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Resolution 460A-1996 REs.nLUTl'ON NO, 460A-1996 A RESOLUTION AMENDING RESOLUTION NO, 206-1990 OF THE BOARD OF COUNTY COMMISSIONERS OF MONROE COUNTY, FLORIDA, ENTITLED: "A RESOLUTION OF THE BOARD OF COUNTY COMMISSIONERS OF MONROE COUNTY, FLORIDA, AUTHORIZING THE ACQUISITION AND CONSTRUCTION OF ADDITIONAL CRIMINAL JUSTICE FACILITIES IN MONROE COUNTY, FLORIDA; PROVIDING FOR THE ISSUANCE OF NOT EXCEEDING $40,000,000 SALES TAX REVENUE BONDS, SERIES 1991, OF THE COUNTY TO FINANCE THE COST THEREOF; PROVIDING FOR THE PAYMENT OF SUCH BONDS FROM THE PORTION OF THE ONE CENT LOCAL GOVERNMENT INFRASTRUCTURE SURTAX PROCEEDS DISTRIBUTABLE TO THE COUNTY; MAKING CERTAIN COVENANTS AND AGREEMENTS IN CONNECTION THEREWITH; AND PROVIDING AN EFFECTIVE DATE," DULY ADOPTED ON MARCH 27, 1990, AS AMENDED, BY MAKING CHANGES NECESSARY FOR ISSUANCE OF A MUNICIPAL BOND DEBT SERVICE RESERVE INSURANCE POLICY FOR THE BONDS; AND PROVIDING AN EFFECTIVE DATE, BE IT RESOLVED BY THE BOARD OF COUNTY COMMISSIONERS OF MONROE COUNTY, FLORIDA: SECTION 1, AUTHORITY FOR THIS RESOLUTION. Thj;s resollJ.tion is adopted pursuant to Section 212,055(2), Florida St~u~es, ~d o~er applicable provisions of law, ~.:~ ::c: ,--. " 0 '-' SECTION 2, FINDINGS, It is hereby ascertai.ned, d!terr8ned and declared that:.' ~ -~ .,. :-::.; , .::z::, A, The Board of County Commissioners of.. Monr~ COI~ty, Florida (the "Governing Body" and "County," respectivelY)Q on ~rch 27, 1990, duly adopted Resolution No, 206-1990 entitled?,~) "A RESOLUTION OF THE BOARD OF COUNTY COMMISSIONERS OF MONROE COUNTY, FLORIDA, AUTHORIZING THE ACQUISITION AND CONSTRUCTION OF ADDITIONAL CRIMINAL JUSTICE FACILITIES IN MONROE COUNTY, FLORIDA; PROVIDING FOR THE ISSUANCE OF NOT EXCEEDING $40,000,000 SALES TAX REVENUE BONDS, SERIES 1991, OF THE COUNTY TO FINANCE THE COST THEREOF; PROVIDING FOR THE PAYMENT OF SUCH BONDS FROM THE PORTION OF THE ONE CENT LOCAL GOVERNMENT INFRASTRUCTURE 3247/MON59006/R-AMEND-RES 1 SURTAX PROCEEDS DISTRIBUTABLE TO THE COUNTY; MAKING CERTAIN COVENANTS AND AGREEMENTS IN CONNECTION THEREWITH; AND PROVIDING AN EFFECTIVE DATE," and subsequently amended the same (collectively, the "Resolution) , B, On July 19, 1996, the County received from MBIA Insurance Corporation, Armonk, New York ("MBIA") , a Commitment (the "Commitment") to Issue a Debt Service Reserve Surety Bond (the "Surety Bond") for the Bonds, Thereafter bond counsel to the County negotiated changes to the Commitment for the benefit of the County, which resulted in the issuance by MBIA of a revised Commitment, dated August 29, 1996, C, It is necessary and desirable to amend the Resolution by making changes necessary for issuance of the Surety Bond, and authorize the execution of all documents in connection therewith, SECTION 3, AMENDMENTS TO RESOLUTION, amended in the following manner, The Resolution is A, The first paragraph of Section 2,09 of the Resolution is hereby amended to read as follows: "SECTION 2,09 PROVISIONS FOR REDEMPTION, The Bonds or any portions thereof shall be subject to mandatory and/or optional redemption prior to their respective stated dates of maturity, at such times and in such manner as shall be determined by subsequent resolution of the Board adopted on or prior to the sale thereof; however, the Board shall not exercise any provision for optional redemption of Bonds unless all amounts owed to the insurers under this Resolution and any reimbursement agreements, with respect to all bond reserve insurance policies, have been paid in full," B, Subsections 4. 02D and F of the Resolution are hereby amended to read as follows: "D. RESERVE ACCOUNT, Pledged Funds shall then be applied by the Issuer to maintain in the Reserve Account a sum equal to the Reserve Account Requirement, Except as provided below, such sum shall initially be deposited therein from the proceeds of the sale of the Bonds, Any withdrawals from the Reserve Account shall be restored from the first available Pledged Funds after making the payments required above, Such replenishment amounts shall first be used for reimbursement of any drawings under any bond reserve insurance policies, as described below, and then to replenish any cash withdrawn from the Reserve Account, No further payments shall be required to be made into the Reserve Account when there has been deposited therein and as long as there shall remain on deposit therein a sum equal to the Reserve Account Requirement. The Authorized Investments on deposit in the Reserve Account shall be valued annually on the last day of the Fiscal Year in accordance 3247/MONS9006/R-AMEND-RES 2 with generally accepted accounting practice, Notwithstanding the foregoing and with the written consent of the Bond Insurer (if the outstanding Bonds are then covered by a Bond Insurance Policy), the Issuer shall not be required to fully capitalize the Reserve Account on the date of issuance of the Bonds from proceeds of the sale of the Bonds, if it provides on the date of issuance of the Bonds, bond reserve insurance issued by a reputable and recognized municipal bond insurer rated in the highest rating category by both S&P and Moody's, and, if rated by A,M, Best & Company, New York, New York ("A,M, Best"), in the highest rating category by A,M, Best, in an amount equal to the difference between the Reserve Account Requirement and the sum to be deposited therein pursuant to the preceding paragraph, At any time after the issuance of the Bonds, the Issuer may, in its discretion, withdraw the amount of money on deposit in the Reserve Account and substitute in its place, a bond reserve insurance policy, in the face amount of such withdrawal, and use the surplus money so withdrawn for any lawful purpose specified by the Act, Money in the Reserve Account shall be used only for the purpose of the payment of maturing Amortization Installments or principal of or interest on the Bonds when the other money allocated to the Sinking Fund and Bond Amortization Account is insufficient therefor, and for no other purpose, If and whenever the money applied and allocated to the Reserve Account exceeds the Reserve Account Requirement on all then outstanding Bonds, such excess shall be withdrawn and deposited into the Sinking Fund, If the Reserve Account is funded with a combination of cash and a bond reserve insurance policy, as described above, any withdrawals shall first be made from cash, and then from the bond reserve insurance policy, If multiple bond reserve insurance policies have been issued for the Reserve Account, any drawings under those policies shall be on a pro rata basis, In the event the Issuer determines to draw upon any bond reserve insurance policy, it shall cause the paying agent for the Bonds to (1) provide immediate notice of the same to the insurer, and (2) deliver to such insurer at least 3 days prior to the date on which funds are required, a demand for payment in the form and manner specified by such insurer, The paying agent for the Bonds shall be required to maintain adequate records to ascertain the necessity for a claim or draw upon any bond reserve insurance policy, and the amounts paid and owing the insurer under the terms of any reimbursement agreement, * * * 3247/MONS9006/R-AMEND-RES 3 F, BALANCE OF' P.EVENUES, Thereafter the balance of any Pledged Funds remaining after the above required payments (including deficiencies for prior payments) have been made shall first be used to pay interest owed any insurer on amounts advanced under a bond reserve insurance policy, and then may be used by the Issuer for any lawful purpose specified by the Act," C, Section 5,06 of the Resolution is hereby amended to read as follows: .. ISSUANCE OF ADDITIONAL OBLIGATIONS, Except as provided below, the Issuer hereby covenants and agrees not to incur any other obligations or indebtedness payable from the same source as the Bonds, unless such obligations contain an express statement that such obligations are junior and subordinate in all respects to the Bonds as to lien on and source and security for payment from the Pledged Funds, Consequently, no Bonds payable from the Pledged Funds prior to the Bonds shall be issued, Furthermore, no additional obligations of the Issuer to be secured by all or any portion of the Non-Ad Valorem Revenues 'Specific Lien Debt') or a covenant to budget and appropriate from Non Ad-Valorem Revenues ('Budget Covenant Debt' and collectively with Specific Lien Debt, "Non-Ad Valorem Debt') shall be issued unless the following conditions are met: (1) The average of the total Non-Ad Valorem Revenues in the preceding 2 Fiscal Years must equal or exceed 2 times the maximum annual debt service on all outstanding and proposed Non- Ad Valorem Debt, (2) The total Non-Ad Valorem Revenues for the preceding Fiscal Year, less (a) the debt service on outstanding and proposed Specific Lien Debt for the next Fiscal Year, and (b) the Non-Ad Valorem Revenue Share of Essential Services Expenditures, must be at least 1,1 times the maximum annual debt service on all outstanding and proposed Budget Covenant Debt, The term 'Non-Ad Valorem Revenue Share of Essential Services Expenditures' shall be determined by multiplying the total cost of Essential Services for the preceding Fiscal Year by a fraction, the numerator of which is the total Non-Ad Valorem Revenues for the preceding Fiscal Year and the denominator of which is total revenues for the preceding Fiscal Year, The term 'Essential Services' shall include the total expenditures by the Issuer for public safety and general governmental purposes as reported in the annual audited financial statements of the Issuer, or, if such audited financial statements are unavailable, in other financial records of the Issuer, Notwithstanding the foregoing the Issuer may issue obligations for the purpose of refunding all or a portion of the outstanding Bonds as long as the aggregate debt service with respect to such 3247!MON59006!R-AMEND-RES 4 refunding obligations will be equal to or lower than the aggregate debt service with respect to the Bonds refunded, the security for payment of the refunding obligations is equal to or greater than the security for payment of the refunded Bonds, and the final maturity of the refunding obligations is not later than April 1, 2004," D. Section 6,05 of the Resolution is hereby amended to read as follows: "SECTION 6,05 DEFEASANCE, If, at any time, the Issuer shall have paid, or shall have made provision for the payment of, the principal, interest and redemption premiums, if any, with respect to the Bonds, or any portion thereof, and all amounts owed to the insurers under this Resolution and any reimbursement agreements with respect to all bond reserve insurance policies have been paid in full, then, and in that event, the pledge of and lien on the applicable portion of the Pledged Funds in favor of the applicable Bondholders shall be no longer in effect, For purposes of the preceding sentence, deposit of sufficient cash and/or principal and interest of Federal Securities in irrevocable trust with a banking institution or trust company, for the sole benefit of the applicable Bondholders, to make timely payment of the principal, interest and redemption premiums, if any, on the outstanding Bonds, shall be considered 'provision for payment,' II SECTION 4, EXECUTION OF COMMITMENT, FINANCIAL GUARANTY AGREEMENT, Execution of the revised Commitment by the proper officer of the Board is hereby authorized or ratified and confirmed, as applicable, The proper officer of the Board is hereby authorized to execute the Financial Guaranty Agreement in substantially the form attached to the revised Commitment, with such changes as approved by bond counsel to the County. SECTION 5, SEVERABILITY OF INVALID PROVISIONS, If anyone or more of the provisions contained in this resolution shall be held contrary to any express provision of law or contrary to the policy of express law, though not expressly prohibited, or against public policy, or shall for any reason whatsoever be held invalid, then such provisions shall be null and void and shall be deemed separable from the remaining provisions, and shall in no way affect the validity of any of the other provisions hereof, SECTION 6, REPEALING CLAUSE, All resolutions or parts thereof of the Governing Body in conflict with the provisions contained in this resolution are, to the extent of such conflict, hereby superseded and repealed, 3247/MON59006/R-AMEND-RES 5 SECTION 7, EFFECTiVE DATE, This resolution shall take effect immediately upon its adoption, (SEAL) ATTEST: g':ff 'l~1!$,:,) Commissioners 3247/MONS9006/R-AMEND-RES by the Board of County Commissioners of at a regular meeting of the Board on By Mayor, Bo d of County Commissioners 6 .'-'I__~__... .. -~--'-,,---'_.....~..... }Dannp I. J1o[bagt BRANCH OFFICE 3117 OVERSEAS HIGHWAY MARA mON, FLORIDA 33050 TEL. (305) 289-6027 FAX (305) 289-1745 CLERK OF THE CIRCUIT COURT MONROE COUNTY 500 WHITEHEAD SlREET KEY WEST, FLORIDA 33040 TEL. (305) 292-3550 FAX (305) 295-3660 BRANCH OFFICE 88820 OVERSEAS HIGHWAY PLANTAl10N KEY, PLORIDA 33070 TEL. (305) 852-7145 FAX (305) 852-71~ November 14, 1996 Judson Freeman, Jr., &q. Squire, Sanders & Dempsey One Enterprise Center, Suite 2100 225 Water Street Jacksonville, Fl. 32202 Dear Mr. Freeman: At the October 16, 1996 County Commission Meeting, the Board adopted Resolution No. 460A-1996 amending Resolution No. 206-1990. Enclosed please find a certified copy of the above Resolution for your handling. H you have any questions regarding the above, please do not hesitate to contact this office. Sincerely, Enclosure ~ Ruth Ann Jantzen Deputy Clerk cc: County Administrator County Attorney Finance Director Lavon Wisher