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Report No. 06622, Monroe County 6622 STATE OF FLORIDA STATE AUDITING DEPARTMENT *** MONROE COUNTY *%9.c CLERK OF THE CIRCUIT COURT CLERK OF THE CRIMINAL COURT OF RECORD COUNTY JUDGE SHERIFF JUDGE OF THE SMALL CLAIMS COURT JUSTICES OF THE PEACE, DISTRICT NOS. 1, 2, 3, AND 4 CONSTABLES, DISTRICT NOS. 1, 2, 3, AND 4 Dated: April 12, 1967 6622 STATE OF FLORIDA STATE AUDITING DEPARTMENT Report on Audit of the following Officials of MONROE COUNTY As of Pages Clerk of the Circuit Court Earl R. Adams 6-30-66 1- 6 Clerk of the Criminal Court of Record Louis Carbonell 6-30-66 7- 8 County Judge Relio Gomez 6-30-66 9-14 Sheriff Ream A. Thompson 6-30-66 15-25 Judge of the Small Claims Court Paul E. Esquinaldo 6-30-66 26-27 Justice of the Peace, District No. 1 Edelmiro Morales 7-31-66 28-32 Justice of the Peace, District No. 2 Berl R. Pinder 7-31-66 33-34 Justice of the Peace, District No. 3 Norman D. Martin-Vegue 7-31-66 35-36 Justice of the Peace, District No. 4 George J. Rawlins 7-31-66 37-39 Constable, District No. 1 Laura R. Johnson 7-31-66 40-41 Constable, District No. 2 Jose (Snoky Joe) Espinosa 7-31-66 42-43 Constable, District No. 3 Donald (Doc) MacDonald 7-31-66 44-46 Constable, District No. 4 John E. (Ted) Carter 7-31-66 47-49 Dated: April 12, 1967 By: Willard G. Nale,✓ Thomas N. Zannis, and John A. Auner, Auditors 3z�ps N1� * STATE OF FLORIDA 415 STATE AUDITING DEPARTMENT ERNEST ELLISON,O.P.A. Tallahassee, Florida STATE AUDITOR April 12, 1967 Honorable Claude R. Kirk, Jr., Governor and the Appropriations and Auditing Committee of the Legislative Council Sirs: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE EARL R. ADAMS CLERK OF THE CIRCUIT COURT MONROE COUNTY For the period beginning July 1. 1965, and ending June 30, 1966, and present this report thereon. The Clerk's accounts as Clerk and Auditor of the Board of County Commissioners are audited in connection with the audit of the accounts of that Board, and therefore are not covered in this report. Since the income of the office is on the basis of calendar years, the income for the entire year 1965 is shown in this report. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. The records were kept in accordance with the requirements of Chapter 219, Florida Statutes, and the Comptroller's regulations issued pursuant thereto. In my opinion, subject to the comments above, the attached financial statements present fairly the financial condition of the office of Clerk of the Circuit Court at June 30, 1966, and the results of its financial operations for the years 1965 and 1966 to June 30, in conformity with generally accepted accounting principles applied on a basis consistent with that of the last audit report. GENERAL STATEMENT All collections of record were properly accounted for by remittances or by cash on hand. Records were generally well kept. Annual reports of receipts and expenditures were accurate and were promptly.filed. Fees charged were in accordance with the law. Detailed comments are made under appropriate headings. COLLECTIONS AND REMITTANCES Individual tax redemptions on hand at June 30, 1966, amounted to $8,337.22, as shown on exhibit A. Collections of record for the law library were properly remitted to the Monroe County Law Library Fund pursuant to Chapter 61-2491, Acts of 1961. Class C intangible taxes collected were remitted daily to the Tax Collector. On June 30, 1966, collections on hand amounted to $413.07, as shown on exhibit A. There were no collections of record for county land sales during this audit period. COUNTY TAX CERTIFICATES All county tax certificates, two years or longer held by the Clerk, had been certified to the Board of County Commissioners, as required by Section 194.47(1), Florida Statutes. REGISTRY OF COURT FUNDS Registry of court funds on hand June 30, 1966, amounted to $13,066.96, as shown on exhibit A. Fees for handling and recording were properly computed and deducted. 2 NONSUPPORT The Clerk received and disbursed support monies under the provisions of the Uniform Reciprocal Enforcement of Support Law, Chapter BB, Florida Statutes. No fees were provided for these services. Collections and distributions are summarized below: 1965 ]966 _ to 6-30 $12,574.17 $8,934.43 The above amounts do not include support payments received by check or money order (made payable to the recipient), since the Clerk remits intact such payments and they are not recorded in his official account. INTERNAL CONTROL AND RECORDS Internal control appeared adequate. The cash was balanced daily and receipts were deposited intact. The journals and cashbooks were balanced and the bank accounts were reconciled monthly by a local accountant. All employees of the Clerk were bonded. INCOME AND EXPENSES Income and expenses of the Clerk's office are shown on exhibit B. Fees charged the county and the public were in accordance with the governing laws. All disbursements were made by check, and expenses were properly supported by vouchers. Annual reports of income and expenses were filed and reported correctly. COMPENSATION The Clerk's compensation of $12,500 per annum was governed by Chapter 65-1065, Acts of 1965. SOCIAL SECURITY ACCOUNT The Clerk acted as trustee for collections and remittances of the social security contributions of the following offices: Board of County Commissioners County Judge Tax Assessor Clerk of the Circuit Court Collections totaling $402.10 at June 30, 1966, as shown on exhibit A, were held for remittance in the regular course of business. Z RETIREMENT The Clerk had properly deducted and remitted retirement contributions for himself and all eligible employees. AGENT FOR THE TRUSTEES OF THE INTERNAL IMPROVEMENT TRUST FUND No transactions of record were handled by the Clerk as Agent for the Trustees of the Internal Improvement Trust Fund. EXHIBITS The following exhibits are attached to and form a part of this report: EXHIBIT - A Resources and Liabilities. EXHIBIT - B Income Account. Respectfully submitted, (Signed) Ernest Ellison, State Auditor Audit made by; (Signed) Thomas N. Zannis, Auditor 4 EXHIBIT - A MONROE COUNTY CLERK OF THE CIRCUIT COURT RESOURCES AND LIABILITIES June 30 , 1966 Resources Cash on Hand $ 5, 416. 37 Cash in Bank 38, 197. 50 $43, 613. 87 Accounts Receivable 58. 75 Total Resources $43,672. 62 Liabilities Tax Deed Sales surplus $ 2. 52 Individual Tax Certificate Redemptions 8. 337. 22 Withholding Tax Unremitted 1, 498. 01 Social Security Contribution Unremitted 402. 10 Intangible Class C Collections Unremitted 413. 07 Registry of Court 13, 086. 96 State Documentary Stamps Consigned $20, 000. 00 Less, Stamps on Hand 15.334. 70 4,865. 30 Federal Documentary Stamps Consigned $ 3, 333. 00 Less, Stamps on Hand 2, 314. 40 1, 018. 60 Juror and Witness Payrolls Consigned $ 5, 000. 00 Less, Signed Payrolls on Hand 2. 207. 05 2,792. 95 Excess Income Accrued, 1966 to June 30, Exhibit B 10, 429. 34 Total Liabilities $42,626. 07 Clerk of the Circuit Court 1, 046. 55 Total $43,672. 62 EXHIBIT - A 5 MONROE COUNTY EXHIBIT - B CLERK OF THE CIRCUIT COURT INCOME ACCOUNT January i, 1965 to June go , 1966 1965 1966 To 6-30 Gross Income Fees Earned: Tax Fees $1. 941. 25 $ 3, 090. 00 Civil Docket Fees 8, 493. 75 3, 966. 75 Recording Fees 32, 220.75 17. 656. 50 Certified and Other Copies 1, 892. 50 947. 50 Criminal Fees 1. 981. 80 Other Fees - Miscellaneous 1, 996. 82 698. 00 Income as Clerk to the Board of County Commissioners: Salary 17, 280. 00 9, 180. 00 Travel Allowance 900.00 450. 00 Total Gross Income $66,706.87 $35. 988. 75 Expenses Salaries $33. 179. 50 $17, 689. 00 Travel Expenses 900. 00 450. 00 Postage and Express 268. 95 270. 00 Telephone 314.76 157. 38 Bond Insurance 18. 00 18. 00 Office Supplies and Equipment 56. 22 123. 53 Legal and Professional Expenses 1, 060.00 580. 00 Miscellaneous Expenses 102. 00 _ 21. 50 Total Expenses $35. 899. 43 $19, 309. 41 Net Income $30,807. 44 $16,679. 34 Compensation 12, 500. 00 6, 250. 00 Excess Income $18. 307. 44(1) 510, 429. 34(2) Notes: (1) Remitted to the county on January. 12, 1966. (2) Not payable until after the end of the year, but the amount is cal- culated and shown since it is in excess of the compensation of the Clerk to date. EXHIBIT - 8 6 J STATEOF FLORIDA Ti' li40,4WPSTATE AUDITING DEPARTMENT ERNEST ELLISON.G.e.A. Tallahassee, Florida STATE AUDITOR April 12, 1967 Honorable Claude R. Kirk, Jr., Governor and the Appropriations and Auditing Committee of the Legislative Council Sirs: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE LOUIS CARBONELL CLERK OF THE CRIMINAL COURT OF RECORD MONROE COUNTY For the period beginning July 1, 1965, and ending June 30, 1966, and present this report thereon. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. The records were kept in accordance with the requirements of Chapter 219, Florida Statutes, and the Comptroller's regulations issued pursuant thereto. In my opinion, subject to the comments above, this report presents fairly the financial condition of the office of Clerk of the Criminal Court of Record at June 30, 1966, and the results of its financial operations for the audit period then ended, in conformity with generally accepted accounting principles applied on a basis consistent with that of the last audit report. 7 COMMENTS Resources of $455.80 in the official bank account at June 30, 1966, were adequate to cover the liabilities for the balance of juror payroll advances. All collections of record were accounted for. Juror payroll advances on hand June 30, 1966, amounted to $455.80. Juror payroll receipts and disbursements during the audit period are summarized as follows: Payroll Advances Received from Comptroller $8,700.00 Disbursements: Juror Payrolls 64,619.50 Refunds to Comptroller 3,624,70 Total $8,244.20 Balance on Hand, June 30, 1966 $ 455.80 Prenumbered receipts were issued for all collections of record, and a cashbook as required by Chapter 219, Florida Statutes, was kept. All collections were deposited in an official bank account. Fines and costs from Criminal Court convictions were collected by the Sheriff. The Board of County Commissioners paid the salaries of the Clerk and his employees. The Clerk's compensation to October 1, 1965, was set at $7,200 per annum by Chapter 63-927, Acts of 1963. Compensation of $8,400 per annum from October 1, 1965, was governed by Chapter 65-1112, Acts of 1965. Other operating expenses of the office were also paid direct by the Board of County Commissioners. Deductions for retirement contributions were properly made by the county. Respectfully submitted, (Signed) Ernest Ellison, State Auditor Audit made by: (Signed) Thomas N. Zannis, Auditor 8 iK1104 .i STATE OF FLORIDA KI �` ,rN�4 STATE AUDITING DEPARTMENT ERNEST EluSON,E.P.A. Tallahassee, Florida STATE AUDITOR April 12, 1967 Honorable Claude R. Kirk, Jr., Governor and the Appropriations and Auditing Committee of the Legislative Council Sire: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE. HELIO GOMEZ COUNTY JUDGE MONROE COUNTY For the period beginning July 1,. 1965, and ending June 30, 1966, and present this report thereon. As the office is operated on the basis of fiscal years, the results of the financial operations for the entire fiscal year 1964-65 are shown in this report. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. The records were kept in accordance with the requirements of Chapter 219, Florida Statutes, and the Comptroller's regulations issued pursuant thereto. 9 In my opinion, subject to the comments above, the attached financial statements present fairly the financial condition of the office of County Judge at June 30, 1966, and the results of its financial operations for the fiscal years 1964-65 and 1965-66 to June 30, in conformity with generally accepted governmental accounting principles applied on a basis consistent with that of the last audit report. GENERAL STATEMENT Resources were adequate to cover liabilities at June 30, 1966. All collections were accounted for. Expenses were supported by vouchers and were held within legal limitations. Records were balanced and well kept. Detailed comments are made under appropriate headings. LICENSES All license collections were properly accounted for by cash on hand or by remittances to the proper agencies. License collections and remittances are shown on exhibit A. RECEIPTS, EXPENDITURES, AND BUDGETS Operating expenses were paid from funds advanced by the county in accordance with Chapter 44, Florida Statutes. The unexpended budget balance for the fiscal year 1964-65 was promptly remitted to the county. All expenses were paid by check, were supported -by invoices or other data, and were held within the budgeted amounts. Subsidiary earnings records were well kept, and payroll deductions were promptly remitted. Annual reports were properly filed . Receipts, expenditures, and budgets are shown on exhibit B. FEES REMITTED TO COUNTY Remittances to the county for fees collected are shown in the following summary: Source of Fees Fiscal Year 1964-65 1965-66 to 6-30 Hunting, Fishing, and Trapping Licenses $ 87.00 $ 81.75 Drivers Licenses 5,550.30 4,542.90 Marriage Licenses 1,235.25 1,021.50 Probate 5,994.43 5,951.10 Occupational Licenses 573.75 645.50 Miscellaneous 1,022.50 973.80 Total $14,463.23 $13,216.55 10 RESOURCES AND LIABILITIES Resources and liabilities at June 30, 1966, are shown on exhibit C. COMPENSATION The Judge's annual compensation of $10,000 to September 30, 1965, and $12,500 from October 1, 1965, was governed by Section 145.061(44) , Florida Statutes, 1963, and Chapter 65-114, Acts of 1965, respectively. RECORDS AND INTERNAL CONTROL Records were well kept on the forms provided for the uniform system of accounts and were balanced daily. Internal control appeared adequate. Receipts were deposited intact to an official bank account. Prenumbered receipts or licenses were issued for all collections of record. The current probate dockets were generally well kept. RETIREMENT The Judge had properly deducted and remitted retirement contributions for himself and all eligible employees. EXHIBITS The following exhibits are attached to and form a part of this report: EXHIBIT - A Licenses. EXHIBIT - B Receipts, Expenditures, and Budgets - Operating Account. EXHIBIT - C Resources and Liabilities. Respectfully submitted, (Signed) Ernest Ellison, State Auditor Audit made by: (Signed) John A. Auner, Auditor 11 MONROE COUNTY EXHIBIT - A COUNTY JUDGE LICENSES July 1, 105 to June go, 1966 ITEMS AMOUNT On Hand, June 30, 1965 $ 53.60 Collected: Fishing, Hunting, and Trapping Licensee: Series 1965-66 1 , 257. 25 1966-67 51. 50 Drivers Licenses: Series 1964-65 6, 927.80 1965-66 29, 111. 80 Marriage Licenses 458. 25 Total to be Distributed $37,860. 20 Remitted, Audit Period: Oame and Fresh Water Fish Commission $ 1, 308. 75 Department of Public Safety 36, 093. 20 Bureau of Vital Statistics 458.,25 Total Remitted $37, 860. 20 EXHIBIT - A 12 EXHIBIT - B MONROE COUNTY COUNTY JUDGE RECEIPTS, EXPENDITURES, AND BUDGETS - OPERATING ACCOUNT October 1, 1964 to June Bo, 1966 Fiscal Year Ended 9-30-65 Fiscal year Ending 9-30-66 Budgeted Actual Budget Budgeted Actual Budget Difference to 6-30 Difference Receipts County Appropriation $24,452.00 $24,452.00 $ - - $27,452.00 $22,472.08 $-U,978.84 Expenditures Salary of the County Judge $10,000.00 $10,000.00 $ $12,500.00 $ 9,375.02 $ 3,124.98 Salaries of Assistants and Clerks 11,052.00 $10,735.02 316.08 11,952.00 $ 8,776.89 3,175.11 Expenses Other Than Salaries: Travel $ 258.60 $ 218.20 Telephone and Telegraph 201.97 163.35 Office Supplies 824.86 146.45 Other Administrative 422.75 189.25 Total Bxfenses Other Than Salaries 1,776.00 $ 1,717.98 57.02 1,800.00 $ 717.26 882.75 Equipment 1,625.00 $ 1,612.00 13.00 1,000.00 $ 325.00 675.00 fatal Budgetary Axpenditures $24,452,00 $24,065.90 $ 388.10 $27,052.00 $19,194.16 $ 7,867.84 Reserve for Contingencies 400.00 400.00 Total $24,452.00 $24,065.90 $ 386.10 $27,452.00 $19,194.16 $ 8,257.84 Balance Refunded to County 386.10 -386.10 Balance Unexpended 3,277.90 -.9,2'7.90 Total $24,452.00 $24,452.00 $ - - $27,452.00 $22,472.06 $ 4,979.94 EXHIBIT - B 13 MONROE COUNTY EXHIBIT - C COUNTY JUDGE RESOURCES AND LIABILITIES June go, ig66 TOTAL TRUST OPERATING ACCOUNT ACCOUNT Resources Cash on Hand $ 95. 50 $ 95. 50 $ Cash in Bank 6, 447. 22 3, 169.32 3, 277. 90 Total Resources $6, 542. 72 $3, 264. 82 $3, 277. 90 Liabilities Unexpended Advances on Budget $3, 277. 90 $ $3, 277. 90 Due to County 20. 00 20. 00 Probate Balances 3, 244. 82 3, 244. 82 Total Liabilities $6, 542. 72 $3, 264. 82 $3, 277. 90 EXHIBIT - C 14 3 STATE OF FLORIDA STATE AUDITING DEPARTMENT . r ERNEST cuison,aaA. Tallahassee, Florida STATE AUDITOR April 12, 1967 Honorable Claude R. Kirk, Jr., Governor and the Appropriations and Auditing Committee of the Legislative Council Sirs: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE REACE A. THOMPSON SHERIFF MONROE COUNTY For the period beginning January 5, 1965, the beginning of his term of office, and ending June 30, 1966, and present this report thereon. As the office is operated on the basis of fiscal years, the results of the financial operations for the entire fiscal year 1964-65 are shown in this report. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such otherauditing procedures considered necessary in the circumstances. The records were kept in accordance with the uniform system of accounts approved by the State Auditor pursuant to Section 116.07, Florida Statutes. In my opinion, subject to the comments above, this report presents fairly the financial condition of the office of Sheriff at June 30, 1966, and the results of its financial operations for the fiscal years 1964-65 and 1965-66 to June 30, in conformity with generally accepted governmental accounting principles applied on a basis consistent with that of the last audit report, 15 GENERAL STATEMENT All collections of record were accounted for. Expenditures for 1964-66 exceeded the amounts budgeted. Records were generally adequate and well kept. Detailed comments are made under appropriate headings. RESOURCES AND LIABILITIES Resources were adequate to cover all liabilities of record at June 30, 1966, as shown on exhibit A. BUDGETS The Sheriff incurred expenses in the fiscal year 1964-65 that were $7,018.02 in excess of the funds budgeted. The budget overexpenditure was not shown on the Sheriff's records, as these excess expenses were paid and recorded in the Sheriff's records as transactions of the fiscal year 1965-66 but was revealed after audit adjustments. The Sheriff stated that unanticipated expenses occurred as a result of hurricane Betsy in September 1965. The Attorney General, in an opinion dated March 10, 1961 (page 59, Biennial Report 1961-62), ruled that a sheriff is without authority to make expenditures in excess of budgeted appropriations, that expenditures made in violation of the budget are null and void, and that a sheriff making expenditures in violation of such budget is personally liable for such expenditures. Receipts, expenditures, and budgets are shown on exhibit B. EXPENDITURES Expenses of the office were paid by check and were generally supported by paid bills or invoices. The Sheriff drew a $100 monthly automobile allowance. He also paid monthly automobile allowances of $90 to $120 to several of his deputies. In addition to these allowances, the costs of operation and maintenance of their personally owned automobiles were paid from office funds. These expenditures were authorized by Chapter 65-1062, Acts of 1965. Payments of $25 monthly were made to the Sheriff and several of his deputies. The Sheriff stated that these payments were reimbursements for cleaning uniforms, replacing damaged clothing, and other miscellaneous expenses. Competitive bids were on file for three automobiles purchased on May 29, 1965; however, the low bid was not accepted. The Sheriff explained that the low bid did not meet bid specifications. Bids were not on file for other purchases. The Sheriff stated that hurricane damages caused a need for immediate replacements for seven of his automobiles; therefore, he made such purchases on November 11, 1965. The Attorney General, in an opinion dated November 21, 1957 (page 443, Biennial Report 1957-58), ruled that a sheriff is not required by law to request competitive bids but that public policy indicates that competitive bids should be taken even when not required by law. 16 The last two automobiles purchased were financed through the Key West State Bank. At June 30, 1966, the unpaid balances on these installment obligations were as follows: Date Number of Balance Months at 6-30-66 March 26, 1966 24 $2,472.14 May 31, 1966 30 4,144.50 Total $6,616.64 REMITTANCES TO THE COUNTY Remittances to the county for civil fees earned and for fines and estreatures are shown in the following tabulations Fiscal Year Total Civil Fines and Fees Estreatures 1964-65 from January 5 $68,600.62 $3,535.65 $65,064.97 1965-66 to June 30 61,863.00 3,563.00 58,300.00 Pursuant to the provisions of Chapter 61-2505, Special Acts of 1961, the Sheriff collected a flat $3 fee for services rendered in civil cases except executions. Such fees are included in the amounts shown above. COMPENSATION The Sheriff's annual compensation of $10,000 to September 30, 1965, was governed by Chapter 61-1276, Acts of 1961. Compensation was increased to $12,500 by Chapter 65-1066, Acts of 1965, effective October 1, 1965. RECORDS Financial records of the office were adequate and generally well kept. A balanced cashbook was kept on the forms provided in the uniform system of accounts. The cash was balanced and deposited regularly. Prenumbered receipts were in use. A property record system in accordance with the State Auditor's regulations was in use, but some improvements in the maintenance of the system were needed. 17 RETIREMENT The Sheriff had properly deducted retirement contributions from the salaries paid to all eligible employees. These contributions, together with contributions for his personal account, had been promptly remitted to the retirement system. LIST OF FINDINGS AND LETTER OF EXPLANATION The Sheriff submitted a letter of explanation to the list of findings submitted pursuant to Section 21.121(3), Florida Statutes. The list of findings and letter of explanation are shown on exhibit C. EXHIBITS The following exhibits are attached to and form a part of this report: EXHIBIT - A Resources and Liabilities. EXHIBIT - B Receipts, Expenditures, and Budgets - Operating Account. EXHIBIT - C List of Findings and Letter of Explanation. Respectfully submitted, (Signed) Ernest Ellison, State Auditor Audit made by; (Signed) Willard C. Yale, Auditor 4 L MONROE COUNTY EXHIBIT — A SHERIFF RESOURCES AND LIABILITIES June Bo, 1966 TOTAL OPERATING TRUST ACCOUNT ACCOUNTS Resources Cash in Office $ 200. 00 $ 200.00 $ Cash in Bank: Operating Account 50, 130. 82 50, 130.62 Bond Account 10, 820. 00 10, 820. 00 Individual Depositors Account 487. 50 487. 50 Suspense Account 3, 241. 36 3, 241. 36 Total Resources $64,879.48 $50, 330. 62 $14, 548. 88 Liabilities Cash Bonds $10, 820. 00 $ $10,820. 00 Individual Deposits 487. 50 487. 50 Other Suspense 3, 241. 98 3, 241. 36 Vouchers Payable 7, 249. 81 7, 249. 81 Unexpended Balance, Operating Account 43, 074. 81 43, 074. 81 Total Liabilities (1) $64, 873. 48 $50, 324. 82 $14, 548. 88 Sheriff 6. 00 8. 00 Total $84, 879. 48 $50, 330. 82 $14, 548. 86 Note: (1) Does not include balances of installment loan accounts for purchases of automobiles. See comments. EXHIBIT — A 19 EXHIBIT — B MONROE COUNTY SHERIFF RECEIPTS, EXPENDITURES, AND BUDGETS — OPERATING ACCOUNT October 1, 1964 to June go, 1966 Fiscal Year Ended 9-30-85 Fiscal Year Ending 9-30-66 Budgeted Actual Budget Budgeted Actual Budget Difference to 8-30 Difference Receipts County Appropriation $338,894.00 $338,894.00 $ - - $435,838.70 $388,380.84 $-67,255.86 Expenditures Salary of Sheriff $ 10,000.00 $ 10,000.00(1) $ $ 12,500.00 $ 8,375.00 $ 3,125.00 Salaries of Deputies and Assistants 211,332.19 $211,548.56 -216.36 260,858.00 $180,438.50 70,420.60 Expenses Other Then Salaries: Automobile $ 42,389.82 $ 38,373.20 Travel 2,813.98 3,183.36 Radio 2,323.39 1,258.87 Other Criminal 10,388.14 10,297.52 Food for Jail 18,173.88 12,828.83 Care of Prisoners 3,710.97 2,387.44 Jail Utilities 8,181.96 4,928.88 Jail Supplies 1,322.01 1,8B8.88 Other Jail 3,885.10 1,971.88 Telephone and Telegraph 9,433.5E 7,884.14 Office Supplies 4,741.82 4,431.58 Other Administrative 7,783.48 7,031.32 Total Expenses Other Than Salaries 108,➢J82.01 $112,918.87 -6,858.88 134,832.50 $ 88,142.89 38,789.81 Equipment: Automobile $ 8,177.71 $ 18,847.82 Jail 537.50 152.89 Radio 213.50 8,483.64 Other 722.47 2,829.17 Total Equipment 7,806.18 $ 7,851.18 -145.00 32,345.20 $ 28,192.82 4,162.28 Investigations 3,783.82 $ 3,793.82 6,000.00 $ 4,133.34 888.88 Total Budgetary Expenditures $538,804.00 $345,912.02 $-7,018.02 $436,838.70 $318,282.85 $117,354.05 Prior Year's vouchers Paid 7,023.38 -7,023.38 Balance Unexpended - Overspent -7,018.02(2) 7,018.02 43,074.81 -43,074.81 Total $338,884.00 $338,884.00 $ - - $436,838.70 8388,380.84 $ 67,255.98 EXHIBIT — B (Cont id. l 20 MONROE COUNTY EXHIBIT — B (Cont !d. ) SHERIFF RECEIPTS, EXPENDITURES, AND BUDGETS — OPERATING ACCOUNT October 1, 1g64 to June go, 1966 Notes: (1) Former Sheriff Haskins $ 2 607.53 sheriff Thrnnesen 7,392.47 rota( $10,000.00 (2) vouchers at 1964-66 Paid from 1966-66 Budget $ 7,023.38 Less, Refund to Camty, November 29, 1965 6.36 Net. Baiar,ce Oversbent $ 7,018.02 EXHIBIT — B 21 EXHIBIT - C MONROE COUNTY SHERIFF LIST OF FINDINGS AND LETTER OF EXPLANATION January 5, 1965 to June 3o, 1966 List of Findings The Sheriff incurred expenses in the fiscal year 1964-65 that were $7,018.02 in excess of the funds budgeted. The budget overexpenditure was not shown on the Sheriff's records, as these excess expenses were paid and recorded in the Sheriff's records as transactions of the fiscal year 1965-66 but was revealed after audit adjustments. The Sheriff stated that unanticipated expenses occurred as a result of hurricane Betsy in September 1965. The Attorney General, in an opinion dated March 10, 1961 (page 59, Biennial Report 1961-62), ruled that a sheriff is without authority to make expenditures in excess of budgeted appropriations, that expenditures made in violation of the budget are null and void, and that a sheriff making expenditures in violation of such budget is personally liable for such expenditures. Expenses of the office were paid by check and were generally supported by paid bills or invoices. The Sheriff drew a $100 monthly automobile allowance. He also paid monthly automobile allowances of $90 to $120 to several of his deputies. In addition to these allowances, the costs of operation and maintenance of their personally owned automobiles were paid from office funds. These expenditures were authorized by Chapter 65-1062, Acts of 1965. Payments of $25 monthly were made to the Sheriff and several of his deputies. The Sheriff stated that these payments were reimbursements for cleaning uniforms, replacing damaged clothing, and other miscellaneous expenses. Competitive bids were on file for three automobiles purchased on May 29, 1965; however, the low bid was not accepted. The Sheriff explained that the low bid did not meet bid specifications. Bids were not on file for other purchases. The Sheriff stated that hurricane damages caused a need for immediate replacements for seven of his automobiles; therefore, he made such purchases on November 11, 1965. The Attorney General, in an opinion dated November 21, 1957 (page 443, Biennial Report 1957-58), ruled that a sheriff is not required by law to request competitive bids but that public policy indicates that competitive bids should be taken even when not required by law. EXHIBIT - C (Cont 'd. ) 22 MONROE COUNTY EXHIBIT - C (Cont 'd. ) SHERIFF LIST OF FINDINGS AND LETTER OF EXPLANATION January 5, 1965 to June go, ig66 List of Findings (Cont' d. ) The last two automobiles purchased were financed through the Key West State Bank. At June 30, 1966, the unpaid balances on these installment obligations were as follows: Date Number of Balance Months at 6-30-66 March 26, 1966 24 $2,472.14 May 31, 1966 30 4,144.50 Total $6,616.64 4 e e A property record system in accordance with the State Auditor's regulations was in use, but some improvements in the maintenance of the system were needed. EXHIBIT - C (Cant 'd. ) 23 EXHIBIT - C MONROE COUNTY Wont Id.) SHERIFF LIST OF FINDINGS AND LETTER OF EXPLANATION January 5, 1965 to June go, 1966 Letter of Explanation t I/itt OI TwL K SHERIFF i f_��, MONROE COUMn P.O. Het 1289 ''i Hsu Wan,PLotma 33041 KEY WEST,FLORIDA Peon 296-2424 Rena& A.THOMPSON Aan Coot 305 saL,,,P March 16, 1967 Hon. Ernest Ellison State Auditor State Auditing Department Tallahassee, Florida Dear Mr. Ellison: Pursuant to Section 21.121 (3) Florida Statutes, I submit herewith an explanation of the overexpenditure in my budget for the fiscal year 1964-65 as shown in the audit for the period of January 5, 1965 through June 30, 1966. It is noted that our fiscal year ends on September 30, of each year. On September 8, 1965, Monroe County was hit by hurricane "Betsy". As a result of the hurricane this department accumulated many expenses that were not provided in the 1964-65 budget. On September 10, 1965, this office advised the Board of County Com- missioners and the Director of Civil Defense that the cost necessary for urgent repairs to and replacement of equipment alone would be $21,000.00. There was another $8,000.00 of ex- penses that had accumulated in supplies, emergency labor, food for evacuees, emergency communications , etc. The above expenses were incurred just 22 days prior to the close of our fiscal year, therefore, it was impossible to pay all of these unanticipated expenses out of our 1964-65 budget, even though they were incurred during that fiscal year. An amount of $7,018.02 in fact was billed in 1964-65 fiscal year that was in excess of funds available. Therefore, these expenses were paid for out of the 1965-66 budget that became effective October 1, 1965. It is also noted that on December 28, 1965, our budget for the fiscal year 1965-66 was amended and increased in the amount of $12,016.20 as a result of funds received from insurance claims. These funds were for repairs and replacements of equipment as a result of hurricane "Betsy". The fact is that the expenses in- curred in the 1964-65 fiscal year that were paid our of the 1965- 66 fiscal year were covered by the above mentioned insurance funds. EXHIBIT - C WContid. ) nn MONROE COUNTY EXHIBIT - C (Cont'd.) SHERIFF !1ST OF FINDINGS AND LETTER OF EXPLANATION January 5, 1665 to June 3o, 2966 Letter of Explanation (Cont'd. ) Hon. Ernest Ellison Page two March 16, 1967 I certainly feel under the circumstances which existed at that time that it was my responsibility and within my authority to purchase the necessary supplies and equipment and to make what- ever other reasonable commitment that was necessary to handle the existing emergency conditions. I trust that the above facts concerning this matter will justify my action. Sincerely yours, REACE A.-T'HOMPSON/ RAT:mk EXHIBIT - U .'S STATE OF FLORIDA y'� STATE AUDITING DEPARTMENT C ERNEST ELLISON,C.R.A. Tallahassee, Florida sTATe AUoiTOR April 12, 1967 Honorable Claude R. Kirk, Jr., Governor and the Appropriations and Auditing Committee , of the Legislative Council • Sire: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE PAUL E. ESQUINALDO JUDGE OF THE SMALL CLAIMS COURT MONROE COUNTY For the period beginning July 1, 1965, and ending June 30, 1966, and present this report thereon. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. 1 The records were kept in accordance with the requirements of Chapter 219, Florida Statutes, and the Comptroller's regulations issued pursuant thereto. In my opinion, subject to the comments above, this report presents fairly the financial condition of the office of Judge of the Small Claims Court at June 30, 1966, and the results of its financial operations for the audit period then ended, in conformity with generally accepted accounting principles applied on a basis consistent with that of the last audit report. 26 COMMENTS Resources of $5 in the official bank account at June 30, 1966, represented the equity of the Judge. All collections of record were accounted for by monthly remittances to the Fine and Forfeiture Fund, as required by Chapter 59-728, Acts of 1959. Collections and remittances during the audit period are shown in the following schedule: Balance, July 1, 1965 $ 216.75 Collections, Audit Period 3,981.45 Total $4,198.20 Remittances to County $4,198.20 A cashbook was kept. Prenumbered receipts were issued for collections. The Board of County Commissioners paid the salaries of the Judge and the clerk in accordance with Chapter 63-607, Acts of 1963, which provided for a salary of $5,400 per annum for the Judge and $1,800 per annum for the clerk. These amounts ”ere increased as of October 1, 1965, by Chapter 65-1063, Acts of 1965, to $7,500 per annum for the Judge and $3,600 per annum for the clerk. Other operating expenses of the office were also paid direct by the Board of County Commissioners. Deductions for retirement contributions were properly made by the county. Respectfully submitted, (Signed) Ernest Ellison, State Auditor Audit made by: (Signed) John A. Auner, Auditor 27 STATE OF FLORIDA .,l4y { ,, STATE AUDITING DEPARTMENT xxr ERNEST nuSON,C.P.A. Tallahassee, Florida STAT"""T n April 12, 1967 Honorable Claude R. Kirk, Jr., Governor and the Appropriations and Auditing Committee of the Legislative Council Sirs: ' Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE EDELMIRO MORALES JUSTICE OF THE PEACE, DISTRICT NO. 1 MONROE COUNTY, AT KEY WEST For the period beginning August 1, 1965, and ending July 31, 1966, and present this report thereon. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. The records were kept in accordance with the requirements of Chapter 219, Florida Statutes, and the Comptroller's regulations issued pursuant thereto. In my opinion, subject to the comments above, this report presents fairly the financial condition of the office of the Justice of the Peace, District No. 1, at July 31, 1966, and the results of its financial operations for the audit period then ended, in conformity with generally accepted accounting principles applied on a basis consistent with that of the last audit report. 28 COMMENTS The Justice did not have criminal trial jurisdiction. A deficit of $34 existed at July 31, 1966. Resources and liabilities at July 31, 1966, are shown below: Resources Cash in Bank $ 1.00 DEFICIT 34.00 Total $35.00 Liabilities Due to County $35.00 The Justice stated the deficit existed because he deposited July collections of $35 to his personal bank account. A deposit on August 2, 1966, of $35 stated by the Justice to be from personal funds apparently eliminated the deficit. Collections and remittances during the audit period are summarized below: Balance Unremitted, August 1, 1965 $ 40.00 Collections, Audit Period 285.24 Total $325.24 Remittances to County 290.24 Balance Unremitted, July 31, 1966 $ 35.00(1) Note: (1) Remitted August 2, 1966. The docket was currently posted and adequately indexed. Official prenumbered receipts were issued for all collections of record. A cashbook was kept. The Board of County Commissioners paid the following amounts to the Justice. Such amounts are shown below on the basis of the Board's fiscal year: 1964-65 1965-66 to 7-31 Compensation $4,200.00(1) $5,416.68(2) Office Expense Allowance (3) 1,500.00 1,250.00 Total $5,700.00 $6,666.68 Notes: (1) Pursuant to Chapter 63-584, Acts of 1963. (2) Pursuant to Chapter 65-1925, Special Acts of 1965. (3) Pursuant to Chapter 61-907, Acts of 1961. 29 Retirement deductions were made and remitted by the county. The Justice submitted a letter of explanation to the list of findings submitted pursuant to Section 21.121(3) , Florida Statutes. The list of findings and letter of explanation are shown on exhibit A. EXHIBIT The following exhibit is attached to and forms a part of this report: EXHIBIT - A List of Findings and Letter of Explanation. Respectfully submitted, (Signed) Ernest Ellison, State Auditor Audit made by: (Signed) John A. Auner, Auditor 30 EXHIBIT - A MONROE COUNTY JUSTICE OF THE PEACE, DISTRICT NO. I LIST OF FINDINGS AND LETTER OF EXPLANATION August i , 1965 to July 31, 1966 List of Findings A deficit of $34 existed at July 31, 1966. Resources and liabilities at July 31, 1966, are shown below: Resources Cash in Bank $ 1.00 DEFICIT 34.00 Total $35.00 Liabilities Due to County $35.00 The Justice stated the deficit existed because he deposited July collections of $35 to his personal bank account. A deposit on August 2, 1966, of $35 stated by the Justice to be from personal funds apparently eliminated the deficit. EXHIBIT - A (Cant 'd. l 31 MONROE COUNTY EXHIBIT - A (Cont id. JUSTICE OF THE PEACE, DISTRICT NO. I LIST OF FINDINGS AND LETTER OF EXPLANATION August 1, 1965 to July 31, 1966 Letter of Explanation (MAIM/ MORALES RIP fllaobcA 51ml Plana CY 62621 KEY WEST, ILA. Diadem CY 41501 JUSTICE OF THE PEACE FIRST DISTRICT MONROE COUNTY, FLORIDA March 23rd 1967 Mr. Ernest Ellison, C.P.A. State Auditor State Auditing Department Tallahassee, Florida Dear Mr. Ellison: On Monday, August 1, 1966, I came into my office and the State Auditor and Constable Laura R. Johnson where here waiting for me, the auditor asked me if I had any money on hand, I said yes, I have $35.00, I then went to the cabinet where I keep my cash book and what money I have on hand, which is never more than about $50.00, when I opened the cabinet M took out the cash book I remembered that during the week I had come into my office to find the cabinet door ajar, my office adjoins the residence of my daughter and her family and her friends and salesmen often come through my office and I realized that on other occasions I had left the cabinet door unlocked, I was going to make a personal bank deposit and without giving it a thought I took the $35.00 out of the cabinet and deposited it with my money so that I would not leave the money there over the week end. When I realized what I had done I showed the auditor my cash book showing him that I should have $35.00 to give him, and asked him to wait a minute for me to go across the street to the dry cleaners to cash a check to give him the $35.00 in cash, he said no to not bother or to leave it alone. or words to that effect, the next morning I deposited the $35.00 to the Monroe County Fine & Forfeiture Fund. Entries for the $35.00 had been made in the Cash Book, the Receipt Book, the Docket and in my monthly report memorandum. Sincerely yours, o Justice of the Peace, First District EXHIBIT - A 32 STATE OF FLORIDA CI{ ? STATE. AQDITIN6 DEPARTMENT ERNEST ELLISON,C.P.A. Tallahassee, Florida STATE AUDITOR April 12, 1967 Honorable Claude R. Kirk, Jr., Governor and the Appropriations and Auditing Committee of the Legislative Council Sirs: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE BERL R. PINDER JUSTICE OF THE PEACE, DISTRICT NO. 2 MONROE COUNTY, AT KEY WEST For the period beginning August 1, 1965, and ending Jetty 31, 1966, and present this report thereon. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. A balanced cashbook required by Chapter 219, Florida Statutes, was not kept. In my opinion, subject to the comments above, this report presents fairly the financial condition of the office of the Justice of the Peace, District No. 2, at July 31, 1966, and the results of its financial operations for the audit period then ended, in conformity with generally accepted accounting principles applied on a basis consistent with that of the last audit report. 33 COMMENTS The Justice did not have criminal trial jurisdiction. A deficit of $18.75 existed at July 31, 1966, because the Justice failed to report or deposit a collection that was made on December 21, 1965. A deposit to the county of $18.75 on August 23, 1966, stated by the Justice to be from personal funds apparently eliminated the deficit. Collections and remittances during the audit period are summarized below: Collections, Audit Period $313.87 Remittances to County 295.12 Balance Unremitted, July 31, 1966 $ 18.75(1) Note: (1) Remitted August 23, 1966. The docket was currently posted and adequately indexed. Official pre- numbered receipts were not issued for some collections in the first part of the audit period. A Cashbook was not kept. The Board of County Commissioners paid the following amounts to the Justice. Such amounts are shown below on the basis of the Board's fiscal year: 1964-65 1965-66 to 7-31 Compensation $4,200(1) $6,000(2) Office Expense Allowance (3) 1500 1,250 Total $5,700 $ Notes: (1) Pursuant to Chapter 63-585, Acts of 1963. (2) Pursuant to Chapter 65-1935, Special Acts of 1965. (3) Pursuant to Chapter 61-907, Acts of 1961. Retirement deductions were made and remitted by the county. Respectfully submitted, (Signed) Ernest Ellison, State Auditor Audit made by: (Signed) John A. Auner, Auditor 34 6ESTATE Or FLORIDA A. P. STATE AUDITING DEPARTMENT 2 ERNEST ELLIS0N,C.P.A. Tallahassee, Florida STATE AUDITOR April 12, 1967 Honorable Claude R. Kirk, Jr., Governor and the Appropriations and Auditing Conmittee of the Legislative Council Sirs: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE NORMAN D. MARTIN-VEGUE JUSTICE OF THE PEACE, DISTRICT NO. 3 MONROE COUNTY, AT MARATHON For the period beginning August 1, 1965, and ending July 31, 1966, and present this report thereon. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. The records were kept in accordance with the requirements of Chapter 219, Florida Statutes, and the Comptroller's regulations issued pursuant thereto. In my opinion, subject to the comments above, this report presents fairly the financial condition of the office of the Justice of the Peace, District No. 3, at July 31, 1966, and the results of its financial operations for the audit period then ended, in conformity with generally accepted accounting principles applied on a basis consistent with that of the last audit report. 35 COMMENTS The Justice exercised criminal trial jurisdiction under the provisions of Section 37.24, Florida Statutes. Resources of $31.49 (cash in bank) were adequate to cover liabilities of record at July 31, 1966. The only liability of record was $10.00 due the county. Collections and remittances during the audit period are summarized as follows: Balance Unremitted, August 1, 1965 $ 100.00 Collections, Audit Period 1,921.69 Total $2,021.89 Remittances to County 2,011.89 Balance Unremitted, July 31, 1966 $ 10.00(1) Note: (1) Remitted August 4, 1966, The docket was currently posted and adequately indexed. Official pre- numbered receipts were issued for all collections of record during the audit period. A cashbook was kept, but it was not balanced at July 31, 1966. The Board of County Commissioners paid the following amounts to the Justice. Such amounts are shown below on the basis of the Board's fiscal year: 1964-65 1965-66 to 7-31 Compensation $2,700(1) $3,500(2) Office Expense Allowance 900(1) 1000(2) Total $3,600 $4,500 Notes: (1) Pursuant to Chapter 28484, Acta of 1953. (2) Pursuant to Chapter 65-1933, Special Acts of 1965. Retirement deductions were made and remitted by the county. Respectfully submitted, (Signed) Ernest Ellison, State Auditor Audit made by: (Signed) John A. Auner, Auditor 36 AKSTATE Or FLORIDA ci STATE AUDITING DEPARTMENT Y ERNEST ELLISON,C P.A. Tallahassee, Florida STATE AU GITpe April 12, 1967 Honorable Claude R. Kirk, Jr., Governor and the Appropriations and Auditing Committee of the Legislative Council Sire: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE GEORGE J. RAWLINS JUSTICE OF THE PEACE, DISTRICT NO. 4 MONROE COUNTY, AT ISLAMORADA For the period beginning August 1, 1965, and ending July 31, 1966, and present this report thereon. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. The records were kept in accordance with the requirements of Chapter 219, Florida Statutes, and the Comptroller's regulations issued pursuant thereto. In my opinion, subject to the comments above, this report presents fairly the financial condition of the office of the Justice of the Peace, District No. 4, at July 31, 1966, and the results of its financial operations for the audit period then ended, in conformity with generally accepted accounting principles applied on a basis consistent with that of the last audit report. 37 COMMENTS The Justice exercised criminal trial jurisdiction under the provisions of Section 37.24, Florida Statutes. A deficit of $10 existed at July 31, 1966. Resources and liabilities at July 31, 1966, are shown below: Resources Cash in Bank $220.50 DEFICIT 10.00 Total $230.50 Liabilities Deposits in Open Court Cases $ 97.00 Partial Collections of Fines Prior to Sentence 10.00 Restitution 81.00 Due to County 42.50 Total Liabilities $230.50 The deficit existed because a collection of $10 on March 7, 1966, was not on hand and had not been deposited in the official bank account. Collections and remittances during the audit period are summarized as follows: Cash Balance, August 1, 1965 $ 313.30 Collections, Audit Period 2,954.15 Total $3,267.45 Less: Remittances to County $ 794.50 Remittances to Constable 15.00 Restitution to Plaintiffs 2,066.45 Refund of Cash Bonds 50.00 Miscellaneous Refunds 101.00 Overdeposit on July 30, 1965, Corrected by Underdeposit on August 13, 1965 10.00 Total $3,036.95 Balance to be Accounted for, July 31, 1966 $ 230.50 As indicated above, the Justice collected funds for the plaintiff. The Attorney General, in an opinion dated January 11, 1960 (page 447, 1959-60 Biennial Report), ruled that such collections did not constitute collections of public money and should not be commingled with public money. This was also discussed in audit reports Nos. 5467, 5860, and 6364. RR The docket kept by the Justice was currently posted and adequately indexed. ?renumbered receipts were issued for all collections of record. A balanced cashbook was kept. All records pertaining to financial transactions were well kept and accurate. The Board of County Commissioners paid the following amounts to the Justice. Such amounts are shown below on the basis of the Board's fiscal year: 1964-65 1965-66 to 7-31 Compensation $2,700(1) $3,500(2) Office Expense Allowance 900(1) 1r250(2) Total $3,600 $4,750 Notes: (1) Pursuant to Chapter 59-771, Acts of 1959. (2) Pursuant to Chapter 65-1929, Special Acts of 1965. Retirement deductions were made and remitted by the county. Respectfully submitted, (Signed) Ernest Ellison, State Auditor Audit made by: (Signed) John A, Auner, Auditor 39 STATE OF FLORIDA $ ,. tb.r44"ell STATE AUDITING DEPARTMENT ERNEST ELLISON.C.P..A. Tallahassee, Florida STATC AUDITOR April 12, 1967 Honorable Claude R. Kirk, Jr., Governor and the Appropriations and Auditing Committee of the Legislative Council Sire: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE LAURA R. JOHNSON CONSTABLE, DISTRICT NO. 1 MONROE COUNTY, AT KEY WEST For the period beginning August 1, 1965, and ending July 31, 1966, and present this report thereon. COMMENTS There were no resources or liabilities of record at July 31, 1966. There were no collections of record during the audit period. The Board of County Commissioners paid the Constable's salary. Such amounts are summarized below on the basis of the Board's fiscal year: 1964-65 1965-66 to 7-31 Compensation $4,200.00(1) $4,333.34(2) Notes: (1) Pursuant to Chapter 63-584, Acts of 1963. (2) Pursuant to Chapter 65-1925, Special Acts of 1965. 40 Retirement deductions were made and remitted by the county. Respectfully submitted, (Signed) Ernest Ellison, State Auditor Audit made by; (Signed) John A. Auner, Auditor 41 STATE OF FLORIDA Wirt- .+, STATE AUDITING DEPARTMENT ERNEST ELLISON,c.P A. Tallahassee, Florida STATE AUDITOR April 12, 1967 Honorable Claude R. Kirk, Jr., Governor and the Appropriations and Auditing Committee of the Legislative Council Sirs: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE JOSE (SMOKY JOE) ESPINOSA CONSTABLE, DISTRICT NO. 2 MONROE COUNTY, AT KEY WEST For the period beginning August 1, 1966, and ending July 31, 1966, and present this report thereon. COMMENTS There were no resources or liabilities of record at July 31, 1966. There were no collections of record during the audit period. The Board of County Commissioners paid the Constable's salary. Such amounts are summarized below on the basis of the Board's fiscal year: 1964-65 1965-66 to 7-31 Compensation $4,200(1) $5,000(2) Notes: (1) Pursuant to Chapter 63-585, Acts of 1963. (2) Pursuant to Chapter 65-1935, Special Acts of 1965. 42 Retirement deductions were made and remitted by the county. Respectfully submitted, (Signed) Ernest Ellison, State Auditor Audit made by: (Signed) John A. Auner, Auditor 43 STATE OF FLORIDA 1/4) STATE AUDITING DEPARTMENT war ERNEST ELLISON.c.r A. Tallahassee, Florida STATE ADm.Of April 12, 1967 Honorable Claude R. Kirk, Jr., Governor and the Appropriations and Auditing Committee of the Legislative Council Sirs: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE DONALD (DOC) MacDONALD CONSTABLE, DISTRICT NO. 3 MONROE COUNTY, AT MARATHON For the period beginning August 1, 1965, and ending July 31, 1966, and present this report thereon. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. The records were kept in accordance with the requirements of Chapter 219, Florida Statutes, and the Comptroller's regulations issued pursuant thereto. In my opinion, subject to the comments above, this report presents fairly the financial condition of the office of Constable, District No. 3, at July 31, 1966, and the results of its financial operations for the audit period then ended, in conformity with generally accepted accounting principles applied on a basis consistent with that of the last audit report. 44 COMMENTS Resources and liabilities at July 31, 1966, are shown below: Resources Cash in Bank $10.00 Liabilities Due to County $ 3.00 Constable 7.00 Total $10.00 Collections and remittances during the audit period are summarized as follows: Total Fees for Mileage for County Constable Balance, August 1, 1965 $ 4.00 $15.00 $-11.00 Collections, Audit Period 43.00 25.00 18.00 Total $47.00 $40.00 $ 7.00 Remittances to County 37.00 37.00 Balance, July 31, 1966 $10.00 $ 3.00 $ 7.00 Chapter 59-1012, Acts of 1959, provides that the mileage portion of collections shall be retained by the Constable. Chapter 65-1919, Special Acts of 1965, effective October 1, 1965, provides that all fees collected by the Constable shall be paid over to the county and that the salary provided by this law shall be in lieu of all fees heretofore or hereafter allowable under any existing law or laws in force and effect. Official prenumbered receipts were issued for all collections of record except in two instances. The Constable kept a cashbook in columnar form, but it was not complete or balanced at July 31, 1966. The Board of County Commissioners paid the Constable's salary. Such amounts are shown below on the basis of the Board's fiscal year: 1964-65 1965-66 to 7-31 Compensation $3,600(1) $4,000(2) Notes: (1) Pursuant to Chapter 28485, Acts of 1953. (2) Pursuant to Chapter 65-1919, Special Acts of 1965. 45 Retirement deductions were made and remitted by the county. Respectfully submitted, (Signed) Ernest Ellison, State Auditor Audit made by: (Signed) John A. Auner, Auditor 46 T STATE OP FLORIDA a ill STATE AVDITIN6 DEPARTMENT ERNEST EL ISON,C..P.A. Tallahassee, Florida STATE AUDITo. April 12, 1967 Honorable Claude R. lark, Jr., Governor and the Appropriations and Auditing Committee of the Legislative Council Sire: Pursuant to law, I have directed that an audit be made of the accounts and records of the HONORABLE JOKK E. (TED) CARTER CONSTABLE, DISTRICT NO. 4 MONROE COUNTY, AT ISLAMORADA For the period beginning August 1, 1965, and ending July 31, 1966, and present this report thereon. SCOPE AND OPINION An examination of the accounts and records was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures considered necessary in the circumstances. A balanced cashbook required by Chapter 219, Florida Statutes, was not kept. In my opinion, subject to the comments above, this report presents fairly the financial condition of the office of Constable, District No. 4, at July 31, 1966, and the results of its financial operations for the audit period then ended, in conformity with generally accepted accounting principles applied on a basis consistent with that of the last audit report. A'7 COMMENTS Resources and liabilities at July 31, 1966, are shown below: Resources Cash in Bank $57.30 Liabilities Due to County $56.40 Constable .90 Total Liabilities $57.30 Collections and remittances during the audit period are summarized as follows: Total Fees for Mileage for County Constable Balance, August 1, 1965 $ 5.90 $ 9.00 $-3.10 Collections, Audit Period 96,40 92.40 4.00 Total $102.30 $101.40 $ .90 Remittances to County 45.00 45.00 Balances, July 31, 1966 $ 57.30 $ 56.40 $ .90 Chapter 61-2492, Special Acts of 1961, provides that the mileage portion of the collections shall be retained by the Constable. Chapter 65-1928, Special Acts of 1965, effective October 1, 1965, provides that all fees collected by the Constable shall be paid over to the county and that the salary provided by this law shall be in lieu of all fees heretofore or hereafter allowable under any existing law or laws in force and effect. Official prenumbered receipts were issued for all collections of record except in three instances. A balanced cashbook was not kept. The Board of County Commissioners paid the Constable's salary. Such amounts are shown below on the basis of the Board's fiscal year: 1964-65 1965-66 from 1-5 to 7-31 Compensation $2,661.29(1) $4,000.00(2) Notes: (1) Pursuant to Chapter 59-770, Acts of 1959. (2) Pursuant to Chapter 65-1928, Special Acts of 1965. Retirement deductions were made and remitted by the county. Respectfully submitted, (Signed) EYYnest Ellison, State Auditor Audit made by; (Signed) John A. Auner, Auditor