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Resolution 167-1993 RESOLUTION NO. 167-1993 A RESOLUTION OF TIIE BOARD OF COUNfY COl\1MISSIONERS OF MONROE COUNfY, FLORIDA, EST ABIlSHMENT AND IMPLEMENTATION OF AN ELDERLY HOMEOWNER REHABILrf ATION PROGRAM POIlCY. WHEREAS, Monroe County has executed a Governmental Interlocal Agreement with the Monroe County Housing Authority to provide professional planning, management, and administrative services of affordable housing progr~ and ~ - T1 Z ~ ::D ,~_ _. .. _:::;: --~- = WHEREAS, the State of Florida Department of Community Affairs ha#noticeq N -~. the availability of funds for Elderly Homeowner Rehabilitation program.~ a deaaJine fot submittal of competitive application for this program of May 3, 1993; a.n4 u (;,; -" 00 WlffiREAS, by prior resolution, Monroe County has authorized the preparation of application by the Monroe County Housing Authority in the amount of $262,000 for submittal to State of Florida Department of Community Affairs at an administrative cost not to exceed $2,800; and ._) '") WHEREAS, said application requires an elderly homeowner rehabilitation program design; and WHEREAS, Monroe County has previously established an Anti-Displacement and Relocation Policy; and WHEREAS, the state's competitive Elderly Homeowner Program does not provide for any grant funds within the grant category for counties with less than 200,000 population for administrative, accounting, and monitoring; and WHEREAS, upon successful award to Monroe County of the state's Elderly IIomeowner program such costs will exist; and WHEREAS, such administrative/accounting and construction administration costs are eligible as a Title I expenditure of Community Development Block Grant program income; and WHEREAS, upon successful award of grant agreement, Monroe County Housing Authority Special Programs Office has agreed to provide the grantee's required administrative and accounting procedures for an amount equal to five percent (5%) of the total grant award; and WHEREAS, should Monroe County require the Monroe County Housing Authority Special Programs Office to provide Elderly Homeowner Program construction administration inclusive of applicant qualification, construction work write-ups, bid docwnentation, bid procedures, contract award, and field construction completion monitoring for program compliance, said services shall be provided for an amount equal to ten percent (10%) of the grant agreement; NOW, THEREFORE, BE rr RESOLVED by the Board of County Commissioners of Monroe County, Florida as follows: Section 1.. Monroe County, adopts by reference, an Elderly Homeowner Rehabilitation Program Policy inclusive of the County's Anti-Displacement and Relocation Policy as part of the proposed Elderly Homeowner Rehabilitation Program. Section _4. The Monroe County Housing Authority Special Programs Office is authorized to prepare for execution the County's application for the competitive Elderly Homeowners Rehabilitation Program in the amount of $262,000, at an administrative cost not to exceed $2,800 inclusive of public advertisements; such costs are eligible under Monroe County's Community Development Block Grant program income. -' ~ Section l Upon execution of an Elderly Homeowners Rehabilitation Program Grant Agreement between Monroe County and State of Florida Department of Community Affairs, Monroe County Housing Authority Special Programs Office is hereby authorized to provide Monroe County the required administrative and accounting procedures for an amount equal to five percent (5%) of the total grant award; and, as required, provide cons1ruction administration inclusive of applicant qualification, construction work write-ups, bid documentation, bid procedures, contract award, and field construction completion monitoring for program compliance, said construction administration services shall be provided for an amount equal to ten percent (10%) of the grant agreement; such costs are eligible under Monroe County's Community Development Block Grant program income. PASSED AND ADOPTED by the Board of County Commissioners of Monroe County, Florida, at a regular meeting of said Board held on the ~day of ~, A.D., 1993. BOARD OF COUNTY COM:MISSIONERS OF MONROE COUNTY, FLORIDA BY: ~~- Mayor/Chairman (SEAL) ATTEST: DANNY L. KOLHAGE, Clerk 0.J. c. ~ /J.t. Danny Kolhage, C k of the Court ((~ Date:.~ '1.3 Approved as to form and legal sufficiency:._ { c:\winworcNori\cbr\rcs2. cIoc} ~- . MONROE COUNTY HOUSING AUTHORITY P. O. BOX 2476 KEY WEST, FLORIDA 33040 305 296-5621 Board of Commissioners: Greg Goebel G1enwood Lopez Dennis J. Wardlow Mona Chase Rose Biero Director: Henry V. Haskins. P.H.M. MEMORANDUM The attached are those documents referenced within the Monroe County Resolution establishing and implementing an Elderly Homeowner Rehabilitation Program Policy. The four items are: Anti-Displacement and Relocation Policy for the County of Monroe Fact Sheet - Elderly Homeowner Rehabilitation Program (EHRP) Design Promissory Note - Elderly Homeowner Loan Program County of Monroe, c/o Monroe County Housing Authority, Elderly Homeowner Loan Program Mortgage Deed ANTI-DISPLACEMENT AND RELOCATION POLICY FOR THE COUNTY OF MONROE Reference: Tenant Assistance, Relocation and Real Property Acquisition Plans. TABLE OF CONTENTS I. Displacement Avoidance Policy II. Definitions a) Standard Condition b) Substandard Condition Suitable for Rehabilitation Displacement Policy and Procedures III. IV. V. VI. VII. VIII. Permanent, Involuntary Displacement A) Provisions for One-on-One Replacement B) Provisions for Relocation Assistant for Residential Displacement. C) Provisions for Non-Residential Relocation. Temporary, Voluntary Displacement and Relocation. Permanent, Voluntary Displacement and Relocation. Tenant Assistance Policy Federal Rental Rehabilitation Program Displacement of Homeowners Appeals/Counseling County of Monroe TENANT ASSISTANCE, RELOCATION & REAL PROPERTY ACQUISITION PLAN 1. Displacement Avoidance Policy. The County of Monroe is committed to a policy to" make all reasonable efforts to ensure that activities undertaken through the use of Community Development Block Grant (CDBG) and/or other federal funding will not cause unnecessary dis- placement or relocation. Such federally funded programs will be administered in such a manner that careful consideration is given during the planning phase with regard to avoiding displacement. The County will also provide information to and keep citizens involved in the process regardiag pending land use changes, zoning and rezoning actions that threaten the preservation of residential areas. Involuntary displacement shall be reserved as a last resort action necessitated only when no other alternative is available and when the activity is determined necessary in order to carry out a specific goal or objective that is of benefit to the public. In this case, community development and housing programs will be planned in a manner which avoids displacement of households or business. However, "voluntary" displacement (temporary or perma- nent) may be necessary in order to achieve a benefit to a household or business (such as rehabilitation or replacement of the building). Such benefits shall be identified and requested by the displacee. Voluntary displacement may also occur when a property owner voluntarily offers his home or business property for sale to the County. In these cases, the seller may be required to waive rights as a condition of sale of the property, and the Uniform Relocation Act provisions will govern actions of the County and/or its representative. 24 CFR Part 570 is a governing document on displacement and is incorporated by reference. 49 CFR Part 24 provides Uniform Relocation Act information and is incorporated by reference. As pertains to the County's tenant Assistance, Relocation and Real Property Acquisition Plan, the U.S. Department of Housing and Urban Development Handbook #1378, September, 1990, shall be adopted in its entirety. II. Definitions of "Standard" and "Non-Standard Suitable for Rehabilitation" Dwelling Unit Condition. In the absence of federal and state provided defini- tions, the following is provided to establish a frame of reference and context when dealing with matters of displace- ment and/or relocation as defined in 24 CFR Part 570 and 49 CFR Part 24. A. Standard Condition A dwelling unit is considered standard if it has no major defects or only slight defects which are correctable through the course of regular maintenance. It must be in total compliance with applicable County housing and occupancy codes; be structurally sound, watertight and in good repair; be adequate in size with respect to number of rooms and area of living space and contain the following: 1. A safe electrical wiring system adequate for lighting and other normal electrical devtces. 2. A separate, well-lighted and ventilated that provides user privacy and contains commode, and bathtub or shower stall. bathroom a sink, 3. An appropriate, sanitary and approved source of hot and cold potable water. 4. An appropriate, sanitary and approved sewage drain- age system. 5. A fully usable sink in the kitchen. 6. Adequate space refrigerator. and service connections for a 7. An unobstructed egress to a safe, open area at ground level, and 8. Be free of any barriers which would preclude ingress or egress if the occupant is handicapped. Failure to meet any of these criteria automatically causes a dwelling to not be considered "standard." B. Substandard Condition Suitable for Rehabilitation A dwelling unit is considered substandard if it does not fully comply with the standard criteria,' or has minor de- fects which require a certain amount of correction but can still provide safe and adequate shelter or has major defects requiring a great deal of correction and will be safe and adequate once repairs are made. To be suitable for rehabilitation, a trained housing specialist must carefully inspect the dwelling and prepare a work write-up of repairs necessary to bring it up to standard condition. A cost estimate of repairs will be prepared based on the needs identified in the work write-up. If these costs are equal to or less than 65% of the value of a comparable replacement unit as obtained from more than one licensed contractor, the dwelli~g from more than one li~ensed con- tractor, the dwelling will be considered suitable for rehabilitation. If the predicted cost exceeds 65%, the unit will be deemed unsuitable. This criteria is arbitrary, however, and the County Com- mission may authorize deviations based on the unique aspects of each dwelling, owner, tenant, etc. on a case by case basis. Each deviation so approved must be thoroughly documented. . Displacement Policy and Procedures III. Permanent, \ Involuntary Displacement The County will provide reasonable relocation assistance to persons (families, individuals, businesses, nonprofit organizations, displaced (moved permanently and involuntarily as a result of the use of CDBG/federal assistance to acquire or substantially rehabilitate property. Assistance to displaced persons may include: a) Payment for actual moving and relocation expenses documented by receipts and/or vouchers from service providers and utility companies. The documents hall be submitted prior to the disbursement of payment. I b) Advisory services necessary to help in relocating. c) Financial assistance sufficient to enable the displaced person to lease and occupy a suitable, decent, safe and sanitary replacement dwelling where the cost of rent and utilities does not exceed 30 percent of the household gross income of a family earning 80 percent of the median income for the jurisdiction. A. Provisions for One-on-One Replacement , I All years of relating ments: The County will replace all occupied and vacant occupiable low/moderate-income dwelling units demolished or converted to use other than as low/moderate-income housing as a direct result of activities ,assisted with'funds provided under the Housing and Community Development Act of 1974, as amended, and as described .in 24 CFR Part 570. Replacement low/moderate-income units may include public housing or ex- isting housing receiving Section 8 project based-assistance. l I replacement housing will be provided within three the commencement of the demolition or rehabilitation to conversion and will meet the following require- I 1. The units will be located witHin the County. 2. The units building, standard, will meet all applicable County housing, and zoning ordinances and will be in or better, condition. 3. The units will be designed to remain low/moderate- income dwelling units for at lest 10 years from the date of initial occupancy (applies to initial tenant only). 4. The units will be sufficient in size and number (functionally equivalent) to house at least the number of occupants who could have been housed in the units that are demolished or converted. Before obligating or expending CDBG/federal funds that will directly result in such demolition or conversion, the local government will make public and submit to the Florida Department of Community Affairs and/or the u.s. Department of Housing and Urban Development the following information in writing: 1. A description of the proposed assisted activity. 2. The general location on an area map including approximate number of dwelling units by size (number of bedrooms) that will be demolished or converted to a use other than low/moderate-income dwelling units. 3. A time schedule for commencement and completion of the demolition or conversion. 4. The general approximate (number of replacement location on a service number of dwelling bedrooms) that will units. area map and units by size be provided as' 5. Identification of submittal source for the of the source of funding at the time and the time ~rame, location and replacement dwelling unit. 6. The basis for corlcluding that each replacement dwelling unit will be designed to remain a low/moderate-income dwelling unit for at least 10 years from the date of initial occupancy. 7. Information demonstrating that any prqposed replacement of a unit with a smaller unit is con- sistent with the housing needs of LMI persons in the jurisdiction. B. Provisions for Relocation Assistance for Residential Displacement. The County will provide relocation assistance', as de- scribed in 24 CFR Part 570, to each low/moderate-income household involuntarily displaced by the demolition of housing or by the conver~ion of a low/moderate_income dwell- ing to another use as a direct result of CDBG/federally assisted activities. Persons that are relocated are entitled to: 1. A choice between actual reasonable moving expenses or a fixed expense and dislocation allowance. 2. Advisory services. 3. Reimbursement for reasonable and necessary security deposits and credit checks. 4. Interim living costs, and 5. Replacement housing assistance which may include a Section 8 housing voucher/certificate and referral to assisted units; cash rental assistance to reduce the rent an utility cost or lump sum payment equal to the present value of rental assistance install- ments to be used toward purchasing an interest in a housing cooperative or mutual housing association for a period up to 60 months (5 years). C. Provisions for Non-Residential Relocation Businesses, non-profit organizatio~s, etc., shall not be relocated unless the move 'is voluntary, essential to the project from the public view, and the owner waives his/her rights under the Uniform Act except for the following relo- cation assistance: 1. Actual moving and reasonable reestablishment expenses not less than $1,000 nor more than $20,000 equal to a prorata share for the period of inter- ruption of operations of the average annual net earnings. Average annual net earnings are one half of the entity's net earnings before taxes during the two taxable years immediately prior to the taxable year it was displaced. 2. No other benefits will be provided and. a signed waiver acknowledging that fact will be required. IV. Temporary, Voluntary Displacement and Relocation. A. Persons occupying housing which is to be rehabilitated using CDBG/federal funds must voluntarily agree to inclusion, in the program and shall vacate the housing at the direction" of the. County (or its designed agency), in order to facilitate the safe, timely and economical rehabilitation process. B. A moving allowance of $300 will be provided each family unit so displaced. This allowance wiLl be provided in two payments of $150 each on move out and move back in. C. The County may provide a safe, decent and sanitary housing unit for use as temporary relocation housing. The unit shall be available free of cha~ge to temporarily displaced households for the time period authorized by the County's designated agency, generally for the period of rehabilitation construction. 'Households' who occupy the unit shall have a $75 refundable deposit withheld from their initial moving allowance payment. This deposit shall be refunded in full immediately after the relocation unit is vacated in a clean and undamaged condition. The deposit refund shall be denied in full or in part for payme~t of damages to the owner/lessee due to the occupants', (a) failure to properly clean or maintain the unit, (b) physical damage to the unit, (c) loss of keys to the units, or (d) need for any special condition such as fumigation. A $25 per day penalty may also be assessed for the household's failure to properly vacate the relocation unit when directed to do s by the County's designated agency. D. A family to the storage allowance of up to $150 will be provided each unit displaced if storage is necessary and essential move. E. Insurance cost of up to, $100 for the replacement yalue of the household property in connection with the move will be provided each family unit displaced if storage is necessary and essential to the move. V. Permanent, Voluntary Displacement and Relocation. If it is determined by the County ,that occupants of a dwelling should be permanently relocated, and the occupants voluntarily consent, the gove~nment wil~ assist in the relo- cation to a decent, safe and sanitary dwelling unit. Bene- fits, if provided, will be limited to increases in monthly housing costs incurred by the occupant in an amount equal to the lesser of 60 times the increase or 30 percent of the person's annual income. 24 CFR Part 570 must be consulted to determine specific limitations. VI. Tenant Assistance Policy/federal Rental Rehabilitation Program. A. It is not the local government's policy to displace families in rental units. participating landlords will be required to warrant that the proposed rehabilitation will not cause any tenant to be permanently displaced unless the owner will be able to relocate the tenant displaced in accordance with HUD relocation criteria. Rental Rehabilitation funds will not be used to rehabilitate the structures if the reha- bilitation will cause the permanent displacement of LMI families. B. If it becomes necessary for an owner to temporarily move a tenant from a unit as a direct result of rehabilitation assisted through rental rehabilitation funds, the oWners will assure that the tenant is offered a decent, safe and sanitary dwelling unit at an affordable rate as described in the applicable regulations. No tenant will be considered displaced if the owner has offer~d the tenant a decent, safe, sanitary and affordable unit and the tenant has declined the offer. C. Should temporary displacement become necessary for a LMI family as a ~esult of the rental rehabilitation assistance, the owner will assure that tenants are provided the necessary financial assistance, information, counseling, referrals and housing location options regarding Federal Fair Housing rights in accordance with the County's Fair Housing Ordinance and other relocation services as needed without regard to race, color, religion, sex, f~ilialsta~us, age, handicap or national origin, so as to enable the family to obtain decent, safe and sanitary housing at an affordable rent. D. The Housing Authority at the County of Monroe provide federal preference to any qualified LMI family ject to relocation. Where Section 8 Housing vouchers available, such preference will apply. shall sub- are E. Where required compensation to obtain replacement hous- ing shall not exceed $3,000 threshold. Should such projected compensation to the tenant exceed this threshold, considera- tion shall be given to not performing the demolition rehabil- itation which would cause the displacement. VII. Displacement of Homeowners When rehabilitation of the dwelling is ~ot feasible of cost effective, demolition of house with CDBG/federal funds may be considered, only as a voluntary action by the home- owner. Although homeowners have a right to assistance as pre- viously 'discussed, CDBG/federal funds available for reloca- tion assistance are limited. Therefore, financial assistance shall not exceed that described in acqordance with 49 CFR 24.401, and the regulations under u.S. HUD Handbook 1378. VIII. Appeals/Counseling A. If a claim for assistance is denied by the County, the claimant may appeal where applicable to either the State of Florida or u.S. Department of Housing and Urban Development, and their decision shall be final unless a court determines the decision was arbitrary and capricious. B. Counseling will be provided to displacees in the areas of household finance, fair housing rights, real estate transactions, and locating and evaluating replacement housing options. Counseling shall be provided by the County or its designated agency. To permanently displaced households to ensure that: 1. No person is discriminated against based upon age, race, color, religion, sex, handicap, familial status, national origin, or presence of children in the house- hold. 2. Displacees of housing market. receive information concerning the full range opportunities within the local housing (DOC:CDBG/CountY:ANTIDISP/RELOC) FACT SHEET ELDERLY HOMEOWNER REHABILITATION PROGRAM (EHRP) DESIGN The Elderly Homeowner Program provides financial assi stance to an average of $16,000 per dwelling to Elderly low to very low income home owners to rehabilitate their homes. The program offers homeowner the following benefits: 1.. Inter.est fr.ee financing. 2. Increased cash flow and property values. 3. Ta:., advantages. 4. Lower maintenance costs. 5. Leveraging with other local rehab programs The Program has the following property eligibility re- qui r.ements: 1.. Pr.oper.t i es must be located in the t.rrin::orpJrata:l areas of M:nroe Canty. 2. 50% of the residents are 62 years of age or older 3. Meet income guidelines (attached) - applicant shall be very low or low income. If your property meets these requirements, you may apply to participate in this Rehabilitation Program. Owners will select licensed contractors of their choice to perform the work. The rehabilitation work will be inspected by Program staff to ensure quality and compliance with the Program's minimum standards after rehabilitation. Contractor's work write-up and cost estimate must be reviewed and approved by the Special Programs Office (SPO), Monroe County Housing Authority. Eligible project costs include construction costs, any required architectural and engineering costs, soft costs include title insurance and recording fee. ~L I G I BLE Af~E;;.BS Pr.oper.t i es wi th i n the unincorporated areas of the county. sl,JJ3 I BLE PROPERT I ES \ \ 1.. Owner/occupied (for term of Loan) Owner shall be very low or low income (HUe standards) Family composition of household must be 50% elderly Requi r.ed rehab i. I i tat i on must meet "substantial rehabilitation cri teria," and/or appropriate EHRP standards. ..., 3. 4. 1 I'J=IGIBLE IMPROVEMENTS Substantial rehabilitation work items are defined according to program priorities established by the Rehabilitation Program. A priority system has been established to identify and clarify mandatory work items and other work items which address program goals. The priority system includes the following four improvement categories: (::ateqor.y A: County Code items that threaten the health and safety of residents (e.g., basic structural, mechanical, electrical and plumbing systems). Ca~or'y_B:. Those items which are code deficiencies, but are not threatening health and safety, or that are incipient violations (major systems in danger or failure, e.g., a hot water heater that is properly vented, but is within a year or two of its life expectancy). Ca....t;eqor.Lk Items r'el ated to weather.i zati on and Cas_eqor.y D =- Other' items deemed eligible by the SPO,Monroe County Housing Authority. interior and exterior painting; ~_ecur'i ty m~?asur'es; others considered on a case-by-case basis. F I NANC I !i.l,. SUBS I DY MEC.HAN I Slyl: Approved pr'ojects wi ll/r'ecei ve an el der'l y homeowner. defer'r'ed loan of up to $16,000. The form of assistance to the bene- ficiary shall be a deferred loan. If the housing unit rehabilitated under this program is inherited by the owner's immediate family, the deferred loan shall continue in force as long as the immediate family lives in the housing unit and is of low income or very low income. Five years after completion of the rehabilitation, the balance due on a deferred loan made to a very low income person, if not previously repaid, shall be reduced by 20 percent per year until the balance due is reduced to zero. If the owner does not comply with these conditions, then the loan\ will be due and payable in full.! 2 PRIORITY FOR PROCESSING Applications will be reviewed on a first-come, first-serve basis. The spa will consider the property and owner characteristics in setting priorities for processing per program requirements and the financial feasibility of the required rehabilitation. SELECTION CRITERIA In approving applications, the COO will based on the following criteria: evaluate projects REPAIR/RESTORATION 1. Structural Deficiencies Foundation, Floor Joist, Roof System 2. Mechanical System Deficiencies Plumbing and Electroical 3. Othero Safety Improvements Locks, smoke alarms, window types, door types 4. Health Items Enclosed food storoage Operable refrigeration Operable food preparation (range gas/electric) 5. Weatherization Items a. Minor interior surface repairs to stop air infiltration including: wall, ceiling and floor roepai.ros, and the installat:ioClr' [)of electroical outlet and witch gaskets b. Caulking c. Weather-stripping d. Throeshol ds e. Shower flow controllers f. Electric water heater blanket and 3-feet hot water pipe insulation g. Glass repair and glazing h. Glass roeplacement i. Exterior door repair j. Minor exterior wall repair/patch ~ Minor roof repair/patch or roof sealer for mobi.le homes 1. Attic insulation and duct wroap m. Door replacement n. Window roeplacement o. Insulation of perimeter wall with exposed interior studs p. Floor insulation and duct wrap q. BURNER REPLACE~ENT r. Modification of the flue ignition system. 3 6. Handicap facilities E}{ter.ioro f'"'amps Enlarged exterior/interior door openings Bathroom fixtures Food preparation area APPLICANT 1. Very-low income/handicap 2. Size of Household 3. Per'cent of Owner' equi ty 4. Leveraging - loan as a percentage of total tion cost. r'ehab i 1 i ta- 5. Minimizing displacement - percent of household requiring temporary relocation. PRQ.JECT_G..mnR......6.l'ID Ur~DE:RWF, I T I NG CFi: I TER I A 1 . Th,. average hO~'.Jever' , wher'e r'ehabi 1 i tati on SHIP, HOME Act.. ) deferred loan under this program is $16,000; eligible, par'ticipation in other' county-wide progr"ams is encouraged (i.e., Fund, Weatherization, Community Re-investment " he pur-pose pr'ogr'ams wi 11 feasible based living inde:<. of part.icipation in other local allow specific applications to on the economics of the Key r'(~hab i 1 i t.at i on ~}("-2' -financial:!.\; W€:ost cost-of- MINIMUM OWNER REQUIREMENTS 1. 25% Equi ty 2. Fire and Windstorm Insurance equal to all indebtness 4 ELDERLY HOMEOWNER REHABILITATION PROGRAM t-DNROE COUNTY HOUSING AUTIiORITY SPECIAL PROGRAMS OFFICE RESIDENT PROFILE ************************************~.************************ THIS FORM MUST BE COMPLETED WITH EACH APPLICATION. Resident Name Resident Address Phone No. Monthly Mortgage Amount Estimated Annual Income $ Household Characteristics Number of persons in household Ages Se,., Male Female Under- 3 Year-s 3 - 17 year's 18 - 62 year-s Over 6- ~ "' '1ear's Ethnic BaCKqrOund Black White Hispanic Other- Female Head of Household - Yes_ No Handicapped - Yes No Resident Description Total Number of Rooms Number of Bedrooms Bath""OOffiS ~ COUNTI OF MONROE ELDERLY HOMEOWNER REHABILITATION PROGRAM PERSONAL FINANCIAL STATEMENT SECTION A . INDIVIDUAL INFORMATION lTyp."' p"",, SECTION B . OTHER PERSON INFORMATION ITv.." p"",, Nama Name Residence Address Residence Address City. Stete & ZID City. Stete & Zin Position or OCCuD8tion Position or OccuDstion Bu.lne.. Name Business Name Business Address Business Address City, Stete & ZiD City. State & ZiD Res Phone Bus Phone Res Phone Bus Phone SECTION C . STATEMENT OF FINANCIAL CONDITION AS OF 19 NOTE: Please check Box A if an assel or liability lis led below is held bv "lOll Individually. Check Box B if an asset or liability listed below is held by tht> other oerson named in Section B abovt'. Check bOlh Box A and 8 if an asset Of liabilitv Iisled below is held by "IOU iointlv withanOlhernClson A B ASSETS In Dollars A B LIABILITIES In Dollars (....1 (....1 100 not include Assets of doubtful veluel IOmlt centsl 1....1 (....) lOmit centsl Cash on hand and in banks Noles oavable 10 banks. secured U.S. GOV'I. & Marketable Securilies See Schedule A - NOles nayable to banks. unsecured -- Non.Marketable Secufllies.Sce Schedule B Due 10 brokers <-_._- Securities held by broker in maraln accounls Amounts payable to others. secured ------ Restricted or control stocks Amounts payable to others. unsecured Plrtiallnterest in Real Estate EQuities . Accounts and bills due , see Schedule C Unoaid income tax Real Estate Owned. see Schedule 0 Other unoaid taxes and interest loans Receivable Real estate mortgages payable. AUlomobiles and other personal properly see Schedule 0 Cash value.life insurance-see SChedule E Other debts. itemize: Utilities per year Other assets. itemize: Water PBr month per year Electric Der month per year Sewer Der month per vear Insurence DeT month ner vear TOTAL LIABILITIES NET WORTH TOTAL ASSETS TOT AL L1AB AND NET WORTH SOURCES OF INCOME FOR YEAR ENDED . 19 PERSONAL INFORMA TION Salary S Do you heve a will? if so, name ot executor. Bonuses & Commissions S Aeel estate income Are you a partner or officer in sny other venture 7 If so, describe Other income IAlimony, child SUDDort, or seoarale mainlenance income need not be revealed if YOU do nOl wish '10 have il Are you obligated to pay alimony, child support or separate considered as a basis for repayina lhis obliaationl S maintenance payments 7 If so, describe, Are any assets pledged other than 85 described on schedules? II so TOTAL S describe. CONTINGENT LIABILITIES 00 you have any contingent liahilities? If so. describe. Onclude any Income tax settled lhrouch Idatel lsatisfied judgments within 20 years) Are you a defendant in any suits or legal actions? As endorser, co. maker or Quarantor? S , Personal bank accounts carried at: On leases or contracts 7 S leaal claims S Other soeciel debt S Have you ever been declared bankrupt? If so, describe. Amount of contested income lax liens $ Number of Shares Are These Market or FJJce Value (Bonds) Description In Name of Pledged 7 Value " SCHEDULE t US GOVERNMENTS & MARKETABL'" "ECURITIES Address & Type Thle In % Of Date COlt Market Monthly Mortgage Of Property Name Of Ownership ACQuired Value Payment Amount SCHEDULE C . PARTIAL INTERESTS IN REAL ESTATE EQUITIES Address & Type Title In Date COSI Market Monthly Mortgage Of Proper1y Name Of ACQuired Value Peyment Amount t= , SCHEDULE D . REAL ESTATE OWNED - Name & Address Credit In Secured Or Original High Currenl Of lender The NAme Of Unsecured 1 Date Credit Balance SCHEDULE F - BANKS OR FINANCE COMPANIE!i WHERE CREDIT HAS BEEN OBTAINED >= a: <l: VI VI W U w z Ii: VI W ..J ::l Q w J: U VI ..J <l: Z! o i= is Q <l: w VI :2 SCHEDULE E . LIFE INSURANCE AND PROPERTY INSURANCE CARRIED. INCLUDING N.S,1. AND GROUP INSURANCE Name Of Ownar Of BeneUcia,y Fac" Policy Cash Surre~der Insurance Company Policy Amount loans Value Fire Insur-nce The information contained In this statement Is provided for the purpose of obtaining. or maintaining credit with you on behelf of the under- signed. or persons. firms or corporRtions in whose behalf lhe undenigned may either severally or jointly with others. execute a guaranty in your favor. Each undenigned understands that you are relying on the informAtion provided herein lincluding the designation made 85 to ownership of propertyl in deciding to grant or continue credit. Each undersigned represents and warrants that tho information provided is nue and comple,Po ill1l1 that you ma\, consider this statement as continuing to be true and correct until II written notice of change is given to you by the undersignec1 YOIl are lIuthoriud to mllke all inquiries you deem necessRry to verify the accuracy of the statements mllde herein. and to dete,mine my/our cretlil worthlne... You .re lIuthorlud to answer questions IIbout your credil experience wilh me/us. Signature llndividual) 5.5. or 5.5.1. No. Date of Blrtt't Si{lneture (Other Party) Date Signer! 19_ 5.5. or 5.5.1. No. Date of Birtt't PROMISSORY NOTE ELDERLY HOMEOWNER LOAN PROGRAM PROJECT NO. PROJECT ADDRESS For value received, the undersigned (hereafter the BORROWER) jointly and severally promisee s) to pay to the order of the County of Monroe, (hereafter the LENDER) or its successors, the principal sum of ( ) payable at the Monroe County Housing Authority, 1400 Kennedy Drive, Key West, Florida 33040, or at such other place as may be designed by the LENDER. This Note is secured by a Mortgage of even date herewith in favor of the LENDER, on the above referenced PROJECT. This Note shall be for a period often years. The entire amount of the loan will be torgiven at a rate of one fifth per year beginning at year six, provided that the BORROWER complies with all the terms and conditions of the Mortgage referenced above. Should the BORROWER not comply, the LENDER may demand repayment in accordance with the Mortgage terms. Unless prepaid, this Note shall be released by the LENDER on the 1st day of 20_. The anniversary date oftl1is Note shall be the date of execution. In the event of sale, or the loan is not assumed by an eligible assignee, then the unforgiven balance shall be due and payable at title transfer. Any forbearance by the LENDER with respect to any of the terms and conditions of this Note in no way constitutes a waiver of any of the LENDER'S rights or privileges granted hereunder. Any written notice or payment of one party to the other shall be addressed to the parties as follows: The LENDER: County of Monroe c/o Monroe County Housing Authority 1400 Kennedy Drive Key West, Florida 33040 The BORROWER (Name and Address) The BORROWER, or his/her executor in the event of death, shall notify the LENDER of the name and address of any successor to or assignee of the BORROWER. The BORROWER reserves the right to prepay at any time at all any part of the remaining balance of this Note without the payment of penalties or premiums. If suit is iru.tituted by the County of Monroe to recover on this Note, the BORROWER agrees to pay all costs of such collection, including reasonable attorney's fees and court costs. Upon satisfactory completion of all terms and conditions of this Note by the BORROWER or upon payment of any and all balance due, the BORROWER shall be entitled to a release and satisfaction of this Note by the LENDER at the BORROWER'S own cost. In witness whereof and agreement herewith the BORROWER has executed the Promissory Note. WITNESS DATE DATE BORROWER WITNESS DATE DATE BORROWER Loan Value: $ versarv. ate ount e ua e uctlOn 0 YEAR I 0% YEAR 2 0% YEAR 3 0% YEAR 4 0% YEAR 5 0% YEAR 6 (-20%) YEAR 7 (-20%) YEAR 8 (-20%) YEAR 9 (-20%) YEAR 10 (-20%) --~- Anni D Am Du Ann IRd 0;( (Elqcfogllotem~.joc) COUNTY OF MONROE clo MONROE COUNTY HOUSING AUTHORITY ELDERLY HOMEOWNER LOAN PROGRAM MORTGAGE DEED THIS MORTGAGE is made this between the Mortgagor, day of 199 whose address is Florida, herein "Borrower", and the Mortgagee, the County of Monroe, Florida, herein "Lender". WITNESS That the BORROWER, for better securing the payment of the sum of money mentioned in the condition of a certain Note, bearing even date herewithin, and in consideration of the sum of TEN ($10.00) DOLLARS cash in hand paid before the ensealing and delivery of the mortgage receipt of which is hereby acknowledge, the BORROWER does hereby grant, convey and warrant title to the LENDER all that certain lot, piece of parcel of land situated in the County of Monroe and State of Florida, bounded and legally described as follows: TOGETHER with all the improvements now or thereafter erected on the Property, and all easements, rights, appurtenances, rents, royalties, mineral, oil and gas rights and profits, water, water rights, and water stock, and all fixtures now or hereafter attached to the property, all of which, including replacements and additions thereto, shall be deemed to be and remain a part of the Property covered by this Mortgage; and all of the foregoing, together with said Property (or the leasehold estate in the event this Mortgage is on a lease- hold) are herein referred to as the "Property." Borrower covenants that Borrower is lawfully seized of the estate hereby conveyed and has the right to mortgage, grant and convey the Property, that the Property is unencumbered, except as Borrower has notified Lender, that Borrower will make such further assurances to perfect the title to said land as may reasonable be required, and that Borrower will warrant and defend generally the title to the Property against all claims and demands, subject to any easements and restrictions listed in a schedule of exceptions to coverage in any title insurance policy insuring Lender's interest in the Property. Lender and Borrower covenant and agree as follows: 1. Deferred Payment Loan The entire amount of the loan will be forgiven over a ten year period at a rate of one fifth per year, beginning on the 6th anniversary of the completion of construction, provided that the Borrower complies with the remainder of the Mortgage covenants. 2. Charges; Lien. Borrower shall pay all taxes, assess- ments and other charges, fines and impositions attribut- able to the Property. If the same are not promptly paid, Lender may at any time make payment (s) without effecting its option to foreclose or any of its right hereunder, and Borrower shall reimburse Lender for such payment (s), if not reimbursed, together with interest hereon from the date of payment at the same rate as specified in the Note, shall also be secured by this Mortgage. Borrower shall promptly furnish to Lender all notices of amounts due under this paragraph, and in the event Lender shall make payments directly, Lender shall promptly furnish to Borrower receipts evidencing such payments. Borrower shall promptly discharge any liens which has priority over this Mortgage; provided that Borrower shall not be required to discharge any such liens so long as Borrower shall agree in writing to the payment of obligation secured by such liens in a manner acceptable to Lender, or shall in good faith contest such lien by, or defend enforcement of the lien or forfeiture of the Property or any part thereof. 3. Hazard Insurance. Borrower shall keep the improvements now existing or hereafter erected on the Property insured against loss by fire and windstorm hazards including within the term "extended coverage", and such other hazards as Lender may require and in such amounts and for such periods of time as Lender may require. If Borrower fails to obtain and maintain proper insurance, Lender may do so without waiving its option to foreclose or any of its rights hereunder, and the cost thereof, together with interest thereon from the date of pay- ment at the same rate as specified in the Note, shall also be secured by this Mortgage. The insurance carrier providing the insurance shall be chosen by Borrower subject to approval by Lender, provided, that such approval shall not be unreasonably withheld. All insurance policies and renewal thereof shall be in the form acceptable to Lender and shall include a standard mortgage clause in favor of and in form acceptable to Lender. Lender shall have the right to hold the policies and renewals thereof, and Borrower shall promptly furnish to Lender all renewal notices and all receipts of paid premiums. In the event of loss, Borrower shall give prompt notice to the insurance carrier and Lender may make proof of loss if not made promptly by Borrower. unless Lender and Borrower otherwise agree, in writing, insurance proceeds shall be applied to restoration or repair of the Property damaged, provided such restor- ation or repair is economically feasible and the security of this Mortgage is not thereby impaired. If such restoration or repair is not economically feasible or if the security of this Mortgage would be impaired, the insurance proceeds shall be applied to the sums secured by this Mortgage, with the excess, if any, paid to the Borrower. If the Property is abandoned by Borrower or if Borrower fails to respond to Lender within thirty (30) days after notice by Lender to Borrower that the insurance carrier offer to settle a claim for insurance benefits, Lender is authorized to collect and apply the insurance proceeds at Lender's option either to restore or repair the Property or to apply the sums secured by this Mortgage. If under this agreement the Property is acquired by Lender, all right, title and interest of Borrower in and to any such insurance policies and in and to the pro- ceeds thereof (to the extent of the sums secured by this Mortgage immediately prior to such sale or acquisition, resulting from damage to the Property prior to the sale or acquisition) shall pass to Lender. 9. Forebearance by Lender Not A Waiver Any forebearance by Lender in exercising any right or remedy hereunder, or otherwise afforded by applicable law, shall not be a waiver of or preclude the exercise of any right or remedy hereunder. The procurement of insurance or the payment of taxes or other liens or charges by Lender shall not be a waiver of Lender's right to accelerate the maturity of the indebtedness secured by this Mortgage. 10. Remedies Cumulative. All remedies provided in this Mortgage are distinct and cumulative to any other right or remedy under this Mortgage or afforded by law or equity, and may be exercised concurrently, independent- ly or successively. 11. Transfer of the Property If all or any part of the Property or an interest therein is sold, the Mortgage shall be due and payable upon conveyance of title. Borrower may not cause the creation of a lien or encumbrance subordinate to this Mortgage ; a purchase money security interest for household appliances; or a transfer by devise, descent or by application of law upon the death of a joint tenant without the prior written consent of the grantor. Failure to notify Lender of any transfer of title, shall result in foreclosure. 12. Successors and Assigns Bound; Assumption. All suc- cessors shall be required to qualify for the assumption of the grant. In the event the successor(s) does not qualify for assumption of the loan, the Lender will requlre that the balance of the un forgiven loan be repaid to the Lender no later than ninety (90) days from the settlement of probate. In the event Borrower fails to occupy the dwelling for any other reason than death, for a period of 60 consecutive days, this loan shall be due and payable immediately. Borrower agrees not to rent or lease the premises or any part thereof. 13. Notice Any notice to Borrower provided for in this Mortgage shall be given by mailing such notice by certified mail addressed to Borrow at the Property Address stated below, except for any notice required under Paragraph Twenty (20) hereof to be given to Borrower in the manner prescribed by applicable law. Any notice provided provided for in this Mortgage shall be deemed to have been given to Borrower when given in the manner designated herein. 14 .Uniform Mortgage, Governing Law; Severability This form of Mortgage combines uniform covenants for national use and non uniform covenants with limited variations by jurisdiction to constitute a uniform security instrument covering real property. This Mortgage shall be governed by the law of the jurisdiction in which the Property is located. In the event that any provision or clause of this Mortgage or the Note conflicts with applicable law, such conflict shall not affect other provisions of this Mortgage or the Note which can be given effect without the conflicting provision, and to this end, the provisions of the Mortgage and the Note are declared to be severable. 15. Borrower's Copy. Borrower formed copy of this Mortgage after recordation hereof. shall be furnished a con- at the time of execution or 4. Annual Certification. Borrower will be required, on an annual basis, to provide current income, household composition and other such verifications that may be deemed necessary by the Lender. 5. Preservation and Maintenance of Property; Leaseholds. Borrower shall keep the property in good repair and shall not permit or commit waste, impairment, or deter- ioration of the Property. Borrower shall comply with all existing and future laws, regulations, ordinances, and orders of governmental authorities having juris- diction over the Property. 6. Protection of Lender's Security If Borrower fails to perform the covenants and agreements contained in this Mortgage, or if any action or proceeding is commenced which materially affects Lender's interest in the Property, including, but not limited to , eminent domain, insolvency, code enforcement, or arrangements or proceedings involving a bankrupt or descended, then Lender at Lender's option, upon notice to Borrower, may make such appearances, disburse such sums and take such action as necessary to protect Lender's interest, including, but not limited to, disbursement of reason able attorney's fees and entry upon the Property to make repairs. Any amounts disbursed by Lender pursuant to this paragraph, with interest thereon, shall become the indebtedness of Borrower secured by this Mortgage. Unless Lender and Borrower agree to other terms of payment, such amounts shall be payable upon notice from Lender to Borrower requesting payment thereof, and shall bear interest from the date of disbursement at the rate stated in the Note. Nothing contained in this paragraph shall require Lender to incur any expense or do any act hereunder. 7. Inspection Lender may make or cause to be made reasonable entries upon and inspections of the Property provided that Lender shall glve reasonable notice to Borrower prior to any such inspection specifying reason- able cause therefore related to Lender's interest in the Property. 8. Condemnation The proceeds of any award or claim damages, direct or consequential, in connection with condemnation or other taking of the Property, or thereof, or for conveyance in lieu of condemnation, hereby assigned and shall be paid to Lender. In the event of a total taking of the Property, the proceeds shall be applied to the sums secured by this Mortgage , with the excess, if any, paid to Borrower. In the event of a partial taking of the Property, unless Lender and Borrower otherwise agree in writing, there shall be applied to the sums secured by this Mortgage such proportion of the proceeds as is equal to that proportion which the amount of the sums secured by this Mortgage immediately prior to the date of taking, bears to the fair market value of the Property immediately prior to the date of taking, with the balance of the proceeds paid to Borrower. for any part are If the Property is abandoned by Borrower or if after notice by Lender to Borrower that the condemner offers to make an award or settle a claim for damages, Borrower fails to respond to Lender within thirty (30) days of the date of such notice, Lender is authorized to collect and apply the proceeds at Lender's option either to restoration or repair of the Property or to the sums secured by this Mortgage. 16. Performance of Other Agreements Borrower shall observe and perform each and every term to be observed or performed by Borrower pursuant to the terms of any agreement or recorded instrument affecting or pertaining to the subject property, including without limitation mortgages superior in lien, right, and dignity to the Mortgage. 17. Acceleration; Remedies Except as provided in Paragraph Sixteen (16) hereof, upon Borrower's breach of any covenant or agreement by Borrower in this Mortgage, including the event that Borrower shall declare bankruptcy or have same declared, make any general assignment for the benefit of creditors, or if any receiver shall be appointed for any Property of the Borrower, the whole of the principal sum and interest shall become due and payable. Lender prior to acceler- ation shall mail notice to Borrower as provided in Paragraph Fourteen (14) hereof specifying: (1) the breach; (2) the action required to cure such breach, if curable; (3) a date, not less than thirty (30) days from the date that the notice is mailed to Borrower, by which such breach must be cured; and (4) that failure to cure such breach on or before the date specified in the notice may result in acceleration of the sums secured by this Mortgage and sale of the Property. If the breach is not cured on or before the date specified in the notice, Lender, at Lender's option, may declare all of the sums secured by this Mortgage to be immediately due and payable without further demand and may foreclose this Mortgage by judicial proceeding. Lender shall be entitled to collect in such proceeding all expenses of foreclosure, including, but not limited to, reasonable attorney's fees and costs of documentary evidence, abstracts and title reports. 18. Borrower's Right to Reinstate. Notwithstanding Lender's acceleration of the sums secured by this Mortgage, Borrower shall have the right to have any proceedings begun by Lender to enforce this Mortgage discontinued at any time prior to entry of a judgment enforcing this Mortgage if: (a) Borrower pays Lender all sums which would be then due under this Mortgage and the Note had no acceleration occurred; (b) Borrower cures all breaches of any other covenants or agreements of Lender contained in this Mortgage; (c) Borrower pays all reasonable expenses incurred by Lender in enforcing the covenants and agreements of Borrower contained in this Mortgage and in enforcing Lender's remedies as provided in Paragraph Twenty (20) hereof, including, but not limited to, reasonable attorney's fees; and (d) Borrower takes such action as Lender may reasonably require to assure the lien of this Mortgage. Lender's interest in the Property and Borrower's obligation to pay the sums secured by this Mortgage shall continue in full force and effect as if no acceleration had occurred. 19. Release. Upon satisfaction of this Mortgage, Lender shall without charge to Borrower. all covenants secured by release this Mortgage 20. Costs. Borrower shall pay all costs, charges and expenses including attorney's fees, reasonably incurred by Lender because of Borrower's failure to perform obligations under or comply with the provisions of this Mortgage or the Promissory Note. IN WITNESS WHEREOF, Borrower(s) has/have executed this Mortgage on the date first above written. SIGNED, SEALED AND DELIVERED IN THE PRESENCE OF: witness Mortgagor witness Mortgagor STATE OF FLORIDA MONROE COUNTY SS I hereby certify that on this day, before me, an officer duly authorized in the State and County aforesaid to take acknowl- edgments , to me known to be the person(s) described in and who executed the foregoing instrument and acknowledged before me that executed the same for the purpose therein expressed. WITNESS my hand and official seal in the State and County aforesaid, this day of , 19 My Commission expires: Notary Public elderlygrant/mortgagedeed