Item O16
Commissioner Wigington
BOARD OF COUNTY COMMISSIONERS
AGENDA ITEM SUMMARY
Meeting Date: January 28,2009 (HGC) Division: County Attorney
Department: Com. Kim Wigington. Dist. 1
Bulk Item: Yes No --AK Staff Contact Person: Wilma Corbin 292-3440
Or Suzanne Hutton x3470
AGENDA ITEM WORDING: Approval to advertise a public hearing for the purpose of
adopting and implementing a Monroe County False Claims Ordinance to deter persons from
causing Monroe County to pay claims that are false, fraudulent or inflated and providing
enforcement and providing penalties including damages for the submission of false claims to the
county.
ITEM BACKGROUND: The purpose of the Monroe County False Claims Ordinance is to
deter false claims being made in order to obtain Monroe County taxpayers! dollars. While
seeking to further assist our county IS provision of oversight and close scrutiny of contracts, the
ordinance would not be limited to contractors. The ordinance would also seek to weed out
frivolous lawsuits, as the county spends large sums of taxpayers' dollars to defend itself against
these. The Ordinance would provide remedy and establish penalties for defrauding the county.
These provisions are not exclusive and these remedies shall be in addition to any other remedies
provided for in any other law, or available under common law, or otherwise. The Monroe
County False Claims Ordinance shall be for the purpose of protecting and promoting the public
interest.
PREVIOUS RELEVANT BOCCACTION: N/A
CONTRACTIAGREEMENTCHANGES:N/A
STAFF RECOMMENDATIONS: Approval
TOTAL COST:
INDIRECT COST:
Unk. BUDGETED: Yes _No
COST TO COUNTY:
SOURCE OF FUNDS:
REVENUE PRODUCING: Yes X No AMOUNT PER MONTH Year
APPROVED BY: County Atty 11{ OMBlPurchasing _ Risk Management _ --
DOCUMENTATION:
Included
Not Required_
DISPOSITION:
AGENDA ITEM #
Revised 1/09
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Commissioner Wigington
ORDINANCE NO.
- 2009
AN ORDINANCE PROHIBITING PRESENTATION, MAINTENANCE, OR
PROSECUTION OF FALSE OR FRAUDULENT CLAIMS AGAINST
MONROE COUNTY; REQUIRING FORFEITURE OF ANY CLAIM
CONTAINING FALSE OR FRAUDULENT ALLEGATIONS OR
STATEMENTS; IMPOSING PENALTIES FOR SUBMISSION OF FALSE OR
FRAUDULENT CLAIMS; PROVIDING BOTH COUNTY AND PRIVATE
ENFORCEMENT; AND PROVIDING SEVERABILITY, INCLUSION IN
THE CODE, AND AN EFFECTIVE DATE.
WHEREAS, the County may from time to time receives invoices for services not
provided or goods clearly not the quality and quantity of the representation, and claims for
damages not suffered or for which the claimant knows is not the responsibility of the County;
and
WHEREAS, responding to such frivolous claims consumes the resources of County
staff, and may also incur additional costs for consultants, to prove what occurred, what did not
occur, and whether County officers, employees or agents may have caused any damages claimed;
and
WHEREAS, such claims add an inordinate burden on the County which has to be paid
by the taxpayers; and
WHEREAS, it is desired to create a mechanism by which the County can recoup for the
taxpayers the cost of investigating and defending against such frivolous claims, as well as to
establish a deterrent to the filing of false claims, submission of fraudulent invoices, and the like;
now therefore
BE IT ORDAINED BY THE BOARD OF COUNTY COMMISSIONERS OF
MONROE COUNTY, FLORIDA:
Section 1. Division IX of Chapter 2 of the Code of Monroe County, Florida, is hereby created
to read as follows: This division shall be known and cited as the Monroe County False Claims
Ordinance.
Section 1. Purpose and Construction.
The purpose of the Monroe County False Claims Ordinance is to deter persons from knowingly
causing, assisting in causing, or attempting to cause the County to pay claims that are false,
fraudulent, or inflated, and to provide remedies for obtaining damages and civil penalties for the
County when money is sought or obtained from the County by reason of a false claim.
The provisions of this article are not exclusive, and the remedies provided for in this article shall
be in addition to any other remedies provided for in any other law, or available under common
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law, or otherwise.
This article shall be liberally construed and applied to promote the public interest.
Section 2. Definitions.
As used in this ordinance, the following words and terms used in this article shall have the
meanings ascribed to them in this section, except when the context clearly indicates a different
meamng:
(1) ItBid takeofflt means the final estimate, tabulation, or worksheet prepared by the contractor
in anticipation of the bid submitted, and which shall reflect the final bid price.
(2) "Claim" means any invoice, statement, request, demand, lawsuit, or action, under contract or
otherwise, for money, property, or services made to any employee, officer, or agent of the
County, or to any contractor, grantee, or other recipient if any portion of the money, property, or
services requested or demanded was issued from, or was provided by, the County (hereinafter
"County funds").
(3) II Claimant II means any person who brings, submits, files, maintains, or pursues a claim.
(4) "County" means the government of Monroe County or any department, division, bureau,
section, commission, planning agency, board, district, authority, agency, or instrumentality of the
County.
(5) II Extended overhead II means the amount of a claim relating to an increase in overhead costs
resulting from a delay in contract performance that is not compensated by a markup of direct
costs.
(6) "Knowingll or "knowingly" means that a person, with respect to information:
(a) has actual knowledge of the information;
(b) acts in deliberate ignorance of the truth or falsity of the information; or
(c) acts in reckless disregard of the truth or falsity of the information.
(7) It Overhead per diem" means the amount calculated by dividing the total overhead costs set
forth in the final bid takeoff by the number of days for substantial completion of the work set
forth in the contract.
(8) "Person" means any natural person, corporation, firm, association, organization, partnership,
agency, limited liability company, business, trust, municipality or other form of government.
Section 3. Certification of claims.
(1) Upon the request of the County, the person who has submitted any type of claim shall, within
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thirty (30) days, including Saturdays, Sundays, and legal holidays, submit a certified claim as
defined by this section. A IIcertified claim" shall be made under oath by a person duly authorized
by the claimant, and shall contain a statement that:
(a) the claim is made in good faith;
(b) the claim IS supporting data are accurate and complete
to the best of the person's knowledge and belief;
( c) the amount of the claim accurately reflects the amount
that the claimant believes is due from the County; and
(d) the certifying person is duly authorized by the claimant to certify the claim.
(2) Failure to provide the requested certification within the prescribed thirty-day (30) period shall
constitute a forfeiture of the entire claim.
Section 4. Liability for false claims; penalties.
(1) The following action(s) shall constitute a violation of this ordinance:
(a) any person who knowingly presents or causes to be presented to the County,
or to any officer, employee, agent, or consultant of the County,
a false or fraudulent claim for payment or approval;
(b) any person who knowingly makes, uses, or causes to be made or used,
a false record or statement to get a false, fraudulent,
or inflated claim paid or approved by the County;
(c) any person who conspires to defraud the County by facilitating the payment
of a false, fraudulent, or inflated claim allowed or paid by the County;
(d) any person who delivers, with the intent to defraud the County,
goods or services of different quality or quantity than that specified
in the applicable contract or specification;
(e) any person who is authorized to make or deliver a document certifying
receipt of property used, or to be used, by the County and, intending to
defraud the County, makes or delivers the receipt without completely
knowing that the information on the receipt is true;
(f) any person who knowingly buys, or receives as a pledge of an obligation
or debt, public property from an officer, employee, or agent of the County
who lawfully may not sell or pledge the property; or
(g) any person who knowingly makes, uses, or causes to be made or used,
a false record or statement to conceal, avoid, or decrease an obligation
to payor transmit money or property to the County.
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(2) Any beneficiary of an inadvertent submission of a false claim to the County, who
subsequently discovers the falsity of the claim, and who fails to disclose the falsity of the claim
to the County within thirty (30) days of discovering the error, shall also be found to have
submitted a false claim to the County.
(3) Any person found to have submitted a false claim to the County shall:
(a) be liable to the County for an amount equal to three times that part of the claim
which is false, fraudulent, or inflated;
(b) immediately, fully, and irrevocably forfeit the entire amount of the claim;
(c) be liable to the County for all costs and fees (including, without limitation,
reasonable legal, expert, and consulting fees) incurred by the County to review,
defend, and evaluate the claim; and
(d) be subject to debarment from County contracting for a period not to exceed five (5)
years. Additionally, any person who certified a claim later found to be false shall be
subject to debarment from County contracting for a period not to exceed five (5) years.
(4) Liability under this section shall be joint and several for any act committed by two or more
persons.
(5) Nothing contained herein shall preclude the prosecution of criminal laws against the person
submitting the false or fraudulent claim.
Section 5. Civil actions for false claims.
(1) The County Administrator or his designee may investigate a violation under Section . If
the County Administrator or designee finds that a person has violated or is violating Section
, he or she may request approval from the Board of County Commissioners to bring a
civil action against the person on behalf of the County. In the event that the County
Administrator is provided with information and evidence which support a civil action and fails to
bring the matter forward to the Board of County Commissioners within forty-five days after the
Clerk of Courts or the County Attorney has requested such action. the County Attorney may
bring the matter forward to the Board of County Commissioners.
(2) A person may bring a civil action for a violation of Section for the person and for
the County. Civil actions instituted under this ordinance shall be governed by the Florida Rules
of Civil Procedure and shall be brought in the name of the County.
(a) The complaint shall be identified on its face as a qui tam action and shall be filed
under seal in the Circuit Court of the Sixteenth Judicial Circuit, in and for Monroe
County. Immediately upon filing of a complaint by a person, a copy of the complaint
and written disclosure of substantially all material evidence and information the person
possesses shall be served on the County Administrator by registered mail, return receipt
requested. The County Administrator may elect to proceed with the action, in lieu of the
qui tam plaintiff, on behalf of the County, within 180 days after he or she receives both
the complaint and the material evidence and information.
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(b) The County ,,^..dministrator, for good cause shown, may petition the court to extend the
time during which the complaint remains under seal under paragraph (a). Any such
motion may be supported by affidavits or other submissions in camera. The defendant
is not required to respond to any complaint filed under this subsection until twenty
(20) days after the complaint is unsealed and served upon the defendant in accordance
with law.
(c) Before the expiration of the 180-day period or any extensions obtained under
paragraph (b), the County Administrator or designee, or County Attorney. shall:
i. obtain approval from the Board of County Commissioners to proceed with
the action, in which case the action is conducted by the County Attorney on
behalf of the County; or
ii. notify the court that the Board of County Commissioners declines to take
over the action, in which case the person bringing the action has the right to
conduct the action.
(d) When a person files an action under this section, no person other than the County
Administrator, or the Cmmty,,^..ttorney in the absence of a County f..drninistrator, may
the Board of County Commissioners shall make the decision whether to intervene on
behalf of the County or bring an action under this ordinance based on the facts
underlying the pending action.
Section 6. Rights of the parties in civil actions.
(1) If the County ~\dministrator or County ,,^..ttomey, on behalf of the County, elects to proceed
with the action, he or she has the primary responsibility for prosecuting the action, and is not
bound by any prior or subsequent act(s) of the person (hereafter qui tam plaintift) originally
bringing the action. The County may also voluntarily dismiss the action notwithstanding the
objections of the qui tam plaintiff.
(2) If the County Administrator or County Attorney elects not to proceed with the action, the qui
tam complainant has the right to conduct the action. If the County Administrator or County
Attorney so requests, he or she shall be served with copies of all pleadings and motions filed in
the action and copies of all deposition transcripts. When the qui tam plaintiff proceeds with the
claim, the court may permit the County to take over the action on behalf of the County at a later
date upon a showing of good cause.
(3) Nothing in this ordinance shall be construed to limit the authority of the County or the qui
tam plaintiff, proceeding pursuant to Section , to compromise a claim brought in a
complaint filed under this ordinance if the court determines, after a hearing, that the proposed
settlement is fair, adequate, and reasonable under all the circumstances.
Section 7. Awards to Qui Tam Plaintiffs.
(1) If the County proceeds with and prevails in an action brought by qui tam plaintiff under this
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ordinance, except as provided in subsection (2), the court shall order the distribution to the qui
tam plaintiff of 10 percent of the proceeds recovered under any judgment obtained by the County
in an action under Section or of the proceeds of any settlement of the claim.
(2) If the County proceeds with an action which the court finds to be based primarily on
disclosures of specific information, other than that provided by the qui tam plaintiff, relating to
allegations or transactions in a criminal, civil, or administration hearing; a legislative,
administrative, or inspector general report, hearing, audit, or investigation; or from the news
media, the court may award such sums as it considers appropriate, but in no case more than 5
percent of the proceeds recovered under a judgment or received in settlement of a claim under
this ordinance, taking into account the significance of the information and the role of the qui tam
plaintiff in advancing the case to litigation.
(3) If the County does not proceed with an action under this ordinance, the qui tam plaintiff shall
receive 25 percent of the proceeds recovered under a judgment rendered in an action under this
ordinance or in settlement of a claim under this ordinance.
(4) Any payment under this section to the qui tam plaintiff shall be paid only out of the proceeds
recovered from the defendant.
(5) Whether or not the County proceeds with the action, if the court finds that the action was
brought by a person who planned, initiated, or furthered the violation of Section _ upon
which the action was brought, the person shall be dismissed from the civil action and shall not
receive any share of the proceeds of the action. Such dismissal shall not prejudice the right of the
County to continue the action.
Section 8. Expenses; attorney's fees and costs.
(1) If the County initiates an action under this ordinance or assumes control of an action brought
by a qui tam plaintiff under this ordinance, and the County prevails in such action, the County
shall be awarded its reasonable attorney's fees, expenses, and costs.
(2) If the court awards the qui tam plaintiff proceeds under this ordinance, the person shall also
be awarded an amount for reasonable attorney's fees and costs. Payment for reasonable attorney's
fees and costs shall be made from the recovered proceeds before the distribution of any award.
(3) If the County does not proceed with an action under this ordinance and the defendant is the
prevailing party, the court shall award the defendant reasonable attorney's fees and costs against
the qui tam plaintiff.
(4) No liability shall be incurred by the County for any expenses, attorney's fees, or other costs
incurred by any person in bringing or defending an action under this ordinance, except as
otherwise specifically provided by law.
Section 9. Exemptions to civil actions.
(1) In no event may a person bring an action under Section
based upon allegations or
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transactions that are the subject of a civil action or an administrative proceeding in which the
County is already a party.
(2) No court shall have jurisdiction over an action brought under this ordinance based upon the
public disclosure of allegations or transactions in a criminal, civil, or administrative hearing; in a
legislative, administrative, or inspector general report, hearing, audit, or investigation; or from
the news media, unless the action is brought by the County, or unless the person bringing the
action is an original source of the infonnation. For purposes of this subsection, the tenn t10riginal
source 11 means an individual who has direct and independent knowledge of the information on
which the allegations are based and has voluntarily provided the information to the County
Manager before filing an action under this ordinance based on the information.
(3) No court shall have jurisdiction over an action where the person bringing the action under
Section _(2)_ is:
(a) acting as an attorney for the County; or
(b) an employee or former employee of the County,
and the action is based, in whole or in part, upon information obtained in the course or scope of
County employment.
(4) No court shall have jurisdiction over an action where the person bringing the action under
Section obtained the information from an employee or former employee of the County.
Section 10. Protection for participating employees.
Any employee who is discharged, demoted, suspended, threatened, harassed, or in any other
manner discriminated against in the terms or conditions of employment by his or her employer
because of lawful acts done by the employee in furtherance of an action under this ordinance,
including investigation for, initiation of, testimony for, or assistance in an action filed or to be
filed under this ordinance, shall have a cause of action under Florida Statutes, Section 112.3187.
Section 11. Burden of proof re claims under contracts; presumption of false claim.
(1) Whenever practicable, bid specifications for County contracts shall contain a requirement that
the successful bidder maintain, as a condition precedent to submitting a claim against the County,
a final bid takeoff. The final bid takeoff shall contain a line item for allocation of overhead costs.
(2) Upon request from the County, a contractor making a claim against the County for delay or
other damages shall submit, within twenty (20) days, a copy of the final bid takeoff, certified
pursuant to this subsection. Failure to provide the requested certification shall constitute a
forfeiture of the claim for delay or other damages. The certification shall be submitted under oath
by a person duly authorized by the claimant and shall contain a statement that:
(a) the final bid takeoff was prepared contemporaneously with the bid and in
anticipation of the bid for the project;
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(b) the contractor relied on the final bid takeoff to prepare the bid and the original
schedule of values; and
(c) the final bid takeoff has not been altered in any way.
(3) Any claim for extended overhead costs that exceeds, on a per diem basis, more than ten
percent (10%) of the overhead per diem contained in the final bid takeoff shall be presumed to be
a false claim, and the contractor shall have the burden of proving that any such claim for
extended overhead is not false.
Section 12. Innocent claimant affirmative defense.
The provisions of this ordinance shall not apply if the claimant can demonstrate by a
preponderance of the evidence each of the following facts:
(1) the claimant submitted or caused to have submitted the claim to or against the County
reasonably believing that such claim was free of any material misstatements, or any exaggerated,
inflated, or unsubstantiated assertions or damages;
(2) the claimant had no reasonable basis to doubt the truth, veracity, or accuracy of such claim at
the time it was submitted;
(3) prior to submitting the claim, the claimant diligently investigated the facts underlying such
claim and prepared the claim in a reasonable manner given all the relevant information available;
and
(4) when information indicating that any element, statement, or allegation in the claim was false
or misleading first became available, such claimant, within five business days of discovering the
falsity of the claim, took immediate steps to modify, correct, or withdraw such claim and
provided the County with immediate notice thereof.
SECTION 2. SEVERABILITY. Should any provision of this Ordinance be declared by a
court of competent jurisdiction to be invalid, the same shall not affect the validity of this
Ordinance as whole, or any part thereof, other than the part declared to be invalid. If this
ordinance or any provision thereof shall be held to be inapplicable to any person, property or
circumstances, such holding shall not affect its applicability to any other person, property or
circumstances.
SECTION 3. CONFLICT WITH OTHER ORDINANCES. All ordinances or parts of
ordinances in conflict with this Ordinance are hereby repealed to the extent of said conflict.
SECTION 4. INCLUSION IN THE CODE OF ORDINANCES. The provisions of this
Ordinance shall be included and incorporated in the Code of Ordinances of the County of
Monroe, Florida, as an addition or amendment thereto, and shall be appropriately renumbered to
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conform to the uniform numbering system of the code.
SECTION 5. EFFECTIVE DATE. This Ordinance shall take effect on
provided that this Ordinance shall be filed with the Department of State as provided in section
125.66(2), Florida Statutes.
PASSED AND ADOPTED by the Board of County Commissioners, Monroe County,
Florida at a regular meeting of said Board held on the day of ,2009.
Mayor George Neugent
Mayor Pro Tern Sylvia Murphy
Commissioner Heather Carruthers
Commissioner Mario DiGennaro
Commissioner Kim Wigington
(Seal)
Attest: DANNY L. KOLHAGE, Clerk
BOARD OF COUNTY COMMISSIONERS
OF MONROE COUNTY, FLORIDA
By
Deputy Clerk
By
Mayor/Chairperson
MONME eOUN1 V A~
OVED AS TO b :
S ZANNE A. H~ 1 ON
COU~~YL~._
Date
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Legislative Findings and purpose.
The Board of County Commissioners finds that it is in the best interests of the
County to ensure that employees who have knowledge of unlawful activity, misfeasance
or malfeasance by the County or independent contractors report such knowledge to the
appropriate authorities for investigation and corrective action. In order to encourage
employees to report such information without fear of reprisal, it shall be the policy of the
County to prohibit adverse action against an employee for disclosing such information to
an appropriate official or agency and to award such employees when the information they
disclost~ leads to the County's recovery of public funds.
Recognizing that the State of Florida has adopted its own Whistle-Blower's Act,
Fla. Stat. Sections 112.3187, et. Seq. (1993) and that the State Act provides for the
adoption of local procedures for administrative enforcement, the Commission intends that
this ordinance be interpreted consistently with the State Act, as it may from time to time
be extended.
Definitions.
A.s used in this division:
(1) County shall include all Monroe County departments, and all political
subdivisions and special districts under the County Commission's legislative
authority.
(2) Employee shall mean a person who performs services for, and under
the control and direction of, the County for wages or other remuneration.
(3) Independent contractor shall mean a person, other than a federal, state
or local government entity, engaged in any business and who enters into a contract with
the County.
(4) Adverse personnel action shall mean the discharge, suspension,
transfer or demotion of any employee or the withholding of bonuses,
the reduction in salary or benefits, or any other adverse action taken
against an employee within the terms and conditions of employment
by the County.
(5) All other words or terms used in this ordinance shall have the same
meaning as such words and terms have under the State Whistle-blower's Act.
I/:)q IO~
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Actions Prohibited.
(1) The County shall not dismiss, discipline, or take any other adverse
personnel action against an employee for disclosing information pursuant to the
provisions of this division.
(2) The County shall not take any adverse action that affects the rights or
interests of an employee in retaliation for the employee's disclosure of
information under this division.
(3) The provisions of this division shall not be applicable when an
lemployee discloses information known by the employee to be false.
Nature of information disclosed.
The information disclosed under this division must include:
(1) Any violation or suspected violation of any federal, state or local law,
rule or regulation committed by an employee or agent of the County or
independent contractor which creates and presents a substantial and specific
danger to the public's health, safety or welfare;
(2) Any act or suspected act of gross mismanagement, malfeasance,
lnisfeasance, gross waste of public funds, or gross neglect of duty committed by
an employee or agent of the County or an independent contractor.
To whom information disclosed.
The information disclosed under this division must be disclosed to the
County Manager or such official or officials as he may designate to receive such
information on his behalf, or any law enforcement agency.
Employees and persons protected.
(1) This division protects employees who disclose information on their
initiative in a written and signed complaint; who are requested to participate in an
investigation, hearing, or other inquiry conducted by the County, any state agency
of federal government entity having the authority to investigate, police, manage,
or otherwise remedy the violation or act; who refuse to participate in any adverse
action prohibited by this division; or who are otherwise protected by the State
Whistleblower's Act. The provisions of this division may not be used by
lemployees while they are under the care, custody, or control of the state or county
correctional system, or after their release from the care, custody, or control of the
state or county correctional system, with respect to circumstances that occurred
during any period of incarceration.
(2) No remedy or other protection under this division applies to any
person who has committed or intentionally participated in committing a violation
lOr suspected violation for which protection under this division is being sought.
(3) It shall be an affirmative defense to any complaint brought pursuant
to this division that the adverse action was predicated upon grounds other than,
and would have been taken absent, the employee's exercise of rights protected by
this division.
Remedies.
(1) Any employee protected by this division who has the right to file an
appeal of an adverse personnel action under this ordinance shall also have the
right to have the hearing examiner appointed under that section consider the issue
of whether the adverse action was in violation of this division. The hearing
examiner shall include in his findings of fact and conclusions a determination of
'~hether the adverse action was in violation of this ordinance and shall
recommend an appropriate remedy.
(2) Any employee protected by this division who does not have the right
to file an appeal may file a written complaint within sixty (60) days after the
action prohibited by this division with the Monroe County Personnel Director.
The Director shall refer the complaint to a panel of impartial persons from whom
a hearing examiner shall be selected. The panel shall be comprised of all persons
available to serve as a hearing examiner. Such hearing examiners may be paid a
fee for their services, but shall not be deemed County officials or employees. The
hearing examiner shall conduct a hearing after notice to the complainant and the
County department, political subdivision or special district involved. The hearing
shall be conducted in accordance with the procedures applicable to hearings,
except as may be provided herein. Any interested party may procure the
attendance of witnesses and the production of records at such hearing. All
hearings requested pursuant to this paragraph shall be commenced insofar as is
practicable within sixty (60) days of the Personnel Director's receipt of the
complaint, except that the Director shall have the authority to extend such time for
reasonable cause.
(3) The hearing examiner shall transmit his findings of fact, conclusions
of law and any recommendations together with a transcript of all evidence taken
before him and all exhibits received by him to the County Administrator for a
final decision. The Administrator may sustain, reverse or modify the adverse
personnel action. In any case in which the hearing examiner finds that the
employee filed a frivolous complaint in bad faith, the hearing examiner may
recommend and the Administrator may direct the employee to pay the costs of the
hearing, including the employer's attorney's fees.
Relief.
In any case brought under this division in which the County Administrator
finds that the employee has been discharged, disciplined, or subjected to other
adverse personnel action is violation of this division, the Administrator may:
(a) Reinstate the employee to the same position held before the adverse action
'was commenced or to an equivalent position, or award reasonable front pay as
alternative relief,
and
(b) Reinstate the employee's fringe benefits and seniority rights, as appropriate,
(c) Compensate the employee, if appropriate, for lost wages, benefits or other lost
remuneration caused by the adverse action.
Reporting employee's award program.
Employees who report information pursuant to this division which results in the
Counti's recovery of public funds shall be eligible to apply for an award of up to ten (10)
percent of the net recovered or one hundred thousand dollars ($100.000.00), whichever is
less. The precise amount of any such reward shall be set by the County Administrator in
accordance with the following procedure: The Administrator shall select for each
application a panel of three (3) County department heads who shall conduct an informal
hearing for the purpose of recommending to the County Administrator whether an award
should be granted and the amount of any such award. The panel's recommendation shall
include consideration of:
(1) The significance of the information revealed to improving the efficiency of
the County;
(2) The likelihood that the County would have learned of the information if the
employee had not reported it; and
(3) If the information was reported by more than one employee, whether and how
it should be apportioned.
The panel's written recommendation shall be submitted to the Administrator
whose decision as to whether an award should. be granted and the amount thereof shall be
final.
Existing Rights.
This division shall not be construed to diminish the rights, privileges or remedies
of any (~mployee under any other law or rule or under any collective bargaining
agreement or employment contract; however, the election of remedies provided by
Florida Statute Section 447.401 shall also apply to complaints under this division.
PROTECTION OF PERSONS DISCLOSING SPECIFIED INFORMATION
Legislative findings and purpose.
The Board of county Commissioners finds that it is in the best interest of the
County to ensure that persons who have knowledge of unlawful activity, misfeasance or
malfeasance by the County or independent contractors report such knowledge to the
appropriate authorities for investigation and corrective action. In order to encourage
persons: to report such information without fear of reprisal, it shall be the policy of the
County to prohibit adverse action against a person for disclosing such information to an
appropriate official or agency and, if appropriate, to reward such person when the
information disclosed leads to the County's recovery of public funds.
Definitions.
As used in this article:
(1) County shall include all Monroe County departments and all political
subdivisions and special districts under the County Commission's legislative authority.
(2) Employee shall mean a person who performs services for, and under the
control and direction of, the County for wages or other remuneration.
(3) Independent contractor shall mean a person, other than federal, state or local
govermnent entity, engaged in any business and who enters into a contract with the
County.
(4) Person shall mean any natural person, corporation, firm, joint venture or
entity other than a federal, state or local government entity or any employee thereof.
.Actions Prohibited.
(1) No County employee shall take any adverse action that affects the rights or
interests of any person in retaliation for the person's disclosure of information under this
article.
(2) The provisions of this article shall not be applicable when a person discloses
information known by the person to be false.
Nature of information disclosed.
The inf()rmation disclosed under this article must include:
(1) Any violation of suspected violation of any federal, state or local law, rule or
regulation committed by an employee or agent of the County or independent contractor
which creates and presents a substantial and specific danger to the public's health, safety
or welfare; or
(2) Any act or suspected act of gross mismanagement, malfeasance, misfeasance,
gross waste of public funds, or gross neglect of duty committed by an employee or agent
of the County or an independent contractor.
To whom information is disclosed.
The information disclosed under this article must be disclosed to the County
Administrator or such official or officials as he may designate to receive such
information on his behalf or any other appropriate public authority.
:Persons protected.
(1) This article protects persons who disclose information on their own initiative
in a written and signed complaint; who are requested to participate in an investigation,
hearing~, or other inquiry conducted by the County, any state agency or federal
govermnent entity having the authority to investigate, police, manage, or otherwise
remedy the violation or act; who refuse to participate in any adverse action prohibited by
this article, or who are otherwise protected by the State Whistle-blower's Act. The
provisions of this article may not be used by persons while they are under the care,
custody, or control of the state or county correctional system, or after their release from
the care, custody or control of the stat or county correctional system, with respect to
circumstances that occurred during any period of incarceration.
(2) No remedy or other protection under this article applies to any person who
has committed or intentionally participated in committing a violation or suspected
violation for which protection under this article is being sought.
(3) It shall be an affirmative defense to any complaint brought pursuant to this
article that the adverse action was predicated upon grounds other than, and would have
been taken absent, the person's exercise of rights protected by this article.
Procedure where complaint of retaliation.
(1) Any person protected by this article may file a written complaint within sixty
(60) days after the action prohibited by this Article with the County Administrator. The
County Administrator shall refer the complaint to the Independent Review Panel. The
Independent Review Panel shall conduct a hearing after notice to the complainant, the
respondent and the County department, political subdivision, special district or
independent contractor involved. Any interested party may procure the attendance of
witnesses and the production of records at such hearings. All hearings requested pursuant
to the paragraph shall be commended insofar as is practicable within sixty (60) days of
the County Administrator's receipt of the complaint, except that the County
Administrator shall have the authority to extend such time for reasonable cause.
(2) The Independent Review Panel shall transmit its findings of fact, conclusions
of law cmy recommendation(s) together with the transcript of all evidence taken and all
exhibits received by the independent Review Panel to the County Administrative for a
final decision. The Administrator may sustain, reverse or modify any action
reconmlended by the Independent Review Panel. In any case in which the Independent
Review Panel finds that the person filed a frivolous complaint in bad faith, the
Independent Review Panel may direct the person to pay the costs of the hearing,
including attorney's fees.
Relief.
In any case brought under this article in which the County Administrator or any
other appropriate public authority finds that the person has been subjected to an adverse
action in violation of this article, the Administrator may:
( a) Refer the matter to the appropriate department head for appropriate
disciplinary action, if any;
(b) Compensate the person, if appropriate, for the lost income, benefits or other
lost rernuneration caused by the adverse action.
Reporting person's award program.
Persons who report information pursuant to this article which results in the
County~s recovery of public funds shall be eligible to apply for an award of up to ten (10)
percent of the net amount recovered or fifty thousand dollars ($50,000.00), whichever is
less. The precise amount of any such award shall be set by the County Administrator in
accordance with the following procedure: The Administrator shall select for each
application a panel of three (3) County Department Heads who shall conduct an informal
hearing for the purpose of recommending to the County Administrator whether an award
should be granted and the amount of any such award. The panel's recommendation shall
include consideration of:
(1) The significance of the information revealed to improving the efficiency of
the County;
(2) The likelihood that the County would have learned of the information if the
person had not reported it; and
(3) If the information was reported by more than one person, whether and how it
should be apportioned.
The panel's written recommendation shall be submitted to the Administrator
whose decision as to whether an award should be granted and the amount thereof shall be
final.
Existing rights.
This article shall not be construed to diminish the rights, privileges or remedies of
any person under any other law or rule.