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Report No. 07122, Monroe County 7122 STATE OF FLORIDA LEGISLATIVE AUDITOR T8E S Off{.t. 1‘!1., •''�- _ .per 4 WA th"1- CfD WE , '°** MONROE COUNTY ea:* CLERK OF THE CIRCUIT COURT FORMER TAX COLLECTOR ASSESSOR OF TAXES COUNTY JUDGE JUDGE OF THE SMALL CLAIMS COURT JUSTICES OF THE PEACE, DISTRICT NOS. 1, 2, AND 3 CONSTABLES, DISTRICT NOS. 2 AND 4 Dated: March 10, 1969 • i '7122 u. STATE OF FLORIDA LEGISLATIVE AUDITOR Report on Audit of the following Officials of MONRCE COUNTY As of Pages Clerk of the Circuit Court Earl R. Adams 7-31-68 1- 6 Former Tax Collector Howard E. Wilson 11- 1-68 7-19 Assessor of Taxes Joe Allen 8-31-68 20-30 Betio Comes 7-31-68 31-37 County Judge Paul E. Ea uinaldo 8-31-68 38-40 Judge of the Small Claims Court 9 Justice of the Peace, District No. 1 Ede lmiro Morales 8-31-68 41-43 Justice of the Peace, District No. 2 Berl R. Finder 8-31-68 44-45 Justice of the Peace, District No. 3 Norman D. Martin-Vague 8-31-68 48-48 Constable, District No. 2 Jose "Smokey Joe" Espinosa 8-31-68 49-50 Constable, District No. 4 John E. "Ted" Carter 8-31-68 61-53 Dated' March 10, 1969 k ;:20 STATE OF FLORIDA al 'Nu LBOIBLATIVB AUDITOR 4 ERNEST ELLISON,C. P A. Tallahassee, Florida .IEm.L..IV.AUDITOR March 10, 1969 The Legislative Auditing Committee of the Legislature and the Governor of Florida Sire: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE EARL R. ADAMS CLERK OF THE CIRCUIT COURT MONROE COUNTY For the period beginning July 1, 1966, and ending July 31, 1968, and present this report thereon. The Clerk's accounts as Clerk and Auditor of the Board of County Commissioners are audited in connection with the audit of the accounts of that Board, and therefore are not covered in this report. Since the income of the office is on the basis of calendar years, the income for the entire 1966 is shown in this report. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. The records were kept in accordance with the requirements of Chapter 219, Florida Statutes, and the Comptroller's regulations issued pursuant thereto. In my opinion, subject to the comments above, the attached financial statements present fairly the financial condition of the office of Clerk of the Circuit Court at July 31, 1968, and the results of its financial operations for the years 1966, 1967, and 1968 to July 31, in conformity with generally accepted governmental accounting principles applied on a consistent basis. Or 1 GENERAL STATEMENT Collections were properly accounted for. Expenses were proper, and excess income was promptly remitted. Retirement contributions were correctly deducted and promptly remitted. Records were generally well kept. Detailed comments are made under appropriate headings. FINANCIAL CONDITION A statement of the financial condition of the Clerk's office at July 31, 1968, is shown on exhibit A. TAX REDEMPTIONS Funds received for the redemption of county and individual tax certificates were properly handled and recorded. County tax redemptions on hand at July 31, 1968, totaled $402.84. This amount was distributed on August 1, 1968. Individual tax redemptions which were unclaimed after being held for three months were either distributed shortly thereafter to the proper owners or were remitted to the State Treasurer in compliance with Section 192.24, Florida Statutes. A total of $9,491.37 was held at July 31, 1968, for distribution to owners of individual tax certificates. COUNTY TAX CERTIFICATES All open county tax certificates were properly accounted for. Certificates held for over two years had been certified by the Clerk to the Board of County Commissioners in accordance with Section 194.47(1), Florida Statutes. COUNTY LAND SALES There were no sales of record of county foreclosed land during the audit period. TAX DEED SURPLUS Undistributed surplus proceeds of tax deed sales totaled $526.58 at the close of the audit period. Tax deed surplus funds unclaimed for three months or longer on each December 31 were advertised and distributed to the county's General Fund as required by Section 194.23, Florida Statutes. 2 LAW LIBRARY FUND The Clerk collected and remitted filing fees for the county's Law Library Fund as provided in Chapter 61-2491, Special Acts of 1961. REGISTRY OF COURT Registry of court funds totaling $10,142.16 at July 31, 1968, were held in a local bank. The State Treasurer held proper security for these funds. SUPPORT FUNDS Under the provisions of Chapter 88, Florida Statutes, the Clerk received and disbursed support monies. No fees were provided for these services. SOCIAL SECURITY ACCOUNT The Clerk maintained a bank account for social security contributions for his office and the offices of the County Judge, Tax Assessor, and Board of County Commissioners. The collections deposited into the account were properly remitted to the State. A surplus of $9.21 due to breakage remained in the bank account at the end of the audit period. INCOME AND EXPENSES Annual reports of income and expenses were properly prepared and promptly filed. Excess income was correctly remitted. Exhibit B presents the income and expenses for the years 1966, 1967, and 1968 to July 31. COMPENSATION Chapter 65-1065, Acts of 1965, governs the Clerk's annual compensation of $12,500. RETIREMENT The Clerk properly deducted retirement contributions from the salaries paid to all eligible employees. These contributions, together with those for his personal account, were promptly remitted to the retirement system. RECORDS Records were well kept with a few minor exceptions. Collections were deposited or remitted intact. The bank accounts were reconciled monthly and the necessary bank balances properly reported to the State Treasurer. 3 AGENT FOR THE TRUSTEES OF THE INTERNAL IMPROVEMENT TRUST FUND No transactions of record were handled by the Clerk as Agent for the Trustees of the Internal Improvement Trust Fund. EXHIBITS The following exhibits are attached to and form a part of this report: EXHIBIT - A Balance Sheet. EXHIBIT - B Income Account. Respectfully submitted, (Signed) Ernest Ellison Legislative Auditor Audit made by: (Signed) Willard C. Hale V 4 EXHIBIT - A MONROE COUNTY CLERK OF THE CIRCUIT COURT BALANCE SHEET July 31, 1968 ASSETS Cash on Hand $ 3, 963.85 Cash in Banks 29, 665.56 Accounts Receivable 46. 00 TOTAL $33, 684. 41 LIABILITIES County Tax Redemptions $ 402.84 Tax Deed Surplus 528. 58 Individual Tax Redemptions 9, 491. 37 Withholding Tax Unremitted 820.54 Social Security Account Surplus 9. 21 Registry of Court 10, 142. 18 State Documentary Stamps Consigned $20, 000.00 Less, Stamps on Hand and Ordered 17, 391 .35 2, 608. 65 State Surtax Stamps Consigned $ 3, 860. 00 Lees, Stamps on Hand 2, 958.45 891. 55 Juror and Witness Payroll Funds Consigned $ 5,000.00 Less, Payrolls on Hand 627. 00 4, 373.00 Excess Income Accrued, 1988 to July 31, Exhibit B 3, 114.87 Total Liabilities $32, 380.77 Clerk of the Circuit Court 1, 283. 64 TOTAL $33, 664.41 EXHIBIT - A 5 MONROE COUNTY EXHIBIT - B CLERK OF THE CIRCUIT COURT INCOME ACCOUNT January 1, 1966 to July 31, 1068 1966 1967 1968 vo 7-31 Grose Income Fees Earned: Tax Fees $ 4,979.00 $ 2, 912 .70 $ 1,918.80 Civil Docket Fees 7, 711.26 8, 278.75 4, 955.75 Recording Fees 92, 832. 00 30,922. 25 10, 557. 00 Certified and Other Copies 1, 541. 50 1, 609. 50 967. 00 Criminal Fees 1, 210. 95 2, 108.70 1, 143. 90 Other Fees 1,741 .13 2, 094.97 1, 462.08 Income as Clerk to Board of County Commissioners (1) 18,435. 00 18, 735.00 18, 175. 00 Total Gross Income $67, 650. 83 $65. 485.27 646, 180.41 Expenses (1) Salaries $37, 860. 10 $39, 524.83 $34, 162.84 Travel Expenses 758.78 501. 10 291. 15 Accounting Services 660.00 880.00 110.00 Association Dues 200. 00 Insurance 88.00 88.00 Legal Services 400. 00 400.00 250.00 Office Supplies 194. 77 400.52 13. 60 Postage and Express 435. 00 320.80 362.99 Repairs - Equipment 55. 13 Telephone 380. 88 368. 95 183.61 Office Equipment 102. 93 400. 00 Total Expenses $41. 135. 57 $42, 264.20 935, 773.90 Net Income $26, 515.26 $23, 221.07 $10,406. 42 Compensation 12, 500. 00 12, 500.00 7, 291 . 55 Excess Income $14, 015.26(2) $10, 721 .07(3) $ 3, 114.87(4) Notes: (1) This statement does not include a $75 monthly travel allowance and travel reimbursements paid directly to the Clerk by the Board of County Commissioners and not entered by the Clerk in his official accounts. (2) Remitted to the county January 11, 1987. (3) Remitted to the county January 15, 1966. (4) Not payable calculated and shownl since endr the of the u thet since it is in excess of the compensation of the Clerk to date. EXHIBIT - B 6 STATE OF FLORIDA �� LEOISLATIVE AUDITOR r'r ERNEST ELLISON.C. V.A Tallahassee, Florida LDOULATIVC AUDITOR March 10, 1969 The Legislative Auditing Committee of the Legislature and the Governor of Florida Sire: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE HOWARD E. WILSON FORMER TAX COLLECTOR MONROE COUNTY For the period beginning July 1, 1966, and ending November 1, 1968, the date of his death, and subsequent transactions to November 18, 1968, and present this report thereon. Since the income of the office is on the basis of calendar years, the income for the entire year 1966 is shown in this report. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. The records were kept in accordance with the requirements of Chapter 219, Florida Statutes, and the Comptroller's regulations issued pursuant thereto. In my opinion, subject to the comments above, the tabulation included herein on transfers to the successor and the attached financial statements present fairly the financial condition of the office of the former Tax Collector at November 1, 1968, and the results of its financial operations for the years 1966, 1967, and 1968 to November 1, in conformity with generally accepted governmental accounting principles applied on a consistent basis. 7 GENERAL STATEMENT All collections of record have been accounted for. The former Collector had an equity in the official funds of $7,477.11 at November 1, 1968. Commissions were properly billed. Income and expenses were properly substantiated and reported. Excess income was promptly remitted. Detailed comments are made under appropriate headings. TRANSFERS TO SUCCESSOR The following summary shows liabilities of record at November 1, 1968, and the resources transferred to the successor to cover the liabilities: Liabilities at November 1, 1968 Collections for Remittance in Regular Course, Exhibit A $51,681.74 Excess Income Payable, Exhibit C 4.31 Excess Income Accrued, 1968 to November 1, Schedule 1-C 34,889.27 Payroll Deductions 322.72 Refunds Due to Individuals 77.80 Outstanding Checks on Closed Bank Account 241.48 Balance of Advance for Postage for Mailing Tax Statements 580.00 Outstanding Checks. Assumed by Successor 1,422.77 Due to Estate of Former Tax Collector Howard E. Wilson 7,477.11 Total $96,697.20 Amounts Transferred to Successor, November 18, 1968 Cash in Office $ 2,220.71 Cash in Banks 94+476.49 Total $96,697.20 Unused receipt blanks, office equipment, and other property in the former Collector's custody were transferred to the successor. COLLECTIONS AND REMITTANCES Collections were promptly and accurately remitted. Collections for taxes were noted on the rolls, and corrections to the tax rolls were made in accordance with the Comptroller's instructions. Tax executions were issued for delinquent intangible personal property taxes. Records and follow-up procedures for the collection of occupational licenses appeared adequate. Collections and remittances are shown on exhibit A. 8 COMMISSIONS Commissions were properly billed. Commission accounts for each taxing unit are shown on exhibit B. Since the former Collector had received maximum compensation the receivables were transferred to the successor in office to be received and accounted for by him. INCOME AND EXPENSES As required by law, annual reports of income and expenses were filed for 1966 and 1967. These reports are summarized below: 1966 1967 Income $131,557.86 $132,298.47 Expenses 90,247.19 105043.53 Net Income $ 41,310.67 $ 27,054.94 Compensation 12,SOO.DO 12,500.00 KXCsse Income $ 28,810.67 $ 14,554.94 The excess income reported was promptly remitted. Budgets required by Section 193.02, Florida Statutes, were filed. for 1967 and 1968. Expenses were supported by paid bills and invoices. Excess income is shown on exhibit C. Income and expenses as audited are shown on schedule 1-C. COMPENSATION Chapter 65-1113, Acts of 1965, guaranteed annual compensation of $12,500 to the former Tax Collector. TAX ROLLS The tax rolls were properly closed. Tax roll balances are shown on exhibit E. 9 RECORDS AND CASH CONTROL A balanced cashbook, as required by Section 219.04, Florida Statutes, was kept for all accounts during the audit period. Collections were deposited intact. Receipts were issued for all collections of record. Validating machines were used for collections by the tag agency and regular collections on the general tax rolls. Generally, the machines in use and their operation were in accordance with the Comptroller's regulations. The deficiencies in the machines in use that were commented on in audit report No. 6652 were corrected after the close of the audit period by the purchase of new validating machines that comply with the Comptroller's regulations. Prenumbered receipts were written for all other collections of record which were not processed on the validating machines. RETIREMENT Retirement contributions had been properly deducted by the former Tax Collector from salaries paid to all eligible employees. These contribu- tions, together with contributions for his personal account, had been promptly remitted to the retirement system. EXHIBITS AND SCHEDULE The following exhibits and schedule are attached to and form a part of this report: EXHIBIT - A Collections and Remittances. EXHIBIT - B Commissions. EXHIBIT - C Excess Income Payable. SCHEDULE 1-C Income Account. EXHIBIT - D Tax Roll Balances. Respectfully submitted, (Signed) Ernest Ellison Legislative Auditor Audit made by: (Signed) James C. Ketzle 10 MONROE COUNTY EXHIBIT - A FORMER TAX COLLECTOR COLLECTIONS AND REMITTANCES July 1, 1g66 to November 1, 1968 Total T axe s Licenses end Registrations General Intangible Motor Other Vehicle On Hand, July 1, 1988 $ 387,707.02 $ 84,304.39 $ 3,634.19 $ 282,814.25 $ 6,994.19 Collections, Audit Period: Taxes On Rolls: 1965 $ 4,000.52 $ 4,000.52 $ $ $ 1968 4.332,7E6.41 4,283,578.47 89,170.94 1987 4,361,818.36 4,316,276.80 05,541.55 1988 9,957.16 9,772.35 184.83 On E 8 I Lists 734.20 734.20 On Execution Register 599.41 599.41 Interest Added 12,697.68 12,474.15 123.71 Advertising 6,901.88 8,887.60 14.06 Class C 97,683.40 97.683.40 Motorboat Registrations 70,099.60 70,099.50 State Licenses: 1986 1,221.64 1,221.64 1988 160.460.47 86,181.47 64.289.00 1987 812,522.50 741,985.20 70,637.30 1988 756,093.85 858,833.41 87.080.44 Sales Tax 97.661.22 97,651.22 Use Tex, Dealer's Tags 1.482.60 1,482.60 County Licenses: 1965 438.60 438.60 1968 64,695.43 64,895.43 1967 60,068.10 00,068.10 1988 56.638.32 56,638.32 Judge's License Fees 753.00 963.00 Forfeited Tax Sale Deposit 60.00 80.00 Total Collections $10,910.783.11 $8.615.784.29 $233,203.89 21,817,113.80 8444,681.13 TOTAL TO BE REMITTED $11,298,490.13 88,700,148.68 $236,738.08 $1,909,926.06 $461,875.32 Remittances, Audit Period: Regular, for Commissions. Exhibit B $ 9,104,029.66 $8,427,199.14 8231,886.94 $ 98,836.86(1) $348,527.72 Individual Tax Sales 252,542.49 262,642.49 Beverage License Transfers 4,318.76 4,318.75 County Judge 759.00 769.00 Department of Motor Vehicles 1,799,694.54 1,799,894.54 Board of Conservation 74,814.50 74,814.50 Advertising 10,851.45 10,634.70 18.76 Total Remittances 811,246,806.39 $8,690,378.33 $231,663.69 $1,896,330.40 $428,417.97 On Hand, November 1, 1986: Remitted in Regular Course After November 1, 1986 51.881.74 9.772.35 5.054.38 13,597.65 23.259.35 TOTAL $11.296.490.13 $8.700,146.68 $236.738.08 31,909,926.06 $451,876.32 Note: (1) Includes $3,149.48 commissions deducted. EXHIBIT — A 11 EXHIBIT - B MONROE COUNTY FORMER TAX COLLECTOR COMMISSIONS July i, 1966 to November 1, 1968 TAXING UNIT TAX REMITTANCES YEAR FOR COMMISSIONS State: Licenses Due 7-1-66 $ 1965-66 633. 04 1966-67 62, 564. 00 1967-68 68, 815.49 1968-69 54, 686.96 Intangible Due 7-1-66 Prior Years 82. 70 1965 3, 791 .65 1966 103, 615.64 1967 110, 750.63 1968 13, 426. 23 Sales Tax 05, 135. 86 Use Tax, Dealer' s Tags 1 , 500. 00 Total State County Due 7-1-66 1965 15, 997. 07 1968 2, 498, 246. 01 1967 2, 661, 345. 28 1968 46, 569. 55 Total County School District Current 1965 5, 945.46 1966 1 , 213, 669. 79 1967 1, 154, 410. 10 Total School District Current School District I & S 1965 1 , 783.65 1966 235, 610. 86 1967 197, 130. 22 Total School District I & S EXHIBIT - B (Contld. ) 12 EXHIBIT - 8 COMMISSIONS Receivable R e C e 1 V e d Balance 1966 1967 19E16 Receivable from 7-1 co 11-1 (1) $ 64.31 $ 84. 31 $ $ $ 19. 00 18. 90 . 10 2. 326. 92 2, 179.49 147. 48 2, 514. 46 2,229.64 282. 11 2. 71 2, 090.61 2, 090.61 $ 7, 015. 30 $ 2, 262.65 $ 2,377. 22 $ 282. 11 $2, 093. 32 $ 470.62 $ 470.62 $ $ $ 1 .86 . 06 1 .60 75. 83 74. 10 1.63 . 10 2.622. 34 894. 75 1 , 725.68 1.91 2, 765. 01 807. 71 1, 957.30 818. 52 692. 49 126.03 $ 8, 753. 98 $ 1, 439.47 $ 2, 535. 08 $ 2, 653.40 $ 126. 03 $ 2, 854. 12 $ 514. 21 $ 1, 067. 38 $ 1, 272. 55 $ - - $ 45. 01 $ 1. 12 $ 20. 48 $ 23.41 $ 18, 868. 41 $ 4, 217. 45 $ 6, 000. 14 $ 4, 231. 47 $2, 219. 35 $ 650. 75 $ 855. 75 $ $ $ 319. 94 319. 94 54,874. 44 1, 987. 50 52, 357.67 551 . 02 -21.75 58, 296. 91 2, 106. 48 58, 189. 11 1 .32 1, 897. 09 1, 897. 09 $115, 989. 13 $ 2, 958. 19 $ 54, 964. 15 $ 56, 740. 13 $1, 826.66 $ 118. 91 $ 118. 91 $ $ $ 26, 488. 41 26, 214. 72 273.89 25, 138. 21 25, 138.21 $ 51, 745. 53 $ 118. 91 $ 28, 214. 72 $ 25, 911. 90 $ 35. 67 $ 35. 87 $ $ $ 5, 142. 24 5, 089. 11 53. 13 4, 292.60 4, 292.60 $ 9, 470. 51 $ 35. 67 $ 5, 089. 11 $ 4, 345. 73 EXHIBIT - B (Cont 'd. ) 13 EXHIBIT - B MONROE COUNTY (Cont 'd. l FORMER TAX COLLECTOR COMMISSIONS July 1, 466 to November 1, ig68 TAXING UNIT TAX REMITTANCES YEAR FOR COMMISSIONS Mosquito Control District Due 7-1-68 $ 1965 1, 783.65 1968 271. 226. 47 1967 281, 532. 20 Total Mosquito Control District Central and Southern Florida Flood Control District 1965 39.59 1966 1, 969. 71 1967 1, 767. 76 Total Central and Southern Florida Flood Control Dtstrict Individual Tax Bales TOTAL $9, 104, 029.66 Received January 1 to June 30, 1986 (From Prior Audit Report) Total Received in 466 Note: (1) Figure in italics is an overpayments. EXHIBIT - B 14 EXHIBIT - B (Cont 'd. ) COMMISSIONS Receivable Received Balance 1986 1967 1968 Receivable from 7-1 to 11-1 (1) $ 74. 44 $ 74. 44 $ $ $ 96. 87 35.67 5, 019. 54 5,858.38 61. 16 6, 130.64 6, 130.84 $ 12, 180. 29 $ 110. 11 $ 5,858.38 $ 8, 191.80 $ - - $ 9. 96 $ 3. 96 $ $ $ 196. 97 196.97 176. 78 178. 78 $ 377. 71 $ 3.96 $ 196. 97 $ 176.78 $ $ 9, 529. 56 $ - - $ 4, 928. 45 $ 4, 603. 11 $ - - $215, 941 . 14 $ 7, 444. 29 $102, 749.92 $101, 700. 92 $4, 046. 01 95, 518. 45 $102, 960.74 To Schedule 1-C EXHIBIT - B 15 EXHIBIT - C MONROE COUNTY FORMER TAX COLLECTOR EXCESS INCOME PAYABLE July 1, 1966 to November 1, 1968 TOTAL D U E Board of Board of County Public Commissioners Instruction Balance Underremitted, July 1, 1966 $ 4. 31 $ 3.77 $ . 54 Accrued, Audit Period: 1966 28, 810. 67 22, 589. 29 6, 221.38 1987 14, 554. 94 11, 111. 10 3, 443. 84 Total $43, 369. 92 $33. 704. 18 69, 665. 76 Remitted: December 31, 1966 $28, 810. 67 $22, 589. 29 $8, 221. 38 December 31, 1987 14, 554. 94 11, 111. 10 3, 443. 84 Total Remitted $43, 365. 81 $33, 700.39 59, 885. 22 Balance Underremitted, November 1, 1968 $ 4. 31 $ 3. 77 $ . 54 EXHIBIT - C 16 MONROE COUNTY SCHEDULE i-C FORMER TAX COLLECTOR INCOME ACCOUNT January 1, 1966 to November 1, 1968 1966 1967 1968 To 11 - I Gross Income Commissions, Exhibit B $102, 960. 74 $102, 749.92 8101, 700.92 Tax Certificate Fees 206.40 311.55 481.70 Advertising 3, 508. 20 9, 367. 50 5, 979. 00 Personal Property Collection Fees 492. 50 204.00 178, 00 78. 00 Tax Redemption Beverage License Transfer Fees 11. 28 11. 28 7. 25 387. 25 Occupational License Fees Motor Vehicle License Fees 21, 851.00 29, 133. 00 22, 256.00 Motorboat Registration Certificate 1, 354. 00 1, 517.50 1, 490. 50 Fees Mailing Fees 676.76 424. 50 552.25 Interest 598. 02 588.34 950.00 Miscellaneous Income 173. 13 Total Gross Income $131, 557. 86 $192, 298.47 $132, 929. 48 Expenses Salaries $ 64, 177. 79 $ 79, 446. 20 $ 71, 180.79 936. 90 Retirement 1, 099. 78 512.39 80. 69 Printing 3, 681. 40 3, 919. 20 5, 138. 85 Advertising 2, 179. 00 1, 843.00 22. 00 Iollectie Collection Costs, Class C Intangible 743. 05 572.96 868.75 Taxes Automobile Allowances 3, 810. 79 3, 760. 83 1 , 505. 00 Office Equipment 7, 235. 82 5. 448. 45 1. 281. 50 Postage and Post Office Box Rent 1,777. 00 1, 515.80 1, 952.79 77 .00 1, 436. 43 1, 271.65 Telephone 2, 320.83 2, 592.73 1, 683.49 Office Supplies 130. 00 255. 00 255. 00 LAssociation Dues 250. 00 738. 20 offic FExs 1, 370. 92 815. 10 187. 60 Office Expenses 1, 906. 08 80. 04 Office Repairs 861. 01 682. 18 1, 466. 64 Travel Expense Total Expenses $ 90, 247. 19 $105, 243. 53 $ 87, 589.39 $ 41, 310. 67 $ 27, 054. 94 $ 45, 340. 09 Net Income 12, 500. 00 12, 500.00 10, 450. 82 Compensation Excess Income $ 28,810.67 $ 14, 554. 94 $ 34, 889. 27(1) Note: (1) Not payable until after the end of the year, but the amount is calculated and shown since it is in excess of the compensation of the Tax Collector to date. SCHEDULE 1-C 17 EXHIBIT - D MONROE COUNTY FORMER TAX COLLECTOR TAX ROLL BALANCES Rolls Open During Period July i, 196b to November 1, 1968 GENERAL 1985 1986 DEBITS Charged on Rolls $3, 781,369. 13 $4, 437, 163. 72 Supplemental Rolls 2, 179.33 4. 364.34 Assessor' s Corrections -12,833.88 -7, 144.22 Extended by Tax Collector Excess (Deficiency) of Credits -12.0 463. 37 Total $3, 750, 701 .85 $4, 434, 847. 21 CREDITS Collected on Rolls: Prior Audit Period $3, 606, 236. 77 $ Audit Period 4, 000. 52 4, 263, 578. 47 Total Cash $3, 610, 237. 29 $4, 263, 578. 47 Discounts 106. 975. 49 125, 248. 98 Total Collections $3, 719, 212. 78 $4, 388. 827. 45 County Tax Sale 1, 316. 65 Execution Register E & I List 31. 489. 07 5, 543. 05 Net Restraining Orders 39, 160. 06 Uncollected. Current Rolls Total $3. 750, 701. 85 $4. 434. 847. 21 Note: (I) Includes class C-2 taxes; does not include class C taxes. EXHIBIT - D 18 EXHIBIT - D R OLLS INTANGIBLE ROLLS ( I ) 1967 1966 1068 1967 1086 64, 457, 061. 14 $4, 967, 146.81 $72. 897. 11 $68, 704. 19 $89, 255. 32 8, 514.74 1, 282.38 1, 731. 53 -13,027.88 -351.25 -292.84 53. 49 . 06 80. 07 64, 452, 681 . 56 $4, 967, 146. 81 $73. 828.30 $70, 142.88 889, 255.32 $ $ $ $ $ 4, 316, 276. 80 9,772.35 69, 176. 94 65, 541. 55 184. 83 $4, 316, 276. 80 $ 9, 772.35 $69, 176. 94 $65, 541. 55 $ 184.83 131, 224. 56 407. 20 2, 495. 10 2, 400. 87 7. 53 $4. 447, 501. 36 $ 10, 179.55 $71,672. 04 $67, 942.42 $ 192. 36 2, 156. 26 2, 200, 46 5, 180. 20 4, 956, 967. 26 89, 062. 96 $4, 452, 681. 56 84, 967, 146. 81 $73, 828. 30 $70, 142. 88 $89, 255. 32 EXHIBIT - D 19 STATE OP F'LORIDA ..� 'i'x.A "" �• LEOI6LATIVB AUDITOR I `A;:a ERNEST uuSON,c. R A. Tallahassee, Florida Lmuun.c AUDITOR March 10, 1969 The Legislative Auditing Committee of the Legislature and the Governor of Florida Sire: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE JOE ALLEN ASSESSOR OF TAXES MONROE COUNTY • For the period beginning July 1, 1966, and ending August 31, 1968, and present this report thereon. Since the income of the office is on the basis of calendar years, the income for the entire year 1966 is shown in this report. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. The records were kept in accordance with the requirements of Chapter 219, Florida Statutes, and the Comptroller's regulations issued pursuant thereto. a In my opinion, subject to the comments above, the attached financial statements present fairly the financial condition of the office of Tax Assessor at August 31, 1968, and the results of its financial operations for the years 1966, 1967, and 1968 to August 31, in conformity with generally accepted governmental accounting principles applied on a consistent basis. 20 GENERAL STATEMENT Collections of record were accounted for. Commissions were generally billed correctly. Expenditures in most instances were supported and paid promptly. Excess income reported was promptly remitted. Resources were adequate to cover liabilities at August 31, 1968. Records were generally well kept. Retirement deductions were promptly remitted. Detailed comments are made under appropriate headings. TAX ROLLS Among other things an accounting machine, card files, plats, maps, and aerial photographs were used in the preparation of tax rolls. The Assessor's corrections to the tax rolls after delivery to the Tax Collector were made in accordance with the Comptroller's instructions. Tax rolls for the years 1966 and 1967 were prepared for the county, the City of Key West, and the City of Key Colony Beach. The valuations of the county tax rolls are summarized as follows: Roll General Intangible Homestead Nonexempt Total (Excluding Class C) 1966 $96,995,170 $291,635,819 $388,630,989 $84,138,098 1967 97,755,020 296,127,667 393,882,687 80,014,609 A review of property valuations was not included in the scope of this audit. COMMISSIONS In general commissions were properly billed to the taxing units. Commission accounts with each taxing unit are shown on exhibit A. BUDGETS As required by law, budgets and budget amendments were prepared, filed, and approved by the Comptroller. INCOME AND EXPENSES Annual reports of income and expenses were filed for the years 1966 and 1967. Excess income was promptly remitted. After adjustments for the guarantee payment due from the Board of County Commissioners, it was determined that excess income had been overremitted $76.35 to the Board of County Commis- sioners and had been underremitted the same amount to the Board of Public Instruction. 21 Expenditures were supported in most instances, except some invoices lacked evidence as to the receipt of goods or services. Automobile and travel expenses were handled in various ways. Examples follow: 1. Depreciation of the Assessor's personal automobile. 2. Reimbursement to certain employees for vicinity mileage at ten cents a mile (gasoline, oil, and repairs supplied by the employees). 3. Beginning August 1, 1968, payment to one employee of a fixed monthly allowance of $150 plus gasoline, oil, and other ordi- nary costs of operation; total costs not to exceed ten cents a mile. 4. Use of some office-owned automobiles. 5. Loan by automobile dealer of one automobile. Income and expenses as audited are shown on exhibit B. COMPENSATION Chapter 65-1052, Acts of 1965, provides for a guaranteed annual compensation of $12,500 for the Assessor. Additional compensation is authorized by Chapter 61-1696, Acts of 1961, for his services in assessing municipal taxes. RESOURCES AND LIABILITIES Resources were adequate to cover liabilities of record at August 31, 1968, as shown on exhibit C. i SALE OF BLUEPRINTS Collections from the sale of blueprints of plats, maps, and tracings during the audit period totaled $3,943.33. These receipts were deposited to the County General Fund. As of August 1, 1968, the Assessor no longer performed such services. RECORDS Financial records were generally well kept and in most instances complied with the provisions of Chapter 219, Florida Statutes, and the Comp- troller's regulations issued pursuant thereto. Prenumbered receipts furnished by the Comptroller were used for all collections of record. Ledgers, journals, reports, and other records were used for recording financial transactions. Bank statements were properly reconciled monthly. 22 RETIREMENT Retirement contributions had been properly deducted by the Assessor from salaries paid to eligible employees. These contributions, together with current contributions for his personal account, were promptly remitted. EXHIBITS The following exhibits are attached to and form a part of this report: EXHIBIT - A Commissions. EXHIBIT - B Income Account. EXHIBIT - C Resources and Liabilities. Respectfully submitted, (Signed) Ernest Ellison Legie lative Auditor Audit made by: (Signed) N. W. Thabit 23 EXHIBIT - A MONROE COUNTY ASSESSOR OF TAXES COMMISSIONS July 1, 1966 to August 31 , 1968 Taxing Unit Tax Rolls Gross Advances Year Taxes Commissions Due Levied State 1966 $ 109,005.26 $ 2,731.90 $ 1966 107,422.34 2,698.44 1967 115,381.60 2,857.63 1968 1 162.18 Total State $ 8,287.97 $ 1,162.18 County 1965 2,333,697.03 $ 60,202.94 $ 1968 2,603,288.29 56.975.27 1967 2.737.697.16 77.613.94 1986 41,394.08 Total County $194.792.15 $41,394.08 School District Current 1965 691.256.38 $ 22,825.13 $ 1988 1,291,946.67 26.053.93 1967 1,214,123.44 26,332.47 196E 14,044.00 Total School District Current $ 77,211.53 $14.044.00 School District I & S 1985 267,376.91 $ 8.647.54 $ 1986 250,806.80 5,446.14 1967 207,289.37 4,495.79 1968 2,397.78 Total School District I & S $ 16,769.47 $ 2,397.76 Mosquito Control District 1965 267,376.91 $ 6,847.54 $ 1966 268,719.45 6,269.39 1967 296,127.67 8,422.55 1968 3,425.36 Total Mosquito Control District $ 19,539.46 $ 3,425.36 central and Southern Florida Flood Control District 1985 1,371.10 $ 137.11 $ 1966 2,111.07 211.11 1967 1.1340.74 184.07 1968 98.16 Total Central and Southern Florida Flood Control District $ 532.29 $ 98.18 EXHIBIT - A (Cant 'd. ) 24 EXHIBIT - A Less Commissions Received Received, Audit Period Balance Commis- Retainage Receivable Prior to 1968 1987 1868 Receivable slons on 9-1-68 from 9-1 to 8-31 Errors $ 30.68 $ $ 2.701.32 $ 2.883.45 $ -182.13 $ $ $ 7.03 2,691.41 713.62 884.30 1,093.59 6.86 2,851.77 1,540.81 805.76 605.21 1,152.18 1,152.18 $ 43.47 $ - - $ 9,398.68 $ 3,576.97 $ 722.17 $ 2,634.40 $ 1,967.93 $ 506.21 $ 622.58 $ $ 59,880.38 $ 46.182.36 $ 11,618.01 $ $ $ 620.37 56,354.90 20.007.65 12,040.59 24.248.66 16,622.79 62.091.15 34,186.15 27,908.00 41,394.08 36.219.82 5,174.28 $1,142.95 $16,622.79 $219,520.40 $ 88,230.00 $ 23,568.60 $ 58,431.61 $ 64,125.82 $ 5,174.28 $ 202.29 $ $ 22,822.84 $ 18,260.10 $ 4,382.74 $ $ $ 310.19 27,743.74 9.130.08 4,566.04 14,048.82 6,286.49 21,086.98 16,832.34 4,232.64 14,044.00 12,288.60 1,755.60 $ 612.48 $ 6,266.49 $ 85,498.66 $ 27,390.18 $ 8,927.78 $ 30,880.98 $ 16.622.14 $ 1.765.60 $ 59.00 $ $ 6,788.54 $ 6,518.03 $ 1,270.61 $ $ $ 83.68 6,382.66 2,759.04 1,379.62 1,244.00 4 899.18 3,596.83 3.267.72 328.91 2.397.78 2,098.04 299.72 $ 122.68 $ 899.18 $ 18.165.49 $ 8,277.07 $ 2,860.03 $ 4,511.72 $ 2,428.95 $ 299.72 $ 69.00 $ $ 6.788.64 $ 5.478.03 $ 1.310.51 $ $ $ 74.87 6.194.52 2,730.00 1.389.50 2,086.02 9.00 1,283.74 6,138.81 3,780.87 1,377.17 .77 3.425.38 2,997.19 428.17 $ L33.87 $ 1,283.74 $ 21,547.23 $ 8,208.03 $ 2,880.01 $ 5,846.89 $ 4,374.38 $ 437.94 $ -1.85 $ $ 138.96 $ $ 138.96 $ $ $ 211.11 211.11 38.81 147.28 147.26 98.18 98.16 $ -1.85 $ 38.81 $ 595.49 $ - - $ 138.08 $ 211.11 $ - - $ 245.42 EXHIBIT - A (Cont 'd. ) 25 EXHIBIT - A MONROE COUNTY (Cont 'd. I ASSESSOR OF TAXES CONMISSIONS July 1, 1966 to August 31, 1968 Taxing unit Tax Rolls Gross Advances Year Taxes Commissions Due Levied City of Key West 1985 $ 765,476.31 $ 30,619.05 $ 1986 886.464.17 35.455.37 1989 990.542.98 39,033.72 1968 21,136.00 Total City of Key West $105,711.34 $21.135.00 City of Key Colony Beach 1965 15.180.80 $ 727.23 $ 1966 19,065.16 798.61 1967 23.123.45 921.94 1980 493.28 Total City of Key Colony Beach $ 2,450.78 $ 493.28 TOTAL 5425,315.01 $54,142.82 Received January 1 to June 30, 1966 (From Prior Audi Report) Total Received in 1986 EXHIBIT - A 26 EXHIBIT - A (Cont 'd. 1 Less Commissions Received Received, Audit Perlod Balance Commis- Retalnage Receivable Prior to 198E 1987 1988 Receivable shins on 9-1-86 from 7-1 to 8-31 Errors $ 88.40 $ $ 30,530.86 $ 23,892.20 $ $ 8,838.48 $ $ 10 7.98 35,460.01 12,247.82 8,123.81 8.123.81 10,955.37 7,928.74 31,708.98 21,276.10 7,091.70 3,340.18 21,138.00 18,496.75 2,642.26 $ 08.38 $ 7,928.74 8118,826.24 $ 36,939.02 $ 8,123.81 $ 34,237.38 $ 38,642.82 $ 5,982.43 $ $ 727.23 $ $ 727.23 $ $ $ 798.81 798.81 184.99 739.95 739.96 493.28 493.28 $ - - $ 164.99 $ 2,769.07 $ - - $ 727.23 $ - - $ 798.61 $ 1.21.7.Z3 $2,049.88 $31,120.72 $478,287.26 $151,022.01 $ 46.628.59 $136.754.26 5128,748.83 $15,633.71 69,283.96 8134,612.54 To Exhibit B EXHIBIT - A 27 MONROE COUNTY EXHIBIT - B ASSESSOR OF TAXES INCOME ACCOUNT January 1, 1g66 to August 31, Ig68 i 1966 1967 1966 to 8-31 Gross Income Commissions, Exhibit A $134, 812. 54 $136, 754. 25 $126, 748.63 Reimbursement for Coats of Preparing Tax Roll for City of Key Colony Beach 500. 00 250. 00 Other Income 100.88 345. 00 5. 60 ' Total Gross Income $135, 413. 42 $137, 099. 25 $127, 004. 23 Expenses Salaries $ 84, 654. 29 $ 89, 645.50 $ 81, 777. 57 , Automobile Expense 4, 685. 38 3, 471. 62 2, 918. 78 Automobile Depreciation 847. 73 847. 73 390. 85 Travel 11, 083. 45 12, 198. 29 6, 487. 94 Postage and Box Rental 1, 292. 14 1, 990. 98 1, 231. 51 Insurance 674. 00 1 , 045. 00 Legal Fees 800. 00 700. 00 Association Dues 120. 00 275. 00 357. 50 Office Supplies 4,440. 72 4, 662. 46 2, 201 .63 Telephone 1, 153. 78 1, 285. 19 825. 24 Maintenance and Alterations 434. 27 2, 561. 23 515. 53 Equipment 7, 281. 95 2, 155. 39 8, 582. 15 Miscellaneous Expenses 488. 75 260. 28 184.99 Total Expenses $117,606. 44 $120, 808. 87 $ 85, 393.47 Net Income $ 17, 716. 98 $ 16, 200, 58 $ 41, 810. 76 Compensation (1 ) 17, 135. 33 15, 923. 74 12, 774. 81 Excess Income Accrued $ 581 .65 $ 276. 84 $ 28, 835. 95(2) EXHIBIT - B (Cont 'd. ) 28 EXHIBIT - B MONROE COUNTY Wont 'd. ) ASSESSOR OF TAXES INCONE ACCOUNT January 1, 1966 to August gd , 1968 Notes: EXCESS INCOME TOTAL D U E Board or Board or county Public Commissioners Instruction Accrued, Audit Period: 1966 $581.65 $445, 60 $136. 05 1967 276.84 205. 50 71. 34 Total $858. 49 $651. 10 $207.39 Less: Guarantee Payment Due from Board of County Commissioners, July 1, 1966 $326. 52 $326. 52 $ Remittances: January 18, 1967 255. 13 195. 43 59.70 January 15, 1968 276. 84 205.50 71.34 Total $858. 49 $727. 45 $131. 04 Balance Overremitted - Underremitted, August 31, 1968 $ - - $-76.35 $ 76.35 (1 ) COMPENSATION 1966 1967 1968 TO 8-31 Chapter 65-1052, Acts of 1965 $12, 500. 00 512, 500. 00 $ 8,321 . 92 Chapter 61-1696, Acts of 1961: City of Key West 3, 207. 54 3, 423.74 3, 654. 28 City of Key Colony Beach 1, 427.79 798.61 Total Compensation $17, 135.33 $15, 923.74 $12, 774.81 (2) Not payable until after the end of the year, but the amount is calculated and shown since it is in excess of the compensation of the Assessor to date. EXHIBIT - B 29 MONROE COUNTY EXHIBIT - C ASSESSOR OF TAXES RESOURCES AND LIABILITIES August 31, ig68 Resources Cash in Bank 892,727.37 Due from Board of County Commissioners. Exhibit B 78.35 Total Resources 882. 803. 72 Liabilities Social Security Payable $ 887.78 Due to Board of Public Instruction, Exhibit B 78.95 Excess Income Accrued, Exhibit B 28,835.95 Total Liabilities $29.8OO.O8 Assessor of Taxes 3, 2O3.84 Total $32, 8O3. 72 EXHIBIT - C 30 oirf • STATE OF FLORIDA F���j�. \'`q�p,, LEGISLATIVE AUDITOR [NNEST ELLISON,C P.A. Tallahassee, Florida LeutaA.rvc AUbpTO. March 10, 1969 The Legislative Auditing Committee of the Legislature and the Governor of Florida Sirs: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE HELIO GOMEZ COUNTY JUDGE MONROE COUNTY For the period beginning July 1, 1966, and ending July 31, 1968, and present this report thereon. As the office is operated on the basis of fiscal years, the results of the financial operations for the entire fiscal year 1965-66 are shown in this report. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. The records were kept in accordance with the requirements of Chapter 219, Florida Statutes, and the Comptroller's regulations issued pursuant thereto. In my opinion, subject to the comments above, the attached financial statements present fairly the financial condition of the office of County Judge at July 31, 1968, and the results of its financial operations for the fiscal years 1965-66, 1966-67, and 1967-68 to July 31, in conformity with generally accepted governmental accounting principles applied on a consistent basis. 31 GENERAL STATEMENT Collections were properly accounted for by remittances or by cash on hand. Fees charged were those provided for by law. Annual reports were filed, and unexpended budget balances were promptly remitted. Retirement contributions were properly deducted and promptly remitted. Records were well kept. Detailed comments are made under appropriate headings. COLLECTIONS AND REMITTANCES Collections of record were in accordance with governing laws, were accounted for, and were remitted to the proper agencies. Collections and remittances of licenses are shown on exhibit A. FEES REMITTED TO COUNTY Remittances to the county for fees collected were made promptly and are shown in the following summary: Source of Fees Fiscal Year 1965-66 1966-67 1967-68 to 7-31 Fishing, Hunting and Trapping Licenses $ 107.00 $ 96.00 $ 98.00 Drivers Licenses 5,548.20 5,489.40 4,976.80 Marriage Licenses 1,361.25 1,239.75 1,118.25 Probate 7,522.35 9,804.85 7,966.15 Occupational Licenses 656.75 636.50 .75(1) Miscellaneous 1,253.80 1,320.80 1,369.25 Total $16,449.35 $10,587.30 $15,529,20 Note: (1) Section 205.01, Florida Statutes, 1965, providing for a fee to be collected by the County Judge was repealed by Chapter 67-433, Acts of 1967. RECEIPTS, EXPENDITURES, AND BUDGETS - OPERATING ACCOUNT Operating expenses were paid from funds advanced by the county in accordance with Chapter 44, Florida Statutes. Annual reports were properly filed, and unexpended budget balances for the fiscal years 1965-66 and 1966-67 were promptly remitted to the county. Expenditures were held within legal limitations, properly supported, and recorded. Receipts, expenditures, and budgets are shown on exhibit B. 32 COMPENSATION The Judge's annual compensation of $12,500 was governed by Chapter 65-1114, Acts of 1965. RETIREMENT The Judge had properly deducted and remitted retirement contributions for himself and all eligible employees. All other payroll deductions were also promptly remitted. RESOURCES AND LIABILITIES Resources were sufficient to cover liabilities at July 31, 1968, as shown on exhibit C. RECORDS Records were in balance and were well kept. Internal control appeared adequate. EXHIBITS The following exhibits are attached to and form a part of this report: EXHIBIT - A Licenses. EXHIBIT - B Receipts, Expenditures, and Budgets - Operating Account. EXHIBIT - C Resources and Liabilities. Respectfully submitted, (Signed) Ernest Ellison Legislative Auditor Audit made by: (Signed) William W. Fritz 33 MONROE COUNTY EXHIBIT - A COUNTY JUDGE LICENSES July 1, 466 to July 31, 4068 Collected: Fishing. Hunting, and Trapping Licenses: Series 1988-87 $ 1, 321. 75 1987-88 1, 549. 50 1988-89 100. 00 Drivers Licenses: Series 1985-88 8, 459. 20 1988-67 37, 096.80 1987-68 34, 818. 70 Marriage Licenses 1, 959. 50 Total to be Distributed 685, 305. 25 Remitted, Audit Period: Game and Fresh Rater Fish Commission $ 2, 971. 25 Department of Public Safety 80, 374. 50 Bureau of Vital Statistics 1, 959.50 Total Remitted $85, 305. 25 EXHIBIT - A 34 EXHIBIT - B MONROE COUNTY COUNTY JUDGE RECEIPTS, EXPENDITURES, AND BUDGETS - OPERATING ACCOUNT October 1, 1g65 to July 91, 108 FISCAL YEAR ENDED 9-30-66 Budgeted Actual Budget Difference Receipts County Appropriation $27, 452. 00 $27, 052. 00 $-4oc.00 Expenditures salary of the County Judge $12, 500. 00 $12, 500. 00 $ Salaries of Assistants and Clerks 11, 952. 00 $11, 649. 06 302. 94 Expenses Other Than Salaries: Travel $ 585. 60 Telephone and Telegraph 221. 40 Office Supplies 490.66 Other Administrative 238. 35 Total Expenses Other Than Salaries 1, 600. 00 $ 1, 536. 01 63. 99 Equipment 1, 000. 00 $ 861. 45 138. 55 Reserve for Contingencies 400. 00 $ - - 400. 00 Total Budgetary Expenditures $27, 452. 00 $26, 546. 52 $ 905. 48 Balance Refunded to County 505. 48 -505.48 Fund Balance Total $27, 452. 00 $27, 052. 00 $ 400.00 EXHIBIT - B 35 EXHIBIT - B FISCAL YEAR ENDED 9-30-67 FISCAL YEAR ENDING 9-30-68 Budgeted Actual Budget Budgeted Actual Budget Difference to 7-31 Difference $30, 000. 00 $27, 817. 00 1-2, 183. DG $30, 000. 00 $28, 308. 38 5-3,691 .64 $12, 500. 00 $12, 500. 00 $ $12, 500. 00 $10, 416. 80 $ 2, 083. 34 12, 252. 00 $11, 730. 80 521. 40 11, 400. 00 $ 9, 193. 27 2, 206. 73 $ 304. 40 $ 440.60 229. 80 303. 29 1, 072. 70 1, 002. 43 258. 80 247. 10 2, 248. 00 $ 1, 865. 50 382. 50 3, 800. 00 $ 1, 993. 42 1, 806. 58 1, 000. 00 $ 736. 75 263. 25 1, 000. 00 $ 199. 50 800. 50 2, 000. 00 $ - - 2, 000. 00 1, 300. 00 $ - - 1, 900. 00 $30, 000. 00 $26, 832. 85 $ 3, 167. 15 $30, 000. 00 $21, 802. 85 $ 8, 197. 15 984. 15 -984. 15 4, 505. 51 -4,505.51 $30, 000. 00 $27, 817. 00 1 2, 183. 00 130, 000. 00 126, 308. 36 $ 3, 891. 64 EXHIBIT - B 36 MONROE COUNTY EXHIBIT - C COUNTY JUDGE RESOURCES AND LIABILITIES July 3i, 108 TOTAL TRUST OPERATING ACCOUNT ACCOUNT Resources Cash on Hand Cash in Bank $ 95. 50 $ 77. 32 $ 8, 282. 83 3,77T. 32 4, 505, 51 Total Resources $8, 378. 33 $3,872. 82 $4, 505. 51 Liabilities Unexpended Advances on Budget $4, 505. 51 $ $4, 505. 51 Probate Balances 3, 854. 82 9, 854. 82 Marriage License Pees to be Refunded 18. 00 18. 00 Total Liabilities $8, 378. 33 $3,872. 82 $4. 505. 51 EXHIBIT - C 37 lut S . �" o I ..`A.� STATE OF FLORIDA { lie„ - LEGISLATIVE crPLA.st [FINEST CLLISON,C. P.A. Tallahassee, Florida LEGISLATIVE AUDITOR March 10, 1969 The Legislative Auditing Committee of the Legislature and the Governor of Florida Sirs: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE PAUL E. ESQUINALDO JUDGE OF THE SMALL CLAIMS COURT MONROE COUNTY For the period beginning July 1, 1966, and ending August 31, 1968, and present this report thereon. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. The records were kept in accordance with the requirements of Chapter 219, Florida Statutes, and the Comptroller's regulations issued pursuant thereto. In my opinion, subject to the comments above, this report presents fairly the financial condition of the office of Judge of the Small Claims Court at August 31, 1968, and the results of its financial operations for the audit period then ended, in conformity with generally accepted accounting principles applied on a consistent basis. COMMENTS Cash on hand at August 31, 1968, totaled $432.50. This amount of cash covered the only liability of record of the same amount for collections to be remitted to the county. 38 Cash in the official bank account in the amount of $5, the Judge's equity at July 1, 1966, was withdrawn by the Judge by a check dated March 5, 1968, and the account was closed. The Judge collected filing fees in accordance with Chapter 63-606, Acts of 1963. Collections and remittances during the audit period are shown in the following tabulation: Collections, Audit Period $6,974.00 Remittances to County 6,541.50 Balance on Nand, August 31, 1988 $ 432.50(1) Note: (1) Remitted September 3, 1968. ?renumbered receipts were issued for all collections of record. A record of the amounts collected was entered in a cashbook, and the amounts collected were deposited intact into the county depository and credited to the Fine and Forfeiture Fund as required by Chapter 59-728, Acts of 1959. The Judge maintained a court docket to record the disposition and proceedings of cases which were brought before the court. Recommendations were made for improvements in keeping the court docket currently posted and complete. The Judge submitted a letter of explanation to the preceding paragraph. The Judge's letter of explanation is shown on exhibit A. The Board of County Commissioners paid the salaries of the Judge and the Clerk in accordance with Chapter 59-728, Acts of 1959, as amended by Chapter 63-607, Acts of 1963, as amended by Chapter 65-1063, Acts of 1965, which provided for a salary of $7,500 per annum for the Judge and $3,600 per annum for the Clerk. Deductions for retirement contributions were properly made by the county. EXHIBIT The following exhibit is attached to and forms a part of this report: EXHIBIT - A Letter of Explanation. Respectfully submitted, (Signed) Ernest Ellison Legislative Auditor Audit made by: (Signed) N. W. Thabit 39 MONROE COUNTY EXHIBIT - A JUDGE Or THE SMALL CLAIMS COURT LETTER OF EXPLANATION July I , 1966 to August 32 , 1968 SMALL CLAIMS COURT COUNTY COUNT KEY WET,PLORIOA Ionia PAUL 4 w:.M O AIO February 10, 1969 e,..,.. em.w♦us Mr. Ernest Ellison Legislative Auditor State of Florida Tallahassee, Florida Dear Mr. Ellison: Received your notice as to preliminary and tentative audit - please be advised that all dockets were brought up to date once I was advised of our delinquency. It would sure be a blow to my pride and the office if your findings were made public. In my 12 years in office my reports have always been good and I want to keep my good record. The delay in signing the docket was due to a question in my mind as to whether I should sign the orders in the docket which is nothing more than a duplication of the orders entered in the file. Although in the past I had always signed the docket I felt a stamp with my signature on it should suffice, as even in the Circuit Court dockets it is only the Clerk who makes the docket entries. The docket is normally an index to what transpires in the file. I have withheld my signature to the entries in the hopes of bringing the matter up before the Small Claims Court Judges Association Convention so that we could all do the same thing. I would appreciate it very much if at this time you would again credit me with a good report. Very truly yours,p Paul E. Eecfuinaldo PEE/bav P.S. Please, note that the alleged delinquency was not a failure to Tabs the entries currently, but my failure to sign my name to the entries, The valid entries are the orders signed by the Judge in the file - I feel the Clerk could insert the Judge's signature (stamped signature) or place an "(s) " to show which judge signed the order in the file. 40 EXHIBIT - A e se am- STATE OF FLORIDA i imb � LEOIBLATIVE AUDITOR s ? • BOO W6 ERNCST ELLISON,C • A Tallahassee, Florida LEGISLATIVE AUDITOR March 10, 1969 The Legislative Auditing Committee of the Legislature and the Governor of Florida Sirs: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE EDELMIRO MORALES JUSTICE OF THE PEACE, DISTRICT NO. 1 MONROE COUNTY, AT KEY WEST For the period beginning August 1, 1966, and ending August 31, 1968, and present this report thereon. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. The records were kept in accordance with the requirements of Chapter 219, Florida Statutes, and the Comptroller's rules issued pursuant thereto. In my opinion, subject to the comments above, this report presents fairly the financial condition of the office of the Justice of the Peace, District No. 1, at August 31, 1968, and the results of its financial operations for the audit period then ended, in conformity with generally accepted governmental accounting principles applied on a consistent basis. 41 COMMENTS Resources and liabilities at August 31, 1968, are shown below: Resources Cash on Hand $60.00 Cash in Bank 1.00 Total $61.00 Liabilities Due to County $60.00 Justice of the Peace 1.00 Total $61.00 Collections and remittances during the audit period are summarized below: Balance Unremitted, August 1, 1966 $ 35.00 Collections, Audit Period 716.31 Total $751.31 Remittances to County 691.31 Balance Unrem;tted, August 31, 1968 $ 60.00 A cashbook was kept as required by Chapter 219, Florida Statutes. Official prenumbered receipts were issued for all collections. Collections were deposited intact into the county's depository. The Justice filed monthly reports of collections with the Board of County Commissioners as required by law. The court docket, which reflected all pertinent information regarding court cases, was currently posted and adequately indexed. The Justice did not have criminal trial jurisdiction. The Board of County Commissioners paid the following amounts to the Justice. Such amounts are shown below on the basis of the Board's fiscal year: 1965-66 1966-67 1967-68 to 8-31 Compensation (1) $6 ,500.00 $6 ,500.00 $5,958.34 Office Expense Allowance (2) 1,500.00 1,500.00 1,375.00 Total $8,000.00 $8,000.00 $7,333.34 Notes: (1) Pursuant to Chapter 65-1925, Special Acts of 1965. (2) Pursuant to Chapter 61-907, Acts of 1961. 42 Retirement deductions were made and remitted by the county. Respectfully submitted, (Signed) Ernest Ellison Legislative Auditor Audit made by: (Signed) N. W. Thabit 43 ,Q 2NP y.A - STATE OF FLORIDA 4a p,41 LEGISLATIVE AUDITOR oa we+'°' cNNteT ELLISON,C. r.A. Tallahassee, Florida LEGISLATIVE•UDITON March 10, 1969 The Legislative Auditing Committee of the Legislature and the Governor of Florida Sire: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE BERL R. PINDER JUSTICE OF THE PEACE, DISTRICT NO. 2 MONROE COUNTY, AT KEY WEST For the period beginning August 1, 1966, and ending August 31, 1968, and present this report thereon. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. The records were kept in accordance with the requirements of Chapter 219 , Florida Statutes, and the Comptroller's rules issued pursuant thereto. In my opinion, subject to the comments above, this report presents fairly the financial condition of the office of the Justice of the Peace, District No. 2, at August 31, 1968, and the results of its financial operations for the audit period then ended, in conformity with generally accepted governmental accounting principles applied on a consistent basis. 44 COMMENTS There were no resources or liabilities of record at August 31, 1968. Collections and remittances during the audit period are summarized below: Balance Unremitted, August 1, 1966 $ 18.75 Collections, Audit Period 768.18 Total $786.93 Remittances to County $786.93 A cashbook was kept as required by Chapter 219, Florida Statutes. Official prenumbered receipts were issued for all collections. Collections were deposited intact into the county's depository. The Justice filed monthly reports of collections with the Board of County Commissioners as required by law. The court docket, which reflected all pertinent information regarding court cases, was currently posted and adequately indexed. The Justice did not have criminal trial jurisdiction. The Board of County Commissioners paid the following amounts to the Justice. Such amounts are shown below on the basis of the Board's fiscal year: 1965-66 1966-67 1967-66 to 8-31 Compensation (1) $7,200 $7,200 $6,600 Office Expense Allowance (2) 1500 1,500 1,375 Total $8,700 $8,700 $$7975 Notes: (1) Pursuant to Chapter 65-1935, Special Acts of 1965. (2) Pursuant to Chapter 61-907, Acts of 1961. Retirement deductions were made and remitted by the county. Respectfully submitted, (Signed) Ernest Ellison Legislative Auditor Audit made by: (Signed) N. W. Thabit ns `a 4 STATE OF FLORIDA LEGISLATIVE AUDITOR ' o reap* ERNEST c1490M,C. P.A Tallahassee, Florida LCOJLOIV[AUono, March 10, 1969 The Legislative Auditing Committee of the Legislature and the Governor of Florida Sirs: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE NORMAN D. MARTIN-VEGUE JUSTICE OF THE PEACE, DISTRICT NO. 3 MONROE COUNTY, AT MARATHON For the period beginning August 1, 1966, and ending August 31, 1968, and present this report thereon. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. The records were not kept in accordance with the requirements of Chapter 219, Florida Statutes, and the Comptroller's rules issued pursuant thereto. In my opinion, subject to the comments above, this report presents fairly the financial condition of the office of the Justice of the Peace, District No. 3, at August 31, 1968, and the results of its financial operations for the audit period then ended, in conformity with generally accepted governmental accounting principles applied on a consistent basis. 48 COMMENTS Resources and liabilities at August 31, 1968, are shown below: Resources Cash in Bank $226.24 Liabilities Due to County $220.00 Justice of the Peace 6.24 Total $226.24 Collections and remittances during the audit period are summarized below: Balance Unremitted, August 1, 1966 $ 10.00 Collections, Audit Period 2 777.45 Total $2 ,757.45 Remittances to County 2,537.45 Balance Unremitted, August 31, 1968 $ 220.00 The Justice's records were not kept in compliance with Chapter 219, Florida Statutes, and the Comptroller's rules issued pursuant thereto. A cashbook was on hand, but no entries had been recorded for the entire audit period. Official prenumbered receipts were issued for all collections, and all collections were deposited into the bank. Balances in the bank were not reconciled with the records on a monthly basis. The court docket in most instances was not posted or kept up to date on information pertaining to court cases. However, the Justice did file monthly conviction reports with the Board of County Commissioners and remittances to the county in most instances were made in the time allowed by law. The Justice exercised criminal trial jurisdiction under the provisions of Section 37.24, Florida Statutes. The Board of County Commissioners, pursuant to Chapter 65-1933, Special Acts of 1965, paid the following amounts to the Justice. Such amounts are shown below on the basis of the Board's fiscal year: 47 1965-66 1966-67 1967-68 to 8-31 Compensation $4,200 $4,200 $3,850 Office Expense Allowance (1) 1,200 Total $5,400 $4,200 $3,850 Note: (1) The county terminated the office expense allowance on October 1, 1966, when space was made available for the Justice at the subcourthouse in Marathon, Florida. Retirement deductions were made and remitted by the county. Respectfully submitted, (Signed) Erneet Ellison Legislative Auditor Audit made by: (Signed) N. W. Thabit 4R STATE OF FLORIDA /�y, LEGISLATIVE AVDITOH CPNCST ELLISON,C. R A Tallahassee, Florida LEGISLATIVE AUDITOR March 10, 1969 The Legislative Auditing Committee of the Legislature and the Governor of Florida Sirs: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE JOSE "SMOKEY JOE" ESPINOSA CONSTABLE, DISTRICT NO. 2 MONROE COUNTY, AT KEY WEST For the period beginning August 1, 1966, and ending August 31, 1968, and present this report thereon. COMMENTS There were no resources or liabilities of record at August 31, 1968. There were no collections or disbursements of record during the audit period. The Board of County Commissioners, pursuant to Chapter 65-1935, Special Acts of 1965, paid the Constable's salary. Such amounts are summarized below on the basis of the Board's fiscal year. 1965-66 1966-67 1967-68 to 8-31 Compensation $6,000 $6,000 $5,500 49 Retirement deductions were made and remitted by the county. Respectfully submitted, (Signed) Ernest Ellison Legislative Auditor Audit made by: (Signed) N. W. Thabit 50 ,Q cur.. STATE OF FLORIDA k �`��� LEGISLATIVE AUDITOR ERNEST ELUSON,<. P. A. Tallahassee, Florida "ER"`ATn`Aunnnn March 10, 1969 The Legislative Auditing Committee of the Legislature and the Governor of Florida Sire: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE JOHN E. "TED" CARTER CONSTABLE, DISTRICT NO. 4 MONROE COUNTY, AT ISLAMORADA For the period beginning August 1, 1966, and ending August 31, 1968, and present this report thereon. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. The Constable's records were inadequate and incomplete and did not comply with Chapter 219, Florida Statutes, and the Comptroller's rules issued pursuant thereto. In view of the condition and lack of records as noted above, I am precluded from expressing an opinion on the financial condition of the office of Constable, District No. 4, at August 31, 1968, and the results of its operations for the audit period then ended. 51 COMMENTS Resources and liabilities at August 31, 1968, are shown below: Resources Cash in Bank $99.30 Liabilities Due to County $98.40 Constable .90 Total $99.30 The beginning balance at August 1, 1966, and collections as determined by the increases in the bank balance during the audit period are summarized as follows: Total Fees for Due to County Constable Balance, August 1, 1966 $57.30 $56.40 $.90 Collections , Audit Period 42.00 42.00 _ Total $99.30 $98.40 (1) $.90 Note: (1) Remitted to the county after the close of the audit period on September 29, 1960. Prenumbered receipts required by Section 219.02, Florida Statutes, were not issued for collections. A cashbook required by Section 219.04, Florida Statutes , was not kept. A bank statement for only one month during the audit period was made available for examination. The Constable stated that no disbursements were made during the audit period. The Board of County Commissioners, pursuant to Chapter 65-1928, Special Acts of 1965, paid the Constable's salary. Such amounts are shown below on the basis of the Board's fiscal year: 1965-66 1966-67 1967-68 to B-31 Compensation $4,800 $$4,800 $4 ,400 52 Retirement deductions were made and remitted by the County. Respectfully submitted, (Signed) Ernest Ellison Legislative Auditor Audit made by: (Signed) N. W. Thabit 53