation: There is then pending litigation with respect to the performance by the Public
Agency of any of its duties or obligations which may jeopardize or adversely affect the project, the Agreement,
or payments to the project;
8.23 Approval by Department: The Public Agency shall have taken any action pertaining to the
project which, under this agreement, requires the approval of the Department or has made related expenditures
or incurred related obligations without having been advised by the Department that same are approved;
8.24 Conflict of Interests: There has been any violation of the conflict of interest provisions
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contained herein;
8.25 Default: The Public Agency has been determined by the Department to be in default under any
of the provisions of the Agreement; or
8.26 Federal Participation (If Applicable): Any federal agency providing federal financial
assistance to the project suspends or terminates federal financial assistance to the project. In the event of
suspension or termination of federal financial assistance, the Public Agency will reimburse the Department for
all disallowed costs,
8.30 Disallowed, Costs: In determining the amount of the payment, the Department will exclude all projects
costs incurred by the Public Agency prior to the effective date of this Agreement, costs which are not provided for in
the latest approved budget for the project, and costs attributable to goods or services received under a contract or other
arrangements which have not been approved in writing by the Department.
8.40 Payment Offset: If, after project completion, any claim is ~ade by the Department resulting from an
audit or for work or services performed pursuant to this agreement, the Department may offset such amount from
payments due for work or services done under any public transportation joint participation agreement which it has with
the Public Agency owing such amount if, upon demand, payment of the amount is not made within sixty (60) days to
the Department, Offsetting amounts shall not be considered a breach of contract by the Department.
9.00 Termination or Suspension of Project:
9.10 Termination or Suspension Generally: If the Public Agency abandons or, before completion, finally
discontinues the project; or if, by reason of any of the events or conditions set forth in paragraphs 8.21 to 8.26 inclusive,
or for any other reason, the commencement, prosecution, or timely completion of the project by the Public Agency is
rendered improbable, infeasible, impossible, or illegal, the Department will, by written notice to the Public Agency,
suspend any or all of its obligations under this Agreement until such time as the event or condition resulting in such
suspension has ceased or been corrected, or the Department may terminate any or all of its obligations under this
Agreement.
9.11 Action Subsequent to Notice of Termination or Suspension. Upon receipt of any final termination or
suspension notice under this paragraph, the Public Agency shall proceed promptly to carry out the actions required
therein which may include any or all of the following: (1) necessary action to terminate or suspend, as the case may be,
project activities and contracts and such other action as may be required or desirable to keep to the minimum the costs
upon the basis of which the financing is to be computed; (2) furnish a statement of the project activities and contracts,
and other undertakings the cost of which are otherwise includable as project costs; and (3) remit to the Department such
portion of the financing and any advance payment previously received as is determined by the Department to be due
under the provisions of the Agreement. The termination or suspension shall be carried out in conformity with the latest
schedule, plan, and budget as approved by the Department or upon the basis of terms and conditions imposed by the
Department upon the failure of the Public Agency to furnish the schedule, plan, and budget within a reasonable time.
The approval of a remittance by the Public Agency or the closing out of federal [mancial participation in the project shall
not constitute a waiver of any claim which the Department may otherwise have arising out of this Agreement.
9.12 The Department reserves the right to unilaterally cancel this Agreement for refusal by the contractor or
Public Agency to allow public access to all documents, papers, letters, or other material subject to the provisions of
Chapter 119, Florida Statutes and made or received in conjunction with this Agreement.
10.00 Remission of Project Account Upon Completion of Project: Upon completion of the project, and after
payment, provision for payment, or reimbursement of all project costs payable from the project account is made, the
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Public Agency shall remit to the Department its share of any unexpended balance in the project account.
11.00 Audit and Inspection: The Public Agency shall permit, and shall require its contractors to permit, the
Department's authorized representatives to inspect all work, materials, payrolls, records; and to audit the books, records
and accounts pertaining to the fmancing and development of the project,
12.00 Contracts of the Public Agency:
12.10 Third Party Agreements: Except as otherwise authorized in writing by the Department, the Public
Agency shall not execute any contract or obligate itself in any manner requiring the disbursement of Department joint
participation funds, including consultant, construction or purchase of commodities contracts or amendments thereto, with
any third party with respect to the project without the written approval of the Department. Failure to obtain such approval
shall be sufficient cause for nonpayment by the Department as provided in paragraph 8.23, The Department specifically
reserves unto itself the right to review the qualifications of any consultant or contractor and to approve or disapprove
the employment of the same.
12.20 Compliance with Consultants' Competitive Negotiation Act: It is understood and agreed by the parties
hereto that participation by the Department in a project with a Public Agency, where said project involves a consultant
contract for engineering, architecture or surveying services, is contingent on the Public Agency complying in full with
provisions of Chapter 287, Florida Statutes, Consultants Competitive Negotiation Act. At the discretion of the
Department, the Public Agency will involve the Department in the Consultant Selection Process for all contracts. In all
cases, the Public Agency's Attorney shall certify to the Department that selection has been accomplished in compliance
with the Consultant's Competitive Negotiation Act.
12.30 Disadvantaged Business Enterprise (DBE) Policy and Obligation:
12.31 DBE Policy: It is the policy of the Department that disadvantaged business enterprises as defined in 49
CPR Part 23, as amended, shall have the maximum opportunity to participate in the performance of contracts financed
in whole or in part with Department funds under this Agreement. The DBE requirements of 49 CFR Part 23, as
amended, apply to this Agreement.
12.32 DBE Obligation: The Public Agency and its contractors agree to ensure that Disadvantaged Business
Enterprises as defmed in 49 CPR Part 23, as amended, have the maximum opportunity to participate in the performance
of contracts and this Agreement. In this regard, all recipients, and contractors shall take all necessary and reasonable
steps in accordance with 49 CFR Part 23, as amended, to ensure that the Disadvantaged Business Enterprises have the
maximum opportunity to compete for and perform contracts. Grantees, recipients and their contractors shall not
discriminate on the basis of race, color, national origin or sex in the award and performance of Department assisted
contracts.
13.00 Restrictions, Prohibitions, Controls, and Labor Provisions:
13.10 Equal Employment Opportunity: In connection with the carrying out of any project, the Public Agency
shall not discriminate against any employee or applicant for employment because of race, age, creed, color, sex or
national origin. The Public Agency will take affirmative action to ensure that applicants are employed, and that
employees are treated during employment, without regard to their race, age, creed, color, sex, or national origin. Such
action shall include, but not be limited to, the following: Employment upgrading, demotion, or transfer; recruitment
or recruitment advertising; layoff or termination; rates of payor other forms of compensation; and selection for training,
including apprenticeship. The Public Agency shall insert the foregoing provision modified only to show the particular
contractual relationship in all its contracts in connection with the development or operation of the project, except
contracts for the standard commercial supplies or raw materials, and shall require all such contractors to insert a similar
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provision in all subcontracts, except subcontracts for standard commercial supplies or raw materials. When the project
involves installation, construction, demolition, removal, site improvement, or similar work, the Public Agency shall post,
in conspicuous places available to employees and applicants for employment for project work, notices to be provided
by the Department setting forth the provisions of the nondiscrimination clause.
13.20 Title VI - Civil Rights Act of 1964: Execution of this Joint Participation Agreement constitutes a
certification that the Public Agency will comply with all the requirements imposed by Title VI of the Civil Rights Act
of 1964 (78 Statute 252), the Regulations of the Federal Department of Transportation issued thereunder, and the
assurance by the Public Agency pursuant thereto.
13.30 Title VIII - Civil Rights Act of 1968: Execution of this Joint Participation Agreement constitutes a
certification that the Public Agency will comply with all the requirements imposed by Title VIII of the Civil Rights Act
of 1968,42 VSC 3601, et seq" which among other things, prohibits discrimination in housing on the basis of race, color,
national origin, religion, sex, disability and familial status.
13.40 Americans with Disabilities Act of 1990 (ADA): Execution of this Joint Participation Agreement
constitutes a certification that the Public Agency will comply with all the requirements imposed by the ADA, the
regulations of the federal government issued thereunder, and the assurance by the Public Agency pursuant thereto.
13.50 Prohibited Interests: Neither the Public Agency nor any of its contractors or their subcontractors shall
enter into any c~:mtract, subcontract, or arrangement in connection with the project or any property included or planned
to be included in the project, in which any member, officer, or employee of the Public Agency during his tenure or for
two years thereafter has any interest, direct or indirect. If any such present or former member, officer, or employee
involuntarily acquires or had acquired prior to the beginning of his tenure any such interest, and if such interest is
immediately disclosed to the Public Agency, the Public Agency with prior approval of the Department, may waive the
prohibition contained in this subsection: provided, that any such present member, officer or employee shall not
participate in any action by the Public Agency relating to such contract, subcontract, or arrangement. The Public
Agency shall insert in all contracts entered into in connection with the project or any property included or planned to be
included in any project, and shall require its contractors to insert in each of their subcontracts, the following provision:
"N 0 member, officer, or employee of the Public Agency during his tenure or for two years
thereafter shall have any interest, direct or indirect, in this contract or the proceeds thereof. "
The provisions of this subsection shall not be applicable to any agreement between the Public Agency and its fiscal
depositories, or to any agreement for utility services the rates for which are fixed or controlled by a Governmental
agency.
13.60 Interest of Members of, or Delegates to, Congress: No member or delegate to the Congress of the
United States shall be admitted to any share or part of the Agreement or any benefit arising therefrom.
14.00 Miscellaneous Provisions:
14.10 Environmental Pollution: Execution of this Joint Participation Agreement constitutes a certification by
the Public Agency that the project will be carried out in conformance with all applicable environmental regulations
including the securing of any applicable permits. The Public Agency will be solely responsible for any liability in the
event of non-compliance with applicable environmental regulations, including the securing of any applicable permits,
and will reimburse the Department for any loss incurred in connection therewith,
14.20 Department Not Obligated to Third Parties: The Department shall not be obligated or liable hereunder
to any party other than the Public Agency.
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14.30 When Rights and Remedies Not Waived: In no event shall the making by the Department of any
payment to the Public Agency constitute or be construed as a waiver by the Department of any breach of covenant or
any default which may then exist, on the part of the Public Agency, and the making of such payment by the Department
while any such breach or default shall exist shall in no way impair or prejudice any right or remedy available to the
Department with respect to such breach or default.
14.40 How Agreement Is Affected by Provisions Being Held Invalid: If any provision of this Agreement
is held invalid, the remainder of this Agreement shall not be affected. In such an instance the remainder would then
continue to conform to the terms and requirements of applicable law.
14.50 Bonus or Commission: By execution of the Agreement the Public Agency represents that it has not paid
and, also, agrees not to pay, any bonus or commission for the purpose of obtaining an approval of its application for the
financing hereunder.
14.60 State or Territorial Law: Nothing in the Agreement shall require the Public Agency to observe or
enforce compliance with any provision thereof, perform any other act or do any other thing in contravention of any
applicable State law: Provided, that if any of the provisions of the Agreement violate any applicable State law, the Public
Agency will at once notify the Department in writing in order that appropriate changes and modifications may be made
by the Department and the Public Agency to the end that the Public Agency may proceed as soon as possible with the
project.
14.70 Use and Maintenance of Project Facilities and Equipment: The Public Agency agrees that the project
facilities and equipment will be used by the Public Agency to provide or support public transportation for the period of
the useful life of such facilities and equipment as determined in accordance with general accounting principles and
approved by the Department. The Public Agency further agrees to maintain the project facilities and equipment in good
working order for the useful life of said facilities or equipment.
14.71 Property Records: The Public Agency agrees to maintain property records, conduct physical inventories
and develop control systems as required by 49 CPR Part 18, when applicable.
14.80 Disposal of Project Facilities or Equipment: If the Public Agency disposes of any project facility or
equipment during its useful life for any purpose except its replacement with like facility or equipment for public
transportation use, the Public Agency will comply with the terms of 49 CPR Part 18 relating to property management
standards. The Public Agency agrees to remit to the Department a proportional amount of the proceeds from the disposal
of the facility or equipment. Said proportional amount shall be determined on the basis of the ratio of the Department
financing of the facility or equipment as provided in this Agreement.
14.90 Contractual Indemnity: To the extent permitted by law, the Public Agency shall indemnify, defend,
save, and hold harmless the Department and all its officers, agents or employees from all suits, actions, claims, demands,
liability of any nature whatsoever arising out of, because of, or due to breach of the Agreement by the Public Agency
or its subcontractors, agents or employees or due to any negligent act, or occurrence of omission or commission of the
Public Agency, its subcontractors, agents or employees. Neither the Public Agency nor any of its agents will be liable
under this section for damages arising out of injury or damage to persons or property directly caused or resulting from
the negligence of the Department or any of its officers, agents or employees. The parties agree that this clause shall not
waive the benefits or provisions of Chapter 768.28, Florida Statutes or any similar provision of law.
Contractor's obligation to indemnify, defend, and pay for the defense or at the Department's option, to participate and
associate with the Department in the defense and trial of any damage claim suit and any related settlement negotiations,
shall be triggered by the Department's notice of claim for indemnification to Contractor. Contractor I s inability to
evaluate liability or its evaluation of liability shall not excuse Contractor's duty to defend and indemnify within seven
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days after such notice by the Department is given by registered mail. Only an adjudication or judgment after highest
appeal is exhausted specifically finding the Department solely negligent shall excuse performance of this provision by
Contractor. Contractor shall pay all costs and fees related to this obligation and its enforcement by the Department.
Department's failure to notify Contractor of a claim shall not release Contractor of the above duty to defend,
15.00 Plans and Specifications: In the event that this Agreement involves the purchasing of capital equipment
or the constructing and equipping of facilities, the Public Agency shall submit to the Department for approval all
appropriate plans and specifications covering the project. The Department will review all plans and specifications and
will issue to the Public Agency written approval with any approved portions of the project and comments or
recommendations concerning any remainder of the project deemed appropriate. After resolution of these comments and
recommendations to the Department's satisfaction, the Department will issue to the Public Agency written approval with
said remainder of the project. Failure to obtain this written approval shall be sufficient cause for nonpayment by the
Department as provided in paragraph 8.23.
16.00 Project Completion, Public Agency Certification: The Public Agency will certify in writing on or
attached to the fmal invoice, that the project was completed in accordance with applicable plans and specifications, is
in place on the Public Agency facility, that adequate title is in the Public Agency and that the project is accepted by the
Public Agency as suitable for the intended purpose.
17.00 Appropriation of Funds:
17.10 The State of Florida's performance and obligation to pay under this Agreement is contingent upon an
annual appropriation by the Legislature,
17.20 Multi-Year Commitment: In the event this Agreement is in excess of $25,000 and has a term for a
period of more than one year, the provisions of Chapter 339. 135(6)(a), Florida Statutes, are hereby incorporated:
"(a) The Department, during any fiscal year, shall not expend money, incur any liability, or
enter into any contract which, by its terms involves the expenditure of money in excess of the
amounts budgeted as available for expenditure during such fiscal year, Any contract, verbal or
written, made in violation of this subsection is null and void, and no money may be paid on
such contract. The Department shall require a statement from the comptroller of the
Department that funds are available prior to entering into any such contract or other binding
commitment of funds. Nothing herein contained shall prevent the making of contracts for
periods exceeding 1 year, but any contract so made shall be executory only for the value of the
services to be rendered or agreed to be paid for in succeeding fiscal years; and this paragraph
shall be incorporated verbatim in all contracts of the Department which are for an amount in
excess of 25,000 dollars and which have a term for a period of more than 1 year."
18.00 Expiration of Agreement: The Public Agency agrees to complete the project on or before June 30. 1998.
If the Public Agency does not complete the project within this time period, this Agreement will expire unless an extension
of the time period is requested by the Public Agency and granted in writing by the District Secretary, District Six,
Expiration of this Agreement will be considered termination of the project and the procedure established in paragraph
9.00 of this Agreement shall be initiated.
18.10 Final Invoice: The Public Agency must submit the fmal invoice on this project to the Department within
120 days after the expiration of this Agreement. Invoices submitted after the 120 day time period will not be paid.
19.00 Agreement Format: All words used herein in the singular form shall extend to and include the plural.
All words used in the plural form shall extend to and include the singular. All words used in any gender shall extend
FORM 725-030-06
PUBLIC TRANSP ADMIN
OGC . 03/95
Page 10 of 16
to and include all genders.
20.00 Execution of Agreement: This Agreement may be simultaneously executed in a minimum of two
counterparts, each of which so executed shall be deemed to be an original, and such counterparts together shall constitute
one in the same instrument.
21.00 Restrictions on Lobbying:
21.10 Federal: The Public Agency agrees that no federal appropriated funds have been paid or will be paid by
or on behalf of the Public Agency, to any person for influencing or attempting to influence any officer or employee of
any federal agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of
Congress in connection with the awarding of any federal contract, the making of any federal grant, the making of any
federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment or
modification of any federal contract, grant, loan or cooperative agreement,
If any funds other than federal appropriated funds have been paid by the Public Agency to any person for influencing
or attempting to influence an officer or employee of any federal agency, a Member of Congress, an officer or employee
of Congress, or an employee of a Member of Congress in connection with this Joint Participation Agreement, the
undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with
its instructions.
The Public Agency shall require that the language of this section be included in the award documents for all sub-awards
at all tiers (including subcontracts, sub-grants, and contracts under grants, loans and cooperative agreements) and that
all sub-recipients shall certify and disclose accordingly,
21.20 State: No funds received pursuant to this contract may be expended for lobbying the Legislature or a
state agency.
22.00 Vendors Rights: Vendors (in this document identified as Public Agency) providing goods and services
to the Department should be aware of the following time frames. Upon receipt, the Department has five (5) working
days to inspect and approve the goods and services unless the bid specifications, purchase order or contract specifies
otherwise. The Department has 20 days to deliver a request for payment (voucher) to the Department of Banking and
Finance. The 20 days are measured from the latter of the date the invoice is received or the goods or services are
received, inspected and approved.
If a payment is not available within 40 days after receipt of the invoice and receipt, inspection and approval of goods
and services, a separate interest penalty in accordance with Section 215,22(3)(b) will be due and payable, in addition
to the invoice amount to the Public Agency, The interest penalty provision applies after a 35 day time period to health
care providers, as defined by rule. Interest penalties of less than one (1) dollar will not be enforced unless the Public
Agency requests payment. Invoices which have to be returned to a Public Agency because of vendor preparation errors
will result in a delay in the payment. The invoice payment requirements do not start until a properly completed invoice
is provided to the Department.
A Vendor Ombudsman has been established within the Department of Banking and Finance. The duties of this individual
include acting as an advocate for Agencies who may be experiencing problems in obtaining timely payment(s) from thehDepartment. The Vendor Ombudsman may be contacted at (904)488-2924 or by calling the State Comptroller's Hotline,
1-800-848-3792.
FORM 725.030.06
PUBLIC TRANSP ADMIN
OGC . 03/95
Page 11 of 16
WPI NO. 6596618
JOB NO. 90000-3535
Contract No. AE-270
Agreement Date
o?-3-CJj
IN WITNESS WHEREOF, the parties hereto have caused these presents be executed, the day and year first above
written.
PUBLIC AGENCY:
BY:
TITLE: ~()~m...
ATTEST:
(SEAL)
ATTEST: DANNY L KOLHAGE, aeRK
DATE FUNDING APPROVED BY COMPTROLLER
(SEE A T ~HED ENCUMBRANCE FORM)
ATTORNEY
DEPARTMENT OF TRANSPORT AnON
D ART NT OF TRANSPORT AnON
DISTRICT DIRECTOR OF PLANNING AND PROGRAMS
ATTEST:
STATE OF FLORIDA DEPARTMENT OF TRANSPORTATION FORM 350-020-01
ENCUMBRANCE INPUT FORM COMPTROLLER-FIN ADMIN 12/94
==================================================================
RUSH (Needed by
Reason for RUSH :
Advertise (Letting
Letter of Authorization X
____Supplemental ___ Correction
_/_/
(date))
Date)
New
Award Renewal
Court Order Overrun
Addition ___ Termination Agmt.
Contract # AE270 Contract Type
Vendor Name MONROE CO PLANNING
Has Written/Verbal Approval from a
been received X Yes No
Fed Agmt Amt_200,000 State Funds Local Funds_22,223
Beginning date of this Agmt: 01/20/97(Must be after fund approval)
Ending date of this Agmt: 06/30/98(Estimate if necessary)
Execution date of this Agmt: 01/20/97 (Only on original agreements)
Has work been authorized to begin? ___ Yes _X_ No
Have standard financial provisions been altered by contract terms?
Yes X No If so, show Revision date:
Does this agreement and/or change order include provisions for
reimbursement to D,O.T. from other entities? Yes X No
AI Method of Procurement G
Vendor ID 596-000-749-054
Participating Federal Agency
****************************************************************
Brief description of work:MONROE CO LONG RANGE TRANSPORTATION
PLAN: THIS IS ANNUAL RENEWAL OF JPA FOR GENERAL TRANSP, PLANNING,
ANALYSIS, AND DATA COLLECTION.
*****************************************************************
ORG-CODE *EO * OBJECT * AMOUNT * CO/SEC/JOB#/PH *FCT
(PROGRAM#) (WPI # ) (FUND) numeric
( FY's ) To be completed if funded in 2 or more fiscal years,
-----------------------------------------------------------------
-----------------------------------------------------------------
55 062010630 *11 * 790015 *
( 8010
200,000 *90000/3535/50
(6596618 ) (100 )
* 215
( 96-97)
------------------------------------------------------------------
TOTAL AMOUNT *
$_200,000
*
----------------------------------------------------------------
Originator:_PHIL_STEINMILLER___Date:_11/25/96___Phone_SC452-5896_
E-mail user ID PL630PS
******************************************************************
TO BE COMPLETED BY OFFICE OF COMPTROLLER
******************************************************************
BUDGET ENTITY 5590 CATEGORY 088854-97
WORK ORDER BALANCE _AUTH, ON 10/7/96=200,000,00
ALLOTMENT _AB=1,209,306.00 YEAR 97 DATE CHECKED 11/27/96
FUNDS APPROVED BY PHILLIP PRYOR
FOR THOMAS F. BOYD, CPA, COMPTROLLER DATE: 11/27/96
******************************************************************
ADDITIONAL FUNDING REQUESTS
******************************************************************
ORG-CODE *EO
( FY's) To be
* OBJECT * AMOUNT
(PROGRAM#) (WPI #
completed if funded in
* CO/SEC/JOB#/PH *fct
) (FUND) #
2 or more fiscal years.
------------------------------------------------------------------
------------------------------------------------------------------
55
*
*
*
*
*
-----------------------------------------------------------------
55
*
*
*
*
*
-----------------------------------------------------------------
55
*
*
*
*
*
-----------------------------------------------------------------
TOTAL AMOUNT
*
*
FORM 725.030.06
PUBLIC TRANSP ADMIN
OGC . 03/95
Page 12 of 16
WPI NO. 6596618
JOB NO. 90000-3535
CONTRACT NO. AE-270
EXHmIT "A"
PROJECT DESCRIPTION AND RESPONSmn..ITIES
This exhibit forms an integral part of that certain Joint Participation Agreement between the State of
Florida, Department of Transportation and the Monroe County Planning Department. Suite 410. 2798 Overseas
Hi~hway. Marathon. Florida. 33050-2227.
dated
PROJECT LOCATION: Monroe County, Florida
PROJECT DESCRIPTION: Update and Maintenance of the Long Range Transportation Plan
SCOPE OF SERVICES
TASK 1: US 1 ARTERIAL TRAVEL TIME AND DELAY STUDIES
1, PURPOSE
The travel time studies will be used to monitor the level of service on US 1 for concurrency management purposes
pursuant to Chapter 163, Florida Statutes. The studies will be conducted in accordance with the methodology that was
developed by the US 1 LOS Task Force and approved by the County, the Florida Department of Transportation, and
the Florida Department of Community Affairs.
The study, including data collection and reporting, may be performed by the Monroe County staff, as in years past, or,
with the concurrence of the Department, the Public Agency may use the general transportation planning consultant to
perform the study in its entirety.
2. ACTIVITIES
A. Using the floating car method, the County will record travel time, speed and delay data for: a) each of the 24
segments of U. S, 1 (Attached) from Florida City to Stock Island; and b) the length of U, S, 1 from the Dade County line
to the Cow Key Channel.
B. The data will be recorded by date, day of week, time of day, and direction.
C. The study will be conducted over 14 days within the six-week period from February 15 to March 31. The study
will consist of 14 round-trip runs, sampling each day of the week twice,
FORM 725.030.06
PUBLIC TRANSP ADMIN
OGC . 03/95
Page 13 of 16
D, The study schedule will be coordinated with seven day, 24-hour traffic counts to be conducted by FDOT in
Islamorada, Marathon, and Big Pine Key.
E. The study will employ the staggered schedule of departure times previously approved by the Task Force so as to
record peak hour conditions in as many different locations as possible.
F, The study results will be summarized in report format including a series of tables and graphs, A statistical analysis
of the mean, median, standard deviation, and range of speeds recorded for each segment and for the overall distance
will be provided. Excess roadway capacity and deficiencies in capacity will be reported,
3. COST
$ 25,000.00
TASK 2: GENERAL TRANSPORTATION PLANNING ASSISTANCE
1. PURPOSE
The purpose of this task is to provide funding for a general transportation planning consultant that will provide assistance
to the Monroe County Planning Department staff for the purpose of maintaining and updating the Long Range
Transportation Plan, and to ensure that transportation concurrency requirements are met to support the comprehensive
planning process. This task will provide assistance for general transportation planning and analysis activities, including
data collection and technical support,
2. ACTIVITIES
The transportation planning consultant will provide assistance to Monroe County Planning Department staff in the
following areas: preparation of traffic impact reports, including attendance at appropriate public meetings and hearings;
site plan reviews for internal traffic flows and access; provision of review comments on relevant transportation elements
of reports and plans prepared by County staff in support of the comprehensive plan. This task may also include level
of service analysis and systems planning activities, including running the FSUTMS model, data collection activities, and
technical support.
The Monroe County staff will administer a consultant contract, issue work orders, prepare invoices for submission to
the Department, and participate in planning, analysis, and data collection activities as necessary.
This project may also include the preparation of trip generation guidlines for various specific land uses and land use
categories within the Keys. The effort will require field studies within Monroe County and a literature review of data
for areas with comparable climate and a high level of tourism. The [mdings and recommendations of this study will be
incorporated into the land development regulations and the development review process of the County,
The project may also include re-evaluation of the level of service methodology for US 1, Monroe County staff, with
the assistance of the consultant, will reconvene the US 1 Task Force for Level of Service to thoroughly re-evaluate the
current LOS methodology adopted by the County. The findings and recommendations of the study will be incorporated
into the land development regulations and the development review process of the County,
The project may also include evaluation of the functional classification of the County roadway system, The Consultant
will prepare a classification system for the County roadway system with the assistance of County planning and
engineering staff. This classification system will fully complement the State functional classification system. It will be
FORM 725.030.06
PUBLIC TRANSP ADMIN
OGC . 03/95
Page 14 of 16
incorporated into the land development regulations and the comprehensive planning process of the County. The final
product will provide the data in a format suitable for incorporation into the County geographic information system (GIS).
3. COST
$ 170,000.00
TASK 3: STAFF TRAINING. REFERENCE MATERIAL. AND TRAVEL
1. PURPOSE
This task will provide funding for the training of Monroe County staff in a broad range of transportation planning topics.
2. ACTIVITIES
This task will provide funding for Monroe County staff to obtain transportation planning reference materials,
transportation planning software, and to attend various transportation planning conferences and training courses.
3. COST
$ 5,000.00
TASK 4: LOCAL IN-KIND MATCH. AND PROJECT ADMINISTRATION
1. PURPOSE
The purpose of this task is to provide the local in-kind matching funds for administration of the project by Monroe
County staff.
2. ACTIVITIES
The task activites will include selecting and coordinating with a transportation planning consultant, issuing work orders,
reviewing and approving consultant products, paying invoices, preparing quarterly progress reports, invoicing the
Department, and generally administering the project.
3. COST
$ 22,222.00
SPECIAL CONSIDERATIONS BY PUBLIC AGENCY:
The audit report(s) required in paragraph 7.60 of the Agreement shall include a schedule of project assistance that will
reflect the Department's contract number, WPI number and Job number and the Federal Identification number, where
applicable, and the amount of state funding action (receipt and disbursement of funds) and any federal or local funding
action and the funding action from any other source with respect to the project,
SPECIAL CONSIDERATIONS BY DEPARTMENT: None,
FORM 725.030-06
PUBLIC TRANSP ADMIN
OGC . 03/95
Page 15 of 16
WPI NO. 6596618
JOB NO. 90000-3535
CONTRACT NO. AE-270
EXHmIT "B"
PROJECT BUDGET
This exhibit forms an integral part of that certain Joint Participation Agreement between the State of
Florida, Department of Transportation and the Monroe County Planning Department. Suite 410. 2798 Overseas
Hi~hway. Marathon. Florida. 33050-2227.
dated
I.
PROJECT COST:
$ 222,222.00
II. P ARTICIP A TION:
Maximum Federal Participation
STP ( 80 %) or $ 177,778.00
Public Agency Participation
In-Kind ( 10 %) $ 22,222.00
Cash ( %) $
Other ( %) $
Maximum Department Participation,
Primary
(D) ( 10 %) or $ 22,222.00
Federal Reimbursable (DU)(FRA)(DFTA)( %) or $
Local Reimbursable (DL) ( %) or $
TOTAL PROJECT COST $ 222,222.00
FORM 725.030.06
PUBLIC TRANSP ADMIN
OGC . 03/95
Page 16 of 16
WPI NO. 6596618
JOB NO. 90000-3535
CONTRACT NO. AE-270
EXHmIT "e"
(GENERAL)
This exhibit forms an integral part of that certain Joint Participation Agreement between the State
of Florida, Department of Transportation and the Monroe County Plannin~ Department. Suite 410. 2798
Overseas Highway. Marathon. Florida. 33050-2227.
dated
INVOICING AND PROGRESS REPORTS
In order to obtain any payments, the Public Agency shall:
1. Submit quarterly progress reports which are acceptable to the Department describing the work and which
adequately justify and support the payment requested; and
2, Submit to the Department its quarterly invoice on forms prescribed by the Department, and such other
data pertaining to the Project Account and the Project as the Department or the Federal Highway
Administration may require to justify and support the payment requested; and
3. Comply with all applicable provisions of this Agreement.
Pursuant to Section 22.00, the Department shall have ten (10) working days to inspect and approve the
quarterly progress report prior to processing the submitted invoice.