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HomeMy WebLinkAbout01/15/2025 Agreement GVS COURTq° o: A Kevin Madok, CPA - �o ........ � Clerk of the Circuit Court& Comptroller Monroe County, Florida �z cooN DATE: January 21, 2025 TO: Bob Shillinger County Attorney FROM: Liz Yongue, Deputy Clerk SUBJECT: January 15, 2025 BOCC Meeting The following item has been executed and added to the record: Q12 Disclosure Counsel Retainer Agreement with the law firm of Bryant Miller Olive P.A. to replace the prior agreement approved by the Board on December 18, 2002. Should you have any questions please feel free to contact me at(305) 292-3550. cc: County Attorney Finance File KEY WEST MARATHON PLANTATION KEY 500 Whitehead Street 3117 Overseas Highway 88770 Overseas Highway Key West, Florida 33040 Marathon, Florida 33050 Plantation Key, Florida 33070 Disclosure Counsel Retainer Agreement DISCLOSURE COUNSEL RETAINER AGREEMENT By and Between MONROE COUNTY,FLORIDA and BRYANT MILLER OLIVE P.A. 125009/008/02772691.DOCv2} Disclosure Counsel Retainer Agreement DISCLOSURE COUNSEL RETAINER AGREEMENT TABLE OF CONTENTS Page 1. RETAINER AGREEMENT................................................................................................................1 2. DISCLOSURE COUNSEL SERVICES.........................................................................................1 3. SPECIAL COUNSEL SERVICES......................................................................................................3 4. DISCLOSURE................................................................................................................................3 5. CONTRACT ADMINISTRATION..............................................................................................4 6. GENERAL......................................................................................................................................4 {25009/008/02772691.DOCv2} i Disclosure Counsel Retainer Agreement DISCLOSURE COUNSEL RETAINER AGREEMENT THIS DISCLOSURE COUNSEL RETAINER AGREEMENT (the "Retainer Agreement") is entered into by and between Monroe County, Florida (the "County") and the law firm of Bryant Miller Olive P.A. ('Bryant Miller Olive" or the "Firm") as of the 15th day of January y , 2025. WHEREAS, the Firm and its members have a local and statewide presence, have provided, and continue to provide disclosure counsel services to local governments within and outside of Florida; and WHEREAS, the County and the Firm desire to document and memorialize that the Firm shall be available to serve on an as needed basis as disclosure counsel to the County;and WHEREAS,the County and Bryant Miller Olive desire to respectively receive and provide legal services specifically described herein pursuant to this Retainer Agreement. NOW,THEREFORE,it is agreed as follows: 1. RETAINER AGREEMENT. This Retainer Agreement shall memorialize and supplant any prior agreements between the parties concerning the provision of disclosure counsel and special counsel legal services. 2. DISCLOSURE COUNSEL SERVICES. (A) The Firm, as disclosure counsel will, when requested by the County, perform the following services with respect to the issuance of publicly offered bonds: (1) prepare all disclosure documents at the request of the County; however, the Firm shall assume no responsibility for the disclosure documents insofar as such documents describe the financial circumstances of the offering or any other statistics, projections or data; (2) perform due diligence regarding County financings; (3) assist the County in the compliance with federal and state securities laws; (4) subject to completion of proceedings to the Firm's satisfaction, render customary legal opinion to the County pertaining to disclosure as well as a reliance letter to the County's underwriters,if requested; (5) prepare the Continuing Disclosure Certificate to assist the underwriters in complying with the continuing disclosure requirements of Rule 15c2-12 or its successor in function;and 125009/008/02772691.DOCv21 1 Disclosure Counsel Retainer Agreement (6) prepare the bond purchase agreement on behalf of the County, if requested. (B) The Firm's opinions will be based on facts and law existing as of its date. In rendering an opinion, the Firm will rely on the certified proceedings and other certifications of public officials, officers of the County and other persons furnished to the Firm without undertaking to verify the same by independent investigation, and the Firm will assume continuing compliance by the County with applicable laws relating to the bonds. The Firm will rely on the County to provide complete and timely information on all developments pertaining to any aspect of the bonds, the use of proceeds of the bonds, and the security for the bonds. (C) The Firm, as disclosure counsel will not perform the following services with respect to the issuance of bonds and matters relating thereto: (1) traditional bond counsel services; (2) preparation of blue sky or investment surveys with respect to the Bonds; (3) investigation or expression of any view as to the creditworthiness of the County, any credit enhancement provider, or the bonds, or, providing services related to derivative financial products (e.g. 'swaps' and related documents or opinions); (4) representing the County in Securities and Exchange Commission investigations, inquiries, or related matters; and (5) addressing any other matter not specifically set forth above that is not required to render the Firm's opinion. (D) For the services described above, the County agrees that the Firm shall be compensated for disclosure counsel services, at the time the bonds or notes are issued and delivered, at a contingent fee equal to 80% the fee payable to the County's Bond Counsel, or $25,000, whichever is greater. The payment of our fee is completely contingent in all cases on the sale and delivery of the bonds; however, we will be reimbursed for our expenses irrespective of the completion of the bond issue. (E) The Firm's fee may vary: (1) if material changes in the structure or schedule of the financing occur; or (2) if unusual or unforeseen circumstances arise which require a significant increase in the Firm's time or responsibility; or (3) upon review of fees charged by counsel for comparable undertakings. If, at any time, the Firm believes that circumstances require an adjustment of the fee described above, the Firm will advise the County and seek an adjustment based upon the relevant circumstances. Such adjustment will only be made by the County, in its sole discretion. 125009/008/02772691.DOCv21 2 Disclosure Counsel Retainer Agreement (F) When requested, the Firm will also prepare or review secondary market submissions at the hourly rates described in Section 4(B)hereof. 3. SPECIAL COUNSEL SERVICES. (A) When requested by the County Attorney, Bryant Miller Olive shall also be available to provide legal services as special counsel to the County for matters unrelated to the specific issuance of new debt as a complement and supplement to the services generally provided by the County Attorney. Special counsel legal services and assistance outside the scope of County Attorney's services, only when necessary and as specifically authorized, may be provided on an hourly or negotiated fee basis by separate work orders as provided herein, for the provision of other legal services of a specialized nature which the Firm may possess and are desired and specifically requested by the County. (B) The provision of special counsel legal services shall be conditioned upon a scope of services and fee structure as directed or authorized by the County Attorney and shall be set forth in a written work order in a form approved by the County Attorney. (C) Bryant Miller Olive will be compensated for special counsel legal services at the Firm's then government rates or at negotiated fees based upon the skills, experience, or expertise of the attorneys involved and agreed to by the Firm through specific written work orders or as otherwise approved by the County Attorney. 4. DISCLOSURE. The rules regulating The Florida Bar provide that a conflict of interest exists whenever a lawyer represents one client in a matter adverse to another client. The lawyer may proceed with the representation of one client if, after disclosure of the conflict, both clients consent to the representation. We have disclosed to the County that we have, currently do and may in the future, serve as bond, disclosure or other counsel to other local governments or otherwise act as counsel to underwriters, investment banks and commercial banks on public finance matters. From time to time, we may represent the firms which may underwrite the County's bonds, notes, or other obligations (and other financial institutions hired by the County) in connection with financings for other governmental entities on unrelated matters. In either case, such representations are standard and customary within the municipal bond industry. In our opinion, we can effectively represent the County and the discharge of the Firm's professional responsibilities notwithstanding our representation of other parties in other unrelated matters, either because such representations will be sufficiently different or because the potential for such conflict is remote and minor and outweighed by consideration that it is unlikely that advice given to the other client will be relevant in any respect to the subject matter, and the County expressly consents to such other representations consistent with the circumstances herein described. The County consents to such representation of the other client in unrelated matters consistent with the circumstances described herein. However, the County 125009/008/02772691.DOCv21 3 Disclosure Counsel Retainer Agreement reserves the right to identify a representation that it finds objectionable in the future, in which case the Firm agrees to take appropriate steps to resolve the issue. 5. CONTRACT ADMINISTRATION. (A) For ease and convenience of administration, the County hereby also designates its County Attorney to provide policy direction and instructions to the Firm in the administration of its duties hereunder, approving, and authorizing work orders, when required, and all other matters necessary to administer this Retainer Agreement on behalf of the County. (B) The Firm shall be entitled to reasonably rely upon direction received from the County Attorney. 6. GENERAL. (A) This Retainer Agreement shall be governed by and construed in accordance with the laws of the State of Florida. In the event of any dispute arising out of or relating to this Retainer Agreement, the parties agree to waive trial by jury and agree that venue shall lie in Monroe County, Florida. In the case of litigation of such disputes, the prevailing party shall be entitled to recover attorney fees and costs from the other party. This Retainer Agreement may be amended only by a written agreement entered by the parties. (B) This Retainer Agreement may be terminated with or without cause by the County or by Bryant Miller Olive at any time upon ninety (90) days written notice. In the event of termination,the Firm shall assume responsibility for completion of and shall be compensated for all representation requested prior to the notice of termination. Provided however, the County may terminate this Retainer Agreement for breach by the Firm with such notice as may be reasonable under the circumstances. In the event of termination,with or without cause, the Firm shall be compensated in accordance herewith for approved time and expenses expended prior to the date of termination. (C) Bryant Miller Olive is not a "municipal advisor" as contemplated in Exchange Act Rule 15(B)(e)(4)(C) and will only provide services hereunder that are of a traditional legal nature. (D) This Agreement will be effective for a term of five (5) years from its date of execution and will be automatically extended without any action required for successive one- year renewals following the initial five (5) year period unless terminated by either the County or the Firm pursuant to subsection(B) of this Section. (E) This Retainer Agreement may be executed in multiple counterparts. (F) This Retainer Agreement shall be effective on the date first written above. 125009/008/02772691.DOCv21 4 Disclosure Counsel Retainer Agreement Page Intentionally Left Blank 125009/008/02772691.DOCv21 5 l Retainer Disclosure ounse• Re Agreement • IN WITNESS WHEREOF.Monroe County,Florida and Bryant Miller Olive have caused this Disclosure Counsel Retainer.Agreement to be executed as of the dates below and effective as ' of the day first above written. MONROE NTY,FLORIDA illk 40. ,,, , . 11 a I By: Name:Ja41-.• K.Scholl Title: Mayor,Board of County Commissioners. -.., Date: CIMUA lg,2025 • .test,-�.6 ,; R,,,��.��. ,.;s.�At ,Ke Madok,Monroe County: Clerk f`: .` ! :g-li. pvin AA�- fir . s°�, 8 Ft ' \d b ‘ • • '§ V a r t`v hk 23 i 1 PA i.,,,,,,:?;,..:1,R,,&:_r:i z.,:,:,...1"...;;,,,..,,,,,:i311, / 72;::,:,,,,::,,,i.(x., a r ' . . . . , ,,t, Lei ;; •.t S 1 i,,;..A' .J 6 .: s::ti i-1:-Namej..�El�iz� eth Yongue. ' , wr,:• Title;r:=,Deputy Clerk Approved for:form and leigal sufficienc .. BRYANT 4 ILLER OLIVE .A._ itally signed by Robert B.Shillinger Robert B. -:,,"DN:cn=Robert B.shillinger,o=Monroe •County g OCC,ou=Monroe County h. Attorney,email=shillinger • - S I I I I n e r -:-bob@monroecounty=fl.gov,c=US. By: Date:2025.01.15 16:49:28-05'00', .,.., . t, / / 1 ,°11 y• Robert shillinger, Jr. � Sh• are ho lder an uth iz d or e Monroe County Attorney • Date: ,2025 r F -�. ` ' pLi, i--�r"-"� ,,:)r: :ram 1, CD r ;.: ) --y✓ CMI 1...._) {25009/008/02772691.DOCv2} ALAS December 31, 2024 Bryant Miller Olive PA 1545 Raymond Diehl Rd. w Suite 300 Tallahassee, FL 32308DATE 7 25 To Whom It May Concern: CONFIRMATION OF INSURANCE We hereby confirm that Bryant Miller Olive PA has Professional Liability Coverage under Policy LPL-1943-2025 with an annual limit of$20,000,000 per claim and $40,000,000 in the aggregate with the right, under stated conditions, to purchase extended reporting rights upon termination of such Policy by ALAS. The self-insured retention under such Policy is $250,000 each claim up to an aggregate of$500,000 and $100,000 each claim thereafter. The Policy effective date is from January 1, 2025 to January 1, 2026. Such Policy is subject to the terms, conditions, limitations and exclusions stated therein. ATTORNEYS' LIABILITY ASSURANCE SOCIETY LTD., A RISK RETENTION GROUP By: Date: 12/31/2024 Anne M. Mahoney Assistant Director of Underwriting 10 "'Ou0i Riverside,ide :,1,i,Iza Suite 1,1010 r;Jflcrarl >, H 606016 312.6076900 ror VENDOR CERTIFICATION REGARDING SCRUTINIZED COMPANIES LISTS Project Description(s):Monroe County,Florida Infrastructure Sales Surtax Revenue Bonds,Series 2025 Respondent Vendor Name: Bryant Miller Olive P.A. Vendor FEIN: 59-1315801 Vendor's Authorized Representative Name and Title: Duane D.Draper,Shareholder Address: 400 North Tampa Street,Suite 1600 City: -- State: Florida Zip: 33602 Phone Number: 813-273-6677 Email Address: ddraper@bmolaw,rom Section 287.135,Florida Statutes prohibits a company from bidding on, submitting a proposal for, or entering into or renewing a contract for goods or services of any amount if,at the time of contracting or renewal, the company is on,the Scrutinized Companies that Boycott Israel List, created pursuant to Section 215.4725, Florida Statutes, or is engaged in a Boycott of Israel. Section 287.135, Florida Statutes, also prohibits a company from bidding on, submitting a proposal for, or entering into or renewing a contract for goods or services of$1,000,000 or more, that are on either the Scrutinized Companies with Activities in Sudan List or the Scrutinized Companies with Activities in the Iran Petroleum Energy Sector Lists which were created pursuant to s.215.473,Florida Statutes,or is engaged in business operations in Cuba or Syria. As the person authorized to sign on behalf of Respondent,I hereby certify that the company identified above in the Section entitled"Respondent Vendor Name"is not listed on the Scrutinized Companies that Boycott Israel List or engaged in a boycott of Israel and for Projects of$1,000,000 or more is riot listed on either the Scrutinized Companies with Activities in Sudan List, the Scrutinized Companies with Activities in the Iran Petroleum Energy Sector List,or engaged in business operations in Cuba or Syria. I understand that pursuant to Section 287.135,Florida Statutes,the submission of a false certification may subject company to civil penalties,attorney's fees,and/or costs. I further understand that any contract with the County may be terminated, at the option of the County, if the company is found to have submitted a false certification or has been placed on the Scrutinized Companies that Boycott Israel List or engaged in a boycott of Israel or placed on the Scrutinized Companies with Activities in Sudan List or the Scrutinized Companies with Activities in the Iran Petroleum Energy Sector List or been engaged in business operations in Cuba or Syria. Certified By: _.,,Duane D,Draper who is authorized to sign on behalf of the abov referenced cot any, gralat Authorized Si Print Name: Duane D.Draper Title: Shareholder Note:The Lest are available at the following Department of Management Services Site: �k busincss r enalklus state endor lists AFFIDAVIT ATTESTING TO NONCOERCIVE CONDUCT FOR LABOR OR SERVICES Entity/Vendor Name-.-Bryant Miller Olive PA. Vendor FEIN: 59-1315801 Vendor's Authorized Representative: Duane D.Draper.Shareholder (Name and Title) Address: 400 North Tampa Street,Suite 1600 City: Tampa State: Florida -Zip: 33602 Phone Number: 813-273-6677 Email Address: ddraperQbmolaw.com As a nongovernmental entity executing, renewing, or extending a contract with a government entity, Vendor is required to provide an affidavit under penalty of perjury attesting that Vendor does not use coercion for labor or services in accordance with Section 787.06,Florida Statutes. As defined in Section 787,06(2)(a), coercion means: L Using or threating to use physical force against any person; 2. Restraining, isolating, or confining or thrcating to restrain, isolate, or confine any person without lawful authority and against her or his will; 3. Using lending or other credit methods to establish a debt by any person when labor or services are pledged as a security for the debt,if the value of the labor or services as reasonably assessed is not applied toward the liquidation of the debt,the length and nature of the labor or service are not respectively limited and defined; 4� Destroying, concealing, removing, confiscating, withholding, or possessing any actual or purported passport,visa,or other immigration document, or any other actual or purported government identification document, of any person; 5, Causing or threating to cause financial harm to any person; 6. Enticing or luring any person by fraud or deceit; or 7. Providing a controlled substance as outlined in Schedule I or Schedule II of Section 893.03 to any person for the purpose of exploitation of that person. As a person authorized to sign on behalf of Vendor, I certify under penalties of perjury that Vendor does not use coercion for labor or services in accordance with Section 787.06.Additionally,Vendor has reviewed Section 787,06, Florida Statutes,and agrees to abide by same. Certified By: Duane D.Draper who is authorized to sign on behalf of the above referenced company. Authorized Signature: Print Name: Duane D.Draper shareholder NON-COLI,USION AFFIDAVIT Duane D.Draper of the city of Tampa,Florida according to law on my oath,and under penalty of perjury,depose and say that a. I am Duane D.Draper,Shareholder of the firm of Bryan' the bidder making the Proposal for the project described in the Request for Proposals for Infrastructure Sales Surtax Revenue Bonds,Series 2025 and that I executed the said proposal with full authority to do so; b. the prices in this bid have been arrived at independently without collusion, consultation, communication or agreement for the purpose of restricting competition,as to any matter relating to such prices with any other bidder or with any competitor; C. unless otherwise required by law,the prices which have been quoted In this bid have not been knowingly disclosed by the bidder and will not knowingly be disclosed by the bidder prior to bid opening,directly or Indirectly,to any other bidder or to any connpetltor;and d. no attempt has been made or will be made by the bidder to induce any other person,partnership or corporation to submit,or not to submit,a bid for the purpose of restricting competition; e. the statements contained in this affidavit are true and correct,and made with full knowledge that Monroe County relies upon the truth of the statements contained in this affidavit in awarding contracts for said project, (Signature) Date: January 13,2025 STATE OF: Florida COUNTY OF: Hillsborough Subscribed and sworn to(or affirmed)before me,by means of 0 physical presence or Vonline notarization,on Januafq 13 ZD 7-S (date)by (name of affiant). He/She is Eersonally known (type ficat I � --- to me or has produced as identification, ELENI PESSEMIER NOTARY PUBLIC Notary Public-State of Florida btc. Commission#HH 617291 My Comm,Expires Oec 2,2028 My Commission Expires: Bonded through National Notary Assn. R= ATTACHMENT D.9 SWORN STATEMENT UNDER ORDINANCE NO,010-1990 MONROE COUN2TYFLORIDA ETHICS CLAUSE Bryant Miller Olive P.A. (Company) "...warrants that he/it has not employed, retained or otherwise had act on his/her behalf any former County officer or employee In violation of Section 2 of Ordinance No.010-1990 or any County officeror employee in violation of Section 3 of Ordinance No. 010-1990. For breach or violation of this provision the County may,In Its discretion,terminate this Agreement without liability and mayalso,in its discretion,deduct from the Agreement or purchase price,or otherwise recover, the full amount of any fee, commission, percentage, gift, or consideration paid to the former County officer oremployes." 4&41 ic, (Signature) Date: January 13,2026 STATE OF: Florida COUNTY OF: Hillsborough Su scribed and sworn to(or affirmed)before me,by means of D physical presence or online notarization,on TGOUAIM 1jZ02_CZ-;,_(date)by 6 A. Ycg2�Y (name of affiant). Le/She is to me or has produced (type of identification) as identification. ELENI PESSEMIER Notary Public-State of Florida ap Commission#HH 617291 my Comm,Expires Dec 2,2028 NOTARY PUBLIC Bonded through National Notary ASSM, My Commission Expires: bec 7-3-CLIB 941