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Fiscal Year 2000 MONROE 'COUNTY FLORIDA PROPERTY APPRAISER FINANCIAL STATEMENTS SEPTEMBER 30 . 2000 KEMP & GREEN, P.A. CERTIFIED PUBLIC ACCOUNTANTS CONTENTS Page Independent ditrs@. pnrt - - n4- Financial Statements: Combined Balan Sheet All Fund Types and Account Groups 3 Statement of-Reverides, Expenditures, `and Changes .iIn Fund BI-al ante m Gen6ral Fund, 4 Statement of Revenues, Expenditures and Changes- in Fund Balance E and Actual. , g tar,yBasis) General 'Fund Notes to Financial. Statements Other Reports Independent Auditors' Report on Compliance and, on Internal' Control over Financial Reporting 1m1 Independent Auditors" Management getter 1 -14 GREEN,- Certified Public Accountants 1438 KENNEDY DRIVE P. O. BOX 1529 KEY WEST, FLORIDA 33 41-1529 MEMBER OF AMERICAN INSTITUTE 0< KEMP, C.P.A. (305) 4-2 A AND FLORIDA INSTITUTE OF RVA E. GREEN, C.P.A. ' FAX (305) 294a477$ CERTIFIED 3CI ACCOUNTANTS INDEPENDENT AUDITORS' REPORT r. Ervin H. H ggs � , Property Appraiser onroe- County, Florida -We have audited the financial statements of the Property Appraiser of Monroe County Florida "Property Appra serA� as,--of-.September , and for the year then ended, , as listed 11 n the accdmpan ing table of 1 ..contents. These financial sateren are. the responsibility of I the ,Property Appraiser. Our res onsibi1ity. is to express an opinion on these financial statements based on our audit. , e conducted our audit in accordance 'with generally accepted auditing standards and Gdvernment Auditing standards, issued by the comptroller General of ,the United States., These standards require that we plan :and perform the audit .%to obtain reasonable assurance about whether the financial statements are free', of material misstatement. n audit ncl odes examining, on a test; basis evidence supporting .the amounts and disclosures in the financial statements. -audit also includes assessing the 'accounting principles dace and significant estimates .Made by management; as well as evaluating the overall financial statement pre ntatibn. We believe that our audit provides a reasonable-basis for-our opinion. As discussed i,n Note 1, the fin ncIIal statements present only the. Property Appraiser and are not intended to present fairly the financial position of Monroe County, , Florida and the results of operations and cash flows of its proprietary fund; types in conformity with generally accepted -a ounting ri rnci pl es a In our opinion, the financial statements referred tb,,abovd resent fairly, in all. atrial respects, the financial ,position of the Property Appraiser as of September 30,, ,2 00, and the results of its o erations ' fd - he year then ended inconformity with generally accepted accounting principles. In accordance with Government Auditing Standards,, we have also issued our report dated January 25, 2001 on our consideration of the Prop rt,y Apprais r®.s internal control over financial reporting, and our tests of its compliance with certain provisions of laws, regulations; contracts and grants. That report is an integral part of an audit performed i n,accordance with Government Auditing, Standards. and should be read in conjunction with this report in. considering our, results of our audit. rCk Kemp & Greens PEA Certified PUblic Accountants ' January 25, 2001 -2- ° MONROE. COUNTY FLORIDA PROPERTY APPRAISER COMBINED BALANCE SHEET - ALL FUND TYPES AND ACCOUNT GROUPS SEPTEBER,30 2000 Governmental Account Fund Tvp Group. Total Long-Tern ( m ran- n ral. Debt -dum onjjj Assets: Cash and Investments 0 g715: 0 ,'7 5 Accounts Receivable , 696 69 - Prepaid Expenses 15,640 - 1 , 0 Amount ,to:be Provided 1 , 8 , '116 1 Total Assets 521 051 118L 7� Liabilities: Accounts PayabTe 3,597 $ - 3,697 Accrued" ages. And Benefits- Payable 0,421 - 60,421 'u . to ther,'Govern dr'ts, 77�2 - 77.,209 Long-Term Debt" 11 189 11:6,18 Total Liabilities 1 .2 7 116,189 257,416 Fund Balance 379 g 824' 37 ,82 Total Liabilities and -Fund Balance 52 11o8 637. 0 The accompanying notes are ad integral part ofthese financial statements. -3 _MONROE COUNTY. FLORIDA PROPERTY APPRAISER " STATEHENT' OF REVENUES EXPENDITURES, AND -CHANGES N FUND BALANCE a GENERAL FUND FOR THE YEAR ENDED SEPTEMBLRL30 2000 Revenues: Board of County Commissioners g94m7B Other Taxing i'str° cts 3 s 35 Interest Income 23',567 _Miscellaneous .24660 Total Revenues 377$ Expenditures: _ Current- General -Government: - Personal Services' 1g 71.3, 5 Operating Expenses 459,52 Capital Outlay 2, 34 Total. Expenditures 2, 5: 8 Expenditures in Excess of Revenue 112,292 Fund Balances Beginning of Year 25 �532 Fund Balance, Endof,Yen 379.824 The accompanying notes are an integral part of these financial statements n4® MONROE COUNTY FLORIDA PROPERTY APPRAISER STATEMENT OF REVENUES AND EXPENDITURES AND CHANCES IN FUND BALANCE - BUDGET AND ACTUAL_(BUDGETARY BASIS GENERAL FUND -FOR THE YEAR ENDED SEPTEMBER 30 2000 Actual Variance (Budgetary Favorabl,e Budget Basis) (Unfacrable) Revenues: Board of County Commissioners $ 2,222,329, 1,954,,79 (267,5 1) Other Taxing Districts 451,744 387,563 (64,181) Interest Income 23,567 23,567 Miscellaneous 24.660 24,660 Total Revenues 2,674 073 2.39O 588 _ (2B3 4 5) Expenditures: Current: General Governments Personal Services L 915,894 1.70 ,068 207>826 Operating Expenses 568Q679 448B736 119,949 Capital Outlay 44 500 224 (47,734) Total Expenditures . 2,529,073 2a249,032 280.0 1 Excess of Revenues'Overf (Under) Expenditures 1450000 1456 (3, 4) Other' Financing (Uses): Reserve for Contingencies {145 000) 145.000 Excess of Revenues (Under) Expenditures and ' t er Uses 141,556 141,556 Adjustments: ° o Adjust Expenditures for Accrual's (10 6) (16,236) To Adjust Revenues for Accruals S13 02B) (1 ,028) Excess of Expenditures Over Revenues® GAAP Basis of Accounting - 112,292 112,292 Fund Balance, Beginning of Year 267.11 532 267,532 Fu1nd Balance, End of Year $ 267y 32 $ 3790 24 Ii.2 292 The accompanying notes are an integral part of these financial statements. 5- d O R E COUNTYFLORIDA PROPER APPRAISER NOTES TO FINANCIAL STATEMENTS SEPTEMBER-30, 2qOO NOTE I SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The following is a summary of the signifip t accounting principles and policies used in-the preparation of these-'financial statements. rain Entity The Property Appraiser f MonroeCounty® Florida ("Property Appraiser") is a separate C nstituti nal Officer as provided :by the laws cif the Stag f Florida, For financial reporting pur os s, it i decried to be a part of the County's primary government, and therefore is included as such in the Monroe County Comprehensive Annual , inancial Report. asis of Presentation - These financial Statements have been prepared in` conformity with the a ountin prin ipl s- nd reporting i lines established by the Governmental ' Accounting Standards card® The Property Appraiser, utilizes the following fund t s 'and, aocnunt groups® Governmental Fund Type: The General, Fund - ,This fund is used to account for all revenue and expenditures applicable to the general operations of the Prpdrty .Arasr that'. are not required either 'legally or,'by. generally accepted accounting principles to be accounted for in` anthr-fund. Account, Group. General. Lon -Term Debt Account Grain e i:s; ao nunt group is- established t account for the long-term debt of _the Property Appraiser financed from governmental funds., Oasis of Agobunt, The modified, accrual basis of -acccunting is followed b the General Fund® Under the modified accrual -basis- of accounting, `revenues are recorded when received or when susceptible to accrual , that is, measurable and available to finance the Property Appraiser's ' operations. Expenditures are recorded when the liability is incurred except fr ' acumulated sick, pay and Vacation pay which is net recorded as n. expenditure. Budgets are prepared on the dash basis® MONROE COUNTY , FLORIDA PROPERTY APPRAISER NOTES TO FINANCIAL STATEMENTS SPTE E 2000, NOTE I w SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) add t ry Rom i ror ont xpondi turns are controlled by- appropriations in accordance with the budget requirements -sot- forth in the Florida Statutes The budgeted 'revenues and expenditures in the. accompanying financial statements reflect all approved amendments. General Fixed Assets - The tangible personal property used by theProperty', : Appraiser in its operations is. s own in the General Fixed Assets Account Group. of the Board of County Commissioners. In addition, the office space and certain other expenditure items used in the Property Appraiser®s operations are pro i,dod at nd'cost by the Board of County Commissioners. Undistributed Excess Fees Florida Statutes rovide` that assessed fee revenue collected by the Property Appraiser in excess. of expenditures ", shall be retained and applied next year®s operating costs. The aourit of undistributed excess fees , t the end of each -year applicable to 'the Board of County Commissioners f Monroe County is reported as fund balance, ern ensatod Absences - The-Property Appraiser's policy grants-employees annual . leave and sick leave in varying amounts. Upon termination of emplo ent, employees with six months ,or more of credited service can receive payment for accumulated annual leave. In general , sick leave payments are granted ,upon termination of, employment ent .to employees with five years or more, of credited services The maximum payment is subject to percentages andmaximum' hour limitations. A u u t d sick leave is accrued to the extent that such amount*s . w ul normally be liquidated - with expendable available, financial resources.. The remaining liability-is reflected in the General Lohg-Terlm Debt Account Group. Total Columns on' Combined Statements -'The column entitled "Totals (Memorandum' Only)" of this report is. inclu ed for informational purposes only® This dotal column is not comparable:. to consolidated financial information, as `the basic. reporting entity is by fund type, and the various fun s: use different- bases of accounting. In addition, interfund .ty e eliminations have not been, made in arriving at the amounts included in this column. dew ' MONROE COUNTY FLORIDA PROPERTY APPRAISER NOTES TO FT ANCTL STATEMENTS EPTEM ER 30 2000 NOTE 2 CASH AND INVESTMENTS Cash and investments at September 30, 2000 consist of the following; Demand Deposits : 4 1 Demand and time deposits are fully insured in- accordance with Florida Statute 280, which established the multiply financial institution 'collateral pool . Legallyperm-i ssi bl investments- 'are defined by Florida, Statute 125.31 and primarily consist- of Federal and State securities, NOTE 3 =. LONG.TERM DEBT The following is a summary of changes in long,-term debt for the year ended September 30, 2000. Accrued Compensated Absences Long Tara Debt, Beginning of Year 111® 7 . Debt Issued 4®917 Long Term Debt, Enid of Year 11 COTE LEASE OBLIGATIONS The Property Appraiser pays rent under c'ancelable perating leases for office equipment. Rental expense for the current year amounted t 14,500. OOE COUNTY FLORIDA PROPERDLAPPRAISER NOIESJO FINANCIAL STATEMENTS SEPTEMBER 30 2000 NOTE'NOTE '5 RETIREMENT PLAN Substantially allfull -time Property Appraiser employees are participants' i the Florida, Retirement 'System ("The- System") , a. multipl - mpl yer® cost sharing' public retirement system. The System, which is controlled , by, the State L gislat r and administered y State of `Florida Department of AdminIstration, ' Division of Retirement, covers approximately 591,>9 0 full -time employees of various- governmental units within-the Stag of Florida The System provides for vesting of, benefits after 10 years of creditable service. Normal retirement ,benefits and available to employees' who retire at or after 'age wit `10 or more years of srvigy early retirement i available- after 10 years service with a '5 reduction of, benefits for each year prier to normal retirement age Retirement benefits are, based upon age, average compensation and years-of-service credit wher average compensation is computed as the average of an individual 's five highest years of earnings Employees are riot required to contribute to the System. The Property Appraiser has n .resppnsib lity to the System other than to make the periodic, payments required by state statutes. The Florida Division of Retirement issues a publicly available ' finanl report that - includes financial statement's and -required supplementary information for the System. ' The 'report may be obtained by writing to' Florida Division of Retirement, 2639 Monroe Street Building C® Tallahassee, FL 32399-1560. Participating _,employer contributions are based 'upon ' state-wide rates established :by the Stag : f l rida. These . rags `are applied to employee`. salaries as follows: regular employees® 9p15 , special risk employees, 20m29 , and elected officials, 16.99 & . The Property Appraisgre"s contributions made during the years ended Septemb r 30, 2000, 1999 and 1998 were $151,4 0, 16,000 and $235,406, respectively, ' equal to the actuarially determined contribution requirements for each year® NOTE 6 - DEFERRED COMPENSATION PLAN The, Property Appraiser offers its employees 'a deferred compensation plan created in accordance 'with Internal Revenue Code Section 457. The plan9 O ROE COUNTY FLORIDA PROPERTY APPRAISER TES TO FINANCIAL STATE E TS SEPTEMBER 30 2000 NOTE 6 DEFER-REDCOMPENSATION P (Continue available to all Property praiser mpl'oy os, permits them to, of r a portion of thi r salary unti 1 future ears® arti;ci pati n._ in the Plan is optional . The deferred compensation is net available to employees" until termination, retirement, death, or unforeseeable emergencies. Federal legislation converted the Section 457 deferred doensation assets from the Property Appraiser assets to employee assets s a result of these changes, plan assets are o longer subject to the claims of the Property 'Appraiser's eneral.. re itrm NOTE 7 LITIGATION The Property Appraiser 'is a defendant in various lawsuits and is involved in other disputes wherein substantial amounts ar cla meda In the opinion , f. t e, Property Appraiser, these suits and claims should not result in, judgments or settlements which, in- aggregate, would have -a 'material effect on the' Property raiser's financial ositio . NOTE 8 w RISK MANAGEMENT The Property Appraiser s exposed to various risks o -loss related t tort; theft of, damage to, and destruction of assets, errors and omissions, injuries to employees; and natural disasters. The Property Appraiser participates in the coverage provided by the Board of County;Commissioners of Monroe County for Workers Compensation, Group Insurance, and Risk Management internal service funds. Under these programs, the Worker's Compensation Fund provides $250, 00 coverage per claim for ,regular employees. The- Group Insurance Fund provides coverage up to 35, 0 or -each medical claim. Risk Management provides 10 ,000 for each general liability claim and 1100 000 for most property damage claims. Windstorm; Flood and Property amage insurance excess coverage- 'varies y individual property. The County purchases commercial insurance for claims in excess of coverage r v ded by the funds an& for, all other risks of loss® Settled claims have not exceeded this commercial coverage in any of -the past three ,years. The Property Appraiser makes payments to the Worker's Compensation, Group Insurance and Risk Management, Funds based on estimates of the .amounts, needed to pay prior and current year claims. .10- Certified Public Accountants 1438 ICNY DRIVE P. 0. BOX 1529 KEY WEST, FLORIDA 3�3041-1529 MEMBER MERICAN INSTITUTE YW o, P, C.P.A. (3 5) 294-2551 AND FLORIDA INSTITUTE of MARVA_E. GREEN, C.P.A. FAX # (305) 94-4778 CERTIFIED PIUELIC ACCOI NTANTS DEPENDENT AUDITORS® REPOT ON CO LIA C AND ON INTERNAL CONTROL OVER, FINANCIAL REPORTING Mr. Ervin H. Hi gs Property Appraiser Monroe-County® ,Florida have audited the financial statements of the Property Appraiser of Monroe Count , Florida ("Property Apprai's r") as of and for the year ended September 0 2000, and have, issued our report -thereon dated January 25, 0 1a We conducted our audit .in accordance with generally accepted auditing standards and' the standards applicable to financial 'audits contained in Government Auditing Standards, issued- by tho .Co ptroll r General of:t o . nit d States Compliance s part of obtaining reasonable assurance about whether the Property' Apprai sdr's financial - statements are free . of', material ' i sstatement, we performed tests of its compliance , with certain provisions of laws regulations, contracts .and grants, noncompliance with, which could have a direct and material affect n the determination of `financial statement amounts. However, prodding are opinion on compliance with' those 'provisions was not an objective of- our audit,'and, accordingly, we' do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported udder GoVernment Auditing Stan ar se Internal Control Over Financial Re ortind In planning and performing our audits we considers the Property Appraiser's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing. our opinion on the financial statements and not to provide assurance on the internal control over financial reporting. Our consideration of the internal control over financial 'reporting would not n dessaril;y di'sdl so .all matters- in the . internal control over financial reporting ,-that t might- be material weaknesses. Iaterial .wea ness is a condition A which the design or, operation of one or more of the 'internal' control components does, 'not reduce to a relatively low, level the risk that misstatements in amounts that would be material in rel ati do to the financial statements being audited may occur and not be detected within timely period 1 by employees .in the normal course of performing their assigned functions. . We noted no matters involving .the internal control over financial reporting -and its operation that we consider to be material weaknesses. This4, report is intended solely .for the information and use of the Property 'Appraiser and members of the County and .State governments and is not intended . to b and should not be used by anyone other than these sp ifi d .part s, Kemp & Grp; P.Aa Certified Public Accountants January , . 1 -12- KEMP GREEN, *A. -Certified Public Accountants 1438 KENNEDY DRIVE P. 0. BOX 1529 KEY WEST, FLORIDA' 33 41-1529 MEMBER ERI A 114STITUTE . 0. KEMP, C.P.A. -( 5).29 .25 1 AND FLORIDA INSTITUTE OF MARVA E: GREEN, C.P.A. FAX # (3 5) 294-47713 CERTIFIED UEtiC ACCOUNTANTS INDEPENDENT AUDITORS' MANAGEMENTIETTER r. Ervin A. Higgs PrbpertyAprfsr Monroe County, -Florida In planning and performing' our audit of the financial statements of the :Property Appraiser of Monroe. C dnty Florida Appra sir°&} for the year ended September 30, 2 .0 e considered the Property Appraiser's internal , control in order° to determine "our auditing, procedures for the purpose of expressing our opinion on theL financial statements. Although our audit was rent -deigned to provide 'assurance on internal control and its operations® we `noted certain ratters involving internal control and its operation, .and ' ar s bmitting for your consideration related r commendati hs., designed to help the Property Appraiser flake improvements and achieve operational 'efficiencies. Our, comments reflect our desire to o of donti n n asi stars to to Property Appraiser. pond i n Pri or� Year H s anagent Lttr Not 11t l dented There were ,no recommendations and: suggested accounting procedures as outlined in the-,Maln'agemeht Letter for the ;year ended S pt l b r _30 s 1999. Current Year Findings None. OTHER REQUIRED RE - Marva Green was the Auditor n,.Chargo for the audit of the Property Appraiser. We attest that 'the Auditor i n Charge met the educational requirements pursuant Jo Chapter 11.45, Florida Statutes. . The Property Appraiser was not in a -stag of financial emergency as described n Florida Statutes, Section 21 .5 3(l) . e have reviewed, the- annual report filed with the Department of Banking and Finance for Monroe County, Florida pursuant to Section 218.32, Florida Statutes. This, report is in agreementwith, the annual audit report whi ch mw incorporates the financial statements of the Property A ' aisere R quirements,relative to Public Records Modernization Trust, money do not apply -to the Property Appra sere Thi s report is intended solely for' the 'information and use of the Property Ap r�ai er .and members of the County and State governments and is not intended tn .be and should not be used by anyone other than these specified 'parties FA- 'Kemp & Green, P.A. . Certified Public Accountants January 25„ 200 -14- ZHE 4Qk 10 M ON�ROE COUNTY PROPERTY APPRAISER, cc 2 r" COUNTY COURTHOUSE CO PO. BOX 1176 KEY WEST, FLORIDA 33041 CFA PHONE (305) 292-3420 ERVIN A. HIGGS, C.F.A.-CRA Tuesday February 22, 2001. Honorable Charles L. Lester Auditor General PO Box 1735 Tallahassee, Florida 32302 RE: Management Audit Response Dear Mr. Lester: In response to the Auditors Report on internal control for fiscal year 1999-2000, please find the following: There were no findings for the fiscal year 1999-2000 If you require any further information, please feel free to contact our office. Sincerely, ERVIN A. HIGGS, C.F.A. MONROE COUNTY PROPERTY APPRAISER EAH/j1k MEMBER PROFESSIONAL APPRAISERS ASSOCIATION OF FLORIDA FLORIDA ASSOCIATION OF PROPERTY APPRAISERS-INTERNATIONAL ASSOCIATION OF ASSESSING OFFICERS NATIONAL ASSOCIATION OF REVIEW APPRAISERS