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Item M06 BOARD OF COUNTY COMMISSIONERS AGENDA ITEM SUMMARY Meeting Date: AU2Ust 20. 2008 Division: Growth Mana2ement Bulk Item: Yes....x No Department: Staff Contact Person: Andrew O. Trivette AGENDA ITEM WORDING: Approval of authorization to qualify Habitat for Humanity of the Middle Keys as an approved developer and add the organization to Monroe County's list of Approved Housing Development Service Providers for future affordable/workforce housing projects. ITEM BACKGROUND: A Request for Qualifications was issued on May 2, 2008. Two responses to the RFQ were opened on June 24, 2008, at the Purchasing Office. Staff reviewed the responses according to the Developer Evaluation Criteria and determined one respondent to be qualified and the other to be non-responsive. Please see attached Staff Report. PREVIOUS RELEVANT BOCC ACTION: The County requires that land purchased by the County for affordable housing development be granted only to developers who have submitted and been determined to be qualified to provide that service. Last year, the County issued a similar RFQ seeking to pre-qualify housing developers interested in the possibility of developing affordable and workforce housing on county-owned land. At that time, 7 developers were qualified and placed on the County's list of "Approved Housing Providers." Middle Keys Habitat for Humanity wishes to develop a parcel of land in Marathon that has been purchased by the Monroe County Land Authority, and therefore must be authorized as qualified. CONTRACT/AGREEMENT CHANGES: This is not a contract. STAFF RECOMMENDATIONS: Approval. TOTAL COST: N/A BUDGETED: Yes No COST TO COUNTY: N/A SOURCE OF FUNDS: REVENUE PRODUCING: Yes No N/A AMOUNTPERMONTH_ Year APPROVED BY: County Atty N/A OMB/Purchasing N....A Risk Management N/A DOCUMENTATION: Included..x Not Required_ DISPOSITION: AGENDA ITEM # Revised J 1/06 Division of Housing and Community Development Staff Report TO: Board of County Commissioners FROM: Lisa Tennyson, Affordable Housing Coordinator THROUGH: James "Reggie" Paros, Division Director, Housing and Community Development DATE: July 28, 2008 SUBJECT: Approval of Qualified Developers of AffordablelWorkforce Housing I. Background - 2006 RFQ In 2006, Monroe County's Housing and Community Development Division issued an Request for Qualifications, seeking to pre-qualify interested housing developers to potentially develop housing on land that is owned or purchased in the future by the Monroe County Board of County Commissioners or the Monroe County Land Authority (pursuant to authority set forth in the following sections of Florida Statutes 125.0101, 125.01055, 125.35, 125.379, 163.3220 and 380.032.) At that time, seven developers were pre-qualified: HFH-Lower Keys, HFH-Upper Keys, Middle Keys Community Land Trust, Gorman and Company, Biscayne Housing Group, Old Town Key West Development, and Lamadrid Construction II. Current 2008 RFQ The Division of Housing and Community Development issued a Request for Qualifications HCD RFQ No. 2008-02H. The request opened on May 2, 2008 and closed on July 24, 2008. The purpose of the RFQ was to provide an opportunity for interested housing developers to be added to the County's existing list of "pre-qualified" developers to develop workforce housing on parcels owned or purchased by the BOCC or the Land Authority. We received two responses; one from Habitat for Humanity of the Middle Keys, a not-for-profit developer based in Marathon, Florida and the other from Carmel Capital LLC, a for-profit developer based in Windermere, Florida. Respondents were asked to submit information related to their qualifications, experience, finances, references, and track record for developing and constructing affordable and/or workforce housing. Staff reviewed and evaluated each respondent's statement of qualifications. The submission from Carmel Capital LLC was determined to be non-responsive (the information is incomplete, not responsive to the request, and, in some cases, illegible) and therefore could not be properly evaluated. III. Recommended Action Staff recommends that BOCC APPROVE Habitat For Humanity of the Middle Keys to be included on the County's list of "Approved Housing Development Service Providers." REQUEST FOR QUALIFICATIONS NO. 2008-02H FOR HOUSING DEVELOPMENT SERVICES FOR AFFORDABLE AND EMPLOYEE WORKFORCE HOUSING WITHIN MONROE COUNT\', FLORIDA DUE DATE: June24,2008 3:00 PM (ET) BOARD OF COUNTY COMMISSIONERS MONROE COUNTY, FLORIDA Division of Housing and Community Development Florida Keys Marathon Airport Terminal 9400 Overseas Highway, Suite 200 Marathon, FL 33050 305-289-6002 Fax; 305-289-6071 Issue Date: May 2, 2008 Housing Development Services RFQ 2008~H 1 I. INVITATION Monroe County Board of County Commissioners ("BOCC") invites developers (individuals, entities, joint ventures or teams, for profit or not for profit) with qualifications and experience to respond to this Request For Qualifications ("RFQY' or "RFQ 2008-02" for Housing Development Services. The successful respondent(s) (the "Developer") will be listed as qualified to work with the BOCC to develop and construct affordable and/or workforce housing which will be made available for sale and/or rental with restricted rental rates to residents of Monroe County whose gross incomes are less than 160% of the county's median income. In some cases, on some land parcels, gross incomes of residents will not exceed 120% AMI. It is anticipated that the County may qualify one or more developers, based upon their respective experience and capabilities, to provide different types of rental or home-ownership housing services (e.g. "single lot" development and/or ''multi-family community development.") An evaluation team of county employees and/or third-party governmental or private consultants will rank: the responses and make recommendations to the BOCC. The County reserves the right not to qualify any Developer for any services, to qualify or decide not to qualify one or more Developers for celtain types of future housing development services, to disqualify a Developer at any later date for any lawful reason, and to readvertise for these and similar services in order to add to, change, and expand or contract its housing activities, in its complete discretion. Once the BOCC approves a Developer for inclusion on the County's list of "Approved Housing Development Services Providers" maintained by the Division of Housing and Community Development or other designated office, the County may in its full lawful discretion elect at any time or at no time to contact or engage any approved Developer to submit appropriate development proposals for County properties. All final contracts and/or dispositions of County property shall be approved by the BOCC. The County declares its intent to negotiate, enter into agreements, leases and other ventures within the fullest extent of its lawful latitude and flexibility to do so, as it deems necessary in order to address critical housing needs throughout the Florida Keys, pursuant, but not limited to, authority set forth in Sections 125.0101, 125.01055, 125.35, 125.379, 163.3220, et seq., and 380.032, Florida Statutes. Moreover, Developers should be familiar with Chapters 9.3 Land Acquisition Program and 9.5 Land Development Regulations, including but not limited to Sections 9.5-4 and 9.5-266, of the Monroe County Code; among others, Monroe County Ordinance No. 005-2006 ("Pmchase and Development Program''); and, generally with, among other instruments, the nature and substance of those recorded at Book 2145 Page 1282 (warranty deed with restrictions), Book 2146 Page 1264 (warranty deed with restrictions), Book 2242 Page 753 (warranty deed to County related to 99-year lease back), and Book 2242 Page 754 (County example form of 99-year lease), of the Public Records of Monroe County, Florida. In formulating this RFQ the County has used care in its descriptions of services it contemplates needing. However, the County shall not be liable to any person or party for any errors, omissions or inaccuracies that may be contained in this RFQ or that may be in any other way connected with its issuance, it's processing and any follow-up activities related to it. Each Developer responding to this RFQ or subsequently acting with respect its response does so upon reliance on its own due diligence and understanding and acceptance of the fact that errors, omissions and inaccuracies can and sometimes do occur. The County may (but need not), in its sole discretion, waive objection to or Housing Development Services RFQ 2008-02H 2 otherwise overlook technical or what the County deems to be deemed minor response defects~ and it may request further documentation or infonnation from one or more respondents as long as the material fairness of the process is not affected. All submissions must remain valid for a period of 90 days from the date of opening. II. QUALIFICATIONS Each Developer responding to this RFQ 2008-02H must have within its team direct successful experience in in the develoDment. construction and operation of affordable/workforce/emplovee housing and at least two or more of the following: a. Experience in maximizing the use of housing resources~ including real estate acquisition and financing mechanisms; b. Experience in site preparation and infrastructure development; c. Experience in obtaining low income housing tax credits; d. Experience in obtaining other sources of financing; e. Experience in housing developments that incorporate tax credit financing or other federal~ state or public or private affordable housing financing; e. Experience in residential rental property management including maintenance and security functions; g. Experience with regulatory compliance issues related to development in the Florida Keys (environmental, AlCUZ, etc.); and/or h. Expertise in Section 3 and Women Business Enterprise (WBE) and Minority Business Enterprise (MBE) compliance. Ill. INVITATION }4'ORMAT Attached to this Request for Qualifications is a "Statement of Qualifications." All questions must be completed in fulL Respondents must also complete the required "Response Form", "Drug Free Workplace ", "Non Collusion ", "Lobbying and Conflict of Interest" and "Information Disclosure Authorization" forms. In addition, all respondents are required to read and adhere to the attached "Public Entity Crime" form. Your response package will include The Statement of Qualifications, any supporting documents~ and Required Forms. Submit 5 sets of your response package~ with two (2) sets containing original signatures, in a sealed envelope. Clearly mark on the outside of the sealed envelope: REQUEST FOR QUALU'ICATIONS NO. 2008-02H FOR HOUSING DEVEWPMENT SERVICES FOR AFFORDABLE AND EMPLOYEE WORKFORCE HOUSING WITHIN MONROE COUNTY, FLORIDA Housing Development Services RFQ 2008-02H 3 V. INVITATION DUE DATE All Qualification Submission Documents will be received until 3:00 PM (ET) on June 24, 2008. Any Qualification Submission Documents received after that time will be automatically rejected. The completed Qualification Submission Document should be returned to: MONROE COUNTY BOARD OF COUNTY COMMISSIONERS OFFICE OF DIRECTOR OF PURCHASING 1100 SIMONTON STREET SUITE 1-213 KEY WEST, FL 33040 ATTN: RFQ - HOUSING DEVELOPMENT SERVICES If sent by mail or courier, the envelope shall be enclosed in another envelope addressed to the entity and address below. Faxed or e-mailed documents shall be automatically rejected. VI. QUESTIONS I ADDENDA Questions should be directed in writing to: James R. "Reggie" Paros, Director, Monroe County Division of Housing and Community Development, 9400 Overseas Highway, Suite 200, Marathon, FL, 33050, at least ten (10) days prior to opening date. AU answers will be made by way of issuance an RFQ 2008-02H Addenda that the County will make every effort to post on its official website (http://monroecofLvirtualtownhall.net/Pages/index) no later than five (5) days before opening. Responders are responsible for ascertaining that they have received any RFQ 2008-02H Addenda issued. However, the County shall not be obligated to answer any or all questions submitted, doing so being a courtesy and effort to make more effective this RFQ, and only to the extent time and staffing permit. However, the County will attempt to post answers to questions during the RFQ 2008-02H response period. The County shall not be responsible for Internet, server, ISP, connectivity or other website/computer-related problems with answers. VB. DEVELOPER EVALUATION CRITERIA In preparing this submittal to Monroe County Division of Housing and Community Development, it is important that the Developer clearly demonstrate their background and expertise in the areas described in this document. Developers will be evaluated based on the following criteria listed below. Housing Development Services RFQ 2008-C2H 4 "'" 11>: ,'.. ,~c 1. Developer Qualifications 2. Developer Experience 25 3. Management Team 15 4. Financial Capacity 20 5. Developer Experience in Monroe County 5 6. References 10 VIll. GENERAL INFORMATION The County reserves the right to terminate or limit its initial or prior approvals for a selected or approved Developer for, among others, following reasons: ~ Bankruptcy declaration by the Developer or any entity holding ownership interest in the project; o Failure to receive prior written approval from the County to alter the Ownership structure or Project Team structure of the selected Developer; o Misrepresentation of any material fact in the selected Developer's statement. o Changes in circumstances of the County, the Developer, and/or the real estate market; o Changes in law and/or regulations; o Changes in County policies for needs as determined the County in its complete, lawful discretion; o Placement of the Developer on the convicted vendor list; and/or o Any other assessment of a developer's qualifications made by the County that leads the County to deem the Developer as no longer qualified to provide services generally or for a specific parcel/proj ect. Housing Development Services RFQ 2008-02H 5 STATEMENT OF QUALIFICATIONS HOUSING DEVELOPMENT SERVICES FOR AFFORDABLE ANDEMPLOYEE WORKFORCE HOUSING WITHIN MONROE COUNTY, FLORIDA 1. DEVELOPER INFORMATION 8. NAME: CQ.t ~ c..Q.,:T".l l'-' ADDRESS: ~ .ct. l-,,J.... .).~\~ \ \- ~'-\O~,~ CITY. STATE. ZIP: ""\~e.( ('wo\.et ~ \. TELEPHONE: 'i-a-"\. ~t:",Cl--"\\ FAX: ~.,\). "~-'.ll'\ E-MAIL: ~~J...to ," (" ~\. (M.. Y" ::SITE: TYPE OF LEGAL ENTITY: ~\.<- IF CORPORATION. LLC. LLP or PARTNERSHIP PLEASE STATE JURISDICTION WHERE ESTABLISHED AND ALL JURlSDlTIONS WHERE REGISTERED OR AUTHORIZED TO DO BUSINESS AS A FOREIGN ENTITY: e.\ ft ,- '" \\7<. HOW LONG IN EXISTENCE: to '\~ OFFICIAL ENTITY REGISTRATION NUMBER FOR RELEVANT JURI DI IONS: FEDERAL EMPLOYER INDENTlFICATION NUMBERlFElN): \\- .\\~\~l CONTACT PERSON: NAME: ~~ ~""\\-.""'\ ~~vl. \\l ADDRESS: ,.~. ~I- ..a.:.,' \ CITY . STATE. ZIP: 'N\ ~<.., l'lr\c. eel- \. ~\. ~ \L TELEPHONE: ~~-, .~~.~~\\ FAX: .)''1.\'-\-'\.1l', Housing Development Services RFQ 20Q8.{)2H 6 b. PRINCIPALS (Individuals) 0.' DEVEWPER ENTITY Name. address. position and description of the nature and percentage interest for each person holding an interest f ~e Developer Entity. ).~..... ~............~ '\h\...J"l ~ \.\)oJ'\. c. ENTITIES HOLDING ANY L~GAL, .l!:QUITABLI!:, BJ!:NEnCIAL OR CONTRACTUAL INTEREST IN THE DEVELOPER ENTITY Name. address. description of the nature and/or percentage interest in the Developer. <:;-..""""' 'C d. MANAGEMENT PERSONNEL Describe your organization and management approach identifying all key individuals, their qualifications and roles, including biographies of principals and an organizational chart. <;t.. .....t 2. DEVELOPMENT EXPERIENCE List previous development experience of the Developer. Include brochure(s) and/or photographs of completed projects. if available. Copy and add additional sheets referencing "2. DEVEWPMENT EXPERIENCE" where appropriate. For each your four most recently completed projects. include the information listed below: a. Project name b. Project location c. Project partners (if any) d. Number of units e. Per unit cost f. Total development cost g. Type and size of units h. Date selected as developer I. Project start and completion dates J. Financing sources and amounts k. If not complete describe current status 1. Project reference contact and relationship 3. PROJECT SPECIFIC EXPERIENCE See chart on next page. For each project described in 2, put an "x" in the box if your organization performed the function or utilized the described financing. Housing Development Services RFQ 2008-02H 7 .\ Proiect 1 I Proiect 2 Project 3 Proiect 4 Real Estate W~~W' .~. 0/ ~~'" '~:oIm;~: :; ~.' ,.'. _ . 't-.... :..'- ~ ."[1 , '~, I ..~t. $i!., "..'. .. ~'._" .rM~., ....... .. Development FeasibilItY Studies "- ~ ,L Sale of Real Estate Real Estate Redevelopment '1-... 1IC. Zonin~ Approval 'tit 1il ... Subdivision ADDroval "- "'- Site Preparation Work ~ ~ Environmental Work lit "rJ... Dedicated Infrastructure ~ Other (SlJecify) Financine: Employed ~~~4~.~_~~~~~~ : . L' '_~_~ ~ ~;t, ,_ )$Jf\ ' _~. r ~r~"r~" .....~~, &,;~'.!~' L ~ .<<, ;; , _c~. _~;.o. ~' Financial Feasibility Studies . ,L ~ v.... LlHTC ~ -v.. SAlL ~ '{. HOPE "tI.... Home Funds CDSG ~ ~ y...,. FHA Multi-Family Insurance ~ Fannie Mae DUS Federal Home Loan Bank County Financin~ ProlmlIDS Other Insurance Programs Bank Financine "- oJ... v...... Bond Financin~ Bond Underwritine Tax Credit Syndicator Personal Guarantees Coroorate Guarantees Construction Services .~ ~-~~~~'~~~~~t;_ Construction Contractor ~ ~ Constniction Manager v.... -I.. Infrastructure Construction Desisro Services ". ...... Property Manae:ement -~- ,:w..L,. ,!( -'.I~_I,.. ...,',_~.. ~~J, ~__~..o!._.~',. ~ _.~..,.:::-::~. ~.~, ,,_ ._,~. Marketing 'Plans . .... ProPerty Mana~er Site Maintenance Site Security Section 3/MBElWBE Dollars Paid as % of Total Development CoSt # of Persons Employed Miscellaneous Mixed Finance Prooosal Supportive Services Housing Development Services RFQ 2008-02H 8 4. ADDITIONAL EXPERIENCE a. Describe your affordable/employee/workforce housing experience within Monroe County~ including agencies, departments, municipalities and the like, specifying dates and projects involved. ~ b. Describe your experience with completing projects on budget and on schedule. 1\ \\roO "\ 4S . c. How many projects have you completed using a ground lease scenario where underlying fee simple title to the developed property remained with a local government or a public or quasi- public entity? ~ 5. FINANCING/FINANCIAL CAPACITY a. Describe financing techniques for raising capital that your organization has employed. \') \. T ck C-r~~ b. Describe your approach to managing the ftnancial risk associated with affordable and workforce housing development. ~ IN ~ ~ Lc-..< ( .t\o.,. ~ C; \.. c...a """,.."..."" , ).. "" \...c.. J -r for( T ->>..\r"",'f' C;"C-l-J ~ft'(.(.c. !r"'~fJ ~ c..~<. V(' c;\~)\'" ~.. q.,Q.\\~ v.v'-\'tV'S J ~",\B "" ~.,~ c. What is the nature anli extelIt or yow. CWTent equity interest(s), or that of any person or entity involved in this subD6ission, in each of the projects described in~ above? ~~,-<I' }r \ ,:1 ,~.. G..>>.....~J \>r~_-T Jr 'c,,\-<c:k '\ ; d. Describe your experience with completing projects on budget and on schedule. {\. \'Vwc ,~ . 6. FINANCIAL RESPONSIBILITY Submit current financial statements for the Developer Entity or Entities, including a balance sheet and statement of income and expenses prepared in accordance with Generally Accepted Accounting Principles. Housing Development Services RFQ 2lJ08.02H 9 7. REFERENCES Provide the following references (including the name, telephone number and e-mail address of contact person): HousingAuthority/ Agency: t \.ch:.T GN_':r, t).,..\..,~ ~_.t Jc c...,~......:\-" ~ "JIt' ~~ Tax Credit Investor(s): _\I u.\o. ~ Conunercial Lenders/ Financiallnstitution(s): ~."'" ~ Jr- '\. \'1m -#, 4!. Architect(s), Plannel{s), Designer(s), Huilder(s): ~c. \ .It _ .___. Creditors: l\i..... :e_ Other: Housing Development Services RFQ 2008-02H 10 8. ADDITIONAL DEVELOPER INFORMATION Please answer the following questions on behalf of the Developer (including officers, directors, partners. shareholders and materially interested persons); elaborate on a separate page if necessary. If this submission reflects a team or joint venture, the questions pertain to each person or entity participating in the response and submission. a. Describe the number of years the person or entity has operated under its present name and any prior names. \0 b. Has the Developer. within the last five (5) years. been a party to any lawsuit or arbitration with regard to a contract for services, goods or constmction services similar to those requested in the specifications? (If yes, provide details.) ~~ c. Have there been any prior judgments, claims, arbitration proceeding or suits against the Developer? (lfyes. provide details.) ~ d. Has the Developer ever initiated litigation against the county or been sued by the county in connection with a contract to provide services. goods or construction services? (If yes, provide details.) ~r e. Has the Developer ever been alleged 10 have failed to complete work or provide goods or services which it contracted to provide? (Jfyes, provide details.) \,la....'C f. Whether. within the last live (5) ye-ars. has the Developer. 01' any of its officers. partners. shareholders or major creditors been the subject of or involved in any type of litigation or other legal or administrative proceeding where such party was alleged to have committed a crime or civil infraction (other than traffic or parking violations and the like), to have defaulted on or to have breached any duty or obligation, including those of a contractual or tortious nature? (If yes. provide details.) \. I"'~l: g. Has the Developer ever tiled for or had filed against it any bankruptcy. receivership or similar action or petition? (If yes, provide details.) ~ h. Has the Developer ever filed a claim under an insurance policy or had a loss covered by an insurer related to the nature or type of business and/or operations that could potentially be involved in providing services called for in this RFQ 2008-02? Has a surety bond claim ever been made in connection with any of the Developer's activities/contracts? (If yes. provide details.) \. _ N~1: Housing Development Services Rf-Q 2008-02H 11 RESPONSE FORM RESPONSE TO: MONROE COUNTY BOARD OF COUNTY COMMISSIONERS C/o PURCHASING DEPARTMENT GATO BUILDlNG~ ROOM 1-213 1100 SIMONTON STREET KEY WEST~ FLORIDA 33040 I acknowledge receipt of Addenda No.(s) .\ - I have incl~ed: Response f'O~ " Lobbying and Conflict of lnleresl'Qa~ Non-Collusion Affidavit ~ '" Drug Free Workplace Form ~ Information Disclosure Authorization ~ {Check mark items above to indicate that thev are included.) Mailing Address: P .\l. ~ .;l.&,~ Telephone: "t\}-", . ~t..~ ~~ Fax: .::1.'~ . -"\4-~ . ,..,,,'1 E-mail: i ~ c \ "L \\1 C! ,~ \.. "( (. ~f'\ooo Date: ~ I '''' l \':II\.- V\J\ -J~ ( iWt ~ Co i \.. ~,+., ~ I attest that all statements provided on the Qualification Submission Document are true and correct. NAME: ~"'\..-..... h,,~~ ~\.'4"l\~ ~~rinted '\ ~.~C ignature ~ r t -.:" -. ,J",:T"- Title Housing Development Services RIQ 2008-02H 12 DRUG-FREE WORKPLACE FORM The undersigned vendor in accordance with Florida Statute 287.087 hereby certifies that: Lar rv.<.A C Q ~~c, 1 \.LC. (Name of Business) 1. Publish a statement notifying employees that the unlawful manufacture~ distribution, dispensing, possession, or use of a controlled substance is prohibited in the workplace and specifying the actions that will be taken against employees for violations of such prohibition. 2. Infonn employees about the dangers of drug abuse in the workplace~ the business's policy of maintaining a drug-free workplace, any available drug counseling, rehabi1itation~ and employee assistance programs, and the penalties that may be imposed upon employees for drug abuse violations. 3. Give each employee engaged in providing the commodities or contractual services that are under bid a copy of the statement specified in subsection (1). 4. In the statement specified in subsection (I), notify the employees that, as a condition of working on the commodities or contractual services that are under bid, the employee will abide by the tenns of the statement and will notify the employer of any conviction of, or plea of guilty or nolo contendere to~ any violation of Chapter 893 (Florida Statutes) or of any controlled substance law of the United States or any state, for a violation occurring in the workplace no later than five (5) days after such conviction. 5. Impose a sanction on, or require the satisfa(,,'t01Y participation in a mug abuse assistance or rehabilitation program if such is available in the employee's community, or any employee who is so convicted. 6. Make a good faith effort to continue to maintain a drug-free workplace through implementation of this section. As the person authorized to sign requirements. Authorized Dev loper Representative's Signature l.l ,...l'->i Date Housing Development Services RFQ 2008-02H 13 NON..cOLLUSION AFFIDAVIT FORM I, J... ~"'"~~~ l")y.l,,'Z \~ of the Cityffown ~~"f.r.~t't pL. ~-tc. of Co e.t" ~ \ c.., f ~J ~ JJ . 'oW.. jl,'\i accoraing to law on my oath, and under penalty of perjury, depose and say that; I) I am P t C -c .J.... .... r j c. 4' "",J c.cz. Tn- J L\.c.. ' the Authorized Representative submitting this response to RFQ 2008-02H for the project described as follows: "Housing Development Services" described in RFQ 2008-02H 2) The components in this response have been arrived at independently without collusion, consultation, communication or agreement for the purpose of restricting competition or improperly influencing the outcome, as to any matter relating to RFQ 2008-02H with any other Developer or with any competitor; 3) Unless otherwise required by law, the components which have been quoted in this response have not been knowingly disclosed by the Developer and will not knowingly be disclosed by the Developer prior to RFQ 2008-02H opening, directly or indirectly, to any other Developer or to any competitor; and 4) No attempt has been made or will be made by the Developer to induce any other person, partnership or corporation to submit, or not to submit, a response for the purpose of restricting competition; 5) The statements contained in this affidavit are true and correct, and made with full knowledge that Monroe County relies upon the truth of the statements contained in this affidavit in awarding contracts for housing services or gran 'of land or leaseholds on the specified parcels and potentially others. ~ k. . STATEOF t\\a(..Jtl }d),..j entative) :bl\FL 1)4, ~ 0- 4:> 1- "0-01& 1-0 &.p ~ C'i. \ 800'"1 signing) affixed hislher signature in the space provided above on this l~+h day of .- .June..... ,2008. ~ / ARY PUBLIC My commission expires: 03 \:1=t \aClr Housing Development Services RfQ 2008-02H 14 LOBBYING AND CONFLICT OF INTEREST CLAUSE SWORN STATEMENT UNDER ORDINANCE NO. 016-1990 MONROE COUNTY, .~LORlDA ETHICS CLAUSE ~~'- ~ "'~"""" ~ \..""\ , warrants that he/it has not employed, retained or otherwise had act on his/its behalf any former County officer or employee in violation of Section 2 of Ordinance No. 10-1990 or any County officer or employee in violation of Section 3 of Ordinance No, 10-1990. For breach or violation of this provision the County may, in its discretion, terminate this contract without liability and may also, in its discretion, deduct from the contract or purchase price, or otherwise recover, the full amount of any fee, commission, percentage, gift, or consideration paid to the fonuer County officer or employee. t&~~'- Date: ...1 \\ J 4C STATE OF \\'l(\~L COUNTY OF Q<oC!.~~ PERSONALLY APPE~D BEFORE ME, the undersigned authority, 1)1., \fL DlI.) 0 -4;;> r - b() -,5)~ \ - 0 -- (\ . ~p 'i.\c>oo~ '- ) l) r\ 1'\ 1) e.. \ u 2.\ 0 who, after first being sworn by me, affixed hislher Signature (name of individual signing) in the space provided above on this t %~ day of )"'Io..c.. , 20Ul . ~~~ / N~ PUBLIC My commission expires: 3\d.1-\ dC\, .~~-:. SARRAH REHAN €*; ;-: MY COMMISSION # 00772361 (OMB - MCP FORM #4) ~ EXPIRES March 27, 2012 FIoIidIlNolll Sel\'loe.CClIII Housing Development Services RFQ 2008-02H 15 PUBLIC ENTITY CRIME STATEMENT "A person or affiliate who has been placed on the convicted vendor list following a conviction for public entity crime may not submit a bid on a contract to provide any goods or services to a public entity~ may not submit a bid on a contract with a public entity for the construction or repair of a public building or public work, lUay not submit bids on leases of real property to public entity~ may not be awarded or perform work as a contractor, supplier~ subcontractor, or consultant under a contract with any public entity~ and may not transact business with any public entity in excess of the threshold amount provided in Section 287.0 17 ~ for CA TEGOR Y TWO for a period of 36 months from the date of being placed on the convicted vendor list." I attest that I have read and understand this statement: ~J \\c ---, Housing Development Services RFQ 2008-02H 16 INFORMATION DISCLOSUNE AUTHORIZATION .'ORM The undersigned entities/persons have responded to a Request for Qualifications ("RFQ") to provide housing development services to Monroe County, a political subdivision of the State of Florida. You or your institution has been listed by the lDldersigned or you are one of the following, and the undersigned expressly authorizes you or your institution to answer questions, disclose information and communicate regarding the undersigned or provide verification of statements made or capabilities represented to Monroe County in the undersigned's voluntary response to the RFQ: · The United States lnternal Revenue Service · The United States Department of Housing and Urban Development · Any federalt state or local finance or development approval authority. · A specifically listed financial institution or insurance company (a copy of the naming of such entity is attached). Due to Florida's broad public records law, applicants are advised that their submissions, all or in part, may be deemed public record once submitted to the County. Therefore,.applicants should not and are not being requested to provide information that is sensitive or proprietary/trade secret and for which the County does not have the ability to seal or exempt ft. n PTblic disclosure. ~l. t) (Signa re) Date: \. h'6 } \It STATE OF \- \\In & of. COUNTY OF \,)( 4.""" PERSONALLY APPEARED BEFORE ME, the undersigned authorityt \ 1" \ "'J>L\FL 0 4,";l.O-Yd 1- 60-d'bl-o J.~ I )...,. ......, 1. ,,~ who, on behalf ofhimlherself or t:.L p. ~ \c>O(\'" . c..4.i",.....u vV.T ~ (...L<.. t after first being sworn by met affixed hislher signature (name of individual signing) in the space provided above on this 11 day of ~~ , 20~. #J.A ~ ~ ~YPUBUC My commission expires: FlorldaNotJ NIce.com Housing Development Services RFQ 2008-02H 17 DEVELOPER QUALIFICATIONS Carmel Capital LLC is a builder/developer of residential housing. We have the capacity to site-build with any material (poured concrete wall, concrete block or wood-frame), and have developed a sub- specialization and expertise in applying modular and factory-built construction techniques to the residential development and construction process. Carmel Capital LLC was most recently named one of three bUilder/developers by the Lake County Board of Commissioners to provide replacement housing as part of the disaster relief initiative to replace up to 40 homes recently destroyed by tornadoes, a project where we are exclusively utilizing modular housing. We are also actively involved in the construction and delivery of site- built and modular housing to communities throughout Florida as part of SHIP (State Housing Initiative Partnership), CDBG (Community Development Block Grant), and HOME funding programs. PROJECT TEAM Jon Anthony DeLuzio, AICP is the President of Carmel Capital LLC. He possesses over 15 years of private-equity single- and multi-family development experience in both the Northeast and Florida. Mr. DeLuzio's range of experience has included residential and mixed-use development activities in the states of Florida, Massachusetts, Rhode Island, Connecticut and New York. Recent projects include the Village at Silver Hill, a 46-unit Planned Unit Development in southeastern Massachusetts, which sold-out in 2005. Currently, Mr. DeLuzio is working with the Department of Community Development of Lake County, FL, rebuilding up to 40 single-family infiU homes destroyed during the tornadoes of 2007. Mr. DeLuzio received a Master's Degree in Real Estate Development and a Master's degree in Urban Planning, both from Columbia University. He is also a member of the American Institute of Certified Planners of the American Planning Association, and is a licensed general contractor in the State of Florida (CRC 1326966). John Ferrara is Vice President of Project Management for Carmel Capital LLC. He was formerly the President of Grace Development LLC, which recently completed a 21-unit single-family subdivision in Gainesville, Georgia. Prior to that, Mr. Ferrara was a Senior Project Manager with St. Joe Company, managing the design and construction process for their award-winning $100 million + ~~Watercolor" mixed- use development on Florida's northern Gulf Coast. Mr. Ferrara received his Master's Degree in Real Estate Development from Columbia University, and holds a Bachelor of Science in Landscape Architecture from Syracuse University. Project 1 a. Varies b. Lake County, Florida c. None d. Varies e. $100,000 to $125,000 f. Varies g. Single Family Homes varying from 2 bed 1 bath to 4 bed 2 bath h. August 2007 i. January 2008 to July 2009 j. Community Development Block Grant k. In Process I. Lake County Department of Community Service, Tavares, Florida Note: This project is funded with a Community Development Block Grant. It involves three developers building upwards of 40 single family infill homes throughout Lake County. All are replacement homes related to the tornado destruction in February 2006. Prqiect 2 a. Grace Landing b. Gainseville, Georgia c. None d. 21 e. $110,000 f. $2,310,000 g. Si ngle Family Lots - V2 to 3,4 acre per h. March 2004 i. June 2004 to September 2008 j. Equity and Debt totaling $2,310,000 k. Complete I. Carmel Capital LLC Project 3 a. Village at Silver Hill b. Milford, Massachusetts c. NA d.46 e. $125,000 f. $5,750,000 g. Detached condominium PUD: 2,000 square feet 3 bed 2 bath h. NA i. April 2000 to June 2003 j. Debt and Equity totaling $5,750,000 k. Complete I. P&M Realty Trust Proiect 4 a. Unnamed b. Orlando, Florida c. NA d. 40 e. $45,000 f. $1,800,000 g. NA h. NA i. UHTC, SAIL, Private Equity, Mortgage Debt j. Not Started k. Carmel Capital LLC CARMEL CAPITAL llC BALANCE SHEET (End of Period May 2008) Assets Fidelity Money Market Bank of America Checking Account Land Total Assets 145,467.08 45,598.80 39.926.50 Liabilities 0.00 Owners EauitY 1Z30.992.38 $230.992.38 r" o D o o o o o o o o o o o o o !~ lJ o ~ o STATEMENT OF QUALIFICATIONS HOUSING DEVELOPMENT SERVICES FOR AFFORDABLE ANDEMPLOYEE WORKFORCE HOUSING WITHIN MONROE COUNTY, FLORIDA o o o o o o o o o o o o o 1. DEVELOPER INFORMATION a. NAME: Habitat for Humanity of the Middle Keys Community Land Trust, in conjunction with Habitat for Humanity for the Middle Keys, Inc. ADDRESS: P. O. Box 500067 CITY. STATE. ZIP: Marathon, FL 33050 TELEPHONE: (305) 395-1386 FAX: (305) 743-5002 E-MAIL: luleli@comcast.net WEBSITE: none TYPE OF LEGAL ENTITY: 501 c3 non profit corporation IF CORPORATION. LLC. LLP or PARTNERSHIP PLEASE STATE JURISDICTION WHERE ESTABLISHED AND ALL JURISDITIONS WHERE REGISTERED OR AUTHORIZED TO DO BUSINESS AS A FOREIGN ENTITY: Florida HOW LONG IN EXISTENCE: 17 years OFFICIAL ENTITY REG. NO. FOR RELEVANT JURISDICITONS: N05000009786 FEDERAL EMPLOYER INDENTIFICA TION NUMBER (FEIN): 65-0279086 CONTACT PERSON: LiIi Huergo NAME: ADDRESS: P. O. Box 500067 CITY. STATE. ZIP: Marathon, FI33050 TELEPHONE: (305)395-1386 FAX: (305)743-5002 HFHMK RFQ 200S-02H Sec. I, Pg. 1 [1 I o o o o o o o o o o o o o o l b. PRINCIPALS (Individuals) OF DEVELOPER ENTITY Name, address, position and description of the nature and percentage interest for each person holding an interest in the Developer Entity. BOARD OF DIRECTORS Bruce J Ferraro, President, Head of Construction committee, Gala Fundraiser 1123 82nd Street Ocean Marathon, Florida 33050 305-743-2424 305 3931358 Cell Bruzkey22@cs.com Jeff Smith, Vice President, Finance committee, Tax Credit Program 58130 Morton Street Marathon, Florida 33050 305-289-4409 Home 305-289-5817 Office 305-395-2685 Cell ieffs4409@bellsouth.net Mike Kiraly, Secretary, Mother's Day Fishing Tournament Fundraiser PO Box 501405-33050 Marathon, Fl 33050 561-756-3466 Cell 305-743-4449 mkiralv@marinebankmail,com Lupe Marzoa, Treasurer, Head of Fundraising Committee, 10680 7th A venue Gulf Marathon, Florida 33050 305-289-4558 Home 305-289-700 1 Work 305-923-9172 Cell gmarzoa@tibbank.com HFHMK RFQ 2008-02H Sec. I, Pg. 2 D n o o o o o o o o o o o [ l_ o l Chris Todd, Information Officer, Country Western Fundraiser 5 125th Street Gulf Marathon, Florida 33050 305-797-5779 Cell 305-768-7710 fax Christine@keywestfunding.com Lili Huergo, Executive Director 389 N Anglers Dr. #107 Marathon, Fl 33050 305-743-5002 Home 305-743-5002 Fax 305-743-9292 Office 305-395-1386 Cell luleli@comcast.net Tim Wonderlin, Head of Family Selection 1150 Eastwood Ho Ln, 304-4802 ace524(Q),bellsouth.net Katia Chacon, 743-0072 krcg@hotmail.com Lut Oosterlinck, 5409 Overseas Highway PMB #203 Marathon, Florida 33050 305-743-3979 Home 305-394-5830 Cell 305-289-4698 Work tinolut@ao1.com HFHMK RFQ 200S-02H Sec. 1, Pg.3 D I D n o o o o o o o o o o o o l Don Travers, Church Relations 924 99th Street Marathon, Florida 33050 305-289-8242 Maria Triana, Spelling Bee 305-393-6064 trianamaria@eomcast.net Fabio Vasquez, PO Box 522432 Marathon, Florida 33052 305-743-6163 fabioenterprisses@bellsouth.net Bob Warn, 115 Brian Road Marathon, Florida 33050 305-289-8128 rrwarn1943@ao1.eom Delia Martinez 743-0072 teliamartinez@bellsouth.net Patsy Senese 9 Sombrero Blvd Marathon, FL 33050 PH: 305-289-5391 hoseo 18@comeast.net HFHMK RFQ 200S-02H Sec. 1, Pg 4 o o o o o o o o o o o o o o Cathy Cone 11290 Overseas Highway Marathon, FL 33050 PH: 305-743-6496 Fax: 305-289-0000 econe@marinebankmail.eom Eileen E. Gary PH: 585-957-3776 Covotehlue58@hotmail.eom Angel Cabrera 305-942-6953 PO Box 510970 Key Colony Beach, Florida 33051 Al955C@aol.eom As a 501 c3 non profit corporation, all equity is held solely by the corporation. No interest is held by any individual or other entity. HFHMK RFQ 200S-02H Sec. 1, Pg. 5 o I o o o o o o o o o D o o o o !1 o c. ENTITIES HOLDING ANY LEGAL, EQUITABLE, BENEFICIAL OR CONTRACTUAL INTEREST IN THE DEVELOPER ENTITY Name, address, description of the nature and/or percentage interest in the Developer. Same as 1.b. As a 501 c3 non profit corporation, all equity is held solely by the corporation. No interest is held by any individual or other entity. HFHMK RFQ 200S-02H Sec. 1, Pg. 6 o r o o o o o o o o o D o o D o d. MANAGEMENT PERSONNEL Describe your organization and management approach identifying all key individuals, their qualifications and roles, including biographies of principals and an organizational chart. Habitat for Humanity of the Middle Keys Community Land Trust (HFHMKCL T) is the entity owning the land where Habitat for Humanity of the Middle Keys (HFHMK) builds affordable workforce housing for low to moderate income families. As 501 c3 non profit corporations, our volunteers make up the board of directors, who then appoint the President, VP, Secretary, Treasurer and Information Officer. Effective February of 2007, a part-time Executive Director was hired. Our members are from different walks of life, each bringing different backgrounds and expertise. Additionally, we are supported by and contribute to Habitat for Humanity International. This provides additional expertise and resources at an international level, which in turn, provide unique funding and resource opportunities. As an example, we receive major appliances at no cost as a result of Habitat's relationship with major companies, such as Whirlpool. HFHMK RFQ 2oos-om Sec. 1, Pg. 7 -! [ o c o D o o o o o o o o o o o [J o Key Staff include: Bruce Ferraro, President. Bruce brings over ten years experience in building and developing affordable, workforce housing in the Keys. He fronts the organization as our Public Relations representative, addressing key contributors, different organizations, potential future volunteers and the media. Bruce has been a volunteer with Habitat for 21 years in Georgia and Florida, having been involved in the building of over 100 homes. He also chairs the Annual Gala, our largest fundraiser. Jeff Smith, V.P. With his fmancial background in the banking industry, Jeff is in charge of the budget for building new homes. He is also the one who solicits locally for funds via the Florida Tax Program. Chris Todd, Information Officer. Chris has an extensive background in marketing and advertising. She handles all of our PSA's and keeps us in front of the media for all events. She is in charge of the Country & Western fundraiser. Mike Kiraly, Secretary. As a long time mortgage manager in the banking industry, he handles financial and risk management for our candidates. He also chairs the Mother's Day Dolphin Tournament fundraiser. Lupe Marzoa, Treasurer. Lupe brings years of banking and accounting to the table. She handles the day-to-day bookkeeping and Chairs the Fundraising Committee. LiIi Huergo, Executive Director. As a corporate staff manager, LiIi compliments the organization in all other areas. HFHMK RFQ 200S-02H Sec. 1, Pg. 8 0 n 0 0 @> 0 ~ ... .- I: D '. faM Et' I :::I~ o I :CGl - ..-0 0 J!:i ...:=5 ftlGI D :t=.c .&:awN fa'" 0 :cO ,~ 0 D 0 .J::. U Q) ... :c IU :I: In .J::. c: U 0 L.. .- :::J'" .J::..!2 u~ 01 C :i!! ~ '0 c: ~ c: >-0 =:e E Q) lU- LL.. Q) Ul c: o '.i:i :v IU u ElE -eO c: .... Q) u c: IU C u::: I U :::J L.. ... In C C 0 o .- U'" I I <l.i I - ~ - '(:3 ;> c::l I ~ ctl .... 0 V I '0' I-; 0.. "0 V .... V I 0.. S o ' o V <4-;~ o 'I:: I en 0.. ...t:: 0 0..1-; c::l 0.. I-; 0.. 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HFHMK RFQ 2oos-om Sec.3, Pg. 1 o I~ JJ o o o o o o o o o o o o D Project 1 Project 2 Project 3 Project 4 LOCATION 264 Orange, GK 400 123 St. Gulf 303 66 St. Ocean 64 St. Ocean Real Estate Development Feasibility Studies X X X X Sale of Real Estate X X X X Real Estate Redevelopment Zoning Approval X X X X Subdivision Approval Site Preparation Work X X X X Environmental Work X X X X Dedicated Infrastructure Other (specify) Financing Employed Financial Feasibility Studies X X X X L1HTC SAIL HOPE Home Funds CDBG FHA Multi-Family Insurance Fannie Mae DUS Federal Home Loan Bank County Financing Programs Other Insurance Programs Bank Financing Bond Financina Bond Underwriting Tax Credit Syndicator X X Personal Guarantees Corporate Guarantees Construction Services Construction Contractor X X X X Construction Manager X X X X Infrastructure Construction Desian Services Property Management Marketing Plans X X X X Property Manager X X X X Site Maintenance Site Security Section 3/MBElWBE Dollars Paid as % of Total Development Cost # of Persons Employed Miscellaneous Mixed Finance Proposal Supportive Services o [I o o o o o o o o o o o o o o o l~ C 4. ADDITIONAL EXPERIENCE a. Describe your affordable/employee/workforce housing experience within Monroe County, including agencies, departments, municipalities and the like, specifying dates and projects involved. Habitat for Humanity of the Middle Keys has been involved with the following departments, agencies and municipalities: 1991-2008: MONROE COUNTY BOCC MONROE COUNTY GROWTH MANAGEMENT MONROE COUNTY LAND AUTHORITY FLORIDA KEYS AQUEDUCT AUTHORITY FLORIDA KEYS ELECTRIC COOPERATIVE FLORIDA DEPARTMENT OF COMMUNITY AFFAIRS 2000-2008 CITY OF MARATHON, CITY COUNCIL CITY OF MARATHON PLANNING DEPARTMENT CITY OF MARATHON BUILDING DEPARTMENT 2007-2008 COMMUNITY CONTRIBUTION TAX CREDIT PROGRAM MONROE COUNTY SHIP PROGRAM HFHMK RFQ 200S-02H Sec. 4, Pg. 1 o c o o o D o D o o o o o o o o o [ o b. Describe your experience with completing projects on budget and on schedule. Habitat for Humanity of the Middle Keys' board of directors, key staff and volunteers are professionals with many years experience in the corporate world. They are used to adhering to budget restraints and completing all projects on or before they are due. To further illustrate: Bruce Ferraro, President, had a 30 year career in sales and management with AT&T. He was responsible for managing budgets and projects for up to thirty (30) subordinates at any given time. Jeff Smith, VP and Lupe Marzoa Treasurer, have been bank officers in charge of a branch, managing budgets and subordinates. LiIi Huergo, ED retired from AT&T after 28 years of staff and project management. She was also responsible for setting and adhering to budget restraints. Our last project, 4 houses on 64 St, Marathon were completed within 4% of proposed budget. HFHMK RFQ 2oos-om Sec.4, Pg. 2 o [ o o o o o o o o o o o o o o o c. How many projects have you completed using a ground lease scenario where underlying fee simple title to the developed property remained with a local government or a public or quasipublic entity? Habitat for Humanity of the Middle Keys Community Land Trust has completed one (1) single family home utilizing a land lease. Four (4) more homes are completed with title closing scheduled for June 27, 2008. We will begin construction of two (2) more houses in the fourth quarter of 2008. The ground leaselland trust model will be utilized. HFHMK RFQ 200S-02H Sec. 4, Pg. 3 o [' [ o [] D o o o o o o o o o o o 5. FINANCINGIFINANCIAL CAPACITY a. Describe financing techniques for raising capital that your organization has employed. Habitat for Humanity of the middle Keys utilizes private and public funding sources to acquire, develop and manage workforce housing. Financial assistance has been provided by The Monroe County Land Authority, Florida's Community Contribution Tax Credit Program, private and corporate donations, fund raisers and our own mortgage portfolio. b. Describe your approach to managing the financial risk associated with affordable and workforce housing development. As a Land Trust, developer, contractor and mortgage holder, Habitat for Humanity of the Middle Keys ensures true affordability. In order to be selected, applicants are evaluated based on their ability and sweat equity program. This ensures the selection of highly motivated applicants. c. What is the nature and extent of your current equity interest(s), or that of any person or entity involved in this suhmission, in each of the projects described in 2 above? As a 501 c3 non profit, all equity is held by the corporation. d. Describe your experience with completing projects on budget and on schedule. Habitat for Humanity of the Middle Keys' board of directors, key staff and volunteers are professionals with many years experience in the corporate world. They are used to adhering to budget restraints and completing all projects on, or before they are due. To further illustrate: Bruce Ferraro, President, had a 30 year career in sales and management with AT&T. He was responsible for managing budgets and projects for up to thirty (30) subordinates at any given time. Jeff Smith, VP and Lupe Marzoa Treasurer, have been bank officers in charge of a branch, restricting budgets and managing subordinates. LUi Huergo, ED retired from AT&T after 28 years of staff and project management. She was also responsible for setting and adhering to budget restraints. [J HFHMK RFQ 200S-02H Sec. 5, Pg. 1 G o u 6. FINANCIAL RESPONSIBILITY Submit current financial statements for the Developer Entity or Entities, including a balance sheet and statement of income and expenses prepared in accordance with Generally Accepted Accounting Principles. D o o o o o o o o o D o L D See next page for financials. Please note that Habitat for Humanity of the Middle Keys has been approved for four (4) Tax Credits and three (3) SHIP awards. These funds will be received by July 2008. HFHMK RFQ 2oos-om Sec. 6, Pg. 1 D- [ 3:59 PM 06118108 Accrual Basis C 0 0 0 0 0 0 0 0 0 0 O. D 0 0 [ L HFH Profit & Loss January through May 2008 Jan. May 08 Ordinary IncomelExpense Income Dividends and Interes1 Ed Jones Money Market Total Ed Jones Raymond James Total Dividends and Interest Fund Raising Income Counby & Western Dolphin Tournamerrl Awards Dolphin Tournament. Other Total Dolphin Tournament Gala Income Total Fund Raising InCOme Late Charges Late charges McKnlgh1 Total Late Charges 669.12 669.12 638.86 1,307.98 9.902.00 0.00 21,974.00 21,974.00 98,900.00 130,776.00 20.00 20.00 Total Income Expense Advertising Dues & Subscriptions Fund Raisers Expenses C04.Intry & Western Advertising Entertainment Food & Beverage Supplies Total Country & Western Dolphin T04.Imament Advertising Food & Beverage Meeting Expense SUpplies Total Dolphin Tournament Gala Advertising Supplies Total Gala Total Fund Raisers Expenses General Meeting Expense Gifts OffIce Supplies Postage and Delivery Professional Services fees, Chris Welders UII Huergo Mindy Gaines Total Professional Services feetI, 132,103.98 1 ,000.00 108.00 1,437.63 175.00 2,172.38 361.44 4,146.45 5,929.64 6,002.18 1n.21 690.89 12,794.92 150.00 2,311.81 2,461.81 19.403.18 668.59 150.00 395.64 34.31 1 ,500.00 11.000.00 2.000.00 14.500.00 Page 1 o r [ c o o o o o o o o o o o o o 3:59 PM 06118108 Accrual Basis HFH Profit & Loss January through May 2008 Jan. May 08 Taxes & Ucenaes Unlfonns Total Expense Net Ordinary Income Net Income 140.00 530.78 36,930.50 95,173.48 95,173.48 Page 2 [ 'r 4:02 PM 08118108 Accrual Basis C n L 0 0 0 D .0 0 0 0 0 0 0 0 0 HFH Balance Sheet As of May 31, 2008 May 31, 08 ASSETS Current Assets Checking/Savings Cash Box Escrow Accounts Escrow Account - McKnight- 4063 Escrow Account - Wiggins - 9599 Total Escrow Accounts Investments Ed Jones Money Market Stock Amex AnheuaerlBusch Microsoft Total Stock Ed Jones - Other Total Ed Jones Raymond James Money Market Raymond James - Other Total Raymond James 1IB Bank CD'. CD 10109107 CD'. - Other Total CD'. 1IB Bank - Other Total 1IB Bank 650.00 3,854.00 5.725.89 9,579.89 154,983.89 4,750.67 3,044.02 2,298.57 10,093.26 -163,630.93 1,446.22 88,816.93 -86,672.88 2,144.05 26,628.87 -27,084.45 -455.58 455.58 Total Investments Orion Bank Total Checklng/SaYlng. Accounts Receivable Mortgage. Receivable 1st Mortgage - McKnight 1st Mortgage. Wiggin. 2nd Forglveable - McKnight Mortgage Discount. McKnight Total Mortgages Receivable Total Accounts Receivable Total Current Assets Other Assets Construction Completed Guzman/Chacon -123rd St Total Con.tructlon Completed Construction In Prog..... 84th Street GonzaJezlFemandez . 66th Str Habltech Total Construction In Progress Total Other AsMtt TOTAL ASSETS 0.00 3,590.27 165,882.69 179.702.85 43,716.44 24,269.75 53,280.00 -53,280.00 67,986.19 67,986.19 247,689.04 137,509.46 137,509.46 586,295.88 155,143.64 225.00 741.664.52 879.173.98 1,128,863.02 Page 1 [ 1 o o o Q o o o o o o o o o L 4:02 PM 06118108 Accrual Buls HFH Balance Sheet As of May 31, 2008 UABlunES & EQUITY Uabllltles Current Uabllltle. Accounts Payable Escrow Accounts Payable lebo Payable Inaurance Taxes lebo Payable. Other Total lebo Payable Mcknight Escrow Payable McKnight Escrow payments Insurance Taxes McKnight Escrow payments. Other Total McKnight Escrow payments Mcknight Escrow Payable. Other Total Mcknight Escrow Payable Wiggin. Payable Insurance Taxes Wiggins Payable. Other Total Wiggins Payable Total Escrow Accounts Payabte Total Accounts Payable Total Currant Uabllltles Total Uabllltles Equity Opening Sal Equity Retained earnings Net Income Total Equity TOTAL UABlunES & EQUITY May 31, 08 -6,711.00 -909.86 7.620.86 -3,113.00 -5,483.74 10.390.75 t.794.0t 789.99 2,584.00 -8.286.00 -1.2n.46 15.289.35 5.725.89 0.00 8.309.89 8.309.89 8.309.89 8.309.89 803.4n.73 219.901.92 95,173.48 1.118.553.13 1,128,863.02 Page 2 o C G 7. REFERENCES Provide the following references (including the name, telephone number and e-mail address of contact person): Housing Authority/Agency: D. C 8' o o o o o o o Mark Rosch, Executive Director Monroe County Land Authority, (305) 295-5180 e-mail: rosch-mark@monroecounty8fl.gov Lisa Tennyson, Affordable Housing Coordinator, Division of Housing and Community Development, (305) 29284462 e-mail: tennyson-lisa@monroecounty-fl.gov Marie Brouillette, Key West Housing Authority, SHIP Program, (305) 296-5621 e-mail: brouillettem@kwha.org Tax Credit Investor(s): Carla Pollard, EVP/CFO Orion Bank Phone: (239) 261-4262 Brian C Schmitt, President, C B Schmitt Real Estate Co., Inc. Phone: (305) 743-5181 Franco D' Ascanio, President, D' Asign Source Phone: (305) 743-7130 Pritam Singh, President, The Singh Co., (305) 296-5601 o o o Commercial Lenders! Financial Institution(s): Habitat for Humanity of the Middle Keys deals entirely on a cash basis. We purchase and build the homes through individual and corporate donations. Finance in-house and utilize the money collected to build more homes. HFHMK RFQ 2oos-om Sec. 7, Pg. 1 Architect(s). Planner(s), Designer(s), Builder(s): I [ r o o o o o o o o o Bill Daniels, President of Modular Homes of the Keys (305) 289-1141 e-mail: wmdaniels{tV.aol.com Jack Sweeting, President of Sweetwater Homes Phone: (305)872-9520 Creditors: Habitat for Humanity of the Middle Keys deals entirely on a cash basis. We purchase and build the homes through individual and corporate donations. Finance in-house and utilize the money collected to build more homes. Other: Pete Worthington, Mayor City of Marathon Phone: (305) 289-0792 Email: worthingtonp@ci.marathon.ft.us Marilyn Tempest, City of Marathon Councilwoman Phone: (305) 743-6736 Email: tempestm@ci.marathon.ft.com Capt. Bob Perryam, Monroe County Sheriff Dept. Phone: (305) 289-2430 Randy Acevedo, Superintendant Monroe County Schools Phone: (305) 293-1400 Chris Waldera, Esq. Phone: (305) 289-2223 cwalera@aol.com John Wolfe, Esq. Phone: (305) 743-9858 U lJ HFHMK RFQ 200S-02H Sec. 7, Pg. 2 [ [ Father Gerry Morris, San Pablo Catholic Church Phone: (305) 289-0636 [ o Reverend Debra MacConaughey, St. Columba Episcopal Church Phone: (305) 743-6412 o o o o o o o o D o o o HFHMK RFQ 2oos-om Sec. 7, Pg. 3 -, L [' ~~ 8. ADDITIONAL DEVELOPER INFORMATION ..-.. [ o o o o o o o Please answer the following questions on behalf of the Developer (including officers, directors, partners, shareholders and materially interested persons); elaborate on a separate page if necessary. If this submission reflects a team or joint venture, the questions pertain to each person or entity participating in the response and submission. a. Describe the number of years the person or entity has operated under its present name and any prior names. 17 years h. Has the Developer, within the last five (5) years, been a party to any lawsuit or arbitration with regard to a contract for services, goods or construction services similar to those requested in the specifications? (If yes, provide details) No. c. Have there been any prior judgments, claims, arhitration proceeding or suits against the Developer? (If yes, provide details) No. d. Has the Developer ever initiated litigation against the county or been sued hy the county in connection with a contract to provide services, goods or construction services? (If yes, provide details) No. e. Has the Developer ever been alleged to have failed to complete work or provide goods or services which it contracted to provide? (If yes, provide details) No. lJ D o f. Whether, within the last five (5) years, has the Developer, or any of its officers, partners, shareholders or major creditors been the subject of or involved in any type of litigation or other legal or administrative proceeding where such party was alleged to have committed a crime or civil infraction (other than traffic or parking violations and the like), to have defaulted on or to have breached any duty or obligation, including those of a contractual or tortious nature? (If yes, provide details) No. g. Has the Developer ever :filed for or had filed against it any bankruptcy, receivership or similar action or petition? (If yes, provide details) No. o h. Has the Developer ever filed a claim under an insurance policy or had a loss covered by an insurer related to the nature or type of business and/or operations that could potentially be involved in providing services called for in this RFQ 2008-02? Has a surety bond claim ever been made in connection with any of the Developer's activities/contracts? (If yes, provide details) No. o o HFHMK RFQ 200S-02H Sec. 8, Pg. I RESPONSE FORM o o fJ o -0 o o o o o o o o o o G RESPONSE TO: MONROE COUNTY BOARD OF COUNTY COMMISSIONERS C/o PURCHASING DEPARTMENT GATO BUILDING, ROOM 1-213 1100 SIMONTON STREET KEYWEST, FLORIDA 33040 I acknowledge receipt of Addenda No.(s) I have included: Response Fonn_X_ Lohbying and Conflict ofInterest Clause _X_ Non-Collusion Affidavit _X_ Drug Free Workplace Fonn _X_ Information Disclosure Authorization _ X_ (Check mark items above to indicate that they are included.) Mailing Address:_P 0 BOX 500067, MARATHON, FL 33050 Telephone: _305-395-1386 Fax: 305-743-5002 cast.net Date: I attest that all statements provided on the Qualification Submission Document are true and correct. NAME: LILI HUERGO ~, Executive Director Title DRUG-FREE WORKPLACE FORM c o o ~o o o o o o o o o o o o c o The undersigned vendor in accordance with Florida Statute 287.087 hereby certifies that: Habitat for Humanity of the Middle Keys, Inc., 1. Publish a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance is prohibited in the workplace and specifying the actions that will be taken against employees for violations of such prohibition. 2. Inform employees about the dangers of drug abuse in the workplace, the business's policy of maintaining a drug-free workplace, any available drug counseling, rehabilitation, and employee assistance programs, and the penalties that may be imposed upon employees for drug abuse violations. 3. Give each employee engaged in providing the commodities or contractual services that are under bid a copy of the statement specified in subsection (1). 4. In the statement specified in subsection (I), notify the employees that, as a condition of working on the commodities or contractual services that are under bid, the employee will abide by the terms of the statement and will notify the employer of any conviction of, or plea of guilty or nolo contendere to, any violation of Chapter 893 (Florida Statutes) or of any controlled substance law of the United States or any state, for a violation occurring in the workplace no later than five (5) days after such conviction. 5. Impose a sanction on, or require the satisfactory participation in a drug abuse assistance or rehabilitation program if such is available in the employee's community, or any employee who is so convicted. 6. Make a good faith effort to continue to maintain a drug-free workplace through implementation of this section. As the person authorized to sign the statement, I certify that this firm complies fully with the abover~ . Authorized Developer Representative's Signature {../~~~ Date l r o o o o o o o o o o o o u o r NON-COLLUSION AFFIDAVIT FORM I,_Lili Huergo of Marathon penalty of perjury, depose and say that; of the CitylTown according to law on my oath, and under 1) I am_Executive Director , the Authorized Representative suhmitting this response to RFQ 2008-02H for the project described as follows: "Housing Development Services" described in RFQ 2008-02H 2) The components in this response have been arrived at independently without collusion, consultation, communication or agreement for the purpose of restricting competition or improperly influencing the outcome, as to any matter relating to RFQ 2008-02H with any other Developer or with any competitor; 3) Unless otherwise required by law, the components which have been quoted in this response have not been knowingly disclosed by the Developer and will not knowingly be disclosed by the Developer prior to RFQ 2008-02H opening, directly or indirectly, to any other Developer or to any competitor; and 4) No attempt has been made or will be made by the Developer to induce any other person, partnership or corporation to submit, or not to submit, a response for the purpose of restricting competition; 5) The statements contained in this affidavit are true and correct, and made with full knowledge that Monroe County relies upon the truth of the statements contained in this affidavit in awarding contracts for housing services or grants of land or leaseholds on the specified parcels and potentially others. STATE OF Florida COUNTY OF Monroe --... NOTARY PUBliC-Snit OF FLORIDA ~ Susana Badawy Commission #DD37531.8 Expires: NOV. 29, 2008 Oonfled Thru Atlantic Bonding Co., fnc, LOBBYING AND CONFLICT OF INTEREST CLAUSE SWORN STATEMENT UNDER ORDINANCE NO. 010-1990 MONROE COUNTY. FLORIDA ETHICS CLAUSE I { o o o o o o o IJ o I U _Uti Huergo warrants that he/it has not employed, retained or otherwise had act on his/its behalf any former County officer or employee in violation of Section 2 of Ordinance No. 10-1990 or any County officer or employee in violation of Section 3 of Ordinance No.1 0-1990. For breach or violation of this provision the County may, in its discretion, terminate this contract without liability and may also, in its discretion, deduct from the contract or purchase price, or otherwise recover, the full amount of any fee, commission, percentage, gift, or consid ration paid to the former County officer or employee. (Signature) ~. STATE OF l,. "-~~A:,-, COUNTY OF--7 2(C~~,t.A~ Date: &'!ZD!Dg- , ~ALL Y APPEARED BEFORE ME, the undersigned authority, ~g /V~,(~--t) who, after first being sworn by me, affixed (name of individual signing) in the space provided above on this L6-0~) ~ . Ate ~,i~/ " '{t~. / NOTARY PUBLIC / NOTARY PUBUC.SHTE OF n.ORlDA ~ Susana Badawy . Commission #DD375S18 Expires: NOV; 29, 2008 Bonded Thru Atlantic Bonding Co., Inc. My commission expires: 1JO'J,o-9ct:tJB I If. L [ o o o o o o o o o o o o o o PUBLIC ENTITY CRIME STATEMENT "A person or affiliate who has been placed on the convicted vendor list following a conviction for public entity crime may not submit a hid on a contract to provide any goods or services to a public entity, may not submit a bid on a contract with a public entity for the construction or repair of a public building or puhlic work, may not submit bids on leases ofreal property to public entity, may not he awarded or perform work as a contractor, supplier, subcontractor, or consultant under a contract with any public entity~ and may not transact business with any public entity in excess of the threshold amount provided in Section 287.017, for CATEGORY TWO for a period of 36 months from the date of being placed on the convicted vendor list." I attest that I have read and understand this statement: Ule~~ . INFORMATION DISCLOSURE AUTHORIZATION FORM o n o o o o o o o o o o o o The undersigned entities/persons have responded to a Request for Qualifications ("RFQ") to provide housing development services to Monroe County, a political subdivision of the State of Florida. You or your institution has been listed by the undersigned or you are one of the following, and the undersigned expressly authorizes you or your institution to answer questions, disclose information and communicate regarding the undersigned or provide verification of statements made or capabilities represented to Monroe County in the undersigned's voluntary response to the RFQ: The United States Internal Revenue Service The United States Department of Housing and Urban Development Any federal, state or local finance or development approval authority. A specifically listed financial institution or insurance company (a copy of the naming of such entity is attached). Due to Florida's broad public records law, applicants are advised that their submissions, all or in part, may be deemed public record once submitted to the County. Therefore, applicants should not and are not being requested to provide information that is sensitive or proprietary/trade secret and for which the County does not have the ability to seal or exempt from public disclosure. Date: _ t, D Q./ STATE OF V~~.---I'c--, COUNTY~-~~ PERS?~ALJLr APPEARED BEFORE ME, the undersigned authority, &t /iV6zGo who, on behalf ofhim/herself or , !-/tJAi'h ,fO(... /J.JI-I/11O/ >1 IJI7f-It.. I-i/;)'DL E.. l'flfftr first being sworn e of individual signing) in the space provided above NOTARY PUBUC.SHTE OF FLORIDA ~ Susana Badawy Commlssion #DD375318 Expires: NO" 29, 2008 Bonded Th.ru.Atlantic Bondins Co., Inc, My commission expires: VOl)